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Metal-rich Ambient Particles (Particulate Matter2.5)
Cause Airway Inflammation in Healthy Subjects
Frank Schaumann, Paul J. A. Borm, Andreas Herbrich, Johannes Knoch, Mike Pitz, Roel P. F. Schins,
Birgit Luettig, Jens M. Hohlfeld, Joachim Heinrich, and Norbert Krug

Fraunhofer Institute of Toxicology and Experimental Medicine, Hannover; Institut fur Umweltmedizinische Forschung, Duesseldorf;
                                                                                  ¨
and GSF-National Research Center for Environment and Health, Institute of Epidemiology, Neuherberg, Germany


                                                                                   Hettstedt and Zerbst particles in a mouse model of ovalbumin-
Epidemiologic studies have shown an increased prevalence of aller-
gic asthma in children living in a German smelter area (Hettstedt)                 induced allergic airway disease (5). They demonstrated that an
compared with a cohort who live in a nonindustrialized area                        intratracheal instillation of an equal mass of PM2.5 collected in
(Zerbst). However, it is not known whether ambient particles (par-                 1999 in Hettstedt, but not that collected in Zerbst, caused a
ticulate matter2.5 [PM2.5]) from these areas induce distinct lung in-              significant increase in airway responsiveness and lung inflamma-
flammation, which might be an explanation for this difference.                     tion. Levels of transition metals (including zinc, copper, and
Therefore, 100 g of PM2.5 suspensions, collected simultaneously                    cadmium) and oxidant generation (6) were several fold increased
in the two areas, were instilled through a bronchoscope into contra-
                                                                                   in PM2.5 from Hettstedt compared with Zerbst. Although epide-
lateral lung segments of 12 healthy volunteers. PM2.5 from both
                                                                                   miology and animal toxicology demonstrate convincing consis-
Hettstedt and Zerbst increased the number of leukocytes in the
                                                                                   tency, it is unclear whether humans subjected to equal masses
bronchoalveolar lavage performed 24 hours later. PM2.5 from Hett-
                                                                                   of PM2.5 from these areas react with distinct inflammatory reac-
stedt, but not Zerbst, induced a significant influx of monocytes (Hett-
                                                                                   tions of the lung. Therefore, in a first approach, the aim of this
stedt: 7.0% vs. Zerbst: 4.3%) without influencing the expression of
                                                                                   study was to instill PM2.5 suspensions collected simultaneously
surface activation markers on monocytes and alveolar macrophages.
                                                                                   from Hettstedt and Zerbst into two different lung segments of
Oxidant radical generation of bronchoalveolar lavage cells and cyto-
                                                                                   healthy nonallergic subjects. To reflect environmentally relevant
kine concentration (interleukin-6 and tumor necrosis factor- ) in
                                                                                   conditions, low masses of 100 g PM2.5 from both cities were
bronchoalveolar lavage fluid was significantly increased after instilla-
                                                                                   used. We tested the hypothesis that PM2.5 from both cities would
tion of Hettstedt PM2.5. We conclude that environmentally relevant
                                                                                   enhance bronchial inflammation and oxidative stress, and that
concentrations of PM2.5 from the smelter area induced distinct airway
inflammation in healthy subjects with a selective influx of monocytes              the effect of PM from Hettstedt would be more pronounced than
and increased generation of oxidant radicals. The higher concentra-                that from Zerbst. Some of the results of this study have been
tion of transition metals in PM2.5 from Hettstedt might be responsible             previously reported in the form of an abstract (7).
for this increased inflammation.
                                                                                   METHODS
Keywords: air pollution, bronchoscopy; monocytes; oxidants
                                                                                   Collection of Fine Particles (PM2.5) and Filter Preparation
Cross-sectional epidemiologic studies in eastern Germany have
                                                                                   The sample period was between January 8, 2002 and June 18, 2002.
clearly shown that regional differences in ambient particulate
                                                                                   We used a Graseby Anderson Dichotomous Sampler Series 240 (At-
matter (PM) concentration are associated with differences in the
                                                                                   lanta, GA) with Anderson Teflon membrane filters (37 mm diameter,
prevalence of respiratory and allergic diseases. School children
                                                                                   pore size of 2 m) for particle collection. Further details have been
living in the smelter area of Hettstedt, which was strongly im-                    previously described (8). PM was removed by a procedure including
pacted by PM during the 1980s and in the early 1990s, had a                        repetitive manual agitation (5 minutes) followed by sonication in a sonica-
significantly higher prevalence of allergies and bronchitis com-                    tion water bath for 10 minutes in sterile, pyrogen-free water (8). The
pared with children living in the rural control area of Zerbst (1).                resulting suspension was diluted to a concentration of 200 g/ml based
After the German reunification, levels of total PM were reduced                     on filter loading. LPS was determined using the quantitative kinetic
and PM concentrations converged between different areas                            Limulus Amebocyte Lysate method (Kinetic-QCL, BioWhittaker, Walk-
                                                                                   erville, MD), as previously described (8). Hydroxyl radical generation
throughout the 1990s. The differences in the prevalence rates
                                                                                   of the particle suspensions was measured using electron paramagnetic
of nonallergic respiratory symptoms between the two cities de-
                                                                                   resonance, as described previously (6). Inductively coupled plasma mass
creased and lung function impairment improved along with im-
                                                                                   spectrometry (ICP-MS, ELEMENT2; Finnigan MAT, Bremen, Germany)
proved air quality (2–4). However, the difference in the prevalence
                                                                                   was used to determine the concentrations of transition metals in the
of allergies remained (4), which indicates that the composition
                                                                                   aqueous suspensions of PM.
of Hettstedt PM may contribute to the higher prevalence of                             For the instillation experiments, PM2.5 suspensions from each area
allergies in that area independently of particle mass. This ques-                  with low endotoxin concentration were selected (Figure 1). Samples
tion has been investigated by Gavett and coworkers, who applied                    from Weeks 1, 6, and 8–11 were pooled, adjusted to 50 g/ml PM using
                                                                                   sterile saline, aliquoted in 2 ml, and stored at 80 C until the day of
                                                                                   bronchoscopy. Before instillation, samples were adjusted to 10 ml with
                                                                                   sterile saline solution to a resulting PM2.5 concentration of 100 g/10 ml.
(Received in original form March 29, 2004; accepted in final form June 28, 2004)
                                                                                   Study Subjects
Supported by grants from Deutsche Forschungsgemeinschaft (SFB 587, project
                                                                                   The study population consisted of 12 healthy subjects (8 women and
B9), Fraunhofer Society, Institut fuer Umweltmedizinische Forschung, and GSF-
                                                                                   4 men, mean age 27 2.5 years). Each subject had a normal physical
National Research Center for Environment and Health.
