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Upcoming Caveon Events
• Caveon Webinar Series: Next session, May 17
“Using Decision Theory to Score Accurate Pass/Fail Decisions”
Presented by Jamie Mulkey and Larry Rudner
• Caveon at NCSA – June 19-21, National Harbor, MD
Visit our booth and spend some time talking with us one-on-one!
Latest Publications
• Handbook of Test Security – Now available for
purchase! We’ll share a discount code before
end of session.
• TILSA Guidebook for State Assessment
Directors on Data Forensics – coming soon!
Caveon Online
• Caveon Security Insights Blog
– http://www.caveon.com/blog/
• twitter
– Follow @Caveon
• LinkedIn
– Caveon Company Page
– “Caveon Test Security” Group
• Please contribute!
• Facebook
– Will you be our “friend?”
– “Like” us!
www.caveon.com
“What You Should Know about High Stakes
Cheating in Your Schools”
Mike Stetter EdD
Senior Security Consultant
Former State Assessment Director
May 2, 2013
Caveon Webinar Series:
John Fremer PhD
President
Caveon Consulting Services
@TestSecurityGuy
AGENDA
A. THE TEST SECURITY SITUATION
B. CHALLENGES FOR SCHOOL DISTRICT LEADERS
C. TOP TEN THINGS THAT YOU CAN DO TO
STRENGTHEN YOUR TEST SECURITY
D. GAINING A GREATER SECURITY ADVANTAGE
A. THE TEST SECURITY SITUATION
 Who cheats?
 How many of them are there?
 How often do they cheat?
JOSEPHSON INSTITUTE SURVEY RESEARCH
• 95% admitted to cheating in high school
• 51% believed they must cheat to get ahead
• 90% were pleased with their own morality
40,000 College Students Surveyed in 2010
Under 17 Over 50
Believe cheating is necessary 50% 10%
OK to deceive your boss 31% 8%
OK to keep incorrect change 49% 15%
OK to lie to your spouse 45% 22%
7,000 Survey Respondents
SURVEY OF ADULTS OVER 50 AND YOUTH UNDER 17
29% felt pressure to cheat on standardized tests
34% felt pressure to change students’ scores for the better
21% knew educators that changed scores on students’ tests
8% admitted to changing students’ scores due to pressure
Detroit Free Press, July 26, 2011
MICHIGAN EDUCATOR SURVEY
School District Cheating Scandals
In The News
DC Public Schools
More than 100 schools
displayed suspicious
answer sheet erasures
So far, 2 teachers have been forced to resign
USA TODAY
June 22, 2012
Houston Independent
School District
Teachers at 2 elementary
schools caught cheating
Changed student answer sheets on State exams
The housTon ChroniCle
February 25, 2013
Atlanta Public Schools
179 educators in
58 schools implicated
in dishonest test practices
41 have resigned or retired. 35 indicted by Grand Jury
Former Superintendent indicted on conspiracy
TIME
NewsFeed
April 13, 2013
Analyzed test results from
69,000 public schools
Suspicious test scores, similar to those in Atlanta,
were found in 196 school districts
Dishonest test practices on State level assessments
appears to be a national problem
April 13, 2013
August 25, 2011
Duncan: No link between cheating and NCLB
Places the blame on school leaders
Regardless of who the perpetrators are . . .
School District Administrators will feel the heat!
