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The Materials Science of Ballbonding
                                              AB i fO
                                               Brief Overview
                                                          i

1Christopher Breach & 2Frank Wulff
 Christopher Breach &  Frank Wulff
    10th EPTC 2008 Dec 9‐12th, Grand Copthorne Watefront Hotel, Singapore


1 Vice President, Wire Bond Strategic Business Unit, Oerlikon Esec Assembly Equipment Pte Ltd, 1
Science Park Road, Singapore Science Park 2, #03‐10 Capricorn Building, Singapore 117528

2Materials   Characterization Consultant Finnentrop Wilhelm Busch Straβe 2 Germany
                              Consultant, Finnentrop, Wilhelm‐Busch‐Straβe 2,
Agenda
Ballbond Formation
Intermetallic Coverage
Wedge Bond Formation
Intermetallic Growth
Intermetallic Growth
Summary
Ball – wedge bonding is a materials joining 
                       process
Ballbonds and wedge bonds are solid state welds between bonding wires  
and metallization on microelectronic chips and substrates respectively

Wirebonds provide electrical conduction from chip to substrate 

         Cu ballbond on Al – 1%Si –       Cu wedge bond on Au plated
            0.5% Cu Al bondpad                     Cu lead


             Cu wire




                                              Au plated
                                               Cu lead


                                          Wedge bond on BGA Substrate
            Ballbond at Chip
Page 3
                                                 with Au leads
These are illustrations of the ball –wedge 
               bonding process
                                           Wire clamps closed
                                                                                                            Ultrasonic vibrations 
                                           FAB formation
                                                                  Wire clamps open                          scrub ball against 
                                                                                          Impact of ball 
                                                                FAB descends towards                        bondpad
                                                                                          with bondpad
                                                                      bondpad                               Vertical force deforms ball


The process begins with ball 
The process begins with ball
formation and then bond formation


                                 Capillary moves upwards                          Loop formation complete
                                 and start to form and shape                      Formation of 2nd bond
                                 the loop 


 Formation of the loop is next



                                                 Tail bond formation                    Tail bond termination         FAB formation


  And finally the wedge bond 
  is formed

Page 4
The physics and chemistry of the 
           ballbonding process are not well known

Elevated temperature enhances the process but welds can be 
made at very low temperature
   dt        l   t      t
      suggests thermal and athermal contributions

The microscopic mechanism is not really understood

There are several macroscopic or phenomenological theories 
There are several macroscopic or phenomenological theories
of how it occurs

There are some microscopic theories
Theories of thermosonic bonding /1

Macroscopic Theories
Focus on the phenomenon and use engineering mechanics to analyse and 
model the process
   d l th
May ignore certain features of the process
Ignore the microscopic mechanism
Plastic deformation is considered essential


Microscopic Theories
Microscopic Theories
Try to include the fundamental physical and chemical aspects of the 
process
Understand the mechanism of phase formation
U d t d th           hi      fh     f       ti
Consider defect generation (vacancies , dislocations) due to plastic 
deformation
Theories of thermosonic bonding /2

Macroscopic Theories
Interfacial temperature rise due to friction
               p
         enhanced diffusion
         possible melting

Plastic deformation without slip at the interface
         Microslip without consideration of dislocations , shearing, 
         adhesion
          dh i

Friction power
         Interfacial friction leads to phase formation, sliding stops as phase 
         forms
Theories of thermosonic bonding /3

Microscopic Theories
Interfacial plastic deformation without slip at the interface
            p                               p
         defect generation, point defects, dislocations, enhanced diffusion
         try to explain ultrasonic and/or thermosonic welding

Interface plastic deformation due to sliding
        generates mixing via dislocations
        tries to explain new phase formation during cryomilling, sliding 
        friction,  fretting

Alternative
        Athermal and thermal contributions?
        Defect generation and mixing at low T?
        Defect generation and mixing at low T?
        Thermal (diffusive) contribution as T increases?
Experimental characterization /1

Temperature rise at the ball – substrate interface
                                                                             From Tsujino et al
                                                                             F    T ji     tl
Temperature measurements
   Show 80‐100°C temperature rise at 
   short times*, †
   short times

    Show very high temperature rise at 
    much longer times‡
    much longer times

    Suggests that at a bonding 
    temperature of 170°C, diffusion is 
       p                  ,
    important