                                                                                   examination, normal lung function test results, and no clinically relevant
Correspondence and requests for reprints should be addressed to Norbert Krug,
                                                                                   laboratory test findings. None of the subjects had elevated serum IgE
M.D., Fraunhofer Institute of Toxicology and Experimental Medicine, Nikolai-
                                                                                   ( 100 IU/ml), bronchial hyperresponsivesness (PC20 [provocative con-
Fuchs-Str. 1, Hannover 30625, Germany. E-mail: krug@item.fraunhofer.de
                                                                                   centration]    8 mg/ml methacholine), a positive skin-prick test (20
Am J Respir Crit Care Med Vol 170. pp 898–903, 2004
                                                                                   major inhalative allergens), or infections of the respiratory tract within
Originally Published in Press as DOI: 10.1164/rccm.200403-423OC on June 30, 2004
                                                                                   the last month. Current smokers, persons living or working with smok-
Internet address: www.atsjournals.org
Schaumann, Borm, Herbrich, et al.: Metal-rich PM2.5 and Airway Inflammation                                                                         899

                                                                               TABLE 1. METAL CONCENTRATION ( g/L) IN SELECTED
                                               Figure 1. Endotoxin (EU)        PM2.5 SUSPENSIONS FROM HETTSTEDT AND ZERBST
                                               concentration          (upper   MEASURED BY INDUCTIVELY COUPLED PLASMA
                                                                               MASS SPECTROMETRY (MEAN     SD)
                                               panel) and hydroxyl radical
                                               activity measured by elec-
                                                                                            Hettstedt             Zerbst           Ratio Hettstedt/Zerbst
                                               tron paramagnetic reso-
                                               nance (EPR) (measured as        Cd          0.4    0.2           0.2   0.2                   1.8
                                                                               Pb          7.8    1.0           7.0   1.9                   1.1
                                               arbitrary units (AU) (lower
                                                                               V           9.0    3.0           7.4   2.6                   1.2
                                               panel) of particulate mat-
                                                                               Cr          3.4    1.6           2.2   0.2                   1.6
                                               ter2.5 (PM2.5) filter suspen-
                                                                               Fe         93.9    36.4         83.1   42.8                  1.3
                                               sions sampled weekly in
                                                                               Ni         17.2    6.7           7.2   3.6                   2.4
                                               2002 in the areas of Hett-      Cu        123.6    53.4         35.6   10.3                  3.5
                                               stedt (dots) and Zerbst (tri-   Zn        691.7    601.2       148.3   36.6                  4.7
                                               angles). The indicated sam-
                                               ples (marked in gray) with
                                               low EU concentrations in
                                               both areas were pooled
                                                                               Flow Cytometric Phenotyping of BAL Cells
                                               for instillation (Weeks 1, 6,
                                               8–11).                          Using an EPICS XL flow cytometer (Beckmann Coulter), BAL cells were
                                                                               differentiated by size, autofluorescence in the FITC channel (540 nm),
                                                                               and the expression of surface markers: (1 ) alveolar macrophages: large
                                                                               cells, high granularity, and autofluorescence, positive for CD14low, (2 )
                                                                               monocytes: moderate size, granularity, and autofluorescence, brightly
                                                                               positive for CD14high, (3 ) lymphocytes: small size, low granularity, and
ers, and former smokers, who smoked during the last 5 years or more
                                                                               autofluorescence, negative for CD14, (4 ) neutrophils: similar in size to
than 5 pack-years, were excluded from the study. The exposure to
                                                                               monocytes with stronger granularity, positive for CD 16. The data of
tobacco smoke was controlled by the measurement of cotinine excretion
                                                                               104 cells were recorded and analyzed using EXPO 32 and EXPO 32
in the urine at both bronchoscopy days (inclusion criteria: cotinine
                                                                               MultiComp software (Beckmann Coulter). Fluorescence was expressed
concentration 20 ng/ml).
                                                                               as mean fluorescence intensity for each specific antibody proportional
    The study protocol was approved by the ethics committee of the
                                                                               to the values of mean fluorescence intensity of the isotype control.
Hannover Medical School. Before study inclusion, a written informed
consent was obtained from each subject.
                                                                               Oxygen Radical Generation of BAL Cells
                                                                               Oxidant radical generation of BAL cells was measured via chemilumines-
Bronchoscopy and Bronchoalveolar Lavage
                                                                               cence (Berthold LB 96 Microlumat; EG&G Berthold, Bad Wildbad,
After premedication (inhalation of 200 g salbutamol; atropine, 0.5 mg          Germany). BAL cells (2 105) were preincubated with 10 l of 12 mM
subcutaneously; and midazolam, 2–5 mg intravenously) and local anes-           lucigenin (Sigma, Taufkirchen, Germany) in PBS for 30 minutes (sponta-
thesia with topical lidocaine, a bronchoscopy was performed according          neous oxidant generation) followed by addition of 10 l zymosan A
to our standard protocol (9), which is consistent with international           solution (12 mg/ml in PBS; Sigma) (stimulated oxidant generation mea-
recommendations for fiberoptic bronchoscopy (10). During the first               sured for 45 minutes). The data were expressed as integrated relative
bronchoscopy, the bronchoscope (BF 160 P, Olympus Optical, Tokyo,              light units).
Japan) was wedged into one segment of the left lower lobe for a baseline
                                                                               Biochemical Assays in BAL Fluid
bronchoalveolar lavage (BAL) with 5           20 ml saline solution (37 C).
The instrument was passed into the right upper lobe and 10 ml of saline        Interleukin (IL)-1, IL-6, IL-8, and tumor necrosis factor- protein con-
was instilled into one segment as a control challenge. Then, 100 g PM          tent in nonconcentrated BAL fluid were measured by ELISA according
suspension from Hettstedt and 100 g PM suspension from Zerbst                  to the manufacturer’s recommendations (R&D Systems, Wiesbaden,
                                                                               Germany). Total BAL fluid protein content was determined with Pyro-
(each in 10 ml saline) were introduced into a segment of the middle
                                                                               gallol red (Auto kit Micro TP; Wako Chemicals, Neuss, Germany).
lobe and the lingula, respectively. All instillations were performed using
                                                                               Albumin was quantified using Turbodimetric Immunoassay (Micro-
new microcatheters (Vygon, Aachen, Germany). After 24 hours, a
                                                                               Albumin B; Wako), and lactate dehydrogenase was determined using
second bronchoscopy was performed, and three BALs were performed
                                                                               an enzymatic color test.
on the same segments challenged the day before.

Processing of BAL Cells
BAL fluid samples were processed as previously described (9). Briefly,
cells were filtered through a 100 m filter, centrifuged, and the superna-
tant was aliquoted and stored at 80 C. The total nucleated cell count
was performed using a Neubauer hemocytometer. Differential cell counts
were done using Diff-Quick staining (Dade Behring Inc., Marburg,
Germany) of cytospin slides and counting 400 cells per slide.
                                             105 BAL cells were used
    For immunofluorescence labeling, 1.5
for each test. Biotinylated monoclonal antibodies against CD14, CD16
(Beckmann Coulter, Krefeld, Germany), CD64, HLA-DR (Becton
Dickinson, Heidelberg, Germany), CD71 (Caltag, Hamburg, Germany),
CD54, CD11b, 27E10, CD163 (Dianova, Hamburg, Germany), or iso-
type controls (Caltag) were added according to the manufacturer’s
recommendations and incubated for 30 minutes at 4 C. After wash-
ing with phosphate-buffered saline (PBS), cells were incubated with
phycoerythrine-cyanine 5.1-conjugated Streptavidin (Beckman Coulter)
                                                                               Figure 2. Total bronchoalveolar lavage cell count at baseline and after
for 30 minutes. The samples were lysed, fixed (Lysing solution; Becton
                                                                               challenges with saline and PM2.5 from Hettstedt and Zerbst. Values are
Dickinson), washed, resuspended in PBS, and kept on ice until flow
                                                                               the mean     SD.
cytometric analysis.
