2008 Int'l Bar Association -- Money Laundering Gatekeeper Ethics

Ethical Dilemma: The Attorney as Gatekeeper in Anti-Money Laundering Systems ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

AML Policies and Lawyers as Gatekeepers: Are the Ethical Implications As Great as Some Feared? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

United Nations Office on Drugs & Crime ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Additional United Nations’ Actions ,[object Object],[object Object],[object Object],[object Object]

The Financial Action Task Force ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

FATF 40 Recommendations ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

9 Special Recommendations on Terrorist Financing ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Methods of Money Laundering ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

ML Contributes to World Inequality 1820 – 1980. What are the Consequences? (Raymond W. Baker)

Benefits and Challenges ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

FATF’s Attempt to Balance Attorney-Client Confidentiality & the Value of Making Lawyers “Gatekeepers” ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

FATF -- Recommendation 12 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

FATF-- Recommendation 16 ,[object Object],[object Object],[object Object],[object Object],[object Object]

IBA-Established Norms ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Council of Bars & Law Societies of Europe/El Consejo de la Abogacía Europea ( CCBE) Code of Conduct –2.3 Confidentiality ,[object Object],[object Object],[object Object],[object Object]

The Anti-Money Laundering Legislation Implementation Group (AMLLIG) – under Int’l Bar Association Auspices ,[object Object],[object Object],[object Object],[object Object],[object Object]

Principal AMLIIG Concerns relating to the Application of AML Rules to the Legal Profession ,[object Object],[object Object],[object Object]

Excerpts of 18 U.S. C. § 1956. Laundering of Monetary Instruments – The Issue of Extra-territoriality ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Specified ML Offices: Double Standard? Criminal Activity US Ex-US Criminal Activity US Ex-US Criminal Activity US Ex-US Aircraft piracy X Firearms X Prohibited nucl. materials… X Alien smuggling X Food stamp crimes X Racketeering X Arms export X Foreign Agents Reg. crimes X Securities fraud X Bank fraud X X Foreign corrupt practices X X Sexual exploitation, children X Bank rob./burg., gov. prop. X Fraud and false statements X State felonies X NA Bank Secrecy Act crimes X Gambling X Tariff Act crimes X Bankruptcy fraud X X Health care fraud X Terrorism X X Bribery X X Kidnapping X X Threat./injure fed. official… X Computer crimes X Mail fraud X X Trading w/ Enemy crimes X Congress/cabinet assassin. X Mail theft X Trafficking contraband cig. X Conspiracy to kill, kidnap… X Malicious mischief X Trafficking counterfeit goods X Copyright infringement X Murder on federal facility X Trafficking in stolen property X Counterfeiting and forgery X Murder, foreign officials… X X Transport. illegal sex. act. X Customs crimes X Murder, US employee X X Treaty violations--extradition NA X Destruction of aircraft X Narcotics offenses X X Unauth. sound/video record. X Destruct., fire… gov. prop X National resource conserv. X Union/labor mgt. embezzle. X Embezzlement and theft X X Obscenity X Unlawful citizenship X E. Econ. Powers Act crimes X Obstruction of justice X Violence at intl airports X Espionage X Ocean dumping X Violence, maritime navig… X Export crimes X X Passport/visa crimes X Water pollution X Extortion and threats X X Peonage and slavery X Wire fraud X X Extort. credit transactions X Presidential violence/kidnap. X

American Bar Ass’n Rules of Prof. Conduct 1.6: Confidentiality of Information ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Key Excerpts from ABA Rule 1.13: Organization as Client ,[object Object],[object Object],[object Object]

Recent Observations of James H. Freis, Jr., Director, U.S. Financial Crimes Enforcement Network ,[object Object],[object Object]

The Importance of Effective Oversight within Law Firms ,[object Object],[object Object],[object Object],[object Object],[object Object]

Certain Questions to Ponder ,[object Object],[object Object],[object Object],[object Object],[object Object]

2008 Int'l Bar Association -- Money Laundering Gatekeeper Ethics

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2008 Int'l Bar Association -- Money Laundering Gatekeeper Ethics