                          * K. C. Joshi. Welding Journal 50 (1971) 840.
                          †A. Schneuwly, P. Gröning, L. Schlapbach, G. Müller. J. Electronic Materials. 27 (1998) 1254.
                          ‡J. Tsujino, H. Yoshihara, K. Kamimoto, Y. Osada. Ultrasonics 36 (1998) 59.
Experimental characterization /2

Friction at the interface – no explicit consideration of 
temperature rise
                                                  From Mayer et al
Sliding Friction
    Decreases as new phase forms

    Stops when new phase anchors ballbond

    Does not consider phase formation process

    Further ultrasonics after ball is anchored 
    only deforms wire neck
The Role of Ultrasonics / 1

Ultrasonics soften metals significantly

                                                 Higher ultrasonics with same bond force
Critical Strain Amplitude                      results in flatter balls – ultrasonic softening
    Metals may deform under ultrasonic 
    radiation if the ultrasonic amplitude 
    radiation if the ultrasonic amplitude
    exceeds the critical stress amplitude

    Deformation is due to resonance and 
    movement of dislocations

    Dislocations resonate in the kHz to MHz 
    range
The Role of Ultrasonics / 2

Excessive ultrasonics under same bonding force penetrates 
the Al bondpad and enhances plastic flow




                                    Cu ballbond on Al‐Si‐Cu metallization
An Alternative View / 1

The ballbonding stage consists of :

Impact with some sticking due to plastic deformation at asperities

Sliding friction that generates plastic deformation between ball and pad 
Sliding friction that generates plastic deformation between ball and pad
with point and line defect generation

Ultrasonics enhances plastic deformation and dislocation movement / 
                                                                  /
generation

Overall diffusivity is enhanced and more so at higher temperatures
An Alternative View / 2

Plastic deformation due to shearing at 
the interface leads to intermixing

This kind of mixing has been simulated

It is possible

Mechanical Alloying uses this principle to 
produce new alloys of noramlly 
immisicible metals
immisicible metals

Ordered alloys can be formed




                                              F. Delogu, G. Cocco.  Phys. Rev. B. 71 (2005) 144108.
                                              P. Bellon, R. S. Averback.  Phys. Rev. Lett 74 (1995) 1819.  
                                              A. C. Lund, C. A. Schuh.  Phys. Rev. Lett. 19 (2003) 235505‐1.
An Alternative View / 3

Defect creation and plastic deformation due 
to ultrasonics enhances diffusion
An Alternative View / 4

Low Temperature (even sub‐ambient) Bonding
      Plastic deformation by interfacial shear/mixing 
      dominant, athermal
      Defect generation by ultrasonics

Moderate Temperature
     Same mechanism
     Thermal component and enhanced diffusivity due to 
     Thermal component and enhanced diffusivity due to
     defect generation

High Temperature
High Temperature
       Thermal component dominates
Capillary geometry influences metal 
               flow and hardening 
The capillary causes metal flow degree

Work hardening occurs and depends 
on capillary geometry and material 
properties
Work hardening of the ball

The capillary causes metal flow with a degree of work hardening that 
depends on capillary geometry and material properties


                                                                                       Au bonded balls
                                                             140
                                                                                       Au FABs
                                                                                       Cu bonded balls
                                                             130
                                                                                       Cu FABs
                                                                                       Polynomial Fit
                                                             120




                                                    0.01/5
                                                             110

                                                             100

                                         Hardness Hv0
                                                              90

                                                              80
                               10µ
                               m
                                         H


                                                              70
                    Position
                                                              60
                   -      0    +
                                                              50
                                                                   -30    -20    -10        0       10   20      30
                                                                    Indenter Position from bonded ball center [µm]

          F. Wulff, C. D. Breach, Saraswati and D. Stephan. EPTC 2004 (Electronics Packaging and
          Technology Conference), Pan Pacific Hotel, Dec 8‐10, Singapore.
Agenda
Ballbond Formation
Intermetallic Coverage
Wedge Bond Formation
Intermetallic Growth
Intermetallics  formed between Al and 
                   Au or Al and Cu result in a weld

The processes described in the previous section leads to the 
formation of a new phase
formation of a new phase

The new phase joins the wire to the bondpad

Intermetallic coverage is a term used to describe the amount of 
new phase formed during bonding

It strictly refers to phases of specific chemistry with narrow / no 
solubility range

