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IAMOT2010 Conference at Cairo, Egypt


     A Patent Landscape of
Distribution Service Innovation


              *Hajime SASAKI
               Ichiro SAKATA

       Japan, The University of Tokyo,
 Todai Policy Alternatives Research Institute
Introduction
Background:

・Service industries are growing up.
・Governments of major countries have been taking measures to promote
  service engineering to support those industries.

Service industries are
・less advanced in the establishment of definitions
・classification methods in comparison to manufacturing industries.
ex) At the present day, IPC(international Patent Classification) which can
    identify service industries is not exist.


Patent analysis is often employed as a methodology of trend survey of
     technology field.
Then
It is currently hard to learn how innovations are in service technologies from
     definition and classification of patent information system.
Purpose and Focus
We assume that it is impossible that identifying
• a main technological fields by Extracting words that frequently
appear in dataset
•a recent technological trend by Extracting time-trend of these
words.
Purpose:
Try to extract
• main technological fields and
• recent technological trends
of service industry using the method of natural language processing
   analysis(TF/IDF) of patent gazette.

One of most major fields in Service industries
                “Distribution Service”
Definition and Database
Definition:
Patents include words “logistic”, “supply chain” or “value chain”
In “title of the invention” or “abstract”
as patent gazette related with “distribution service” in service
industries.
Query :
“logistic*” OR “supply chain*” OR “value chain*”

Database:WW patent gazette (17,905,611 records) (granted by 2009,8)
USPTO (granted)                 CIPO (granted)


EPO (granted)                   KIPO (granted and examined)


JPO (granted)
                                                  From isi thomson innovation ®


            Extracted a total of 8,223 patents
Top 10 inventor in dataset.

400

300

200

100                 Silverbrook Resarch   US ARMY   US NAVY
Timeline Trends (8,223patents)
1500


1000

                                                                                                          US
500                                                                                                       EU
                                                                                                          JP
                                                                                                          KR
1994
        1995
               1996
                      1997
                             1998
                                    1999
                                           2001
                                                  2002
                                                         2003
                                                                2004
                                                                       2005
                                                                              2006
                                                                                     2007
                                                                                            2008
                                                                                                   2009
                                                                                                          DE
       • linear increase
       • The majority were submitted by US inventers each year
Top 10 IPC(International Patent Classification)




G06F:
Digital computing or dataprocessing equipment

G06Q:
Methods or arrangements for processing data
word extraction by (TF/IDF)
                  TfIdf= tf ・ idf
     Term Frequency             Inverse Document Frequency



    measure of the importance      measure of the general
    of the term                    importance of the term


