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Game Plan for Therapeutic
      Cancer Vaccines style
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                 Presented by:
            Mark Shapiro, MBA, MA, RAC
        Click to edit Master title style
              Nikolas Burlew, RQAP-GLP
                   Todd Clark, MBA
               Catherine McCall, D. Phil
Sponsors

         Clinipace Worldwide: Oncology Drug Development
            Drug Development
            Regulatory
            Clinical Development
            Pharmacovigilance
            Post-Approval                                                     clinipace.com

        Click to edit Master title style
        VOI Consulting: Oncology Consulting & Publishing
          Value of Insight Consulting, Inc. (VOI) is a pharmaceutical consulting and publishing
          company dedicated to providing pharmaceutical and biopharmaceutical clients with
                                 Click to edit Master title style
          fact-based analysis and business intelligence to meet market challenges in today’s
          highly competitive global environment.

          VOI Publications
            The Oncology Roadmap
            pharmahandbook®                                                voiconsulting.com

RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                               www.clinipace.com
Types of Therapeutic
                                                                       Anti-Cancer Vaccines
                                         Vaccine Type
                                                                                                      Viral Vector /
                                                                Antigen/Adjuvant
               Whole Cell Vaccines                                                                     DNA-based
                                                                    Vaccines
                                                                                                        Vaccines


         Click to edit Master title style
       Autologous                       Allogeneic
                                                                GM2 ganglioside vaccine
                                                                 combined with the QS-
                                                                   21 adjuvant (GMK)
                                                                                                     plasmid DNA vaccine
                                                                                                    expressing the Melan-
                                                                                                       A/MART antigen


                                                                Effective, but inferior to high-   Melan-A/MART-1 specific T
   Dendritic Cell Vaccines               Click to edit Master title style
                                    CanVaxin™, irradiated
                                allogeneic melanoma cell line
                                                                      dose IFN (another            cell responses were evident
                                                                 immunotherapy) in Phase III        by ELISPOT, but no HBsAg-
                                          plus BCG )
                                                                             trial                 specific antibodies detected



 Provenge (sipuleucel-T), is
the first approved cell-based
            vaccine



RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                    www.clinipace.com
Click to edit Cancer Vaccine
   Trends in Master title style
   Development title style
         Click to edit Master
                              & Lessons
                Learned
Status of Cancer
                                                                                                                    Vaccine Research
            ~230 vaccines are in                                  Melanoma, breast, and lung have                                              Lung cancer has more
            clinical development                                     the highest overall activity                                              late-stage candidates
 90
         81                                                                                                                                  4
 80                                                                                           Phase III                              4
                  75                                  45

 70                                                   40                                      Phase II/III
                           65
                                                      35                                      Phase II                               3
 60
                                                      30                                      Phase I/II


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 50
                                                      25
                                                                                              Phase I                                                 2
 40                                                                                                                                  2
                                                      20
 30
                                                      15
                                                                                                                                                                1        1         1
 20                                                                                                                                  1
                                                      10
 10                                          8              Click to edit Master title style
                                                        5
                                    2
  0                                                     0                                                                            0




Source: Dayoub, E., Davis, MM. Relationship of therapeutic cancer vaccine development to population disease burden and five-year survival. Human Vaccines Nov 2011; Data H1 2011

   RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                                                               www.clinipace.com
Geography of Cancer
                                                                                                                Vaccine Research
                                                             Site Locations for Phase III Cancer Trials
            45%

            40%               39%
                                          36%                       Non-Vaccine Phase III Pivotal Trials (2005-2011)                           Vaccine Phase III Trials
            35%         32%

            30%                                 28%

            25%

            20%

            15%

            10%
                  Click to edit Master title style           9%
                                                                  14%


                                                                                                                     7%                                                      6%
                                                                                4% 5%              4% 3%
             5%                                                                                                           3%                   2%                                 3%
                                                                                                                                        1%                1%      1%
             0%
                                                                Click to edit Master title style




Sources: Pivotal trial data from Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database; Vaccine trial locations from clinicaltrials.gov and
published articles on Phase III trials

   RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                                                                        www.clinipace.com
Trial Design
                                  PRIMARY ENDPOINT                                                                                      COMPARISON ARM
                 Vaccine trials are much more likely than other cancer                                                          Placebo controls are also much more
               studies to feature overall survival as a primary endpoint:                                                                    common:

                                                                                                                              70%
                                                                                                                                          62%                                      60%
                                                         69%
                                                                                                                              60%
                                                                                                                                                           Non-vaccine
                                                                             Non-vaccine Phase III
                                                                                                                              50%
                                                                             Pivotal Trials (2005-2011)
                                                                                                                              40%
                                                                             Vaccine
                                                                                                                              30%                                            24%
                                                                                                                                                20%              20%
                                                                                                                              20%


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                                                                                                                                                           14%
                    37%                                                                                                       10%

                                                                                                                                0%
                                                                                                                                          Active           Passive           Placebo
                                                 22%

                                                                                                                  15%                           15%
                                                                             12%                                                      10%                          12%
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                                                                                  title
                             0%                                                       0%                                                                                    0%

           Progression Free Survival          Overall Survival          Time to Progression         Disease Free Survival            Response Rate                     Other


                                                                 RANDOMIZATION
                          Vaccine trials also tend to overweight the investigative arm: ~75% of Phase III studies have 2:1
                                     randomization as compared to >10% of non-vaccine pivotal cancer trials.

Sources: Pivotal trial data from Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database; Vaccine trial data from clinicaltrials.gov and
published sources. Passive controls can take the form of comparisons to best supportive care or the lack of investigational drug in the comparison arm.

 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                                                                       www.clinipace.com
Trial Size

           Cancer vaccine trials, on average, are smaller than Phase III pivotal trials for other cancer drugs. However,
                   cancer vaccine trials currently underway are very similar in terms of # of patient & sites.



     Parameter                                 Phase III Trial Type                                                    Average                 Median                 Min            Max

     Number Patients                           Non-Vaccine (Actual)                                                              667                    571           100           3387

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                                               Vaccine (Actual)                                                                  256                    177              98           512

                                               Vaccines (Projected)                                                              687                    568           230           1476

     Number of Sites                           Non-Vaccine (Actual) Master title style
                                                      Click to edit                  106                                                                  88             19           476

                                               Vaccine (Actual)                                                                    40                     27             17              75

                                               Vaccines (Projected)                                                              108                      76             10           295

Sources: Actual trial data from Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database; Projected vaccine trials data from clinicaltrials.gov.

   RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                                                                        www.clinipace.com
Randomization Rates
          To date, Phase III cancer vaccine trials have experienced substantially lower randomization rates. This
        problem has led to a discontinuation of at least one trial (i.e. BiovaxID had a 563 patient target but enrolled
                                                   only 234 after ~8 years).

    0.25                                                                               Accrual Rates
                                                          (Number of Randomized Patients per Site per Enrollment Month)
                                                                                                                       0.23                               -14%
                                      0.21
    0.20                                                                                                                                       0.19
                                                                         -29%



    0.15
              Click to edit Master title style                0.15




    0.10
                                                                                  Non-Vaccine (Actual)
                                                           Click to edit Master title style
                                                                                  Vaccine (Actual)
    0.05




    0.00
                                              Average                                                                           Median

Sources: Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database. BiovaxID information from Schuster, S. Vaccination With Patient-Specific
Tumor-Derived Antigen in First Remission Improves Disease-Free Survival in Follicular Lymphoma. Journal of Clinical Oncology Jul 10 2011

 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                                                                 www.clinipace.com
Screening Rates
      Slow accrual may be due in part to high screen failure rates for vaccine trials (average = 29% as compared to
                                     <20% for pivotal trials of other cancer drugs).

      Provenge (D9901)                                                Provenge (D9902A)                                          Provenge (D9902B)


          Screened = 186                                                  Screened = 116                                             Screened = 926



                              Excluded = 59                                                  Excluded = 18                                            Excluded = 414
                                  (32%)                                                          (16%)                                                     (45%)




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        Randomized = 127
             (68%)
                                                                        Randomized = 98
                                                                            (84%)
                                                                                                                                    Randomized = 512
                                                                                                                                         (55%)



                                                BiovaxID                                                      mitumprotimut-T


                                                                                                                Screened = 495
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                                                Screened = 234



                                                                    Excluded = 57                                                Excluded = 131
                                                                        (24%)                                                         (26%)



                                               Randomized = 177                                               Randomized = 364
                                                    (76%)                                                          (74%)


Source: Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database

 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                                                                         www.clinipace.com
Cancer Vaccine Development
                                                       Lessons Learned

       In comparison to the design and execution of other types of cancer trials,
       vaccine studies show more similarities than differences (e.g. number
       patients, number sites, locations).
       Nonetheless, there are important differences:
           Overall survival strongly preferred as primary endpoint.
        Click to edit Master title style
           Placebo controls and 2:1 randomization are the norm.
           Expect high screen failure and slower randomization rates.
           Fewer sites with vaccine experience  particularly in developing
           markets (with the exception of Central/Eastern Europe).
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           Expect strict regulatory scrutiny regarding efficacy and labeling that
           reflects the studied population.




