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LEITTHEMA: HALTBARMACHEN VON LEBENSMITTELN
Food preservation by high pressure
Volker Heinz Æ Roman Buckow
Received: 22 May 2009 / Accepted: 18 June 2009
Ó Birkha¨user Verlag, Basel/Switzerland 2009
Abstract Novel non-thermal food processing tech-
nologies aim to provide safe, high quality foods with
desirable nutritional, physico-chemical and sensorical
properties. More recently with the use of minimal
processing treatment concepts have been added to
the already existing food processing requirements.
Some of them might be beneficial for the improve-
ment of hygiene and the extension of shelf life. This
presentation will focus on the current practice, the
knowledge and future developments of high pressure
processing (HPP). Hydrostatic high pressure technol-
ogy is relatively new to food industry and is more and
more considered as an alternative to traditional
preservation methods like heat processing. Inactiva-
tion of bacteria, spores, virus has been demonstrated.
Relevant aspects of the European legislation on novel
foods will be discussed. International trends and
recent developments in machinery will be reviewed.
Keywords High pressure processing Á
Inactivation of bacteria and their spores Á
Inactivation of virus Á Preservation of food
Zusammenfassung Das wachsende Bewusstsein
der Verbraucher hinsichtlich gesunder Erna¨hrung
steht oft im Gegensatz zu der gleichzeitig gewu¨nsch-
ten schnellen Verfu¨gbarkeit frischer, verzehrfertiger
Produkte. In der Lebensmittelindustrie sind daher
Bestrebungen zu beobachten, dass u¨ber eine vera¨n-
derte Herstellungsweise und dem Einsatz neuer
Technologien die Qualita¨t und Produktvielfalt ge-
steigert werden soll. In diesem Zusammenhang wird
seit einigen Jahren die Hochdrucktechnologie bei der
Haltbarmachung von Lebensmitteln eingesetzt. Die
Wirksamkeit hoher hydrostatischer Dru¨cke bei der
Behandlung von Lebensmitteln beruht auf der durch
technische Systeme erzwungenen Fluidkontraktion
und den damit ausgelo¨sten physikalischen und
chemischen Vera¨nderungen in den Mikroorganismen
und Viren. Prinzipiell wird bei der Hochdruckbe-
handlung von Lebensmitteln im hydrostatischen
System gearbeitet, d.h. die Kra¨fte im Inneren der
Hochdruckanlage befinden sich im Gleichgewicht.
Dies wird durch das Eintauchen der verpackten
Produkte in ein drucku¨bertragendes Fluid, im Nor-
malfall Wasser, erreicht. Bei Behandlungsdru¨cken,
die nicht selten bei 800 MPa liegen, werden Lebens-
mittel um bis zu einem Viertel ihres Volumens
gestaucht. Diese Kompression ist reversibel, so dass
am Ende der Behandlung das urspru¨ngliche Volumen
wieder erreicht wird. Folgende Vorteile verbinden
sich mit diesem alternativen, nicht-thermischen
Pasteurisationsverfahren: (a) Niedrige thermische Be-
lastung des Produkts, (b) Kurze Prozesszeiten (kleiner
5 Minuten pro Charge), (c) Automatisierbarkeit, (d)
Geringer Energiebedarf (unter 20 kWh/t) und (e)
Behandlung in der Endverpackung. Die Eignung des
Hochdruckverfahrens muss sich in der Praxis an den
Kosten und an den zur Verfu¨gung stehenden Pro-
zessalternativen orientieren. Ein Verfahrensvergleich
Dr. Ing. V. Heinz (&)
Deutsches Institut fu¨r Lebensmitteltechnik,
Professor-von-Klitzing-Strasse 7, 49610 Quakenbru¨ck,
Germany
e-mail: v.heinz@dil-ev.de
Dr. R. Buckow
Food Science Australia, 671 Sneydes Road, Private Bag 16,
Werribee, VIC 3030, Australia
e-mail: Roman.Buckow@csiro.au
J. Verbr. Lebensm.
DOI 10.1007/s00003-009-0311-x
Journal fu¨r Verbraucherschutz und Lebensmittelsicherheit
Journal of Consumer Protection and Food Safety
muss neben der Kosteneffizienz auch die mit der Er-
reichung des Prozessziels verbundenen Einflussnahme
aufdieLebensmittelmatrixberu¨cksichtigen.Grundlage
der Entscheidung fu¨r eine bestimmte Technologie
sollte daher immer eine am Einzelfall durchgefu¨hrte
Kosten-Nutzen-Analyse sein. Die Intensita¨t des Hoch-
druckverfahrens wird u¨ber die drei Prozessparameter
Druck, Temperatur und Zeit gesteuert. Die damit er-
reichbarehoheSelektivita¨tzeigtsichdeutlichimVerlauf
der Isokinetik-Linien in der Druck-Temperatur-Projek-
tion des Inaktivierungsverhaltens von Bakterien,
Sporen und Viren.
Abbreviations
HEPES 2-(4-(2-Hydroxyethyl)-1-piperazinyl)-
ethansulfonsa¨ure
HPP High pressure processing
MPa Mega-Pascal
1 Introduction
Novel food processing technologies aim to provide
safe, high quality foods with desirable nutritional and
physico-chemical properties. More recently with the
emergence of functional foods and nutriceuticals as
well as with the increased use of minimal processing,
health aspects of foods as well as gentle treatment
concepts have been added to the already existing
food processing requirements. This necessitates
careful process design and results from intensive
kinetic and nutritional evaluations for process
development and monitoring.
The complex composition of most food and its
large variety requires routes of processing which are
both highly efficient in killing micro-organisms and
flexible enough to retain the desirable attributes of
the product. Despite the extensive knowledge in food
preservation by heat treatment (Ramesh 1999; Lar-
ousse and Brown 1997) and despite continued
attempts to improve the quality of processed foods
(Durance 1997) there is still a need for technologies
that minimise the heat effects on desired quality
attributes of foods. Even intelligent concepts like e.g.
high-temperature-short-time processing fail if heat
transfer and/or heat penetration is limited by intrin-
sic physical properties of the product. Because
the thermal energy which is required to kill the
contaminating micro-organisms has to be con-
veyed across the product itself, the design of fast and
uniform heating and cooling steps is one of the
primary challenges of industrial heat preservation.
Heat can be transferred by conduction, convection,
and radiation. Most of the in use thermal processing
equipment (except few applications of microwave,
inductive or ohmic heating) use systems where the
heat is transferred across interfaces driven by a
temperature gradient. On the product side only the
convective heat transport can be enhanced by
external measures, i.e. by forced agitation. The
transferable heat flow and the required time to warm
up the centre of a solid or highly viscous product by
solely heat conduction is determined by the thermal
diffusivity of the material.
