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Weapons of
Mass
Destruction
Volume I:
Chemical and
Biological Weapons
Weapons of
Mass Destruction
An Encyclopedia of Worldwide Policy,
Technology, and History

          Eric A. Croddy and James J. Wirtz, Editors
              Jeffrey A. Larsen, Managing Editor
                              Foreword by David Kay




          Volume I: Chemical and Biological Weapons
                        Eric A. Croddy, Editor




            Santa Barbara, California   Denver, Colorado   Oxford, England
Copyright 2005 by Eric A. Croddy, James J. Wirtz, and Jeffrey A. Larsen
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any
form or by any means, electronic, mechanical, photocopying, recording, or otherwise, except for the inclusion of brief
quotations in a review, without prior permission in writing from the publishers.

Library of Congress Cataloging-in-Publication Data
Weapons of mass destruction : an encyclopedia of worldwide policy, technology, and history / Eric A. Croddy and
James J. Wirtz, editors.
     p. cm.
  Includes bibliographical references and index.
  ISBN 1-85109-490-3 (hardback : alk. paper)—ISBN 1-85109-495-4 (e-book)
  1. Weapons of mass destruction—Encyclopedias. I. Croddy, Eric, 1966– II. Wirtz, James J., 1958–
U793.W427 2005
358'.3'03—dc22 2004024651
                                                                                              0807060510987654321

This book is also available on the World Wide Web as an eBook. Visit abc-clio.com for details.

ABC-CLIO, Inc.
130 Cremona Drive, P.O. Box 1911
Santa Barbara, California 93116–1911

This book is printed on acid-free paper.

Manufactured in the United States of America
Contents


           Weapons of Mass Destruction
An Encyclopedia of Worldwide Policy, Technology, and History
         Volume I: Chemical and Biological Weapons

                          Foreword, vii
            Preface: Weapons of Mass Destruction, ix
                  Editors and Contributors, xiii
          A-to-Z List of Entries, Volumes I and II, xvii
      Introduction: Chemical and Biological Weapons, xxv
      Chronology: Chemical and Biological Weapons, xxxi

     Chemical and Biological Weapons, Entries A to Y, 1

    Key Documents: Chemical and Biological Weapons, 341
                    Bibliography, 395
                       Index, 413




                                                               v
Foreword
                                                           David Kay
                                                           Senior Research Analyst, Potomac Institute,
The importance of this encyclopedia was under-             Washington, D.C., and former Director,
scored by the fact that virtually the only area of         Iraq Survey Group (2003–2004)
agreement in the 2004 U.S. presidential campaign
between the two major candidates, President
George W. Bush and Senator John F. Kerry, was that
the proliferation of weapons of mass destruction
poses the most serious national security threat with       made new classes of weapons possible. But scientific
which the next president would have to deal.               progress marches at a very fast rate, leaving behind
    While the prospect of chemical, biological, radi-      old, but still dangerous, knowledge. For example,
ological, or nuclear weapons falling into the hands        the secrets regarding methods for enriching ura-
of terrorists or regimes hostile to the United States      nium were simply bought by the Iraqis from the
and its friends is indeed a frightening prospect, how      U.S. Government Printing Office. That office could
many of us understand exactly what this means?             not imagine that there was anything important in a
When were such weapons first developed? Which              40-year-old project from the dawn of the U.S. nu-
states and scientists are leading these developments?      clear program.
Have these weapons actually been used in the past?             In another remarkable case, uranium enrichment
How often and with what consequence—not only               technology was stolen from a commercial company
for the populations they were used against, but for        in Holland by A. Q. Khan—a rather ordinary Pak-
those that used them, as well? Do these weapons re-        istani who went to Germany to earn an engineering
ally give states a decisive edge over their adversaries?   degree. Khan subsequently used this technology to
How easy are they to develop and use? Does the ease        develop Pakistan’s nuclear weapons and then sold the
of development or use of such weapons by states,           same technology to North Korea, Iran, and Libya.
like North Korea, differ from the obstacles faced by       The techniques of gene modification, which less than
terrorist groups, like al-Qaeda? What are the tools        20 years ago were the stuff of Nobel prizes, are now
available to the United States to halt the spread of       routinely taught in American high schools and com-
such weapons? Have we had any success in limiting          munity colleges and have opened up whole new
the spread of these weapons? Are there any protec-         classes of biological weapons. As this study also
tive measures that individuals can take to lessen          makes clear, even the safe disposal of weapons of
their vulnerability if such weapons are used?              mass destruction following a state’s decision to aban-
    These are but a few of the questions that the au-      don or limit their programs presents serious chal-
thors of this authoritative two-volume study at-           lenges of preventing the weapons and associated
tempt to answer. This encyclopedia will have endur-        technology from falling into the hands of terrorists.
ing importance as states and societies attempt to          The thousands of Soviet-era nuclear weapons and
come to terms with the consequence of the collision        the engineering talent that created them represent a
of scientific progress with the failure to develop a re-   clear and present danger with which the world has
liable global security structure. The initial develop-     not yet completely dealt. The readers of this work will
ment of chemical, biological, and nuclear weapons,         find numerous examples of the lowering of the bar-
as this study makes clear, often involved scientific       riers to the acquisition by states and terrorists of these
and engineering breakthroughs of the highest               most terrible of weapons.
order. The paths to enriching uranium and geneti-              But this study does not simply present the horrors
cally modifying pathogens are but two examples of          of a world filled with weapons of mass destruction. It
such successes, scientific breakthroughs that have         also catalogs and illuminates the various methods of

                                                                                                                 vii
viii FOREWORD

attempting to control and constrain these weapons—        the few efforts made in this regard, it is hard not to
including treaties and agreements such as the Nuclear     come away with a sense of dread for the future. Most
Non-Proliferation Treaty and the Chemical Weapons         control efforts have been aimed at states, not at ter-
Convention, as well as intrusive inspections, such as     rorists operating outside of the control of states.
the efforts of the United Nations to hunt such            Hopefully students and policy makers using this
weapons in Iraq after the first Gulf War. As will be      book a few years hence will be able to record more
clear to the reader, such endeavors have had both suc-    progress toward meeting this new challenge.
cesses and failures. Much remains to be done to en-           The authors and editors have done an important
sure that their effectiveness matches the problems        service by pulling together such an illuminating
posed by the proliferation of such weapons. The           study at exactly the point when there is a broad po-
largest gap in effective mechanisms of control and re-    litical consensus of the importance of the problem.
sponse to the acquisition of such weapons is with re-     One can only hope that our citizens and our politi-
gard to the efforts of terrorists groups to acquire the   cal leaders take the time to explore the depth of in-
means of mass murder. While these volumes identify        formation presented here.
Preface: Weapons
The term “weapon of mass destruction” (WMD) is
                                                       of Mass Destruction
a relatively modern expression. It was probably
first used in print media following the interna-
                                                       Eric A. Croddy and James J. Wirtz
tional uproar over Germany’s aerial bombardment
of the Basque city of Guernica in April 1937. (The
latter event was famously depicted in Picasso’s
painting Guernica y Luno.) Only a year before, an-     never particularly enamored by chemical or biolog-
other Axis power, Italy, had begun using mustard       ical weapons and treated them as a deterrent to be
and other chemical warfare (CW) agents in              used in retaliation for the use of chemical or bio-
Abyssinia (modern-day Ethiopia).1 During the           logical weapons used by the opponent. By the early
anxious years leading up World War II, WMD re-         1990s, the U.S. military had abandoned offensive
ferred to the indiscriminate killing of civilians by   use of these weapons, although it maintained a re-
modern weaponry, especially aircraft. It also          search and development program designed to pro-
echoed the fear of chemical weapons that was un-       duce effective equipment, procedures, medications,
leashed by World War I, which had come to a con-       and inoculations to defend against chemical and bi-
clusion just a few years earlier.                      ological attack.
    Following the development of the atomic bomb           Over the last decade, much has been written
in 1945, the term “WMD” came to include nuclear        about WMD. The meaning of the term itself is
and eventually biological weapons. WMD was ap-         somewhat controversial, although there is a formal,
parently first used to describe nuclear warfare by     legalistic definition. According to U.S. Code Title
Soviet strategists. In 1956, during the 20th Commu-    50, “War and National Defense,” per the U.S. Con-
nist Party Congress in Moscow, the Soviet Minister     gress, the term “weapon of mass destruction”means
of Defense—and “Hero of Stalingrad”—Marshal            “any weapon or device that is intended, or has the
Georgy Konstantinovich Zhukov prophesied that          capability, to cause death or serious bodily injury to
modern warfare “will be characterized by the mas-      a significant number of people through the release,
sive use of air forces, various rocket weapons and     dissemination, or impact of toxic or poisonous
various means of mass destruction such as atomic,      chemicals or their precursors; a disease organism;
thermonuclear, chemical and bacteriological            radiation or radioactivity.”4 For its part, the U.S. De-
weapons.”2 In that same year, the Hungarian Minis-     partment of Defense has a similar characterization
ter of Defense echoed Marshal Zhukov, stating that     of WMD, although in addition it includes “...the
“Under modern conditions, the decisive aspect of       means to deliver [WMD].”5 So, what makes a
operational planning is the use of nuclear and other   weapon massively destructive? Is it the type of inju-
weapons of mass destruction.”3                         rious agents involved, namely radioactive, chemical,
    When the West learned of Zhukov’s speech, na-      or biological, or is it that the attack itself produces
tional security strategists in the United States and   significant casualties or destruction? Also what
elsewhere became quite concerned. By inference,        would “significant” mean in this context: ten, a hun-
they concluded that WMD—nuclear, biological,           dred, or a thousand casualties? What if very few
and chemical weapons—were an integral part of          people are actually killed or hurt by at attack? In the
Soviet military doctrine. Partly in response to        latter respect, the U.S. Federal Bureau of Investiga-
Zhukov’s ministrations on WMD, the United States       tion has a rather unique and somewhat satisfying
reviewed its offensive chemical and biological         interpretation of the term “WMD,” invoked when
weapons program in 1958. The U.S. military was         the U.S. government indicted Timothy McVeigh

                                                                                                            ix
x PREFACE

with using a WMD in his 1995 terrorist attack in          ture and that civilized people everywhere reject the
Oklahoma City. In this case, although the device          use of chemical and biological weapons. Interna-
used was a conventional bomb (employing ammo-             tional law is replete with treaties, agreements, and
nium nitrate-fuel oil explosive), “A weapon crosses       regimes whose purpose is to proscribe the use of
the WMD threshold when the consequences of its            these weapons, or mitigate the consequences of any
release overwhelm local responders.”6                     such use. In particular, the world has successfully
    Some analysts, however, have suggested that           kept nuclear weapons in reserve for almost sixty
various technical hurdles prevent chemical and            years as truly deterrent weapons of last resort.
even biological weapons from causing casualties              Our encyclopedia covers a wide range of topics,
on a truly massive scale. Some point to the Aum           some historical, some drawn from today’s headlines.
Shinrikyo sarin attack on the Tokyo subway system         We describe many of the pathogens, diseases, sub-
on March 20, 1995, which resulted in eleven               stances, and machines that can serve as weapons of
deaths, as an example of the limits of WMD. They          mass destruction, as well as their associated delivery
note that high-explosives have been used with far         systems. We also describe important events and in-
greater lethal effects than sarin in the annals of        dividuals that have been influential in the develop-
modern terrorism. Others are increasingly con-            ment of weapons of mass destruction and doctrines
cerned about the destructive potential of even            for their use (or control). We have encouraged our
rudimentary weapons. Analysts today are worried,          contributors to highlight ongoing controversies and
for instance, that terrorists might try to employ ra-     contemporary concerns about WMD and current
diological dispersal devices or “dirty bombs.”            international arms control and nonproliferation ef-
These weapons do not detonate with a fission re-          forts intended to reduce the threat they pose to
action, but rather utilize conventional explosives to     world peace and security. Even a work of this length,
distribute radiological materials and contaminate         however, cannot completely cover the history, sci-
a given area. Few deaths are likely to result from the    ence, and personal stories associated with a topic of
effects of a dirty bomb, but the consequences—in          this magnitude, so we have included abundant ref-
terms of anxiety, clean-up, and the recognized abil-      erences to help readers take those initial steps for
ity of a terrorist to conduct the very act itself—        further study of the topics we survey.
would likely be far reaching.
                                                          Acknowledgments
About the Encyclopedia                                    Our deepest debt is to the contributors who made
The very presence of chemical, biological and nu-         this volume a reality. Many of them joined the proj-
clear weapons in international arsenals and the po-       ect at its inauguration several years ago and have
tential that they might fall into the hands of terror-    waited a long time to see their work in print. It is im-
ist organizations guarantees that weapons of mass         possible for just three people to be experts on all of
destruction will be of great policy, public, and schol-   the subjects covered in this volume, and without the
arly interest for years to come. We cannot resolve the    hard work of our contributors, this encyclopedia
debates prompted by WMD, but we hope that we              would never have been completed. Thanks to our
and our contributors can provide facts to help the        research assistants, Abraham Denmark and Laura
reader sort through the controversies that are likely     Fontaine, who uncovered most of the key docu-
to emerge in the years ahead. Much that is contained      ments in both volumes and wrote a few entries for
in these volumes is disturbing and even frightening;      us, as well. We also want to express our appreciation
it is impossible to write a cheery encyclopedia about     to a senior government official who reviewed Vol-
weapons whose primary purpose is to conduct               ume II for accuracy and sensitive material. We owe
postindustrial-scale mass murder. The sad truth of        a special debt to Jeff Larsen, our managing editor,
the matter is that chemical, biological, radiological,    whose help was instrumental in the success of this
and nuclear weapons reflect the willingness of hu-        project. Not only did he provide editorial support to
mans to go to great lengths to find increasingly          both volumes, but he displayed a keen ability to deal
lethal and destructive instruments of war and vio-        with the publisher and our 95 contributors, keep
lence. We are pleased to note, however, that much of      track of timelines, requirements, and progress, and
what is reported in these volumes is historical in na-    gently push the two of us when we needed encour-
PREFACE xi

agement during this multiyear project that involved           Frederick R. Sidell, Ernest T. Takafuji, and David
over 500 separate parts. Finally, we also want to ex-         R. Franz, eds., Textbook of Military Medicine,
press our appreciation to Alicia Merritt, Martha              Part I: Warfare, Weaponry, and the Casualty:
Whitt, Giulia Rossi, and the behind-the-scenes                Medical Aspects of Chemical and Biological
copyeditors at ABC-CLIO who worked tirelessly to              Warfare (Washington, DC: Borden Institute,
help get this manuscript into print. We discovered            Walter Reed Army Medical Center, 1997), p. 54.
                                                         3.   Quoted in the archives, “Report of Colonel-
that nothing is a trivial matter when it comes to a
                                                              General István Bata, Hungarian Minister of
manuscript of this size. The commitment of our                Defense, to Members of the HWP Central
publisher to this topic, and the dedication of the            Committee on the Conduct of the Staff-
production staff at ABC-CLIO, greatly facilitated             Command Exercise Held, 17 July 1956,” found at
the completion of these volumes.                              the International Relations and Security
   We hope that this encyclopedia will help inform            Network (Switzerland), documents collection,
the public debate about weapons of mass destruc-              http://www.isn.ethz.ch/
tion and international security policy, with the goal    4.   Title 50, Chapter 40, Sec. 2302.
of never again seeing such weapons used in anger.        5.   Office of the Secretary of Defense, Proliferation:
                                                              Threat and Response (Washington, DC: U.S.
Notes                                                         Government Printing Office, 2001), p. 4.
  1. Stanley D. Fair, “Mussolini’s Chemical War,”        6.   U.S. Federal Bureau of Investigation (FBI), “The
      Army, January 1985, p. 52.                              FBI and Weapons of Mass Destruction,” 4
  2. Jeffery K. Smart, “History of Chemical and               August 1999, http://norfolk.fbi.gov.wmd.htm
      Biological Warfare: An American Perspective,” in
Editors                                               Editors and
ERIC A. CRODDY (EDITOR, VOLUME I,
CHEMICAL AND BIOLOGICAL WEAPONS)
                                                      Contributors
  Analyst with U.S. Pacific Command, Pearl
  Harbor, HI

JAMES J. WIRTZ (EDITOR, VOLUME II,                    JEFFREY M. BALE
NUCLEAR WEAPONS)                                         Senior Research Associate, Monterey Institute
  Professor and Chair, Department of National            of International Studies, Monterey, CA
  Security Affairs, U.S. Naval Postgraduate
  School, Monterey, CA, and Senior Fellow,            ZACH BECKER
  Center for International Security and                 Science Applications International Corporation,
  Cooperation, Stanford University, Palo Alto, CA       Arlington, VA

JEFFREY A. LARSEN (MANAGING EDITOR,                   ANJALI BHATTACHARJEE
VOLUMES I AND II)                                       Research Associate, WMD Terrorism Project,
   Senior Policy Analyst, Science Applications          Center for Nonproliferation Studies, Monterey
   International Corporation and President,             Institute of International Studies, Monterey, CA
   Larsen Consulting Group, Colorado Springs,
   CO                                                 JENNIFER BROWER
                                                        Science and Technology Policy Analyst, The
Contributors                                            RAND Corporation, Arlington, VA
GARY ACKERMAN
  Deputy Director, Chemical and Biological            WILLIAM D. CASEBEER
  Weapons Nonproliferation Program,                     Associate Professor, Department of Philosophy,
  Monterey Institute of International Studies,          U.S. Air Force Academy, CO
  Monterey, CA
                                                      KALPANA CHITTARANJAN
JEFFREY A. ADAMS                                        Research Fellow, Observer Research
   Senior Analyst, Analytic Services, Inc. (ANSER),     Foundation, Chennai Chapter, Chennai, India
   Arlington, VA
                                                      CLAY CHUN
PETER ALMQUIST                                          Chairman, Department of Distance Education,
  Bureau of Arms Control, U.S. Department of            U.S. Army War College, Carlisle Barracks, PA
  State, Washington, DC
                                                      WILLIAM S. CLARK
ELIZABETH AYLOTT                                        Defense Policy Analyst, Science Applications
  Plans and Policy Analyst, Science Applications        International Corporation, Arlington, VA
  International Corporation, Ramstein Air Base,
  Germany                                             CHRIS CRAIGE
                                                        Graduate Student, U.S. Naval Postgraduate
                                                        School, Monterey, CA

