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Allergic Bronchopulmonary Aspergillosis
         Ritesh Agarwal

         Chest 2009;135;805-826
         DOI 10.1378/chest.08-2586
         The online version of this article, along with updated information and
         services can be found online on the World Wide Web at:
         http://chestjournal.chestpubs.org/content/135/3/805.full.html




          Chest is the official journal of the American College of Chest
          Physicians. It has been published monthly since 1935.
          Copyright2009by the American College of Chest Physicians, 3300
          Dundee Road, Northbrook, IL 60062. All rights reserved. No part of
          this article or PDF may be reproduced or distributed without the prior
          written permission of the copyright holder.
          (http://chestjournal.chestpubs.org/site/misc/reprints.xhtml)
          ISSN:0012-3692




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CHEST                                                                          Global Medicine

                       Allergic Bronchopulmonary
                       Aspergillosis*
                       Ritesh Agarwal, MD, DM, FCCP


         Allergic bronchopulmonary aspergillosis (ABPA) is an immunologic pulmonary disorder caused
         by hypersensitivity to Aspergillus fumigatus. Clinically, a patient presents with chronic asthma,
         recurrent pulmonary infiltrates, and bronchiectasis. The population prevalence of ABPA is not
         clearly known, but the prevalence in asthma clinics is reported to be around 13%. The disorder
         needs to be detected before bronchiectasis has developed because the occurrence of bronchiec-
         tasis is associated with poorer outcomes. Because many patients with ABPA may be minimally
         symptomatic or asymptomatic, a high index of suspicion for ABPA should be maintained while
         managing any patient with bronchial asthma whatever the severity or the level of control. This
         underscores the need for routine screening of all patients with asthma with an Aspergillus skin
         test. Finally, there is a need to update and revise the criteria for the diagnosis of ABPA. This
         review summarizes the advances in the diagnosis and management of ABPA using a systematic
         search methodology.                                                  (CHEST 2009; 135:805– 826)

         Key words: allergic bronchopulmonary aspergillosis; Aspergillus; bronchial asthma; cystic fibrosis; prevalence
         Abbreviations: AAS ϭ allergic Aspergillus sinusitis; ABPA ϭ allergic bronchopulmonary aspergillosis; ABPA-CB ϭ allergic
         bronchopulmonary aspergillosus with central bronchiectasis; ABPA-CB-ORF ϭ allergic bronchopulmonary aspergillosus with
         central bronchiectasis and other radiological findings; ABPA-S ϭ seropositive allergic bronchopulmonary aspergillosus;
         AH ϭ Aspergillus hypersensitivity; CF ϭ cystic fibrosis; HRCT ϭ high-resolution CT; IL ϭ interleukin




A spergillus is aand 22% ofmold representing be-
  tween 0.1%
                  ubiquitous
                             the total air spores
                                                                        migatus clinically manifesting as chronic asthma, recur-
                                                                        rent pulmonary infiltrates, and bronchiectasis.5–13 The
sampled.1 There are approximately 250 species of                        condition has immunologic features of immediate hy-
Aspergillus, but only a few are human pathogens.2,3                     persensitivity (type I), antigen-antibody complexes
Depending on the host immunity and the organism                         (type III), and eosinophil-rich inflammatory cell
virulence, the respiratory diseases caused by As-                       responses (type IVb), based on the revised Gell and
pergillus are classified as saprophytic (aspergilloma),                 Coombs classification of immunologic hypersensitiv-
allergic (allergic Aspergillus sinusitis, allergic bron-                ity.14,15 The disorder was first described by Hinson et
chopulmonary aspergillosis [ABPA], and hypersensitiv-                   al16 in 1952 in the United Kingdom. Occasionally,
ity pneumonias) and invasive (airway invasive aspergil-                 patients can develop a syndrome similar to ABPA,
losis, chronic necrotizing pulmonary aspergillosis, and                 but it is caused by fungi other than A fumigatus and
invasive aspergillosis).4 ABPA is an allergic pulmonary                 is called allergic bronchopulmonary mycosis.17 The
disorder caused by hypersensitivity to Aspergillus fu-                  prevalence of ABPA is believed to be about 1 to 2%
                                                                        in patients with asthma and 2 to 15% in patients with
*From the Department of Pulmonary Medicine, Postgraduate                cystic fibrosis (CF).13 The condition remains underdi-
Institute of Medical Education and Research, Chandigarh, India.         agnosed in many countries with reports of mean diag-
The author has no conflicts of interest to disclose.
Manuscript submitted November 4, 2008; revision accepted                nostic latency of even 10 years between the occurrence
November 20, 2008.                                                      of symptoms and the diagnosis.18 In the past two
Reproduction of this article is prohibited without written permission   decades, there has been an increase in the number
from the American College of Chest Physicians (www.chestjournal.
org/misc/reprints.shtml).                                               of cases of ABPA due to the heightened physician
Correspondence to: Ritesh Agarwal, MD, DM, FCCP, Assistant              awareness and the widespread availability of sero-
Professor, Department of Pulmonary Medicine, Postgraduate               logic assays.19 –23 This review provides a summary of
Institute of Medical Education and Research, Sector-12, Chandi-
garh 160012, India; e-mail: riteshpgi@gmail.com                         the advances in the field of ABPA. For the purpose of
DOI: 10.1378/chest.08-2586                                              this review, a systematic search of PubMed and Em-

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Table 1—Studies Describing the Prevalence of AH and/or ABPA in Patients with Bronchial Asthma Over the Last
                                                Two Decades*

                                        Type of Skin                             Criteria Used for Prevalence of AH Prevalence of ABPA
      Study/Year        Type of Study      Test           Type of Antigen       Diagnosis of ABPA in Asthma (n/N)     in Asthma (n/N)

Attapattu31/1991         Prospective    Intradermal    Commercial (Bencard      Major (A/R/T/E/P)       58/134                8/134
                                                         Allergie; Munich,      Minor (C)
                                                         Germany)
Eaton et al33/2000       Prospective    Prick          Commercial (Hollister-   Major (A/R/T/E/P/       47/255                9/35
                                                         Stier Laboratories)     I/C/S)
Kumar and Gaur34/        Prospective    Intradermal    Locally prepared         Major (A/R/T/E/P/       47/200               32/200
  2000                                                                           I/C/S)
                                                                                Minor (C/S/B)
Al-Mobeireek et al20/    Prospective    Prick          Commercial (Soluprick;                           12/53
  2001                                                   ALK Laboratories;
                                                         Wallingford, CT)
Maurya et al35/2005      Prospective    Intradermal    Locally prepared       Major (A/R/T/E/P/         30/105                8/105
                                                                               I/C/S)
                                                                              Minor (C/S)
Agarwal et al23/2007     Prospective    Intradermal    Commercial (Hollister- Major (A/R/T/E/P/        291/755              155/755
                                                         Stier Laboratories)   I/C/S)
                                                                              Minor (S/B)
Prasad et al36/2008      Prospective    Intradermal    Not available          Major (A/R/T/E/P/         74/244               18/244
                                                                               I/C/S)
                                                                              Minor (C/S/B)
* Criteria for ABPA: Major (A ϭ asthma, R ϭ radiologic opacities, T ϭ immediate positive skin test, E ϭ eosinophilia, P ϭ precipitins to A
fumigatus, I ϭ IgE elevated, C ϭ central bronchiectasis, S ϭ specific IgG/IgE to A fumigatus); Minor (C ϭ sputum cultures of A fumigatus,
S ϭ type III skin test positivity, B ϭ brownish black mucus plugs).



Base was performed for relevant studies published from                   high in patients attending asthma clinics. Table 1
1952 to 2008. A total of 250 articles were reviewed for the              summarizes the prevalence of ABPA in patients with
purpose of this article.                                                 asthma reported in various studies20,23,31–36 over the
                                                                         last two decades. The prevalence of ABPA in pa-
Epidemiology of ABPA                                                     tients admitted with acute severe asthma is even
                                                                         higher. In a recent study of 57 patients with acute
   Aspergillus hypersensitivity (AH) is defined by the                   severe asthma admitted in the respiratory ICUs, we
presence of an immediate-type cutaneous hypersen-                        demonstrated the prevalence of AH and ABPA to be
sitivity to A fumigatus antigens, and it is the first step               around 51% and 39%, respectively.37 The occurrence
in the development of ABPA.24 Only a minority of                         of AH and ABPA was significantly higher in patients
patients with AH develop the complete clinical                           with acute asthma compared to the outpatient bron-
picture of ABPA.25 The population prevalence of                          chial asthma (around 39% and 21%, respectively).23
ABPA in asthma, generally referred to as 1 to
2%,5,13,26,27 is based on the inference of only three
                                                                         Pathogenesis of ABPA
studies (one peer-reviewed and two non–peer-re-
viewed studies).28,29 In the only peer-reviewed                             The susceptibility of asthmatic patients to develop
study,28 14 patients with allergic bronchopulmonary                      ABPA is not fully understood (Fig 1). Some authors
mycosis were identified from a total of 1,390 new                        have reported that exposure to large concentrations
referrals in a catchment area population of half a                       of spores of A fumigatus may cause ABPA.16,38 – 41
million, estimating a period prevalence of just above                    Environmental factors are not considered the main
1%. The other two non–peer-reviewed question-                            pathogenetic factors because not all asthmatics de-
naire-based studies suggested a maximum preva-                           velop ABPA despite being exposed to the same
lence of ABPA of 1% in the United States.29 In a                         environment. In a genetically predisposed individu-
recent metaanalysis,30 we demonstrated a prevalence                      al42–54 (Table 2), inhaled conidia of A fumigatus
of AH and ABPA in asthma of 28% and 12.9%,                               persist and germinate into hyphae with release of
respectively. The limitation noted in this review was                    antigens that compromise the mucociliary clearance,
that all the studies were performed in specialized                       stimulate and breach the airway epithelial barrier,
clinics and may not be representative of the general                     and activate the innate immunity of the lung.55–58
population. Thus the exact population prevalence of                      This leads to inflammatory cell influx and a resultant
ABPA remains speculative but is likely to be fairly                      early- and late-phase inflammatory reaction.59,60 The

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Figure 1. A line diagram depicting the pathogenesis of allergic bronchopulmonary aspergillosis. Th ϭ T-helper.




antigens are also processed presented to T-cells with                      Charcot-Leyden crystals, and inflammatory cells.
activation of Th2 CD4ϩ T-cell responses.42,61–63 The Th2                   Scanty hyphae can often be demonstrated in the
cytokines (interleukin [IL]-4, IL-5, and IL-13) lead to total              bronchiectatic cavities. The bronchial wall in ABPA
and A fumigatus-specific IgE synthesis, mast cell degran-                  is usually infiltrated by inflammatory cells, primarily
ulation, and promotion of a strong eosinophilic response.                  the eosinophils.65 The peribronchial parenchyma
This causes the characteristic pathology of ABPA.                          shows an inflammatory response with conspicuous
                                                                           eosinophilia. Occasionally, fungal growth in the lung
Pathology of ABPA
                                                                           parenchyma can occur in some patients with ABPA.66
  The pathology of ABPA varies from patient to                             Patients can also demonstrate a pattern similar to that
patient, and in different areas of the lung in the same                    of bronchiolitis obliterans with organizing pneumo-
patient (Fig 2).64,65 Histologic examination reveals                       nia.67 Bronchocentric granulomatosis, the presence of
the presence of mucus, fibrin, Curschmann spirals,                         noncaseating granulomas containing eosinophils and

