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I            PRECISE SYNCHRONIZATION OF PHASOR
           MEASUREMENTS IN ELECTRIC POWER SYSTEMS
                                              Dr. A.G. Phadke
                             Virginia Polytechnic Institute and State University
                                 Blacksburg, Virginia 240614111. U.S.A.


                                                   Abstract

         Phasors representing positive sequence voltages and currents ih a power network are the most
         important parameters i n several monitoring, control, and protection functions i n inter-
         connected electric power networks. Recent advances i n computer relaying have led t o very
         efficient and accurate phasor measurement systems. When the phasors to be measured are
         separated by hundrea of miles, it becomes necessary t o synchronize the mesurement processes,
         so that a consistent description of the state of the power system can be established. GPS
         transmissions offer an ideal source for synchronization of phasor measurements. The paper
         describes the concept and implementation of this technique. Several uses of synchronized
         phasor measurements are also described. Among these are improved state estimation algo-
         rithms, state estimator enhancements, dynamic state estimates, improved control techniques,
         and improved protection concepts.


    INTRODUCTION
    Computer relaying is a well established field by now, and it has furnished a new insight into
    the technique of measuring power system quantities in real-time from sampled data. Voltage
    and current phasors in a three phase power system can be measured from waveform samples,
    and the measurement process can be made to be responsive to dynamically changing system
    conditions. For many new applications of phasor measurements now under consideration,
    measurement response times of 1-5 periods of the power frequency seem desirable. This paper
    will examine the concept of phasor measurements, and describe some practical considerations
    in achieving synchronous sampling of currents and voltages in different substations in a power
    system. We will also describe research now under way in the development of a phasor based
    protection and control system.
    PHASORS FROM SAMPLED DATA
    A phasor is a complex number which represents the fundamental frequency component of a
    waveform. Consider the samples xk obtained from a signal (voltage or current) x(t). The
    phasor representation of the signal x(t) is related to the fundamental frequency component
    calculated by the Discrete Fourier Transform (DFT). If the phasor is X, and the fundamental
    frequency calculated by the DFT is XI, then        +,




                                                          k=l
    where K is the total number of samples (usually a multiple of the fundamental frequency
    period), and At is the sampling interval. One could drop the constant in front of the
summation sign in equation (I), and instead use cosine and sine sums of the sampled data to
represent the phasor:
                                        X = Xc-JX,                                      (2)
where
                            K                          K
                      X, =   C  xk cos k w ~ t , X, =
                                                         Cxk sin k w ~ t


If the actual frequency of the power system differs from the nominal frequency used in the
sampling process, the phasor calculated by equation 2) is in error. For all practical frequency
are given by X,, Xb, and Xc, h e ~ o s i t i v e
                               t
                                                     
deviations, the error in the phasor calculation is neg igible. If the phasors of the three phases
                                               sequence quantity Xi (not to be confused with the
                                                         -
fundamental frequency component computed by the DFT) is given by
                                   x~=x,+         ax,,+ dxC                                   (4)
where (I! and a 2 are the usual phase shift operators of 120" and 240" respectively at the
nominal frequency. An important use of the positive sequence voltage is the measurement of
the power system frequency. If we write the positive sequence phasor in its polar form, the
phase angle of the positive sequence phasor can be differentiated to obtain the incremental
frequency of the input waveform over the nominal frequency. If cp is the phase angle of XI,
and wo is the nominal frequency, then the actual frequency of the input signal is given by
                                                      d
                                          w=wo+i;e                                           (5)
Equation (5) is one of the most sensitive methods of measuring power system frequency.
SYNCHRONIZATION OF THE SAMPLING PROCESS