900                                                            AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE VOL 170 2004

TABLE 2. PERCENTAGE OF LEUKOCYTES IN                                              Expression of Surface Markers on Alveolar Monocytes
BRONCHOALVEOLAR LAVAGE FLUID AT BASELINE                                          and Macrophages
AND AFTER CHALLENGES WITH SALINE AND PM2.5
                                                                                  BAL monocytes were quantified by flow cytometry on the basis
FROM HETTSTEDT AND ZERBST (MEAN      SD)
                                                                                  of size, granularity, and staining characteristics (Figure 3). They
BAL            Neutrophils (% )        Lymphocytes (% )        Macrophages (% )
                                                                                  showed an “immature” phenotype with CD71low, HLA-DRlow,
                                                                                  CD14high, and lower autofluorescence intensity. Monocytes were
Baseline           1.2    1.2              7.0    3.6               91.8   3.6
Saline             3.2    3.6              6.5    2.2               89.8   4.1    smaller compared with macrophages that had a “mature” pheno-
Hettstedt          6.2    7.1              6.4    2.9               87.9   7.2
                                                                                  type with CD71high, HLA-DRhigh, CD14low, and high autofluores-
Zerbst             3.7    4.6              5.3    2.1               90.9   5.0
                                                                                  cence. PM2.5 from Hettstedt (p        0.01), but not from Zerbst,
                                                                                  induced a significant increase in the percentage of recruited
  Definition of abbreviation: BAL   bronchoalveolar lavage fluid.
                                                                                  monocytes into the alveolar space compared with saline (saline:
                                                                                  3.7 2.7%, Hettstedt: 7.0 3.4%, Zerbst: 4.3 2.0%; Figure
                                                                                  4). The expression of cell-surface markers, such as complement
                                                                                  receptor CD11b, endotoxin receptor CD14, Fc receptors CD16
Statistics
                                                                                  and CD64, the marker of acute (CD54, 27E10) or late phase
Data are expressed as mean values      SD. Differences between the
                                                                                  of inflammatory process (CD163), as well as HLA-DR, and
challenged segments were tested using a paired, two-tailed sample
                                                                                  transferrin receptor CD71 on the alveolar marcrophages and on
Sigma test (SAS Institute, Cary, NC). Probability values of p 0.05
                                                                                  the recruited monocytes, were not statistically different to the
were considered to be significant.
                                                                                  control challenge in segments instilled with the PM2.5 from Zerbst
                                                                                  or Hettstedt (Table 3).
RESULTS
Analysis of PM2.5 Suspensions                                                     Oxidant Radical Generation of Stimulated BAL Cells
Figure 1 shows the endotoxin concentrations and the hydroxyl                      After zymosan stimulation, BAL cells from the segment exposed
radical generation in the PM2.5 suspensions for each of the 21                    to PM2.5 from Hettstedt showed an increase in oxidant radical
weekly collection periods in Hettstedt and Zerbst. For the instil-                generation compared with cells after saline challenge (p 0.01,
lation, we selected samples with low endotoxin concentrations                     Figure 5). There were no differences without stimulation (data
and with no obvious differences between samples of both loca-                     not shown). PM2.5 from Zerbst had neither an influence on the
tions (Weeks 1, 6, 8–11). The total PM2.5 mass on filters from                     spontaneous nor on the stimulated oxidant radical generation
these selected weeks was 13.1 mg for Hettstedt and 16.1 mg for                    of BAL cells compared with the control challenge.
Zerbst. The metal concentrations in the selected samples are
                                                                                  Biochemical Assays in BAL Fluid
given in Table 1. The LPS concentration in the pooled PM2.5
suspensions from the selected weeks was close to the detection                    PM2.5 from Hettstedt, but not Zerbst, augmented IL-6 production
limit of 0.005 EU/ml in both samples (Hettstedt: 0.012 EU/ml;                     (p 0.01) and the concentration of tumor necrosis factor- (p
Zerbst: 0.010 EU/ml).                                                             0.02) in the challenged segment compared with the saline chal-
                                                                                  lenged segment (Table 4). However, there was no effect on IL-8
Differential Cell Count of BAL Fluid
                                                                                  and IL-1 concentration. Instillation of PM2.5 from both Hettstedt
BAL fluid recovery was slightly less in the baseline BAL from the                  and Zerbst did not result in statistically significant differences
left lower lobe (68.5 13.7 ml), but recovery was not different                    of total protein, albumin, and LDH in the BAL fluid compared
between the BAL samples from the challenged segments (saline:                     with the control challenge with saline solution (data not shown).
72.3 10.0 ml, Hettstedt: 79.8 6.4 ml, Zerbst: 78.0 7.9 ml).
The PM2.5 from both Hettstedt and Zerbst led to a significant
                                                                                  DISCUSSION
increase in the total BAL cells (Figure 2). There was no signifi-
                                                                                  This study was performed to investigate the effect of an endo-
cant difference in the percentages of neutrophils, lymphocytes,
                                                                                  bronchial instillation of PM2.5 suspension from the two German
and macrophages after instillation of either PM compared with
                                                                                  cities, Hettstedt (industrial smelter area) and Zerbst (rural con-
saline, although a trend toward an increased percentage of neu-
trophils was seen after instillation of Hettstedt dust (Table 2).                 trol area), in healthy subjects. The cities are located 80 km apart




                                                                                                    Figure 3. Flow cytometric dot plot (side scatter vs.
                                                                                                    autofluorescence intensity) of BAL cells from a repre-
                                                                                                    sentative subject after saline challenge (left panel) and
                                                                                                    challenge with PM2.5 (right panel) from Hettstedt.
                                                                                                    Monocytes demonstrate lower granularity and auto-
                                                                                                    fluorescence intensity compared with macrophages.
Schaumann, Borm, Herbrich, et al.: Metal-rich PM2.5 and Airway Inflammation                                                             901

                                                                         with high expression of CD14 and increased tumor necrosis
                                                                         factor- gene expression, are newly recruited peripheral blood
                                                                         monocytes, which are primed for enhanced cytokine production
                                                                         (13). This influx of CD14high monocytes has also been described
                                                                         after segmental instillation of endotoxin (14) and after allergen
                                                                         provocation (15). Furthermore, increased numbers of these cells
                                                                         were found in chronic inflammatory lung diseases (16). There-
                                                                         fore, the monocyte influx seems to be a rather nonspecific in-
                                                                         flammatory reaction of the lung to different stimuli. It may be
                                                                         surprising that we found only a relatively small nonsignificant
                                                                         increase in neutrophils after PM instillation. A possible reason is
                                                                         the late time point of BAL sampling at 24 hours after instillation
                                                                         because neutrophils are usually recruited earlier. Furthermore,
Figure 4. Percentages of BAL monocytes quantified by flow cytometry
                                                                         the low PM concentration and, in particular, the very low endo-
at baseline and after challenges with saline and PM2.5 from Hettstedt
                                                                         toxin concentration are further possible explanations.
and Zerbst. Values are the mean     SD.
                                                                            An earlier clinical study applied a similar approach using
                                                                         the endobronchial instillation of metal-rich, water-soluble PM10
                                                                         extracts from Utah Valley (17). Ghio and Devlin demonstrated
                                                                         that exposure to PM10 extracts collected before closure and after
and are similar in climate and size. The environment of the
                                                                         reopening of a steel mill provoked greater airway inflammation
Hettstedt region is contaminated with heavy metals as a result
                                                                         relative to PM extracts acquired during plant shutdown in
of an over 800-year history of mining and smelting of nonferrous
                                                                         healthy subjects. However, this trial has several major differ-
metals, including lead and copper (11). Whereas both PM sus-
                                                                         ences compared with our study. First of all, we used particle
pensions increased the total BAL cell count, only the instillation
                                                                         suspensions and not water-soluble, autoclaved extracts. This
of the Hettstedt PM2.5 induced a selective influx of CD14high
                                                                         allows the interaction of particle core and biological constituents
monocytes, together with increased cytokine secretion (IL-6,
                                                                         with bronchial epithelium and macrophages. Second, both the
tumor necrosis factor- ) and elevated oxidant radical generation
                                                                         particle fraction (PM2.5 in our study vs. PM10 in the Utah Valley
in BAL cells.