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                               www.clinipace.com
Click Regulatory Strategy style
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        Click to edit Master title style
FDA Regulatory Framework


       Regulated by FDA’s Center for Biologics Evaluation and Research

       Reviewed by Office of Cellular, Tissue and Gene Therapy (CBER)
          CDER and CDRH may be involved in product review

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       Investigational New Drug (IND) application required for clinical trials in
       humans. FDA strongly recommends a pre-IND meeting to discuss study
       design, CMC and nonclinical (toxicology) plans
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       Biologics License Application (BLA) required for marketing approval

       In parallel, device approval may be required for delivery device,
       companion diagnostic

RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                   www.clinipace.com
Regulatory Challenges


       CMC can be very difficult
       Patient selection
       Conventional dose-escalation to reach MTD not relevant
       Use of adjuvants, companion diagnostic, delivery device
       Clinical response is often delayed
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       Need to develop standardized assays
       Importance of placebo vs. active comparator group
       Standard clinically meaningful endpoint may not be relevant
                              Click to edit Master title style




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                             www.clinipace.com
Regulatory Considerations
                                                        {EU vs. USA}


          Overview of ATMPs

         • European Legislation differentiates between
           Small Molecule Entities (SMPs) and Advanced
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           Therapy Medicinal Products (ATMPs)
         • Different Competent Authority (CA) and Ethics
           Committee (EC) approval timelines
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         • Separate GCP Guidelines for ATMPs




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                     www.clinipace.com
EU Study Start-up Timeline
Through the EMEA, there is a common framework for initiating clinical
trials in EU Member States.

  ID   Task name                  Duration
                                               Month 1   Month 2      Month 3   Month 4   Month 5       Month 6

  1    Total elapsed time         24W

       Compilation of
  2                               5W


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       submission

  3    Competent Authority        5W            4 to 6 weeks

  4    Ethics Committee           10W

  5    Site-specific assessment   8W                                  6 to 12 weeks
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  6    CTA negotiations           16W

  7    R&D (UK only)              5W                           6 to 12 weeks

  8    Importation & Initiation   3W                                                         4 to 6 w

                                                                                                           2 to 4 w




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                        www.clinipace.com
Voluntary Harmonisation Procedure

       Voluntary Harmonization Procedure

       •Launched as a EU pilot project in February 2009
       •Amended guidelines issued in March 2010
       •Facilitates multinational Competant Authority (CA)
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       submissions across the EU
       •A coordinated assessment of an application for a clinical trial
       •The trial must still be authorized at national level
       •Consists of 3 phases to edit Master title style
                          Click
       •Centralized assessment but not centralized approval
       •MINIMUM TIMELINE: 45 DAYS
       •MAXIMUM TIMELINE: 75 DAYS*
 * IF ASSESSMENT OF LOCAL DOCUMENTATION IS SATISFACTORY



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Expected Approval Timelines ATMP



                    ***
                                                                                        VHP max
                                                                          *    **
            Click to edit Master title style                                            VHP min



                                       Click to edit Master title style


       AT            FR          DE          IT       NL        SE        ES   UK
* ES: VHP tbc; non ATMP
** UK: 30 to 60 days
*** FR: 60 to 90 days


  RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                      www.clinipace.com
Click to editDevelopment
     Clinical Master title style
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Selection of Tumor


                           Tumor Selection
               Many Types with Known Responsiveness to
                          Immunotherapies
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                Solid Tumors edit Master title style
                         Click to
                                       Hematologic tumors
       Melanoma: IFN, IL-2, autologous LAK/TIL, anti-
                     CTLA-4 (Yervoy)
                                                           NHL/CLL: Rituxan
             Renal cell : IL-2, autologous LAK/TIL
                                                          CML: Interferon alpha
                  Colon cancer: Levamisole
                    Bladder cancer: BCG

RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                          www.clinipace.com
Key Study Design Issues




 Indication                 Regimen           Randomization             Control            Endpoint

                                                                           Placebo

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    Tumor Stage               Single-agent                                                    TTP
                                                 Non-randomized            Control