・frequent repeats of certain word in a patent gazettes
increase the TF/IDF value
・frequent repeats of index word in many documents
reduce the value.
TOP 50 words in Dataset (8,223patents)
 #                       w ord                %    #                w ord              %
#1    P rocesses,P rocessi P rocess
                            ng,              23.5 #26 P rogram                        6.5   #5
#2    C oded D ata,D ata                     21.9 #27 M oni ng,M oni
                                                           tori        tor            6.3   #5
#3    D evices,D evi ce                      18.7 #28 S ecuri ty                      6.3   #5
#4    R eceives,R ecei ver,R ecei ng
                                  vi         18.2 #29 D etected S cene,D etecti
                                                                              on      6.2   #5
#5    I
      nform ati on                           17.6 #30 Extendi  ng                     6.1   #5
#6    S ource G enerates I nterrogation      13.9 #31 D atabase                       5.7   #5
#7    C om m uni ons,C om m uni on
                 cati              cati      13.5 #32 M ounted,M ounti  ng            5.7   #5
#8    C onnected,C onnecti   on              13.1 #33 I
                                                      nput                            5.7   #5
#9    P roducts,P roducti P roduct
                          on,                13.1 #34 O utput                         5.6   #5
#10   S tored,S tore
                      G06F:                  12.8 #35 A ssem bl y                     5.6   #6
#11   C om puter      Digital computing or dataprocessingV ehi e
                                             12.1 #36 V ehi es,
                                                           cl        cl               5.6   #6
#12   D eterm i ng,D equipment
               ni     eterm ines,D eterm i
                                         ned 11.3 #37 A ttached                       5.4   #6
#13   U ser                                  10.7 #38 I
                                                      denti cati
                                                            fi on                     5.3   #6
#14   N etw ork                              10.1 #39 Electri l El
                                                              caly, ectri ,El
                                                                          cal ectri
                                                                                  c   5.3   #6
#15   M anagem ent
                      G06Q:                  10.0 #40 I cati D ata,I cati
                                                      ndi ng            ndi ve        5.2   #6
#16   M ethods        Methods or arrangements forOprocessing
                                              9.6 #41 bj  ect                         5.2   #6
#17   M ateri s,B ilM ateri s,M ateri
             al     l dataal          al      9.5 #42 P ow er                         5.1   #6
#18   I
      nterrogati S i ,S i
                  on gnal gnal                9.2 #43 S erver                         5.1   #6
#19   S urface                                8.5 #44 D i ay
                                                         spl                          5.0   #6
#20   I
      denti ng,I
            fyi denti erfi                    7.9 #45 Tracki  ng                      4.9   #7
#21   Electroni c                             7.8 #46 S uppl C hai C hai
                                                             y     n,     n           4.8   #7
#22   A ccess                                 7.5 #47 C i t
                                                         rcui                         4.8   #7
#23   Transm i ng
               tti                            7.4 #48 A pplcati R equest,R equest
                                                           i on                       4.7   #7
#24   S ervice                                6.9 #49 S ensor                         4.6   #7
#25   I
      nterface S urface,I  nterface           6.7 #50 W ater                          4.5   #7
Time series analysis 2003~2006 Top25
  年度(件                                年度(件                      年度(件                  年度(件
    数)                                  数)                        数)                    数)
  2003 (772)        %                 2004(710)         %       2005(654)      %      2006(500)       %
Coded Data            25            Coded Data           28   Devices          26   Devices           26
Processes             20            Devices              25   Recieves         23   Coded Data        24
Devices               20            Receives             23   Coded Date       23   Recieves          24
Information           18            Information          22   Information      20   Processes         23
Recieves              17            Processes            22   Processes        19   Information       22
Computer              14            Products             17   Communication    16   Source Generate   18
Communication         14            Source Generate      16   Determining      16   Rfid              17
Methods               14            Determining          15   Computer         16   Tag               17
Management            13            Computer             14   Stored           14   Interrogation     16
Stored                13            Communication        13   Connected        12   Communication     16
Products              13            Stored               13   Products         12   Stored            15
Source Generate       13            Methods              12   Methods          12   Identification    14
User                  12            User                 11   Interrogation    11   Connected         14
Network               12            Identifying          11   Tag              11   Frequency         13
Connected             12            Management           11   Sorce Generate   11   Determining       13
Dtermining            12            Connected            10   Rfid             11   Products          13
Identifying            9            Network               9   Identifying      10   Radio             13
Interrogation          8            Monitoring            9   Network          10   Management        12
Program                8            Surface               9   User             10   Method            11
Service                8            Intterogation         9   Management       10   Transmitting      10
Detected Scen          8            Interface             9   Program          10   Output            10
Access                 7            Identification        9   Identification   10   User              10
Securyty               7            Sensor                8   Montoring         9   Materials         10
Monitoring             7            Indicating Data       8   Transmitting      9   Network           10
They appear
Transmitting      for the
                       7    1 st time during the
                                    Electronic        year7   Electronic        8   Antenna            9
RFID( Radio-Frequency
                   IDentification) (typically referred to as
                      ・is the use of an object
                            an RFID tag) applied to or incorporated into a
                            product for the purpose of identification and
                            tracking using radio waves.
                            Recently used in
                            Payment by mobile phones
                            Transportation payments

・First Technology related with RFID
was invented in 1950s.
It was for administration or
management of firming animal in
europe.
Then RFID is relatively old technology.
                    →But, growing up in words.
Time trend analysis (query:”RFID”)
                                                 11,672 patents
4000

3000

                                                                                                         US
2000
                                                                                                         EU
1000                                                                                                     JP
                                                                                                         KR
                                                                                                         DE
1994
       1995
              1996
                     1997
                            1998
                                   1999
                                          2001
                                                 2002
                                                        2003
                                                               2004
                                                                      2005
                                                                             2006
                                                                                    2007
                                                                                           2008
                                                                                                  2009
       • Truly. increase exponentially
       • Made an interviews to RFID specialist…
Time trend analysis (query:”RFID”)
4000
                     Nov. ’03 EPC global was founded
3000

                                                                                                          US
2000
                                                                                                          EU
1000                                                                                                      JP
                                                                                                          KR
                                                                                                          DE
1994
       1995
              1996
                      1997
                             1998
                                    1999
                                           2001
                                                  2002
                                                         2003
                                                                2004
                                                                       2005
                                                                              2006
                                                                                     2007
                                                                                            2008
                                                                                                   2009
Existing technology + social action⇒ Innovation
          Cooperation stimulates Competition
Conclusion
• confirmed the trends with applications for approval of these patents,
    identifying the corresponding categories of technology in the IPC.
• confirmed a rapid growth in RFID, which has been attracting attention
    of many recently from a timeline analysis.
then
It was usable for distribution service fields that using the method of NLP
    analysis based on patent database in order to extract main
    technological fields and recent technological trends.