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Table 2—Genetic Factors Involved in the Pathogenesis                  is seen in 31 to 69% of patients.21,23,34 The symptoms
                    of ABPA*                                          of hemoptysis, expectoration of brownish black mu-
HLA associations: presence of HLA DR-2 and absence of                 cus plugs, and history of pulmonary opacities in an
     HLA-DQ2 sequences42,44,45                                        asthmatic patient suggests ABPA. Patients can oc-
IL-10 promoter polymorphisms49                                        casionally be asymptomatic, and the disorder is
  Polymorphism at position 1,082 produces higher levels of IL-10      diagnosed on routine screening of asthmatic pa-
     if 1082G allele is present and lower levels of IL-10 if the      tients.22,23,33 Physical examination can be normal or
     1082A allele is present
                                                                      may reveal polyphonic wheeze. Clubbing is rare,
  In patients with CF there is a relationship between the 1082GG
     genotype with both Aspergillus colonization and ABPA             seen in only 16% of patients. On auscultation, coarse
Surfactant protein A gene polymorphisms48,53                          crackles can be heard in 15% of patients.23 Physical
  A significantly higher frequency of the AGA allele (A1660G) of      examination can also detect complications such as
     SP-A2 found in patients with ABPA vs control subjects.           pulmonary hypertension and/or respiratory failure.76
     Coexistence of A1660G polymorphism with SP-A2 G1649C             During exacerbations of ABPA, localized findings of
     (Ala91Pro) found with 10-fold higher odds in patients with
     ABPA. Patients with ABPA with GCT and AGG alleles
                                                                      consolidation and atelectasis can occur that needs to
     showed significantly higher levels of total IgE and percentage   be differentiated from other conditions.
     eosinophilia vs patients with ABPA with CCT and AGA
     alleles48                                                        Laboratory Findings
  The T allele at T1492C and G allele at G1649C of SP-A2
     observed at higher frequencies in ABPA patients than in             Aspergillus Skin Test: The Aspergillus skin test is
     controls. Also there is a higher frequency of the TT genotype    performed using an A fumigatus antigen, either
     at position1492 of SP-A2 than controls53                         commercial (eg, Aspergillin; Hollister-Stier Labora-
  There were no polymorphisms found in SP-A1 gene53                   tories; Spokane, WA) or locally prepared. The test is
CFTR gene mutation:43,46,47 increased frequency of CFTR               read every 15 min for 1 h, and then after 6 to 8 h.
     mutations in patients with ABPA vs skin-prick test positive or
     negative patients with bronchial asthma
                                                                      The reactions are classified as type I if a wheal and
IL-15 polymorphisms:52 higher frequency of IL-15 ϩ 13689*A            erythema developed within 1 min, reaches a maxi-
     allele and A/A genotype                                          mum after 10 to 20 min, and resolves within 1 to 2 h.
TNF-␣ polymorphisms:52 lower frequency of the TNF-␣ 308 * A/A         A type III reaction is read after 6 h, and any amount
     genotype                                                         of subcutaneous edema is considered a positive
Mannose-binding lectins:53 the intronic single nucleotide             result. An immediate cutaneous hypersensitivity to A
     polymorphism G1011A of mannose-binding lection seen with
     increased frequency in patients with ABPA
                                                                      fumigatus antigens is a characteristic finding of
IL-4 receptor polymorphisms:51 single nucleotide polymorphism of      ABPA and represents the presence A fumigatus-
     the extracellular IL-4R␣ ile75val observed in 80% of ABPA        specific IgE antibodies, whereas a type III skin
     patients                                                         reaction probably represents the immune complex
IL-13 polymorphisms:50 the arg110gln polymorphism found with          hypersensitivity reaction, although its exact signifi-
     increased frequency in ABPA and the combination of IL-4R␣
                                                                      cance remains unclear. The test can be performed
     ile75val/IL-13 arg110gln polymorphism found with an even
     higher frequency                                                 using either a skin-prick test or intradermal injection
Toll-like receptor gene polymorphisms:54 susceptibility to ABPA       with the latter being more sensitive.30,77,78 A skin-
     was associated with allele C on T1237C (TLR9)                    prick test should be performed for Aspergillus skin
*HLA ϭ human leukocyte antigen; TNF ϭ tumor necrosis factor;          testing, and if the results are negative should be
CFTR ϭ CF transmembrane conductance regulator.                        confirmed by an intradermal test.30 There is no
                                                                      difference on the outcome of the test and the type of
                                                                      antigen (locally prepared or commercial) used for
                                                                      performance of the test.30
multinucleated giant cells centered on the airway, are
also seen.68,69 Rarely, invasive aspergillosis complicat-                Total Serum IgE Levels: The total IgE level is the
ing the course of ABPA has also been described.70 –74                 most useful test for diagnosis and follow-up of ABPA. A
                                                                      normal serum IgE level excludes ABPA as the cause of
                                                                      the patient’s current symptoms. The only situation
Clinical Features
                                                                      where IgE levels can be normal in active ABPA is when
   There is no gender predilection and majority of the                the patient is already on glucocorticoid therapy for any
cases present in the third to fourth decade. A family                 reason and investigation for IgE levels has been con-
history of ABPA may be elicited occasionally.75 Table 3               ducted. After treatment with glucocorticoids, the se-
summarizes the clinical features of ABPA encoun-                      rum IgE levels decline, and a 35 to 50% decrease is
tered in three large series from our institute.19,21,23               taken as a criteria for remission.79 The serum IgE
Most present with low-grade fever, wheezing, bron-                    determination is also used for follow-up, and a doubling
chial hyperreactivity, hemoptysis, or productive                      of the patient’s baseline IgE levels indicates relapse of
cough. Expectoration of brownish black mucus plugs                    ABPA.80,81

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Figure 2. Histopathologic findings in a patient with allergic bronchopulmonary aspergillosis. Top left, A:
                 photomicrograph showing bronchial lumen containing allergic mucin (hematoxylin-eosin, original ϫ100). Top
                 right, B: high-magnification photomicrograph of allergic mucin having variegated appearance, necrotic eosino-
                 phils, Charcot-Leyden crystals (thin arrow), and an occasional septate fungal hyphae indicated by a thick arrow
                 (hematoxylin-eosin, original ϫ200). Bottom left, C: photomicrograph showing eosinophilic pneumonia. There is
                 filling of the alveolar spaces by eosinophils admixed with variable number of macrophages (hematoxylin-eosin,
                 original ϫ200). Bottom right, D: photomicrograph showing bronchocentric granulomatosis. There is partial
                 replacement of bronchial epithelium by palisading histiocytes (hematoxylin-eosin, original ϫ100).



  Serum IgE and IgG Antibodies Specific to A                                cutoff value of IgG/IgE more than twice the pooled
fumigatus: An elevated level of A fumigatus-specific                        serum samples from patients with AH can greatly
antibodies measured by fluorescent enzyme immuno-                           help in the differentiation of ABPA from other
assay is considered the hallmark of ABPA.22 A                               conditions.82


      Table 3—Clinical Features Encountered in Three Large Case Series of ABPA Published From the Author’s
                                                   Institute*

            Clinical Features                         Behera et al19/1994              Chakrabarti et al21/2002              Agarwal et al23/2007
Patients, No.                                               35                                   89                                  155
Male/female gender, No.                                      14/21                               53/35                               79/76
Mean age, yr                                                34.3                                 36.4                                 33.4
Mean duration of asthma, yr                                 11.1                                 12.1                                  8.9
History of asthma                                           94%                                  90%                                 100%
Expectoration of sputum plugs                         Not available                              69%                                  46.5%
Mean eosinophil count, per ␮L                                                                                                      1,264
AEC Ͼ 500/␮L, %                                           12/28 (43%)                           100%                                  76.1%
Fleeting shadows                                             77%                                 74%                                  40%
History of intake of antituberculous drugs                   34%                                 29%                                  44.5%
Skin test against Aspergillus
  Type I                                                    51%                                 85%                                  100%
  Type III                                                  25.7%                               16.9%                                 83.2%
Mean IgE levels                                       Not done                                 Not done                            6,434
Elevated IgE levels, %                                                                                                               100%
Aspergillus-specific IgE/IgG                          Not done                                 Not done                              100%
Serum precipitins against Aspergillus                       77%                                 71.9%                                 86.5%
Central bronchiectasis                                      71%                                 69%                                   76.1%
*AEC ϭ absolute blood eosinophil count.


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Radiologic Investigations: A wide spectrum of                         have associated peripheral bronchiectasis.22,96 Mini-
radiographic appearances can occur in ABPA (Table                        mal bronchiectasis can also be seen in asthma,97,98
4). The chest radiographic findings of ABPA include                      but the findings of bronchiectasis affecting three or
transient or fixed pulmonary opacities (Fig 3), tram-                    more lobes, centrilobular nodules, and mucoid im-
line shadows, finger-in-glove opacities, and tooth-                      paction are highly suggestive of ABPA.99 The un-
paste shadows.83– 87 Findings noted on high-resolution                   common radiologic manifestations of ABPA include
CT (HRCT) include central bronchiectasis, mucoid                         miliary nodular opacities,100 perihilar opacities
impaction, mosaic attenuation, presence of centri-                       simulating hilar lymphadenopathy,84,101,102 pleural
lobular nodules, and tree-in-bud opacities (Fig                          effusions,103–105 and pulmonary masses.106 –111
4).88,89 High-attenuation mucoid impaction (mucus
visually denser than the paraspinal muscle) is a                            Serum Precipitins Against A fumigatus: The pre-
pathognomonic finding encountered in patients with                       cipitating IgG antibodies are elicited from crude
ABPA.23,90 –95 Central bronchiectasis with peripheral                    extracts of A fumigatus and can be demonstrated
tapering of bronchi on HRCT is believed to be a sine                     using the double gel diffusion technique.112,113 They
qua non for the diagnosis of ABPA. Bronchiectasis                        can also be present in other pulmonary disorders and
may not be present in all patients with ABPA, may be                     thus represent supportive not diagnostic evidence for
present in patients with CF without ABPA, and                            ABPA.112–114
almost 40% of the bronchiectatic segments can also
                                                                            Peripheral Eosinophilia: A blood absolute eosino-
                                                                         phil count Ͼ 1,000 cells/␮L is also a major criterion
                                                                         for the diagnosis of ABPA. However, 53% of patients
Table 4 —Radiologic Findings Encountered in Patients
                    With ABPA
                                                                         in our series22 had an absolute eosinophil count
                                                                         Ͻ 1,000 cells/␮L, and thus a low eosinophil count
1. Chest radiographic findings                                           does not exclude the diagnosis of ABPA.
   Transient changes
     Common                                                                Sputum Cultures for A fumigatus: Culture of A
       Patchy areas of consolidation
       Radiologic infiltrates: toothpaste and gloved finger shadows
                                                                         fumigatus in the sputum is supportive but not diag-
          due to mucoid impaction in dilated bronchi                     nostic of ABPA. The fungus can also be grown in
       Collapse: lobar or segmental                                      patients with other pulmonary diseases due to the
     Uncommon                                                            ubiquitous nature of the fungi. We rarely perform
       Bronchial wall thickening: tramline shadows                       sputum cultures for the diagnosis of ABPA.
       Air-fluid levels from dilated central bronchi filled with fluid
       Perihilar infiltrates simulating adenopathy
       Massive consolidation: unilateral or bilateral
                                                                           Pulmonary Function Tests: These tests help cate-
       Small nodules                                                     gorize the severity of the lung disease but have no
       Pleural effusions                                                 diagnostic value in ABPA and need not constitute
   Permanent changes                                                     the basis for screening.22 The usual finding is an
   Common                                                                obstructive defect of varying severity.115–117
       Parallel-line shadows representing bronchial widening
       Ring-shadows 1–2 cm in diameter representing dilated
          bronchi en face                                                   Role of Specific Aspergillus Antigens: Patients with
       Pulmonary fibrosis: fibrotic scarred upper lobes with             ABPA are evaluated with crude extracts from As-
          cavitation                                                     pergillus, which lack reproducibility and consistency,
   Uncommon                                                              and they frequently cross-react with other anti-
       Pleural thickening
                                                                         gens.118 The advances in molecular techniques have
       Mycetoma formation
       Linear scars                                                      enabled detection and cloning of specific Aspergillus
2. HRCT findings                                                         antigens. The recombinant allergens Asp f1, Asp f2,
   Common                                                                Asp f3, Asp f4, and Asp f6 have been evaluated for
       Central bronchiectasis                                            their diagnostic performance in serologic studies in
       Mucus plugging with bronchoceles
                                                                         asthmatic patients119 –122 and in patients with
       Consolidation
       Centrilobular nodules with tree-in-bud opacities                  CF121,123–125 Preliminary data suggest a promising
       Bronchial wall thickening                                         role of these antigens in the diagnosis of ABPA.
       Areas of atelectasis                                              Further studies are required before they can be
       Mosaic perfusion with air trapping on expiration                  implemented in routine clinical practice.
   Uncommon
       High-attenuation mucus (finding most helpful in differential
          diagnosis)
                                                                         Diagnosis and Diagnostic Criteria
       Pleural involvement                                                 The Rosenberg-Patterson criteria6,9 are most often
       Randomly scattered nodular opacities
                                                                         used for the diagnosis (Table 5). There are also a set

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Figure 3. Chest radiograph showing transient pulmonary opacities in the right lower lobe (left) in a
                 patient with allergic bronchopulmonary aspergillosis that have spontaneously disappeared (right).




of minimal diagnostic criteria for ABPA (Table                            ABPA.97–99 There are no cutoffs for total IgE levels
5).32,33 These criteria continue to be challenged and                     with many using 1,000 IU/mL,8,9,22,23,82,128 –130 and
modified because there is lack of evidence on the                         others using 1,000 ng/mL (equivalent to 417 IU/
number of criteria that should be present to make                         mL).5,27,33,34 The total IgE levels may also be ele-
the diagnosis. The differentiation of patients with                       vated in patients with AH without ABPA. As the
ABPA from patients with AH can also be problem-                           understanding of ABPA has evolved, it is clear that
atic. Serum precipitins to A fumigatus is present in                      patients with AH may present with less than the full
69 to 90% of patients with ABPA23,112,116,126,127 but                     complement of diagnostic criteria.131 Thus, a cutoff
also in 9% of asthmatics.112 Central bronchiectasis                       value of 1,000 ng/mL IgE will probably lead to an
can be seen in patients with asthma without                               overdiagnosis of ABPA.131 The use of A fumigatus-




                 Figure 4. HRCT images of different patients with allergic bronchopulmonary aspergillosis. Top right:
                 bilateral central bronchiectasis with centrilobular nodules and tree-in-bud opacities in the left lung. Top
                 left: bilateral central bronchiectasis with many mucus-filled bronchi. Bottom, left and right: images from
                 the same patient show high-attenuation mucoid impaction. Bottom right: the mucoid impaction in the
                 right lung is visually denser than the paraspinal skeletal muscle.