B. CHALLENGES FOR SCHOOL DISTRICT LEADERS
• Proctors’ potential conflict of interest
• Non-Standardized environment
• Examinee familiarity
• Transporting and storing test materials
SCHOOL DISTRICT TEST SECURITY MATRIX
• District Superintendent
• District Assessment Coordinator
• School Test Coordinator
DISTRICT TEST ROLES SECURITY MATRIX
The full Matrix is posted on the Caveon website:
http://bit.ly/testroles
SCHOOL DISTRICT TEST SECURITY MATRIX
Essential
Proactive Steps
During Test
Window
Before & After
Test Window
Superintendent
District
Assessment
Director
Building Test
Coordinator
District Superintendent
• Assign clear responsibility & roles
for test security
• Maintain communications with all local
stakeholders on assessment activities, results
• Advocate for test program best practices
SCHOOL DISTRICT TEST SECURITY MATRIX
District Assessment Director
• Supervise test training for all proctors
• Protect secure materials and test session
integrity through detailed, accountable
procedures
• Develop/Update district Test Security Plan
SCHOOL DISTRICT TEST SECURITY MATRIX
Building Test Coordinator
• Confirm every test proctor completes training,
and understands Do’s & Don’ts during testing
• Observe test sessions to confirm procedural
compliance
• Directly supervise all handling of secure
test materials
• Report suspected test irregularities
SCHOOL DISTRICT TEST SECURITY MATRIX
C. TOP 10 THINGS YOU CAN DO
TO STRENGTHEN YOUR TEST SECURITY
#1 – COMMUNICATION
• Raise test security awareness
• Include security references in communications
• Issue periodic security focused communications
#2 – EXPECTATIONS
• Develop a system-wide Student Honor Code
• Emphasize the importance of honest test taking
• Issue clear expectations to test staff for professional
behavior in test administration
#3 – PROCEDURES
• Review all procedures for security related content
• Emphasize procedures for handling test materials
• Review / update security procedures annually
#4 – TRAINING
• Review your test security training materials
• Track who completes the training
• Provide brush-up training annually
#5 – OBSERVATIONS
• Perform announced pre-test session site visits
• Perform unannounced test session observations
• Follow-up on all observation outcomes
#6 – FEEDBACK
• Seek feedback from test administrators / proctors
• Review procedures for reporting test irregularities
• Provide an anonymous tip line
#7 – STUDY YOUR TEST DATA CAREFULLY
• Very Unusual Gains
• Other Indices
• Similarity
• Erasures
• Individual Patterns
• Timing (In Computer Testing)
#8 – PREPARING FOR POSSIBLE SECURITY INCIDENTS
• Develop a “Security Incident Response Plan”
• Specify procedures, roles and responsibilities
• List potential outcomes for security infractions
#9 – LEARNING FROM OTHERS
• CCSSO TILSA SCASS “Guidebook on Test Security”
• Wollack & Fremer “Handbook of Test Security”
• Caveon Webinars and Security Insights Newsletter
Learn about developments in prevention and detection
#10 – IF YOU DEVELOP YOUR OWN TESTS
• Reduce exposure rate of test questions
• Randomize question locations
• Rotate answer options
DATA FORENSICS
D. GAINING A GREATER SECURITY ADVANTAGE
Data Forensics is the analysis of student test data
using sophisticated proprietary computer programs
to statistically identify instances likely representing
test fraud, collusion, and other security violations.
DATA FORENSICS
A statistical measure of similarity within test results
or test response patterns that highlight instances
with a very high likelihood of a test security violation.
Similarity Index
DATA FORENSICS
HOW CREDIBLE IS A FLAGGED SECURITY INDEX?
• Chance of being hit by lightning = 1 in 1 Million
• Chance of winning the lottery = 1 in 10 Million
• Chance of DNA false-positive = 1 in 30 Million
• Chance of students flagged for
Similarity doing their own work = 1 in 1 Trillion
Caveon’s data forensic diagnostic screening service for
school districts – a cost-effective means to monitor for
• Answer copying
• Test coaching
• Proxy test taking
• Collusion and other security violations
THE CAVEON SECURITY SCREEN
• Custom forensic analyses of student test records
• Data output by subject, by school and by student
• Data interpretation with a Caveon test security specialist
• Advice on follow-up with highlighted security anomalies
• Consultation with test security planning and evaluation
• Security focused analysis of policies and procedures
THE CAVEON SECURITY SCREEN
SAMPLE FORENSICS OUTPUT DATA REPORT
Consultation
• Consultation with a Caveon Test Security Specialist
• Advice on Test Security planning and evaluation
• Interpretation of forensic data output reports
• Guidance on test irregularity follow-up
THE CAVEON SECURITY SCREEN SUMMARY
• Similarity Index analyses
• Perfect Test and Identical Test Analyses
• School level data reported by grade and by subject
• Flagged student output with cluster details for pairs and groups
Data Forensics
Michael W. Stetter, D.Ed.