• one of the reason of rapid growth in RFID is assumed founded of EPC
   global.
Then
Technological standardization in WW will be one of a key factor in also
   other field of service industries.
Thank you very much for your attention.
Policy Proposal
• the improvement of research infrastructure for
  service industries

• a system / definition which promotes service
  innovations based on international relationships

• a proper consideration of establishment and renewal
  for technological standards that promote re-
  development in service industries.

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A Patent Landscape of Distribution Service Innovation(IAMOT2010)

  • 1. IAMOT2010 Conference at Cairo, Egypt A Patent Landscape of Distribution Service Innovation *Hajime SASAKI Ichiro SAKATA Japan, The University of Tokyo, Todai Policy Alternatives Research Institute
  • 2. Introduction Background: ・Service industries are growing up. ・Governments of major countries have been taking measures to promote service engineering to support those industries. Service industries are ・less advanced in the establishment of definitions ・classification methods in comparison to manufacturing industries. ex) At the present day, IPC(international Patent Classification) which can identify service industries is not exist. Patent analysis is often employed as a methodology of trend survey of technology field. Then It is currently hard to learn how innovations are in service technologies from definition and classification of patent information system.
  • 3. Purpose and Focus We assume that it is impossible that identifying • a main technological fields by Extracting words that frequently appear in dataset •a recent technological trend by Extracting time-trend of these words. Purpose: Try to extract • main technological fields and • recent technological trends of service industry using the method of natural language processing analysis(TF/IDF) of patent gazette. One of most major fields in Service industries “Distribution Service”
  • 4. Definition and Database Definition: Patents include words “logistic”, “supply chain” or “value chain” In “title of the invention” or “abstract” as patent gazette related with “distribution service” in service industries. Query : “logistic*” OR “supply chain*” OR “value chain*” Database:WW patent gazette (17,905,611 records) (granted by 2009,8) USPTO (granted) CIPO (granted) EPO (granted) KIPO (granted and examined) JPO (granted) From isi thomson innovation ® Extracted a total of 8,223 patents
  • 5. Top 10 inventor in dataset. 400 300 200 100 Silverbrook Resarch US ARMY US NAVY
  • 6. Timeline Trends (8,223patents) 1500 1000 US 500 EU JP KR 1994 1995 1996 1997 1998 1999 2001 2002 2003 2004 2005 2006 2007 2008 2009 DE • linear increase • The majority were submitted by US inventers each year
  • 7. Top 10 IPC(International Patent Classification) G06F: Digital computing or dataprocessing equipment G06Q: Methods or arrangements for processing data
  • 8. word extraction by (TF/IDF) TfIdf= tf ・ idf Term Frequency Inverse Document Frequency measure of the importance measure of the general of the term importance of the term ・frequent repeats of certain word in a patent gazettes increase the TF/IDF value ・frequent repeats of index word in many documents reduce the value.
  • 9. TOP 50 words in Dataset (8,223patents) # w ord % # w ord % #1 P rocesses,P rocessi P rocess ng, 23.5 #26 P rogram 6.5 #5 #2 C oded D ata,D ata 21.9 #27 M oni ng,M oni tori tor 6.3 #5 #3 D evices,D evi ce 18.7 #28 S ecuri ty 6.3 #5 #4 R eceives,R ecei ver,R ecei ng vi 18.2 #29 D etected S cene,D etecti on 6.2 #5 #5 I nform ati on 17.6 #30 Extendi ng 6.1 #5 #6 S ource G enerates I nterrogation 13.9 #31 D atabase 5.7 #5 #7 C om m uni ons,C om m uni on cati cati 13.5 #32 M ounted,M ounti ng 5.7 #5 #8 C onnected,C onnecti on 13.1 #33 I nput 5.7 #5 #9 P roducts,P roducti P roduct on, 13.1 #34 O utput 5.6 #5 #10 S tored,S tore G06F: 12.8 #35 A ssem bl y 5.6 #6 #11 C om puter Digital computing or dataprocessingV ehi e 12.1 #36 V ehi es, cl cl 5.6 #6 #12 D eterm i ng,D equipment ni eterm ines,D eterm i ned 11.3 #37 A ttached 5.4 #6 #13 U ser 10.7 #38 