                                                                                               PFS
     Treatment               Combination            Randomized             Active
        line                                                             Comparator
                                                                                               DFS
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                                                                                               OS




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                              www.clinipace.com
Definition of the Patient Population




                     Inclusion                 Exclusion
          • Early- vs. late-                      • Poor functional
        Click to edit Master title style
            stage disease?
          • Resectable tumor
                                                     status (ECOG >1)
                                                  • Prior
                                                     immunotherapy
          • Histopathology
                          Click to edit Master title Autoimmune
                                                  • style
          • Tumor genotype?                          diseases?
          • Prior treatment?                      • Neutropenia


RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                          www.clinipace.com
Randomized Trials in Phase II


          Design Phase 3 Study

         • Select measurable and clinically meaningful endpoint
         • Define a clinically relevant risk
         • Determine number of events based on 90% power



        Click to edit Master title style
          Design Phase 2b Screening Study

         • Randomized, controlled design using the phase 3 study endpoint
         • Determine number of events (approximately 25% of phase III)
         • Determine threshold for phase 2 success, e.g. RR = 0.82

          Conduct Phase 2b Screening Study edit
                                 Click to         Master title style
         • Pre-determine decision-making criteria, e.g.
           • Observed RR > 0.82  “no go”
           • Observed RR between 0.71 and 0.82  further evaluation required
           • Observed RR < 0.71  “clear signal, green light phase 3



RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                       www.clinipace.com
Endpoint Selection

          Overall Survival                                                     PFS/TTP/DFS

                                                                         Faster trial, especially good for slow
   Rapid disease progression of pivotal study
                                                                         disease progression or POC studies

      Requires less frequent subject visits                           Imaging becomes pivotal thus greater cost
      meaning less complicated and costly                              associated with IAC, independent reads,

        Click to edit Master title style
                     studies

   Requires longer duration studies than PFS
                                                                               and image management

                                                                      Imaging more frequent than SOC which
   and other endpoints based on tumor size                            means more expense and complexity for
                or progression                                                        sites


    In a pivotal study, OS provides a strongerto
                                       Click       edit Master title Immune recruitment to tumor sites can
                                                                      style
        basis for approval than PFS or TTP                             appear as progression under RECIST 1.1




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                           www.clinipace.com
Click to edit & Site Selection
 Feasibility Master title style
        Click to edit Master title style
Country Selection


       Country selection based on a robust feasibility will provide the best
       chance of success for a trial where there is little precedent in most
       countries for anti-cancer vaccines
       Regulators outside the US may be unfamiliar and thus slower to approve
       trials with cell-based immunotherapy

        Click to edit Master title style
       Exportation of tissue samples for vaccine production is highly regulated in
       certain countries
       Importation and customs delays can put vaccine shipments at risk
       Concentrating sites in emerging markets will hurt uptake at product launch
       because the complexClick to of anti-cancer vaccines means that
                               nature edit Master title style
       prescribers need significant experience during clinical trials to establish
       commercial use




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                               www.clinipace.com
Site Selection


       Site selection can include identification and evaluation of surgeons,
       pathologists, leukapherisis centers, and medical oncologist
       Site-specific capabilities and regulations, e.g. dedicated glove box for
       adjuvants, e.g. BCG
       OS trials following a series of inoculations tend to be easy for sites,
        Click to edit Master title style
       opening up the possibility of community-based oncologists (e.g. CCOP)
       and central IRB sites


                                     Click to edit Master title style




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                       www.clinipace.com
Click to editOperations, and
  Logistics, Master title style
                    CMC style
         Click to edit Master title
Logistical and Operation Issues
                                for Autologous Cell-Based Vaccines




                                           Shipping                                          Tracking

         Click to edit Master title style
  • Coordination between
    surgeons,                                            • Intradermal injection
    pathologists,                                          training
                               • Importation/export of                             • Handling, processing,
    leukapherisis centers,       tissue samples and                                  and shipping of tumor
    and oncologists              cell-based therapy                                  samples should
                                                                                     comply with GMP and
                                                                                     SOPs
           Production                                          Administration
                                     Click to edit Master title style




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                                   www.clinipace.com
Chemistry, Manufacturing
                                                        and Controls
    Autologous product                            Allogeneic product
   - Culture period < 1 wk                        - Extensive culture period
   - <20 final product vials/lot                  - ~100 final product vials/lot
   - No cryopreservation                          - Cryopreservation used