Senior Security Consultant
Caveon Test Security
(302) 415-0375
mike.stetter@caveon.com
For information on the Caveon Test Security Screen
HANDBOOK OF TEST SECURITY
Editors - James Wollack & John Fremer
Published March 2013
Preventing, Detecting, and Investigating Cheating
Testing in Many Domains
Certification/Licensure
Clinical
Educational
Industrial/Organizational
Don’t forget to order your copy at www.routledge.com
http://bit.ly/HandbookTS (Case Sensitive)
Save 20% - Enter discount code: HYJ82
- Follow Caveon on twitter @caveon
- Check out our blog…www.caveon.com/blog
- LinkedIn Group – “Caveon Test Security”
Mike Stetter
Senior Security Consultant
Caveon Test Security
John Fremer
President
Caveon Consulting Services
@TestSecurityGuy
Thank You!

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Caveon Webinar Series: What you Should Know about High Stakes Cheating in Your Schools

  • 1. Upcoming Caveon Events • Caveon Webinar Series: Next session, May 17 “Using Decision Theory to Score Accurate Pass/Fail Decisions” Presented by Jamie Mulkey and Larry Rudner • Caveon at NCSA – June 19-21, National Harbor, MD Visit our booth and spend some time talking with us one-on-one!
  • 2. Latest Publications • Handbook of Test Security – Now available for purchase! We’ll share a discount code before end of session. • TILSA Guidebook for State Assessment Directors on Data Forensics – coming soon!
  • 3. Caveon Online • Caveon Security Insights Blog – http://www.caveon.com/blog/ • twitter – Follow @Caveon • LinkedIn – Caveon Company Page – “Caveon Test Security” Group • Please contribute! • Facebook – Will you be our “friend?” – “Like” us! www.caveon.com
  • 4. “What You Should Know about High Stakes Cheating in Your Schools” Mike Stetter EdD Senior Security Consultant Former State Assessment Director May 2, 2013 Caveon Webinar Series: John Fremer PhD President Caveon Consulting Services @TestSecurityGuy
  • 5. AGENDA A. THE TEST SECURITY SITUATION B. CHALLENGES FOR SCHOOL DISTRICT LEADERS C. TOP TEN THINGS THAT YOU CAN DO TO STRENGTHEN YOUR TEST SECURITY D. GAINING A GREATER SECURITY ADVANTAGE
  • 6. A. THE TEST SECURITY SITUATION  Who cheats?  How many of them are there?  How often do they cheat?
  • 7. JOSEPHSON INSTITUTE SURVEY RESEARCH • 95% admitted to cheating in high school • 51% believed they must cheat to get ahead • 90% were pleased with their own morality 40,000 College Students Surveyed in 2010
  • 8. Under 17 Over 50 Believe cheating is necessary 50% 10% OK to deceive your boss 31% 8% OK to keep incorrect change 49% 15% OK to lie to your spouse 45% 22% 7,000 Survey Respondents SURVEY OF ADULTS OVER 50 AND YOUTH UNDER 17
  • 9. 29% felt pressure to cheat on standardized tests 34% felt pressure to change students’ scores for the better 21% knew educators that changed scores on students’ tests 8% admitted to changing students’ scores due to pressure Detroit Free Press, July 26, 2011 MICHIGAN EDUCATOR SURVEY
  • 10. School District Cheating Scandals In The News
  • 11. DC Public Schools More than 100 schools displayed suspicious answer sheet erasures So far, 2 teachers have been forced to resign USA TODAY June 22, 2012
  • 12. Houston Independent School District Teachers at 2 elementary schools caught cheating Changed student answer sheets on State exams The housTon ChroniCle February 25, 2013
  • 13. Atlanta Public Schools 179 educators in 58 schools implicated in dishonest test practices 41 have resigned or retired. 35 indicted by Grand Jury Former Superintendent indicted on conspiracy TIME NewsFeed April 13, 2013
  • 14. Analyzed test results from 69,000 public schools Suspicious test scores, similar to those in Atlanta, were found in 196 school districts Dishonest test practices on State level assessments appears to be a national problem April 13, 2013
  • 15. August 25, 2011 Duncan: No link between cheating and NCLB Places the blame on school leaders Regardless of who the perpetrators are . . . School District Administrators will feel the heat!