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Table 5—Criteria Used for the Diagnosis of ABPA                     systemic corticosteroids are essential to prevent irre-
                            6,9                                        versible damage.137 The natural course of ABPA can
Rosenberg-Patterson criteria
  Major criteria (mnemonic ARTEPICS)                                   be best understood if we recognize the two impor-
    A ϭ Asthma                                                         tant classification schemes (Tables 6 and 7) of ABPA:
    R ϭ Roentgenographic fleeting pulmonary opacities                  (1) classification of ABPA into five stages as de-
    T ϭ Skin test positive for Aspergillus (type I reaction,
                                                                       scribed by Patterson et al8, and (2) classification of
      immediate cutaneous hyperreactivity)
    E ϭ Eosinophilia                                                   ABPA into ABPA-S (seropositive ABPA) and ABPA-CB
    P ϭ Precipitating antibodies (IgG) in serum                        (ABPA with central bronchiectasis) described by
    I ϭ IgE in serum elevated (Ͼ 1,000 IU/mL)                          Greenberger et al.12
    C ϭ Central bronchiectasis
    S ϭ Serums A fumigatus-specific IgG and IgE (more than
      twice the value of pooled serum samples from patients with          Staging of ABPA: ABPA has been classified into
      asthma who have Aspergillus hypersensitivity)                    five stages, but a patient does not necessarily
  Minor criteria
    Presence of Aspergillus in sputum                                  progress from one stage to the other sequentially
    Expectoration of brownish black mucus plugs                        (Table 6). Patients in stage I or III (depending on
    Delayed skin reaction to Aspergillus antigen (type III             whether or not the disorder has been previously
      reaction)                                                        diagnosed) are generally symptomatic with radio-
    The presence of six of eight major criteria makes the diagnosis
      almost certain; the disease is further classified as ABPA-S or   graphic infiltrates, raised IgE levels, and elevated A
      ABPA-CB on the absence or presence of central                    fumigatus-specific IgG/IgE.23 With glucocorticoid
      bronchiectasis, respectively                                     therapy, there is clearing of radiographic opacities
Minimal diagnostic criteria for ABPA32                                 with a 35 to 50% decline in IgE levels by 6 weeks
  Minimal ABPA-CB
    Asthma                                                             that defines remission or stage II. The aim of
    Immediate cutaneous hyperreactivity to Aspergillus antigens        glucocorticoid therapy is not normalization of total
    Central bronchiectasis                                             IgE levels because the immunologic process goes in
    Elevated IgE                                                       remission with just 35 to 50% decline in IgE levels,
    Raised A fumigatus-specific IgG and IgE
  Minimal ABPA-S                                                       and in many patients the IgE levels do not come to
    Asthma                                                             down to normal values. The test needs to be often
    Immediate cutaneous hyperreactivity to Aspergillus antigens        repeated during therapy to determine the lowest
    Transient pulmonary infiltrates on chest radiograph                level for an individual patient that serves as the
    Elevated IgE
    Raised A fumigatus-specific IgG and IgE                            baseline for that particular patient. Treatment is
                                                                       continued for 6 to 9 months, and if there are no
                                                                       exacerbations over the next 3 months after stopping
specific IgE and IgG levels can help in confirming                     therapy, we label it as “complete remission.” Patients
the diagnosis of ABPA because values of IgG/IgE                        in complete remission are followed up by serial IgE
more than twice the pooled serum samples from                          levels every 6 months for the first year and then
patients with asthma are raised only in ABPA.113,132                   annually. Even in patients with complete remission,
   We currently use a cutoff value of 1,000 IU/mL for                  the IgE levels decline to normal in only a minority of
the diagnosis of ABPA.22,23 While investigating a                      patients,128,133 and the aim of glucocorticoid therapy
patient with asthma, we first perform an Aspergillus                   is not achievement of normal IgE levels.79 A com-
skin test. Once it is positive, the total serum IgE
                                                                       plete remission does not imply a permanent remis-
levels are done.131 If the value is Ͼ 1,000 IU/mL, we
                                                                       sion because exacerbations can occur several years
perform the other tests (Fig 5). If the value is
                                                                       after remission.135 Almost 25 to 50% of the patients
between 500 and 1,000 IU/mL, the next step is analysis
                                                                       have relapse/exacerbation of the disease, defined by
of A fumigatus-specific IgE and IgG antibodies. If the
                                                                       doubling of the baseline IgE levels (stage III).8,9,22
levels are raised, the patient is followed up every 6 weeks
                                                                       Patients in stage IV require oral glucocorticoids for
with total IgE levels. If the absolute value rises Ͼ 1,000
                                                                       control of asthma (glucocorticoid-dependent asthma)
IU/mL or there is a rising trend with clinical deterioration,
                                                                       or ABPA (glucocorticoid-dependent ABPA).10,22 Pa-
the treatment is started. If the value is between 500 and
                                                                       tients in stage V are those with widespread bronchi-
1,000 IU/mL and IgE and IgG specific to A fumigatus are
                                                                       ectasis and varying degrees of pulmonary dysfunc-
not raised, the patient is followed up with a yearly total
                                                                       tion. We define patients in stage V if they have
IgE levels (Fig 5).
                                                                       hypercapnic respiratory failure (Pao2 Ͻ 60 mm Hg
                                                                       and Paco2 Ն 45 mm Hg) and/or cor pulmonale.
Natural History
                                                                       Even in stage V ABPA, the disease can be clinically
   The natural history of ABPA is not well character-                  as well as immunologically active requiring long-
ized.9,128,133–136 An early diagnosis and initiation of                term glucocorticoid therapy.136,138

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Figure 5. Algorithm followed in the diagnostic workup for allergic bronchopulmonary aspergillosis in the author’s chest clinic.




   Radiologic Classification of ABPA: ABPA is clas-                  and ABPA-CB-ORF (other radiologic findings)
sified as ABPA-S or ABPA-CB, respectively, de-                       (Table 7). Patients with ABPA-S probably repre-
pending on the absence or presence of bronchiec-                     sent the earliest stage of the disorder. It is be-
tasis or as ABPA-S (mild), ABPA-CB (moderate),                       lieved that patients with ABPA-S have a milder

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Table 6 —Stages of ABPA8,22

Stage          Description               Clinical Picture             Radiologic Findings               Immunologic Features

I       Acute phase                 Usually symptomatic,         Normal or presence of             IgE Ͼ 1,000 IU/mL, raised
                                      fever, weight loss,         radiologic opacities               specific IgG/IgE and
                                      wheeze                                                         precipitins to A fumigatus
II      Remission                   Asymptomatic                 Generally normal or significant   Usually 35–50% decline in IgE
                                                                   resolution of radiologic          levels by 6 wk to 3 mo; we
                                                                   opacities from the acute          give additional label of
                                                                   phase                             “complete remission” if the
                                                                                                     patient did not have any
                                                                                                     additional ABPA exacerbations
                                                                                                     over the next 3 mo after
                                                                                                     stopping steroid therapy
III     Exacerbation                Symptomatic as in acute      Transient or fixed pulmonary      Doubling of IgE levels from
                                      phase                        opacities                         baseline
IV      Glucocorticoid-dependent    Symptomatic                  Transient or fixed pulmonary      Two groups can be identified:
          ABPA                                                     opacities                         one in whom IgE levels do not
                                                                                                     rise but require steroids for
                                                                                                     asthma control (glucocorticoid-
                                                                                                     dependent asthma); the other
                                                                                                     in whom steroids are required
                                                                                                     to continually suppress the
                                                                                                     disease activity (glucocorticoid-
                                                                                                     dependent ABPA)
V       End-stage (fibrotic)        Symptomatic, findings of     Evidence of bronchiectasis,       Serum IgE levels and specific
          ABPA                        fixed airway                 pulmonary fibrosis,               immunoglobulins do not
                                      obstruction, severe          pulmonary hypertension            become normal in most
                                      pulmonary                                                      patients, and even these
                                      dysfunction, type II                                           patients can have frequent
                                      respiratory failure, cor                                       exacerbations
                                      pulmonale




clinical course and less severe immunologic find-                  creases the probability of a smoother course of this
ings when compared to ABPA-CB based on the                         relapsing-remitting disorder.
inference of three studies (total of 124 pa-
tients).12,139,140 In the largest of these three studies           Management
(76 patients), only the A fumigatus-specific IgG
levels were higher in patients with ABPA-CB                           The management of ABPA includes two important
compared to ABPA-S. Other immunologic param-                       aspects: institution of glucocorticoids to control the
eters were not significantly different between the                 immunologic activity and close monitoring for detec-
two groups.12 In our study of 126 patients, the                    tion of relapses. Another possible target is the use of
clinical, spirometric, and immunologic findings                    antifungal agents to attenuate the fungal burden
were not significantly different when classifying                  secondary to the fungal colonization in the airways.
ABPA into ABPA-S and ABPA-CB or as ABPA-S,
ABPA-CB, and ABPA-CB-ORF.22                                           Systemic Glucocorticoid Therapy: Oral corticoste-
   However, the course of patients with ABPA-S is                  roids are the treatment of choice for ABPA. They not
likely to be less severe when compared to those with               only suppress the immune hyperfunction but are also
ABPA-CB. In a multivariate analysis of 155 patients                antiinflammatory. There are no data to guide the
with ABPA, we demonstrated that the severity of                    dose and duration of glucocorticoids, and different
bronchiectasis and presence of hyperattenuating                    regimens of glucocorticoids have been used (Table
mucoid impaction on HRCT-predicted relapses of                     8). The use of lower doses of glucocorticoids was
ABPA and the severity of bronchiectasis was an                     associated with frequent relapses or corticosteroid
independent predictor of failure to achieve long-                  dependence (45%).9 We use a higher dosage of
term remission.23 Thus it may not be important to                  glucocorticoids for a longer duration and observed
stage the severity of ABPA based on the presence                   higher remission rates and a lower prevalence of
or absence of CB, but it remains prudent to                        glucocorticoid-dependent ABPA (13.5%).22 This
diagnose and treat ABPA early to prevent the                       raises the possibility of a higher dose and prolonged
development of bronchiectasis because it in-                       duration of corticosteroid therapy being associated

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Table 7—Radiologic Classification of ABPA*                         Table 8 —Treatment Protocols for the Management of
                                                                                              ABPA
       Classification                         Features
                                                                        Oral glucocorticoids
Greenberger et al 12
                                                                          Regime 15
    classification
                                                                             Prednisolone, 0.5 mg/kg/d, for 1–2 wk, then on alternate days
  ABPA-S                        All the diagnostic features of ABPA
                                                                                for 6–8 wk. Then taper by 5–10 mg every 2 wk and
                                  but no evidence of central
                                                                                discontinue
                                  bronchiectasis on HRCT.
                                                                             Repeat the total serum IgE concentration and chest
                                  Patients with ABPA-S may be
                                                                                radiograph in 6 to 8 wk
                                  classified as Patterson stages I to
                                                                          Regime 222,113
                                  IV. These patients may have
                                                                             Prednisolone, 0.75 mg/kg, for 6 wk, 0.5 mg/kg for 6 wk, then
                                  recurrent exacerbations and may
                                                                                tapered by 5 mg every 6 wk to continue for a total duration
                                  also be classified as stage III
                                                                                of at least 6 to 12 mo. The total IgE levels are repeated
  (ABPA-CB)                     All findings of ABPA including CB
                                                                                every 6 to 8 wk for 1 yr to determine the baseline IgE
                                  on HRCT. Patients with ABPA-
                                                                                concentrations
                                  CB may belong to any of the
                                                                          Follow-up and monitoring
                                  Patterson stages
                                                                             The patients are followed up with a medical history and
Kumar140 classification
                                                                                physical examination, chest radiograph, and measurement of
  ABPA-S                        ABPA without CB
                                                                                total IgE levels every 6 wk to demonstrate decline in IgE
  ABPA-CB                       ABPA with CB
                                                                                levels and clearing of the chest radiograph
  ABPA-CB-ORF                   ABPA with CB other radiologic
                                                                             A 35% decline in IgE level signifies satisfactory response to
                                  features such as pulmonary
                                                                                therapy. Doubling of the baseline IgE value can signify a
                                  fibrosis, bleb, bullae,
                                                                                silent ABPA exacerbation
                                  pneumothorax, parenchymal
                                                                          If the patient cannot be tapered off prednisolone, the disease
                                  scarring, emphysematous change,
                                                                                has evolved into stage IV. Management should be
                                  multiple cyst, fibrocavitary
                                                                                attempted with alternate-day prednisone with the least
                                  lesions, aspergilloma, ground-
                                                                                possible dose
                                  glass appearance, collapse,
                                                                             Monitor for adverse effects (eg, hypertension, secondary
                                  mediastinal lymph node, pleural
                                                                                diabetes)
                                  effusion, and pleural thickening
                                                                             Prophylaxis for osteoporosis: oral calcium and bisphosphonates
*Both the classification schemes believe that patients without CB and   Oral itraconazole
 ORF have serologically milder disease, but it has been shown that        Dose: 200 mg bid for 16 wk then once a day for 16 wk
 there is no difference in clinical, spirometric, and serological         Indication: First relapse of ABPA or glucocorticoid-dependent
 severity between patients with and without bronchiectasis (see text            ABPA
 for details).                                                            Follow-up and monitoring
                                                                             Monitor for adverse effects (eg, nausea, vomiting, diarrhea,
                                                                                and elevated liver enzymes)
with better outcomes. However, there are no direct
                                                                             Monitor for drug–drug interactions
comparisons between the two regimens, and the                                Monitor clinical response based on clinical course,
selection is a matter of personal preference. The                               radiography, and total IgE levels
clinical effectiveness of steroid therapy is reflected
by marked decreases in the patient’s total serum IgE
levels (there seems to be no correlation between
serum levels of A fumigatus-specific IgE levels and                     agent, itraconazole.130,141,148 –160 Only two random-
disease activity141) along with symptom and radio-                      ized controlled studies (84 patients) have evaluated
graphic improvements. The goal of therapy is not to                     the role of itraconazole in ABPA.130,156 Pooled anal-
attempt normalization of IgE levels but to decrease                     ysis showed that itraconazole could significantly de-
the IgE levels by 35 to 50%, which leads to clinical                    crease the IgE levels by Ն 25% when compared to
and radiographic improvement. One should also                           placebo but did not cause significant improvement in
establish a stable serum level of total IgE to serve as                 lung function.161 A major limitation was that neither
a guide to future detection of relapse.                                 of the studies reported long-term outcomes in
                                                                        ABPA. Thus longer term trials are required before a
   Inhaled Corticosteroids: Although small case stud-                   firm recommendation can be made for the use of
ies suggest some benefit of inhaled corticosteroids in                  itraconazole in ABPA. We currently use itraconazole
the management of ABPA,142–145 a double-blind mul-                      only after the first relapse of ABPA despite glucocor-
ticenter placebo-controlled trial in 32 patients sug-                   ticoid therapy or in patients with glucocorticoid-
gested no superiority over placebo.146 We use inhaled                   dependent ABPA (Table 8). In the limited numbers
corticosteroids only for the control of asthma once the                 of patients in whom we have used the drug, there
oral prednisolone dose is reduced to Ͻ 10 mg/day.                       was no observable advantage.22 Itraconazole not only
                                                                        has numerous adverse effects,162 but it also inhibits
  Oral Itraconazole: Ketoconazole has been tried in                     the metabolism of methylprednisolone (but not
the past147 and has been replaced by the less toxic                     prednisolone) with resultant increased frequency of

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Table 9 —Studies Describing Prevalence of AH and/or ABPA in Patients With CF