Non-thermal processing technologies make use of
other physical principles of transmitting the energy
to the target structures within the product. One of
those emerging processes which could serve as an
alternative method for food preservation is the use of
high hydrostatic pressure.
2 Processing technology
High pressure processing (HPP) of foodstuffs is used
for the preservation and modification of foodstuffs.
Thereby, foodstuffs are normally subjected for peri-
ods of a few seconds up to several minutes to
hydrostatic pressures above 350 MPa. This treatment
permits the inactivation of microorganisms and
enzymes at low temperatures, whilst valuable low
molecular constituents, such as vitamins, colours and
flavourings, remain largely unaffected. The ability of
hydrostatic pressures to inactivate microorganisms as
well as to denature proteins was demonstrated about
a hundred years ago (Knorr et al. 2006; Kessler and
Horak 1981). Over the last decades process develop-
ment has progressed rapidly and high pressure
treated foodstuffs have been marketed in Japan since
1990 and in Europe and the United States since 1996
(Zhang et al. 1995; Morild 1981; Ko¨rmendy et al. 1998;
Rizvi and Tong 1997). Without doubt, the preserva-
tion of foods is by far the largest commercial
application of high hydrostatic pressure related to
biological systems, and the application has steadily
increased during the past 10 years. At present, 128
industrial installations exist with volumes from 55 to
420 litre and a total annual production volume of
more than 200,000 tons. Almost half of it is meat,
meat products, seafood or fish. The rest are plant
based products like vegetable preparations or differ-
ent kinds of fruit juices (Fig. 1).
Hydrostatic pressure is generated by increasing
the free energy, e.g. by heating in closed systems or
V. Heinz, R. Buckow
by mechanical volume reduction. Industrial high
pressure installations are operated batch wise and
can reach pressures up to 800 MPa. The pressure is
then kept constant for a designated time which
ensures the success of the process, typically from
several seconds to several minutes. From chemical
industry, where pressure is widely used to increase
the reaction yield, the technology has been trans-
ferred to food and biotechnology. In biological
systems pressure higher than 400 MPa can lead to a
reversible and irreversible cleavage of intermolecular
and intramolecular bonds (Knorr et al. 2006). In this
way structural changes in membranes as well as the
inactivation of enzymes involved in vital biochemical
reactions are the key targets of microbial kill by high
pressure. The inactivation of virus is supposed to
depend on the denaturation of capsid proteins
essential for host cell attachment.
HPP is a relatively young preservation technology
(Fig. 2). Compared to other methods which are
commonplace in food industry like e.g. fermentation,
drying or heating there is less experience in the
specific features of HPP. The high pressure process
itself is characterised by 3 parameters: temperature T,
pressure p, and pressure exposure time t. Compared
to other processes like heat preservation which is
based on two parameters only (T, t) the three para-
metric HPP offers a broad variability for process
design. Table 1 shows typical processing parameters
for traditional and novel preservation treatments. In
a qualitative approach, process efficiency is assessed
in terms of the lethality of the treatment and its
structural impact on the food matrix. Evidently, those
treatments which are powerful in killing microbes
have usually a strong destructive effect on the
integrity of the food matrix with severe conse-
quences on quality and consumer acceptance.
Traditional products are usually preserved by tra-
ditional technologies which, to a large extent, meet
the expectations of the consumers of those foods. On
the other side traditional preservation strategies fail
or are not applicable when new product develop-
ments are based on innovative or uncommon
ingredient compositions. In those situations non-
thermal technologies like irradiation, pulsed electric
fields or HPP came into the focus. The justification for
applying novel preservation concepts should be: high
safety margins, superior quality and reasonable costs.
3 Physical and chemical background
Within the last 20 years a considerable knowledge on
the impact of high pressure on microbes, virus, food
constituents and food structures has been accumu-
lated and many practical applications of high pressure
technology in food industry and biotechnology took
advantage from the substantial advances in bio-
chemistry and biophysics which led to an improved
understanding of the mechanistical background.
In complex matrices like food the desired effect of
e.g. microbial inactivation may also produce bio-
chemical changes which may affect the product
properties in a negative manner. The suitable selec-
tion of the processing parameters temperature, time
and pressure can ensure that the processing goal is
reached without extensive detrimental effects.
Proteins which play a major role in the metabolic
activity of all living cells are extremely susceptible to
changes in the environment. The stability of the
protein’s molecular configuration in its functional
form is determined by a narrow band of parameter
settings which impact mainly on how the protein
interacts with the solvent. In the case of water, which
Fig. 1 Utilization of HPP preservation in different segments of
food industry
Fig. 2 History of food preservation methods
Food preservation by high pressure
is the natural protein environment a hydration shell
is formed which itself is influencing the intramolec-
ular interaction. Likewise, ionizable groups in lateral
positions produce conformational changes driven by
the actual proton concentration and ionic strength.
The losses in functionality of proteins in response to
those perturbations is hence related to intramolecu-
lar reorientations or complete unfolding leaving the
polypeptide chain in a random-coiled state.
In many cases, the ‘functional’ state is considered
as the native state whereas the ‘unfunctional’ state is
referred to as the denatured state no matter which
particular molecular structure they form. Neverthe-
less, there are means to discriminate between both
states and thermodynamic potential functions like
Gibbs free energy are particularly useful when the
transition from the native to the unfolded configu-
ration is under consideration. In those situations the
difference in Gibbs free energy DG is reduced to zero
which occurs only at distinct settings of the relevant
physical and chemical parameters: DG = DG0 ? f(T,
p, pH, co-solvents,…). If all parameters apart from T
and p are fixed, the slope of the phase boundary is
described by the equation of Clausius-Clapeyron:
dp
dT
¼
DS
DV
: ð1Þ
In those situations, the transition is accompanied
by an exchange of latent heat with the environment.
Generally, the existence of a phase transition is based
on an enthalpic and an entropic contribution to the
free energy function:
d DGð Þ ¼ DVdp À DSdT: ð2Þ
An equation (Eyring equation) has been derived
from the transition-state theory, relating pressure
and the rate constant k of reactions under pressure
using the activation volume DV#
as a parameter [7].
o ln k
op
 
¼ À
DV#
RT
: ð3Þ
The functional associations of pressure,
temperature and reaction time are best presented
by means of pressure–temperature diagrams (pT-
diagrams), which show pressure-temperature
combinations that will lead to a desired reaction
(e.g. inactivation) rate constant. Thus, a database
software was particularly designed to enable the user
to call up pressure–temperature function equations
for a number of microorganisms, enzymes and food
constituents and to present them in pT-diagrams for
predetermined treatment times or as kinetics under
predetermined p-T conditions (Buckow and Heinz
2009).
