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•following Supreme Court decision in Cheshire West, Court now beginning to deal with practical impact of potential increase in applications to Court of Protection
•Sir James Munby, President of the Court of Protection hearing 5-6 June 2014 
•hearing to explore possibility of ‘streamlined process’ for applications
•initial authorisation must be by a Judge, not a Court Officer 
•initial application can be on the papers and does not necessarily require an oral hearing
•‘triggers’ for an oral hearing where 
–P objects 
–essential issues are in dispute 
–any other reason the Court thinks appropriate 
•ongoing review annually by a Judge
Separate applications for each individual (and therefore separate Court fee) 
Anticipated revised Court forms and practice directions
Draft order 
Proof of age and eligibility 
Unsoundness of mind (medical opinion still required) 
Confirmation imputable to state 
Nature of arrangement and why it is a deprivation of liberty 
Evidence on best interests – including any less restrictive option
Indication of P’s wishes, values and beliefs/involvement of others 
Any advanced directive, lasting power of attorney or deputy 
Eligibility for public funding 
Identify of potential litigation friend 
Any reason for urgency
•P does not need to be a party to proceedings 
•must be given opportunity to be joined as a party if wish and given proper support 
•if P is a party then litigation friend is required 
•litigation friend can (with the permission of Court) act without solicitors
•Court clearly looking to streamline process 
•likely to be some time before forms/practice direction revised 
•in the meantime practitioners urged to comply with the spirit of the Judgment pending this 
•a second judgment anticipated 
•appeal?
The Acute Health Trust, The Acute Health Trust and the Council and DD and BC [2014] EWCOP11
DD 36 year old lady with autistic spectrum disorder and mild borderline learning disability 
Complex obstetric history – expecting her sixth baby 
Significant previous complications with other births 
DD and her partner, BC, refused to engage with public bodies and despite considerable efforts by the latter to try to support her 
2 previous orders had authorised removing DD from her home temporarily to accept medical assessment of her pregnancy
DD totally disengaged from services – wanted a natural home delivery 
All public bodies opposed this – significant risk to her and baby given her obstetric history 
Judge found that DD lacked capacity to make decisions on her medical treatment and particularly lacked capacity to make decisions on the mode of treatment (caesarean section)
Court reminded of Supreme Court decision in Aintree University Hospital NHS Foundation Trust v James that the power of the Court is only to “do for the patient what he could do for himself if of full capacity but goes no further” and “whether it is in the patient’s best interests to give the treatment”
•evidence clear that DD would not co- operate and therefore force may be required to access her home and transport her to hospital
•Judge satisfied that despite interference with DD’s liberty, it was in her best interests and least restrictive option to authorise authorities to go into her home and remove her, by force if necessary, to hospital in order to undergo planned caesarean section
•Court agreed that inappropriate to advise DD or BC of the planned date of the caesarean for the risk that they may abscond. They were however told of the plan, but not the timings.
•initial hearing Judge found it would be in DD’s best interests to offer contraceptive education 
•second hearing (9 days later) Court made order that
1.reason to believe DD lacked capacity to make decisions in relation to contraception (despite having been given contraception in the past and professionals not questioning her capacity to receive this) 
2.that she should be provided with education on contraception 
3.that she should receive a contraceptive injection at the time of caesarean section
DD continued to refuse to engage and therefore Court authorised use of reasonable force to convey DD to education training in a community health setting 
Plan for her to be assessed on her capacity to make contraception decisions – not compelled to co-operate but can be conveyed by force if necessary in order for assessment to be undertaken 
Judge found plan for assessment post caesarean in DD’s best interests, and pending that assessment interim judgment that she lacked capacity to make decisions on contraception 
Best interests for her to have depot injection as contraception for 3 months to provide “cover” pending the assessment
Case illustrates how far Court is prepared to go – may be seen to be “extreme” case 
Careful judgment and clear that authorities had undertaken very considerable effort to attempt to engage with DD 
Use of force may be contentious especially to convey to education on contraception 
Fine distinction between saying that nobody can be forced to undergo a capacity assessment and being forcibly conveyed to a place where such an assessment will take place
recent decision Sandwell & West Birmingham Hospitals NHS Trust and CD and EF and AB and NHS Sandwell and West Birmingham CCG [2014] EWCOP23
•Court guidance re making out of hours applications 
•warning from Court not to delay making applications and to involve Official Solicitor as early as possible
We hope you found it useful. 
Please get in touch if you have any questions or wish to discuss the topics we covered further… 
neil.ward@brownejacobson.com | +44 (0)121 237 3927

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Mental Capacity Act and Deprivation of Liberty Safeguards case law update slides - Neil Ward

  • 1.