         Study                 Year        Nature of Study        Patients, No.       AH in CF          ABPA* in CF          Diagnosis of AH†
            184
Mearns et al                   1967         Prospective                  86             28/86                                     Skin   test
Allan et al185                 1975         Prospective                  30             11/30                                     Skin   test
Silverman et al186             1978         Prospective                  48               17                                      Skin   test
Nelson et al187                1979         Prospective                  46             18/46               5/46                  Skin   test
Laufer et al177                1984         Prospective                 100             53/100             10/100                 Skin   test
Feanny et al188                1988         Prospective                 117             18/117             12/117                 Skin   test
Schonheyder et al189           1988         Prospective                 200                                10/200
Zeaske et al190                1988         Prospective                  75             44/75              10/75                  Skin test
Knutsen et al176               1990         Prospective                  73             18/73               9/73                  Skin test
Nicolai et al179               1990         Prospective                 148             58/148                                    Serology
Simmonds et al191              1990         Prospective                 137                                 8/137
Hutcheson et al192             1991         Prospective                  79             24/79                                     Skin test
el-Dahr et al193               1994         Prospective                 147             30/147             22/147                 Serology
Marchant et al194              1994         Retrospective               160                                16/160                 Skin test
Mroueh and Spock178            1994         Retrospective               236             38/87              15/236                 Skin test
Becker et al181                1996         Prospective                  53             15/51               1/53                  Skin test
Hutcheson et al195             1996         Prospective                 118             47/112              6/118                 Skin test
Geller et al182                1999         Prospective              14,210                               281/14,210
Nepomuceno et al153            1999         Retrospective               172                                16/172
Cimon et al196                 2000         Prospective                 128                                 5/128
Mastella et al174              2000         Prospective              12,447                               967/12,447
Taccetti et al197              2000         Prospective               3,089                               191/3,089
Ritz et al180                  2005         Prospective                 160             20/160             11/160                 Serology
Skov et al183                  2005         Retrospective               277                                13/277
Almeida et al198               2006         Prospective                  32             11/32               2/32                  Skin test
Kraemer et al173               2006         Prospective                 122                                16/122
Chotirmall et al199            2008         Prospective                  50                                 6/50
Rapaka and Kolls200            2008         Retrospective               440                                31/440
* ABPA: Studies have used different inclusion criteria for diagnosing ABPA. See text for further details.
† AH: Defined as immediate cutaneous hypersensitivity to Aspergillus antigen or a positive specific IgE in serum against A fumigatus
  (radioallergosorbent test class Ն 2) and/or increased specific IgE in serum against rAsp f1 Ͼ 9.6 EU/mL, with normal values for rAsp f4 (Ͻ 8.4
  EU/mL) and rAsp f6 (Ͻ 7.2 EU/mL)




steroid side effects including adrenal insufficiency.163                   clude recurrent asthma exacerbations and, if
Adrenal suppression has also been reported with the                        untreated, the development of bronchiectasis with
concomitant use of itraconazole and inhaled budes-                         subsequent pulmonary hypertension and respiratory
onide.164,165                                                              failure. In fact, this is the reason why routine screen-
                                                                           ing is recommended in bronchial asthma to prevent
  Other Therapies: There is a single patient case                          the complications just described.
report of ABPA treated with inhaled amphotericin
and budesonide.166 Similarly, there is another case                        ABPA in Special Situations
record on the use of omalizumab for the manage-
                                                                              ABPA Complicating CF: The association of ABPA
ment of ABPA.167 One author has also used pulse
                                                                           and CF was first reported in 1965.172 The occur-
doses of IV methylprednisolone for the treatment of
                                                                           rence of ABPA in CF is associated with deterioration
severe ABPA.168 Recently, voriconazole has also
                                                                           of lung function, higher rates of microbial coloniza-
been tried in the treatment of ABPA.169 –171
                                                                           tion, pneumothorax, massive hemoptysis, and poorer
                                                                           nutritional status.153,173,174 A key element in the
Differential Diagnosis and Complications
                                                                           immunopathogenesis may be exposure to high levels
   The disorder needs to be differentiated from the                        of Aspergillus allergens due to abnormal mucus
following conditions: Aspergillus hypersensitive                           properties.175 The recognition of ABPA in CF can be
bronchial asthma, pulmonary tuberculosis in en-                            difficult because ABPA shares many clinical charac-
demic areas, community-acquired pneumonia (espe-                           teristics with poorly controlled CF lung disease.
cially acute presentations), and other inflammatory                        Presence of wheezing, pulmonary infiltrates, bron-
pulmonary disorders such as eosinophilic pneumo-                           chiectasis, and mucus plugging are common mani-
nia, bronchocentric granulomatosis, and Churg-                             festations of CF-related pulmonary disease without
Strauss syndrome. The complications of ABPA in-                            ABPA. The prevalence of AH in patients with CF

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has been reported between 29% and 53%,176 –180 and                     prevalence of ABPA of 7.8% (95% confidence inter-
the prevalence of ABPA as 1 to 15%. Atopy seems to                     val, 5.8 to 10) using a random effects model [Figs 6
be an important risk factor for ABPA in CF, with                       and 7]. There was no uniformity in the diagnostic
ABPA observed in 22% of atopic patients but only                       criteria between different studies with varying crite-
2% of nonatopic patients.153,181–183                                   ria used for diagnosis of AH and ABPA. This fact has
   To determine the prevalence of AH/ABPA in CF,                       also been previously reported in a questionnaire-
a systematic search was performed. The search                          based study, which revealed a considerable variabil-
yielded 28 studies (16 studies [1,391 patients] de-                    ity in the criteria used for the diagnosis of ABPA in
scribing the prevalence of AH in CF and 23                             CF.201 Therefore, prospective reporting of cases with
studies [32,589 patients] describing the prevalence                    uniform criteria would be the only way to reliably
of ABPA in CF) that have described the preva-                          identify the true prevalence of ABPA in CF.
lence of AH and/or ABPA in patients with CF                               Although a high proportion of CF patients develop
(Table 9).153,173,174,176 –200 A proportion metaanalysis of            sensitization to A fumigatus, many demonstrate a
these studies suggested the prevalence of AH in CF                     spontaneous decline in many immunologic parame-
of 34% (95% confidence interval, 27 to 41) and the                     ters, including IgE levels.192 The diagnosis of ABPA




Figure 6. Proportion metaanalysis showing the prevalence of Aspergillus hypersensitivity in patients with cystic fibrosis (random effects
model).

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Figure 7. Proportion metaanalysis showing the prevalence of allergic bronchopulmonary aspergillosis in patients with CF (random
effects model).




in CF should not be based solely on serology and                  data are available to formulate conclusive treatment
skin test results, and prolonged testing might be                 recommendations for ABPA in CF. The treatment
required to make a definite diagnosis (Table 10). The             issues are further complicated because pulmonary
treatment of ABPA in CF is not very different from                exacerbations in a patient with ABPA and CF could
that of ABPA in bronchial asthma, except minimal                  be related to ABPA or pulmonary infection, and

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                                   © 2009 American College of Chest Physicians
Table 10 —Consensus Conference Proposed Diagnostic                       lung diseases like idiopathic bronchiectasis,209
      and Screening Criteria for ABPA in CF202                           post-tubercular bronchiectasis,210 bronchiectasis
Classic diagnostic criteria                                              secondary to Kartagener syndrome,211 COPD,212
1. Acute or subacute clinical deterioration (cough, wheeze, and          and in patients with chronic granulomatous dis-
   other pulmonary symptoms) not explained by another etiology           ease and hyper IgE syndrome.213 However, these
2. Serum total IgE levels Ͼ 1,000 IU/mL                                  are case reports or small case studies, and larger
3. Immediate cutaneous reactivity to Aspergillus or presence of
                                                                         observations are required to definitely establish an
   serum IgE antibody to A fumigatus
4. Precipitating antibodies to A fumigatus or serum IgG antibody         association.
   to A fumigatus
5. New or recent abnormalities on chest radiograph or chest CT              Coexistence of ABPA and Aspergilloma: The sero-
   scan that have not cleared with antibiotics and standard              logic findings of ABPA have also been reported in
   physiotherapy
                                                                         patients with aspergilloma214 –224 and chronic necro-
Minimal diagnostic criteria
1. Acute or subacute clinical deterioration (cough, wheeze, and          tizing pulmonary aspergillosis.225 This ABPA-like
   other pulmonary symptoms) not explained by another etiology           syndrome probably represents a true hypersensitivity
2. Total serum IgE levels Ͼ 500 IU/mL. If total IgE level is 200–        reaction consequent to the colonization of Aspergil-
   500 IU/mL, repeat testing in 1–3 mo is recommended                    lus in long-standing pulmonary cavities and the
3. Immediate cutaneous reactivity to Aspergillus or presence of
                                                                         continuous release of Aspergillus antigens that leads
   serum IgE antibody to A fumigatus
4. One of the following: (1) precipitins to A fumigatus or               to immunologic activation.214,215 Most patients show
   demonstration of IgG antibody to A fumigatus; or (2) new or           a brisk response to glucocorticoids.214 –217,224
   recent abnormalities on chest radiography (on chest radiography
   or chest CT scan that have not cleared with antibiotics and             Allergic Bronchopulmonary Mycosis: Allergic
   standard physiotherapy)
                                                                         bronchopulmonary mycosis is the occurrence of an
Screening for ABPA in CF
1. Maintain a high level of suspicion for ABPA in patients with CF       ABPA-like syndrome due to non-A fumigatus fungal
2. Determine the total serum IgE levels annually. If the total           organisms. A variety of fungal agents (Table 11) have
   serum IgE levels is Ͼ 500 IU/mL, perform A fumigatus skin test        been reported to cause this syndrome, but the fre-
   or use an IgE antibody to A fumigatus. If results are positive,       quency is far less when compared to ABPA.218,226 –240
   consider diagnosis on the basis of minimal criteria
3. If the total serum IgE levels is 200–500 IU/mL, repeat the
   measurement if there is increased suspicion for ABPA and perform         ABPA and Allergic Aspergillus Sinusitis: Allergic
   further diagnostic tests (immediate skin test reactivity to A         Aspergillus sinusitis (AAS) is a clinical entity in which
   fumigatus, IgE antibody to A fumigatus, A fumigatus precipitins, or   mucoid impaction akin to that of ABPA occurs in the
   serum IgG antibody to A fumigatus, and chest radiography)             paranasal sinuses.241 The pathogenesis is also similar
                                                                         to ABPA and represents an allergic hypersensitivity
hence continuous assessment may be required over                         response to the presence of fungi within the sinus
months with repeat performance of all the serologic                      cavity.242 The patient is often asymptomatic or can
investigations for ABPA before a decision to treat an                    manifest with symptoms of nasal obstruction, rhinor-
individual case is made.202

   ABPA Without Bronchial Asthma: ABPA may
                                                                             Table 11—Fungi Implicated in the Causation of
occasionally develop in an individual without preex-                              Allergic Bronchopulmonary Mycosis
isting asthma. We have performed a systematic
MEDLINE search for the occurrence of ABPA                                       Fungi                           Study/Year
without bronchial asthma.100 In total they included                      A niger                     Sharma et al218/1985
36 cases reported across the globe; two cases dem-                       Helminthosporium spp        Dolan et al226/1970
onstrated bronchodilator reversibility,203 and one                       Penicillium spp             Sahn and Lakshminarayan227/1973
                                                                         Aspergillus ochraceus       Novey and Wells228/1978
showed airway hyperresponsiveness to methacholine
                                                                         Stemphylium spp             Benatar et al229/1980
challenge.204 Most of the cases demonstrated hy-                         Aspergillus terreus         Laham et al230/1981
persensitivity to A fumigatus, but three cases                           Drechslera spp              McAleer et al231/1981
showed hypersensitivity to Helminthosporium,203                          Torulopsis spp              Patterson et al232/1982
and one case each to Aspergillus niger.205,206 Be-                       Mucor-like spp              Patterson et al232/1982
                                                                         Candida spp                 Akiyama et al234/1984
cause of the absence of bronchial asthma, these
                                                                         Pseudallescheria spp        Lake et al235/1990
cases are often mistaken initially for other pulmo-                      Bipolaris spp               Lake et al236/1991
nary disorders like bronchogenic carcinoma206 –208                       Curvularia spp              Lake et al236/1991
or pulmonary tuberculosis.100                                            Schizophyllum spp           Kamei et al237/1994
                                                                         Fusarium spp                Backman et al238/1995
   ABPA Complicating Other Conditions: Occasion-                         Cladosporium spp            Moreno-Ancillo et al239/1996
                                                                         Saccharomyces spp           Ogawa et al240/2004
ally ABPA has been reported to complicate other