  • 16. B. CHALLENGES FOR SCHOOL DISTRICT LEADERS • Proctors’ potential conflict of interest • Non-Standardized environment • Examinee familiarity • Transporting and storing test materials
  • 17. SCHOOL DISTRICT TEST SECURITY MATRIX • District Superintendent • District Assessment Coordinator • School Test Coordinator
  • 18. DISTRICT TEST ROLES SECURITY MATRIX The full Matrix is posted on the Caveon website: http://bit.ly/testroles
  • 19. SCHOOL DISTRICT TEST SECURITY MATRIX Essential Proactive Steps During Test Window Before & After Test Window Superintendent District Assessment Director Building Test Coordinator
  • 20. District Superintendent • Assign clear responsibility & roles for test security • Maintain communications with all local stakeholders on assessment activities, results • Advocate for test program best practices SCHOOL DISTRICT TEST SECURITY MATRIX
  • 21. District Assessment Director • Supervise test training for all proctors • Protect secure materials and test session integrity through detailed, accountable procedures • Develop/Update district Test Security Plan SCHOOL DISTRICT TEST SECURITY MATRIX
  • 22. Building Test Coordinator • Confirm every test proctor completes training, and understands Do’s & Don’ts during testing • Observe test sessions to confirm procedural compliance • Directly supervise all handling of secure test materials • Report suspected test irregularities SCHOOL DISTRICT TEST SECURITY MATRIX
  • 23. C. TOP 10 THINGS YOU CAN DO TO STRENGTHEN YOUR TEST SECURITY
  • 24. #1 – COMMUNICATION • Raise test security awareness • Include security references in communications • Issue periodic security focused communications
  • 25. #2 – EXPECTATIONS • Develop a system-wide Student Honor Code • Emphasize the importance of honest test taking • Issue clear expectations to test staff for professional behavior in test administration
  • 26. #3 – PROCEDURES • Review all procedures for security related content • Emphasize procedures for handling test materials • Review / update security procedures annually
  • 27. #4 – TRAINING • Review your test security training materials • Track who completes the training • Provide brush-up training annually
  • 28. #5 – OBSERVATIONS • Perform announced pre-test session site visits • Perform unannounced test session observations • Follow-up on all observation outcomes
  • 29. #6 – FEEDBACK • Seek feedback from test administrators / proctors • Review procedures for reporting test irregularities • Provide an anonymous tip line
  • 30. #7 – STUDY YOUR TEST DATA CAREFULLY • Very Unusual Gains • Other Indices • Similarity • Erasures • Individual Patterns • Timing (In Computer Testing)
  • 31. #8 – PREPARING FOR POSSIBLE SECURITY INCIDENTS • Develop a “Security Incident Response Plan” • Specify procedures, roles and responsibilities • List potential outcomes for security infractions
  • 32. #9 – LEARNING FROM OTHERS • CCSSO TILSA SCASS “Guidebook on Test Security” • Wollack & Fremer “Handbook of Test Security” • Caveon Webinars and Security Insights Newsletter Learn about developments in prevention and detection
  • 33. #10 – IF YOU DEVELOP YOUR OWN TESTS • Reduce exposure rate of test questions • Randomize question locations • Rotate answer options
  • 34. DATA FORENSICS D. GAINING A GREATER SECURITY ADVANTAGE