                                                                      Bulk

        Click to edit Master title style
                               Bulk
                                                         -Sterility and LAL
                        Not performed                       -Hold lot until all results
                                                             available

                          Final Release
                -Gram stain andClick to edit Master title style Final Release
                                  LAL
                  -Pre-release                          -Gram stain and LAL
                -Sterility                                 -Results pre-release
                  -2 d read, pre-release                -Sterility
                  -Final read, post-release                -Results post-release


RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                           www.clinipace.com
Chemistry, Manufacturing
                                                             and Controls


          Sterility Testing Failures

         •Must define actions in procedures – including notifications, investigation, etc.
         •Must perform susceptibility testing and report results to clinician



        Click to edit Master title style
          LAL Testing: False positives / Interference

         • (1,3)-β-D glucan molecules; Found in cell walls of most yeasts, molds, culture
           media, cellulose filters, gloves, and uniforms
         • High rates of invalid tests due to interference
                                     Click to edit Master title style
          Aseptic Processing: Media Fills

         • Recommend completing in support of Phase II and later (earlier if high risk
           manipulations required)



RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                            www.clinipace.com
FDA Guidance


       Guidance for Industry: Clinical Considerations for Therapeutic Cancer
       Vaccines; Availability
          http://www.federalregister.gov/articles/2011/11/07/2011-
          28726/guidance-for-industry-clinical-considerations-for-therapeutic-
          cancer-vaccines-availability

        Click to edit Master title style
       Guidance for Industry Clinical Trial Endpoints for the Approval of Cancer
       Drugs and Biologics
                           Click to edit Master title style
          http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulator
          yInformation/Guidances/ucm071590.pdf




RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                             www.clinipace.com
Thank You


       Questions & Answers
            Please submit your questions via the Q&A box on the left side of your
            screen


        Click to edit Master title style
        Clinipace Worldwide: Oncology Drug Development
            clinipace.com
                                     Click to edit Master title style

         VOI Consulting: Oncology Consulting & Publishing
         voiconsulting.com


RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES                                   www.clinipace.com

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Game plan for therapeutic cancer vaccines