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                                       © 2009 American College of Chest Physicians
rhea, headache, and epistaxis. Occasionally, the                      5 Greenberger PA. Allergic bronchopulmonary aspergillo-
allergic fungal sinusitis may extend into adjacent                      sis. J Allergy Clin Immunol 2002; 110:685– 692
                                                                      6 Rosenberg M, Patterson R, Mintzer R, et al. Clinical and
spaces such as the orbit and manifest as propto-
                                                                        immunologic criteria for the diagnosis of allergic broncho-
sis.243 Although in many patients with ABPA,                            pulmonary aspergillosis. Ann Intern Med 1977; 86:405– 414
sinusitis can often be radiologically demonstrated,                   7 Greenberger PA, Patterson R, Ghory A, et al. Late sequelae
it may not be possible to confirm the diagnosis of                      of allergic bronchopulmonary aspergillosis. J Allergy Clin
AAS because many patients decline to undergo the                        Immunol 1980; 66:327–335
                                                                      8 Patterson R, Greenberger PA, Radin RC, et al. Allergic
diagnostic procedures required to establish the
                                                                        bronchopulmonary aspergillosis: staging as an aid to man-
diagnosis. We currently label the patients with                         agement. Ann Intern Med 1982; 96:286 –291
ABPA as having concomitant AAS if there is                            9 Patterson R, Greenberger PA, Halwig JM, et al. Allergic
combination of hyperattenuating mucus and/or                            bronchopulmonary aspergillosis: natural history and classifi-
bony erosion on a paranasal CT scan. Treatment is                       cation of early disease by serologic and roentgenographic
                                                                        studies. Arch Intern Med 1986; 146:916 –918
initiated for ABPA with patients receiving addi-
                                                                     10 Patterson R, Greenberger PA, Lee TM, et al. Prolonged
tional intranasal glucocorticoids. If the symptoms                      evaluation of patients with corticosteroid-dependent asthma
persist or are troublesome, surgical management                         stage of allergic bronchopulmonary aspergillosis. J Allergy
may be required for the management of AAS.                              Clin Immunol 1987; 80:663– 668
                                                                     11 Greenberger PA, Patterson R. Allergic bronchopulmonary
                                                                        aspergillosis and the evaluation of the patient with asthma.
                                                                        J Allergy Clin Immunol 1988; 81:646 – 650
                       Conclusions                                   12 Greenberger PA, Miller TP, Roberts M, et al. Allergic
                                                                        bronchopulmonary aspergillosis in patients with and without
  A high index of suspicion for ABPA should be                          evidence of bronchiectasis. Ann Allergy 1993; 70:333–338
maintained while managing any patient with bron-                     13 Greenberger PA. Clinical aspects of allergic bronchopulmo-
chial asthma whatever the severity or the level of                      nary aspergillosis. Front Biosci 2003; 8:S119 –S127
                                                                     14 Rajan TV. The Gell-Coombs classification of hypersensitivity
control. Host immunologic responses are central to
                                                                        reactions: a re-interpretation. Trends Immunol 2003; 24:376 –
the pathogenesis, and they are the primary determi-                     379
nants of the clinical, biologic, pathologic, and radio-              15 Geha RS, Sampson HA, Askenase PW, et al. Allergy and
logic features of this disorder. ABPA may precede                       hypersensitivity. In: Janeway CA, Travers P, Walport M, et al.
the clinical recognition of the disorder for many                       eds. Immunobiology. New York, NY: Garland, 2001; 517–556
                                                                     16 Hinson KFW, Moon AJ, Plummer NS. Broncho-pulmonary
years or even decades, and it is often misdiagnosed as
                                                                        aspergillosis; a review and a report of eight new cases.
a variety of pulmonary diseases. Because a patient                      Thorax 1952; 7:317–333
with ABPA can be minimally symptomatic or asymp-                     17 Muscat I, Oxborrow S, Siddorn J. Allergic bronchopulmo-
tomatic, all patients with bronchial asthma should be                   nary mycosis. Lancet 1988; 1:1341
routinely screened with an Aspergillus skin test. In                 18 Kirsten D, Nowak D, Rabe KF, et al. [Diagnosis of bron-
                                                                        chopulmonary aspergillosis is often made too late]. Med Klin
patients with Aspergillus hypersensitivity, further
                                                                        (Munich) 1993; 88:353–356
immunologic studies are warranted to diagnose                        19 Behera D, Guleria R, Jindal SK, et al. Allergic bronchopul-
ABPA before the development of bronchiectasis                           monary aspergillosis: a retrospective study of 35 cases.
because bronchiectasis is a poor prognostic marker                      Indian J Chest Dis Allied Sci 1994; 36:173–179
in the natural history of this disease.                              20 Al-Mobeireek AF, El-Rab M, Al-Hedaithy SS, et al. Allergic
                                                                        bronchopulmonary mycosis in patients with asthma: period
ACKNOWLEDGMENT: The author wishes to thank Dr. Aman-                    prevalence at a university hospital in Saudi Arabia. Respir
jit Bal, Assistant Professor, Department of Histopathology,             Med 2001; 95:341–347
PGIMER, Chandigarh for providing the histopathology photo-           21 Chakrabarti A, Sethi S, Raman DS, et al. Eight-year study of
graphs.                                                                 allergic bronchopulmonary aspergillosis in an Indian teach-
                                                                        ing hospital. Mycoses 2002; 45:295–299
                                                                     22 Agarwal R, Gupta D, Aggarwal AN, et al. Allergic broncho-
                                                                        pulmonary aspergillosis: lessons from 126 patients attending
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Aspergilose broncopulmonar alergica revisão do chest 2009

