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Ethics of Animal Use in Research
          and Teaching
Rules and Regulations
The primary
responsibility when
working with
animals is to treat
them humanely.
Questionable Animal Research 1:
 Foot shock induced aggression
• Mild footshock to paired rats results in
  fighting
• Used to study effects of hormones,
  temperature, drugs.
• Justified?
Questionable Animal Research 2:
          Parabiosis
• Surgical means to create conjoined twins
• Used for behavioral endocrinology
Questionable Animal Research 3:
  Harry Harlow & monkey love
 • Tested food versus contact comfort
 • Important for adopted children
 • Animal rights movement is a reaction to his
   research




1905-1981                   2 min: http://www.youtube.com/watch?v=fg9QCeA4FJs
AWA
                 Animal Welfare Act
• 1966, amended in most recently in 2007
• Regulates use of dogs, cats, hamsters, guinea pigs, rabbits,
  farm animals, marine mammals, and non-human primates in
  research and teaching (rats, mice, and birds are currently not
  regulated, but probably will be in the near future).
• The regulations cover the procurement, handling, treatment,
  and transportation of these animals.
rabb
                      i ts
                 guin
                        e
                pigs a
              ham
                  st e r
                         s
                      pigs

                      dogs
              prim
                      a tes

                    sh e e
                             p
Ot h                  ca ts
    er f a
             rm a
                    nim
                          als
   othe
          r ve
                 rteb
                     ra te
                             s
AWA enforcement
• Enforced by the Animal and Plant Health
  Inspection Service of the United States
  Department of Agriculture (USDA)
  – Unannounced annual on-site inspections
  – Inspects all facilities, relevant records, and
    documentation
  – Progressive series of disciplinary actions for
    non-compliance, including citations, warning,
    fines, court orders, loss of registration
IACUC
Institutional Animal Care and Use Committee

                      • Reviews animal use
                        proposals
                      • Conducts semi-annual
                        inspections of animal
                        facilities
                      • Investigates concerns
                        about animal care and use
                      • Can suspend research or
                        teaching activities when a
                        major violation has
                        occurred
IACUC membership
• A veterinarian who is certified in laboratory
  animal medicine.
• At least one practicing scientist who is
  experienced with research and training
  involving animals.
• A least one member of the public to
  represent general community interests in the
  proper care and use of animals.
Role of IACUC
• To protect animal welfare.
• To protect the University.
• To assist in maintenance of a productive
  research environment.
• To utilize peer review in evaluation of
  protocols and inspection of animal
  facilities.
Animal Care and Use Protocols
• Rationale and purpose of the proposed use
  of animals.
• Justification of the need to use animals,
  the species of animal chosen and the
  number of animals requested.
• Adequacy of training and experience of
  personnel.
• Housing and care of animals.
• Pain and distress
• Method of disposition of the animals at
  the end of the study.
Justification and Use of Animals
The Three R’s
• Legislated by the AWA
• Replacement
  – Substitution of other models for animals (or
    substitution of a less sentient species for a more
    sentient one)
     • Can the hypothesis be tested or the training be done with cell
       cultures, computer simulations, or other non-animal system?
• Reduction
  – What is the minimum number of animals that can still
    yield statistically valid outcomes?
     • Can you work with a statistician to determine this?
• Refinement
  – What efforts are being made to eliminate or minimize
    animal pain and distress?
     • Anesthesia, analgesia and alternate experimental design must
Societal Decision (Pros)

  Benefits to Humans
     •   Vaccines
     •   Antibiotics
     •   Medical procedures
     •   Space travel




• Benefits to Animals
Hair Analysis
• Some rhesus monkeys exhibit self-abusive behavior (SIB)
• Cortisol, a stress hormone, levels were examined in
  monkeys




                     Davenport et al. (2008). Biological Psychiatry, 63, 990-996.
Societal Decision (Cons)