Intermetallics are typically strong and brittle

Not all wires form intermetallics – Au on Pd or Ni metal forms a 
Not all wires form intermetallics Au on Pd or Ni metal forms a
random alloy
Page 20
Intermetallic coverage is easily seen with 
Au but not with Cu
Agenda
Ballbond Formation
Intermetallic Coverage
Wedge Bond Formation
Intermetallic Growth
Intermetallic Growth
Summary




Page 22
This is an example of a poor 
          wedge bond




Page 23

             Capillary drawing courtesy of Jimmy Castaneda & Mary Ong of SPT Singapore
The wire properties results from the wire 
                   drawing process

The wire drawing process for Cu and 
Au wires is essentially the same

There are intermediate heat 
treatments to soften the wire

There is a final annealing treatment 
to control the final properties of the 
wire




Page 24
                                   Drawing from Aristo Tec http://www.aristo‐tec.com
Annealing changes the grain size and 
                          orientation
                                                            Au Wire ‐ Annealed
          Au Wire ‐ Drawn




Page 25
             From F. Wulff, C. D. Breach, K. Dittmer, J. Mater. Sci. Lett., 22(19) 1373 (2003).
Different Au wire types show strong 
                       <111> texture
                                                             Type B Au Wire
          Type A Au Wire




                                                             Double‐fibre texture


                                                              <111>  dark

                                                             <100>  bright
                                                             <100> bright


Page 26
          From F. Wulff, C. D. Breach, K. Dittmer, J. Mater. Sci. Lett., 22(19) 1373 (2003).
Gold and copper wires are made 
                 up of many grains
 There are significant differences in 
 Cu and Au wire grain size
Au wires show strong <111> texture 
along the wire axis

Grain size is very fine, 0.1‐1µm




Cu wires show strong <100> 
Cu wires show strong <100>
alignment along the wire axis

Grain size is >1µm
Grain size is >1µm
                   Images from Saraswati; Ei Phyu Phyu Theint; D. Stephan, H. M. Goh, E. Pasamanero, D. Calpito,
                   F. Wulff, C. D. Breach. Proceedings of 7th Electronic Packaging Technology Conference, 2005,
Page 27

                   2, 7-9 Dec. 2005.
Wedge bond shape and consistency is 
                   affected by the way the grains deform

Metals usually consist of grains

Each grain is a single crystal

The deformation behaviour of 
The deformation behaviour of
polycrystalline metals depends on the 
deformation of the individual grains

Polycrystalline deformation is not 
simply an average of single crystal 
deformation

Schmid Factor (single crystal) and Taylor 
Factor (polycrystal)
Factor (polycrystal)
Page 28
                             Drawing from P. Haasen. Physical Metallurgy. Cambridge University Press (1996).
Orientation of Au wire in 
                  transverse direction can vary

There is <111> orientation along the 
wire axis




Perpendicular to the wire axis, the 
orientation of individual grains can 
vary




Page 29

                       Capillary drawing courtesy of Jimmy Castaneda & Mary Ong of SPT Singapore
Orientation of Cu wire in 
                  transverse direction can vary

There is <100> orientation along the 
wire axis




Perpendicular to the wire axis, the 
orientation of individual grains can 
vary




Page 30
Wire location also presents a different 
grain orientation relative to capillary
Presented another way



            Tool vibrations

            B
       A
Orientation of single grains affects 
                   the mechanical response

The orientation of a single crystal 
affects the load required to cause 
deformation

Schmid Factor
           τR
              = cos φ cos λ
           σ
Cu and Au are FCC metals

They deform by slip along {111} 
planes in [110] directions


Page 33
Identical single grains of metal: different 
                strength with orientation


 Graph of flow stress versus 
 Graph of flow stress versus
 single crystal orientation for 
 copper showing how the flow 
 stress depends on slip plane 
  t     d      d      li l
 orientation




Page 34
                            Drawing from P. Haasen. Physical Metallurgy. Cambridge University Press (1996).
Cu wire wedge bonds can vary in dimensions 
                  compared with Au wedge bonds
The variations can be due to grain size 
and orientation

In Cu wires a smaller number of larger 
grains carry the plastic deformation

Variations in transverse orientation of 
the grains can affect the amount of slip

In addition, there is the wire direction 
relative to the capillary bond force

Ultrasonic are also superimposed on 
the bond force 



Page 35
                                  Drawing from P. Haasen. Physical Metallurgy. Cambridge University Press (1996).
Consider an example of just one wire 
                   direction with Au