                                                                                                     xiii
xiv EDITORS AND CONTRIBUTORS

MALCOLM DAVIS                                       ANDREA GABBITAS
  Lecturer, Defence Studies Department, King’s        Graduate Student, Department of Political
  College London, London, UK                          Science, Massachusetts Institute of Technology,
                                                      Cambridge, MA
ABE DENMARK
  Graduate Student, Graduate School of              SCOTT SIGMUND GARTNER
  International Studies, University of Denver,        Associate Professor, Department of Political
  Denver, CO                                          Science, University of California–Davis, Davis, CA

JOHN W. DIETRICH                                    MICHAEL GEORGE
  Assistant Professor, Bryant University,             Policy Analyst, Science Applications
  Smithfield, RI                                      International Corporation, Arlington, VA

ANDREW M. DORMAN                                    DON GILLICH
  Lecturer in Defence Studies, King’s College         Nuclear Research and Operations Officer, U.S.
  London, London, UK                                  Army, Colorado Springs, CO

FRANNIE EDWARDS                                     DAN GOODRICH
  Office of Emergency Services, San Jose, CA          Public Health Department, Santa Clara, CA

LAWRENCE R. FINK                                    PHIL GRIMLEY
  Corporate Export Administration, International      Professor of Pathology and Molecular Cell
  Legal Department, Science Applications              Biology, F. Edward Herbert Medical School,
  International Corporation, Arlington, VA            Uniformed Services University of Health
                                                      Sciences, Bethesda, MD
STEPHANIE FITZPATRICK
  Arms Control/Policy Analyst, Independent          EUGENIA K. GUILMARTIN
  Consultant, Arlington, VA                           Assistant Professor, Department of Social
                                                      Sciences, U.S. Military Academy, West Point, NY
SCHUYLER FOERSTER
  President, World Affairs Council of Pittsburgh,   JOHN HART
  Pittsburgh, PA                                      Researcher, Stockholm International Peace
                                                      Research Institute, Solna, Sweden
LAURA FONTAINE
  Graduate Student, Graduate School of              PETER HAYS
  International Studies, University of Denver,        Executive Editor, Joint Force Quarterly, National
  Denver, CO                                          Defense University, Washington, DC

J. RUSS FORNEY                                      JAMES JOYNER
    Associate Professor, Department of Chemistry      Managing Editor, Strategic Insights,
    and Life Science, U.S. Military Academy, West     Washington, DC
    Point, NY
                                                    AARON KARP
MARTIN FURMANSKI                                      Professor, Old Dominion University, and
  Scientists Working Group on Biological and          Assistant Professor, U.S. Joint Forces Staff
  Chemical Weapons, Center for Arms Control           College, Norfolk, VA
  and Nonproliferation, Ventura, CA
                                                    KERRY KARTCHNER
                                                      Senior Advisor for Missile Defense Policy, U.S.
                                                      State Department, Washington, DC
EDITORS AND CONTRIBUTORS xv

MIKE KAUFHOLD                                         CLAUDINE MCCARTHY
  Senior National Security Policy Analyst, Science      National Association of County and City Health
  Applications International Corporation, San           Officials, Washington, DC
  Antonio, TX
                                                      JEFFREY D. MCCAUSLAND
BRET KINMAN                                              Director, Leadership in Conflict Initiative,
  Graduate Student, Department of National               Dickinson College, Carlisle, PA
  Security Affairs, U.S. Naval Postgraduate School,
  Monterey, CA                                        PATRICIA MCFATE
                                                        Science Applications International Corporation,
KIMBERLY L. KOSTEFF                                     Santa Fe, NM
  Policy Analyst, Science Applications
  International Corporation, Arlington, VA            ROB MELTON
                                                        Assistant Professor of Military Strategic Studies,
AMY E. KRAFFT                                           34th Education Group, U.S. Air Force Academy,
  Research Biologist, Department of Molecular           CO
  Genetic Pathology, Armed Forces Institute of
  Pathology, Rockville, MD                            BRIAN MORETTI
                                                        Assistant Professor, Department of Physics, U.S.
JENNIFER LASECKI                                        Military Academy, West Point, NY
  Computer Sciences Corporation, Alexandria, VA
                                                      JENNIFER HUNT MORSTEIN
PETER LAVOY                                             Senior Analyst, Science Applications
  Director, Center for Contemporary Conflict,           International Corporation, McLean, VA
  U.S. Naval Postgraduate School, Monterey, CA
                                                      EDWARD P. NAESSENS, JR.
SEAN LAWSON                                             Associate Professor, Nuclear Engineering
  Graduate Student, Department of Science and           Program Director, Department of Physics, U.S.
  Technology Studies, Rensselaer Polytechnic            Military Academy, West Point, NY
  Institute, Troy, NY
                                                      T. V. PAUL
MICHAEL LIPSON                                            James McGill Professor of International
  Assistant Professor, Department of Political            Relations, McGill University, Montreal, Canada
  Science, Concordia University, Montreal,
  Canada                                              ROY PETTIS
                                                        Science Advisor to the Office of Strategic and
BRIAN L’ITALIEN                                         Theater Defenses, Bureau of Arms Control, U.S.
  Defense Intelligence Agency, Washington, DC           State Department, Washington, DC

MORTEN BREMER MAERLI                                  RICH PILCH
 Researcher, Norwegian Institute of International       Scientist in Residence, Chemical and Biological
 Affairs, Oslo, Norway                                  Nonproliferation Program, Center for
                                                        Nonproliferation Studies, Monterey Institute of
TOM MAHNKEN                                             International Studies, Monterey, CA
  Professor of Strategy, Naval War College,
  Newport, RI                                         ELIZABETH PRESCOTT
                                                        International Institute for Strategic Studies,
ROBERT MATHEWS                                          Washington, DC
  Asia-Pacific Centre for Military Law, University
  of Melbourne, Victoria, Australia
xvi EDITORS AND CONTRIBUTORS

BEVERLEY RIDER                                         ROBERT SOBESKI
  Senior Scientist, Genencor International, Inc.,        Assistant Professor, Department of Physics, U.S.
  Palo Alto, CA                                          Military Academy, West Point, NY

GUY ROBERTS                                            JOHN SPYKERMAN
  Principal Director, Negotiations Policy, Office of     Foreign Affairs Officer, U.S. State Department,
  the Secretary of Defense, Washington DC                Washington, DC

J. SIMON ROFE                                          TROY S. THOMAS
    Lecturer, Defence Studies Department, King’s         Fellow, Center for Strategic Intelligence
    College London, London, UK                           Research, Defense Intelligence Agency,
                                                         Washington, DC
KEN ROGERS
  Professor of Political Science, Department of        CHARLES L. THORNTON
  Social Sciences and Philosophy, Arkansas Tech          Research Fellow, Center for International and
  University, Russellville, AR                           Security Studies, School of Public Policy,
                                                         University of Maryland, College Park, MD
STEVEN ROSENKRANTZ
  Foreign Affairs Officer, Office of Strategic and     ROD THORNTON
  Theater Defenses, Bureau of Arms Control, U.S.         Lecturer, Defence Studies Department, King’s
  State Department, Washington, DC                       College London, London, UK

C. ROSS SCHMIDTLEIN                                    ANTHONY TU
   Research Fellow, Department of Medical                Department of Biochemistry and Molecular
   Physics, Memorial Sloan-Kettering Cancer              Biology, Colorado State University, Ft Collins, CO
   Center, New York, NY
                                                       PETER VALE
GLEN M. SEGELL                                           Nelson Mandela Professor of Politics, Rhodes
  Director, Institute of Security Policy, London,        University, Grahamstown, South Africa
  UK
                                                       GILLES VAN NEDERVEEN
D. SHANNON SENTELL, JR.                                  Independent Consultant, Fairfax, VA
   Assistant Professor, Department of Physics, U.S.
   Military Academy, West Point, NY                    MICHAEL WHEELER
                                                         Senior Defense Analyst, Science Applications
JACQUELINE SIMON                                         International Corporation, McLean, VA
   Independent Consultant, Ottawa, Canada
                                                       JOLIE WOOD
JOSHUA SINAI                                             Graduate Student, Department of Government,
  Analytic Services, Inc. (ANSER), Alexandria, VA        University of Texas, Austin, TX

STANLEY R. SLOAN                                       JACK WOODALL
  Visiting Scholar, Middlebury College, and               Visiting Professor, Department of Medical
  Director, Atlantic Community Initiative,                Biochemistry, Federal University of Rio de
  Richmond, VT                                            Janeiro, Brazil

JAMES M. SMITH                                         ROBERT WYMAN
  Director, USAF Institute for National Security         Arms Control Operations Specialist, Science
  Studies, U.S. Air Force Academy, Colorado              Applications International Corporation,
  Springs, CO                                            Arlington, VA
Volume I: Chemical and Biological Weapons     A to Z List of Entries,
Aberdeen Proving Ground
Abrin
                                              Volumes I and II
Adamsite (DM, diphenylaminochlorarsine
Aerosol
Agent Orange
Agroterrorism (Agricultural Biological        Chemical and Biological Munitions and Military
   Warfare)                                      Operations
Al-Qaeda                                      Chemical Warfare
Al Shifa                                      Chemical Weapons Convention (CWC)
Amiton (VG)                                   Chlamydia Psittaci (Psittacosis)
Ammonium Nitrate Fuel Oil (ANFO)              Chlorine Gas
Anthrax                                       Chloropicrin (PS, Trichloronitromethane)
Aralsk Smallpox Outbreak                      Choking Agents (Asphyxiants)
Arbusov Reaction                              Cholera (Vibrio cholerae)
Arsenicals                                    Conotoxin
Atropine                                      Crimean-Congo Hemorrhagic Fever
Aum Shinrikyo                                 Crop Dusters (Aerial Applicators)
The Australia Group                           CS
                                              Cyclosarin (GF)
Bari Incident
Bhopal, India: Union Carbide Accident         Decontamination
Bigeye (BLU-80)                               Demilitarization of Chemical and Biological
Binary Chemical Munitions                        Agents
Biological and Toxin Weapons Convention       Dianisidine
   (BTWC)                                     Difluor (DF, Difluoromethylphosphonate)
Biological Terrorism: Early Warning via the   Diisopropyl Fluorophosphate (DFP)
   Internet                                   Dioxin
Biological Warfare                            Diphosgene
Biopreparat                                   Dual-Use
Bioregulators                                 Dugway Proving Ground
Bioterrorism
Bleach                                        EA2192
Blood Agents                                  EMPTA (O-Ethyl Methylphosphonothioic Acid)
Botulism (Botulinum Toxin)                    Enterovirus 70
Brucellosis (Brucella Bacterium)              Equine Encephalitis (VEE, WEE, EEE)
                                              Ethiopia (Abyssinia)
C-4                                           Explosives
Carbamates
Centers for Disease Control and Prevention    Fentanyl
  (CDC)                                       Fermenter
Chemical Agent Monitor                        Foot-and-Mouth Disease Virus

                                                                                            xvii
xviii A TO Z LIST OF ENTRIES

Fort Detrick                                     Oklahoma City Bombing
Fuel-Air Explosive (FAE)                         Organophosphates
                                                 Osama bin Laden
Gas Gangrene                                     Oximes
Geneva Protocol
Glanders (Burkholderia Mallei)                   Parasites—Fungal
Gruinard Island                                  Parathion (Methyl and Ethyl)
G-Series Nerve Agents                            Perfluoroisobutylene (PFIB)
Gulf War: Chemical and Biological Weapons        Phosgene Gas (Carbonyl Chloride)
Gulf War Syndrome                                Phosgene Oxime (CX, Dichloroform Oxime)
                                                 Pine Bluff, Arkansas
Hague Convention                                 Plague
Halabja Incident                                 Plasticized Explosives
Heartwater (Cowdria Ruminantium)                 Point Source
Hemorrhagic Fevers                               Porton Down, United Kingdom
Herbicides                                       Precursors
                                                 Protective Measures: Biological Weapons
India: Chemical and Biological Weapons           Protective Measures: Chemical Weapons
   Programs                                      Psychoincapacitants
Inversion                                        Pyridostigmine Bromide
Iran: Chemical and Biological Weapons Programs
Iran-Iraq War                                    Q-Fever
Iraq: Chemical and Biological Weapons Programs   QL

Japan and WMD                                    Ricin
Johnston Atoll                                   Rift Valley Fever
                                                 Riot Control Agents
Kaffa, Siege of                                  Rocky Mountain Spotted Fever
Korean War                                       Russia: Chemical and Biological Weapons
                                                    Programs
Late Blight of Potato Fungus (Phytophthora
   Infestans)                                    Sabotage
Libya and WMD                                    Salmonella
Line Source                                      Sarin
Livens Projector                                 Semtex
Lyophilization                                   Shikhany
                                                 Simulants
Marburg Virus                                    Sino-Japanese War
Melioidosis                                      Skatole
Microencapsulation                               Smallpox
Mustard (Sulfur and Nitrogen)                    Soman
Mycotoxins                                       South Africa: Chemical and Biological Weapons
                                                    Programs
Napalm                                           South Korea: Chemical and Biological Weapons
Nerve Agents                                        Programs
Newcastle Disease                                Spore
Newport Facility, Indiana                        Stabilizers
North Korea: Chemical and Biological Weapons     Staphylococcal Enterotoxin B
  Programs                                       Stepnogorsk
Novichok                                         Sverdlovsk Anthrax Accident
A TO Z LIST OF ENTRIES xix

Syria: Chemical and Biological Weapons Programs   Acheson-Lililenthal Report
                                                  Actinides
Tabun                                             Airborne Alert
Terrorism with CBRN Weapons                       Anti-Ballistic Missile (ABM) Treaty
Thickeners                                        Antinuclear Movement
TNT                                               Anti-Satellite (ASAT) Weapons
Tobacco Mosaic Virus                              Arms Control
Tooele, Utah                                      Arms Control and Disarmament Agency (ACDA)
Toxins (Natural)                                  Arms Race
Toxoids and Antitoxins                            Assured Destruction
Tularemia                                         Atomic Energy Act
Tuberculosis (TB, Mycobacterium Tuberculosis)     Atomic Energy Commission
Typhus (Rickettsia Prowazekii)                    Atomic Mass/Number/Weight
                                                  Atoms for Peace
Unit 731
United Kingdom: Chemical and Biological           Backpack Nuclear Weapons
  Weapons Programs                                Balance of Terror
United Nations Monitoring, Verification, and      Ballistic Missile Defense Organization (BMDO)
  Inspection Commission (UNMOVIC)                 Ballistic Missile Early Warning System (BMEWS)
United Nations Special Commission on Iraq         Ballistic Missiles
  (UNSCOM)                                        Baruch Plan
United States: Chemical and Biological Weapons    Bikini Island
  Programs                                        Bombers, Russian and Chinese Nuclear-Capable
Unmanned Aerial Vehicle (UAV)                     Bombers, U.S. Nuclear-Capable
                                                  Boost-Phase Intercept
Vaccines                                          Bottom-Up Review
V-Agents                                          Brilliant Eyes
Vector                                            Brinkmanship
VECTOR: State Research Center of Virology and     British Nuclear Forces and Doctrine
   Biotechnology                                  Broken Arrow, Bent Spear
Vesicants
Vietnam War                                       Canada Deuterium Uranium (CANDU) Reactor
Vincennite (Hydrogen Cyanide)                     The Catholic Church and Nuclear War
                                                  Chelyabinsk-40
Weteye Bomb                                       Chernobyl
World Trade Center Attack (1993)                  Cheyenne Mountain, Colorado
World War I                                       Chicken, Game of
World War II: Biological Weapons                  Chinese Nuclear Forces and Doctrine
World War II: Chemical Weapons                    City Avoidance
Wushe Incident                                    Civil Defense
                                                  Cold Launch
Xylyl Bromide                                     Cold War
                                                  Collateral Damage
Yellow Rain                                       Command and Control
Yemen                                             Committee on the Present Danger
Ypres                                             Compellence
                                                  Comprehensive Test Ban Treaty (CTBT)
Volume II: Nuclear Weapons                        Conference on Disarmament
Accidental Nuclear War                            Conference on Security and Cooperation in
Accuracy                                             Europe (CSCE)
xx A TO Z LIST OF ENTRIES

Confidence- and Security-Building Measures       Equivalent Megaton
   (CSBMs)                                       Escalation
Containment                                      Essential Equivalence
Cooperative Threat Reduction (The Nunn-Lugar     European Atomic Energy Community
   Program)                                         (EURATOM)
Coordinating Committee for Multilateral Export   Extended Deterrence
   Controls (COCOM)
Correlation of Forces                            Failsafe
Counterforce Targeting                           Fallout
Countermeasures                                  Fast Breeder Reactors
Counterproliferation                             Fat Man
Countervailing Strategy                          Federal Emergency Management Agency (FEMA)
Countervalue Targeting                           Federation of American Scientists (FAS)
Coupling                                         Firebreaks
Credibility                                      First Strike
Crisis Stability                                 Fissile Material Cutoff Treaty (FMCT)
Critical Nuclear Weapons Design Information      Fission Weapons
   (CNWDI)                                       Flexible Response
Criticality and Critical Mass                    The Football
Cruise Missiles                                  Forward-Based Systems
Cuban Missile Crisis                             Fractional Orbital Bombardment System (FOBS)
                                                 Fratricide
Damage Limitation                                French Nuclear Forces and Doctrine
Data Exchanges                                   Fuel Fabrication
The Day After                                    Fusion
Dealerting
Decapitation                                     G8 Global Partnership Program
Declared Facility                                Gaither Commission Report
Decoys                                           Game Theory
Defense Threat Reduction Agency (DTRA)           Gas-Graphite Reactors
Dense Pack                                       Geiger Counter
Department of Defense (DOD)                      Global Protection Against Limited Strikes (GPALS)
Department of Energy (DOE)                       Graphite
Department of Homeland Security (DHS)            Gravity Bombs
Depleted Uranium (U-238)                         Ground-Launched Cruise Missiles (GLCMs)
Deployment                                       Ground Zero
Depressed Trajectory                             Gun-Type Devices
Détente
Deterrence                                       Half-Life
Deuterium                                        Hanford, Washington
Disarmament                                      Hard and Deeply Buried Targets
Distant Early Warning (DEW) Line                 Harmel Report
Downloading                                      Heavy Bombers
Dual-Track Decision                              Heavy ICBMs
                                                 Heavy Water
Early Warning                                    Hedge
Emergency Action Message (EAM)                   Highly Enriched Uranium (HEU)
Enola Gay                                        Hiroshima
Enrichment                                       Horizontal Escalation
Entry into Force                                 Hot Line Agreements
A TO Z LIST OF ENTRIES xxi