                                                                         study) and the dose in our study (100 g vs. 500 g) are closer
    Because an equal mass of 100 g was instilled from both
                                                                         to the normal exposure of a lung segment to environmental
cities, specific dust components, but not the particle dose, must
                                                                         particles. In the Utah Valley study, 500 g of lyophilized water-
be responsible for this effect. The concentration of LPS was just
                                                                         soluble extract was instilled with an extraction fraction of 15–
above the detection limit for both filter extracts. This excludes
                                                                         26% of the sampled PM10 mass, which means that at least a
an LPS effect on the different inflammatory responses. However,
                                                                         fourfold higher corresponding PM10 mass has to be considered.
transition metals (in particular zinc and copper) were consider-
                                                                         The low dose of 100 g PM2.5 chosen in our study is similar to
ably elevated in Hettstedt PM2.5. Increased metal concentration
                                                                         the amount that would be deposited into a lung lobe during
and consequent oxidative stress is known to promote activation
                                                                         24 hours of normal breathing, when PM2.5 exceeds 100 g/m3.
of cell signaling and transcription factors, which lead to increased
                                                                         This is a realistic scenario during wintertime in the investigated
release of proinflammatory mediator release. In particular zinc
                                                                         areas. Therefore, a strength of our study is that environmentally
has been shown to be one of the major components of environ-
                                                                         relevant PM concentrations were used. We show that this low
mental PM, which induces pulmonary cell reactivity and epithe-
                                                                         exposure to metal-rich PM2.5 induces mild acute airway inflam-
lial damage in animals (12). Indeed, we show here that PM
                                                                         mation, which probably causes or aggravates chronic airway
suspensions from Hettstedt had considerably elevated oxidant
                                                                         diseases, in particular when chronically inhaled. Third, the design
activity as compared with Zerbst, which leads to an increased
                                                                         of our study was not the comparison of particles from one loca-
generation of secondary oxidant radicals in BAL cells 24 hours
                                                                         tion in time, as it was done in Utah Valley, but two locations
after instillation. This was, however, not reflected in a decrease of
                                                                         sampled at the same time. Additionally, in our study, the two
glutathione and total extracellular antioxidants (data not shown).
                                                                         PM instillations were done within each subject at the same time.
    Apart from a small but nonsignificant influx of neutrophils,
                                                                         This reduces the degree of variation and the number of volun-
we observed a significant influx of monocytes into the airways
                                                                         teers (n     12). In the previous study, a parallel group design
after Hettstedt PM instillation. Previously, Maus and coworkers
showed in a mouse model that this population of monocytes,               was used with three different groups (n 30).



TABLE 3. EXPRESSION OF SURFACE RECEPTORS (MEASURED AS MEAN FLUORESCENCE INTENSITY) IN RELATION TO ISOTYPE
CONTROL ON BRONCHOALVEOLAR LAVAGE FLUID MONOCYTES AND MACROPHAGES AT BASELINE AND AFTER
CHALLENGES WITH SALINE AND PM2.5 FROM HETTSTEDT AND ZERBST (MEAN    SD)
BAL               CD11b          CD14           CD16          CD54            CD64       CD71          CD163         27E10         HLA-DR

Monocytes
Baseline         3.2   2.7     2.9   1.8      1.9   1.0      2.0   1.2    1.1    0.2    1.1   0.2    1.4   0.6     1.2   0.4      9.7   7.1
Saline           3.8   2.1     4.1   2.0      2.0   0.8      2.1   0.6    1.3    0.4    1.0   0.1    2.0   1.9     1.4   0.6     11.4   7.2
Hettstedt        2.8   2.1     6.5   6.2      2.5   1.6      2.9   2.1    1.3    0.6    1.4   0.3    1.7   0.8     1.3   0.6     16.5   13.5
Zerbst           2.5   1.1     4.2   2.7      2.3   1.6      2.2   0.9    1.1    0.3    1.0   0.2    1.3   0.5     1.1   0.2     11.7   7.4
Macrophages
Baseline         2.4   1.3     2.0   1.1      4.2   2.6      1.7   1.0    2.0    0.9    6.0   3.1    2.6   1.7     2.4   1.1     38.4   27.7
Saline           3.5   2.5     1.7   0.8      4.0   2.7      2.0   1.2    2.4    1.4    6.1   2.8    4.6   8.5     2.8   2.8     43.3   39.3
Hettstedt        3.2   2.8     2.0   1.24     4.7   4.1      2.7   1.6    2.6    1.6    7.0   5.0    3.1   1.7     2.8   1.9     46.9   30.5
Zerbst           2.6   1.3     1.8   1.3      3.9   1.9      2.3   1.4    2.3    1.3    6.6   4.6    2.6   1.1     2.2   0.7     40.7   25.2
902                                                           AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE VOL 170 2004

                                                                                     study, they did not find changes in surface expression of activa-
                                                                                     tion markers on macrophages. Gong and colleagues (22) have
                                                                                     confirmed these studies in healthy subjects and subjects with
                                                                                     mild asthma using concentrated ambient air particles from Los
                                                                                     Angeles in a range of 99–224 g/m3. They were unable to detect
                                                                                     clear inflammatory changes in induced sputum 24 hours after
                                                                                     exposure. However, no data on metal content of the concen-
                                                                                     trated ambient air particles are available from either study.
                                                                                         Our study did not address whether subjects with asthma are
                                                                                     more susceptible to exposure to Hettstedt PM in comparison to
                                                                                     healthy subjects or the more difficult question of whether and
                                                                                     how exposure to Hettstedt PM can initiate or trigger develop-
                                                                                     ment of allergic sensitization. Answers to these questions could
Figure 5. Oxidant radical generation measured by chemiluminescence
                                                                                     explain the increased prevalence of allergy in Hettstedt found
of zymosan-stimulated BAL cells at baseline and after challenges with
                                                                                     in epidemiologic studies. Chronically elevated levels of IL-6 and
saline and PM2.5 from Hettstedt and Zerbst. Values are the mean SD.
                                                                                     tumor necrosis factor- might play a role in this respect. Further
RLU     relative luminescence units.
                                                                                     studies in allergy animal models and asthmatic subjects are nec-
                                                                                     essary and under way to answer these questions.
                                                                                     Conflict of Interest Statement : F.S. does not have a financial relationship with a
   The importance of the Utah Valley study is that it was possible
                                                                                     commercial entity that has an interest in the subject of this article; P.J.A.B. does
to correlate the pulmonary effects of experimental human expo-                       not have a financial relationship with a commercial entity that has an interest in
sure with effects found in animal exposure studies and health                        the subject of this article; A.H. does not have a financial relationship with a
outcomes observed in epidemiologic studies when the same ma-                         commercial entity that has an interest in the subject of this article; J.K. does not
                                                                                     have a financial relationship with a commercial entity that has an interest in the
terial was inhaled under normal exposure conditions (18, 19).