4 HPP inactivation of vegetative bacteria
The main application of HPP in the food industry is
for the extension of shelf-life or for the elimination of
microbial pathogens. The viability of vegetative
microorganisms may be affected by inducing struc-
tural changes at the cell membrane or by the
inactivation of enzyme systems which are responsible
for the control of the metabolic actions (Knorr and
Heinz 2001). Typically, significant inactivation of
vegetative bacteria, yeasts and moulds viruses can be
observed within minutes at room temperature and
pressures higher 300 MPa (Farkas and Hoover 2001).
However, increasing the pressure to 700 MPa or
higher most inactivation reactions are strongly
accelerated.
So far there only a few studies reporting inactiva-
tion kinetics of vegetative microorganisms over a
wide range of pressure–temperature combinations.
Figure 3 exemplarily shows pressure–temperature
Table 1 Characteristic features of different preservation treatments
Processing parameters Processing intensity Lethality Structure impact Cost [€/kg]
Drying T, t ? - - ?? 5
Smoking c, T, t ? ? ?? 2
Salting c, t - ? ?? 1
Fermentation b, T, t - - - ? ? 2
Heat T, t ??? ??? ??? 0.05
Irradiation $w ?? ??? ?? 0.3
High pressure p, T, t ? ?? ? 0.3
Pulsed electric fields E, $w ?? ?? ? 0.1
Supercritical gas c, p, T, t ? ? ? 1
b microbial growth parameters, c chemical efficiency parameters, E electric field strength, $w specific total energy input, p pressure,
T temperature, t pressure exposure time
V. Heinz, R. Buckow
combinations that lead to 5 log reduction of several
pathogenic and spoilage organisms within 5 min of
treatment. It is generally accepted that pressure and
temperature act synergistically on the destruction of
vegetative bacteria in the high temperature domain,
which is indicated by the left bend of isorate curves
in Fig. 3. However, L. casei seems to represent an
exception as counter-effects of pressure and temper-
ature has been observed for its inactivation in 10 mM
HEPES buffer (pH 5.3) (Sonoike et al. 1992). As can be
seen from Fig. 3, pressure stability of microorganisms
often appears to be maximal at 20–40°C whereas
stability is decreased at lower temperatures. This
might be explained by the increase of water and cell
cytoplasm compressibility with decreasing temper-
ature (Bridgman 1912) and thus, an increased transfer
of mechanical energy to the microbial cell. Assuming
microbial cell death is initiated at a certain threshold
of mechanical energy transferred into the cellular
system, at low temperatures this lethal threshold is
achieved at lower pressures than the pressure needed
at higher temperatures (Lori et al. 2007).
5 HPP inactivation of bacterial spores
Bacterial spores are not by themselves an hazard to
the food industry. It is the eventual germination,
outgrowth, and proliferation of the organism which
results in toxification or spoilage of food during the
post-processing storage. Bacterial endospores, as
compared to vegetative cells, display a considerably
higher resistance to temperature and high
pressure. To cope with this potential hazard, three
strategies are in use to minimise the risk of spore
contamination:
1. Full inactivation in one step by severe tempera-
ture conditions or suitable pressure–temperature
combinations,
2. Germination spores by temperature and/or pres-
sure and inactivate them in a subsequent
temperature or pressure/temperature treatment
(milder than strategy 1),
3. Injury of spores by temperature or pressure/
temperature treatment (milder than strategy 1)
and prevent germination or outgrowth in the
food by matrix inherent hurdles.
At present the database only considers those pub-
lished results that reach spore inactivation by a one
step process (strategy 1). Spores of Clostridium botu-
linum and Bacillus species are the key bacteria for the
safety or the spoilage of low acid (heat treated) pre-
served goods. These spores have shown remarkable
tolerance to pressures above 1,000 MPa at room
temperature (Margosch et al. 2004, 2006). On the
other hand, many other bacterial endospores, which
are relevant to food are inactivated at pressures
600 MPa or greater in combination with initial
temperature above 60°C (Heinz and Knorr 2002).
Often the required inactivation temperature and/or
time is lowered by combination with pressure as
indicated in the pressure-temperature plain of Fig. 4
for a number of bacterial spores.
6 HPP inactivation of virus
Viruses, regardless of their type of envelope, show a
wide range of sensitivities in response to high
hydrostatic pressure (Koutchma et al. 2005). It has
been suggested that virus inactivation by high pres-
sures is due to denaturation the capsid proteins
essential for host cell attachment to initiate infection
but leaves the actual capsid and RNA intact (Khadre
and Yousef 2002; Kingsley et al. 2002). For protein
unfolding it has already been stated that high pres-
sure can not be seen independently from the
temperature at which the treatment is performed.
Thus, it is not surprising that also the pressure sta-
bility of viruses is greatly affected by the process
temperature (Fig. 5). However, in contrast to pro-
teins, pressure induced stabilization of viruses
towards heat inactivation is not a general
Fig. 3 Pressure–temperature isorate diagram for 5 log inactiva-
tion of C. jejuni (Lori et al. 2007), E. coli and L. casei (Sonoike
et al. 1992), L. monocytogenes 74903 (Lori 2008) and Z. balii
(Reyns et al. 2000) after 5 min isothermal/isobaric treatment
Food preservation by high pressure
phenomenon, but has been observed in isolated cases
(Mu¨ller-Merbach and Hinrichs 2006). On the other
hand, a number of reports have indicated that the
dissociation and denaturation of proteins and viruses
by pressure is promoted by low temperatures (Bu-
ckow et al. 2008; Kingsley et al. 2004). Such behaviour
is exemplarily shown in Fig. 5 for selected viruses and
might be explained by an increased exposure of
nonpolar protein side chains to water at low tem-
peratures. This leads to enhanced interactions of
nonpolar groups causing partial denaturation of
proteins at elevated pressures (Grove et al. 2006).
7 HPP modification of food constituents
(starch, protein, fat)
The primary structure of low molecular weight
molecules such as vitamins, peptides, lipids, and
saccharides is rarely affected by high pressure
because of the very low compressibility of covalent
bonds at pressures 2,000 MPa (Gross and Jaenicke
1994; van den Broeck et al. 1998; Oey et al. 2006;
Cheftel and Culioli 1997). On the other hand, certain
macromolecules, such as starches, can change their
native structure during HPP, in a manner analogous
to thermal treatments (Cheftel 1992; Heremans 1982).
For example, starch granule solutions can form very
smooth starch pastes, which can be used to replace
fat in reduced energy foods (Stute 1997; Stute et al.