• Similarity to Humans
  – Chemistry
  – Anatomy
  – Pain?
• Association for the Assessment and
  Accreditation of Laboratory Animal Care
  – This is a volunteer organization that works with research
    organizations to ensure the highest standards of animal care and
    use.
  – They emphasize appropriate veterinary care, in-depth oversight by
    IACUC, protection of the health of animals.
  – Full accreditation by AAALAC considered one of the best
    professional achievements in the field of lab animal care
Non-government Organizations
•   AALAS                               •   NABR
     – American Assoc. for Lab               – National Assoc for Biomedical
       Animal Science                          Research
•   AAALAC                              •   FBR
     – Association for the Assessment        – Foundation for Biomedical
       and Accreditation of                    Research
       Laboratory Animal Care           •   ILAR
•   ASLAP                                    – Institute of Lab Animal
     – American Society of Lab                 Resources
       Animal Practitioners             •   AWIC
•   ACLAM                                    – Animal Welfare Info Center
     – American College of Lab          •   ARENA
       Animal Medicine                       – Applied Research Ethics
•   SCAW                                       National Association
     – Scientists Center for Animal     •   CAAT
       Welfare                               – Center for Alternatives to
•   PRIMR                                      Animal Testing
     – Public Responsibility In
       Medicine and Research
The Guide for the Care and
Use of Laboratory Animals
             • Describes institutional
               responsibilities for animal
               care and use
             • Provides guidelines for
               designing and operating
               an animal care program
Summary
• AWA (R-R-R)

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Ethics of Animal Research and Regulations

  • 1. Ethics of Animal Use in Research and Teaching
  • 2. Rules and Regulations The primary responsibility when working with animals is to treat them humanely.
  • 3. Questionable Animal Research 1: Foot shock induced aggression • Mild footshock to paired rats results in fighting • Used to study effects of hormones, temperature, drugs. • Justified?
  • 4. Questionable Animal Research 2: Parabiosis • Surgical means to create conjoined twins • Used for behavioral endocrinology
  • 5. Questionable Animal Research 3: Harry Harlow & monkey love • Tested food versus contact comfort • Important for adopted children • Animal rights movement is a reaction to his research 1905-1981 2 min: http://www.youtube.com/watch?v=fg9QCeA4FJs
  • 6. AWA Animal Welfare Act • 1966, amended in most recently in 2007 • Regulates use of dogs, cats, hamsters, guinea pigs, rabbits, farm animals, marine mammals, and non-human primates in research and teaching (rats, mice, and birds are currently not regulated, but probably will be in the near future). • The regulations cover the procurement, handling, treatment, and transportation of these animals.
  • 7. rabb i ts guin e pigs a ham st e r s pigs dogs prim a tes sh e e p Ot h ca ts er f a rm a nim als othe r ve rteb ra te s
  • 8.
  • 9. AWA enforcement • Enforced by the Animal and Plant Health Inspection Service of the United States Department of Agriculture (USDA) – Unannounced annual on-site inspections – Inspects all facilities, relevant records, and documentation – Progressive series of disciplinary actions for non-compliance, including citations, warning, fines, court orders, loss of registration
  • 10. IACUC Institutional Animal Care and Use Committee • Reviews animal use proposals • Conducts semi-annual inspections of animal facilities • Investigates concerns about animal care and use • Can suspend research or teaching activities when a major violation has occurred
  • 11. IACUC membership • A veterinarian who is certified in laboratory animal medicine. • At least one practicing scientist who is experienced with research and training involving animals. • A least one member of the public to represent general community interests in the proper care and use of animals.
  • 12. Role of IACUC • To protect animal welfare. • To protect the University. • To assist in maintenance of a productive research environment. • To utilize peer review in evaluation of protocols and inspection of animal facilities.
  • 13. Animal Care and Use Protocols • Rationale and purpose of the proposed use of animals. • Justification of the need to use animals, the species of animal chosen and the number of animals requested. • Adequacy of training and experience of personnel. • Housing and care of animals. • Pain and distress • Method of disposition of the animals at the end of the study.
  • 14. Justification and Use of Animals
  • 15. The Three R’s • Legislated by the AWA • Replacement – Substitution of other models for animals (or substitution of a less sentient species for a more sentient one) • Can the hypothesis be tested or the training be done with cell cultures, computer simulations, or other non-animal system? • Reduction – What is the minimum number of animals that can still yield statistically valid outcomes? • Can you work with a statistician to determine this? • Refinement – What efforts are being made to eliminate or minimize animal pain and distress? • Anesthesia, analgesia and alternate experimental design must
  • 16. Societal Decision (Pros) Benefits to Humans • Vaccines • Antibiotics • Medical procedures • Space travel • Benefits to Animals
  • 17. Hair Analysis • Some rhesus monkeys exhibit self-abusive behavior (SIB) • Cortisol, a stress hormone, levels were examined in monkeys Davenport et al. (2008). Biological Psychiatry, 63, 990-996.
  • 18. Societal Decision (Cons) • Similarity to Humans – Chemistry – Anatomy – Pain?
  • 19. • Association for the Assessment and Accreditation of Laboratory Animal Care – This is a volunteer organization that works with research organizations to ensure the highest standards of animal care and use. – They emphasize appropriate veterinary care, in-depth oversight by IACUC, protection of the health of animals. – Full accreditation by AAALAC considered one of the best professional achievements in the field of lab animal care
  • 20. Non-government Organizations • AALAS • NABR – American Assoc. for Lab – National Assoc for Biomedical Animal Science Research • AAALAC • FBR – Association for the Assessment – Foundation for Biomedical and Accreditation of Research Laboratory Animal Care • ILAR • ASLAP – Institute of Lab Animal – American Society of Lab Resources Animal Practitioners • AWIC • ACLAM – Animal Welfare Info Center – American College of Lab • ARENA Animal Medicine – Applied Research Ethics • SCAW National Association – Scientists Center for Animal • CAAT Welfare – Center for Alternatives to • PRIMR Animal Testing – Public Responsibility In Medicine and Research
  • 21. The Guide for the Care and Use of Laboratory Animals • Describes institutional responsibilities for animal care and use • Provides guidelines for designing and operating an animal care program