  • 2. •following Supreme Court decision in Cheshire West, Court now beginning to deal with practical impact of potential increase in applications to Court of Protection
  • 3. •Sir James Munby, President of the Court of Protection hearing 5-6 June 2014 •hearing to explore possibility of ‘streamlined process’ for applications
  • 4. •initial authorisation must be by a Judge, not a Court Officer •initial application can be on the papers and does not necessarily require an oral hearing
  • 5. •‘triggers’ for an oral hearing where –P objects –essential issues are in dispute –any other reason the Court thinks appropriate •ongoing review annually by a Judge
  • 6. Separate applications for each individual (and therefore separate Court fee) Anticipated revised Court forms and practice directions
  • 7. Draft order Proof of age and eligibility Unsoundness of mind (medical opinion still required) Confirmation imputable to state Nature of arrangement and why it is a deprivation of liberty Evidence on best interests – including any less restrictive option
  • 8. Indication of P’s wishes, values and beliefs/involvement of others Any advanced directive, lasting power of attorney or deputy Eligibility for public funding Identify of potential litigation friend Any reason for urgency
  • 9. •P does not need to be a party to proceedings •must be given opportunity to be joined as a party if wish and given proper support •if P is a party then litigation friend is required •litigation friend can (with the permission of Court) act without solicitors
  • 10. •Court clearly looking to streamline process •likely to be some time before forms/practice direction revised •in the meantime practitioners urged to comply with the spirit of the Judgment pending this •a second judgment anticipated •appeal?
  • 11. The Acute Health Trust, The Acute Health Trust and the Council and DD and BC [2014] EWCOP11
  • 12. DD 36 year old lady with autistic spectrum disorder and mild borderline learning disability Complex obstetric history – expecting her sixth baby Significant previous complications with other births DD and her partner, BC, refused to engage with public bodies and despite considerable efforts by the latter to try to support her 2 previous orders had authorised removing DD from her home temporarily to accept medical assessment of her pregnancy
  • 13. DD totally disengaged from services – wanted a natural home delivery All public bodies opposed this – significant risk to her and baby given her obstetric history Judge found that DD lacked capacity to make decisions on her medical treatment and particularly lacked capacity to make decisions on the mode of treatment (caesarean section)
  • 14. Court reminded of Supreme Court decision in Aintree University Hospital NHS Foundation Trust v James that the power of the Court is only to “do for the patient what he could do for himself if of full capacity but goes no further” and “whether it is in the patient’s best interests to give the treatment”
  • 15. •evidence clear that DD would not co- operate and therefore force may be required to access her home and transport her to hospital
  • 16. •Judge satisfied that despite interference with DD’s liberty, it was in her best interests and least restrictive option to authorise authorities to go into her home and remove her, by force if necessary, to hospital in order to undergo planned caesarean section
  • 17. •Court agreed that inappropriate to advise DD or BC of the planned date of the caesarean for the risk that they may abscond. They were however told of the plan, but not the timings.
  • 18. •initial hearing Judge found it would be in DD’s best interests to offer contraceptive education •second hearing (9 days later) Court made order that
  • 19. 1.reason to believe DD lacked capacity to make decisions in relation to contraception (despite having been given contraception in the past and professionals not questioning her capacity to receive this) 2.that she should be provided with education on contraception 3.that she should receive a contraceptive injection at the time of caesarean section
  • 20. DD continued to refuse to engage and therefore Court authorised use of reasonable force to convey DD to education training in a community health setting Plan for her to be assessed on her capacity to make contraception decisions – not compelled to co-operate but can be conveyed by force if necessary in order for assessment to be undertaken Judge found plan for assessment post caesarean in DD’s best interests, and pending that assessment interim judgment that she lacked capacity to make decisions on contraception Best interests for her to have depot injection as contraception for 3 months to provide “cover” pending the assessment
  • 21. Case illustrates how far Court is prepared to go – may be seen to be “extreme” case Careful judgment and clear that authorities had undertaken very considerable effort to attempt to engage with DD Use of force may be contentious especially to convey to education on contraception Fine distinction between saying that nobody can be forced to undergo a capacity assessment and being forcibly conveyed to a place where such an assessment will take place
  • 22. recent decision Sandwell & West Birmingham Hospitals NHS Trust and CD and EF and AB and NHS Sandwell and West Birmingham CCG [2014] EWCOP23
  • 23. •Court guidance re making out of hours applications •warning from Court not to delay making applications and to involve Official Solicitor as early as possible
  • 24. We hope you found it useful. Please get in touch if you have any questions or wish to discuss the topics we covered further… neil.ward@brownejacobson.com | +44 (0)121 237 3927