1996). Starch granules solutions can form a week gel
due to pressure induced swelling of the granule (Stolt
et al. 2000). Therefore, the occurrence of intermedi-
ate degradation levels of the lamellar crystalline
regions of the starch granule can be anticipated,
which is a possible reason for the significant differ-
ence, e. g. in viscosity between starch gels formed at
different pressure/temperature conditions.
The pressure range in which gelatinization occurs
is specific for each starch and is partly dependent on
its crystalline structure, e. g. B-type starches are more
resistant to pressure than A- and C-type starches
(Stute et al. 1996; Stolt et al. 2000; Bauer and Knorr
2005; Muhr and Blanshard 1982; Blaszczak et al.
2005) and the proportion of amylose and amylopec-
tin (Blaszczak et al. 2005; Blaszczak et al. 2007).
Usually the extent of gelatinization reached depends
on pressure level, treatment temperature and pro-
cessing time (Stolt et al. 2000). The pT diagram of
Fig. 6 shows a compilation of phase transition lines
(native/gelatinized) of different starch-water suspen-
sions. It is evident that the gelatinization
temperature of starch granules is decreased when
the pressure exceeds a specific threshold level.
However, the pressure effect is by far smaller when
the treatment temperature is approaching the gela-
tinization temperature at atmospheric pressure.
Wheat starch is different in that sense because the
temperature required to irreversibly change the
native granule structure is already decreased mark-
edly when pressure is increases by 50 MPa (Douzals
et al. 2001).
Fig. 4 Pressure–temperature isorate diagram for 5 log inactiva-
tion of A. acidoterrestris (Ardia et al. 2003), B. amyloliquefaciens
(Rajan et al. 2006), B. stearothermophilus (Ardia 2004),
C. botulinum (Margosch et al. 2006) and C. sporogenes
(Koutchma et al. 2005) after 5 min isothermal/isobaric treatment
Fig. 5 Pressure–temperature isorate diagram for 5 log inactiva-
tion of Avian influenza virus (in chicken meat slurry) (Isbarn et al.
2007), Feline calici virus (in eagle medium) (Buckow et al. 2008),
Coxsackie virus and Rota virus (Isbarn 2008) after 1 min isother-
mal/isobaric treatment
V. Heinz, R. Buckow
8 Legislative aspects
Prior to introducing novel foods to the market food
companies need to get an approval that those prod-
ucts are in compliance with the food law. With
regard to the manufacturing process the question
may arise whether a technology that can be consid-
ered as ‘‘novel’’, is necessarily producing ‘‘novel food’’
within the meaning of the law. The ‘‘Novel Foods
Regulation’’ (Regulation (EC) No 258/97) defines novel
food as a food, that does not have a significant his-
tory of consumption within the European Union (EU)
before the 15th of May, 1997. Such foods are subject to
a pre-market safety assessment, before a decision is
made on EU-wide authorisation.
The original intention of the Novel Foods Regula-
tion was to introduce a legal framework for foods
and food ingredients containing or consisting of
genetically modified organisms (so called GMO). For
the first time, this legal framework provided the
possibility to allow GMO in food stuffs. Because of the
fact that GMO were (and are) politically highly dis-
puted, the European legislator tried to ‘‘hide’’ this
new approach of allowing GMO and used the term of
‘‘Novel Foods’’, regulating not only GMO, but also
other kinds of novel foods like — for example — foods
consisting of micro-organisms, fungi or algae.
Nowadays, GMO are not subject of the Novel Foods
Regulation any more. Today, GMO form a separate
legal category and they are regulated by separate
provisions.
What concerns processing aspects, the legislations
defines Novel Foods as follows:
Article 1
(f) foods and food ingredients to which has been
applied a production process not currently used,
where that process gives rise to significant changes in
the composition or structure of the foods or food
ingredients which affect their nutritional value,
metabolism or level of undesirable substances.
If a food falls under the definition of novel food,
the person responsible for placing it on the market
has to apply for an authorisation. Only if a food was
commercialised in at least one Member State
before the 15th of May, 1997, it can be marketed
elsewhere in the EU under the ‘‘principle of mutual
recognition’’, and the Novel Foods Regulation does
not apply.
In order to be granted the authorisation, the
applicant submits a request to the Member State in
which the product is to be placed on the market for
the first time. The request shall contain the necessary
information, including a copy of the studies which
have been carried out and any other material which
is available to demonstrate that the food complies
with the demanded criteria. These criteria are:
Article 3
Foods and food ingredients falling within the scope of
this Regulation must not:
– present a danger for the consumer,
– mislead the consumer,
– differ from foods or food ingredients which they
are intended to replace to such an extent that
their normal consumption would be nutritionally
disadvantageous for the consumer.
Furthermore, the applicant has to provide an
appropriate proposal for the presentation and label-
ling of the food.
Once the application has been accepted, the
Member State has 90 days to produce an initial
opinion. This opinion is then circulated in all EU
Member States, who are then given a further 60 days
period to comment or make a reasoned objection. If
there are no objections, the novel food will be au-
thorised (or rejected) at the end of the 60 days in line
with the initial opinion. Otherwise, a decision on the
authorisation will be taken by a vote among Member
States at the Standing Committee on the Food Chain
and Animal Health. If necessary, the European Food
Fig. 6 Pressure–temperature phase diagram for complete gela-
tinization of starch granules from barley malt (Heinz et al. 2005),
maize (Buckow et al. 2007), potato (Rumpold 2005), rice (Rubens
and Heremans 2000), tapioca (Rumpold 2005) and wheat (Bauer
and Knorr 2005) after approximately 15 min isothermal/isobaric
treatment
Food preservation by high pressure
Safety Authority will first be asked for its opinion on
any outstanding safety questions.
The Novel Foods Regulation includes a simplified
procedure for marketing certain types of novel food
or novel food ingredient in the EU, if it is considered
‘‘substantially equivalent’’ to an existing food or food
ingredient that is already marketed within the EU. In
these cases, the company can submit a notification to
the European Commission after obtaining an opinion
on equivalence from an EU Member State.
In the UK for example, it is the Food Standards
Agency who is the Competent Authority. If a com-
pany wants to benefit from the simplified procedure,
it must provide the Competent Authority with spe-
cific data when requesting such an opinion. The
company’s application dossier should show how the
novel food or novel food ingredient may be sub-
stantially equivalent to an existing food or food
ingredient as regards to its: (a) composition (such as
the source organism and preparation method), (b)
nutritional value, (c) metabolism, (d) intended use
(such as a food ingredient or supplement) and (e)
level of undesirable substances (such as contami-
nants, mycotoxins and allergens).
9 Conclusions
HPP is a process that can inactivate microorganisms,
spores and virus at low or moderate temperatures
whilst retaining sensory and nutritional properties.