                                                                                     subject of this article; M.P. does not have a financial relationship with a commercial
A similarly unique constellation is now apparent in Germany.                         entity that has an interest in the subject of this article; R.P.F.S. does not have a
Epidemiologic studies have clearly linked living in Hettstedt to                     financial relationship with a commercial entity that has an interest in the subject
                                                                                     of this article; B.L. does not have a financial relationship with a commercial entity
increased prevalence of airway diseases and allergies (1, 2, 4,
                                                                                     that has an interest in the subject of this article; J.M.H. does not have a financial
20). This prompted animal studies, which demonstrate increased                       relationship with a commercial entity that has an interest in the subject of this
airway inflammation in an asthma model after exposure to Hett-                        article; J.H. does not have a financial relationship with a commercial entity that
stedt PM (5). Our human exposure study adds to the scenario,                         has an interest in the subject of this article; N.K. does not have a financial relation-
                                                                                     ship with a commercial entity that has an interest in the subject of this article.
which shows increased airway inflammation after exposure to
Hettstedt PM.                                                                        Acknowledgment : The authors thank B. Reubke-Gothe (Fraunhofer ITEM) for
   An important conclusion from both studies is that transition                      technical assistance, W. Bischof (University of Jena, Germany) for the LPS measure-
metals might play an important role in the in vivo toxicity of                       ments, and Flemming Cassee (RIVM, Bilthoven, The Netherlands) for the metal
                                                                                     measurements.
ambient particles. However, the possibility remains that other
components of the particles, other than metal content and cata-
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Metal-rich PM2.5 causes airway inflammation

  • 1. Metal-rich Ambient Particles (Particulate Matter2.5) Cause Airway Inflammation in Healthy Subjects Frank Schaumann, Paul J. A. Borm, Andreas Herbrich, Johannes Knoch, Mike Pitz, Roel P. F. Schins, Birgit Luettig, Jens M. Hohlfeld, Joachim Heinrich, and Norbert Krug Fraunhofer Institute of Toxicology and Experimental Medicine, Hannover; Institut fur Umweltmedizinische Forschung, Duesseldorf; ¨ and GSF-National Research Center for Environment and Health, Institute of Epidemiology, Neuherberg, Germany Hettstedt and Zerbst particles in a mouse model of ovalbumin- Epidemiologic studies have shown an increased prevalence of aller- gic asthma in children living in a German smelter area (Hettstedt) induced allergic airway disease (5). They demonstrated that an compared with a cohort who live in a nonindustrialized area intratracheal instillation of an equal mass of PM2.5 collected in (Zerbst). However, it is not known whether ambient particles (par- 1999 in Hettstedt, but not that collected in Zerbst, caused a ticulate matter2.5 [PM2.5]) from these areas induce distinct lung in- significant increase in airway responsiveness and lung inflamma- flammation, which might be an explanation for this difference. tion. Levels of transition metals (including zinc, copper, and Therefore, 100 g of PM2.5 suspensions, collected simultaneously cadmium) and oxidant generation (6) were several fold increased in the two areas, were instilled through a bronchoscope into contra- in PM2.5 from Hettstedt compared with Zerbst. Although epide- lateral lung segments of 12 healthy volunteers. PM2.5 from both miology and animal toxicology demonstrate convincing consis- Hettstedt and Zerbst increased the number of leukocytes in the tency, it is unclear whether humans subjected to equal masses bronchoalveolar lavage performed 24 hours later. PM2.5 from Hett- of PM2.5 from these areas react with distinct inflammatory reac- stedt, but not Zerbst, induced a significant influx of monocytes (Hett- tions of the lung. Therefore, in a first approach, the aim of this stedt: 7.0% vs. Zerbst: 4.3%) without influencing the expression of study was to instill PM2.5 suspensions collected simultaneously surface activation markers on monocytes and alveolar macrophages. from Hettstedt and Zerbst into two different lung segments of Oxidant radical generation of bronchoalveolar lavage cells and cyto- healthy nonallergic subjects. To reflect environmentally relevant kine concentration (interleukin-6 and tumor necrosis factor- ) in conditions, low masses of 100 g PM2.5 from both cities were bronchoalveolar lavage fluid was significantly increased after instilla- used. We tested the hypothesis that PM2.5 from both cities would tion of Hettstedt PM2.5. We conclude that environmentally relevant enhance bronchial inflammation and oxidative stress, and that concentrations of PM2.5 from the smelter area induced distinct airway inflammation in healthy subjects with a selective influx of monocytes the effect of PM from Hettstedt would be more pronounced than and increased generation of oxidant radicals. The higher concentra- that from Zerbst. Some of the results of this study have been tion of transition metals in PM2.5 from Hettstedt might be responsible previously reported in the form of an abstract (7). for this increased inflammation. METHODS Keywords: air pollution, bronchoscopy; monocytes; oxidants Collection of Fine Particles (PM2.5) and Filter Preparation Cross-sectional epidemiologic studies in eastern Germany have The sample period was between January 8, 2002 and June 18, 2002. clearly shown that regional differences in ambient particulate We used a Graseby Anderson Dichotomous Sampler Series 240 (At- matter (PM) concentration are associated with differences in the lanta, GA) with Anderson Teflon membrane filters (37 mm diameter, prevalence of respiratory and allergic diseases. School children pore size of 2 m) for particle collection. Further details have been living in the smelter area of Hettstedt, which was strongly im- previously described (8). PM was removed by a procedure including pacted by PM during the 1980s and in the early 1990s, had a repetitive manual agitation (5 minutes) followed by sonication in a sonica- significantly higher prevalence of allergies and bronchitis com- tion water bath for 10 minutes in sterile, pyrogen-free water (8). The pared with children living in the rural control area of Zerbst (1). resulting suspension was diluted to a concentration of 200 g/ml based After the German reunification, levels of total PM were reduced on filter loading. LPS was determined using the quantitative kinetic and PM concentrations converged between different areas Limulus Amebocyte Lysate method (Kinetic-QCL, BioWhittaker, Walk- erville, MD), as previously described (8). Hydroxyl radical generation throughout the 1990s. The differences in the prevalence rates of the particle suspensions was measured using electron paramagnetic of nonallergic respiratory symptoms between the two cities de- resonance, as described previously (6). Inductively coupled plasma mass creased and lung function impairment improved along with im- spectrometry (ICP-MS, ELEMENT2; Finnigan MAT, Bremen, Germany) proved air quality (2–4). However, the difference in the prevalence was used to determine