                                 1
The phasor given by equation (1 uses the sampling instant of the first sample as the refe-
rence. The necessary accuracy o synchronization may be specified in terms of the prevailing
phase angle differences between buses of a power network. Typically, these angular diffe-
rences may vary between a few degrees, to perhaps 60" under extreme loading conditions.
Under these circumstances, a precision corresponding to 0.1" seems to be desirable to measure
angular differences corresponding to lightly loaded systems. Allowing for other sources of
error in the measurement system, it seems certain that a synchronizing accuracy of about 1
pecond would meet the needs of this measurement technique. A superior and satisfying solu-
tion to the synchronization problem is to use the 1 pulse-per-second (pps) transmission
provided by the Global Positioning System (GPS) satellites.
IMPLEMENTATION FOR FIELD TFUALS
A typical phasor measurement system is shown in Figure 1. The GPS receiver is designed to
provide the standard 1 pps, a phase-locked sampling pulse at the desired sampling frequency,
and a time-stamp corresponding to the 1 pps. The three signals from the GPS receiver are
connected to a microprocessor, which acquires the power system current and voltage input
signals through the si nal conditioning units and the Analog-to-Digital converter. The
                       B
microprocessor chosen or the task is a 16-bit processor with a sufficient instruction speed to
accommodate between 1000 and 2000 instructions within the sampling period. The AID con-
verters are typically 12-bit converters, and with careful design of the computation algorithms,
provide measurements with very good precision. The measured phasor, its associated time-
stamp, and other message codes of interest are communicated to the next hierarchical level
i   over a communication channel. The local display port and the connected terminal is used to
    provide a graphic and alphanumeric display of the measured phasors, the reference phasor, the
    local frequency, and the rate of change of frequency. The system time error can be calculated
                                                         by counting the rotations of the measured
I
                GPS Satellite                            positive sequence voltage phasor with
I                                                        respect to the true time reference
                                                         provided by the GPS receiver.
                                                              USES OF SYNCHRONIZED PHASORS
           Antenna                         n
                                           sig.               State Estimation with Phasors
                           PP   ;   A/D   - Cond.          The collection of all positive sequence
                                             Unit
                                                        bus voltages of a power system is known
                                                        as its state vector. A knowledge of the
                                                        state vector is essential in many of the
                                         From CT and VT
                                                        central control functions associated with
                           Comm. Port                   power system operations. The present
                                                        practice is to obtain measurements of
                                                        various system quantities such as real and
                                                        reactive power flow over transmission
                            -
                          Flaure I.                     lines. real and reactive power injections,
            Phasor Measurement System Block Diagram
                                                        voltage magnitudes at system buses, line
                                                        current magnitudes, et c., and estimate
    the state of the power system with a non-linear state estimator. The measurement vector z is
    a non-linear function of the state vector:
                                               z = h(x)   +   E                                (6)
    where c is the measurement noise with a covariance matrix W. One could obtain the
    weighted-least-square (WLS) estimate of the st ate with an iterative algorithm:
                                               rn         4       m   4




    where H x is the Jacobian matrix of the measurement functions:
           ()
l
                                                     a
                                            H(x) = h(x)                                       (8)
I   The iterations are continued until the measurement residual [z - h(xk)]becomes smaller than
    a pre-selected tolerance. A state estimation procedure such as that described above can never
    represent the dynamic phenomena occurring on the power system during transient power
    swings. The data scan rates in use at present are rather slow, and the non-linear iterative
    algorithm also contributes to the slow response time of the estimation process.
    The synchronized phasor measurement technique provides the system state with direct mea-
    surements. Let the complete measurement set consist of positive sequence voltages at buses,
    and currents in transmission lines and transformers. These measurements are linear functions
    of the state vector:

    The measurement matrix B now consists of tk6 sub-matrices, the unity matrix, and a matrix
    relating the currents and the system state. This latter sub-matrix is similar to the familiar
    admittance matrix of the power system. In any case, the important point is that equation (9)
    is linear. Since B is a complex matrix, the WLS solution is now given by
Equation (10) can be much simplified by using the known structure of the admittance matrix
elements.
An interesting distinction of the phasor measurement technique is that a complete system-
wide data scan is not needed to complete the estimation process. The measured positive
sequence voltages, with appropriate data validation done at the source, can be used directly.
Thus, if the partial state vector is useful is some applications, it can be put to use imme-
diately. For example, the phase angle between two regions of a network may be measured
directly, in order to assess the inter-regional power transfer, without having to measure the
connecting network, and then estimating the phase angle. In the next two sections, other
examples of uses of partial state vector measurements will be discussed.
Improved Control with Phasors
It is possible to improve post-disturbance power system performance using control schemes
based on real-time phasor measurements. Present day controllers which act in such situa-
tions are restricted by the limited (local) nature of the measurements available to the
controller. If synchronized phasor measurements from throughout the system are available,
the quality of the control can be improved considerably. Such controllers for dynamic
st ability enhancement of AC/DC systems, and the application of real-time phasor measure-
ments in generator exciter and speed governing system control has been reported in the
technical literature. The key idea is to replace the non linear differential equation describing
power system dynamics
                                       x(t> = f(x(t),u(t>>                                 (11)
by an equation that linearizes f, and then collects the remainder as a correction term