This ‘novel’ non-thermal technology has the potential
to be used in the development of a whole new gen-
eration of value added foods.
Although food safety issues and the achievable
extension of shelf-life and the legislative situation
need to be inspected case-by-case the existing
experimental data can be helpful in exploring
potential fields of application for high pressure pro-
cessing. HPP is not likely to replace all traditional
processing methods, but it may complement such
methods or find niche applications. In addition,
novel physico-chemical and sensory properties
obtained from this technology offer exciting oppor-
tunities for industry.
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Food preservation by high pressure - Heinz 2009

  • 1. LEITTHEMA: HALTBARMACHEN VON LEBENSMITTELN Food preservation by high pressure Volker Heinz Æ Roman Buckow Received: 22 May 2009 / Accepted: 18 June 2009 Ó Birkha¨user Verlag, Basel/Switzerland 2009 Abstract Novel non-thermal food processing tech- nologies aim to provide safe, high quality foods with desirable nutritional, physico-chemical and sensorical properties. More recently with the use of minimal processing treatment concepts have been added to the already existing food processing requirements. Some of them might be beneficial for the improve- ment of hygiene and the extension of shelf life. This presentation will focus on the current practice, the knowledge and future developments of high pressure processing (HPP). Hydrostatic high pressure technol- ogy is relatively new to food industry and is more and more considered as an alternative to traditional preservation methods like heat processing. Inactiva- tion of bacteria, spores, virus has been demonstrated. Relevant aspects of the European legislation on novel foods will be discussed. International trends and recent developments in machinery will be reviewed. Keywords High pressure processing Á Inactivation of bacteria and their spores Á Inactivation of virus Á Preservation of food Zusammenfassung Das wachsende Bewusstsein der Verbraucher hinsichtlich gesunder Erna¨hrung steht oft im Gegensatz zu der gleichzeitig gewu¨nsch- ten schnellen Verfu¨gbarkeit frischer, verzehrfertiger Produkte. In der Lebensmittelindustrie sind daher Bestrebungen zu beobachten, dass u¨ber eine vera¨n- derte Herstellungsweise und dem Einsatz neuer Technologien die Qualita¨t und Produktvielfalt ge- steigert werden soll. In diesem Zusammenhang wird seit einigen Jahren die Hochdrucktechnologie bei der Haltbarmachung von Lebensmitteln eingesetzt. Die Wirksamkeit hoher hydrostatischer Dru¨cke bei der Behandlung von Lebensmitteln beruht auf der durch technische Systeme erzwungenen Fluidkontraktion und den damit ausgelo¨sten physikalischen und chemischen Vera¨nderungen in den Mikroorganismen und Viren. Prinzipiell wird bei der Hochdruckbe- handlung von Lebensmitteln im hydrostatischen System gearbeitet, d.h. die Kra¨fte im Inneren der Hochdruckanlage befinden sich im Gleichgewicht. Dies wird durch das Eintauchen der verpackten Produkte in ein drucku¨bertragendes Fluid, im Nor- malfall Wasser, erreicht. Bei Behandlungsdru¨cken, die nicht selten bei 800 MPa liegen, werden Lebens- mittel um bis zu einem Viertel ihres Volumens gestaucht. Diese Kompression ist reversibel, so dass am Ende der Behandlung das urspru¨ngliche Volumen wieder erreicht wird. Folgende Vorteile verbinden sich mit diesem alternativen, nicht-thermischen Pasteurisationsverfahren: (a) Niedrige thermische Be- lastung des Produkts, (b) Kurze Prozesszeiten (kleiner 5 Minuten pro Charge), (c) Automatisierbarkeit, (d) Geringer Energiebedarf (unter 20 kWh/t) und (e) Behandlung in der Endverpackung. Die Eignung des Hochdruckverfahrens muss sich in der Praxis an den Kosten und an den zur Verfu¨gung stehenden Pro- zessalternativen orientieren. Ein Verfahrensvergleich Dr. Ing. V. Heinz (&) Deutsches Institut fu¨r Lebensmitteltechnik, Professor-von-Klitzing-Strasse 7, 49610 Quakenbru¨ck, Germany e-mail: v.heinz@dil-ev.de Dr. R. Buckow Food Science Australia, 671 Sneydes Road, Private Bag 16, Werribee, VIC 3030, Australia e-mail: Roman.Buckow@csiro.au J. Verbr. Lebensm. DOI 10.1007/s00003-009-0311-x Journal fu¨r Verbraucherschutz und Lebensmittelsicherheit Journal of Consumer Protection and Food Safety
  • 2. muss neben der Kosteneffizienz auch die mit der Er- reichung des Prozessziels verbundenen Einflussnahme aufdieLebensmittelmatrixberu¨cksichtigen.Grundlage der Entscheidung fu¨r eine bestimmte Technologie sollte daher immer eine am Einzelfall durchgefu¨hrte Kosten-Nutzen-Analyse sein. Die Intensita¨t des Hoch- druckverfahrens wird u¨ber die drei Prozessparameter Druck, Temperatur und Zeit gesteuert. Die damit er- reichbarehoheSelektivita¨tzeigtsichdeutlichimVerlauf der Isokinetik-Linien in der Druck-Temperatur-Projek- tion des Inaktivierungsverhaltens von Bakterien, Sporen und Viren. Abbreviations HEPES 2-(4-(2-Hydroxyethyl)-1-piperazinyl)- ethansulfonsa¨ure HPP High pressure processing MPa Mega-Pascal 1 Introduction Novel food processing technologies aim to provide safe, high quality foods with desirable nutritional and physico-chemical properties. More recently with the emergence of functional foods and nutriceuticals as well as with the increased use of minimal processing, health aspects of foods as well as gentle treatment concepts have been added to the already existing food processing requirements. This necessitates careful process design and results from intensive kinetic and nutritional evaluations for process development and monitoring. The complex composition of most food and its large variety requires routes of processing which are both highly efficient in killing micro-organisms and flexible enough to retain the desirable attributes of the product. Despite the extensive knowledge in food preservation by heat treatment (Ramesh 1999; Lar- ousse and Brown 1997) and despite continued attempts to improve the quality of processed foods (Durance 1997) there is still a need for technologies that minimise the heat effects on desired quality attributes of foods. Even intelligent concepts like e.g. high-temperature-short-time processing fail if heat transfer and/or heat penetration is limited by intrin- sic physical properties of the product. Because the thermal energy which is required to kill the contaminating micro-organisms has to be con- veyed across the product itself, the design of fast and uniform heating and cooling steps is one of the primary challenges of industrial heat preservation. Heat can be transferred by conduction, convection, and radiation. Most of the in use thermal processing equipment (except few applications of microwave, inductive or ohmic heating) use systems where the heat is transferred across interfaces driven by a temperature gradient. On the product side only the convective heat transport can be enhanced by external measures, i.e. by forced agitation. The transferable heat flow and the required time to warm up the centre of a solid or highly viscous product by solely heat conduction is determined by the thermal diffusivity of the material. Non-thermal processing technologies make use of other physical principles of transmitting the energy to the target structures within the product. One of those emerging processes which could serve as an alternative method for food preservation is the use of high hydrostatic pressure. 