the concentrations of transition metals in the of allergies remained (4), which indicates that the composition aqueous suspensions of PM. of Hettstedt PM may contribute to the higher prevalence of For the instillation experiments, PM2.5 suspensions from each area allergies in that area independently of particle mass. This ques- with low endotoxin concentration were selected (Figure 1). Samples tion has been investigated by Gavett and coworkers, who applied from Weeks 1, 6, and 8–11 were pooled, adjusted to 50 g/ml PM using sterile saline, aliquoted in 2 ml, and stored at 80 C until the day of bronchoscopy. Before instillation, samples were adjusted to 10 ml with sterile saline solution to a resulting PM2.5 concentration of 100 g/10 ml. (Received in original form March 29, 2004; accepted in final form June 28, 2004) Study Subjects Supported by grants from Deutsche Forschungsgemeinschaft (SFB 587, project The study population consisted of 12 healthy subjects (8 women and B9), Fraunhofer Society, Institut fuer Umweltmedizinische Forschung, and GSF- 4 men, mean age 27 2.5 years). Each subject had a normal physical National Research Center for Environment and Health. examination, normal lung function test results, and no clinically relevant Correspondence and requests for reprints should be addressed to Norbert Krug, laboratory test findings. None of the subjects had elevated serum IgE M.D., Fraunhofer Institute of Toxicology and Experimental Medicine, Nikolai- ( 100 IU/ml), bronchial hyperresponsivesness (PC20 [provocative con- Fuchs-Str. 1, Hannover 30625, Germany. E-mail: krug@item.fraunhofer.de centration] 8 mg/ml methacholine), a positive skin-prick test (20 Am J Respir Crit Care Med Vol 170. pp 898–903, 2004 major inhalative allergens), or infections of the respiratory tract within Originally Published in Press as DOI: 10.1164/rccm.200403-423OC on June 30, 2004 the last month. Current smokers, persons living or working with smok- Internet address: www.atsjournals.org
  • 2. Schaumann, Borm, Herbrich, et al.: Metal-rich PM2.5 and Airway Inflammation 899 TABLE 1. METAL CONCENTRATION ( g/L) IN SELECTED Figure 1. Endotoxin (EU) PM2.5 SUSPENSIONS FROM HETTSTEDT AND ZERBST concentration (upper MEASURED BY INDUCTIVELY COUPLED PLASMA MASS SPECTROMETRY (MEAN SD) panel) and hydroxyl radical activity measured by elec- Hettstedt Zerbst Ratio Hettstedt/Zerbst tron paramagnetic reso- nance (EPR) (measured as Cd 0.4 0.2 0.2 0.2 1.8 Pb 7.8 1.0 7.0 1.9 1.1 arbitrary units (AU) (lower V 9.0 3.0 7.4 2.6 1.2 panel) of particulate mat- Cr 3.4 1.6 2.2 0.2 1.6 ter2.5 (PM2.5) filter suspen- Fe 93.9 36.4 83.1 42.8 1.3 sions sampled weekly in Ni 17.2 6.7 7.2 3.6 2.4 2002 in the areas of Hett- Cu 123.6 53.4 35.6 10.3 3.5 stedt (dots) and Zerbst (tri- Zn 691.7 601.2 148.3 36.6 4.7 angles). The indicated sam- ples (marked in gray) with low EU concentrations in both areas were pooled Flow Cytometric Phenotyping of BAL Cells for instillation (Weeks 1, 6, 8–11). Using an EPICS XL flow cytometer (Beckmann Coulter), BAL cells were differentiated by size, autofluorescence in the FITC channel (540 nm), and the expression of surface markers: (1 ) alveolar macrophages: large cells, high granularity, and autofluorescence, positive for CD14low, (2 ) monocytes: moderate size, granularity, and autofluorescence, brightly positive for CD14high, (3 ) lymphocytes: small size, low granularity, and ers, and former smokers, who smoked during the last 5 years or more autofluorescence, negative for CD14, (4 ) neutrophils: similar in size to than 5 pack-years, were excluded from the study. The exposure to monocytes with stronger granularity, positive for CD 16. The data of tobacco smoke was controlled by the measurement of cotinine excretion 104 cells were recorded and analyzed using EXPO 32 and EXPO 32 in the urine at both bronchoscopy days (inclusion criteria: cotinine MultiComp software (Beckmann Coulter). Fluorescence was expressed concentration 20 ng/ml). as mean fluorescence intensity for each specific antibody proportional The study protocol was approved by the ethics committee of the to the values of mean fluorescence intensity of the isotype control. Hannover Medical School. Before study inclusion, a written informed consent was obtained from each subject. Oxygen Radical Generation of BAL Cells Oxidant radical generation of BAL cells was measured via chemilumines- Bronchoscopy and Bronchoalveolar Lavage cence (Berthold LB 96 Microlumat; EG&G Berthold, Bad Wildbad, After premedication (inhalation of 200 g salbutamol; atropine, 0.5 mg Germany). BAL cells (2 105) were preincubated with 10 l of 12 mM subcutaneously; and midazolam, 2–5 mg intravenously) and local anes- lucigenin (Sigma, Taufkirchen, Germany) in PBS for 30 minutes (sponta- thesia with topical lidocaine, a bronchoscopy was performed according neous oxidant generation) followed by addition of 10 l zymosan A to our standard protocol (9), which is consistent with international solution (12 mg/ml in PBS; Sigma) (stimulated oxidant generation mea- recommendations for fiberoptic bronchoscopy (10). During the first sured for 45 minutes). The data were expressed as integrated relative bronchoscopy, the bronchoscope (BF 160 P, Olympus Optical, Tokyo, light units). Japan) was wedged into one segment of the left lower lobe for a baseline Biochemical Assays in BAL Fluid bronchoalveolar lavage (BAL) with 5 20 ml saline solution (37 C). The instrument was passed into the right upper lobe and 10 ml of saline Interleukin (IL)-1, IL-6, IL-8, and tumor necrosis factor- protein con- was instilled into one segment as a control challenge. Then, 100 g PM tent in nonconcentrated BAL fluid were measured by ELISA according suspension from Hettstedt and 100 g PM suspension from Zerbst to the manufacturer’s recommendations (R&D Systems, Wiesbaden, Germany). Total BAL fluid protein content was determined with Pyro- (each in 10 ml saline) were introduced into a segment of the middle gallol red (Auto kit Micro TP; Wako Chemicals, Neuss, Germany). lobe and the lingula, respectively. All instillations were performed using Albumin was quantified using Turbodimetric Immunoassay (Micro- new microcatheters (Vygon, Aachen, Germany). After 24 hours, a Albumin B; Wako), and lactate dehydrogenase was determined using second bronchoscopy was performed, and three BALs were performed an enzymatic color test. on the same segments challenged the day before. Processing of BAL Cells BAL fluid samples were processed as previously described (9). Briefly, cells were filtered through a 100 m filter, centrifuged, and the superna- tant was aliquoted and stored at 80 C. The total nucleated cell count was performed using a Neubauer hemocytometer. Differential cell counts were done using Diff-Quick staining (Dade Behring Inc., Marburg, Germany) of cytospin slides and counting 400 cells per slide. 105 BAL cells were used For immunofluorescence labeling, 1.5 for each test. Biotinylated monoclonal antibodies against CD14, CD16 (Beckmann Coulter, Krefeld, Germany), CD64, HLA-DR (Becton Dickinson, Heidelberg, Germany), CD71 (Caltag, Hamburg, Germany), CD54, CD11b, 27E10, CD163 (Dianova, Hamburg, Germany), or iso- type controls (Caltag) were added according to the manufacturer’s recommendations and incubated for 30 minutes at 4 C. After wash- ing with phosphate-buffered saline (PBS), cells were incubated with phycoerythrine-cyanine 5.1-conjugated Streptavidin (Beckman Coulter) Figure 2. Total bronchoalveolar lavage cell count at baseline and after for 30 minutes. The samples were lysed, fixed (Lysing solution; Becton challenges with saline and PM2.5 from Hettstedt and Zerbst. Values are Dickinson), washed, resuspended in PBS, and kept on ice until flow the mean SD. cytometric analysis.