  • 1. Game Plan for Therapeutic Cancer Vaccines style Click to edit Master title Presented by: Mark Shapiro, MBA, MA, RAC Click to edit Master title style Nikolas Burlew, RQAP-GLP Todd Clark, MBA Catherine McCall, D. Phil
  • 2. Sponsors Clinipace Worldwide: Oncology Drug Development Drug Development Regulatory Clinical Development Pharmacovigilance Post-Approval clinipace.com Click to edit Master title style VOI Consulting: Oncology Consulting & Publishing Value of Insight Consulting, Inc. (VOI) is a pharmaceutical consulting and publishing company dedicated to providing pharmaceutical and biopharmaceutical clients with Click to edit Master title style fact-based analysis and business intelligence to meet market challenges in today’s highly competitive global environment. VOI Publications The Oncology Roadmap pharmahandbook® voiconsulting.com RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 3. Types of Therapeutic Anti-Cancer Vaccines Vaccine Type Viral Vector / Antigen/Adjuvant Whole Cell Vaccines DNA-based Vaccines Vaccines Click to edit Master title style Autologous Allogeneic GM2 ganglioside vaccine combined with the QS- 21 adjuvant (GMK) plasmid DNA vaccine expressing the Melan- A/MART antigen Effective, but inferior to high- Melan-A/MART-1 specific T Dendritic Cell Vaccines Click to edit Master title style CanVaxin™, irradiated allogeneic melanoma cell line dose IFN (another cell responses were evident immunotherapy) in Phase III by ELISPOT, but no HBsAg- plus BCG ) trial specific antibodies detected Provenge (sipuleucel-T), is the first approved cell-based vaccine RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 4. Click to edit Cancer Vaccine Trends in Master title style Development title style Click to edit Master & Lessons Learned
  • 5. Status of Cancer Vaccine Research ~230 vaccines are in Melanoma, breast, and lung have Lung cancer has more clinical development the highest overall activity late-stage candidates 90 81 4 80 Phase III 4 75 45 70 40 Phase II/III 65 35 Phase II 3 60 30 Phase I/II Click to edit Master title style 50 25 Phase I 2 40 2 20 30 15 1 1 1 20 1 10 10 8 Click to edit Master title style 5 2 0 0 0 Source: Dayoub, E., Davis, MM. Relationship of therapeutic cancer vaccine development to population disease burden and five-year survival. Human Vaccines Nov 2011; Data H1 2011 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 6. Geography of Cancer Vaccine Research Site Locations for Phase III Cancer Trials 45% 40% 39% 36% Non-Vaccine Phase III Pivotal Trials (2005-2011) Vaccine Phase III Trials 35% 32% 30% 28% 25% 20% 15% 10% Click to edit Master title style 9% 14% 7% 6% 4% 5% 4% 3% 5% 3% 2% 3% 1% 1% 1% 0% Click to edit Master title style Sources: Pivotal trial data from Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database; Vaccine trial locations from clinicaltrials.gov and published articles on Phase III trials RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 7. Trial Design PRIMARY ENDPOINT COMPARISON ARM Vaccine trials are much more likely than other cancer Placebo controls are also much more studies to feature overall survival as a primary endpoint: common: 70% 62% 60% 69% 60% Non-vaccine Non-vaccine Phase III 50% Pivotal Trials (2005-2011) 40% Vaccine 30% 24% 20% 20% 20% Click to edit Master title style 14% 37% 10% 0% Active Passive Placebo 22% 15% 15% 12% 10% 12% Click to edit Master 6% style title 0% 0% 0% Progression Free Survival Overall Survival Time to Progression Disease Free Survival Response Rate Other RANDOMIZATION Vaccine trials also tend to overweight the investigative arm: ~75% of Phase III studies have 2:1 randomization as compared to >10% of non-vaccine pivotal cancer trials. Sources: Pivotal trial data from Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database; Vaccine trial data from clinicaltrials.gov and published sources. Passive controls can take the form of comparisons to best supportive care or the lack of investigational drug in the comparison arm. RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 8. Trial Size Cancer vaccine trials, on average, are smaller than Phase III pivotal trials for other cancer drugs. However, cancer vaccine trials currently underway are very similar in terms of # of patient & sites. Parameter Phase III Trial Type Average Median Min Max Number Patients Non-Vaccine (Actual) 667 571 100 3387 Click to edit Master title style Vaccine (Actual) 256 177 98 512 Vaccines (Projected) 687 568 230 1476 Number of Sites Non-Vaccine (Actual) Master title style Click to edit 106 88 19 476 Vaccine (Actual) 40 27 17 75 Vaccines (Projected) 108 76 10 295 Sources: Actual trial data from Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database; Projected vaccine trials data from clinicaltrials.gov. RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 9. Randomization Rates To date, Phase III cancer vaccine trials have experienced substantially lower randomization rates. This problem has led to a discontinuation of at least one trial (i.e. BiovaxID had a 563 patient target but enrolled only 234 after ~8 years). 