  • 35. Data Forensics is the analysis of student test data using sophisticated proprietary computer programs to statistically identify instances likely representing test fraud, collusion, and other security violations. DATA FORENSICS
  • 36. A statistical measure of similarity within test results or test response patterns that highlight instances with a very high likelihood of a test security violation. Similarity Index DATA FORENSICS
  • 37. HOW CREDIBLE IS A FLAGGED SECURITY INDEX? • Chance of being hit by lightning = 1 in 1 Million • Chance of winning the lottery = 1 in 10 Million • Chance of DNA false-positive = 1 in 30 Million • Chance of students flagged for Similarity doing their own work = 1 in 1 Trillion
  • 38. Caveon’s data forensic diagnostic screening service for school districts – a cost-effective means to monitor for • Answer copying • Test coaching • Proxy test taking • Collusion and other security violations THE CAVEON SECURITY SCREEN
  • 39. • Custom forensic analyses of student test records • Data output by subject, by school and by student • Data interpretation with a Caveon test security specialist • Advice on follow-up with highlighted security anomalies • Consultation with test security planning and evaluation • Security focused analysis of policies and procedures THE CAVEON SECURITY SCREEN
  • 40. SAMPLE FORENSICS OUTPUT DATA REPORT
  • 41. Consultation • Consultation with a Caveon Test Security Specialist • Advice on Test Security planning and evaluation • Interpretation of forensic data output reports • Guidance on test irregularity follow-up THE CAVEON SECURITY SCREEN SUMMARY • Similarity Index analyses • Perfect Test and Identical Test Analyses • School level data reported by grade and by subject • Flagged student output with cluster details for pairs and groups Data Forensics
  • 42. Michael W. Stetter, D.Ed. Senior Security Consultant Caveon Test Security (302) 415-0375 mike.stetter@caveon.com For information on the Caveon Test Security Screen
  • 43. HANDBOOK OF TEST SECURITY Editors - James Wollack & John Fremer Published March 2013 Preventing, Detecting, and Investigating Cheating Testing in Many Domains Certification/Licensure Clinical Educational Industrial/Organizational Don’t forget to order your copy at www.routledge.com http://bit.ly/HandbookTS (Case Sensitive) Save 20% - Enter discount code: HYJ82
  • 44. - Follow Caveon on twitter @caveon - Check out our blog…www.caveon.com/blog - LinkedIn Group – “Caveon Test Security” Mike Stetter Senior Security Consultant Caveon Test Security John Fremer President Caveon Consulting Services @TestSecurityGuy Thank You!

Hinweis der Redaktion

  1. Be sure to insert polls and poll placeholder slides. (See John’s Email) Also insert Q&A slides between parts 1,2,3 and at end
  2. Recent Headlines: Paid Test taker proxies on the SAT Student caught hacking the College Bowl quiz questions
  3. Remember John’s guidance: This webinar must provide participants with suggested steps they can take themselves.
  4. However, it could be much, much worse. A couple of months ago, results of a Michigan educator survey were published. Of the 3,000 or so teachers who responded: 34% felt pressure to change grades 1 in 3 felt pressure to cheat on standardized tests 21%, 1 in 5 said they know of an educator who changed scores, and most alarming… 8% admitted to changing students’ grades due to outside pressure. Holy smokes—if that’s the case, we just jumped from 1,700 to 14,000 classrooms we’re concerned about!
