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INTERIM RESULTS: The State of
  Engagement with Graduate Attributes by
Higher Education Institutions in New Zealand




            Rachel Spronken-Smith, Carol Bond,
           Martine Darrou & Angela McLean (UO)
          Martin Jenkins & Margaret Leonard (CPIT)
        Stanley Frielick, Lise Milne & Nell Smith (AUT)
                   Stephen Marshall (VUW)
               Simon Barrie (Sydney) – Advisor
Generic graduate attributes are the qualities, skills and
  understandings a university community agrees its
  students should develop during their time with the
           institution (Bowden et al. 2000)


  “The extent to which the rhetoric of such [graduate
  attributes] statements actually represents a shared
     understanding of the outcomes of a university
          education is a matter of conjecture”
                   (Barrie 2006: 216)


 “The extent to which present day university teaching
    and learning processes actually develop such
  outcomes in graduates is even more contestable”
                  (Barrie 2006: 216)
Outline of session

• Background context for our research
• Our research objectives and approach
• Engagement with graduate attributes
  across higher education institutions in NZ
• Enablers and constraints to engaging with
  GAs
• Discussion
Background context for research

• Part of an Ako Aotearoa-funded national
  project entitled “Graduate attributes – are
  they driving learning? Any who knows about
  them?”
  – Aim: to explore the current policies and
    practices regarding graduate attributes (GAs)
    in higher education institutions in NZ
The GA agenda
 • Early 1990s – beginning of momentum around GA
   agenda
 • 1999 Bologna Declaration  Bologna process
      “Dublin descriptors” – key qualities/ competencies
      The Tuning Project in Europe and later in the USA (Lumina
       Foundation)
 •   Australia
     – Series of reports and research
      Australian Qualifications Framework specifying minimum
       outcomes for qualifications approved in 2011
 •   NZ
     – NZQA targeted review of qualifications
Definitions

• Range of terminology for graduate
 descriptors:
  – Graduate attributes (GAs)
  – Graduate outcomes
  – Graduate profiles (GPs)
Conceptions matter!
     What does the term “graduate
     attributes” mean to you?
Conceptions of GAs

  Barrie (2007) – academic’s conceptions
  1. Precursor
  2. Complement
  3. Translation
  4. Enabling
Achieving GAs




                Hughes and Barrie (2010)
Specific research objectives include:

1. Identifying current policy and practice regarding
   GAs in New Zealand HE institutions
2. Identifying indicators of the impact (benefit) on
   students and staff of good practices relating to GAs
3. Determining the necessary conditions and possible
   strategies for the effective development of policies
   and practices regarding GAs
Research approach

 Identifying policies   Stocktake across
   and practices           HE sector



Indicators of impact    Mixed methods:
    on learners         Quantitative &
                          Qualitative

                         Cases of good
     Effective
                           practice
development of GAs
The Stocktake – (a) Survey
• Online survey to 29 HE institutions in NZ
  – Institutional characteristics
  – Presence of graduate descriptors
  – Development of GAs in institution
  – Use of GAs in institution
  – Measurement of graduate descriptors
  – Overall engagement with GAs


• 14 completed survey (48%) – 7 polytechnics and 7
  universities
The Stocktake – (b) Interviews
• Follow-up interviews with directors/academic
  developers in 8 institutions
   –   Demographics
   –   Conceptions of the purposes of a tertiary education
   –   The uses of a GP
   –   How GAs were developed and used within the institution
   –   Involvement of stakeholders
   –   The enablers and constraints to engaging with GAs


• Interviews transcribed and analysed drawing on a
  modified phenomenographic approach and Thomas’
  (2006) general inductive approach
Emerging findings - Academic managers
conceptions of the purposes of GAs

A. A means of marketing of the institution's
     programmes - allowing distinctions to be made
B.   A means of informing various stakeholders,
     employers, students, staff, government
C.   A tool for assuring different aspects of quality
D.   A guide to curriculum development - a framework
     for design and development
E.   A tool to help students learn - focusing on outcomes
     based learning