I denti cati fi on 5.3 #6 #14 N etw ork 10.1 #39 Electri l El caly, ectri ,El cal ectri c 5.3 #6 #15 M anagem ent G06Q: 10.0 #40 I cati D ata,I cati ndi ng ndi ve 5.2 #6 #16 M ethods Methods or arrangements forOprocessing 9.6 #41 bj ect 5.2 #6 #17 M ateri s,B ilM ateri s,M ateri al l dataal al 9.5 #42 P ow er 5.1 #6 #18 I nterrogati S i ,S i on gnal gnal 9.2 #43 S erver 5.1 #6 #19 S urface 8.5 #44 D i ay spl 5.0 #6 #20 I denti ng,I fyi denti erfi 7.9 #45 Tracki ng 4.9 #7 #21 Electroni c 7.8 #46 S uppl C hai C hai y n, n 4.8 #7 #22 A ccess 7.5 #47 C i t rcui 4.8 #7 #23 Transm i ng tti 7.4 #48 A pplcati R equest,R equest i on 4.7 #7 #24 S ervice 6.9 #49 S ensor 4.6 #7 #25 I nterface S urface,I nterface 6.7 #50 W ater 4.5 #7
  • 10. Time series analysis 2003~2006 Top25 年度(件 年度(件 年度(件 年度(件 数) 数) 数) 数) 2003 (772) % 2004(710) % 2005(654) % 2006(500) % Coded Data 25 Coded Data 28 Devices 26 Devices 26 Processes 20 Devices 25 Recieves 23 Coded Data 24 Devices 20 Receives 23 Coded Date 23 Recieves 24 Information 18 Information 22 Information 20 Processes 23 Recieves 17 Processes 22 Processes 19 Information 22 Computer 14 Products 17 Communication 16 Source Generate 18 Communication 14 Source Generate 16 Determining 16 Rfid 17 Methods 14 Determining 15 Computer 16 Tag 17 Management 13 Computer 14 Stored 14 Interrogation 16 Stored 13 Communication 13 Connected 12 Communication 16 Products 13 Stored 13 Products 12 Stored 15 Source Generate 13 Methods 12 Methods 12 Identification 14 User 12 User 11 Interrogation 11 Connected 14 Network 12 Identifying 11 Tag 11 Frequency 13 Connected 12 Management 11 Sorce Generate 11 Determining 13 Dtermining 12 Connected 10 Rfid 11 Products 13 Identifying 9 Network 9 Identifying 10 Radio 13 Interrogation 8 Monitoring 9 Network 10 Management 12 Program 8 Surface 9 User 10 Method 11 Service 8 Intterogation 9 Management 10 Transmitting 10 Detected Scen 8 Interface 9 Program 10 Output 10 Access 7 Identification 9 Identification 10 User 10 Securyty 7 Sensor 8 Montoring 9 Materials 10 Monitoring 7 Indicating Data 8 Transmitting 9 Network 10 They appear Transmitting for the 7 1 st time during the Electronic year7 Electronic 8 Antenna 9
  • 11. RFID( Radio-Frequency IDentification) (typically referred to as ・is the use of an object an RFID tag) applied to or incorporated into a product for the purpose of identification and tracking using radio waves. Recently used in Payment by mobile phones Transportation payments ・First Technology related with RFID was invented in 1950s. It was for administration or management of firming animal in europe. Then RFID is relatively old technology. →But, growing up in words.
  • 12. Time trend analysis (query:”RFID”) 11,672 patents 4000 3000 US 2000 EU 1000 JP KR DE 1994 1995 1996 1997 1998 1999 2001 2002 2003 2004 2005 2006 2007 2008 2009 • Truly. increase exponentially • Made an interviews to RFID specialist…
  • 13. Time trend analysis (query:”RFID”) 4000 Nov. ’03 EPC global was founded 3000 US 2000 EU 1000 JP KR DE 1994 1995 1996 1997 1998 1999 2001 2002 2003 2004 2005 2006 2007 2008 2009 Existing technology + social action⇒ Innovation Cooperation stimulates Competition
  • 14. Conclusion • confirmed the trends with applications for approval of these patents, identifying the corresponding categories of technology in the IPC. • confirmed a rapid growth in RFID, which has been attracting attention of many recently from a timeline analysis. then It was usable for distribution service fields that using the method of NLP analysis based on patent database in order to extract main technological fields and recent technological trends. • one of the reason of rapid growth in RFID is assumed founded of EPC global. Then Technological standardization in WW will be one of a key factor in also other field of service industries.
  • 15. Thank you very much for your attention.
  • 16. Policy Proposal • the improvement of research infrastructure for service industries • a system / definition which promotes service innovations based on international relationships • a proper consideration of establishment and renewal for technological standards that promote re- development in service industries.