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University Transportation Centers
          (
          (UTC) Program
               )    g

   Grant Managers’ Remarks
        UTC Grantees’ Meeting
            June 7, 2010




                                    1
1998/99 UTC Grants Closing

 last of the 26 “old ‘grants dating from the TEA-21 authorization period

 grants spanned two awarding agencies (RSPA, RITA) and three different accounting
 systems = final reconciliation not easy

 thanks for your help obtaining final invoices, reports from your universities
                                      invoices




                                                                                    2
Sweeps of “Unencumbered” Funds

 UTCs heard this from somewhere

 unencumbered = obligated?

 un-awarded funds are vulnerable in the event of emergency, but --

 no indication to date of any such sweeps at US DOT, and --

 UTC funds come through FHWA and FTA so they appear somewhat like an obligation
                                 FTA,
 even before award

 to accelerate award of funds, UTC must provide grant-benefit justification; for RITA,
 good stewardship t
     d t     d hi trumps speedy award
                                d     d

 flip side of having un-awarded funds: avoids authorization-extension uncertainty



                                                                                         3
Change in Submission of Invoices

 will begin later this month ; instructions via e-mail to UTC and business office

 mail hard copy directly to RITA’s accounts-payable contractor in Oklahoma City

 should be fewer invoices lost/destroyed in mail sent to RITA HQ

 payment not faster, but more reliable

 USDOT working on electronic grant-payment system for 2011
                             grant payment




                                                                                    4
Revised UTC Grant Reporting Requirements

 change with this summer’s awards

 one big unknown = Barbara Post leaving TRB

 switch to new financial form SF425

 update distribution of Final Research Reports -- somewhat more “green”, though no
 longer same procedure for all recipients

 new request for reporting stakeholder uses of research results in Annual Report
 narrative (see next slide)




                                                                                     5
Revised Reporting Requirements (continued)

Excerpt from new requirements:

6.) Annual Report

 A. Corporate Style Report: The first part shall be a Corporate-Style Annual Report
 suitable for general distribution It shall be posted on the Center’s web site and five
                      distribution.                          Center s
 hard copies submitted to the RITA Grant Administrator. The report shall include at a
 minimum the following elements:

  [skip]

 □   Examples of products, technologies, or other research results that are being used
     by stakeholders (state DOTs industry etc ) and description of how they are being
                            DOTs, industry, etc.)
     used (this may include changes in requirements, laws, regulations, or designs of
     other products).




                                                                                          6

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Amy Stearns June 7 9:15AM

  • 1. University Transportation Centers ( (UTC) Program ) g Grant Managers’ Remarks UTC Grantees’ Meeting June 7, 2010 1
  • 2. 1998/99 UTC Grants Closing last of the 26 “old ‘grants dating from the TEA-21 authorization period grants spanned two awarding agencies (RSPA, RITA) and three different accounting systems = final reconciliation not easy thanks for your help obtaining final invoices, reports from your universities invoices 2
  • 3. Sweeps of “Unencumbered” Funds UTCs heard this from somewhere unencumbered = obligated? un-awarded funds are vulnerable in the event of emergency, but -- no indication to date of any such sweeps at US DOT, and -- UTC funds come through FHWA and FTA so they appear somewhat like an obligation FTA, even before award to accelerate award of funds, UTC must provide grant-benefit justification; for RITA, good stewardship t d t d hi trumps speedy award d d flip side of having un-awarded funds: avoids authorization-extension uncertainty 3
  • 4. Change in Submission of Invoices will begin later this month ; instructions via e-mail to UTC and business office mail hard copy directly to RITA’s accounts-payable contractor in Oklahoma City should be fewer invoices lost/destroyed in mail sent to RITA HQ payment not faster, but more reliable USDOT working on electronic grant-payment system for 2011 grant payment 4
  • 5. Revised UTC Grant Reporting Requirements change with this summer’s awards one big unknown = Barbara Post leaving TRB switch to new financial form SF425 update distribution of Final Research Reports -- somewhat more “green”, though no longer same procedure for all recipients new request for reporting stakeholder uses of research results in Annual Report narrative (see next slide) 5
  • 6. Revised Reporting Requirements (continued) Excerpt from new requirements: 6.) Annual Report A. Corporate Style Report: The first part shall be a Corporate-Style Annual Report suitable for general distribution It shall be posted on the Center’s web site and five distribution. Center s hard copies submitted to the RITA Grant Administrator. The report shall include at a minimum the following elements: [skip] □ Examples of products, technologies, or other research results that are being used by stakeholders (state DOTs industry etc ) and description of how they are being DOTs, industry, etc.) used (this may include changes in requirements, laws, regulations, or designs of other products). 6