  • 1. Allergic Bronchopulmonary Aspergillosis Ritesh Agarwal Chest 2009;135;805-826 DOI 10.1378/chest.08-2586 The online version of this article, along with updated information and services can be found online on the World Wide Web at: http://chestjournal.chestpubs.org/content/135/3/805.full.html Chest is the official journal of the American College of Chest Physicians. It has been published monthly since 1935. Copyright2009by the American College of Chest Physicians, 3300 Dundee Road, Northbrook, IL 60062. All rights reserved. No part of this article or PDF may be reproduced or distributed without the prior written permission of the copyright holder. (http://chestjournal.chestpubs.org/site/misc/reprints.xhtml) ISSN:0012-3692 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 2. CHEST Global Medicine Allergic Bronchopulmonary Aspergillosis* Ritesh Agarwal, MD, DM, FCCP Allergic bronchopulmonary aspergillosis (ABPA) is an immunologic pulmonary disorder caused by hypersensitivity to Aspergillus fumigatus. Clinically, a patient presents with chronic asthma, recurrent pulmonary infiltrates, and bronchiectasis. The population prevalence of ABPA is not clearly known, but the prevalence in asthma clinics is reported to be around 13%. The disorder needs to be detected before bronchiectasis has developed because the occurrence of bronchiec- tasis is associated with poorer outcomes. Because many patients with ABPA may be minimally symptomatic or asymptomatic, a high index of suspicion for ABPA should be maintained while managing any patient with bronchial asthma whatever the severity or the level of control. This underscores the need for routine screening of all patients with asthma with an Aspergillus skin test. Finally, there is a need to update and revise the criteria for the diagnosis of ABPA. This review summarizes the advances in the diagnosis and management of ABPA using a systematic search methodology. (CHEST 2009; 135:805– 826) Key words: allergic bronchopulmonary aspergillosis; Aspergillus; bronchial asthma; cystic fibrosis; prevalence Abbreviations: AAS ϭ allergic Aspergillus sinusitis; ABPA ϭ allergic bronchopulmonary aspergillosis; ABPA-CB ϭ allergic bronchopulmonary aspergillosus with central bronchiectasis; ABPA-CB-ORF ϭ allergic bronchopulmonary aspergillosus with central bronchiectasis and other radiological findings; ABPA-S ϭ seropositive allergic bronchopulmonary aspergillosus; AH ϭ Aspergillus hypersensitivity; CF ϭ cystic fibrosis; HRCT ϭ high-resolution CT; IL ϭ interleukin A spergillus is aand 22% ofmold representing be- tween 0.1% ubiquitous the total air spores migatus clinically manifesting as chronic asthma, recur- rent pulmonary infiltrates, and bronchiectasis.5–13 The sampled.1 There are approximately 250 species of condition has immunologic features of immediate hy- Aspergillus, but only a few are human pathogens.2,3 persensitivity (type I), antigen-antibody complexes Depending on the host immunity and the organism (type III), and eosinophil-rich inflammatory cell virulence, the respiratory diseases caused by As- responses (type IVb), based on the revised Gell and pergillus are classified as saprophytic (aspergilloma), Coombs classification of immunologic hypersensitiv- allergic (allergic Aspergillus sinusitis, allergic bron- ity.14,15 The disorder was first described by Hinson et chopulmonary aspergillosis [ABPA], and hypersensitiv- al16 in 1952 in the United Kingdom. Occasionally, ity pneumonias) and invasive (airway invasive aspergil- patients can develop a syndrome similar to ABPA, losis, chronic necrotizing pulmonary aspergillosis, and but it is caused by fungi other than A fumigatus and invasive aspergillosis).4 ABPA is an allergic pulmonary is called allergic bronchopulmonary mycosis.17 The disorder caused by hypersensitivity to Aspergillus fu- prevalence of ABPA is believed to be about 1 to 2% in patients with asthma and 2 to 15% in patients with *From the Department of Pulmonary Medicine, Postgraduate cystic fibrosis (CF).13 The condition remains underdi- Institute of Medical Education and Research, Chandigarh, India. agnosed in many countries with reports of mean diag- The author has no conflicts of interest to disclose. Manuscript submitted November 4, 2008; revision accepted nostic latency of even 10 years between the occurrence November 20, 2008. of symptoms and the diagnosis.18 In the past two Reproduction of this article is prohibited without written permission decades, there has been an increase in the number from the American College of Chest Physicians (www.chestjournal. org/misc/reprints.shtml). of cases of ABPA due to the heightened physician Correspondence to: Ritesh Agarwal, MD, DM, FCCP, Assistant awareness and the widespread availability of sero- Professor, Department of Pulmonary Medicine, Postgraduate logic assays.19 –23 This review provides a summary of Institute of Medical Education and Research, Sector-12, Chandi- garh 160012, India; e-mail: riteshpgi@gmail.com the advances in the field of ABPA. For the purpose of DOI: 10.1378/chest.08-2586 this review, a systematic search of PubMed and Em- www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 805 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 3. Table 1—Studies Describing the Prevalence of AH and/or ABPA in Patients with Bronchial Asthma Over the Last Two Decades* Type of Skin Criteria Used for Prevalence of AH Prevalence of ABPA Study/Year Type of Study Test Type of Antigen Diagnosis of ABPA in Asthma (n/N) in Asthma (n/N) Attapattu31/1991 Prospective Intradermal Commercial (Bencard Major (A/R/T/E/P) 58/134 8/134 Allergie; Munich, Minor (C) Germany) Eaton et al33/2000 Prospective Prick Commercial (Hollister- Major (A/R/T/E/P/ 47/255 9/35 Stier Laboratories) I/C/S) Kumar and Gaur34/ Prospective Intradermal Locally prepared Major (A/R/T/E/P/ 47/200 32/200 2000 I/C/S) Minor (C/S/B) Al-Mobeireek et al20/ Prospective Prick Commercial (Soluprick; 12/53 2001 ALK Laboratories; Wallingford, CT) Maurya et al35/2005 Prospective Intradermal Locally prepared Major (A/R/T/E/P/ 30/105 8/105 I/C/S) Minor (C/S) Agarwal et al23/2007 Prospective Intradermal Commercial (Hollister- Major (A/R/T/E/P/ 291/755 155/755 Stier Laboratories) I/C/S) Minor (S/B) Prasad et al36/2008 Prospective Intradermal Not available Major (A/R/T/E/P/ 74/244 18/244 I/C/S) Minor (C/S/B) * Criteria for ABPA: Major (A ϭ asthma, R ϭ radiologic opacities, T ϭ immediate positive skin test, E ϭ eosinophilia, P ϭ precipitins to A fumigatus, I ϭ IgE elevated, C ϭ central bronchiectasis, S ϭ specific IgG/IgE to A fumigatus); Minor (C ϭ sputum cultures of A fumigatus, S ϭ type III skin test positivity, B ϭ brownish black mucus plugs). Base was performed for relevant studies published from high in patients attending asthma clinics. Table 1 1952 to 2008. A total of 250 articles were reviewed for the summarizes the prevalence of ABPA in patients with purpose of this article. asthma reported in various studies20,23,31–36 over the last two decades. The prevalence of ABPA in pa- Epidemiology of ABPA tients admitted with acute severe asthma is even higher. In a recent study of 57 patients with acute Aspergillus hypersensitivity (AH) is defined by the severe asthma admitted in the respiratory ICUs, we presence of an immediate-type cutaneous hypersen- demonstrated the prevalence of AH and ABPA to be sitivity to A fumigatus antigens, and it is the first step around 51% and 39%, respectively.37 The occurrence in the development of ABPA.24 Only a minority of of AH and ABPA was significantly higher in patients patients with AH develop the complete clinical with acute asthma compared to the outpatient bron- picture of ABPA.25 The population prevalence of chial asthma (around 39% and 21%, respectively).23 ABPA in asthma, generally referred to as 1 to 2%,5,13,26,27 is based on the inference of only three Pathogenesis of ABPA studies (one peer-reviewed and two non–peer-re- viewed studies).28,29 In the only peer-reviewed The susceptibility of asthmatic patients to develop study,28 14 patients with allergic bronchopulmonary ABPA is not fully understood (Fig 1). Some authors mycosis were identified from a total of 1,390 new have reported that exposure to large concentrations referrals in a catchment area population of half a of spores of A fumigatus may cause ABPA.16,38 – 41 million, estimating a period prevalence of just above Environmental factors are not considered the main 1%. The other two non–peer-reviewed question- pathogenetic factors because not all asthmatics de- naire-based studies suggested a maximum preva- velop ABPA despite being exposed to the same lence of ABPA of 1% in the United States.29 In a environment. In a genetically predisposed individu- recent metaanalysis,30 we demonstrated a prevalence al42–54 (Table 2), inhaled conidia of A fumigatus of AH and ABPA in asthma of 28% and 12.9%, persist and germinate into hyphae with release of respectively. The limitation noted in this review was antigens that compromise the mucociliary clearance, that all the studies were performed in specialized stimulate and breach the airway epithelial barrier, clinics and may not be representative of the general and activate the innate immunity of the lung.55–58 population. Thus the exact population prevalence of This leads to inflammatory cell influx and a resultant ABPA remains speculative but is likely to be fairly early- and late-phase inflammatory reaction.59,60 The 806 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 4. Figure 1. A line diagram depicting the pathogenesis of allergic bronchopulmonary aspergillosis. Th ϭ T-helper. antigens are also processed presented to T-cells with Charcot-Leyden crystals, and inflammatory cells. activation of Th2 CD4ϩ T-cell responses.42,61–63 The Th2 Scanty hyphae can often be demonstrated in the cytokines (interleukin [IL]-4, IL-5, and IL-13) lead to total bronchiectatic cavities. The bronchial wall in ABPA and A fumigatus-specific IgE synthesis, mast cell degran- is usually infiltrated by inflammatory cells, primarily ulation, and promotion of a strong eosinophilic response. the eosinophils.65 The peribronchial parenchyma This causes the characteristic pathology of ABPA. shows an inflammatory response with conspicuous eosinophilia. Occasionally, fungal growth in the lung Pathology of ABPA parenchyma can occur in some patients with ABPA.66 The pathology of ABPA varies from patient to Patients can also demonstrate a pattern similar to that patient, and in different areas of the lung in the same of bronchiolitis obliterans with organizing pneumo- patient (Fig 2).64,65 Histologic examination reveals nia.67 Bronchocentric granulomatosis, the presence of the presence of mucus, fibrin, Curschmann spirals, noncaseating granulomas containing eosinophils and www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 807 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 5. Table 2—Genetic Factors Involved in the Pathogenesis is seen in 31 to 69% of patients.21,23,34 The symptoms of ABPA* of hemoptysis, expectoration of brownish black mu- HLA associations: presence of HLA DR-2 and absence of cus plugs, and history of pulmonary opacities in an HLA-DQ2 sequences42,44,45 asthmatic patient suggests ABPA. Patients can oc- IL-10 promoter polymorphisms49 casionally be asymptomatic, and the disorder is Polymorphism at position 1,082 produces higher levels of IL-10 diagnosed on routine screening of asthmatic pa- if 1082G allele is present and lower levels of IL-10 if the tients.22,23,33 Physical examination can be normal or 1082A allele is present may reveal polyphonic wheeze. Clubbing is rare, In patients with CF there is a relationship between the 1082GG genotype with both Aspergillus colonization and ABPA seen in only 16% of patients. On auscultation, coarse Surfactant protein A gene polymorphisms48,53 crackles can be heard in 15% of patients.23 Physical A significantly higher frequency of the AGA allele (A1660G) of examination can also detect complications such as SP-A2 found in patients with ABPA vs control subjects. pulmonary hypertension and/or respiratory failure.76 Coexistence of A1660G polymorphism with SP-A2 G1649C During exacerbations of ABPA, localized findings of (Ala91Pro) found with 10-fold higher odds in patients with ABPA. Patients with ABPA with GCT and AGG alleles consolidation and atelectasis can occur that needs to showed significantly higher levels of total IgE and percentage be differentiated from other conditions. eosinophilia vs patients with ABPA with CCT and AGA alleles48 Laboratory Findings The T allele at T1492C and G allele at G1649C of SP-A2 observed at higher frequencies in ABPA patients than in Aspergillus Skin Test: The Aspergillus skin test is controls. Also there is a higher frequency of the TT genotype performed using an A fumigatus antigen, either at position1492 of SP-A2 than controls53 commercial (eg, Aspergillin; Hollister-Stier Labora- There were no polymorphisms found in SP-A1 gene53 tories; Spokane, WA) or locally prepared. The test is CFTR gene mutation:43,46,47 increased frequency of CFTR read every 15 min for 1 h, and then after 6 to 8 h. mutations in patients with ABPA vs skin-prick test positive or negative patients with bronchial asthma The reactions are classified as type I if a wheal and IL-15 polymorphisms:52 higher frequency of IL-15 ϩ 13689*A erythema developed within 1 min, reaches a maxi- allele and A/A genotype mum after 10 to 20 min, and resolves within 1 to 2 h. TNF-␣ polymorphisms:52 lower frequency of the TNF-␣ 308 * A/A A type III reaction is read after 6 h, and any amount genotype of subcutaneous edema is considered a positive Mannose-binding lectins:53 the intronic single nucleotide result. An immediate cutaneous hypersensitivity to A polymorphism G1011A of mannose-binding lection seen with increased frequency in patients with ABPA fumigatus antigens is a characteristic finding of IL-4 receptor polymorphisms:51 single nucleotide polymorphism of ABPA and represents the presence A fumigatus- the extracellular IL-4R␣ ile75val observed in 80% of ABPA specific IgE antibodies, whereas a type III skin patients reaction probably represents the immune complex IL-13 polymorphisms:50 the arg110gln polymorphism found with hypersensitivity reaction, although its exact signifi- increased frequency in ABPA and the combination of IL-4R␣ cance remains unclear. The test can be performed ile75val/IL-13 arg110gln polymorphism found with an even higher frequency using either a skin-prick test or intradermal injection Toll-like receptor gene polymorphisms:54 susceptibility to ABPA with the latter being more sensitive.30,77,78 A skin- was associated with allele C on T1237C (TLR9) prick test should be performed for Aspergillus skin *HLA ϭ human leukocyte antigen; TNF ϭ tumor necrosis factor; testing, and if the results are negative should be CFTR ϭ CF transmembrane conductance regulator. confirmed by an intradermal test.30 There is no difference on the outcome of the test and the type of antigen (locally prepared or commercial) used for performance of the test.30 multinucleated giant cells centered on the airway, are also seen.68,69 Rarely, invasive aspergillosis complicat- Total Serum IgE Levels: The total IgE level is the ing the course of ABPA has also been described.70 –74 most useful test for diagnosis and follow-up of ABPA. A normal serum IgE level excludes ABPA as the cause of the patient’s current symptoms. The only situation Clinical Features where IgE levels can be normal in active ABPA is when There is no gender predilection and majority of the the patient is already on glucocorticoid therapy for any cases present in the third to fourth decade. A family reason and investigation for IgE levels has been con- history of ABPA may be elicited occasionally.75 Table 3 ducted. After treatment with glucocorticoids, the se- summarizes the clinical features of ABPA encoun- rum IgE levels decline, and a 35 to 50% decrease is tered in three large series from our institute.19,21,23 taken as a criteria for remission.79 The serum IgE Most present with low-grade fever, wheezing, bron- determination is also used for follow-up, and a doubling chial hyperreactivity, hemoptysis, or productive of the patient’s baseline IgE levels indicates relapse of cough. Expectoration of brownish black mucus plugs ABPA.80,81 808 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 6. Figure 2. Histopathologic findings in a patient with allergic bronchopulmonary aspergillosis. Top left, A: photomicrograph showing bronchial lumen containing allergic mucin (hematoxylin-eosin, original ϫ100). Top right, B: high-magnification photomicrograph of allergic mucin having variegated appearance, necrotic eosino- phils, Charcot-Leyden crystals (thin arrow), and an occasional septate fungal hyphae indicated by a thick arrow (hematoxylin-eosin, original ϫ200). Bottom left, C: photomicrograph showing eosinophilic pneumonia. There is filling of the alveolar spaces by eosinophils admixed with variable number of macrophages (hematoxylin-eosin, original ϫ200). Bottom right, D: photomicrograph showing bronchocentric granulomatosis. There is partial replacement of bronchial epithelium by palisading histiocytes (hematoxylin-eosin, original ϫ100). Serum IgE and IgG Antibodies Specific to A cutoff value of IgG/IgE more than twice the pooled fumigatus: An elevated level of A fumigatus-specific serum samples from patients with AH can greatly antibodies measured by fluorescent enzyme immuno- help in the differentiation of ABPA from other assay is considered the hallmark of ABPA.22 A conditions.82 Table 3—Clinical Features Encountered in Three Large Case Series of ABPA Published From the Author’s Institute* Clinical Features Behera et al19/1994 Chakrabarti et al21/2002 Agarwal et al23/2007 Patients, No. 35 89 155 Male/female gender, No. 14/21 53/35 79/76 Mean age, yr 34.3 36.4 33.4 Mean duration of asthma, yr 11.1 12.1 8.9 History of asthma 94% 90% 100% Expectoration of sputum plugs Not available 69% 46.5% Mean eosinophil count, per ␮L 1,264 AEC Ͼ 500/␮L, % 12/28 (43%) 100% 76.1% Fleeting shadows 77% 74% 40% History of intake of antituberculous drugs 34% 29% 44.5% Skin test against Aspergillus Type I 51% 85% 100% Type III 25.7% 16.9% 83.2% Mean IgE levels Not done Not done 6,434 Elevated IgE levels, % 100% Aspergillus-specific IgE/IgG Not done Not done 100% Serum precipitins against Aspergillus 77% 71.9% 86.5% Central bronchiectasis 71% 69% 