Hinweis der Redaktion

  1. Animal Use is a PRIVLEDGE
  2. Institutions must be registered with the USDA if they use animals for teaching or research. Includes animal care program oversight, animal care and use committee membership, authority, functioning and responsibilities, attending vet’s authority and responsibilities, feeding, caging, housing, sanitation, transportation of animals.
  3. Mice and rats make up 95% of all animals used in US labs. They are not listed on this graph which depicts only animals covered by AWA
  4. These figures include use of mice, rats and birds. Most are used in biomedical research.
  5. Inspects all facilities, relevant records and documentation
  6. What does IACUC stand for? What does the IACUC do? All animal use by individuals on UMASS campus must be reviewed by the IACUC All animal facilities must be reviewed twice per year by the IACUC Concerns and questions about animal care at UMASS are handled by the IACUC IACUC has the authority to suspend animal use
  7. Who is on the IACUC and why? The Anima Welfare Act, which we will talk about in a minute dictates that there must be at least three members of IACUC, including…
  8. Animal care protocols, once approved are valid for 3 years. Any changes to an animal protocol MUST be preceded by an addendum to the protocol. The addendum must be approved by the IACUC and is valid only for the remainder of the protocol. IACUC Animal Use Protocols consist of several sections and each of these must be reviewed by the IACUC
  9. The applicant must address whether there any alternatives to the use of animals.
  10. IACUC protocol, section II B, questions 1, 2, 3
  11. Animal care workers (veterinarians, animal care technicians) can be certified by AAALAC.
  12. There are many non-government run organizations that are involved in education, training, journal publications, and involved in accreditation of animal care workers. Don’t have to know all of these. Do know AAALAC, which I will describe on the next slide
  13. This booklet, published by the National Research Council outlines the standards of the PHS policy.