Distribution of orientations in 
the transverse direction

The average deformation is the 
summation over a large 
number of small grains




Page 36
Consider an example of just one wire 
                   direction with Cu
Distribution of orientations in 
the transverse direction

The average deformation is the 
summation over a small 
number of large grains
number of large grains

The orientation of the large 
grains may have more influence 
on the amount of plastic 
deformation

Therefore more influence on 
final dimension



Page 37
Premature termination of the 2nd
                                           bond is known as ‘tailing’

      Au and Cu respond differently




From Calpito DRM, Alcala D, Tirtonady A.  Tail lift off solutions for fine    Image/drawing courtesy of Jimmy Castaneda & Mary Ong of SPT 
     Page 38
pitch applications.  Semicon Singapore 2004.                                  Singapore
Tailing may also be due to the 
                     deformation behaviour of wire

  As in compressive deformation 
  Au and Cu respond differently 
  Au and Cu respond differently
  in tensile deformation




Page 39
Tailing of Cu vs Au

Variations due to deformation response 
during wedge bond – affects tail bond area




From J. Beleran, F. Wulff and C. D. Breach. Proceedings of EPTC 2004 (Electronics Packaging and Technology
Conference) pp701-705, Pan Pacific Hotel, Dec 8-10, Singapore 2004
Agenda
Ballbond Formation
Intermetallic Coverage
Wedge Bond Formation
Intermetallic Growth
Summary
Intermetallic growth in ballbonds is 
                  rarely considered in detail

Ballbonds are diffusion couples 
       semi‐infinite due to the large amount of Au and finite 
       amount of Al

Common assumptions are that 
     Every void is a Kirkendall void
     Every void is a Kirkendall void
     Al diffuses faster than Au




Page 42
When a random alloy forms there is a large 
                    concentration gradient

Diffusion of either species can occur by 
vacancies
       i

Vacancies not tied to a particular species

Diffusion driven by concentration gradient
          more strictly, a chemical 
          potential gradient
          potential gradient




Page 43
When an intermediate compound forms 
                    there is a small concentration gradient

Chemical compounds AXBY

Some solubility of A in B or vice versa

Overall chemistry must be maintained
O    ll h i t        tb     iti d

Elements form individual lattices with 
their own vacancies
their own vacancies

Diffusion of ‘wrong’ atom on ‘wrong’ 
lattice can occur with limitations
lattice can occur with limitations




Page 44
When an line compound forms there is a 
                      effectively no concentration gradient

Chemical compounds AXBY

Limited/no solubility of A in B or vice 
versa

Overall chemistry must be maintained

Elements form individual lattices with 
Elements form individual lattices with
their own vacancies

                                                       ⎡ ∂ ln γ i ⎤         ⎡ ∂ ln ai ⎤
                                              Di = Di* ⎢1 +           = Di* ⎢           = Di* Φ
                                                                    ⎥                 ⎥
Diffusion of  wrong atom on wrong
Diffusion of ‘wrong’ atom on ‘wrong’ 
                                                            ∂ ln Ni ⎦         ∂ ln Ni ⎦
                                                       ⎣                    ⎣
lattice difficult without disrupting local 
chemistry
                                                                      ⎡ ∂ ln aA ⎤
                                                     D = (NAD + NBD ) ⎢
                                                               *        *
                                                                                ⎥
                                                                        ∂ ln NA ⎦
                                                               B        A
Driving force for diffusion is activity 
                                                                      ⎣
gradient
Page 45
Five compounds are occur normally in 
             Au – Aland Cu ‐ Al diffusion couples




          Cu 
          Cu ‐ Al                      Au 
                                       Au ‐ Al
Page 46
Effective heat of formation is an 
           indicator of which phases may form



           Gold Aluminides                           Copper Aluminides


               Effective   Heat      of                 Effective Heat of Formation
Compound                                  Compound
               Formation (kJ/g at)                      (kJ/g at)

Au4Al                   ‐18.5               Cu9Al4                 ‐3.20

Au8Al3                   ‐20                Cu3Al2                 ‐4.25

Au2Al                   ‐19.8               Cu4Al3                 ‐4.77

AuAl                    ‐16.3                CuAl                  ‐5.44

AuAl2                   ‐10.2                CuAl2                 ‐6.13
General features of intermetallic growth / 1


The first product layer forms and 
          p         y
becomes a diffusion barrier

Further growth of the compound occurs 
at two interfaces

Different elements diffuse to each 
interface to form the same compound
i    f       f     h                d