76.1% *AEC ϭ absolute blood eosinophil count. www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 809 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 7. Radiologic Investigations: A wide spectrum of have associated peripheral bronchiectasis.22,96 Mini- radiographic appearances can occur in ABPA (Table mal bronchiectasis can also be seen in asthma,97,98 4). The chest radiographic findings of ABPA include but the findings of bronchiectasis affecting three or transient or fixed pulmonary opacities (Fig 3), tram- more lobes, centrilobular nodules, and mucoid im- line shadows, finger-in-glove opacities, and tooth- paction are highly suggestive of ABPA.99 The un- paste shadows.83– 87 Findings noted on high-resolution common radiologic manifestations of ABPA include CT (HRCT) include central bronchiectasis, mucoid miliary nodular opacities,100 perihilar opacities impaction, mosaic attenuation, presence of centri- simulating hilar lymphadenopathy,84,101,102 pleural lobular nodules, and tree-in-bud opacities (Fig effusions,103–105 and pulmonary masses.106 –111 4).88,89 High-attenuation mucoid impaction (mucus visually denser than the paraspinal muscle) is a Serum Precipitins Against A fumigatus: The pre- pathognomonic finding encountered in patients with cipitating IgG antibodies are elicited from crude ABPA.23,90 –95 Central bronchiectasis with peripheral extracts of A fumigatus and can be demonstrated tapering of bronchi on HRCT is believed to be a sine using the double gel diffusion technique.112,113 They qua non for the diagnosis of ABPA. Bronchiectasis can also be present in other pulmonary disorders and may not be present in all patients with ABPA, may be thus represent supportive not diagnostic evidence for present in patients with CF without ABPA, and ABPA.112–114 almost 40% of the bronchiectatic segments can also Peripheral Eosinophilia: A blood absolute eosino- phil count Ͼ 1,000 cells/␮L is also a major criterion for the diagnosis of ABPA. However, 53% of patients Table 4 —Radiologic Findings Encountered in Patients With ABPA in our series22 had an absolute eosinophil count Ͻ 1,000 cells/␮L, and thus a low eosinophil count 1. Chest radiographic findings does not exclude the diagnosis of ABPA. Transient changes Common Sputum Cultures for A fumigatus: Culture of A Patchy areas of consolidation Radiologic infiltrates: toothpaste and gloved finger shadows fumigatus in the sputum is supportive but not diag- due to mucoid impaction in dilated bronchi nostic of ABPA. The fungus can also be grown in Collapse: lobar or segmental patients with other pulmonary diseases due to the Uncommon ubiquitous nature of the fungi. We rarely perform Bronchial wall thickening: tramline shadows sputum cultures for the diagnosis of ABPA. Air-fluid levels from dilated central bronchi filled with fluid Perihilar infiltrates simulating adenopathy Massive consolidation: unilateral or bilateral Pulmonary Function Tests: These tests help cate- Small nodules gorize the severity of the lung disease but have no Pleural effusions diagnostic value in ABPA and need not constitute Permanent changes the basis for screening.22 The usual finding is an Common obstructive defect of varying severity.115–117 Parallel-line shadows representing bronchial widening Ring-shadows 1–2 cm in diameter representing dilated bronchi en face Role of Specific Aspergillus Antigens: Patients with Pulmonary fibrosis: fibrotic scarred upper lobes with ABPA are evaluated with crude extracts from As- cavitation pergillus, which lack reproducibility and consistency, Uncommon and they frequently cross-react with other anti- Pleural thickening gens.118 The advances in molecular techniques have Mycetoma formation Linear scars enabled detection and cloning of specific Aspergillus 2. HRCT findings antigens. The recombinant allergens Asp f1, Asp f2, Common Asp f3, Asp f4, and Asp f6 have been evaluated for Central bronchiectasis their diagnostic performance in serologic studies in Mucus plugging with bronchoceles asthmatic patients119 –122 and in patients with Consolidation Centrilobular nodules with tree-in-bud opacities CF121,123–125 Preliminary data suggest a promising Bronchial wall thickening role of these antigens in the diagnosis of ABPA. Areas of atelectasis Further studies are required before they can be Mosaic perfusion with air trapping on expiration implemented in routine clinical practice. Uncommon High-attenuation mucus (finding most helpful in differential diagnosis) Diagnosis and Diagnostic Criteria Pleural involvement The Rosenberg-Patterson criteria6,9 are most often Randomly scattered nodular opacities used for the diagnosis (Table 5). There are also a set 810 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 8. Figure 3. Chest radiograph showing transient pulmonary opacities in the right lower lobe (left) in a patient with allergic bronchopulmonary aspergillosis that have spontaneously disappeared (right). of minimal diagnostic criteria for ABPA (Table ABPA.97–99 There are no cutoffs for total IgE levels 5).32,33 These criteria continue to be challenged and with many using 1,000 IU/mL,8,9,22,23,82,128 –130 and modified because there is lack of evidence on the others using 1,000 ng/mL (equivalent to 417 IU/ number of criteria that should be present to make mL).5,27,33,34 The total IgE levels may also be ele- the diagnosis. The differentiation of patients with vated in patients with AH without ABPA. As the ABPA from patients with AH can also be problem- understanding of ABPA has evolved, it is clear that atic. Serum precipitins to A fumigatus is present in patients with AH may present with less than the full 69 to 90% of patients with ABPA23,112,116,126,127 but complement of diagnostic criteria.131 Thus, a cutoff also in 9% of asthmatics.112 Central bronchiectasis value of 1,000 ng/mL IgE will probably lead to an can be seen in patients with asthma without overdiagnosis of ABPA.131 The use of A fumigatus- Figure 4. HRCT images of different patients with allergic bronchopulmonary aspergillosis. Top right: bilateral central bronchiectasis with centrilobular nodules and tree-in-bud opacities in the left lung. Top left: bilateral central bronchiectasis with many mucus-filled bronchi. Bottom, left and right: images from the same patient show high-attenuation mucoid impaction. Bottom right: the mucoid impaction in the right lung is visually denser than the paraspinal skeletal muscle. www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 811 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 9. Table 5—Criteria Used for the Diagnosis of ABPA systemic corticosteroids are essential to prevent irre- 6,9 versible damage.137 The natural course of ABPA can Rosenberg-Patterson criteria Major criteria (mnemonic ARTEPICS) be best understood if we recognize the two impor- A ϭ Asthma tant classification schemes (Tables 6 and 7) of ABPA: R ϭ Roentgenographic fleeting pulmonary opacities (1) classification of ABPA into five stages as de- T ϭ Skin test positive for Aspergillus (type I reaction, scribed by Patterson et al8, and (2) classification of immediate cutaneous hyperreactivity) E ϭ Eosinophilia ABPA into ABPA-S (seropositive ABPA) and ABPA-CB P ϭ Precipitating antibodies (IgG) in serum (ABPA with central bronchiectasis) described by I ϭ IgE in serum elevated (Ͼ 1,000 IU/mL) Greenberger et al.12 C ϭ Central bronchiectasis S ϭ Serums A fumigatus-specific IgG and IgE (more than twice the value of pooled serum samples from patients with Staging of ABPA: ABPA has been classified into asthma who have Aspergillus hypersensitivity) five stages, but a patient does not necessarily Minor criteria Presence of Aspergillus in sputum progress from one stage to the other sequentially Expectoration of brownish black mucus plugs (Table 6). Patients in stage I or III (depending on Delayed skin reaction to Aspergillus antigen (type III whether or not the disorder has been previously reaction) diagnosed) are generally symptomatic with radio- The presence of six of eight major criteria makes the diagnosis almost certain; the disease is further classified as ABPA-S or graphic infiltrates, raised IgE levels, and elevated A ABPA-CB on the absence or presence of central fumigatus-specific IgG/IgE.23 With glucocorticoid bronchiectasis, respectively therapy, there is clearing of radiographic opacities Minimal diagnostic criteria for ABPA32 with a 35 to 50% decline in IgE levels by 6 weeks Minimal ABPA-CB Asthma that defines remission or stage II. The aim of Immediate cutaneous hyperreactivity to Aspergillus antigens glucocorticoid therapy is not normalization of total Central bronchiectasis IgE levels because the immunologic process goes in Elevated IgE remission with just 35 to 50% decline in IgE levels, Raised A fumigatus-specific IgG and IgE Minimal ABPA-S and in many patients the IgE levels do not come to Asthma down to normal values. The test needs to be often Immediate cutaneous hyperreactivity to Aspergillus antigens repeated during therapy to determine the lowest Transient pulmonary infiltrates on chest radiograph level for an individual patient that serves as the Elevated IgE Raised A fumigatus-specific IgG and IgE baseline for that particular patient. Treatment is continued for 6 to 9 months, and if there are no exacerbations over the next 3 months after stopping specific IgE and IgG levels can help in confirming therapy, we label it as “complete remission.” Patients the diagnosis of ABPA because values of IgG/IgE in complete remission are followed up by serial IgE more than twice the pooled serum samples from levels every 6 months for the first year and then patients with asthma are raised only in ABPA.113,132 annually. Even in patients with complete remission, We currently use a cutoff value of 1,000 IU/mL for the IgE levels decline to normal in only a minority of the diagnosis of ABPA.22,23 While investigating a patients,128,133 and the aim of glucocorticoid therapy patient with asthma, we first perform an Aspergillus is not achievement of normal IgE levels.79 A com- skin test. Once it is positive, the total serum IgE plete remission does not imply a permanent remis- levels are done.131 If the value is Ͼ 1,000 IU/mL, we sion because exacerbations can occur several years perform the other tests (Fig 5). If the value is after remission.135 Almost 25 to 50% of the patients between 500 and 1,000 IU/mL, the next step is analysis have relapse/exacerbation of the disease, defined by of A fumigatus-specific IgE and IgG antibodies. If the doubling of the baseline IgE levels (stage III).8,9,22 levels are raised, the patient is followed up every 6 weeks Patients in stage IV require oral glucocorticoids for with total IgE levels. If the absolute value rises Ͼ 1,000 control of asthma (glucocorticoid-dependent asthma) IU/mL or there is a rising trend with clinical deterioration, or ABPA (glucocorticoid-dependent ABPA).10,22 Pa- the treatment is started. If the value is between 500 and tients in stage V are those with widespread bronchi- 1,000 IU/mL and IgE and IgG specific to A fumigatus are ectasis and varying degrees of pulmonary dysfunc- not raised, the patient is followed up with a yearly total tion. We define patients in stage V if they have IgE levels (Fig 5). hypercapnic respiratory failure (Pao2 Ͻ 60 mm Hg and Paco2 Ն 45 mm Hg) and/or cor pulmonale. Natural History Even in stage V ABPA, the disease can be clinically The natural history of ABPA is not well character- as well as immunologically active requiring long- ized.9,128,133–136 An early diagnosis and initiation of term glucocorticoid therapy.136,138 812 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 10. Figure 5. Algorithm followed in the diagnostic workup for allergic bronchopulmonary aspergillosis in the author’s chest clinic. Radiologic Classification of ABPA: ABPA is clas- and ABPA-CB-ORF (other radiologic findings) sified as ABPA-S or ABPA-CB, respectively, de- (Table 7). Patients with ABPA-S probably repre- pending on the absence or presence of bronchiec- sent the earliest stage of the disorder. It is be- tasis or as ABPA-S (mild), ABPA-CB (moderate), lieved that patients with ABPA-S have a milder www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 813 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 11. Table 6 —Stages of ABPA8,22 Stage Description Clinical Picture Radiologic Findings Immunologic Features I Acute phase Usually symptomatic, Normal or presence of IgE Ͼ 1,000 IU/mL, raised fever, weight loss, radiologic opacities specific IgG/IgE and wheeze precipitins to A fumigatus II Remission Asymptomatic Generally normal or significant Usually 35–50% decline in IgE resolution of radiologic levels by 6 wk to 3 mo; we opacities from the acute give additional label of phase “complete remission” if the patient did not have any additional ABPA exacerbations over the next 3 mo after stopping steroid therapy III Exacerbation Symptomatic as in acute Transient or fixed pulmonary Doubling of IgE levels from phase opacities baseline IV Glucocorticoid-dependent Symptomatic Transient or fixed pulmonary Two groups can be identified: ABPA opacities one in whom IgE levels do not rise but require steroids for asthma control (glucocorticoid- dependent asthma); the other in whom steroids are required to continually suppress the disease activity (glucocorticoid- dependent ABPA) V End-stage (fibrotic) Symptomatic, findings of Evidence of bronchiectasis, Serum IgE levels and specific ABPA fixed airway pulmonary fibrosis, immunoglobulins do not obstruction, severe pulmonary hypertension become normal in most pulmonary patients, and even these dysfunction, type II patients can have frequent respiratory failure, cor exacerbations pulmonale clinical course and less severe immunologic find- creases the probability of a smoother course of this ings when compared to ABPA-CB based on the relapsing-remitting disorder. inference of three studies (total of 124 pa- tients).12,139,140 In the largest of these three studies Management (76 patients), only the A fumigatus-specific IgG levels were higher in patients with ABPA-CB The management of ABPA includes two important compared to ABPA-S. Other immunologic param- aspects: institution of glucocorticoids to control the eters were not significantly different between the immunologic activity and close monitoring for detec- two groups.12 In our study of 126 patients, the tion of relapses. Another possible target is the use of clinical, spirometric, and immunologic findings antifungal agents to attenuate the fungal burden were not significantly different when classifying secondary to the fungal colonization in the airways. ABPA into ABPA-S and ABPA-CB or as ABPA-S, ABPA-CB, and ABPA-CB-ORF.22 Systemic Glucocorticoid Therapy: Oral corticoste- However, the course of patients with ABPA-S is roids are the treatment of choice for ABPA. They not likely to be less severe when compared to those with only suppress the immune hyperfunction but are also ABPA-CB. In a multivariate analysis of 155 patients antiinflammatory. There are no data to guide the with ABPA, we demonstrated that the severity of dose and duration of glucocorticoids, and different bronchiectasis and presence of hyperattenuating regimens of glucocorticoids have been used (Table mucoid impaction on HRCT-predicted relapses of 8). The use of lower doses of glucocorticoids was ABPA and the severity of bronchiectasis was an associated with frequent relapses or corticosteroid independent predictor of failure to achieve long- dependence (45%).9 We use a higher dosage of term remission.23 Thus it may not be important to glucocorticoids for a longer duration and observed stage the severity of ABPA based on the presence higher remission rates and a lower prevalence of or absence of CB, but it remains prudent to glucocorticoid-dependent ABPA (13.5%).22 This diagnose and treat ABPA early to prevent the raises the possibility of a higher dose and prolonged development of bronchiectasis because it in- duration of corticosteroid therapy being associated 814 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 12. Table 7—Radiologic Classification of ABPA* Table 8 —Treatment Protocols for the Management of ABPA Classification Features Oral glucocorticoids Greenberger et al 12 Regime 15 classification Prednisolone, 0.5 mg/kg/d, for 1–2 wk, then on alternate days ABPA-S All the diagnostic features of ABPA for 6–8 wk. Then taper by 5–10 mg every 2 wk and but no evidence of central discontinue bronchiectasis on HRCT. Repeat the total serum IgE concentration and chest Patients with ABPA-S may be radiograph in 6 to 8 wk classified as Patterson stages I to Regime 222,113 IV. These patients may have Prednisolone, 0.75 mg/kg, for 6 wk, 0.5 mg/kg for 6 wk, then recurrent exacerbations and may tapered by 5 mg every 6 wk to continue for a total duration also be classified as stage III of at least 6 to 12 mo. The total IgE levels are repeated (ABPA-CB) All findings of ABPA including CB every 6 to 8 wk for 1 yr to determine the baseline IgE on HRCT. Patients with ABPA- concentrations CB may belong to any of the Follow-up and monitoring Patterson stages The patients are followed up with a medical history and Kumar140 classification physical examination, chest radiograph, and measurement of ABPA-S ABPA without CB total IgE levels every 6 wk to demonstrate decline in IgE ABPA-CB ABPA with CB levels and clearing of the chest radiograph ABPA-CB-ORF ABPA with CB other radiologic A 35% decline in IgE level signifies satisfactory response to features such as pulmonary therapy. Doubling of the baseline IgE value can signify a fibrosis, bleb, bullae, silent ABPA exacerbation pneumothorax, parenchymal If the patient cannot be tapered off prednisolone, the disease scarring, emphysematous change, has evolved into stage IV. Management should be multiple cyst, fibrocavitary attempted with alternate-day prednisone with the least lesions, aspergilloma, ground- possible dose glass appearance, collapse, Monitor for adverse effects (eg, hypertension, secondary mediastinal lymph node, pleural diabetes) effusion, and pleural thickening Prophylaxis for osteoporosis: oral calcium and bisphosphonates *Both the classification schemes believe that patients without CB and Oral itraconazole ORF have serologically milder disease, but it has been shown that Dose: 200 mg bid for 16 wk then once a day for 16 wk there is no difference in clinical, spirometric, and serological