  • 3. 900 AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE VOL 170 2004 TABLE 2. PERCENTAGE OF LEUKOCYTES IN Expression of Surface Markers on Alveolar Monocytes BRONCHOALVEOLAR LAVAGE FLUID AT BASELINE and Macrophages AND AFTER CHALLENGES WITH SALINE AND PM2.5 BAL monocytes were quantified by flow cytometry on the basis FROM HETTSTEDT AND ZERBST (MEAN SD) of size, granularity, and staining characteristics (Figure 3). They BAL Neutrophils (% ) Lymphocytes (% ) Macrophages (% ) showed an “immature” phenotype with CD71low, HLA-DRlow, CD14high, and lower autofluorescence intensity. Monocytes were Baseline 1.2 1.2 7.0 3.6 91.8 3.6 Saline 3.2 3.6 6.5 2.2 89.8 4.1 smaller compared with macrophages that had a “mature” pheno- Hettstedt 6.2 7.1 6.4 2.9 87.9 7.2 type with CD71high, HLA-DRhigh, CD14low, and high autofluores- Zerbst 3.7 4.6 5.3 2.1 90.9 5.0 cence. PM2.5 from Hettstedt (p 0.01), but not from Zerbst, induced a significant increase in the percentage of recruited Definition of abbreviation: BAL bronchoalveolar lavage fluid. monocytes into the alveolar space compared with saline (saline: 3.7 2.7%, Hettstedt: 7.0 3.4%, Zerbst: 4.3 2.0%; Figure 4). The expression of cell-surface markers, such as complement receptor CD11b, endotoxin receptor CD14, Fc receptors CD16 Statistics and CD64, the marker of acute (CD54, 27E10) or late phase Data are expressed as mean values SD. Differences between the of inflammatory process (CD163), as well as HLA-DR, and challenged segments were tested using a paired, two-tailed sample transferrin receptor CD71 on the alveolar marcrophages and on Sigma test (SAS Institute, Cary, NC). Probability values of p 0.05 the recruited monocytes, were not statistically different to the were considered to be significant. control challenge in segments instilled with the PM2.5 from Zerbst or Hettstedt (Table 3). RESULTS Analysis of PM2.5 Suspensions Oxidant Radical Generation of Stimulated BAL Cells Figure 1 shows the endotoxin concentrations and the hydroxyl After zymosan stimulation, BAL cells from the segment exposed radical generation in the PM2.5 suspensions for each of the 21 to PM2.5 from Hettstedt showed an increase in oxidant radical weekly collection periods in Hettstedt and Zerbst. For the instil- generation compared with cells after saline challenge (p 0.01, lation, we selected samples with low endotoxin concentrations Figure 5). There were no differences without stimulation (data and with no obvious differences between samples of both loca- not shown). PM2.5 from Zerbst had neither an influence on the tions (Weeks 1, 6, 8–11). The total PM2.5 mass on filters from spontaneous nor on the stimulated oxidant radical generation these selected weeks was 13.1 mg for Hettstedt and 16.1 mg for of BAL cells compared with the control challenge. Zerbst. The metal concentrations in the selected samples are Biochemical Assays in BAL Fluid given in Table 1. The LPS concentration in the pooled PM2.5 suspensions from the selected weeks was close to the detection PM2.5 from Hettstedt, but not Zerbst, augmented IL-6 production limit of 0.005 EU/ml in both samples (Hettstedt: 0.012 EU/ml; (p 0.01) and the concentration of tumor necrosis factor- (p Zerbst: 0.010 EU/ml). 0.02) in the challenged segment compared with the saline chal- lenged segment (Table 4). However, there was no effect on IL-8 Differential Cell Count of BAL Fluid and IL-1 concentration. Instillation of PM2.5 from both Hettstedt BAL fluid recovery was slightly less in the baseline BAL from the and Zerbst did not result in statistically significant differences left lower lobe (68.5 13.7 ml), but recovery was not different of total protein, albumin, and LDH in the BAL fluid compared between the BAL samples from the challenged segments (saline: with the control challenge with saline solution (data not shown). 72.3 10.0 ml, Hettstedt: 79.8 6.4 ml, Zerbst: 78.0 7.9 ml). The PM2.5 from both Hettstedt and Zerbst led to a significant DISCUSSION increase in the total BAL cells (Figure 2). There was no signifi- This study was performed to investigate the effect of an endo- cant difference in the percentages of neutrophils, lymphocytes, bronchial instillation of PM2.5 suspension from the two German and macrophages after instillation of either PM compared with cities, Hettstedt (industrial smelter area) and Zerbst (rural con- saline, although a trend toward an increased percentage of neu- trophils was seen after instillation of Hettstedt dust (Table 2). trol area), in healthy subjects. The cities are located 80 km apart Figure 3. Flow cytometric dot plot (side scatter vs. autofluorescence intensity) of BAL cells from a repre- sentative subject after saline challenge (left panel) and challenge with PM2.5 (right panel) from Hettstedt. Monocytes demonstrate lower granularity and auto- fluorescence intensity compared with macrophages.
  • 4. Schaumann, Borm, Herbrich, et al.: Metal-rich PM2.5 and Airway Inflammation 901 with high expression of CD14 and increased tumor necrosis factor- gene expression, are newly recruited peripheral blood monocytes, which are primed for enhanced cytokine production (13). This influx of CD14high monocytes has also been described after segmental instillation of endotoxin (14) and after allergen provocation (15). Furthermore, increased numbers of these cells were found in chronic inflammatory lung diseases (16). There- fore, the monocyte influx seems to be a rather nonspecific in- flammatory reaction of the lung to different stimuli. It may be surprising that we found only a relatively small nonsignificant increase in neutrophils after PM instillation. A possible reason is the late time point of BAL sampling at 24 hours after instillation because neutrophils are usually recruited earlier. Furthermore, Figure 4. Percentages of BAL monocytes quantified by flow cytometry the low PM concentration and, in particular, the very low endo- at baseline and after challenges with saline and PM2.5 from Hettstedt toxin concentration are further possible explanations. and Zerbst. Values are the mean SD. An earlier clinical study applied a similar approach using the endobronchial instillation of metal-rich, water-soluble PM10 extracts from Utah Valley (17). Ghio and Devlin demonstrated that exposure to PM10 extracts collected before closure and after and are similar in climate and size. The environment of the reopening of a steel mill provoked greater airway inflammation Hettstedt region is contaminated with heavy metals as a result relative to PM extracts acquired during plant shutdown in of an over 800-year history of mining and smelting of nonferrous healthy subjects. However, this trial has several major differ- metals, including lead and copper (11). Whereas both PM sus- ences compared with our study. First of all, we used particle pensions increased the total BAL cell count, only the instillation suspensions and not water-soluble, autoclaved extracts. This of the Hettstedt PM2.5 induced a selective influx of CD14high allows the interaction of particle core and biological constituents monocytes, together with increased cytokine secretion (IL-6, with bronchial epithelium and macrophages. Second, both the tumor necrosis factor- ) and elevated oxidant radical generation particle fraction (PM2.5 in our study vs. PM10 in the Utah Valley in BAL cells. study) and the dose in our study (100 g vs. 500 g) are closer Because an equal mass of 100 g was instilled from both to the normal exposure of a lung segment to environmental cities, specific dust components, but not the particle dose, must particles. In the Utah Valley study, 500 g of lyophilized water- be responsible for this effect. The concentration of LPS was just soluble extract was instilled with an extraction fraction of 15– above the detection limit for both filter extracts. This excludes 26% of the sampled PM10 mass, which means that at least a an LPS effect on the different inflammatory responses. However, fourfold