Dimensions: Temporal, scope, integration and extent
            of ownership
Institutional characteristics
Reasons for having GAs
Development of GAs
• An institutional initiative (6)
   “The generic attributes were developed by Council and
   announced to the university as part of a previous
   university strategic plan”(U4)
• A grass roots initiative (2) led by academic
  developers
   “Educational developers within P4 who saw the need to
   establish them as a core element of good learning
   design”
• Combined top-down and bottom-up (2)
Use of GAs - administration
Use of GAs - pedagogical
Use of GAs - other
Link to policies
• 8/10 have graduate outcomes linked to policies
• But recognition that policies may not be put into
  practice!
     “I don’t in all honesty think that most teaching staff
     'promote' the concept of graduate profiles albeit that
     they most often will have mapped and re-articulated
     graduate attributes in accordance with their discipline”
     (U3).
• 3 institutions had teaching and learning awards that
  emphasised engagement with GAs
Support for staff engagement with
GAs
• Informed through processes of programme
  development
• Workshops and courses (7)
• No professional development for GAs (5)

     “The ones who attend our workshops are inducted
     into the synchronicity of the whole deal. The ones
     who don't attend may well be inducted through their
     departments and faculties; but we still find ignorance
     of the process and importance of graduate profiles
     when we work with staff; including some who have
     been here a good while”(U1).
Support for student engagement
with GAs
• Informed through enrolment handbooks, course
  outlines, induction processes, student learning and
  career advisors

    “This is impossible to characterize for the entire
    University. Some students, in some programmes, will
    be provided with more information in these areas, such
    as through pre-employment briefings or capstone
    courses or experiences. Others, will have very little
    engagement or recognition of anything outside course-
    by-course learning objectives and outcomes”. (U7)
Support for student engagement
with GAs (cont)
• Many institutions reported using formative and
  summative assessment to help track student
  attainment of GAs

• Three polytechnics helped students to actively track
  their progress towards attainment of GAs

• Two universities used ePortfolios either for specific
  programmes or more widely
Measurement & monitoring of the
  institutional graduate profile
Measurement & monitoring of
qualification graduate profiles (a)
Measurement & monitoring of
qualification graduate profiles (b)
Closing the feedback loop
Not many institutions are routinely informing staff and
students of results from monitoring GAs

“This depends on the college and/or programme involved.
Externally accredited programmes tend to have higher levels of
briefings for staff regarding the processes and monitoring of
students’ attainment of graduate profiles. Informing students of
these same processes is generally a less common occurrence. In
accomplishing this, graduating year reviews and accreditation
reports are probably the two most common and recognized forms
of monitoring the progress and attainment of graduate profiles.
Depending on the specific programme, these may or may not also
require programme-wide briefings for academic staff and, on
occasion, students.” (U7)
Institutional engagement with GAs
Institutional engagement with GAs
      Planning    Systems   Delivery   Assessment Evaluation   PD support
P1
P2
P3
P4
P5
P6
P7
U1
U2
U3
U4
U5
U6
U7
                 Darker colour = stronger engagement
Outline of session - progress

• Background context for our research
• Our research objectives and approach
• Engagement with graduate attributes
  across higher education institutions in NZ
• Enablers and constraints to engaging with
  GAs
• Discussion
Revisiting our research foci
Through this stocktake we have identified current policy
and practice regarding GAs in New Zealand HE
institutions.

But we also explored the necessary conditions and
possible strategies for the effective development of
policies and practices regarding GAs.
In small groups

• Consider your own institutional contexts
• Work together to identify:
  – Enablers to getting staff (lecturers,
    managers) to engage with GAs
  – Constraints or challenges to getting such
    engagement AND possible ways to
    overcome them
• Nominate a scribe and presenter
• Can we use these data in our research?
Enablers to engagement with GAs
                                 Number of       Number of
                                 Universities   Polytechnics

Support of academic developers        3              3
Ownership by teachers                 2              3
Structures                            3              2
Strong leadership from the top        2              2
Institutional culture                 1              2
Processes                             1              2
NZQA targeted review                                 3
Strategic policy/plan                 1              1
Good communication                    1              1
Resources                             2
Time                                  2
Interest by staff                     1              1
Constraints to engagement with GAs

                                    Number of       Number of
                                    Universities   Polytechnics



 Staff resistance                        2              1

 Institutional culture - research        2

 Tension with professional bodies        1              1

 Quality assurance                       1              1

 Teacher’s conceptions                   1              1
Summary
•   Lacking external drivers   •   Strong external drivers
•   Research-focused           •   Teaching-focused
    culture                        culture
•   Relying on champions       •   Strong leadership from
•   Patchy resourcing              the top
•   Patchy structures          •   Enabling structures




