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Chapter 4: Syntax Analysis 
Principles of Programming Languages
Contents 
•Non-regular languages 
•Context-free grammars and BNF 
•Formal Methods of Describing Syntax 
•Parsing problems 
•Top-down parsing and LL grammar 
•Combinator Parser in Scala
Non-Regular Language 
•Write regular expression for following language 
L = {anbn: n ≥ 0}
Context-Free Grammars 
•Context-Free Grammars 
–Developed by Noam Chomsky in the mid-1950s 
–Language generators, meant to describe the syntax of natural languages 
–Define a class of languages called context-free languages
Chomsky Hierarchy 
Grammars 
Languages 
Automaton 
Restrictions 
(w1  w2) 
Type-0 
Phrase-structure 
Turing machine 
w1 = any string with at least 1 non-terminal 
w2 = any string 
Type-1 
Context-sensitive 
Bounded Turing machine 
w1 = any string with at least 1 non-terminal 
w2 = any string at least as long as w1 
Type-2 
Context-free 
Non-deterministic pushdown automaton 
w1 = one non-terminal 
w2 = any string 
Type-3 
Regular 
Finite state automaton 
w1 = one non-terminal 
w2 = tA or t 
(t = terminal 
A = non-terminal)
Backus-Naur Form (BNF) 
•Backus-Naur Form (1959) 
–Invented by John Backus to describe ALGOL 58 
–Revised by Peter Naur in ALGOL 60 
–BNF is equivalent to context-free grammars 
–BNF is a metalanguage used to describe another language
BNF Fundamentals 
•Non-terminals: BNF abstractions 
•Terminals: lexemes and tokens 
•Grammar: a collection of rules
Rules 
•A rule has a left-hand side (LHS) and a right- hand side (RHS), and consists of terminal and nonterminal symbols 
•A nonterminal symbol can have more than one RHS 
stmt  single_stmt 
| "begin" stmt_list "end"
Regular vs. Context-Free 
•Regular languages are subset of context-free languages 
•Languages are generated by grammars 
•Regular grammars have form 
A  α | αB 
•Context-free grammars have form 
A  αBβ
Regular vs. Context-Free 
•Context-Free languages are recognized by Nondeterministic Pushdown Automata 
•A Pushdown Automaton is a Finite Automaton with “pushdown store”, or “stack” 
e.g., L = {anbn: n ≥ 0}
Nondeterministic Pushdown Automata
Describing Lists 
•List syntax: a,b,c,d,… 
•Syntactic lists are described using recursion 
•To describe comma-separated list of IDENT 
ident_list  IDENT 
| IDENT "," ident_list
Derivation 
•A derivation is a repeated application of rules, starting with the start symbol and ending with a sentence (all terminal symbols)
An Example Grammar 
program  stmts 
stmts  stmt | stmt ";" stmts 
stmt  var "=" expr 
var  "a" | "b" | "c" | "d" 
expr  term "+" term | term "-" term 
term  var | CONST 
An Example Derivation 
<program> => <stmts> => <stmt> 
=> <var> = <expr> => a =<expr> 
=> a = <term> + <term> 
=> a = <var> + <term> 
=> a = b + <term> 
=> a = b + CONST
Derivation 
•A leftmost (rightmost) derivation is one in which the leftmost (rightmost) nonterminal in each sentential form is the one that is expanded 
•A derivation may be neither leftmost nor rightmost
Parse Tree 
•A hierarchical representation of a derivation 
<program> 
<stmts> 
<stmt> 
CONST 
a 
<var> 
= <expr> 
<var> b 
<term> 
+ 
<term> 
<program> => <stmts> => <stmt> 
=> <var> = <expr> 
=> a = <expr> 
=> a = <term> + <term> 
=> a = <var> + <term> 
=> a = b + <term> 
=> a = b + CONST
Exerices 
•Consider the BNF 
S  "(" L ")" | "a" 
L  L "," S | S 
Draw parse trees for the derivation of: 
(a, a) 
(a, ((a, a), (a, a)))
Ambiguity in Grammars 
•A grammar is ambiguous if and only if it generates a sentential form that has two or more distinct parse trees
An Ambiguous Expression Grammar 
expr  expr op expr | CONST 
op  "/" | "-" 
<expr> 
<expr> 
<expr> <expr> 
<expr> <expr> 
<expr> 
<expr> 
<expr> 
<expr> 
<op> 
<op> 
<op> 
CONST 
CONST CONST 
CONST 
CONST CONST 
- - 
/ 
/ 
<op>
Exercises 
•Is the following grammar ambiguous? 
A  A "and " A | "not" A | "0" | "1"
Exercises 
•Write BNF for well-formed parentheses 
( ), ((())), ))((, ((() …
Precedence of Operators 
•Use the parse tree to indicate precedence levels of the operators 
expr  expr "-" term | term 
term  term "/" CONST| CONST 
<expr> <expr> 
<term> 
<term> <term> 
CONST CONST 
const 
/ 
-
1-23 
•Operator associativity can also be indicated by a grammar 
expr  expr "+" expr | const (ambiguous) 
expr  expr "+" CONST | CONST (unambiguous) 
<expr> 
<expr> 
<expr> 
<expr> 
CONST CONST 
CONST 
+ + 
Associativity of Operators
Exercises 
•Rewrite the grammar to fulfill the following requirements: 
–operator “*” takes lower precedence than “+” 
–operator “-” is right-associativity
Extended BNF 
•Optional parts are placed in ( )? 
proc_call  IDENT ("(" expr_list ")")? 