0.25 Accrual Rates (Number of Randomized Patients per Site per Enrollment Month) 0.23 -14% 0.21 0.20 0.19 -29% 0.15 Click to edit Master title style 0.15 0.10 Non-Vaccine (Actual) Click to edit Master title style Vaccine (Actual) 0.05 0.00 Average Median Sources: Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database. BiovaxID information from Schuster, S. Vaccination With Patient-Specific Tumor-Derived Antigen in First Remission Improves Disease-Free Survival in Follicular Lymphoma. Journal of Clinical Oncology Jul 10 2011 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 10. Screening Rates Slow accrual may be due in part to high screen failure rates for vaccine trials (average = 29% as compared to <20% for pivotal trials of other cancer drugs). Provenge (D9901) Provenge (D9902A) Provenge (D9902B) Screened = 186 Screened = 116 Screened = 926 Excluded = 59 Excluded = 18 Excluded = 414 (32%) (16%) (45%) Click to edit Master title style Randomized = 127 (68%) Randomized = 98 (84%) Randomized = 512 (55%) BiovaxID mitumprotimut-T Screened = 495 Click to edit Master title style Screened = 234 Excluded = 57 Excluded = 131 (24%) (26%) Randomized = 177 Randomized = 364 (76%) (74%) Source: Oncology Clinical Trials: The Roadmap to FDA Approval. VOI Consulting / insiteinvestigator database RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 11. Cancer Vaccine Development Lessons Learned In comparison to the design and execution of other types of cancer trials, vaccine studies show more similarities than differences (e.g. number patients, number sites, locations). Nonetheless, there are important differences: Overall survival strongly preferred as primary endpoint. Click to edit Master title style Placebo controls and 2:1 randomization are the norm. Expect high screen failure and slower randomization rates. Fewer sites with vaccine experience  particularly in developing markets (with the exception of Central/Eastern Europe). Click to edit Master title style Expect strict regulatory scrutiny regarding efficacy and labeling that reflects the studied population. RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 12. Click Regulatory Strategy style to edit Master title Click to edit Master title style
  • 13. FDA Regulatory Framework Regulated by FDA’s Center for Biologics Evaluation and Research Reviewed by Office of Cellular, Tissue and Gene Therapy (CBER) CDER and CDRH may be involved in product review Click to edit Master title style Investigational New Drug (IND) application required for clinical trials in humans. FDA strongly recommends a pre-IND meeting to discuss study design, CMC and nonclinical (toxicology) plans Click to edit Master title style Biologics License Application (BLA) required for marketing approval In parallel, device approval may be required for delivery device, companion diagnostic RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 14. Regulatory Challenges CMC can be very difficult Patient selection Conventional dose-escalation to reach MTD not relevant Use of adjuvants, companion diagnostic, delivery device Clinical response is often delayed Click to edit Master title style Need to develop standardized assays Importance of placebo vs. active comparator group Standard clinically meaningful endpoint may not be relevant Click to edit Master title style RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 15. Regulatory Considerations {EU vs. USA} Overview of ATMPs • European Legislation differentiates between Small Molecule Entities (SMPs) and Advanced Click to edit Master title style Therapy Medicinal Products (ATMPs) • Different Competent Authority (CA) and Ethics Committee (EC) approval timelines Click to edit Master title style • Separate GCP Guidelines for ATMPs RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 16. EU Study Start-up Timeline Through the EMEA, there is a common framework for initiating clinical trials in EU Member States. ID Task name Duration Month 1 Month 2 Month 3 Month 4 Month 5 Month 6 1 Total elapsed time 24W Compilation of 2 5W Click to edit Master title style submission 3 Competent Authority 5W 4 to 6 weeks 4 Ethics Committee 10W 5 Site-specific assessment 8W 6 to 12 weeks Click to edit Master title style 6 CTA negotiations 16W 7 R&D (UK only) 5W 6 to 12 weeks 8 Importation & Initiation 3W 4 to 6 w 2 to 4 w RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 17. Voluntary Harmonisation Procedure Voluntary Harmonization Procedure •Launched as a EU pilot project in February 2009 •Amended guidelines issued in March 2010 •Facilitates multinational Competant Authority (CA) Click to edit Master title style submissions across the EU •A coordinated assessment of an application for a clinical trial •The trial must still be authorized at national level •Consists of 3 phases to edit Master title style Click •Centralized assessment but not centralized approval •MINIMUM TIMELINE: 45 DAYS •MAXIMUM TIMELINE: 75 DAYS* * IF ASSESSMENT OF LOCAL DOCUMENTATION IS SATISFACTORY RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 18. Expected Approval Timelines ATMP *** VHP max * ** Click to edit Master title style VHP min Click to edit Master title style AT FR DE IT NL SE ES UK * ES: VHP tbc; non ATMP ** UK: 30 to 60 days *** FR: 60 to 90 days RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 19. Click to editDevelopment Clinical Master title style Click to edit Master title style
  • 20. Selection of Tumor Tumor Selection Many Types with Known Responsiveness to Immunotherapies Click to edit Master title style Solid Tumors edit Master title style Click to Hematologic tumors Melanoma: IFN, IL-2, autologous LAK/TIL, anti- CTLA-4 (Yervoy) NHL/CLL: Rituxan Renal cell : IL-2, autologous LAK/TIL CML: Interferon alpha Colon cancer: Levamisole Bladder cancer: BCG RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 21. Key Study Design Issues Indication Regimen Randomization Control Endpoint Placebo Click to edit Master title style Tumor Stage Single-agent TTP Non-randomized Control PFS Treatment Combination Randomized Active line Comparator DFS Click to edit Master title style OS RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 22. Definition of the Patient Population Inclusion Exclusion • Early- vs. late- • Poor functional Click to edit Master title style stage disease? • Resectable tumor status (ECOG >1) • Prior immunotherapy • Histopathology Click to edit Master title Autoimmune • style • Tumor genotype? diseases? • Prior treatment? • Neutropenia RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 23. Randomized Trials in Phase II