Note that this equation (12) is not an approximation, it is in fact the same as equation (11).
One may treat the term in the bracket
                       r(t) =f(x + x , u ) - A x - B u = x - A x - B u
                                 0                                                        (13)
as a correction term, which is some unknown function of time. If sufficient observations of
x(t) are available, r(t) can be predicted, and an optimal control law determined for the
original system of equation (11). The resulting control law has several interesting properties,
and it has been shown that the computational burden in the real-time control function can be
accommodated in modern microcomput er based implement ation.
In summary, we may say that real-time phasor measurements provide highly beneficial feed-
back to various controllers in use in power systems. Although a complete state vector
feedback would be ideal, even partially observed states can help. With currently available
communication channel speeds, the feedback can be obtained in a continuous data stream
with state vector sampling periods of between 50 and 100 milliseconds. This makes the
feedback most appropriate for controlling power system transients which lie in the frequency
band of 0-5 Hz. Thus, most phenomena associated with electromechanical oscillations on
power systems can be controlled with state vector feedback.
Protection with Phuors

Protection is a form of control. Phasors play an important role in protection system design.
In fact, modern phasor measurement techniques originated in the field of computer relaying.
It has now become clear that synchronized phasor measurements can be of great use in many
of the protection applications. Although phasars may be used in many relaying tasks, their
full impact is felt in the new field of adaptive relaying. Adaptive Protection is a protection
philosophy which permits and seeks to make adjwtrnents in various protection findions auto-
matically in order to make them more attlrned to prevailing power system conditiotls. The idea
of adaptive relaying is an old one. Thus, existing protection systems try to adapt to changing
system conditions in a limited manner. However, the advent of computer relaying has added
a new dimension to this idea. For the first time, it is possible to imagine protection systems
which can have dynamic settings, in order to provide the best protection possible in a chan-
ging environment. Of course, not all relay characteristics are amenable to adaptive adjust-
ments. And, one must take care that in case of failures of the adaptive features, the relays
revert to their pre-adaptive mode of operation. A number of studies of adaptive relaying
have appeared in the technical literature in recent years. We will consider one example to
give the flavor of this new and exciting development.
Detection of Instability
This problem impacts many protection and control applications. As the power system under-
goes oscillations of synchronizing power following a disturbance, it would be extremely useful
to know in real-time whether the swing under development is going to lead to an instability.
At present, this problem cannot be solved for a completely general system, but progress can
be made in case of systems with two areas of concentrated load-generation complexes, con-
nected together by somewhat weak interconnections. These systems behave like the classical
two-machine system. The detection of instability for such a problem is equivalent to an
evaluation of the balance between the accelerating and decelerating powers using the equal
area criterion. If 6(t) is the angle between the two equivalent machines, the set of obser-
vations {&;k = 1. . - n ) can be used to predict the balance between the accelerating and dece-
lerating areas on the P-6 plane. It has been observed that observations made over one quar-
ter of the period of the electromechanical oscillation are sufficient to provide a reliable
estimate of the outcome of a power swing.
As mentioned before, no such results for the general case of multi-machine oscillations exist
at this time. Several promising approaches to this problem - such as the method of Potential
Energy Boundary Surface, and Extended Equal Area - are currently under investigation,
SUMMARY AND CONCLUSIONS
Synchronized measurement of power system parameters is now achievable with the time
transmissions of the GPS satellites. The hardware costs associated with such a measurement
system are comparable to those of other relays and measurement systems in general use at
present. The synchronized phasor measurement systems are likely to have a significant
impact on all aspects of power system operations in the coming years, and will usher in an era
of electric power networks operating with greater efficiency and security.
FOR FURTHER READING
Transactions of IEEE on Power Apparatus and Systems contain many of the research results
described above. The book, "Computer Relaying for Power Systems", by A. G . Phadke and
J, S. Thorp, gives a coherent account of some of these developments,