Indication: First relapse of ABPA or glucocorticoid-dependent severity between patients with and without bronchiectasis (see text ABPA for details). Follow-up and monitoring Monitor for adverse effects (eg, nausea, vomiting, diarrhea, and elevated liver enzymes) with better outcomes. However, there are no direct Monitor for drug–drug interactions comparisons between the two regimens, and the Monitor clinical response based on clinical course, selection is a matter of personal preference. The radiography, and total IgE levels clinical effectiveness of steroid therapy is reflected by marked decreases in the patient’s total serum IgE levels (there seems to be no correlation between serum levels of A fumigatus-specific IgE levels and agent, itraconazole.130,141,148 –160 Only two random- disease activity141) along with symptom and radio- ized controlled studies (84 patients) have evaluated graphic improvements. The goal of therapy is not to the role of itraconazole in ABPA.130,156 Pooled anal- attempt normalization of IgE levels but to decrease ysis showed that itraconazole could significantly de- the IgE levels by 35 to 50%, which leads to clinical crease the IgE levels by Ն 25% when compared to and radiographic improvement. One should also placebo but did not cause significant improvement in establish a stable serum level of total IgE to serve as lung function.161 A major limitation was that neither a guide to future detection of relapse. of the studies reported long-term outcomes in ABPA. Thus longer term trials are required before a Inhaled Corticosteroids: Although small case stud- firm recommendation can be made for the use of ies suggest some benefit of inhaled corticosteroids in itraconazole in ABPA. We currently use itraconazole the management of ABPA,142–145 a double-blind mul- only after the first relapse of ABPA despite glucocor- ticenter placebo-controlled trial in 32 patients sug- ticoid therapy or in patients with glucocorticoid- gested no superiority over placebo.146 We use inhaled dependent ABPA (Table 8). In the limited numbers corticosteroids only for the control of asthma once the of patients in whom we have used the drug, there oral prednisolone dose is reduced to Ͻ 10 mg/day. was no observable advantage.22 Itraconazole not only has numerous adverse effects,162 but it also inhibits Oral Itraconazole: Ketoconazole has been tried in the metabolism of methylprednisolone (but not the past147 and has been replaced by the less toxic prednisolone) with resultant increased frequency of www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 815 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 13. Table 9 —Studies Describing Prevalence of AH and/or ABPA in Patients With CF Study Year Nature of Study Patients, No. AH in CF ABPA* in CF Diagnosis of AH† 184 Mearns et al 1967 Prospective 86 28/86 Skin test Allan et al185 1975 Prospective 30 11/30 Skin test Silverman et al186 1978 Prospective 48 17 Skin test Nelson et al187 1979 Prospective 46 18/46 5/46 Skin test Laufer et al177 1984 Prospective 100 53/100 10/100 Skin test Feanny et al188 1988 Prospective 117 18/117 12/117 Skin test Schonheyder et al189 1988 Prospective 200 10/200 Zeaske et al190 1988 Prospective 75 44/75 10/75 Skin test Knutsen et al176 1990 Prospective 73 18/73 9/73 Skin test Nicolai et al179 1990 Prospective 148 58/148 Serology Simmonds et al191 1990 Prospective 137 8/137 Hutcheson et al192 1991 Prospective 79 24/79 Skin test el-Dahr et al193 1994 Prospective 147 30/147 22/147 Serology Marchant et al194 1994 Retrospective 160 16/160 Skin test Mroueh and Spock178 1994 Retrospective 236 38/87 15/236 Skin test Becker et al181 1996 Prospective 53 15/51 1/53 Skin test Hutcheson et al195 1996 Prospective 118 47/112 6/118 Skin test Geller et al182 1999 Prospective 14,210 281/14,210 Nepomuceno et al153 1999 Retrospective 172 16/172 Cimon et al196 2000 Prospective 128 5/128 Mastella et al174 2000 Prospective 12,447 967/12,447 Taccetti et al197 2000 Prospective 3,089 191/3,089 Ritz et al180 2005 Prospective 160 20/160 11/160 Serology Skov et al183 2005 Retrospective 277 13/277 Almeida et al198 2006 Prospective 32 11/32 2/32 Skin test Kraemer et al173 2006 Prospective 122 16/122 Chotirmall et al199 2008 Prospective 50 6/50 Rapaka and Kolls200 2008 Retrospective 440 31/440 * ABPA: Studies have used different inclusion criteria for diagnosing ABPA. See text for further details. † AH: Defined as immediate cutaneous hypersensitivity to Aspergillus antigen or a positive specific IgE in serum against A fumigatus (radioallergosorbent test class Ն 2) and/or increased specific IgE in serum against rAsp f1 Ͼ 9.6 EU/mL, with normal values for rAsp f4 (Ͻ 8.4 EU/mL) and rAsp f6 (Ͻ 7.2 EU/mL) steroid side effects including adrenal insufficiency.163 clude recurrent asthma exacerbations and, if Adrenal suppression has also been reported with the untreated, the development of bronchiectasis with concomitant use of itraconazole and inhaled budes- subsequent pulmonary hypertension and respiratory onide.164,165 failure. In fact, this is the reason why routine screen- ing is recommended in bronchial asthma to prevent Other Therapies: There is a single patient case the complications just described. report of ABPA treated with inhaled amphotericin and budesonide.166 Similarly, there is another case ABPA in Special Situations record on the use of omalizumab for the manage- ABPA Complicating CF: The association of ABPA ment of ABPA.167 One author has also used pulse and CF was first reported in 1965.172 The occur- doses of IV methylprednisolone for the treatment of rence of ABPA in CF is associated with deterioration severe ABPA.168 Recently, voriconazole has also of lung function, higher rates of microbial coloniza- been tried in the treatment of ABPA.169 –171 tion, pneumothorax, massive hemoptysis, and poorer nutritional status.153,173,174 A key element in the Differential Diagnosis and Complications immunopathogenesis may be exposure to high levels The disorder needs to be differentiated from the of Aspergillus allergens due to abnormal mucus following conditions: Aspergillus hypersensitive properties.175 The recognition of ABPA in CF can be bronchial asthma, pulmonary tuberculosis in en- difficult because ABPA shares many clinical charac- demic areas, community-acquired pneumonia (espe- teristics with poorly controlled CF lung disease. cially acute presentations), and other inflammatory Presence of wheezing, pulmonary infiltrates, bron- pulmonary disorders such as eosinophilic pneumo- chiectasis, and mucus plugging are common mani- nia, bronchocentric granulomatosis, and Churg- festations of CF-related pulmonary disease without Strauss syndrome. The complications of ABPA in- ABPA. The prevalence of AH in patients with CF 816 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 14. has been reported between 29% and 53%,176 –180 and prevalence of ABPA of 7.8% (95% confidence inter- the prevalence of ABPA as 1 to 15%. Atopy seems to val, 5.8 to 10) using a random effects model [Figs 6 be an important risk factor for ABPA in CF, with and 7]. There was no uniformity in the diagnostic ABPA observed in 22% of atopic patients but only criteria between different studies with varying crite- 2% of nonatopic patients.153,181–183 ria used for diagnosis of AH and ABPA. This fact has To determine the prevalence of AH/ABPA in CF, also been previously reported in a questionnaire- a systematic search was performed. The search based study, which revealed a considerable variabil- yielded 28 studies (16 studies [1,391 patients] de- ity in the criteria used for the diagnosis of ABPA in scribing the prevalence of AH in CF and 23 CF.201 Therefore, prospective reporting of cases with studies [32,589 patients] describing the prevalence uniform criteria would be the only way to reliably of ABPA in CF) that have described the preva- identify the true prevalence of ABPA in CF. lence of AH and/or ABPA in patients with CF Although a high proportion of CF patients develop (Table 9).153,173,174,176 –200 A proportion metaanalysis of sensitization to A fumigatus, many demonstrate a these studies suggested the prevalence of AH in CF spontaneous decline in many immunologic parame- of 34% (95% confidence interval, 27 to 41) and the ters, including IgE levels.192 The diagnosis of ABPA Figure 6. Proportion metaanalysis showing the prevalence of Aspergillus hypersensitivity in patients with cystic fibrosis (random effects model). www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 817 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 15. Figure 7. Proportion metaanalysis showing the prevalence of allergic bronchopulmonary aspergillosis in patients with CF (random effects model). in CF should not be based solely on serology and data are available to formulate conclusive treatment skin test results, and prolonged testing might be recommendations for ABPA in CF. The treatment required to make a definite diagnosis (Table 10). The issues are further complicated because pulmonary treatment of ABPA in CF is not very different from exacerbations in a patient with ABPA and CF could that of ABPA in bronchial asthma, except minimal be related to ABPA or pulmonary infection, and 818 Global Medicine Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 16. Table 10 —Consensus Conference Proposed Diagnostic lung diseases like idiopathic bronchiectasis,209 and Screening Criteria for ABPA in CF202 post-tubercular bronchiectasis,210 bronchiectasis Classic diagnostic criteria secondary to Kartagener syndrome,211 COPD,212 1. Acute or subacute clinical deterioration (cough, wheeze, and and in patients with chronic granulomatous dis- other pulmonary symptoms) not explained by another etiology ease and hyper IgE syndrome.213 However, these 2. Serum total IgE levels Ͼ 1,000 IU/mL are case reports or small case studies, and larger 3. Immediate cutaneous reactivity to Aspergillus or presence of observations are required to definitely establish an serum IgE antibody to A fumigatus 4. Precipitating antibodies to A fumigatus or serum IgG antibody association. to A fumigatus 5. New or recent abnormalities on chest radiograph or chest CT Coexistence of ABPA and Aspergilloma: The sero- scan that have not cleared with antibiotics and standard logic findings of ABPA have also been reported in physiotherapy patients with aspergilloma214 –224 and chronic necro- Minimal diagnostic criteria 1. Acute or subacute clinical deterioration (cough, wheeze, and tizing pulmonary aspergillosis.225 This ABPA-like other pulmonary symptoms) not explained by another etiology syndrome probably represents a true hypersensitivity 2. Total serum IgE levels Ͼ 500 IU/mL. If total IgE level is 200– reaction consequent to the colonization of Aspergil- 500 IU/mL, repeat testing in 1–3 mo is recommended lus in long-standing pulmonary cavities and the 3. Immediate cutaneous reactivity to Aspergillus or presence of continuous release of Aspergillus antigens that leads serum IgE antibody to A fumigatus 4. One of the following: (1) precipitins to A fumigatus or to immunologic activation.214,215 Most patients show demonstration of IgG antibody to A fumigatus; or (2) new or a brisk response to glucocorticoids.214 –217,224 recent abnormalities on chest radiography (on chest radiography or chest CT scan that have not cleared with antibiotics and Allergic Bronchopulmonary Mycosis: Allergic standard physiotherapy) bronchopulmonary mycosis is the occurrence of an Screening for ABPA in CF 1. Maintain a high level of suspicion for ABPA in patients with CF ABPA-like syndrome due to non-A fumigatus fungal 2. Determine the total serum IgE levels annually. If the total organisms. A variety of fungal agents (Table 11) have serum IgE levels is Ͼ 500 IU/mL, perform A fumigatus skin test been reported to cause this syndrome, but the fre- or use an IgE antibody to A fumigatus. If results are positive, quency is far less when compared to ABPA.218,226 –240 consider diagnosis on the basis of minimal criteria 3. If the total serum IgE levels is 200–500 IU/mL, repeat the measurement if there is increased suspicion for ABPA and perform ABPA and Allergic Aspergillus Sinusitis: Allergic further diagnostic tests (immediate skin test reactivity to A Aspergillus sinusitis (AAS) is a clinical entity in which fumigatus, IgE antibody to A fumigatus, A fumigatus precipitins, or mucoid impaction akin to that of ABPA occurs in the serum IgG antibody to A fumigatus, and chest radiography) paranasal sinuses.241 The pathogenesis is also similar to ABPA and represents an allergic hypersensitivity hence continuous assessment may be required over response to the presence of fungi within the sinus months with repeat performance of all the serologic cavity.242 The patient is often asymptomatic or can investigations for ABPA before a decision to treat an manifest with symptoms of nasal obstruction, rhinor- individual case is made.202 ABPA Without Bronchial Asthma: ABPA may Table 11—Fungi Implicated in the Causation of occasionally develop in an individual without preex- Allergic Bronchopulmonary Mycosis isting asthma. We have performed a systematic MEDLINE search for the occurrence of ABPA Fungi Study/Year without bronchial asthma.100 In total they included A niger Sharma et al218/1985 36 cases reported across the globe; two cases dem- Helminthosporium spp Dolan et al226/1970 onstrated bronchodilator reversibility,203 and one Penicillium spp Sahn and Lakshminarayan227/1973 Aspergillus ochraceus Novey and Wells228/1978 showed airway hyperresponsiveness to methacholine Stemphylium spp Benatar et al229/1980 challenge.204 Most of the cases demonstrated hy- Aspergillus terreus Laham et al230/1981 persensitivity to A fumigatus, but three cases Drechslera spp McAleer et al231/1981 showed hypersensitivity to Helminthosporium,203 Torulopsis spp Patterson et al232/1982 and one case each to Aspergillus niger.205,206 Be- Mucor-like spp Patterson et al232/1982 Candida spp Akiyama et al234/1984 cause of the absence of bronchial asthma, these Pseudallescheria spp Lake et al235/1990 cases are often mistaken initially for other pulmo- Bipolaris spp Lake et al236/1991 nary disorders like bronchogenic carcinoma206 –208 Curvularia spp Lake et al236/1991 or pulmonary tuberculosis.100 Schizophyllum spp Kamei et al237/1994 Fusarium spp Backman et al238/1995 ABPA Complicating Other Conditions: Occasion- Cladosporium spp Moreno-Ancillo et al239/1996 Saccharomyces spp Ogawa et al240/2004 ally ABPA has been reported to complicate other www.chestjournal.org CHEST / 135 / 3 / MARCH, 2009 819 Downloaded from chestjournal.chestpubs.org by guest on April 23, 2012 © 2009 American College of Chest Physicians
  • 17. rhea, headache, and epistaxis. Occasionally, the 5 Greenberger PA. Allergic bronchopulmonary aspergillo- allergic fungal sinusitis may extend into adjacent sis. J Allergy Clin Immunol 2002; 110:685– 692 6 Rosenberg M, Patterson R, Mintzer R, et al. Clinical and spaces such as the orbit and manifest as propto- immunologic criteria for the diagnosis of allergic broncho- sis.243 Although in many patients with ABPA, pulmonary aspergillosis. Ann Intern Med 1977; 86:405– 414 sinusitis can often be radiologically demonstrated, 7 Greenberger PA, Patterson R, Ghory A, et al. Late sequelae it may not be possible to confirm the diagnosis of of allergic bronchopulmonary aspergillosis. J Allergy Clin AAS because many patients decline to undergo the Immunol 1980; 66:327–335 8 Patterson R, Greenberger PA, Radin RC, et al. Allergic diagnostic procedures required to establish the bronchopulmonary aspergillosis: staging as an aid to man- diagnosis. We currently label the patients with agement. Ann Intern Med 1982; 96:286 –291 ABPA as having concomitant AAS if there is 9 Patterson R, Greenberger PA, Halwig JM, et al. Allergic combination of hyperattenuating mucus and/or bronchopulmonary aspergillosis: natural history and classifi- bony erosion on a paranasal CT scan. Treatment is cation of early disease by serologic and roentgenographic studies. Arch Intern Med 1986; 146:916 –918 initiated for ABPA with patients receiving addi- 10 Patterson R, Greenberger PA, Lee TM, et al. Prolonged tional intranasal glucocorticoids. If the symptoms evaluation of patients with corticosteroid-dependent asthma persist or are troublesome, surgical management stage of allergic bronchopulmonary aspergillosis. J Allergy may be required for the management of AAS. Clin Immunol 1987; 80:663– 668 11 Greenberger PA, Patterson R. Allergic bronchopulmonary aspergillosis and the evaluation of the patient with asthma. J Allergy Clin Immunol 1988; 81:646 – 650 Conclusions 12 Greenberger PA, Miller TP, Roberts M, et al. Allergic bronchopulmonary aspergillosis in patients with and without A high index of suspicion for ABPA should be evidence of bronchiectasis. Ann Allergy 1993; 70:333–338 maintained while managing any patient with bron- 13 Greenberger PA. Clinical aspects of allergic bronchopulmo- chial asthma whatever the severity or the level of nary aspergillosis. Front Biosci 2003; 8:S119 –S127 14 Rajan TV. The Gell-Coombs classification of hypersensitivity control. Host immunologic responses are central to reactions: a re-interpretation. Trends Immunol 2003; 24:376 – the pathogenesis, and they are the primary determi- 379 nants of the clinical, biologic, pathologic, and radio- 15 Geha RS, Sampson HA, Askenase PW, et al. Allergy and logic features of this disorder. ABPA may precede hypersensitivity. In: Janeway CA, Travers P, Walport M, et al. the clinical recognition of the disorder for many eds. Immunobiology. New York, NY: Garland, 2001; 517–556 16 Hinson KFW, Moon AJ, Plummer NS. Broncho-pulmonary years or even decades, and it is often misdiagnosed as aspergillosis; a review and a report of eight new cases. a variety of pulmonary diseases. Because a patient Thorax 1952; 7:317–333 with ABPA can be minimally symptomatic or asymp- 17 Muscat I, Oxborrow S, Siddorn J. Allergic bronchopulmo- tomatic, all patients with bronchial asthma should be nary mycosis. Lancet 1988; 1:1341 routinely screened with an Aspergillus skin test. In 18 Kirsten D, Nowak D, Rabe KF, et al. [Diagnosis of bron- chopulmonary aspergillosis is often made too late]. Med Klin patients with Aspergillus hypersensitivity, further (Munich) 1993; 88:353–356 immunologic studies are warranted to diagnose 19 Behera D, Guleria R, Jindal SK, et al. 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