2 Processing technology High pressure processing (HPP) of foodstuffs is used for the preservation and modification of foodstuffs. Thereby, foodstuffs are normally subjected for peri- ods of a few seconds up to several minutes to hydrostatic pressures above 350 MPa. This treatment permits the inactivation of microorganisms and enzymes at low temperatures, whilst valuable low molecular constituents, such as vitamins, colours and flavourings, remain largely unaffected. The ability of hydrostatic pressures to inactivate microorganisms as well as to denature proteins was demonstrated about a hundred years ago (Knorr et al. 2006; Kessler and Horak 1981). Over the last decades process develop- ment has progressed rapidly and high pressure treated foodstuffs have been marketed in Japan since 1990 and in Europe and the United States since 1996 (Zhang et al. 1995; Morild 1981; Ko¨rmendy et al. 1998; Rizvi and Tong 1997). Without doubt, the preserva- tion of foods is by far the largest commercial application of high hydrostatic pressure related to biological systems, and the application has steadily increased during the past 10 years. At present, 128 industrial installations exist with volumes from 55 to 420 litre and a total annual production volume of more than 200,000 tons. Almost half of it is meat, meat products, seafood or fish. The rest are plant based products like vegetable preparations or differ- ent kinds of fruit juices (Fig. 1). Hydrostatic pressure is generated by increasing the free energy, e.g. by heating in closed systems or V. Heinz, R. Buckow
  • 3. by mechanical volume reduction. Industrial high pressure installations are operated batch wise and can reach pressures up to 800 MPa. The pressure is then kept constant for a designated time which ensures the success of the process, typically from several seconds to several minutes. From chemical industry, where pressure is widely used to increase the reaction yield, the technology has been trans- ferred to food and biotechnology. In biological systems pressure higher than 400 MPa can lead to a reversible and irreversible cleavage of intermolecular and intramolecular bonds (Knorr et al. 2006). In this way structural changes in membranes as well as the inactivation of enzymes involved in vital biochemical reactions are the key targets of microbial kill by high pressure. The inactivation of virus is supposed to depend on the denaturation of capsid proteins essential for host cell attachment. HPP is a relatively young preservation technology (Fig. 2). Compared to other methods which are commonplace in food industry like e.g. fermentation, drying or heating there is less experience in the specific features of HPP. The high pressure process itself is characterised by 3 parameters: temperature T, pressure p, and pressure exposure time t. Compared to other processes like heat preservation which is based on two parameters only (T, t) the three para- metric HPP offers a broad variability for process design. Table 1 shows typical processing parameters for traditional and novel preservation treatments. In a qualitative approach, process efficiency is assessed in terms of the lethality of the treatment and its structural impact on the food matrix. Evidently, those treatments which are powerful in killing microbes have usually a strong destructive effect on the integrity of the food matrix with severe conse- quences on quality and consumer acceptance. Traditional products are usually preserved by tra- ditional technologies which, to a large extent, meet the expectations of the consumers of those foods. On the other side traditional preservation strategies fail or are not applicable when new product develop- ments are based on innovative or uncommon ingredient compositions. In those situations non- thermal technologies like irradiation, pulsed electric fields or HPP came into the focus. The justification for applying novel preservation concepts should be: high safety margins, superior quality and reasonable costs. 3 Physical and chemical background Within the last 20 years a considerable knowledge on the impact of high pressure on microbes, virus, food constituents and food structures has been accumu- lated and many practical applications of high pressure technology in food industry and biotechnology took advantage from the substantial advances in bio- chemistry and biophysics which led to an improved understanding of the mechanistical background. In complex matrices like food the desired effect of e.g. microbial inactivation may also produce bio- chemical changes which may affect the product properties in a negative manner. The suitable selec- tion of the processing parameters temperature, time and pressure can ensure that the processing goal is reached without extensive detrimental effects. Proteins which play a major role in the metabolic activity of all living cells are extremely susceptible to changes in the environment. The stability of the protein’s molecular configuration in its functional form is determined by a narrow band of parameter settings which impact mainly on how the protein interacts with the solvent. In the case of water, which Fig. 1 Utilization of HPP preservation in different segments of food industry Fig. 2 History of food preservation methods Food preservation by high pressure
  • 4. is the natural protein environment a hydration shell is formed which itself is influencing the intramolec- ular interaction. Likewise, ionizable groups in lateral positions produce conformational changes driven by the actual proton concentration and ionic strength. The losses in functionality of proteins in response to those perturbations is hence related to intramolecu- lar reorientations or complete unfolding leaving the polypeptide chain in a random-coiled state. In many cases, the ‘functional’ state is considered as the native state whereas the ‘unfunctional’ state is referred to as the denatured state no matter which particular molecular structure they form. Neverthe- less, there are means to discriminate between both states and thermodynamic potential functions like Gibbs free energy are particularly useful when the transition from the native to the unfolded configu- ration is under consideration. In those situations the difference in Gibbs free energy DG is reduced to zero which occurs only at distinct settings of the relevant physical and chemical parameters: DG = DG0 ? f(T, p, pH, co-solvents,…). If all parameters apart from T and p are fixed, the slope of the phase boundary is described by the equation of Clausius-Clapeyron: dp dT ¼ DS DV : ð1Þ In those situations, the transition is accompanied by an exchange of latent heat with the environment. Generally, the existence of a phase transition is based on an enthalpic and an entropic contribution to the free energy function: d DGð Þ ¼ DVdp À DSdT: ð2Þ An equation (Eyring equation) has been derived from the transition-state theory, relating pressure and the rate constant k of reactions under pressure using the activation volume DV# as a parameter [7]. o ln k op ¼ À DV# RT : ð3Þ The functional associations of pressure, temperature and reaction time are best presented by means of pressure–temperature diagrams (pT- diagrams), which show pressure-temperature combinations that will lead to a desired reaction (e.g. inactivation) rate constant. Thus, a database software was particularly designed to enable the user to call up pressure–temperature function equations for a number of microorganisms, enzymes and food constituents and to present them in pT-diagrams for predetermined treatment times or as kinetics under predetermined p-T conditions (Buckow and Heinz 2009). 