Hydrogen Bomb                                       Missile Technology Control Regime (MTCR)
                                                    Mixed Oxide Fuel (MOX)
Implementation                                      Mobile ICBMs
Implosion Devices                                   Moratorium
Improvised Nuclear Devices                          Moscow Antiballistic Missile System
Inadvertent Escalation                              Multilateral Nuclear Force
Indian Nuclear Weapons Program                      Multiple Independently Targetable Reentry Vehicle
Inertial Navigation and Missile Guidance              (MIRV)
Institute for Advanced Study                        Multiple Launch Rocket System (MLRS)
Intercontinental Ballistic Missiles (ICBMs)         Mutual Assured Destruction (MAD)
Intermediate-Range Nuclear Forces (INF) Treaty
International Atomic Energy Agency (IAEA)           Nagasaki
Iranian Nuclear Weapons Program                     National Command Authority
Iraqi Nuclear Forces and Doctrine                   National Emergency Airborne Command Post
Isotopes                                               (NEACP)
Israeli Nuclear Weapons Capabilities and Doctrine   National Strategic Target List
                                                    National Technical Means
Joint Chiefs of Staff (JCS)                         Negative Security Assurances (NSAs)
Joint Declaration on Denuclearization of the        Neutron Bomb (Enhanced Radiation Weapon)
   Korean Peninsula                                 Neutrons
                                                    Nevada Test Site
Kiloton                                             New Look
Kwajalein Atoll                                     Nike Zeus
                                                    No First Use
Launch on Warning/Launch under Attack               Non–Nuclear Weapons States
Launchers                                           Nonproliferation
Lawrence Livermore National Laboratory              North American Aerospace Defense Command
Light-Water Reactors                                   (NORAD)
Limited Nuclear War                                 North Atlantic Treaty Organization (NATO)
Limited Test Ban Treaty (LTBT)                      North Korean Nuclear Weapons Program
Lithium                                             Nuclear Binding Energy
Little Boy                                          Nuclear Emergency Search Teams (NESTs)
Long-Range Theater Nuclear Forces                   Nuclear Fuel Cycle
Los Alamos National Laboratory                      Nuclear Nonproliferation Treaty (NPT)
Low Enriched Uranium (LEU)                          Nuclear Planning Group
                                                    Nuclear Posture Review
Maneuvering Reentry Vehicle (MARV)                  Nuclear Regulatory Commission (NRC)
Manhattan Project                                   Nuclear Risk Reduction Centers (NRRCs)
Massive Retaliation                                 Nuclear Suppliers Group
Medium-Range Ballistic Missiles                     Nuclear Taboo
Megaton                                             Nuclear Test Ban
Megawatt                                            Nuclear Warhead Storage and Transportation
Midgetman ICBMs                                        Security (Russia)
Military Technical Revolution (Revolution in        Nuclear Weapons Effects
  Military Affairs)                                 Nuclear Weapons Free Zones (NWFZs)
Minimum Deterrence                                  Nuclear Weapons States
Ministry of Atomic Energy (MINATOM)                 Nuclear Winter
Minuteman ICBM
Missile Defense                                     Oak Ridge National Laboratory
Missile Gap                                         On the Beach
xxii A TO Z LIST OF ENTRIES

One-Point Detonation/One-Point Safe         Research Reactors
On-Site Inspection Agency (OSIA)            Restricted Data (RD)
Open Skies Treaty                           Reykjavik Summit
Outer Space Treaty                          Ride Out
Overhead Surveillance                       Rocky Flats, Colorado
                                            Roentgen Equivalent Man (Rem)
Pakistani Nuclear Weapons Program           Rumsfeld Commission
Pantex Facility, Texas                      Russian Nuclear Forces and Doctrine
Parity
Payload                                     Safeguard Antiballistic Missile (ABM) System
Peaceful Coexistence                        Safeguards
Peaceful Nuclear Explosions                 Sandia National Laboratories
Peaceful Nuclear Explosions Treaty (PNET)   Savannah River Site, South Carolina
Peacekeeper Missile                         Sea-Launched Cruise Missiles (SLCMs)
Penetration Aids                            Second Strike
Permissive Action Link (PAL)                Selective Options
Pershing II                                 Sentinel Antiballistic Missile System
Phased-Array Antenna                        Short-Range Attack Missiles (SRAM)
Pit                                         Shrouding
Plutonium                                   Silo Basing
Polaris SLBMs/SSBNs                         Single Integrated Operational Plan (SIOP)
Portsmouth Enrichment Facility              Skybolt
Poseidon SLBMs/SSBNs                        South African Nuclear Weapons Program
Post-Attack Command and Control System      South Korean Nuclear Weapons Program
    (PACCS)                                 Space-Based Infrared Radar System (SBIRS)
Preemptive Attack                           Spartan Missile
Presidential Nuclear Initiatives            Sprint Missile
Pressurized-Water Reactors (PWRs)           Sputnik
Preventive War                              Standing Consultative Commission (SCC)
Primary Stage                               Stealth Bomber (B-2 Spirit)
Proliferation                               Stockpile Stewardship Program
Proliferation Security Initiative           Strategic Air Command (SAC) and Strategic
Pugwash Conferences                             Command (STRATCOM)
                                            Strategic Arms Limitation Talks (SALT I and SALT
Quadrennial Defense Review                      II)
                                            Strategic Arms Reduction Treaty (START I)
Radiation                                   Strategic Arms Reduction Treaty (START II)
Radiation Absorbed Dose (Rad)               Strategic Defense Initiative (SDI)
Radiological Dispersal Device               Strategic Defenses
The RAND Corporation                        Strategic Forces
Rapacki Plan                                Strategic Offensive Reductions Treaty (SORT)
Ratification                                Strategic Rocket Forces
Reactor Operations                          Submarines, Nuclear-Powered Ballistic Missile
Reasonable Sufficiency                          (SSBNs)
Reciprocal Fear of Surprise Attack          Submarine-Launched Ballistic Missiles (SLBMs)
Reconnaissance Satellites                   Sufficiency
Red Mercury                                 Superiority
Reentry Vehicles                            Surety
Reliability                                 Surprise Attack Conference
Reprocessing                                Surveillance
A TO Z LIST OF ENTRIES xxiii

Survivability                               Unilateral Initiative
                                            United Nations Special Commission on Iraq
Tactical Nuclear Weapons                      (UNSCOM)
Telemetry                                   United States Air Force
Terminal Phase                              United States Army
Theater High Altitude Air Defense (THAAD)   United States Navy
Theater Missile Defense                     United States Nuclear Forces and Doctrine
Thermonuclear Bomb                          Uranium
Three Mile Island
Three-Plus-Three Program                    Verification
Threshold States
Threshold Test Ban Treaty (TTBT)            Warfighting Strategy
Tinian                                      Warhead
Titan ICBMs                                 Warsaw Pact
Tous Asimuts                                Wassenaar Arrangement
Transporter-Erector-Launcher                Weapons-Grade Material
Triad                                       Weapons of Mass Destruction (WMD)
Trident
Trinity Site, New Mexico                    X-Ray Laser
Tritium
Two-Man Rule                                Yield

U-2                                         Zangger Committee
Underground Testing                         Zone of Peace
Introduction:
                                                          Chemical and
In the United States, there are various legal and         Biological Weapons
academic definitions of weapons of mass destruc-
                                                          Eric A. Croddy
tion (WMD), although not everyone may agree on
any of them. The U.S. Department of Defense
(DOD) defines WMD as, “Weapons that are capa-
ble of a high order of destruction and/or of being
used in such a manner as to destroy large numbers         Army Marshal Georgi Konstantinovich Zhukov. In
of people. Weapons of mass destruction can be             fact, it was this speech that highlighted for U.S. pol-
high explosives or nuclear, biological, chemical,         icy makers the real or perceived threat from the So-
and radiological weapons, but exclude the means           viet Union, particularly in terms of the latter’s pre-
of transporting or propelling the weapon where            sumed arsenal of chemical and biological
such means is a separable and divisible part of the       weaponry. As such, Zhukov’s speech invigorated
weapon.”1                                                 United States Cold War research into WMD, in-
    According to the DOD, conventional explosives         cluding biological weaponry.4 During the Cold War,
also can be considered WMD. And this is reason-           the United States—and, to a much greater extent,
able, especially when one considers the cumulative        the Soviet Union—amassed large chemical and bi-
number of deaths caused by gunpowder since its in-        ological weapons stockpiles. The threat posed by
vention in the tenth century and by nitroglycerine        these stockpiles has diminished greatly since the
since its invention in the nineteenth century.2 But       crumbling of the Berlin wall.
the underlying assumption of what makes a                     Regional threats posed by state-funded mili-
weapon massively destructive is the idea that these       taries from chemical and biological weapons also
weapons can cause simultaneous mass casualties.           have declined. By the end of 2003, the U.S. govern-
Nuclear weapons (dealt with separately in Volume          ment had admitted that there was little evidence
II) are an obvious category of WMD, but radiolog-         that Iraq had possessed large chemical or biological
ical weapons (such as so-called dirty bombs are less      weapon stockpiles after the mid-1990s. This has
likely to cause mass injury or death (see Radiologi-      since led both the United States and British govern-
cal Dispersal Device in volume II).3                      ments to begin inquiries into the faulty prewar in-
    Highly toxic chemical compounds—the nerve             telligence on Iraq that was in large part the basis for
agents being prime candidates—could comprise              justifying Operation Iraqi Freedom in March 2003.5
WMD, for example, if delivered effectively against            Other regional threats, however, still remain.
an urban target. Biological agents—that is,               Among these, states such as Syria and North Korea
pathogens and toxins derived from plants or ani-          are suspected of possessing chemical and biological
mals—might also constitute WMD if delivered effi-         weapons. Their bellicose posture regarding their
ciently. When compared to conventional and chem-          immediate neighbors and regional rivals, as well as
ical weapons, biological agents have the greatest         their possession of long-range delivery systems
potential to cause mass casualties, and, theoretically,   (such as Scud missiles), make these threats impossi-
theirs could easily exceed the casualties caused by       ble to ignore. By contrast, Libyan leader Mohamar
the largest nuclear weapon.                               Qaddafi stated in early 2004 that he would re-
    In terms of referring to nuclear, chemical—and        nounce the possession of WMD, which demon-
by inference, biological—weapons, the term                strates how quickly the threat of weapons of mass
“weapons of mass destruction” first came into use         destruction seems to rise and fall on the global
in 1956 when it was used in a speech by Soviet Red        agenda.

                                                                                                            xxv
xxvi INTRODUCTION

    Individuals and terrorist organizations also are       of chemical or biological warfare. In an excellent in-
reportedly interested in using chemical or biological      troduction to chemical weapons, a short book pub-
agents in their operations. A salient example was a        lished by the Chinese People’s Liberation Army dis-
statement by a self-proclaimed spokesman for the           cusses a case of CW (chemical warfare) from
terrorist organization al-Qaeda, who said in June          China’s early history: In the Zuochuan, it is written
2002, “We have the right to kill 4 million Ameri-          that in the sixth century to about the fifth century
cans—2 million of them children—and to exile               B.C.E., “An official of the noble princes of the Xia,
twice as many and wound and cripple hundreds of            came from the Jin to attack the [forces of] Qin, and
thousands. Furthermore, it is our right to fight them      poisoned the Jing River, killing more than a division
with chemical and biological weapons, so as to af-         of men.” Another case is cited: “In the year 1000
flict them with the fatal maladies that have afflicted     [C.E.], there was one named Tangfu, who made poi-
the Muslims because of the [Americans’] chemical           son fire grenades and gave them to the Chao court
and biological weapons.”6                                  of the Song dynasty. The poisonous smoke ball,
    It is not clear as of this writing whether any indi-   containing arsenic oxide (As2O3) and a type of poi-
viduals or groups will be able to carry out an attack      son derived from crotonaldehyde (see the Arsenicals
using chemical or biological warfare agents, at least      listing), looked a bit like a precursor to a chemical
in a manner that could cause more deaths than the          gas grenade. After alighting, this weapon would
September 11, 2001, attacks on the World Trade             issue forth smoke to poison the enemy and thus
Center (2,749 dead) and the Pentagon (184 dead).           weaken their ability to fight.”8
In 2001, the biological agent that causes anthrax              These same authors also point out that this is a
killed five people when an unknown actor or group          far cry from what one expects in modern times, for
mailed Bacillus anthracis spores through the U.S.          back then chemical warfare “was just in its infancy,
postal system. On February 3, 2004, envelopes con-         and not only were its methods crude but its utility in
taining ricin toxin were discovered at the office of       actually killing people was limited. Because of this,
the U.S. Senate majority leader and at a mail sorting      chemical weapons were regarded as a method to
facility for the White House. These incidents involv-      generally assist in conducting warfare, and at the
ing ricin resulted in no injuries, but justifiably         time did not draw any particular attention. Coming
caused much concern.                                       into the recent era, as the developments in technol-
                                                           ogy continued, chemical weapons then really began
A Brief History of WMD                                     to demonstrate their real menace.”9
The historical record shows that mass poisonings               Another premodern military tactic that is often
and the occasional plot to spread disease among            described as a form of BW (biological warfare) is
armies and civilian populations go back many cen-          the siege of Kaffa (1346 C.E.), in modern Feodosia,
turies.7 Still, chemical and biological warfare            Ukraine. During a campaign by Mongol forces to
(CBW)—sometimes referred to in military parlance           defeat a heavily defended city of mostly Genoese
as “bugs and gas”—is essentially a modern phe-             merchants, bubonic plague struck the area: “The
nomenon. It is modern in the sense that the science        Tartars died as soon as the signs of disease appeared
and industry required to produce these types of            on their bodies: swellings in the armpit or groin
WMD have only existed since the early 1900s. How-          caused by coagulating humors, followed by a putrid
ever, there may indeed have been designs to use            fever. The dying Tartars, stunned and stupefied by
chemical or biological agents as a means of warfare        the immensity of the disaster brought about by the
(or possibly terrorism) before the Industrial Revolu-      disease, and realizing that they had no hope of es-
tion. Before the late nineteenth century (the time of      cape, lost interest in the siege. But they ordered
Louis Pasteur and many developments in chem-               corpses to be placed in catapults and lobbed into the
istry), however, the requisite scientific knowledge        city in the hope that the intolerable stench would
and engineering capacity were insufficient to bring        kill everyone inside. . . .”10 We note here that
any such ideas to fruition. Obviously, this is no          “stench” was considered in the pre-germ theory era
longer the case.                                           to be responsible for disease. Thus, miasmas, “nox-
    Many books and articles that discuss CBW often         ious effluvia,” or “corrupt vapors” (febres pestilen-
introduce the subject by bringing up past examples         tiales) were synonymous with the spread of deadly
INTRODUCTION xxvii

epidemics—plague (causative organism: Yersinia             however, that horrific BW experiments were con-
pestis) being among the most notorious.11                  ducted upon Chinese civilians and prisoners of
   The suggestion later made by historians that the        war.12 It is possible that some Allied soldiers, includ-
Mongols were in fact able to spread bubonic                ing American and British personnel, were experi-
plague by hurling disease-ridden corpses over the          mented upon by Ishii Shiro (see the Sino-Japanese
fortress walls is an intriguing one. During the four-      War listing) and his scientists, but this has not been
teenth century, however, a germ theory of disease          confirmed. Apart from the East Asian theater of op-
did not exist. How would the people of that era            erations, however, no offensive use of CBW was
have known exactly how the disease could spread?           conducted in World War II. Suggestions that the So-
What they could not have known is that bubonic             viet Red Army used tularemia (caused by the bac-
plague is spread by fleas, which collect the bacteria      terium Francisella tularensis) against invading Nazi
Yersinia pestis (the causative organism of plague)         forces at the Stalingrad front are not supported by
through feeding upon infected rats. Fleas do not           the available evidence.13 German and Allied military
linger near the body once the temperature of the           scientists did pursue the manufacture of CW agents
host (be it rodent or human) cools following               in very large quantities, but these never were used in
death, making it rather unlikely that the cadavers         conflict.
would have done much to spread the plague. In the              In the Korean War (1950–1953), Chinese offi-
end, it was not the use of projectile cadavers, but        cials, during armistice negotiations, accused the
more likely the exceptionally large rat population         United States of using biological weapons. Although
around the Black Sea that led to a pandemic                there is evidence that at least some of the commu-
throughout the region (and indeed much of Eu-              nist Chinese leaders truly believed the allegations
rope). One could probably conclude, however, that          concerning BW in Korea14, there is no evidence that
the Mongols did have the intent to spread disease          the U.S. military used chemical or biological
among their enemy, and at least in this respect they       weapons during the conflict.15
conducted an early form of BW.                                 During the Cold War, chemical agents became
                                                           even deadlier. The United States and the Soviet
CBW in the Modern Era                                      Union stockpiled the German G-series nerve agents
The stunningly high rate of casualties that occurred       (sarin and soman), as well as the newer V-agents.
in World War I had much do with the machine gun            Perhaps more dangerous was the development of
and rapid-fire artillery, but it also was caused in        weaponized biological agents. The United States
large part by the great number of men that were            and its allies during World War II had pursued a
brought to the battlefields. World War I marks the         rudimentary offensive and defensive BW program.
emergence of “gas warfare:” the use of chlorine,           Later, work continued using a variety of infectious
phosgene, and other toxic chemicals. For the most          agents, including the causative organisms of an-
part, these were used in vain attempts to achieve a        thrax, tularemia, and less deadly—but highly effi-
breakthrough against well-defended armies in               cient—microbes such as Venezuelan equine en-
trenches. Later, chemical warfare agents such as sul-      cephalitis.
fur mustard entered the scene when previous com-               The controversy over the potential use of CBW
pounds were found to be less effective on the battle-      grew increasingly protracted during the Vietnam
field. Unlike chemicals used during the early stages       War, particularly when the U.S. military used herbi-
of the conflict, mustard is not gaseous, but an oily       cides (such as Agent Orange) against Viet Cong-
liquid. It did not kill large numbers of troops, but it    controlled areas. In a variety of instances, riot con-
caused debilitating injury by irritating the skin, eyes,   trol agents (RCAs or tear gas) were used against the
and upper airways. First used in 1917, it was re-          Viet Cong and Viet Minh regular army. Although
sponsible for the most injuries caused by chemical         such forms of weaponry were not intended to cause
weapons during World War I.                                death, their use in an unpopular war heightened the
    Japan conducted CBW against China from 1937            sensitivity of the U.S. government to public percep-
to 1945. It is unknown whether the use of chemicals        tions of its CBW policies. As a consequence of Viet-
against Chinese soldiers gave the Japanese army a          nam and high-profile incidents involving nerve
significant advantage on the battlefield. It is certain,   agents at storage facilities in Utah and Okinawa,
xxviii INTRODUCTION