Design Phase 3 Study • Select measurable and clinically meaningful endpoint • Define a clinically relevant risk • Determine number of events based on 90% power Click to edit Master title style Design Phase 2b Screening Study • Randomized, controlled design using the phase 3 study endpoint • Determine number of events (approximately 25% of phase III) • Determine threshold for phase 2 success, e.g. RR = 0.82 Conduct Phase 2b Screening Study edit Click to Master title style • Pre-determine decision-making criteria, e.g. • Observed RR > 0.82  “no go” • Observed RR between 0.71 and 0.82  further evaluation required • Observed RR < 0.71  “clear signal, green light phase 3 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 24. Endpoint Selection Overall Survival PFS/TTP/DFS Faster trial, especially good for slow Rapid disease progression of pivotal study disease progression or POC studies Requires less frequent subject visits Imaging becomes pivotal thus greater cost meaning less complicated and costly associated with IAC, independent reads, Click to edit Master title style studies Requires longer duration studies than PFS and image management Imaging more frequent than SOC which and other endpoints based on tumor size means more expense and complexity for or progression sites In a pivotal study, OS provides a strongerto Click edit Master title Immune recruitment to tumor sites can style basis for approval than PFS or TTP appear as progression under RECIST 1.1 RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 25. Click to edit & Site Selection Feasibility Master title style Click to edit Master title style
  • 26. Country Selection Country selection based on a robust feasibility will provide the best chance of success for a trial where there is little precedent in most countries for anti-cancer vaccines Regulators outside the US may be unfamiliar and thus slower to approve trials with cell-based immunotherapy Click to edit Master title style Exportation of tissue samples for vaccine production is highly regulated in certain countries Importation and customs delays can put vaccine shipments at risk Concentrating sites in emerging markets will hurt uptake at product launch because the complexClick to of anti-cancer vaccines means that nature edit Master title style prescribers need significant experience during clinical trials to establish commercial use RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 27. Site Selection Site selection can include identification and evaluation of surgeons, pathologists, leukapherisis centers, and medical oncologist Site-specific capabilities and regulations, e.g. dedicated glove box for adjuvants, e.g. BCG OS trials following a series of inoculations tend to be easy for sites, Click to edit Master title style opening up the possibility of community-based oncologists (e.g. CCOP) and central IRB sites Click to edit Master title style RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 28. Click to editOperations, and Logistics, Master title style CMC style Click to edit Master title
  • 29. Logistical and Operation Issues for Autologous Cell-Based Vaccines Shipping Tracking Click to edit Master title style • Coordination between surgeons, • Intradermal injection pathologists, training • Importation/export of • Handling, processing, leukapherisis centers, tissue samples and and shipping of tumor and oncologists cell-based therapy samples should comply with GMP and SOPs Production Administration Click to edit Master title style RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 30. Chemistry, Manufacturing and Controls Autologous product Allogeneic product - Culture period < 1 wk - Extensive culture period - <20 final product vials/lot - ~100 final product vials/lot - No cryopreservation - Cryopreservation used Bulk Click to edit Master title style Bulk -Sterility and LAL Not performed -Hold lot until all results available Final Release -Gram stain andClick to edit Master title style Final Release LAL -Pre-release -Gram stain and LAL -Sterility -Results pre-release -2 d read, pre-release -Sterility -Final read, post-release -Results post-release RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 31. Chemistry, Manufacturing and Controls Sterility Testing Failures •Must define actions in procedures – including notifications, investigation, etc. •Must perform susceptibility testing and report results to clinician Click to edit Master title style LAL Testing: False positives / Interference • (1,3)-β-D glucan molecules; Found in cell walls of most yeasts, molds, culture media, cellulose filters, gloves, and uniforms • High rates of invalid tests due to interference Click to edit Master title style Aseptic Processing: Media Fills • Recommend completing in support of Phase II and later (earlier if high risk manipulations required) RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 32. FDA Guidance Guidance for Industry: Clinical Considerations for Therapeutic Cancer Vaccines; Availability http://www.federalregister.gov/articles/2011/11/07/2011- 28726/guidance-for-industry-clinical-considerations-for-therapeutic- cancer-vaccines-availability Click to edit Master title style Guidance for Industry Clinical Trial Endpoints for the Approval of Cancer Drugs and Biologics Click to edit Master title style http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulator yInformation/Guidances/ucm071590.pdf RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com
  • 33. Thank You Questions & Answers Please submit your questions via the Q&A box on the left side of your screen Click to edit Master title style Clinipace Worldwide: Oncology Drug Development clinipace.com Click to edit Master title style VOI Consulting: Oncology Consulting & Publishing voiconsulting.com RIGHT-SIZEDTM CLINICAL RESEARCH SERVICES www.clinipace.com