4 HPP inactivation of vegetative bacteria The main application of HPP in the food industry is for the extension of shelf-life or for the elimination of microbial pathogens. The viability of vegetative microorganisms may be affected by inducing struc- tural changes at the cell membrane or by the inactivation of enzyme systems which are responsible for the control of the metabolic actions (Knorr and Heinz 2001). Typically, significant inactivation of vegetative bacteria, yeasts and moulds viruses can be observed within minutes at room temperature and pressures higher 300 MPa (Farkas and Hoover 2001). However, increasing the pressure to 700 MPa or higher most inactivation reactions are strongly accelerated. So far there only a few studies reporting inactiva- tion kinetics of vegetative microorganisms over a wide range of pressure–temperature combinations. Figure 3 exemplarily shows pressure–temperature Table 1 Characteristic features of different preservation treatments Processing parameters Processing intensity Lethality Structure impact Cost [€/kg] Drying T, t ? - - ?? 5 Smoking c, T, t ? ? ?? 2 Salting c, t - ? ?? 1 Fermentation b, T, t - - - ? ? 2 Heat T, t ??? ??? ??? 0.05 Irradiation $w ?? ??? ?? 0.3 High pressure p, T, t ? ?? ? 0.3 Pulsed electric fields E, $w ?? ?? ? 0.1 Supercritical gas c, p, T, t ? ? ? 1 b microbial growth parameters, c chemical efficiency parameters, E electric field strength, $w specific total energy input, p pressure, T temperature, t pressure exposure time V. Heinz, R. Buckow
  • 5. combinations that lead to 5 log reduction of several pathogenic and spoilage organisms within 5 min of treatment. It is generally accepted that pressure and temperature act synergistically on the destruction of vegetative bacteria in the high temperature domain, which is indicated by the left bend of isorate curves in Fig. 3. However, L. casei seems to represent an exception as counter-effects of pressure and temper- ature has been observed for its inactivation in 10 mM HEPES buffer (pH 5.3) (Sonoike et al. 1992). As can be seen from Fig. 3, pressure stability of microorganisms often appears to be maximal at 20–40°C whereas stability is decreased at lower temperatures. This might be explained by the increase of water and cell cytoplasm compressibility with decreasing temper- ature (Bridgman 1912) and thus, an increased transfer of mechanical energy to the microbial cell. Assuming microbial cell death is initiated at a certain threshold of mechanical energy transferred into the cellular system, at low temperatures this lethal threshold is achieved at lower pressures than the pressure needed at higher temperatures (Lori et al. 2007). 5 HPP inactivation of bacterial spores Bacterial spores are not by themselves an hazard to the food industry. It is the eventual germination, outgrowth, and proliferation of the organism which results in toxification or spoilage of food during the post-processing storage. Bacterial endospores, as compared to vegetative cells, display a considerably higher resistance to temperature and high pressure. To cope with this potential hazard, three strategies are in use to minimise the risk of spore contamination: 1. Full inactivation in one step by severe tempera- ture conditions or suitable pressure–temperature combinations, 2. Germination spores by temperature and/or pres- sure and inactivate them in a subsequent temperature or pressure/temperature treatment (milder than strategy 1), 3. Injury of spores by temperature or pressure/ temperature treatment (milder than strategy 1) and prevent germination or outgrowth in the food by matrix inherent hurdles. At present the database only considers those pub- lished results that reach spore inactivation by a one step process (strategy 1). Spores of Clostridium botu- linum and Bacillus species are the key bacteria for the safety or the spoilage of low acid (heat treated) pre- served goods. These spores have shown remarkable tolerance to pressures above 1,000 MPa at room temperature (Margosch et al. 2004, 2006). On the other hand, many other bacterial endospores, which are relevant to food are inactivated at pressures 600 MPa or greater in combination with initial temperature above 60°C (Heinz and Knorr 2002). Often the required inactivation temperature and/or time is lowered by combination with pressure as indicated in the pressure-temperature plain of Fig. 4 for a number of bacterial spores. 6 HPP inactivation of virus Viruses, regardless of their type of envelope, show a wide range of sensitivities in response to high hydrostatic pressure (Koutchma et al. 2005). It has been suggested that virus inactivation by high pres- sures is due to denaturation the capsid proteins essential for host cell attachment to initiate infection but leaves the actual capsid and RNA intact (Khadre and Yousef 2002; Kingsley et al. 2002). For protein unfolding it has already been stated that high pres- sure can not be seen independently from the temperature at which the treatment is performed. Thus, it is not surprising that also the pressure sta- bility of viruses is greatly affected by the process temperature (Fig. 5). However, in contrast to pro- teins, pressure induced stabilization of viruses towards heat inactivation is not a general Fig. 3 Pressure–temperature isorate diagram for 5 log inactiva- tion of C. jejuni (Lori et al. 2007), E. coli and L. casei (Sonoike et al. 1992), L. monocytogenes 74903 (Lori 2008) and Z. balii (Reyns et al. 2000) after 5 min isothermal/isobaric treatment Food preservation by high pressure
  • 6. phenomenon, but has been observed in isolated cases (Mu¨ller-Merbach and Hinrichs 2006). On the other hand, a number of reports have indicated that the dissociation and denaturation of proteins and viruses by pressure is promoted by low temperatures (Bu- ckow et al. 2008; Kingsley et al. 2004). Such behaviour is exemplarily shown in Fig. 5 for selected viruses and might be explained by an increased exposure of nonpolar protein side chains to water at low tem- peratures. This leads to enhanced interactions of nonpolar groups causing partial denaturation of proteins at elevated pressures (Grove et al. 2006). 7 HPP modification of food constituents (starch, protein, fat) The primary structure of low molecular weight molecules such as vitamins, peptides, lipids, and saccharides is rarely affected by high pressure because of the very low compressibility of covalent bonds at pressures 2,000 MPa (Gross and Jaenicke 1994; van den Broeck et al. 1998; Oey et al. 2006; Cheftel and Culioli 1997). On the other hand, certain macromolecules, such as starches, can change their native structure during HPP, in a manner analogous to thermal treatments (Cheftel 1992; Heremans 1982). For example, starch granule solutions can form very smooth starch pastes, which can be used to replace fat in reduced energy foods (Stute 1997; Stute et al. 1996). Starch granules solutions can form a week gel due to pressure induced swelling of the granule (Stolt et al. 2000). Therefore, the occurrence of intermedi- ate degradation levels of the lamellar crystalline regions of the starch granule can be anticipated, which is a possible reason for the significant differ- ence, e. g. in viscosity between starch gels formed at different pressure/temperature conditions. The pressure range in which gelatinization occurs is specific for each starch and is partly dependent on its crystalline structure, e. g. B-type starches are more resistant to pressure than A- and C-type starches (Stute et al. 1996; Stolt et al. 2000; Bauer and Knorr 2005; Muhr and Blanshard 1982; Blaszczak et al. 2005) and the proportion of amylose and amylopec- tin (Blaszczak et al. 2005; Blaszczak et al. 2007). Usually the extent of gelatinization reached depends on pressure level, treatment temperature and pro- cessing time (Stolt et al. 2000). The pT diagram of