    Universities                   Polytechnics


Continuum of engagement with GAs
Discussion




   Thanks to Ako Aotearoa for funding this research

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Spronken smith ako symposium 2012

  • 1. INTERIM RESULTS: The State of Engagement with Graduate Attributes by Higher Education Institutions in New Zealand Rachel Spronken-Smith, Carol Bond, Martine Darrou & Angela McLean (UO) Martin Jenkins & Margaret Leonard (CPIT) Stanley Frielick, Lise Milne & Nell Smith (AUT) Stephen Marshall (VUW) Simon Barrie (Sydney) – Advisor
  • 2. Generic graduate attributes are the qualities, skills and understandings a university community agrees its students should develop during their time with the institution (Bowden et al. 2000) “The extent to which the rhetoric of such [graduate attributes] statements actually represents a shared understanding of the outcomes of a university education is a matter of conjecture” (Barrie 2006: 216) “The extent to which present day university teaching and learning processes actually develop such outcomes in graduates is even more contestable” (Barrie 2006: 216)
  • 3. Outline of session • Background context for our research • Our research objectives and approach • Engagement with graduate attributes across higher education institutions in NZ • Enablers and constraints to engaging with GAs • Discussion
  • 4. Background context for research • Part of an Ako Aotearoa-funded national project entitled “Graduate attributes – are they driving learning? Any who knows about them?” – Aim: to explore the current policies and practices regarding graduate attributes (GAs) in higher education institutions in NZ
  • 5. The GA agenda • Early 1990s – beginning of momentum around GA agenda • 1999 Bologna Declaration  Bologna process  “Dublin descriptors” – key qualities/ competencies  The Tuning Project in Europe and later in the USA (Lumina Foundation) • Australia – Series of reports and research  Australian Qualifications Framework specifying minimum outcomes for qualifications approved in 2011 • NZ – NZQA targeted review of qualifications
  • 6. Definitions • Range of terminology for graduate descriptors: – Graduate attributes (GAs) – Graduate outcomes – Graduate profiles (GPs) Conceptions matter! What does the term “graduate attributes” mean to you?
  • 7. Conceptions of GAs Barrie (2007) – academic’s conceptions 1. Precursor 2. Complement 3. Translation 4. Enabling
  • 8. Achieving GAs Hughes and Barrie (2010)
  • 9. Specific research objectives include: 1. Identifying current policy and practice regarding GAs in New Zealand HE institutions 2. Identifying indicators of the impact (benefit) on students and staff of good practices relating to GAs 3. Determining the necessary conditions and possible strategies for the effective development of policies and practices regarding GAs
  • 10. Research approach Identifying policies Stocktake across and practices HE sector Indicators of impact Mixed methods: on learners Quantitative & Qualitative Cases of good Effective practice development of GAs
  • 11. The Stocktake – (a) Survey • Online survey to 29 HE institutions in NZ – Institutional characteristics – Presence of graduate descriptors – Development of GAs in institution – Use of GAs in institution – Measurement of graduate descriptors – Overall engagement with GAs • 14 completed survey (48%) – 7 polytechnics and 7 universities
  • 12. The Stocktake – (b) Interviews • Follow-up interviews with directors/academic developers in 8 institutions – Demographics – Conceptions of the purposes of a tertiary education – The uses of a GP – How GAs were developed and used within the institution – Involvement of stakeholders – The enablers and constraints to engaging with GAs • Interviews transcribed and analysed drawing on a modified phenomenographic approach and Thomas’ (2006) general inductive approach
  • 13. Emerging findings - Academic managers conceptions of the purposes of GAs A. A means of marketing of the institution's programmes - allowing distinctions to be made B. A means of informing various stakeholders, employers, students, staff, government C. A tool for assuring different aspects of quality D. A guide to curriculum development - a framework for design and development E. A tool to help students learn - focusing on outcomes based learning Dimensions: Temporal, scope, integration and extent of ownership
  • 16. Development of GAs • An institutional initiative (6) “The generic attributes were developed by Council and announced to the university as part of a previous university strategic plan”(U4) • A grass roots initiative (2) led by academic developers “Educational developers within P4 who saw the need to establish them as a core element of good learning design” • Combined top-down and bottom-up (2)
  • 17. Use of GAs - administration