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Precise Synchronization of Phasor Measurements in Power Systems

  • 1. I I PRECISE SYNCHRONIZATION OF PHASOR MEASUREMENTS IN ELECTRIC POWER SYSTEMS Dr. A.G. Phadke Virginia Polytechnic Institute and State University Blacksburg, Virginia 240614111. U.S.A. Abstract Phasors representing positive sequence voltages and currents ih a power network are the most important parameters i n several monitoring, control, and protection functions i n inter- connected electric power networks. Recent advances i n computer relaying have led t o very efficient and accurate phasor measurement systems. When the phasors to be measured are separated by hundrea of miles, it becomes necessary t o synchronize the mesurement processes, so that a consistent description of the state of the power system can be established. GPS transmissions offer an ideal source for synchronization of phasor measurements. The paper describes the concept and implementation of this technique. Several uses of synchronized phasor measurements are also described. Among these are improved state estimation algo- rithms, state estimator enhancements, dynamic state estimates, improved control techniques, and improved protection concepts. INTRODUCTION Computer relaying is a well established field by now, and it has furnished a new insight into the technique of measuring power system quantities in real-time from sampled data. Voltage and current phasors in a three phase power system can be measured from waveform samples, and the measurement process can be made to be responsive to dynamically changing system conditions. For many new applications of phasor measurements now under consideration, measurement response times of 1-5 periods of the power frequency seem desirable. This paper will examine the concept of phasor measurements, and describe some practical considerations in achieving synchronous sampling of currents and voltages in different substations in a power system. We will also describe research now under way in the development of a phasor based protection and control system. PHASORS FROM SAMPLED DATA A phasor is a complex number which represents the fundamental frequency component of a waveform. Consider the samples xk obtained from a signal (voltage or current) x(t). The phasor representation of the signal x(t) is related to the fundamental frequency component calculated by the Discrete Fourier Transform (DFT). If the phasor is X, and the fundamental frequency calculated by the DFT is XI, then +, k=l where K is the total number of samples (usually a multiple of the fundamental frequency period), and At is the sampling interval. One could drop the constant in front of the
  • 2. summation sign in equation (I), and instead use cosine and sine sums of the sampled data to represent the phasor: X = Xc-JX, (2) where K K X, = C xk cos k w ~ t , X, = Cxk sin k w ~ t If the actual frequency of the power system differs from the nominal frequency used in the sampling process, the phasor calculated by equation 2) is in error. For all practical frequency are given by X,, Xb, and Xc, h e ~ o s i t i v e t deviations, the error in the phasor calculation is neg igible. If the phasors of the three phases sequence quantity Xi (not to be confused with the - fundamental frequency component computed by the DFT) is given by x~=x,+ ax,,+ dxC (4) where (I! and a 2 are the usual phase shift operators of 120" and 240" respectively at the nominal frequency. An important use of the positive sequence voltage is the measurement of the power system frequency. If we write the positive sequence phasor in its polar form, the phase angle of the positive sequence phasor can be differentiated to obtain the incremental frequency of the input waveform over the nominal frequency. If cp is the phase angle of XI, and wo is the nominal frequency, then the actual frequency of the input signal is given by d w=wo+i;e (5) Equation (5) is one of the most sensitive methods of measuring power system frequency. SYNCHRONIZATION OF THE SAMPLING PROCESS 1 The phasor given by equation (1 uses the sampling instant of the first sample as the refe- rence. The necessary accuracy o synchronization may be specified in terms of the prevailing phase angle differences between buses of a power network. Typically, these angular diffe- rences may vary between a few degrees, to perhaps 60" under extreme loading conditions. Under these circumstances, a precision corresponding to 0.1" seems to be desirable to measure angular differences corresponding to lightly loaded systems. Allowing for other sources of error in the measurement system, it seems certain that a synchronizing accuracy of about 1 pecond would meet the needs of this measurement technique. A superior and satisfying solu- tion to the synchronization problem is to use the 1 pulse-per-second (pps) transmission provided by the Global Positioning System (GPS) satellites. IMPLEMENTATION FOR FIELD TFUALS A typical phasor measurement system is shown in Figure 1. The GPS receiver is designed