President Richard Nixon ended most U.S. chemical         tended level of death and destruction, but it caused
and biological programs in 1969.                         significant structural damage. Yousef reportedly
    When President Nixon renounced offensive BW          considered the use of cyanide—a toxic “blood
and the United States stopped the production of bi-      agent”—during the 1993 bombing. However, tech-
ological weapons, the Soviet Union was only getting      nical difficulties and other unknown factors pre-
started. In 1979, a mysterious outbreak of anthrax in    vented Yousef from designing such a device.18
Sverdlovsk, Siberia (now Yekaterinberg) was sus-             There was another “wake-up call” to the threat of
pected by Western intelligence to have been caused       WMD, this time in Tokyo, Japan, when a guru
by a BW-related accident. (After many years of de-       named Shoko Asahara instructed followers to use
nials, Russia admitted in the 1990s that the             nerve agents (sarin) against his real or perceived en-
Sverdlovsk outbreak was caused by Soviet military        emies. In 1995, Shoko Asahara’s cult (Aum Shin-
work with BW agents.) By the late 1980s, the Soviet      rikyo) struck at the Tokyo authorities by releasing a
BW apparatus (Biopreparat) had assembled the             nerve agent on the subway system. The death toll
world’s largest infrastructure devoted to the devel-     was 12, with thousands injured. The end result of
opment of biological weapons. The Soviet arsenal         the Tokyo subway attack was less than many experts
included the standard agents, anthrax, tularemia,        expected from a WMD attack. Still, it made a
and a particularly virulent form of plague. But it       tremendous impact, not only on Japanese society
had also weaponized smallpox, placing it in a liquid     but also on how governments around the world
form to be delivered by intercontinental ballistic       reevaluated the CBW terrorist threat.
missiles.16 Boris Yeltsin formally ended the program         Improvised devices made by Palestinian terror-
in 1992.17                                               ists using toxic chemicals have been a particular
    Iraq had already used large amounts of chemical      concern to Israel. But death and injury caused by
(but not biological) weapons against Iranian troops      shrapnel (ball bearings, nails, bolts, etc. made into
and Kurdish populations during its 1980–1988 con-        projectiles by an exploding device) comprise the
flict with Iran. After the first Gulf War (1990–1991),   largest portion of the casualties inflicted by Palestin-
subsequent inspections conducted by United Na-           ian suicide bombers. In 2002, however, it was re-
tions personnel revealed that Iraq had undertaken a      ported that Israeli intelligence believed Palestinian
serious effort to develop chemical, biological, nu-      homicide bombers to have put rat poison in their
clear, and possibly radiological weapons. In 1995,       explosive devices. According to this assessment, ter-
the western world was particularly alarmed by the        rorists put an anticoagulant type of rodenticide on
scope of the Iraqi BW program. Suspecting that Iraq      shrapnel. Following bombings that occurred in
had maintained at least a remnant of its WMD pro-        2002, Israeli doctors made note of excessive bleeding
grams, including CBW agents and missile delivery         in certain bombing victims. This type of poison
systems, the United States led a war against Iraq be-    (warfarin) acts very slowly in mammals, making its
ginning in 2003 that toppled the Iraqi regime. No        utility and effect somewhat doubtful.19 There is
caches of CBW agents have yet been found in Iraq         other evidence that Palestinian terrorists have been
by coalition forces since their occupation of Iraq.      attempting to use other types of toxic chemicals in
                                                         improvised explosive devices.20
The Chemical and Biological Threat Today                     Now that Saddam Hussein’s Baath Party has lost
The world after September 11, 2001 has certainly         control of Iraq and Libya has offered to abandon its
changed, but even before then experts such as            WMD programs, there is a lower risk of seeing
Michael Osterholm, Jessica Stern, and Jonathan           CBW on the battlefield among national armies.
Tucker had worried about the prospect that terror-       Syria and North Korea still retain a significant
ists might obtain and use WMD. In 1993, Ramzi            chemical weapons capability. But even skeptics of
Yousef made the first attempt to destroy the World       arms control treaties such as the 1993 Chemical
Trade Center. Yousef and his cohorts might have          Weapons Convention (CWC), the 1972 Biological
hoped that the towers would fall over in domino          and Toxin Weapons Convention (BTWC), and in-
fashion, killing upwards of 250,000 people. Instead,     formal arrangements such as the Australia Group
the bomb they planted killed six people and injured      must concede that some progress has recently been
more than 1,000. The attack failed to achieve the in-    made on the nonproliferation front. It is increas-
INTRODUCTION xxix

ingly apparent that the world community has sus-                  somewhat justified) fear of “radiation” by the
tained the recent momentum toward the elimina-                    general public would no doubt cause great
tion of chemical and biological weapons, despite                  anxiety at the very least, perhaps even panic.
some notable setbacks.                                            Thus, RDDs are sometimes referred to as
    Although the United States and other developed                “weapons of mass disruption,” as opposed to
countries seem to be headed toward complete (if                   WMD.
                                                             4.   William Patrick, “Biological Weapons Historical
slow) chemical and biological disarmament, they
                                                                  Overview,” Chemical & Biological Warfare
continue to prepare their militaries for CBW de-                  Proliferation Course (Washington, DC: Central
fense in terms of materials and training. This is pru-            Intelligence Agency, Biological Warfare Branch,
dent, but one could make the argument that mod-                   December 1995).
ern militaries are not likely to encounter chemical or       5.   Global Security Newswire, “Powell Says Knowing
biological weapons in organized combat. The more                  True Iraqi WMD Capability Might Have
likely threat is from terrorists using toxic chemicals            Affected War Decision,” 3 February 2004,
or infectious agents. This is unnerving, but terrorists           http://www.nti.org.
have thus far made little effective use of these types       6.   S. Abu Gheith, In the Shadow of the Lances,
of unconventional weapons. And yet, despite recent                Middle East Research Institute, Special Dispatch
gains in the war against international terrorism,                 Series no. 388, 12 June 2002, http://memri.org/.
WMD will continue to pose a threat to society. It is         7.   Erhard Geissler and John Ellis van Courtland
                                                                  Moon, eds., Biological and Toxin Weapons:
difficult to conceive of a worse scenario than the ef-
                                                                  Research, Development and Use from the Middle
fective use of chemical or biological weapons by ter-             Ages to 1945, SIPRI Chemical & Biological
rorists who act with little or no restraint. By foster-           Warfare Studies, No. 18 (Oxford, UK: Oxford
ing an understanding of CBW agents, weapons, and                  University Press, 1999); James S. Ketchum and
their potential role in conflict, it is hoped that this           Frederick R. Sidell, “Incapacitating Agents,” in
volume will increase awareness—and vigilance—to                   Frederick R. Sidell, Ernest T. Takafuji, and
defeat these threats.                                             David R. Franz, Textbook of Military Medicine,
                                                                  Part I: Warfare, Weaponry, and the Casualty:
Notes:                                                            Medical Aspects of Chemical and Biological
  1. U.S. Department of Defense, Defense Technical                Warfare (Borden Institute, Walter Reed Army
       Information Center (DTIC), December 2003,                  Medical Center: Washington, D.C.: 1997) pp.
       http://www.dtic.mil/.                                      289–290.
  2. Joseph Needham, Science and Civilisation in             8.   Cheng Shuiting and Shi Zhiyuan, Military
       China, vol. 5, pt. 7: Military Technology: The             Technology Information Handbook: Chemical
       Gunpowder Epic (New York: Cambridge                        Weapons, second edition (Beijing: People’s
       University Press, 1986), p. 9. As a British                Liberation Army Press, 1999; second printing
       diplomat (and to his death a committed                     January 2000), p. 7.
       Marxist), Needham was among the first to alert        9.   Ibid.
       the world to Japan’s use of chemical weapons         10.   Quoted in Mark Wheelis, “Biological Warfare
       against China during World War II.                         before 1914,” in Erhard Geissler and John Ellis
  3. A radiological dispersal device (RDD) or “dirty              van Courtland Moon, eds., Biological and Toxin
       bomb” employs a high explosive (such as                    Weapons: Research, Development, and Use from
       dynamite) to disperse radiological materials               the Middle Ages to 1945, SIPRI Chemical &
       (such as cobalt–60, cesium–137, or                         Biological Warfare Studies no. 18 (Oxford:
       strontium–90) across a large area. This would              Oxford University Press, 1999), p. 14.
       not result in a massive radiological hazard as no    11.   Michael R. Gilchrist, “Disease & Infection in the
       fission takes place. Rather, the contaminated area         American Civil War,” The American Biology
       would likely remain off limits to people until it          Teacher, vol. 60, no. 4, April 1998, p. 258.
       was fully cleared of radiating materials—a time-     12.   Hal Gold, Unit 731 Testimony. Tokyo: Yen Books,
       consuming and expensive process. The                       1996.
       immediate effects of the explosion itself might of   13.   Eric Croddy and Sarka Krcalova, “Tularemia,
       course cause death and injury, but few casualties          Biological Warfare (BW), and the Battle for
       would be expected from the radiological sources            Stalingrad (1942–1943),” Military Medicine, vol.
       themselves. Nonetheless, the disproportionate (if          166, no. 10, October 2001, pp. 837–838.
xxx   INTRODUCTION

 14. Chen Jian, Mao’s China and the Cold War             18. John J. Parachini, “The World Trade Center
     (Chapel Hill: University of North Carolina Press,       Bombers (1993),” in John B. Tucker, ed., Toxic
     2001), p. 110.                                          Terror: Assessing Terrorist Use of Chemical and
 15. “China’s Role in the Chemical and Biological            Biological Weapons (Cambridge, MA: MIT Press,
     Disarmament Regimes,” The Nonproliferation              2000), p. 201.
     Review, vol. 9, no. 1, spring 2002, pp. 16–47.      19. Sue Shaw and Jeremy Anderson, “Warfarin
 16. Richard Preston, “The Bioweaponeers,” The New           Ingestion,” Evidence Centre Report, Monash
     Yorker, 9 March 1998, p. 63.                            Medical Center, Australia, 18 March 1999.
 17. Ken Alibek, Biohazard (New York: Random             20. Andrew Chang, “Bombs and Bioterror,” 6 August
     House, 1998), p. 133.                                   2002, http://www.ABCnews.com.
Incidents of chemical or biological warfare (CBW)
                                                           Chronology: Chemical
in history are of great interest, but they are also
quite problematic—at least until we arrive at mod-
                                                           and Biological Weapons
ern times (the post–World War I era). We say prob-
lematic because until the twentieth century, science
had not sufficiently explained the roles of toxic
chemicals or infectious disease in order to effec-         vice causing mass casualties, certainly not all events
tively utilize them in warfare. Nor had industry           would necessarily qualify.
been developed in like fashion to exploit chemistry            This will not stop us from trying to delineate a
or biology for the purpose of waging battle. When it       chronology of examples that are relevant to CBW.
comes to chemical weaponry in particular, Augustin         Here are listed a selection of historical events, with
Prentiss put it quite well:                                an effort to describe them by category: either chem-
                                                           ical or biological weaponry.
   History records numerous earlier but abortive at-
   tempts to utilize the powers of chemistry for mili-     Sixth Century B.C.      Assyrians reportedly used
   tary ends . . ..With the exception of Greek fire [use                           ergot fungus (Claviceps
   of petroleum-based incendiaries, ca. 7th century                                purpurea) to poison their
   C.E.], none of them produced important results
                                                                                   enemy’s water wells
   and none permanently challenged the supremacy
   of existing weapons. They are of interest to us only
   as indicating man’s eagerness to experiment with        431–404 B.C.            Spartan armies use sulfur
   any means that promise to promote his fortunes                                  and toxic arsenic smoke
   in battle and his final dependence upon technical                               during Peloponnesian War
   knowledge to produce such means. (Prentiss, p.
   xvi)                                                    Fourth Century B.C.     Chinese engineers use
                                                                                   arsenic against
    Quite the same can be said of biological                                       underground sappers.
weaponry. In either case of chemical or biological
weapons, the basic knowledge to understand the             Circa 200 B.C.          Officers in Hannibal’s army
scientific disciplines behind them was inadequate                                  adulterate the wine of
until the nineteenth century, when significant ad-                                 African rebels with
vances were made in fields such as organic chem-                                   mandrake, which contains
istry and microbiology. Still, it then took the latter                             belladonna alkaloids
stages of the Industrial Revolution for nations to                                 causing hallucinations.
develop the capacity for mass production of
chemicals that would play a noteworthy—albeit              187 B.C.                Ambraciots (Greece)
overall insignificant—role in World War I                                          employ irritating smoke
(1914–1918).                                                                       against Roman soldiers
    Another criterion to consider is the scope of the
purported attack. Was this a poisoning of a few in-        7th Century C.E.        The Byzantine architect,
dividuals, or a whole army? Keeping in context with                                Callinicus (“Kallinikos”),
a weapon of mass destruction (WMD), that is, a de-                                 reportedly invents the first


                                                                                                           xxxi
xxxii CHRONOLOGY

               liquid incendiary—“Greek                         asphyxiating or deleterious
               Fire.”                                           gases.” (Mauroni, p. 81)

Circa 1040     Scottish king poisons wine       1914            French troops use tear gas
               using a belladonna-like                          grenades against German
               (“sleepy nightshade”) herb                       positions in World War I
               and gives to Norwegian
               enemies as “provisions”          22 April 1915   German military uses
               under pretense of                                barrage of chlorine gas
               surrender. Scots then                            against Allied trenches in
               slaughter the incapacitated                      Ypres, Belgium.
               Norwegians.
                                                12 July 1917    Germany uses mustard
1347           Mongolians lay siege to                          agent against Allied troops
               Kaffa (in modern Ukraine)                        at Ypres, Belgium.
               and throw corpses over city
               walls to spread bubonic          1916–1918       German agents infect beasts
               plague. May have                                 of burden—including
               contributed to Black Death,                      horses bound for use by
               which killed approximately                       Allies in Europe—using
               50 million people through                        glanders and anthrax.
               the fourteenth century.
                                                1919            In midst of the Russian civil
1672           Bishop of Münster                                war, British troops use
               attempted the use of                             adamsite
               atropine-like drug in                            (diphenylaminearsine, DM)
               grenades in siege against                        against Bolsheviks.
               city of Groningen. Attack
               backfires.                       1922            The U.S. delegates at the
                                                                Washington Arms
1767           British plot to supply cloths                    Conference table a proposal
               from a smallpox hospital                         to abolish chemical warfare,
               ward to American Indian                          but France ultimately rejects
               tribes in hopes of spreading                     the treaty because of
               disease. Unknown if this                         stipulations regarding
               strategy was ultimately                          submarines.
               successful.
                                                17 June 1925    Geneva Protocol for the
1855           Sir Lyon Playfair suggests                       Prohibition of the Use in
               using cyanide-containing                         War of Asphyxiating,
               chemicals against Russian                        Poisonous or other gases,
               troops during Crimean                            and of Bacteriological
               War, but this tactic never                       Methods of Warfare is
               found approval by the                            signed by nearly thirty
               British High Command.                            countries.