Fig. 6 shows a compilation of phase transition lines (native/gelatinized) of different starch-water suspen- sions. It is evident that the gelatinization temperature of starch granules is decreased when the pressure exceeds a specific threshold level. However, the pressure effect is by far smaller when the treatment temperature is approaching the gela- tinization temperature at atmospheric pressure. Wheat starch is different in that sense because the temperature required to irreversibly change the native granule structure is already decreased mark- edly when pressure is increases by 50 MPa (Douzals et al. 2001). Fig. 4 Pressure–temperature isorate diagram for 5 log inactiva- tion of A. acidoterrestris (Ardia et al. 2003), B. amyloliquefaciens (Rajan et al. 2006), B. stearothermophilus (Ardia 2004), C. botulinum (Margosch et al. 2006) and C. sporogenes (Koutchma et al. 2005) after 5 min isothermal/isobaric treatment Fig. 5 Pressure–temperature isorate diagram for 5 log inactiva- tion of Avian influenza virus (in chicken meat slurry) (Isbarn et al. 2007), Feline calici virus (in eagle medium) (Buckow et al. 2008), Coxsackie virus and Rota virus (Isbarn 2008) after 1 min isother- mal/isobaric treatment V. Heinz, R. Buckow
  • 7. 8 Legislative aspects Prior to introducing novel foods to the market food companies need to get an approval that those prod- ucts are in compliance with the food law. With regard to the manufacturing process the question may arise whether a technology that can be consid- ered as ‘‘novel’’, is necessarily producing ‘‘novel food’’ within the meaning of the law. The ‘‘Novel Foods Regulation’’ (Regulation (EC) No 258/97) defines novel food as a food, that does not have a significant his- tory of consumption within the European Union (EU) before the 15th of May, 1997. Such foods are subject to a pre-market safety assessment, before a decision is made on EU-wide authorisation. The original intention of the Novel Foods Regula- tion was to introduce a legal framework for foods and food ingredients containing or consisting of genetically modified organisms (so called GMO). For the first time, this legal framework provided the possibility to allow GMO in food stuffs. Because of the fact that GMO were (and are) politically highly dis- puted, the European legislator tried to ‘‘hide’’ this new approach of allowing GMO and used the term of ‘‘Novel Foods’’, regulating not only GMO, but also other kinds of novel foods like — for example — foods consisting of micro-organisms, fungi or algae. Nowadays, GMO are not subject of the Novel Foods Regulation any more. Today, GMO form a separate legal category and they are regulated by separate provisions. What concerns processing aspects, the legislations defines Novel Foods as follows: Article 1 (f) foods and food ingredients to which has been applied a production process not currently used, where that process gives rise to significant changes in the composition or structure of the foods or food ingredients which affect their nutritional value, metabolism or level of undesirable substances. If a food falls under the definition of novel food, the person responsible for placing it on the market has to apply for an authorisation. Only if a food was commercialised in at least one Member State before the 15th of May, 1997, it can be marketed elsewhere in the EU under the ‘‘principle of mutual recognition’’, and the Novel Foods Regulation does not apply. In order to be granted the authorisation, the applicant submits a request to the Member State in which the product is to be placed on the market for the first time. The request shall contain the necessary information, including a copy of the studies which have been carried out and any other material which is available to demonstrate that the food complies with the demanded criteria. These criteria are: Article 3 Foods and food ingredients falling within the scope of this Regulation must not: – present a danger for the consumer, – mislead the consumer, – differ from foods or food ingredients which they are intended to replace to such an extent that their normal consumption would be nutritionally disadvantageous for the consumer. Furthermore, the applicant has to provide an appropriate proposal for the presentation and label- ling of the food. Once the application has been accepted, the Member State has 90 days to produce an initial opinion. This opinion is then circulated in all EU Member States, who are then given a further 60 days period to comment or make a reasoned objection. If there are no objections, the novel food will be au- thorised (or rejected) at the end of the 60 days in line with the initial opinion. Otherwise, a decision on the authorisation will be taken by a vote among Member States at the Standing Committee on the Food Chain and Animal Health. If necessary, the European Food Fig. 6 Pressure–temperature phase diagram for complete gela- tinization of starch granules from barley malt (Heinz et al. 2005), maize (Buckow et al. 2007), potato (Rumpold 2005), rice (Rubens and Heremans 2000), tapioca (Rumpold 2005) and wheat (Bauer and Knorr 2005) after approximately 15 min isothermal/isobaric treatment Food preservation by high pressure
  • 8. Safety Authority will first be asked for its opinion on any outstanding safety questions. The Novel Foods Regulation includes a simplified procedure for marketing certain types of novel food or novel food ingredient in the EU, if it is considered ‘‘substantially equivalent’’ to an existing food or food ingredient that is already marketed within the EU. In these cases, the company can submit a notification to the European Commission after obtaining an opinion on equivalence from an EU Member State. In the UK for example, it is the Food Standards Agency who is the Competent Authority. If a com- pany wants to benefit from the simplified procedure, it must provide the Competent Authority with spe- cific data when requesting such an opinion. The company’s application dossier should show how the novel food or novel food ingredient may be sub- stantially equivalent to an existing food or food ingredient as regards to its: (a) composition (such as the source organism and preparation method), (b) nutritional value, (c) metabolism, (d) intended use (such as a food ingredient or supplement) and (e) level of undesirable substances (such as contami- nants, mycotoxins and allergens). 9 Conclusions HPP is a process that can inactivate microorganisms, spores and virus at low or moderate temperatures whilst retaining sensory and nutritional properties. This ‘novel’ non-thermal technology has the potential to be used in the development of a whole new gen- eration of value added foods. Although food safety issues and the achievable extension of shelf-life and the legislative situation need to be inspected case-by-case the existing experimental data can be helpful in exploring potential fields of application for high pressure pro- cessing. HPP is not likely to replace all traditional processing methods, but it may complement such methods or find niche applications. In addition, novel physico-chemical and sensory properties obtained from this technology offer exciting oppor- tunities for industry. References Ardia A (2004) Process considerations on the application of high pressure treatment at elevated temperature levels for food preservation. Dissertation, Berlin University of Technology Ardia A, Knorr D, Ferrari G, Heinz V (2003) Kinetic studies on combined high-pressure and temperature inactivation of Alicyclobacillus acidoterrestries spores in orange juice. 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