to provide the standard 1 pps, a phase-locked sampling pulse at the desired sampling frequency, and a time-stamp corresponding to the 1 pps. The three signals from the GPS receiver are connected to a microprocessor, which acquires the power system current and voltage input signals through the si nal conditioning units and the Analog-to-Digital converter. The B microprocessor chosen or the task is a 16-bit processor with a sufficient instruction speed to accommodate between 1000 and 2000 instructions within the sampling period. The AID con- verters are typically 12-bit converters, and with careful design of the computation algorithms, provide measurements with very good precision. The measured phasor, its associated time- stamp, and other message codes of interest are communicated to the next hierarchical level
  • 3. i over a communication channel. The local display port and the connected terminal is used to provide a graphic and alphanumeric display of the measured phasors, the reference phasor, the local frequency, and the rate of change of frequency. The system time error can be calculated by counting the rotations of the measured I GPS Satellite positive sequence voltage phasor with I respect to the true time reference provided by the GPS receiver. USES OF SYNCHRONIZED PHASORS Antenna n sig. State Estimation with Phasors PP ; A/D - Cond. The collection of all positive sequence Unit bus voltages of a power system is known as its state vector. A knowledge of the state vector is essential in many of the From CT and VT central control functions associated with Comm. Port power system operations. The present practice is to obtain measurements of various system quantities such as real and reactive power flow over transmission - Flaure I. lines. real and reactive power injections, Phasor Measurement System Block Diagram voltage magnitudes at system buses, line current magnitudes, et c., and estimate the state of the power system with a non-linear state estimator. The measurement vector z is a non-linear function of the state vector: z = h(x) + E (6) where c is the measurement noise with a covariance matrix W. One could obtain the weighted-least-square (WLS) estimate of the st ate with an iterative algorithm: rn 4 m 4 where H x is the Jacobian matrix of the measurement functions: () l a H(x) = h(x) (8) I The iterations are continued until the measurement residual [z - h(xk)]becomes smaller than a pre-selected tolerance. A state estimation procedure such as that described above can never represent the dynamic phenomena occurring on the power system during transient power swings. The data scan rates in use at present are rather slow, and the non-linear iterative algorithm also contributes to the slow response time of the estimation process. The synchronized phasor measurement technique provides the system state with direct mea- surements. Let the complete measurement set consist of positive sequence voltages at buses, and currents in transmission lines and transformers. These measurements are linear functions of the state vector: The measurement matrix B now consists of tk6 sub-matrices, the unity matrix, and a matrix relating the currents and the system state. This latter sub-matrix is similar to the familiar admittance matrix of the power system. In any case, the important point is that equation (9) is linear. Since B is a complex matrix, the WLS solution is now given by
  • 4. Equation (10) can be much simplified by using the known structure of the admittance matrix elements. An interesting distinction of the phasor measurement technique is that a complete system- wide data scan is not needed to complete the estimation process. The measured positive sequence voltages, with appropriate data validation done at the source, can be used directly. Thus, if the partial state vector is useful is some applications, it can be put to use imme- diately. For example, the phase angle between two regions of a network may be measured directly, in order to assess the inter-regional power transfer, without having to measure the connecting network, and then estimating the phase angle. In the next two sections, other examples of uses of partial state vector measurements will be discussed. Improved Control with Phasors It is possible to improve post-disturbance power system performance using control schemes based on real-time phasor measurements. Present day controllers which act in such situa- tions are restricted by the limited (local) nature of the measurements available to the controller. If synchronized phasor measurements from throughout the system are available, the quality of the control can be improved considerably. Such controllers for dynamic st ability enhancement of AC/DC systems, and the application of real-time phasor measure- ments in generator exciter and speed governing system control has been reported in the technical literature. The key idea is to replace the non linear differential equation describing power system dynamics x(t> = f(x(t),u(t>> (11) by an equation that linearizes