29 July 1899   First Hague Convention           1936            German chemists synthesize
               signed, prohibiting “the use                     first nerve agents to be
               of projectiles the sole object                   weaponized, including
               of which is the diffusion of                     tabun (GA).
CHRONOLOGY xxxiii

1937–1942       During Sino-Japanese War,                         employs riot control
                Japan employs chemical                            agents—chiefly CS—in
                and biological weapons                            certain military operations,
                against Chinese troops and                        creating controversy,
                civilians.                                        especially for war critics at
                                                                  home and abroad.
1939            Japanese attempt to poison
                water with Salmonella          1967               With possible support from
                enterica Typhi (causative                         the Soviet Union, Egyptian
                agent in typhoid) in the so-                      forces use chemical
                called Nomonhon Incident                          weapons, including mustard
                in a biological attack on                         agent and some kind of
                Soviet troops, but                                organophosphate (nerve
                apparently is unsuccessful.                       agent) against Yemeni
                                                                  royalists.
1935            Italian troops under Benito
                Mussolini begin using          25 November 1969   U.S. president Richard M.
                chemical weapons (mustard                         Nixon renounces the
                agent) against Ethiopians.                        offensive use of biological
                                                                  weapons, ordering that the
1942            United States undertakes                          U.S. program be
                study of biological warfare                       dismantled.
                (BW) agents, including
                defensive and offensive        10 April 1972      Great Britain, the Soviet
                preparations.                                     Union, and the United
                                                                  States sign the Biological
December 1943   German Luftwaffe attacks                          and Toxin Weapons
                Allied ships carrying sulfur                      Convention.
                mustard in Bari, Italy,
                leading to more than 600       1973               Following the Yom Kippur
                casualties.                                       War (fought between
                                                                  Israel and Arab countries),
1956            Soviet Marshal and Defense                        U.S. military analysts
                Minister Georgy Zhukov                            discover that Egypt
                mentions the use of                               possessed armored
                “various means of mass                            vehicles equipped with
                destruction, such as atomic,                      protection against nuclear,
                thermonuclear, chemical                           chemical, and biological
                and bacteriological                               (NBC) warfare. This leads
                weapons,” stirring great                          to concern that Warsaw
                interest and anxiety in the                       Pact forces, supported by
                West. (Mauroni, p. 85)                            the Soviet Union, were
                                                                  prepared to use NBC
1962            The U.S. military begins                          weapons.
                herbicide operations in
                Vietnam War, including the     1973–1974          The Soviet Union initiates
                use of Agent Orange.                              and establishes Biopreparat,
                                                                  a civilian organization
1965            As the war in Vietnam                             devoted to producing
                escalates, the United States                      biological warfare agents.
xxxiv CHRONOLOGY

26 March 1975       The Biological and Toxin                       suspected links to the
                    Weapons Convention enters                      terrorist organization al-
                    into force.                                    Qaeda detonate 1,500
                                                                   pounds of explosive in the
1979                Anthrax (Bacillus anthracis)                   basement of the World
                    spores are accidentally                        Trade Center in New York.
                    released from a biological                     The attack does not destroy
                    weapons facility in                            the buildings, but kills six
                    Sverdlovsk, Russia; at least                   people and injures more
                    64 people died from                            than one thousand.
                    inhalation anthrax.                            Concerns arise over the
                                                                   possibility that the
1983                Iraq begins using chemical                     terrorists laced the high
                    warfare agents, including                      explosives with chemical
                    mustard, in the Iran-Iraq                      weapons in order to
                    War (1980–1988).                               increase the number of
                                                                   casualties.
January–March 1991 A United States–led
                   coalition invades Iraq in       27 June 1994    Aum Shinrikyo, a new
                   Operation Desert Storm.                         religious cult in Japan, uses
                   The goal is to force Iraqi                      sarin nerve agent in an
                   compliance with United                          assassination attempt on
                   Nations resolutions calling                     three judges in Matsumoto,
                   for its withdrawal from                         killing seven people and
                   Kuwait and elimination of                       injuring over 200.
                   its weapons of mass
                   destruction (WMD)               20 March 1995   Aum Shinrikyo releases
                   programs. A newly formed                        sarin nerve agent on the
                   United Nations Special                          Tokyo subway, killing 12
                   Commission on Iraq                              people and injuring about
                   (UNSCOM) searches for                           1,000. Japanese police
                   WMD and oversees the                            discover nerve agent
                   destruction of known                            precursors at the cult’s
                   chemical and biological                         home base near Mt. Fuji
                   weapons arsenals and                            and also learn that Aum
                   production facilities until                     attempted to produce
                   1998, when Iraq defies                          biological weapons.
                   international mandates and
                   forces UNSCOM                   19 April 1995   Timothy McVeigh detonates
                   inspectors to leave the                         a 4,000-pound ammonium
                   country.                                        nitrate fuel oil (ANFO)
                                                                   explosive device in a rented
13 January 1993     The Chemical Weapons                           truck, destroying the Alfred
                    Convention (CWC) is open                       P. Murrah Federal Building
                    for signature.                                 in Oklahoma City,
                                                                   Oklahoma and killing 168
26 February 1993    On 26 February 1993, a                         people.
                    small group of men from
                    the Middle East with           29 April 1997   The CWC enters into force.
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WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons
WMD Encyclopedia: Chemical and Biological Weapons

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WMD Encyclopedia: Chemical and Biological Weapons