  • 18. Use of GAs - pedagogical
  • 19. Use of GAs - other
  • 20. Link to policies • 8/10 have graduate outcomes linked to policies • But recognition that policies may not be put into practice! “I don’t in all honesty think that most teaching staff 'promote' the concept of graduate profiles albeit that they most often will have mapped and re-articulated graduate attributes in accordance with their discipline” (U3). • 3 institutions had teaching and learning awards that emphasised engagement with GAs
  • 21. Support for staff engagement with GAs • Informed through processes of programme development • Workshops and courses (7) • No professional development for GAs (5) “The ones who attend our workshops are inducted into the synchronicity of the whole deal. The ones who don't attend may well be inducted through their departments and faculties; but we still find ignorance of the process and importance of graduate profiles when we work with staff; including some who have been here a good while”(U1).
  • 22. Support for student engagement with GAs • Informed through enrolment handbooks, course outlines, induction processes, student learning and career advisors “This is impossible to characterize for the entire University. Some students, in some programmes, will be provided with more information in these areas, such as through pre-employment briefings or capstone courses or experiences. Others, will have very little engagement or recognition of anything outside course- by-course learning objectives and outcomes”. (U7)
  • 23. Support for student engagement with GAs (cont) • Many institutions reported using formative and summative assessment to help track student attainment of GAs • Three polytechnics helped students to actively track their progress towards attainment of GAs • Two universities used ePortfolios either for specific programmes or more widely
  • 24. Measurement & monitoring of the institutional graduate profile
  • 25. Measurement & monitoring of qualification graduate profiles (a)
  • 26. Measurement & monitoring of qualification graduate profiles (b)
  • 27. Closing the feedback loop Not many institutions are routinely informing staff and students of results from monitoring GAs “This depends on the college and/or programme involved. Externally accredited programmes tend to have higher levels of briefings for staff regarding the processes and monitoring of students’ attainment of graduate profiles. Informing students of these same processes is generally a less common occurrence. In accomplishing this, graduating year reviews and accreditation reports are probably the two most common and recognized forms of monitoring the progress and attainment of graduate profiles. Depending on the specific programme, these may or may not also require programme-wide briefings for academic staff and, on occasion, students.” (U7)
  • 29. Institutional engagement with GAs Planning Systems Delivery Assessment Evaluation PD support P1 P2 P3 P4 P5 P6 P7 U1 U2 U3 U4 U5 U6 U7 Darker colour = stronger engagement
  • 30. Outline of session - progress • Background context for our research • Our research objectives and approach • Engagement with graduate attributes across higher education institutions in NZ • Enablers and constraints to engaging with GAs • Discussion
  • 31. Revisiting our research foci Through this stocktake we have identified current policy and practice regarding GAs in New Zealand HE institutions. But we also explored the necessary conditions and possible strategies for the effective development of policies and practices regarding GAs.
  • 32. In small groups • Consider your own institutional contexts • Work together to identify: – Enablers to getting staff (lecturers, managers) to engage with GAs – Constraints or challenges to getting such engagement AND possible ways to overcome them • Nominate a scribe and presenter • Can we use these data in our research?
  • 33. Enablers to engagement with GAs Number of Number of Universities Polytechnics Support of academic developers 3 3 Ownership by teachers 2 3 Structures 3 2 Strong leadership from the top 2 2 Institutional culture 1 2 Processes 1 2 NZQA targeted review 3 Strategic policy/plan 1 1 Good communication 1 1 Resources 2 Time 2 Interest by staff 1 1
  • 34. Constraints to engagement with GAs Number of Number of Universities Polytechnics Staff resistance 2 1 Institutional culture - research 2 Tension with professional bodies 1 1 Quality assurance 1 1 Teacher’s conceptions 1 1
  • 35. Summary • Lacking external drivers • Strong external drivers • Research-focused • Teaching-focused culture culture • Relying on champions • Strong leadership from • Patchy resourcing the top • Patchy structures • Enabling structures Universities Polytechnics Continuum of engagement with GAs
  • 36. Discussion Thanks to Ako Aotearoa for funding this research