With line compounds elements cannot 
diffuse freely – diffusion occurs on the 
diffuse freely diffusion occurs on the
lattice of each element




Page 48
General features of intermetallic growth / 2


The number of diffusing atoms 
per unit time arriving at each 
per unit time arriving at each
interface decreases with 
thickness

The amount of each substance 
formed per unit time slows down

The absolute number of atoms 
The absolute number of atoms
arriving per unit time depends on 
the lattice connectivity




Page 49
General features of intermetallic growth / 3

The ‘ordered Cu3Au rule’ (d’Heurle) says that the element that 
diffuses faster is the majority element in the compound

The majority element has greater connectivity (nearest 
neighbours)

In Au8Al3 Gold is the majority element

Lattice diffusion of Au should be faster than Al in gold rich 
compounds

The exception can be grain boundary diffusion – grain boundary 
structure of intermetallics is more complex than metals
                                       p

                              F.M. d’Heurle, P. Gas, J. Philbert. Solid State Phenomena 41 (1995) 93.
Page 50
General features of intermetallic growth / 4

The growth rates are very different




  Graphs obtained using data in H.J. Kim, J. Y. Lee, K. W. Paik, , K. W. Koh, J. Won, S. Choe, J. Lee, J. T. Moon and Y. J. Park.
Page 51
  Effects of Cu/Al Intermetallic Compound (IMC) on Copper Wire and Aluminum Pad Bondability. IEEE Trans. 26(2) (2003) 267.
General features of intermetallic growth / 5

Could Cu – Al intermetallics grow 
more slowly because of the complex                                Cu9Al4 (Westman)
structure and connectivity

Relative to Au – Al compounds that is
                       p




Page 52
          S. Westman. Acta Chemica Scandinavica 19 (1965) 1411.
Comparing Cu – Al with Au – Al compounds / 1

Not only is Cu cheaper, Cu  ‐ Al compounds have lower resistivity




Page 53
Comparing Cu – Al with Au – Al compounds / 2

Charge carriers in Cu – Al intermetallics are mainly holes
                                Hall Co‐efficient (x 10‐11 m3 A‐1 s‐1)
                     Common 
 Phase                                                                         Charge Carrier
                     notation

 Cu with minor Al                                      ≈‐5                       Electrons

 Cu9Al4                γ2                         ≈0 – 10                          Holes
                                     generally positive and varies with 
                                                composition

 Cu3Al2                 δ                             ≈10                          Holes

 Cu4Al3                 ξ2                             ≈7                          Holes

 CuAl                  η2                              ≈5                          Holes

 CuAl2                  θ                              ≈‐1                 Electrons (nearly free)

 Al with minor Cu                                      ≈‐2                       Electrons
Are all voids Kirkendall voids?
                                           96 hrs @ 175°C
These are well aged ballbonds Au 
ballbonds on Al


The Al bondpad is consumed



The voids cannot be Kirkendall voids
                                          200 hrs @ 175°C




Page 55
Voids can also be caused by stress

Stress gradients can change the thermodynamic driving force for diffusion
         Thermodynamic factor
Stresses can alter atomic mobilities
S              l        i    bili i
         Diffusion tends to occur from regions of compressive to regions of 
         tensile stress
Stresses can be due to different specific volumes of growing phases

                                                                           Au4 Al(2)
                                                                                 ()

                                       Au4 Al(1)

                                  Au8 Al3
                                                        Gold ball

                               AuAl2



                                                          Si Chip
                                                          Si Chi



Page 56
                                                                    Voids due to shear
                                       Shear stresses
Agenda
Ballbond Formation
Intermetallic Coverage
Wedge Bond Formation
Intermetallic Growth
Summary
In Summary……………

Some largely  unproven ideas regarding wirebond materials 
science have been presented
science have been presented

The microscopic mechanism of welding of the ball and wire to bondpad or 
leads is considered to be governed by plastic deformation processes
leads is considered to be governed by plastic deformation processes

Wire properties are suggested to have an influence on wedge bond 
consistency and short tail behaviour, texture influences the behaviour
          y

Intermetallic growth is viewed differently, more in line  with solid state 
materials physics and chemistry
        Al does not necessarily diffuse faster than Au in gold ballbonds

         Structure of Cu – Al compounds may account for the slow 
         intermetallic growth
         it      t lli      th
The Materials Science of Ballbonding

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The Materials Science of Ballbonding