  5. Its so bad, that two weeks ago Sec of Education Arne Duncan referred to the “morally bankrupt culture” in Atlanta.
  6. Its so bad, that two weeks ago Sec of Education Arne Duncan referred to the “morally bankrupt culture” in Atlanta.
  7. Its so bad, that two weeks ago Sec of Education Arne Duncan referred to the “morally bankrupt culture” in Atlanta.
  8. Its so bad, that two weeks ago Sec of Education Arne Duncan referred to the “morally bankrupt culture” in Atlanta.
  9. Its so bad, that two weeks ago Sec of Education Arne Duncan referred to the “morally bankrupt culture” in Atlanta.
  10. This is a great slide to acknowledge the unique demands and challenges for assessment in school districts. Be prepared to mention a few additional points that reveal your long experience in schools. Also the notion that the teachers, if engaged in inappropriate assistance to students, are doing so in the misguided notion that their actions represent student advocacy rather than self-imposed pressure to use test results to validate their teaching effectiveness. Potential Conflicts of Interest Teacher Accountability & Bonuses tied to Score Gains School Accountability or exit from “Under Improvement” Status Non-Standardized Environment Making do in potentially compromised test situations with word walls, other cues, students in close proximity, lax proctor monitoring, cell phones Clustering distractible or poor students with good models in small groups Testing in short chunks to avoid fatigue, or maximize effort Examinee Familiarity Teacher identification with, advocacy for, students with whom they have invested considerable effort Student Halo effect in the eyes of teacher who also their proctor, scorer Transporting and storing test materials Large schools/long hallways, and concessions by building test coordinator to teachers on storage, access, collection Shortcuts by teacher proctors and building test coordinators when crises or fatigue arises, or typical last minute dilemmas such as teacher absence, time crunch toward end of testing window LOST secure materials, unauthorized prep guides, teacher copies items from screen
  11. I’ll touch on some specifics for each key role across the segmented time frame of state assessment programs, but I invite you to review the entire Test Security Matrix located on the Caveon website at the link shown in the next slide. The District leader sets the tone for the overall administration of all phases of the district’s assessment program- including state as well as local assessments. Positive, highly visible, and well-organized interactions by the school leader with test proctors, building assessment coordinators, student groups, the teacher association, and the community serve the district well by signaling the importance and the overall monitoring of a sound program to measure and report on student growth. All local stakeholders will be reassured by these activities- while potential mischief makers will be put on alert that their efforts to subvert the process will quickly be brought to light. Prompt investigation of suspected test irregularities will further reinforce this positive stance. In the absence of a strong consistent leader stance on the importance of adhering to the established assessment procedures – before, during, and after the testing window, teachers, administrators, and students often come to believe they are on their own- each may have, as we have commented, different perspectives on the importance of both the testing, and their own rule compliance. In instances when school leaders emphasis score gains at all costs, threatening discipline, demotion, or dismissal for poor results, the potential rises for score erasure activity, deliberate coaching before and during test sessions, or actions such as illegally removing low scoring students from attendance rolls .
  12. This is a screen shot of the District Test Security Roles Matrix with the weblink to locate it. Please consider downloading and sharing this document as a helpful resource in your district’s planning for comprehensive assessment program security.
  13. The well-designed District Test Security Program acknowledges, and plans for, potential test security threats which exist within each assessment window, as well in the intervals before and after testing. Key examples of these threats include the following: An individual school team’s decision to alter guidelines regarding test session requirements, responsibility for log-ins with student groups, session monitoring, invited visitors to test sessions, and composition of specific worrisome student groups Teacher decisions to incorporate aspects or whole portions of observed test items into pre-testing prep sessions, complete with photocopy study sheets Inappropriate use of test day accommodations for IEP and ELL students- those for which the student does not receive accommodation in regular classroom instruction. Teacher-Teacher sharing of secure item content gleaned from test development or standardization activities. Test administration by staff who have not completed proctor training or signed non-disclosure forms.
  14. General comments here about the bulletted items.
  15. General comments here about the bulletted items.
  16. General comments here about the bulletted items.
  17. Data Forensics is comprised of multiple statistic analytic measures, with one of the most prominent being the Similarity Index. In order to gain some sense of how common a significant finding on the Similarity Index is, we can compare it to some naturally occurring events NEXT SLIDE
  18. As you can see then, a flagged Similarity Index is indeed an extremely rare occurrence- one that should alert program officials to probe further into potential test irregularities which could compromise the integrity of district results on high stakes assessments.
  19. Caveon is proud to announce its newest test security product- The Caveon Security Screen.
  20. The Caveon Security Screen consists of the following components (See above list) The Similarity Index is calculated for all district schools in the assessment content areas (Reading and Mathematics) in the assessed grades.
  21. The Similarity Index is sensitive to unusual patterns in schools- either within classroom groups or at the whole school level. Here the Caveon analysis compares the number of identical right and wrong responses for clusters of students. To what extent are the number of identical responses significantly larger than what could reasonably be expected of students working independently? Any values over 7% warrant closer inspection. In this example, a number of schools have been flagged for follow-up by the Caveon data forensics analysis. Conversely, extremely low Similarity scores often point to clusters of high scoring, highly able students. The strong performances of highly able groups of students should be confirmed for both Midtown Middle School and McDorren High School in the slide. Consultation between the Caveon Specialist and district leaders will help formulation of both interpretation and recommended action steps regarding possible test irregularities.
  22. Review the Caveon Security Screen components- in Data Forensics and in Consultation. Caveon’s experience with these tools at the statewide level has helped Departmental Chiefs and assessment leaders identify and take action, where necessary, to eliminate threats to assessment program integrity. We are confident that use of the Caveon Security Screen at the district level will prove to be equally effective.
  23. Dr. Fremer or I will be happy to talk with you regarding any questions you may have, and certainly as you and your staff review your assessment program guidelines.