  • 2. Weapons of Mass Destruction An Encyclopedia of Worldwide Policy, Technology, and History Eric A. Croddy and James J. Wirtz, Editors Jeffrey A. Larsen, Managing Editor Foreword by David Kay Volume I: Chemical and Biological Weapons Eric A. Croddy, Editor Santa Barbara, California Denver, Colorado Oxford, England
  • 3. Copyright 2005 by Eric A. Croddy, James J. Wirtz, and Jeffrey A. Larsen All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, except for the inclusion of brief quotations in a review, without prior permission in writing from the publishers. Library of Congress Cataloging-in-Publication Data Weapons of mass destruction : an encyclopedia of worldwide policy, technology, and history / Eric A. Croddy and James J. Wirtz, editors. p. cm. Includes bibliographical references and index. ISBN 1-85109-490-3 (hardback : alk. paper)—ISBN 1-85109-495-4 (e-book) 1. Weapons of mass destruction—Encyclopedias. I. Croddy, Eric, 1966– II. Wirtz, James J., 1958– U793.W427 2005 358'.3'03—dc22 2004024651 0807060510987654321 This book is also available on the World Wide Web as an eBook. Visit abc-clio.com for details. ABC-CLIO, Inc. 130 Cremona Drive, P.O. Box 1911 Santa Barbara, California 93116–1911 This book is printed on acid-free paper. Manufactured in the United States of America
  • 4.
  • 5. Contents Weapons of Mass Destruction An Encyclopedia of Worldwide Policy, Technology, and History Volume I: Chemical and Biological Weapons Foreword, vii Preface: Weapons of Mass Destruction, ix Editors and Contributors, xiii A-to-Z List of Entries, Volumes I and II, xvii Introduction: Chemical and Biological Weapons, xxv Chronology: Chemical and Biological Weapons, xxxi Chemical and Biological Weapons, Entries A to Y, 1 Key Documents: Chemical and Biological Weapons, 341 Bibliography, 395 Index, 413 v
  • 6.
  • 7. Foreword David Kay Senior Research Analyst, Potomac Institute, The importance of this encyclopedia was under- Washington, D.C., and former Director, scored by the fact that virtually the only area of Iraq Survey Group (2003–2004) agreement in the 2004 U.S. presidential campaign between the two major candidates, President George W. Bush and Senator John F. Kerry, was that the proliferation of weapons of mass destruction poses the most serious national security threat with made new classes of weapons possible. But scientific which the next president would have to deal. progress marches at a very fast rate, leaving behind While the prospect of chemical, biological, radi- old, but still dangerous, knowledge. For example, ological, or nuclear weapons falling into the hands the secrets regarding methods for enriching ura- of terrorists or regimes hostile to the United States nium were simply bought by the Iraqis from the and its friends is indeed a frightening prospect, how U.S. Government Printing Office. That office could many of us understand exactly what this means? not imagine that there was anything important in a When were such weapons first developed? Which 40-year-old project from the dawn of the U.S. nu- states and scientists are leading these developments? clear program. Have these weapons actually been used in the past? In another remarkable case, uranium enrichment How often and with what consequence—not only technology was stolen from a commercial company for the populations they were used against, but for in Holland by A. Q. Khan—a rather ordinary Pak- those that used them, as well? Do these weapons re- istani who went to Germany to earn an engineering ally give states a decisive edge over their adversaries? degree. Khan subsequently used this technology to How easy are they to develop and use? Does the ease develop Pakistan’s nuclear weapons and then sold the of development or use of such weapons by states, same technology to North Korea, Iran, and Libya. like North Korea, differ from the obstacles faced by The techniques of gene modification, which less than terrorist groups, like al-Qaeda? What are the tools 20 years ago were the stuff of Nobel prizes, are now available to the United States to halt the spread of routinely taught in American high schools and com- such weapons? Have we had any success in limiting munity colleges and have opened up whole new the spread of these weapons? Are there any protec- classes of biological weapons. As this study also tive measures that individuals can take to lessen makes clear, even the safe disposal of weapons of their vulnerability if such weapons are used? mass destruction following a state’s decision to aban- These are but a few of the questions that the au- don or limit their programs presents serious chal- thors of this authoritative two-volume study at- lenges of preventing the weapons and associated tempt to answer. This encyclopedia will have endur- technology from falling into the hands of terrorists. ing importance as states and societies attempt to The thousands of Soviet-era nuclear weapons and come to terms with the consequence of the collision the engineering talent that created them represent a of scientific progress with the failure to develop a re- clear and present danger with which the world has liable global security structure. The initial develop- not yet completely dealt. The readers of this work will ment of chemical, biological, and nuclear weapons, find numerous examples of the lowering of the bar- as this study makes clear, often involved scientific riers to the acquisition by states and terrorists of these and engineering breakthroughs of the highest most terrible of weapons. order. The paths to enriching uranium and geneti- But this study does not simply present the horrors cally modifying pathogens are but two examples of of a world filled with weapons of mass destruction. It such successes, scientific breakthroughs that have also catalogs and illuminates the various methods of vii
  • 8. viii FOREWORD attempting to control and constrain these weapons— the few efforts made in this regard, it is hard not to including treaties and agreements such as the Nuclear come away with a sense of dread for the future. Most Non-Proliferation Treaty and the Chemical Weapons control efforts have been aimed at states, not at ter- Convention, as well as intrusive inspections, such as rorists operating outside of the control of states. the efforts of the United Nations to hunt such Hopefully students and policy makers using this weapons in Iraq after the first Gulf War. As will be book a few years hence will be able to record more clear to the reader, such endeavors have had both suc- progress toward meeting this new challenge. cesses and failures. Much remains to be done to en- The authors and editors have done an important sure that their effectiveness matches the problems service by pulling together such an illuminating posed by the proliferation of such weapons. The study at exactly the point when there is a broad po- largest gap in effective mechanisms of control and re- litical consensus of the importance of the problem. sponse to the acquisition of such weapons is with re- One can only hope that our citizens and our politi- gard to the efforts of terrorists groups to acquire the cal leaders take the time to explore the depth of in- means of mass murder. While these volumes identify formation presented here.
  • 9. Preface: Weapons The term “weapon of mass destruction” (WMD) is of Mass Destruction a relatively modern expression. It was probably first used in print media following the interna- Eric A. Croddy and James J. Wirtz tional uproar over Germany’s aerial bombardment of the Basque city of Guernica in April 1937. (The latter event was famously depicted in Picasso’s painting Guernica y Luno.) Only a year before, an- never particularly enamored by chemical or biolog- other Axis power, Italy, had begun using mustard ical weapons and treated them as a deterrent to be and other chemical warfare (CW) agents in used in retaliation for the use of chemical or bio- Abyssinia (modern-day Ethiopia).1 During the logical weapons used by the opponent. By the early anxious years leading up World War II, WMD re- 1990s, the U.S. military had abandoned offensive ferred to the indiscriminate killing of civilians by use of these weapons, although it maintained a re- modern weaponry, especially aircraft. It also search and development program designed to pro- echoed the fear of chemical weapons that was un- duce effective equipment, procedures, medications, leashed by World War I, which had come to a con- and inoculations to defend against chemical and bi- clusion just a few years earlier. ological attack. Following the development of the atomic bomb Over the last decade, much has been written in 1945, the term “WMD” came to include nuclear about WMD. The meaning of the term itself is and eventually biological weapons. WMD was ap- somewhat controversial, although there is a formal, parently first used to describe nuclear warfare by legalistic definition. According to U.S. Code Title Soviet strategists. In 1956, during the 20th Commu- 50, “War and National Defense,” per the U.S. Con- nist Party Congress in Moscow, the Soviet Minister gress, the term “weapon of mass destruction”means of Defense—and “Hero of Stalingrad”—Marshal “any weapon or device that is intended, or has the Georgy Konstantinovich Zhukov prophesied that capability, to cause death or serious bodily injury to modern warfare “will be characterized by the mas- a significant number of people through the release, sive use of air forces, various rocket weapons and dissemination, or impact of toxic or poisonous various means of mass destruction such as atomic, chemicals or their precursors; a disease organism; thermonuclear, chemical and bacteriological radiation or radioactivity.”4 For its part, the U.S. De- weapons.”2 In that same year, the Hungarian Minis- partment of Defense has a similar characterization ter of Defense echoed Marshal Zhukov, stating that of WMD, although in addition it includes “...the “Under modern conditions, the decisive aspect of means to deliver [WMD].”5 So, what makes a operational planning is the use of nuclear and other weapon massively destructive? Is it the type of inju- weapons of mass destruction.”3 rious agents involved, namely radioactive, chemical, When the West learned of Zhukov’s speech, na- or biological, or is it that the attack itself produces tional security strategists in the United States and significant casualties or destruction? Also what elsewhere became quite concerned. By inference, would “significant” mean in this context: ten, a hun- they concluded that WMD—nuclear, biological, dred, or a thousand casualties? What if very few and chemical weapons—were an integral part of people are actually killed or hurt by at attack? In the Soviet military doctrine. Partly in response to latter respect, the U.S. Federal Bureau of Investiga- Zhukov’s ministrations on WMD, the United States tion has a rather unique and somewhat satisfying reviewed its offensive chemical and biological interpretation of the term “WMD,” invoked when weapons program in 1958. The U.S. military was the U.S. government indicted Timothy McVeigh ix
  • 10. x PREFACE with using a WMD in his 1995 terrorist attack in ture and that civilized people everywhere reject the Oklahoma City. In this case, although the device use of chemical and biological weapons. Interna- used was a conventional bomb (employing ammo- tional law is replete with treaties, agreements, and nium nitrate-fuel oil explosive), “A weapon crosses regimes whose purpose is to proscribe the use of the WMD threshold when the consequences of its these weapons, or mitigate the consequences of any release overwhelm local responders.”6 such use. In particular, the world has successfully Some analysts, however, have suggested that kept nuclear weapons in reserve for almost sixty various technical hurdles prevent chemical and years as truly deterrent weapons of last resort. even biological weapons from causing casualties Our encyclopedia covers a wide range of topics, on a truly massive scale. Some point to the Aum some historical, some drawn from today’s headlines. Shinrikyo sarin attack on the Tokyo subway system We describe many of the pathogens, diseases, sub- on March 20, 1995, which resulted in eleven stances, and machines that can serve as weapons of deaths, as an example of the limits of WMD. They mass destruction, as well as their associated delivery note that high-explosives have been used with far systems. We also describe important events and in- greater lethal effects than sarin in the annals of dividuals that have been influential in the develop- modern terrorism. Others are increasingly con- ment of weapons of mass destruction and doctrines cerned about the destructive potential of even for their use (or control). We have encouraged our rudimentary weapons. Analysts today are worried, contributors to highlight ongoing controversies and for instance, that terrorists might try to employ ra- contemporary concerns about WMD and current diological dispersal devices or “dirty bombs.” international arms control and nonproliferation ef- These weapons do not detonate with a fission re- forts intended to reduce the threat they pose to action, but rather utilize conventional explosives to world peace and security. Even a work of this length, distribute radiological materials and contaminate however, cannot completely cover the history, sci- a given area. Few deaths are likely to result from the ence, and personal stories associated with a topic of effects of a dirty bomb, but the consequences—in this magnitude, so we have included abundant ref- terms of anxiety, clean-up, and the recognized abil- erences to help readers take those initial steps for ity of a terrorist to conduct the very act itself— further study of the topics we survey. would likely be far reaching. Acknowledgments About the Encyclopedia Our deepest debt is to the contributors who made The very presence of chemical, biological and nu- this volume a reality. Many of them joined the proj- clear weapons in international arsenals and the po- ect at its inauguration several years ago and have tential that they might fall into the hands of terror- waited a long time to see their work in print. It is im- ist organizations guarantees that weapons of mass possible for just three people to be experts on all of destruction will be of great policy, public, and schol- the subjects covered in this volume, and without the arly interest for years to come. We cannot resolve the hard work of our contributors, this encyclopedia debates prompted by WMD, but we hope that we would never have been completed. Thanks to our and our contributors can provide facts to help the research assistants, Abraham Denmark and Laura reader sort through the controversies that are likely Fontaine, who uncovered most of the key docu- to emerge in the years ahead. Much that is contained ments in both volumes and wrote a few entries for in these volumes is disturbing and even frightening; us, as well. We also want to express our appreciation it is impossible to write a cheery encyclopedia about to a senior government official who reviewed Vol- weapons whose primary purpose is to conduct ume II for accuracy and sensitive material. We owe postindustrial-scale mass murder. The sad truth of a special debt to Jeff Larsen, our managing editor, the matter is that chemical, biological, radiological, whose help was instrumental in the success of this and nuclear weapons reflect the willingness of hu- project. Not only did he provide editorial support to mans to go to great lengths to find increasingly both volumes, but he displayed a keen ability to deal lethal and destructive instruments of war and vio- with the publisher and our 95 contributors, keep lence. We are pleased to note, however, that much of track of timelines, requirements, and progress, and what is reported in these volumes is historical in na- gently push the two of us when we needed encour-
  • 11. PREFACE xi agement during this multiyear project that involved Frederick R. Sidell, Ernest T. Takafuji, and David over 500 separate parts. Finally, we also want to ex- R. Franz, eds., Textbook of Military Medicine, press our appreciation to Alicia Merritt, Martha Part I: Warfare, Weaponry, and the Casualty: Whitt, Giulia Rossi, and the behind-the-scenes Medical Aspects of Chemical and Biological copyeditors at ABC-CLIO who worked tirelessly to Warfare (Washington, DC: Borden Institute, help get this manuscript into print. We discovered Walter Reed Army Medical Center, 1997), p. 54. 3. Quoted in the archives, “Report of Colonel- that nothing is a trivial matter when it comes to a General István Bata, Hungarian Minister of manuscript of this size. The commitment of our Defense, to Members of the HWP Central publisher to this topic, and the dedication of the Committee on the Conduct of the Staff- production staff at ABC-CLIO, greatly facilitated Command Exercise Held, 17 July 1956,” found at the completion of these volumes. the International Relations and Security We hope that this encyclopedia will help inform Network (Switzerland), documents collection, the public debate about weapons of mass destruc- http://www.isn.ethz.ch/ tion and international security policy, with the goal 4. Title 50, Chapter 40, Sec. 2302. of never again seeing such weapons used in anger. 5. Office of the Secretary of Defense, Proliferation: Threat and Response (Washington, DC: U.S. Notes Government Printing Office, 2001), p. 4. 1. Stanley D. Fair, “Mussolini’s Chemical War,” 6. U.S. Federal Bureau of Investigation (FBI), “The Army, January 1985, p. 52. FBI and Weapons of Mass Destruction,” 4 2. Jeffery K. Smart, “History of Chemical and August 1999, http://norfolk.fbi.gov.wmd.htm Biological Warfare: An American Perspective,” in
  • 12.
  • 13. Editors Editors and ERIC A. CRODDY (EDITOR, VOLUME I, CHEMICAL AND BIOLOGICAL WEAPONS) Contributors Analyst with U.S. Pacific Command, Pearl Harbor, HI JAMES J. WIRTZ (EDITOR, VOLUME II, JEFFREY M. BALE NUCLEAR WEAPONS) Senior Research Associate, Monterey Institute Professor and Chair, Department of National of International Studies, Monterey, CA Security Affairs, U.S. Naval Postgraduate School, Monterey, CA, and Senior Fellow, ZACH BECKER Center for International Security and Science Applications International Corporation, Cooperation, Stanford University, Palo Alto, CA Arlington, VA JEFFREY A. LARSEN (MANAGING EDITOR, ANJALI BHATTACHARJEE VOLUMES I AND II) Research Associate, WMD Terrorism Project, Senior Policy Analyst, Science Applications Center for Nonproliferation Studies, Monterey International Corporation and President, Institute of International Studies, Monterey, CA Larsen Consulting Group, Colorado Springs, CO JENNIFER BROWER Science and Technology Policy Analyst, The Contributors RAND Corporation, Arlington, VA GARY ACKERMAN Deputy Director, Chemical and Biological WILLIAM D. CASEBEER Weapons Nonproliferation Program, Associate Professor, Department of Philosophy, Monterey Institute of International Studies, U.S. Air Force Academy, CO Monterey, CA KALPANA CHITTARANJAN JEFFREY A. ADAMS Research Fellow, Observer Research Senior Analyst, Analytic Services, Inc. (ANSER), Foundation, Chennai Chapter, Chennai, India Arlington, VA CLAY CHUN PETER ALMQUIST Chairman, Department of Distance Education, Bureau of Arms Control, U.S. Department of U.S. Army War College, Carlisle Barracks, PA State, Washington, DC WILLIAM S. CLARK ELIZABETH AYLOTT Defense Policy Analyst, Science Applications Plans and Policy Analyst, Science Applications International Corporation, Arlington, VA International Corporation, Ramstein Air Base, Germany CHRIS CRAIGE Graduate Student, U.S. Naval Postgraduate School, Monterey, CA xiii
  • 14. xiv EDITORS AND CONTRIBUTORS MALCOLM DAVIS ANDREA GABBITAS Lecturer, Defence Studies Department, King’s Graduate Student, Department of Political College London, London, UK Science, Massachusetts Institute of Technology, Cambridge, MA ABE DENMARK Graduate Student, Graduate School of SCOTT SIGMUND GARTNER International Studies, University of Denver, Associate Professor, Department of Political Denver, CO Science, University of California–Davis, Davis, CA JOHN W. DIETRICH MICHAEL GEORGE Assistant Professor, Bryant University, Policy Analyst, Science Applications Smithfield, RI International Corporation, Arlington, VA ANDREW M. DORMAN DON GILLICH Lecturer in Defence Studies, King’s College Nuclear Research and Operations Officer, U.S. London, London, UK Army, Colorado Springs, CO FRANNIE EDWARDS DAN GOODRICH Office of Emergency Services, San Jose, CA Public Health Department, Santa Clara, CA LAWRENCE R. FINK PHIL GRIMLEY Corporate Export Administration, International Professor of Pathology and Molecular Cell Legal Department, Science Applications Biology, F. Edward Herbert Medical School, International Corporation, Arlington, VA Uniformed Services University of Health Sciences, Bethesda, MD STEPHANIE FITZPATRICK Arms Control/Policy Analyst, Independent EUGENIA K. GUILMARTIN Consultant, Arlington, VA Assistant Professor, Department of Social Sciences, U.S. Military Academy, West Point, NY SCHUYLER FOERSTER President, World Affairs Council of Pittsburgh, JOHN HART Pittsburgh, PA Researcher, Stockholm International Peace Research Institute, Solna, Sweden LAURA FONTAINE Graduate Student, Graduate School of PETER HAYS International Studies, University of Denver, Executive Editor, Joint Force Quarterly, National Denver, CO Defense University, Washington, DC J. RUSS FORNEY JAMES JOYNER Associate Professor, Department of Chemistry Managing Editor, Strategic Insights, and Life Science, U.S. Military Academy, West Washington, DC Point, NY AARON KARP MARTIN FURMANSKI Professor, Old Dominion University, and Scientists Working Group on Biological and Assistant Professor, U.S. Joint Forces Staff Chemical Weapons, Center for Arms Control College, Norfolk, VA and Nonproliferation, Ventura, CA KERRY KARTCHNER Senior Advisor for Missile Defense Policy, U.S. State Department, Washington, DC
  • 15. EDITORS AND CONTRIBUTORS xv MIKE KAUFHOLD CLAUDINE MCCARTHY Senior National Security Policy Analyst, Science National Association of County and City Health Applications International Corporation, San Officials, Washington, DC Antonio, TX JEFFREY D. MCCAUSLAND BRET KINMAN Director, Leadership in Conflict Initiative, Graduate Student, Department of National Dickinson College, Carlisle, PA Security Affairs, U.S. Naval Postgraduate School, Monterey, CA PATRICIA MCFATE Science Applications International Corporation, KIMBERLY L. KOSTEFF Santa Fe, NM Policy Analyst, Science Applications International Corporation, Arlington, VA ROB MELTON Assistant Professor of Military Strategic Studies, AMY E. KRAFFT 34th Education Group, U.S. Air Force Academy, Research Biologist, Department of Molecular CO Genetic Pathology, Armed Forces Institute of Pathology, Rockville, MD BRIAN MORETTI Assistant Professor, Department of Physics, U.S. JENNIFER LASECKI Military Academy, West Point, NY Computer Sciences Corporation, Alexandria, VA JENNIFER HUNT MORSTEIN PETER LAVOY Senior Analyst, Science Applications Director, Center for Contemporary Conflict, International Corporation, McLean, VA U.S. Naval Postgraduate School, Monterey, CA EDWARD P. NAESSENS, JR. SEAN LAWSON Associate Professor, Nuclear Engineering Graduate Student, Department of Science and Program Director, Department of Physics, U.S. Technology Studies, Rensselaer Polytechnic Military Academy, West Point, NY Institute, Troy, NY T. V. PAUL MICHAEL LIPSON James McGill Professor of International Assistant Professor, Department of Political Relations, McGill University, Montreal, Canada Science, Concordia University, Montreal, Canada ROY PETTIS Science Advisor to the Office of Strategic and BRIAN L’ITALIEN Theater Defenses, Bureau of Arms Control, U.S. Defense Intelligence Agency, Washington, DC State Department, Washington, DC MORTEN BREMER MAERLI RICH PILCH Researcher, Norwegian Institute of International Scientist in Residence, Chemical and Biological Affairs, Oslo, Norway Nonproliferation Program, Center for Nonproliferation Studies, Monterey Institute of TOM MAHNKEN International Studies, Monterey, CA Professor of Strategy, Naval War College, Newport, RI ELIZABETH PRESCOTT International Institute for Strategic Studies, ROBERT MATHEWS Washington, DC Asia-Pacific Centre for Military Law, University of Melbourne, Victoria, Australia