f, and then collects the remainder as a correction term Note that this equation (12) is not an approximation, it is in fact the same as equation (11). One may treat the term in the bracket r(t) =f(x + x , u ) - A x - B u = x - A x - B u 0 (13) as a correction term, which is some unknown function of time. If sufficient observations of x(t) are available, r(t) can be predicted, and an optimal control law determined for the original system of equation (11). The resulting control law has several interesting properties, and it has been shown that the computational burden in the real-time control function can be accommodated in modern microcomput er based implement ation. In summary, we may say that real-time phasor measurements provide highly beneficial feed- back to various controllers in use in power systems. Although a complete state vector feedback would be ideal, even partially observed states can help. With currently available communication channel speeds, the feedback can be obtained in a continuous data stream with state vector sampling periods of between 50 and 100 milliseconds. This makes the feedback most appropriate for controlling power system transients which lie in the frequency band of 0-5 Hz. Thus, most phenomena associated with electromechanical oscillations on power systems can be controlled with state vector feedback. Protection with Phuors Protection is a form of control. Phasors play an important role in protection system design. In fact, modern phasor measurement techniques originated in the field of computer relaying.
  • 5. It has now become clear that synchronized phasor measurements can be of great use in many of the protection applications. Although phasars may be used in many relaying tasks, their full impact is felt in the new field of adaptive relaying. Adaptive Protection is a protection philosophy which permits and seeks to make adjwtrnents in various protection findions auto- matically in order to make them more attlrned to prevailing power system conditiotls. The idea of adaptive relaying is an old one. Thus, existing protection systems try to adapt to changing system conditions in a limited manner. However, the advent of computer relaying has added a new dimension to this idea. For the first time, it is possible to imagine protection systems which can have dynamic settings, in order to provide the best protection possible in a chan- ging environment. Of course, not all relay characteristics are amenable to adaptive adjust- ments. And, one must take care that in case of failures of the adaptive features, the relays revert to their pre-adaptive mode of operation. A number of studies of adaptive relaying have appeared in the technical literature in recent years. We will consider one example to give the flavor of this new and exciting development. Detection of Instability This problem impacts many protection and control applications. As the power system under- goes oscillations of synchronizing power following a disturbance, it would be extremely useful to know in real-time whether the swing under development is going to lead to an instability. At present, this problem cannot be solved for a completely general system, but progress can be made in case of systems with two areas of concentrated load-generation complexes, con- nected together by somewhat weak interconnections. These systems behave like the classical two-machine system. The detection of instability for such a problem is equivalent to an evaluation of the balance between the accelerating and decelerating powers using the equal area criterion. If 6(t) is the angle between the two equivalent machines, the set of obser- vations {&;k = 1. . - n ) can be used to predict the balance between the accelerating and dece- lerating areas on the P-6 plane. It has been observed that observations made over one quar- ter of the period of the electromechanical oscillation are sufficient to provide a reliable estimate of the outcome of a power swing. As mentioned before, no such results for the general case of multi-machine oscillations exist at this time. Several promising approaches to this problem - such as the method of Potential Energy Boundary Surface, and Extended Equal Area - are currently under investigation, SUMMARY AND CONCLUSIONS Synchronized measurement of power system parameters is now achievable with the time transmissions of the GPS satellites. The hardware costs associated with such a measurement system are comparable to those of other relays and measurement systems in general use at present. The synchronized phasor measurement systems are likely to have a significant impact on all aspects of power system operations in the coming years, and will usher in an era of electric power networks operating with greater efficiency and security. FOR FURTHER READING Transactions of IEEE on Power Apparatus and Systems contain many of the research results described above. The book, "Computer Relaying for Power Systems", by A. G . Phadke and J, S. Thorp, gives a coherent account of some of these developments,