higher corresponding PM10 mass has to be considered. transition metals (in particular zinc and copper) were consider- The low dose of 100 g PM2.5 chosen in our study is similar to ably elevated in Hettstedt PM2.5. Increased metal concentration the amount that would be deposited into a lung lobe during and consequent oxidative stress is known to promote activation 24 hours of normal breathing, when PM2.5 exceeds 100 g/m3. of cell signaling and transcription factors, which lead to increased This is a realistic scenario during wintertime in the investigated release of proinflammatory mediator release. In particular zinc areas. Therefore, a strength of our study is that environmentally has been shown to be one of the major components of environ- relevant PM concentrations were used. We show that this low mental PM, which induces pulmonary cell reactivity and epithe- exposure to metal-rich PM2.5 induces mild acute airway inflam- lial damage in animals (12). Indeed, we show here that PM mation, which probably causes or aggravates chronic airway suspensions from Hettstedt had considerably elevated oxidant diseases, in particular when chronically inhaled. Third, the design activity as compared with Zerbst, which leads to an increased of our study was not the comparison of particles from one loca- generation of secondary oxidant radicals in BAL cells 24 hours tion in time, as it was done in Utah Valley, but two locations after instillation. This was, however, not reflected in a decrease of sampled at the same time. Additionally, in our study, the two glutathione and total extracellular antioxidants (data not shown). PM instillations were done within each subject at the same time. Apart from a small but nonsignificant influx of neutrophils, This reduces the degree of variation and the number of volun- we observed a significant influx of monocytes into the airways teers (n 12). In the previous study, a parallel group design after Hettstedt PM instillation. Previously, Maus and coworkers showed in a mouse model that this population of monocytes, was used with three different groups (n 30). TABLE 3. EXPRESSION OF SURFACE RECEPTORS (MEASURED AS MEAN FLUORESCENCE INTENSITY) IN RELATION TO ISOTYPE CONTROL ON BRONCHOALVEOLAR LAVAGE FLUID MONOCYTES AND MACROPHAGES AT BASELINE AND AFTER CHALLENGES WITH SALINE AND PM2.5 FROM HETTSTEDT AND ZERBST (MEAN SD) BAL CD11b CD14 CD16 CD54 CD64 CD71 CD163 27E10 HLA-DR Monocytes Baseline 3.2 2.7 2.9 1.8 1.9 1.0 2.0 1.2 1.1 0.2 1.1 0.2 1.4 0.6 1.2 0.4 9.7 7.1 Saline 3.8 2.1 4.1 2.0 2.0 0.8 2.1 0.6 1.3 0.4 1.0 0.1 2.0 1.9 1.4 0.6 11.4 7.2 Hettstedt 2.8 2.1 6.5 6.2 2.5 1.6 2.9 2.1 1.3 0.6 1.4 0.3 1.7 0.8 1.3 0.6 16.5 13.5 Zerbst 2.5 1.1 4.2 2.7 2.3 1.6 2.2 0.9 1.1 0.3 1.0 0.2 1.3 0.5 1.1 0.2 11.7 7.4 Macrophages Baseline 2.4 1.3 2.0 1.1 4.2 2.6 1.7 1.0 2.0 0.9 6.0 3.1 2.6 1.7 2.4 1.1 38.4 27.7 Saline 3.5 2.5 1.7 0.8 4.0 2.7 2.0 1.2 2.4 1.4 6.1 2.8 4.6 8.5 2.8 2.8 43.3 39.3 Hettstedt 3.2 2.8 2.0 1.24 4.7 4.1 2.7 1.6 2.6 1.6 7.0 5.0 3.1 1.7 2.8 1.9 46.9 30.5 Zerbst 2.6 1.3 1.8 1.3 3.9 1.9 2.3 1.4 2.3 1.3 6.6 4.6 2.6 1.1 2.2 0.7 40.7 25.2
  • 5. 902 AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE VOL 170 2004 study, they did not find changes in surface expression of activa- tion markers on macrophages. Gong and colleagues (22) have confirmed these studies in healthy subjects and subjects with mild asthma using concentrated ambient air particles from Los Angeles in a range of 99–224 g/m3. They were unable to detect clear inflammatory changes in induced sputum 24 hours after exposure. However, no data on metal content of the concen- trated ambient air particles are available from either study. Our study did not address whether subjects with asthma are more susceptible to exposure to Hettstedt PM in comparison to healthy subjects or the more difficult question of whether and how exposure to Hettstedt PM can initiate or trigger develop- ment of allergic sensitization. Answers to these questions could Figure 5. Oxidant radical generation measured by chemiluminescence explain the increased prevalence of allergy in Hettstedt found of zymosan-stimulated BAL cells at baseline and after challenges with in epidemiologic studies. Chronically elevated levels of IL-6 and saline and PM2.5 from Hettstedt and Zerbst. Values are the mean SD. tumor necrosis factor- might play a role in this respect. Further RLU relative luminescence units. studies in allergy animal models and asthmatic subjects are nec- essary and under way to answer these questions. Conflict of Interest Statement : F.S. does not have a financial relationship with a The importance of the Utah Valley study is that it was possible commercial entity that has an interest in the subject of this article; P.J.A.B. does to correlate the pulmonary effects of experimental human expo- not have a financial relationship with a commercial entity that has an interest in sure with effects found in animal exposure studies and health the subject of this article; A.H. does not have a financial relationship with a outcomes observed in epidemiologic studies when the same ma- commercial entity that has an interest in the subject of this article; J.K. does not have a financial relationship with a commercial entity that has an interest in the terial was inhaled under normal exposure conditions (18, 19). subject of this article; M.P. does not have a financial relationship with a commercial A similarly unique constellation is now apparent in Germany. entity that has an interest in the subject of this article; R.P.F.S. does not have a Epidemiologic studies have clearly linked living in Hettstedt to financial relationship with a commercial entity that has an interest in the subject of this article; B.L. does not have a financial relationship with a commercial entity increased prevalence of airway diseases and allergies (1, 2, 4, that has an interest in the subject of this article; J.M.H. does not have a financial 20). This prompted animal studies, which demonstrate increased relationship with a commercial entity that has an interest in the subject of this airway inflammation in an asthma model after exposure to Hett- article; J.H. does not have a financial relationship with a commercial entity that stedt PM (5). Our human exposure study adds to the scenario, has an interest in the subject of this article; N.K. does not have a financial relation- ship with a commercial entity that has an interest in the subject of this article. which shows increased airway inflammation after exposure to Hettstedt PM. Acknowledgment : The authors thank B. Reubke-Gothe (Fraunhofer ITEM) for An important conclusion from both studies is that transition technical assistance, W. Bischof (University of Jena, Germany) for the LPS measure- metals might play an important role in the in vivo toxicity of ments, and Flemming Cassee (RIVM, Bilthoven, The Netherlands) for the metal measurements. ambient particles. However, the possibility remains that other components of the particles, other than metal content and cata- References lyzed oxidants, contribute to the proinflammatory effects. Further- more, environmental exposures do not involve nonphysiologic 1. Heinrich J, Hoelscher B, Wjst M, Ritz B, Cyrys J, Wichmann H. Respira- tory diseases and allergies in two polluted areas in East Germany. instillation, which limits the comparison of instillation studies with Environ Health Perspect 1999;107:53–62. panel studies. Ongoing studies with a detailed analysis of particle 2. Heinrich J, Hoelscher B, Frye C, Meyer I, Pitz M, Cyrys J, Wjst M, Neas composition and strategies using controlled inhalation of the com- L, Wichmann HE. Improved air quality in reunified Germany and plete particles should answer some of the remaining questions. decreases in respiratory symptoms. Epidemiology 2002;13:394–401. Harder and colleagues used such an approach to study the effect 3. 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