  • 16. xvi EDITORS AND CONTRIBUTORS BEVERLEY RIDER ROBERT SOBESKI Senior Scientist, Genencor International, Inc., Assistant Professor, Department of Physics, U.S. Palo Alto, CA Military Academy, West Point, NY GUY ROBERTS JOHN SPYKERMAN Principal Director, Negotiations Policy, Office of Foreign Affairs Officer, U.S. State Department, the Secretary of Defense, Washington DC Washington, DC J. SIMON ROFE TROY S. THOMAS Lecturer, Defence Studies Department, King’s Fellow, Center for Strategic Intelligence College London, London, UK Research, Defense Intelligence Agency, Washington, DC KEN ROGERS Professor of Political Science, Department of CHARLES L. THORNTON Social Sciences and Philosophy, Arkansas Tech Research Fellow, Center for International and University, Russellville, AR Security Studies, School of Public Policy, University of Maryland, College Park, MD STEVEN ROSENKRANTZ Foreign Affairs Officer, Office of Strategic and ROD THORNTON Theater Defenses, Bureau of Arms Control, U.S. Lecturer, Defence Studies Department, King’s State Department, Washington, DC College London, London, UK C. ROSS SCHMIDTLEIN ANTHONY TU Research Fellow, Department of Medical Department of Biochemistry and Molecular Physics, Memorial Sloan-Kettering Cancer Biology, Colorado State University, Ft Collins, CO Center, New York, NY PETER VALE GLEN M. SEGELL Nelson Mandela Professor of Politics, Rhodes Director, Institute of Security Policy, London, University, Grahamstown, South Africa UK GILLES VAN NEDERVEEN D. SHANNON SENTELL, JR. Independent Consultant, Fairfax, VA Assistant Professor, Department of Physics, U.S. Military Academy, West Point, NY MICHAEL WHEELER Senior Defense Analyst, Science Applications JACQUELINE SIMON International Corporation, McLean, VA Independent Consultant, Ottawa, Canada JOLIE WOOD JOSHUA SINAI Graduate Student, Department of Government, Analytic Services, Inc. (ANSER), Alexandria, VA University of Texas, Austin, TX STANLEY R. SLOAN JACK WOODALL Visiting Scholar, Middlebury College, and Visiting Professor, Department of Medical Director, Atlantic Community Initiative, Biochemistry, Federal University of Rio de Richmond, VT Janeiro, Brazil JAMES M. SMITH ROBERT WYMAN Director, USAF Institute for National Security Arms Control Operations Specialist, Science Studies, U.S. Air Force Academy, Colorado Applications International Corporation, Springs, CO Arlington, VA
  • 17. Volume I: Chemical and Biological Weapons A to Z List of Entries, Aberdeen Proving Ground Abrin Volumes I and II Adamsite (DM, diphenylaminochlorarsine Aerosol Agent Orange Agroterrorism (Agricultural Biological Chemical and Biological Munitions and Military Warfare) Operations Al-Qaeda Chemical Warfare Al Shifa Chemical Weapons Convention (CWC) Amiton (VG) Chlamydia Psittaci (Psittacosis) Ammonium Nitrate Fuel Oil (ANFO) Chlorine Gas Anthrax Chloropicrin (PS, Trichloronitromethane) Aralsk Smallpox Outbreak Choking Agents (Asphyxiants) Arbusov Reaction Cholera (Vibrio cholerae) Arsenicals Conotoxin Atropine Crimean-Congo Hemorrhagic Fever Aum Shinrikyo Crop Dusters (Aerial Applicators) The Australia Group CS Cyclosarin (GF) Bari Incident Bhopal, India: Union Carbide Accident Decontamination Bigeye (BLU-80) Demilitarization of Chemical and Biological Binary Chemical Munitions Agents Biological and Toxin Weapons Convention Dianisidine (BTWC) Difluor (DF, Difluoromethylphosphonate) Biological Terrorism: Early Warning via the Diisopropyl Fluorophosphate (DFP) Internet Dioxin Biological Warfare Diphosgene Biopreparat Dual-Use Bioregulators Dugway Proving Ground Bioterrorism Bleach EA2192 Blood Agents EMPTA (O-Ethyl Methylphosphonothioic Acid) Botulism (Botulinum Toxin) Enterovirus 70 Brucellosis (Brucella Bacterium) Equine Encephalitis (VEE, WEE, EEE) Ethiopia (Abyssinia) C-4 Explosives Carbamates Centers for Disease Control and Prevention Fentanyl (CDC) Fermenter Chemical Agent Monitor Foot-and-Mouth Disease Virus xvii
  • 18. xviii A TO Z LIST OF ENTRIES Fort Detrick Oklahoma City Bombing Fuel-Air Explosive (FAE) Organophosphates Osama bin Laden Gas Gangrene Oximes Geneva Protocol Glanders (Burkholderia Mallei) Parasites—Fungal Gruinard Island Parathion (Methyl and Ethyl) G-Series Nerve Agents Perfluoroisobutylene (PFIB) Gulf War: Chemical and Biological Weapons Phosgene Gas (Carbonyl Chloride) Gulf War Syndrome Phosgene Oxime (CX, Dichloroform Oxime) Pine Bluff, Arkansas Hague Convention Plague Halabja Incident Plasticized Explosives Heartwater (Cowdria Ruminantium) Point Source Hemorrhagic Fevers Porton Down, United Kingdom Herbicides Precursors Protective Measures: Biological Weapons India: Chemical and Biological Weapons Protective Measures: Chemical Weapons Programs Psychoincapacitants Inversion Pyridostigmine Bromide Iran: Chemical and Biological Weapons Programs Iran-Iraq War Q-Fever Iraq: Chemical and Biological Weapons Programs QL Japan and WMD Ricin Johnston Atoll Rift Valley Fever Riot Control Agents Kaffa, Siege of Rocky Mountain Spotted Fever Korean War Russia: Chemical and Biological Weapons Programs Late Blight of Potato Fungus (Phytophthora Infestans) Sabotage Libya and WMD Salmonella Line Source Sarin Livens Projector Semtex Lyophilization Shikhany Simulants Marburg Virus Sino-Japanese War Melioidosis Skatole Microencapsulation Smallpox Mustard (Sulfur and Nitrogen) Soman Mycotoxins South Africa: Chemical and Biological Weapons Programs Napalm South Korea: Chemical and Biological Weapons Nerve Agents Programs Newcastle Disease Spore Newport Facility, Indiana Stabilizers North Korea: Chemical and Biological Weapons Staphylococcal Enterotoxin B Programs Stepnogorsk Novichok Sverdlovsk Anthrax Accident
  • 19. A TO Z LIST OF ENTRIES xix Syria: Chemical and Biological Weapons Programs Acheson-Lililenthal Report Actinides Tabun Airborne Alert Terrorism with CBRN Weapons Anti-Ballistic Missile (ABM) Treaty Thickeners Antinuclear Movement TNT Anti-Satellite (ASAT) Weapons Tobacco Mosaic Virus Arms Control Tooele, Utah Arms Control and Disarmament Agency (ACDA) Toxins (Natural) Arms Race Toxoids and Antitoxins Assured Destruction Tularemia Atomic Energy Act Tuberculosis (TB, Mycobacterium Tuberculosis) Atomic Energy Commission Typhus (Rickettsia Prowazekii) Atomic Mass/Number/Weight Atoms for Peace Unit 731 United Kingdom: Chemical and Biological Backpack Nuclear Weapons Weapons Programs Balance of Terror United Nations Monitoring, Verification, and Ballistic Missile Defense Organization (BMDO) Inspection Commission (UNMOVIC) Ballistic Missile Early Warning System (BMEWS) United Nations Special Commission on Iraq Ballistic Missiles (UNSCOM) Baruch Plan United States: Chemical and Biological Weapons Bikini Island Programs Bombers, Russian and Chinese Nuclear-Capable Unmanned Aerial Vehicle (UAV) Bombers, U.S. Nuclear-Capable Boost-Phase Intercept Vaccines Bottom-Up Review V-Agents Brilliant Eyes Vector Brinkmanship VECTOR: State Research Center of Virology and British Nuclear Forces and Doctrine Biotechnology Broken Arrow, Bent Spear Vesicants Vietnam War Canada Deuterium Uranium (CANDU) Reactor Vincennite (Hydrogen Cyanide) The Catholic Church and Nuclear War Chelyabinsk-40 Weteye Bomb Chernobyl World Trade Center Attack (1993) Cheyenne Mountain, Colorado World War I Chicken, Game of World War II: Biological Weapons Chinese Nuclear Forces and Doctrine World War II: Chemical Weapons City Avoidance Wushe Incident Civil Defense Cold Launch Xylyl Bromide Cold War Collateral Damage Yellow Rain Command and Control Yemen Committee on the Present Danger Ypres Compellence Comprehensive Test Ban Treaty (CTBT) Volume II: Nuclear Weapons Conference on Disarmament Accidental Nuclear War Conference on Security and Cooperation in Accuracy Europe (CSCE)
  • 20. xx A TO Z LIST OF ENTRIES Confidence- and Security-Building Measures Equivalent Megaton (CSBMs) Escalation Containment Essential Equivalence Cooperative Threat Reduction (The Nunn-Lugar European Atomic Energy Community Program) (EURATOM) Coordinating Committee for Multilateral Export Extended Deterrence Controls (COCOM) Correlation of Forces Failsafe Counterforce Targeting Fallout Countermeasures Fast Breeder Reactors Counterproliferation Fat Man Countervailing Strategy Federal Emergency Management Agency (FEMA) Countervalue Targeting Federation of American Scientists (FAS) Coupling Firebreaks Credibility First Strike Crisis Stability Fissile Material Cutoff Treaty (FMCT) Critical Nuclear Weapons Design Information Fission Weapons (CNWDI) Flexible Response Criticality and Critical Mass The Football Cruise Missiles Forward-Based Systems Cuban Missile Crisis Fractional Orbital Bombardment System (FOBS) Fratricide Damage Limitation French Nuclear Forces and Doctrine Data Exchanges Fuel Fabrication The Day After Fusion Dealerting Decapitation G8 Global Partnership Program Declared Facility Gaither Commission Report Decoys Game Theory Defense Threat Reduction Agency (DTRA) Gas-Graphite Reactors Dense Pack Geiger Counter Department of Defense (DOD) Global Protection Against Limited Strikes (GPALS) Department of Energy (DOE) Graphite Department of Homeland Security (DHS) Gravity Bombs Depleted Uranium (U-238) Ground-Launched Cruise Missiles (GLCMs) Deployment Ground Zero Depressed Trajectory Gun-Type Devices Détente Deterrence Half-Life Deuterium Hanford, Washington Disarmament Hard and Deeply Buried Targets Distant Early Warning (DEW) Line Harmel Report Downloading Heavy Bombers Dual-Track Decision Heavy ICBMs Heavy Water Early Warning Hedge Emergency Action Message (EAM) Highly Enriched Uranium (HEU) Enola Gay Hiroshima Enrichment Horizontal Escalation Entry into Force Hot Line Agreements
  • 21. A TO Z LIST OF ENTRIES xxi Hydrogen Bomb Missile Technology Control Regime (MTCR) Mixed Oxide Fuel (MOX) Implementation Mobile ICBMs Implosion Devices Moratorium Improvised Nuclear Devices Moscow Antiballistic Missile System Inadvertent Escalation Multilateral Nuclear Force Indian Nuclear Weapons Program Multiple Independently Targetable Reentry Vehicle Inertial Navigation and Missile Guidance (MIRV) Institute for Advanced Study Multiple Launch Rocket System (MLRS) Intercontinental Ballistic Missiles (ICBMs) Mutual Assured Destruction (MAD) Intermediate-Range Nuclear Forces (INF) Treaty International Atomic Energy Agency (IAEA) Nagasaki Iranian Nuclear Weapons Program National Command Authority Iraqi Nuclear Forces and Doctrine National Emergency Airborne Command Post Isotopes (NEACP) Israeli Nuclear Weapons Capabilities and Doctrine National Strategic Target List National Technical Means Joint Chiefs of Staff (JCS) Negative Security Assurances (NSAs) Joint Declaration on Denuclearization of the Neutron Bomb (Enhanced Radiation Weapon) Korean Peninsula Neutrons Nevada Test Site Kiloton New Look Kwajalein Atoll Nike Zeus No First Use Launch on Warning/Launch under Attack Non–Nuclear Weapons States Launchers Nonproliferation Lawrence Livermore National Laboratory North American Aerospace Defense Command Light-Water Reactors (NORAD) Limited Nuclear War North Atlantic Treaty Organization (NATO) Limited Test Ban Treaty (LTBT) North Korean Nuclear Weapons Program Lithium Nuclear Binding Energy Little Boy Nuclear Emergency Search Teams (NESTs) Long-Range Theater Nuclear Forces Nuclear Fuel Cycle Los Alamos National Laboratory Nuclear Nonproliferation Treaty (NPT) Low Enriched Uranium (LEU) Nuclear Planning Group Nuclear Posture Review Maneuvering Reentry Vehicle (MARV) Nuclear Regulatory Commission (NRC) Manhattan Project Nuclear Risk Reduction Centers (NRRCs) Massive Retaliation Nuclear Suppliers Group Medium-Range Ballistic Missiles Nuclear Taboo Megaton Nuclear Test Ban Megawatt Nuclear Warhead Storage and Transportation Midgetman ICBMs Security (Russia) Military Technical Revolution (Revolution in Nuclear Weapons Effects Military Affairs) Nuclear Weapons Free Zones (NWFZs) Minimum Deterrence Nuclear Weapons States Ministry of Atomic Energy (MINATOM) Nuclear Winter Minuteman ICBM Missile Defense Oak Ridge National Laboratory Missile Gap On the Beach
  • 22. xxii A TO Z LIST OF ENTRIES One-Point Detonation/One-Point Safe Research Reactors On-Site Inspection Agency (OSIA) Restricted Data (RD) Open Skies Treaty Reykjavik Summit Outer Space Treaty Ride Out Overhead Surveillance Rocky Flats, Colorado Roentgen Equivalent Man (Rem) Pakistani Nuclear Weapons Program Rumsfeld Commission Pantex Facility, Texas Russian Nuclear Forces and Doctrine Parity Payload Safeguard Antiballistic Missile (ABM) System Peaceful Coexistence Safeguards Peaceful Nuclear Explosions Sandia National Laboratories Peaceful Nuclear Explosions Treaty (PNET) Savannah River Site, South Carolina Peacekeeper Missile Sea-Launched Cruise Missiles (SLCMs) Penetration Aids Second Strike Permissive Action Link (PAL) Selective Options Pershing II Sentinel Antiballistic Missile System Phased-Array Antenna Short-Range Attack Missiles (SRAM) Pit Shrouding Plutonium Silo Basing Polaris SLBMs/SSBNs Single Integrated Operational Plan (SIOP) Portsmouth Enrichment Facility Skybolt Poseidon SLBMs/SSBNs South African Nuclear Weapons Program Post-Attack Command and Control System South Korean Nuclear Weapons Program (PACCS) Space-Based Infrared Radar System (SBIRS) Preemptive Attack Spartan Missile Presidential Nuclear Initiatives Sprint Missile Pressurized-Water Reactors (PWRs) Sputnik Preventive War Standing Consultative Commission (SCC) Primary Stage Stealth Bomber (B-2 Spirit) Proliferation Stockpile Stewardship Program Proliferation Security Initiative Strategic Air Command (SAC) and Strategic Pugwash Conferences Command (STRATCOM) Strategic Arms Limitation Talks (SALT I and SALT Quadrennial Defense Review II) Strategic Arms Reduction Treaty (START I) Radiation Strategic Arms Reduction Treaty (START II) Radiation Absorbed Dose (Rad) Strategic Defense Initiative (SDI) Radiological Dispersal Device Strategic Defenses The RAND Corporation Strategic Forces Rapacki Plan Strategic Offensive Reductions Treaty (SORT) Ratification Strategic Rocket Forces Reactor Operations Submarines, Nuclear-Powered Ballistic Missile Reasonable Sufficiency (SSBNs) Reciprocal Fear of Surprise Attack Submarine-Launched Ballistic Missiles (SLBMs) Reconnaissance Satellites Sufficiency Red Mercury Superiority Reentry Vehicles Surety Reliability Surprise Attack Conference Reprocessing Surveillance
  • 23. A TO Z LIST OF ENTRIES xxiii Survivability Unilateral Initiative United Nations Special Commission on Iraq Tactical Nuclear Weapons (UNSCOM) Telemetry United States Air Force Terminal Phase United States Army Theater High Altitude Air Defense (THAAD) United States Navy Theater Missile Defense United States Nuclear Forces and Doctrine Thermonuclear Bomb Uranium Three Mile Island Three-Plus-Three Program Verification Threshold States Threshold Test Ban Treaty (TTBT) Warfighting Strategy Tinian Warhead Titan ICBMs Warsaw Pact Tous Asimuts Wassenaar Arrangement Transporter-Erector-Launcher Weapons-Grade Material Triad Weapons of Mass Destruction (WMD) Trident Trinity Site, New Mexico X-Ray Laser Tritium Two-Man Rule Yield U-2 Zangger Committee Underground Testing Zone of Peace
  • 24.
  • 25. Introduction: Chemical and In the United States, there are various legal and Biological Weapons academic definitions of weapons of mass destruc- Eric A. Croddy tion (WMD), although not everyone may agree on any of them. The U.S. Department of Defense (DOD) defines WMD as, “Weapons that are capa- ble of a high order of destruction and/or of being used in such a manner as to destroy large numbers Army Marshal Georgi Konstantinovich Zhukov. In of people. Weapons of mass destruction can be fact, it was this speech that highlighted for U.S. pol- high explosives or nuclear, biological, chemical, icy makers the real or perceived threat from the So- and radiological weapons, but exclude the means viet Union, particularly in terms of the latter’s pre- of transporting or propelling the weapon where sumed arsenal of chemical and biological such means is a separable and divisible part of the weaponry. As such, Zhukov’s speech invigorated weapon.”1 United States Cold War research into WMD, in- According to the DOD, conventional explosives cluding biological weaponry.4 During the Cold War, also can be considered WMD. And this is reason- the United States—and, to a much greater extent, able, especially when one considers the cumulative the Soviet Union—amassed large chemical and bi- number of deaths caused by gunpowder since its in- ological weapons stockpiles. The threat posed by vention in the tenth century and by nitroglycerine these stockpiles has diminished greatly since the since its invention in the nineteenth century.2 But crumbling of the Berlin wall. the underlying assumption of what makes a Regional threats posed by state-funded mili- weapon massively destructive is the idea that these taries from chemical and biological weapons also weapons can cause simultaneous mass casualties. have declined. By the end of 2003, the U.S. govern- Nuclear weapons (dealt with separately in Volume ment had admitted that there was little evidence II) are an obvious category of WMD, but radiolog- that Iraq had possessed large chemical or biological ical weapons (such as so-called dirty bombs are less weapon stockpiles after the mid-1990s. This has likely to cause mass injury or death (see Radiologi- since led both the United States and British govern- cal Dispersal Device in volume II).3 ments to begin inquiries into the faulty prewar in- Highly toxic chemical compounds—the nerve telligence on Iraq that was in large part the basis for agents being prime candidates—could comprise justifying Operation Iraqi Freedom in March 2003.5 WMD, for example, if delivered effectively against Other regional threats, however, still remain. an urban target. Biological agents—that is, Among these, states such as Syria and North Korea pathogens and toxins derived from plants or ani- are suspected of possessing chemical and biological mals—might also constitute WMD if delivered effi- weapons. Their bellicose posture regarding their ciently. When compared to conventional and chem- immediate neighbors and regional rivals, as well as ical weapons, biological agents have the greatest their possession of long-range delivery systems potential to cause mass casualties, and, theoretically, (such as Scud missiles), make these threats impossi- theirs could easily exceed the casualties caused by ble to ignore. By contrast, Libyan leader Mohamar the largest nuclear weapon. Qaddafi stated in early 2004 that he would re- In terms of referring to nuclear, chemical—and nounce the possession of WMD, which demon- by inference, biological—weapons, the term strates how quickly the threat of weapons of mass “weapons of mass destruction” first came into use destruction seems to rise and fall on the global in 1956 when it was used in a speech by Soviet Red agenda. xxv
  • 26. xxvi INTRODUCTION Individuals and terrorist organizations also are of chemical or biological warfare. In an excellent in- reportedly interested in using chemical or biological troduction to chemical weapons, a short book pub- agents in their operations. A salient example was a lished by the Chinese People’s Liberation Army dis- statement by a self-proclaimed spokesman for the cusses a case of CW (chemical warfare) from terrorist organization al-Qaeda, who said in June China’s early history: In the Zuochuan, it is written 2002, “We have the right to kill 4 million Ameri- that in the sixth century to about the fifth century cans—2 million of them children—and to exile B.C.E., “An official of the noble princes of the Xia, twice as many and wound and cripple hundreds of came from the Jin to attack the [forces of] Qin, and thousands. Furthermore, it is our right to fight them poisoned the Jing River, killing more than a division with chemical and biological weapons, so as to af- of men.” Another case is cited: “In the year 1000 flict them with the fatal maladies that have afflicted [C.E.], there was one named Tangfu, who made poi- the Muslims because of the [Americans’] chemical son fire grenades and gave them to the Chao court and biological weapons.”6 of the Song dynasty. The poisonous smoke ball, It is not clear as of this writing whether any indi- containing arsenic oxide (As2O3) and a type of poi- viduals or groups will be able to carry out an attack son derived from crotonaldehyde (see the Arsenicals using chemical or biological warfare agents, at least listing), looked a bit like a precursor to a chemical in a manner that could cause more deaths than the gas grenade. After alighting, this weapon would September 11, 2001, attacks on the World Trade issue forth smoke to poison the enemy and thus Center (2,749 dead) and the Pentagon (184 dead). weaken their ability to fight.”8 In 2001, the biological agent that causes anthrax These same authors also point out that this is a killed five people when an unknown actor or group far cry from what one expects in modern times, for mailed Bacillus anthracis spores through the U.S. back then chemical warfare “was just in its infancy, postal system. On February 3, 2004, envelopes con- and not only were its methods crude but its utility in taining ricin toxin were discovered at the office of actually killing people was limited. Because of this, the U.S. Senate majority leader and at a mail sorting chemical weapons were regarded as a method to facility for the White House. These incidents involv- generally assist in conducting warfare, and at the ing ricin resulted in no injuries, but justifiably time did not draw any particular attention. Coming caused much concern. into the recent era, as the developments in technol- ogy continued, chemical weapons then really began A Brief History of WMD to demonstrate their real menace.”9 The historical record shows that mass poisonings Another premodern military tactic that is often and the occasional plot to spread disease among described as a form of BW (biological warfare) is armies and civilian populations go back many cen- the siege of Kaffa (1346 C.E.), in modern Feodosia, turies.7 Still, chemical and biological warfare Ukraine. During a campaign by Mongol forces to (CBW)—sometimes referred to in military parlance defeat a heavily defended city of mostly Genoese as “bugs and gas”—is essentially a modern phe- merchants, bubonic plague struck the area: “The nomenon. It is modern in the sense that the science Tartars died as soon as the signs of disease appeared and industry required to produce these types of on their bodies: swellings in the armpit or groin WMD have only existed since the early 1900s. How- caused by coagulating humors, followed by a putrid ever, there may indeed have been designs to use fever. The dying Tartars, stunned and stupefied by chemical or biological agents as a means of warfare the immensity of the disaster brought about by the (or possibly terrorism) before the Industrial Revolu- disease, and realizing that they had no hope of es- tion. Before the late nineteenth century (the time of cape, lost interest in the siege. But they ordered Louis Pasteur and many developments in chem- corpses to be placed in catapults and lobbed into the istry), however, the requisite scientific knowledge city in the hope that the intolerable stench would and engineering capacity were insufficient to bring kill everyone inside. . . .”10 We note here that any such ideas to fruition. Obviously, this is no “stench” was considered in the pre-germ theory era longer the case. to be responsible for disease. Thus, miasmas, “nox- Many books and articles that discuss CBW often ious effluvia,” or “corrupt vapors” (febres pestilen- introduce the subject by bringing up past examples tiales) were synonymous with the spread of deadly
  • 27. INTRODUCTION xxvii epidemics—plague (causative organism: Yersinia however, that horrific BW experiments were con- pestis) being among the most notorious.11 ducted upon Chinese civilians and prisoners of The suggestion later made by historians that the war.12 It is possible that some Allied soldiers, includ- Mongols were in fact able to spread bubonic ing American and British personnel, were experi- plague by hurling disease-ridden corpses over the mented upon by Ishii Shiro (see the Sino-Japanese fortress walls is an intriguing one. During the four- War listing) and his scientists, but this has not been teenth century, however, a germ theory of disease confirmed. Apart from the East Asian theater of op- did not exist. How would the people of that era erations, however, no offensive use of CBW was have known exactly how the disease could spread? conducted in World War II. Suggestions that the So- What they could not have known is that bubonic viet Red Army used tularemia (caused by the bac- plague is spread by fleas, which collect the bacteria terium Francisella tularensis) against invading Nazi Yersinia pestis (the causative organism of plague) forces at the Stalingrad front are not supported by through feeding upon infected rats. Fleas do not the available evidence.13 German and Allied military linger near the body once the temperature of the scientists did pursue the manufacture of CW agents host (be it rodent or human) cools following in very large quantities, but these never were used in death, making it rather unlikely that the cadavers conflict. would have done much to spread the plague. In the In the Korean War (1950–1953), Chinese offi- end, it was not the use of projectile cadavers, but cials, during armistice negotiations, accused the more likely the exceptionally large rat population United States of using biological weapons. Although around the Black Sea that led to a pandemic there is evidence that at least some of the commu- throughout the region (and indeed much of Eu- nist Chinese leaders truly believed the allegations rope). One could probably conclude, however, that concerning BW in Korea14, there is no evidence that the Mongols did have the intent to spread disease the U.S. military used chemical or biological among their enemy, and at least in this respect they weapons during the conflict.15 conducted an early form of BW. During the Cold War, chemical agents became even deadlier. The United States and the Soviet CBW in the Modern Era Union stockpiled the German G-series nerve agents The stunningly high rate of casualties that occurred (sarin and soman), as well as the newer V-agents. in World War I had much do with the machine gun Perhaps more dangerous was the development of and rapid-fire artillery, but it also was caused in weaponized biological agents. The United States large part by the great number of men that were and its allies during World War II had pursued a brought to the battlefields. World War I marks the rudimentary offensive and defensive BW program. emergence of “gas warfare:” the use of chlorine, Later, work continued using a variety of infectious phosgene, and other toxic chemicals. For the most agents, including the causative organisms of an- part, these were used in vain attempts to achieve a thrax, tularemia, and less deadly—but highly effi- breakthrough against well-defended armies in cient—microbes such as Venezuelan equine en- trenches. Later, chemical warfare agents such as sul- cephalitis. fur mustard entered the scene when previous com- The controversy over the potential use of CBW pounds were found to be less effective on the battle- grew increasingly protracted during the Vietnam field. Unlike chemicals used during the early stages War, particularly when the U.S. military used herbi- of the conflict, mustard is not gaseous, but an oily cides (such as Agent Orange) against Viet Cong- liquid. It did not kill large numbers of troops, but it controlled areas. In a variety of instances, riot con- caused debilitating injury by irritating the skin, eyes, trol agents (RCAs or tear gas) were used against the and upper airways. First used in 1917, it was re- Viet Cong and Viet Minh regular army. Although sponsible for the most injuries caused by chemical such forms of weaponry were not intended to cause weapons during World War I. death, their use in an unpopular war heightened the Japan conducted CBW against China from 1937 sensitivity of the U.S. government to public percep- to 1945. It is unknown whether the use of chemicals tions of its CBW policies. As a consequence of Viet- against Chinese soldiers gave the Japanese army a nam and high-profile incidents involving nerve significant advantage on the battlefield. It is certain, agents at storage facilities in Utah and Okinawa,
  • 28. xxviii INTRODUCTION President Richard Nixon ended most U.S. chemical tended level of death and destruction, but it caused and biological programs in 1969. significant structural damage. Yousef reportedly When President Nixon renounced offensive BW considered the use of cyanide—a toxic “blood and the United States stopped the production of bi- agent”—during the 1993 bombing. However, tech- ological weapons, the Soviet Union was only getting nical difficulties and other unknown factors pre- started. In 1979, a mysterious outbreak of anthrax in vented Yousef from designing such a device.18 Sverdlovsk, Siberia (now Yekaterinberg) was sus- There was another “wake-up call” to the threat of pected by Western intelligence to have been caused WMD, this time in Tokyo, Japan, when a guru by a BW-related accident. (After many years of de- named Shoko Asahara instructed followers to use nials, Russia admitted in the 1990s that the nerve agents (sarin) against his real or perceived en- Sverdlovsk outbreak was caused by Soviet military emies. In 1995, Shoko Asahara’s cult (Aum Shin- work with BW agents.) By the late 1980s, the Soviet rikyo) struck at the Tokyo authorities by releasing a BW apparatus (Biopreparat) had assembled the nerve agent on the subway system. The death toll world’s largest infrastructure devoted to the devel- was 12, with thousands injured. The end result of opment of biological weapons. The Soviet arsenal the Tokyo subway attack was less than many experts included the standard agents, anthrax, tularemia, expected from a WMD attack. Still, it made a and a particularly virulent form of plague. But it tremendous impact, not only on Japanese society had also weaponized smallpox, placing it in a liquid but also on how governments around the world form to be delivered by intercontinental ballistic reevaluated the CBW terrorist threat. missiles.16 Boris Yeltsin formally ended the program Improvised devices made by Palestinian terror- in 1992.17 ists using toxic chemicals have been a particular Iraq had already used large amounts of chemical concern to Israel. But death and injury caused by (but not biological) weapons against Iranian troops shrapnel (ball bearings, nails, bolts, etc. made into and Kurdish populations during its 1980–1988 con- projectiles by an exploding device) comprise the flict with Iran. After the first Gulf War (1990–1991), largest portion of the casualties inflicted by Palestin- subsequent inspections conducted by United Na- ian suicide bombers. In 2002, however, it was re- tions personnel revealed that Iraq had undertaken a ported that Israeli intelligence believed Palestinian serious effort to develop chemical, biological, nu- homicide bombers to have put rat poison in their clear, and possibly radiological weapons. In 1995, explosive devices. According to this assessment, ter- the western world was particularly alarmed by the rorists put an anticoagulant type of rodenticide on scope of the Iraqi BW program. Suspecting that Iraq shrapnel. Following bombings that occurred in had maintained at least a remnant of its WMD pro- 2002, Israeli doctors made note of excessive bleeding grams, including CBW agents and missile delivery in certain bombing victims. This type of poison systems, the United States led a war against Iraq be- (warfarin) acts very slowly in mammals, making its ginning in 2003 that toppled the Iraqi regime. No utility and effect somewhat doubtful.19 There is caches of CBW agents have yet been found in Iraq other evidence that Palestinian terrorists have been by coalition forces since their occupation of Iraq. attempting to use other types of toxic chemicals in improvised explosive devices.20 The Chemical and Biological Threat Today Now that Saddam Hussein’s Baath Party has lost The world after September 11, 2001 has certainly control of Iraq and Libya has offered to abandon its changed, but even before then experts such as WMD programs, there is a lower risk of seeing Michael Osterholm, Jessica Stern, and Jonathan CBW on the battlefield among national armies. Tucker had worried about the prospect that terror- Syria and North Korea still retain a significant ists might obtain and use WMD. In 1993, Ramzi chemical weapons capability. But even skeptics of Yousef made the first attempt to destroy the World arms control treaties such as the 1993 Chemical Trade Center. Yousef and his cohorts might have Weapons Convention (CWC), the 1972 Biological hoped that the towers would fall over in domino and Toxin Weapons Convention (BTWC), and in- fashion, killing upwards of 250,000 people. Instead, formal arrangements such as the Australia Group the bomb they planted killed six people and injured must concede that some progress has recently been more than 1,000. The attack failed to achieve the in- made on the nonproliferation front. It is increas-
  • 29. INTRODUCTION xxix ingly apparent that the world community has sus- somewhat justified) fear of “radiation” by the tained the recent momentum toward the elimina- general public would no doubt cause great tion of chemical and biological weapons, despite anxiety at the very least, perhaps even panic. some notable setbacks. Thus, RDDs are sometimes referred to as Although the United States and other developed “weapons of mass disruption,” as opposed to countries seem to be headed toward complete (if WMD. 4. William Patrick, “Biological Weapons Historical slow) chemical and biological disarmament, they Overview,” Chemical & Biological Warfare continue to prepare their militaries for CBW de- Proliferation Course (Washington, DC: Central fense in terms of materials and training. This is pru- Intelligence Agency, Biological Warfare Branch, dent, but one could make the argument that mod- December 1995). ern militaries are not likely to encounter chemical or 5. Global Security Newswire, “Powell Says Knowing biological weapons in organized combat. The more True Iraqi WMD Capability Might Have likely threat is from terrorists using toxic chemicals Affected War Decision,” 3 February 2004, or infectious agents. This is unnerving, but terrorists http://www.nti.org. have thus far made little effective use of these types 6. S. Abu Gheith, In the Shadow of the Lances, of unconventional weapons. And yet, despite recent Middle East Research Institute, Special Dispatch gains in the war against international terrorism, Series no. 388, 12 June 2002, http://memri.org/. WMD will continue to pose a threat to society. It is 7. Erhard Geissler and John Ellis van Courtland Moon, eds., Biological and Toxin Weapons: difficult to conceive of a worse scenario than the ef- Research, Development and Use from the Middle fective use of chemical or biological weapons by ter- Ages to 1945, SIPRI Chemical & Biological rorists who act with little or no restraint. By foster- Warfare Studies, No. 18 (Oxford, UK: Oxford ing an understanding of CBW agents, weapons, and University Press, 1999); James S. Ketchum and their potential role in conflict, it is hoped that this Frederick R. Sidell, “Incapacitating Agents,” in volume will increase awareness—and vigilance—to Frederick R. Sidell, Ernest T. Takafuji, and defeat these threats. David R. Franz, Textbook of Military Medicine, Part I: Warfare, Weaponry, and the Casualty: Notes: Medical Aspects of Chemical and Biological 1. U.S. Department of Defense, Defense Technical Warfare (Borden Institute, Walter Reed Army Information Center (DTIC), December 2003, Medical Center: Washington, D.C.: 1997) pp. http://www.dtic.mil/. 289–290. 2. Joseph Needham, Science and Civilisation in 8. Cheng Shuiting and Shi Zhiyuan, Military China, vol. 5, pt. 7: Military Technology: The Technology Information Handbook: Chemical Gunpowder Epic (New York: Cambridge Weapons, second edition (Beijing: People’s University Press, 1986), p. 9. As a British Liberation Army Press, 1999; second printing diplomat (and to his death a committed January 2000), p. 7. Marxist), Needham was among the first to alert 9. Ibid. the world to Japan’s use of chemical weapons 10. Quoted in Mark Wheelis, “Biological Warfare against China during World War II. before 1914,” in Erhard Geissler and John Ellis 3. A radiological dispersal device (RDD) or “dirty van Courtland Moon, eds., Biological and Toxin bomb” employs a high explosive (such as Weapons: Research, Development, and Use from dynamite) to disperse radiological materials the Middle Ages to 1945, SIPRI Chemical & (such as cobalt–60, cesium–137, or Biological Warfare Studies no. 18 (Oxford: strontium–90) across a large area. This would Oxford University Press, 1999), p. 14. not result in a massive radiological hazard as no 11. Michael R. Gilchrist, “Disease & Infection in the fission takes place. Rather, the contaminated area American Civil War,” The American Biology would likely remain off limits to people until it Teacher, vol. 60, no. 4, April 1998, p. 258. was fully cleared of radiating materials—a time- 12. Hal Gold, Unit 731 Testimony. Tokyo: Yen Books, consuming and expensive process. The 1996. immediate effects of the explosion itself might of 13. Eric Croddy and Sarka Krcalova, “Tularemia, course cause death and injury, but few casualties Biological Warfare (BW), and the Battle for would be expected from the radiological sources Stalingrad (1942–1943),” Military Medicine, vol. themselves. Nonetheless, the disproportionate (if 166, no. 10, October 2001, pp. 837–838.
  • 30. xxx INTRODUCTION 14. Chen Jian, Mao’s China and the Cold War 18. John J. Parachini, “The World Trade Center (Chapel Hill: University of North Carolina Press, Bombers (1993),” in John B. Tucker, ed., Toxic 2001), p. 110. Terror: Assessing Terrorist Use of Chemical and 15. “China’s Role in the Chemical and Biological Biological Weapons (Cambridge, MA: MIT Press, Disarmament Regimes,” The Nonproliferation 2000), p. 201. Review, vol. 9, no. 1, spring 2002, pp. 16–47. 19. Sue Shaw and Jeremy Anderson, “Warfarin 16. Richard Preston, “The Bioweaponeers,” The New Ingestion,” Evidence Centre Report, Monash Yorker, 9 March 1998, p. 63. Medical Center, Australia, 18 March 1999. 17. Ken Alibek, Biohazard (New York: Random 20. Andrew Chang, “Bombs and Bioterror,” 6 August House, 1998), p. 133. 2002, http://www.ABCnews.com.
  • 31. Incidents of chemical or biological warfare (CBW) Chronology: Chemical in history are of great interest, but they are also quite problematic—at least until we arrive at mod- and Biological Weapons ern times (the post–World War I era). We say prob- lematic because until the twentieth century, science had not sufficiently explained the roles of toxic chemicals or infectious disease in order to effec- vice causing mass casualties, certainly not all events tively utilize them in warfare. Nor had industry would necessarily qualify. been developed in like fashion to exploit chemistry This will not stop us from trying to delineate a or biology for the purpose of waging battle. When it chronology of examples that are relevant to CBW. comes to chemical weaponry in particular, Augustin Here are listed a selection of historical events, with Prentiss put it quite well: an effort to describe them by category: either chem- ical or biological weaponry. History records numerous earlier but abortive at- tempts to utilize the powers of chemistry for mili- Sixth Century B.C. Assyrians reportedly used tary ends . . ..With the exception of Greek fire [use ergot fungus (Claviceps of petroleum-based incendiaries, ca. 7th century purpurea) to poison their C.E.], none of them produced important results enemy’s water wells and none permanently challenged the supremacy of existing weapons. They are of interest to us only as indicating man’s eagerness to experiment with 431–404 B.C. Spartan armies use sulfur any means that promise to promote his fortunes and toxic arsenic smoke in battle and his final dependence upon technical during Peloponnesian War knowledge to produce such means. (Prentiss, p. xvi) Fourth Century B.C. Chinese engineers use arsenic against Quite the same can be said of biological underground sappers. weaponry. In either case of chemical or biological weapons, the basic knowledge to understand the Circa 200 B.C. Officers in Hannibal’s army scientific disciplines behind them was inadequate adulterate the wine of until the nineteenth century, when significant ad- African rebels with vances were made in fields such as organic chem- mandrake, which contains istry and microbiology. Still, it then took the latter belladonna alkaloids stages of the Industrial Revolution for nations to causing hallucinations. develop the capacity for mass production of chemicals that would play a noteworthy—albeit 187 B.C. Ambraciots (Greece) overall insignificant—role in World War I employ irritating smoke (1914–1918). against Roman soldiers Another criterion to consider is the scope of the purported attack. Was this a poisoning of a few in- 7th Century C.E. The Byzantine architect, dividuals, or a whole army? Keeping in context with Callinicus (“Kallinikos”), a weapon of mass destruction (WMD), that is, a de- reportedly invents the first xxxi
  • 32. xxxii CHRONOLOGY liquid incendiary—“Greek asphyxiating or deleterious Fire.” gases.” (Mauroni, p. 81) Circa 1040 Scottish king poisons wine 1914 French troops use tear gas using a belladonna-like grenades against German (“sleepy nightshade”) herb positions in World War I and gives to Norwegian enemies as “provisions” 22 April 1915 German military uses under pretense of barrage of chlorine gas surrender. Scots then against Allied trenches in slaughter the incapacitated Ypres, Belgium. Norwegians. 12 July 1917 Germany uses mustard 1347 Mongolians lay siege to agent against Allied troops Kaffa (in modern Ukraine) at Ypres, Belgium. and throw corpses over city walls to spread bubonic 1916–1918 German agents infect beasts plague. May have of burden—including contributed to Black Death, horses bound for use by which killed approximately Allies in Europe—using 50 million people through glanders and anthrax. the fourteenth century. 1919 In midst of the Russian civil 1672 Bishop of Münster war, British troops use attempted the use of adamsite atropine-like drug in (diphenylaminearsine, DM) grenades in siege against against Bolsheviks. city of Groningen. Attack backfires. 1922 The U.S. delegates at the Washington Arms 1767 British plot to supply cloths Conference table a proposal from a smallpox hospital to abolish chemical warfare, ward to American Indian but France ultimately rejects tribes in hopes of spreading the treaty because of disease. Unknown if this stipulations regarding strategy was ultimately submarines. successful. 17 June 1925 Geneva Protocol for the 1855 Sir Lyon Playfair suggests Prohibition of the Use in using cyanide-containing War of Asphyxiating, chemicals against Russian Poisonous or other gases, troops during Crimean and of Bacteriological War, but this tactic never Methods of Warfare is found approval by the signed by nearly thirty British High Command. countries. 29 July 1899 First Hague Convention 1936 German chemists synthesize signed, prohibiting “the use first nerve agents to be of projectiles the sole object weaponized, including of which is the diffusion of tabun (GA).
  • 33. CHRONOLOGY xxxiii 1937–1942 During Sino-Japanese War, employs riot control Japan employs chemical agents—chiefly CS—in and biological weapons certain military operations, against Chinese troops and creating controversy, civilians. especially for war critics at home and abroad. 1939 Japanese attempt to poison water with Salmonella 1967 With possible support from enterica Typhi (causative the Soviet Union, Egyptian agent in typhoid) in the so- forces use chemical called Nomonhon Incident weapons, including mustard in a biological attack on agent and some kind of Soviet troops, but organophosphate (nerve apparently is unsuccessful. agent) against Yemeni royalists. 1935 Italian troops under Benito Mussolini begin using 25 November 1969 U.S. president Richard M. chemical weapons (mustard Nixon renounces the agent) against Ethiopians. offensive use of biological weapons, ordering that the 1942 United States undertakes U.S. program be study of biological warfare dismantled. (BW) agents, including defensive and offensive 10 April 1972 Great Britain, the Soviet preparations. Union, and the United States sign the Biological December 1943 German Luftwaffe attacks and Toxin Weapons Allied ships carrying sulfur Convention. mustard in Bari, Italy, leading to more than 600 1973 Following the Yom Kippur casualties. War (fought between Israel and Arab countries), 1956 Soviet Marshal and Defense U.S. military analysts Minister Georgy Zhukov discover that Egypt mentions the use of possessed armored “various means of mass vehicles equipped with destruction, such as atomic, protection against nuclear, thermonuclear, chemical chemical, and biological and bacteriological (NBC) warfare. This leads weapons,” stirring great to concern that Warsaw interest and anxiety in the Pact forces, supported by West. (Mauroni, p. 85) the Soviet Union, were prepared to use NBC 1962 The U.S. military begins weapons. herbicide operations in Vietnam War, including the 1973–1974 The Soviet Union initiates use of Agent Orange. and establishes Biopreparat, a civilian organization 1965 As the war in Vietnam devoted to producing escalates, the United States biological warfare agents.
  • 34. xxxiv CHRONOLOGY 26 March 1975 The Biological and Toxin suspected links to the Weapons Convention enters terrorist organization al- into force. Qaeda detonate 1,500 pounds of explosive in the 1979 Anthrax (Bacillus anthracis) basement of the World spores are accidentally Trade Center in New York. released from a biological The attack does not destroy weapons facility in the buildings, but kills six Sverdlovsk, Russia; at least people and injures more 64 people died from than one thousand. inhalation anthrax. Concerns arise over the possibility that the 1983 Iraq begins using chemical terrorists laced the high warfare agents, including explosives with chemical mustard, in the Iran-Iraq weapons in order to War (1980–1988). increase the number of casualties. January–March 1991 A United States–led coalition invades Iraq in 27 June 1994 Aum Shinrikyo, a new Operation Desert Storm. religious cult in Japan, uses The goal is to force Iraqi sarin nerve agent in an compliance with United assassination attempt on Nations resolutions calling three judges in Matsumoto, for its withdrawal from killing seven people and Kuwait and elimination of injuring over 200. its weapons of mass destruction (WMD) 20 March 1995 Aum Shinrikyo releases programs. A newly formed sarin nerve agent on the United Nations Special Tokyo subway, killing 12 Commission on Iraq people and injuring about (UNSCOM) searches for 1,000. Japanese police WMD and oversees the discover nerve agent destruction of known precursors at the cult’s chemical and biological home base near Mt. Fuji weapons arsenals and and also learn that Aum production facilities until attempted to produce 1998, when Iraq defies biological weapons. international mandates and forces UNSCOM 19 April 1995 Timothy McVeigh detonates inspectors to leave the a 4,000-pound ammonium country. nitrate fuel oil (ANFO) explosive device in a rented 13 January 1993 The Chemical Weapons truck, destroying the Alfred Convention (CWC) is open P. Murrah Federal Building for signature. in Oklahoma City, Oklahoma and killing 168 26 February 1993 On 26 February 1993, a people. small group of men from the Middle East with 29 April 1997 The CWC enters into force.