•Alternative parts of RHSs are placed inside parentheses and separated via vertical bars 
term  term ("+"|"-") CONST 
•Repetitions (0 or more) are placed inside braces ( )* 
IDENT  letter (letter|digit)*
BNF and EBNF 
•BNF 
expr  expr "+" term 
| expr "-" term 
| term 
term  term "*" factor 
| term "/" factor 
| factor 
•EBNF 
expr  term (("+" | "-") term)* 
term  factor (("*" | "/") factor)*
Exercises 
•Write EBNF descriptions for a function header as follow: 
•The function declaration begins with a function keyword, then the function name, an opening parenthesis '(', a semicolon-separated parameter list, a closing parenthesis ')', a colon ':', a return type, a semi-colon and the body of the function. A function declaration is terminated by a semi-colon ';'. 
•The parameter list of a function declaration may contain zero or more parameters. A parameter consists of an identifier, a colon and a parameter type. If two or more consecutive parameters have the same type, they could be reduced to a shorter form: a comma delimited list of these parameter names, followed by a colon ':' and the shared parameter type. 
•For example 
•function area(a: real; b: real; c: real): real; could be rewritten as follows 
•function area(a,b,c: real): real; 
•A return type must be a primitive type. A parameter type could be a primitive type or an array type. The body of a function is also simply a block statement.
Parsing 
•Goals of the parser, given an input program: 
–Find all syntax errors; for each, produce an appropriate diagnostic message, and recover quickly 
–Produce the parse tree, or at least a trace of the parse tree, for the program
Parser Generator 
•Parser generator: Produces a parser from a given grammar 
•Works in conjunction with lexical analyzer 
•Examples: yacc, Antlr, JavaCC 
•Programmer specifies actions to be taken during parsing 
•No free lunch: need to know parsing theory to build efficient parsers 
•Scala has a built-in “combinator parser” (later slides)
Parsing 
•Two categories of parsers 
–Top down - produce the parse tree, beginning at the root 
–Bottom up - produce the parse tree, beginning at the leaves (not mention here) 
•Parsers look only one token ahead in the input
The Parsing Problem 
•The Complexity of Parsing 
–Parsers that work for any unambiguous grammar are complex and inefficient ( O(n3), where n is the length of the input ) 
–Compilers use parsers that only work for a subset of all unambiguous grammars, but do it in linear time ( O(n), where n is the length of the input )
Top-down Parsers 
•Top-down Parsers 
–Given a sentential form, xA , the parser must choose the correct A-rule to get the next sentential form in the leftmost derivation, using only the first token produced by A 
•The most common top-down parsing algorithms: 
–Recursive descent - a coded implementation 
–LL parsers - table driven implementation
Recursive-Descent Parsing 
•There is a subprogram for each nonterminal in the grammar, which can parse sentences that can be generated by that nonterminal 
•EBNF is ideally suited for being the basis for a recursive-descent parser, because EBNF minimizes the number of nonterminals
Recursive-Descent Parsing (cont.) 
•A grammar for simple expressions: 
expr  term (("+" | "-") term)* 
term  factor (("*" | "/") factor)* 
factor  id | "(" expr ")"
Recursive-Descent Parsing (cont.) 
•Assume we have a lexical analyzer which puts the next token code in a variable 
•The coding process when there is only one RHS: 
–For each terminal symbol in the RHS, compare it with the next input token; if they match, continue, else there is an error 
–For each nonterminal symbol in the RHS, call its associated parsing subprogram
Recursive-Descent Parsing (cont.) 
expr  term (("+" | "-") term)*
Recursive-Descent Parsing (cont.) 
•A nonterminal that has more than one RHS requires an initial process to determine which RHS it is to parse 
–The correct RHS is chosen on the basis of the next token of input (the lookahead) 
–The next token is compared with the first token that can be generated by each RHS until a match is found 
–If no match is found, it is a syntax error
Recursive-Descent Parsing (cont.) 
factor  ID | "(" expr ")"
Top-down Problems 1 
•The LL Grammar Class 
–The Left Recursion Problem 
•If a grammar has left recursion, either direct or indirect, it cannot be the basis for a top-down parser 
–A grammar can be modified to remove left recursion
Left Recursion Elimination 
•For each nonterminal, A, 
1. Group the A-rules as 
A  Aα1,|…|Aαm|β1|β2|…|βn 
2. Replace the original A-rules with 
A  β1A’|β2A’|…|βnA’ 
A’  α1A’|α2A’|…|αmA’|e
Example 
E  E "+" T | T 
T  T "*" F | F 
F  "(" E ")" | id
Top-down Problems 2 
•Have to be pairwise disjointness 
–Have to determine the correct RHS on the basis of one token of lookahead 
–Def: FIRST() = {a |  =>* a } 
–For each nonterminal, A, in the grammar that has more than one RHS, for each pair of rules, A  i and A  j, it must be true that 
FIRST(i) ∩ FIRST(j) = Ø
Pairwise Disjointness 
•Examples: 
A  a | bB | cAb 
A  a | aB
Pairwise Disjointness 
•Left factoring can resolve the problem 
Replace 
variable  IDENTIFIER | IDENTIFIER "[" expression "]" 
with 
variable  IDENTIFIER new 
new  e | "[" expression "]" 
or 
variable  IDENTIFIER ("["expression"]")?
Example 
A  a | aB
Building Grammar Techniques 
•Repetition 
–[10][10][20] 
•Repetition with separators 
–id(arg1, arg2, arg3,…) 
•Operator precedence 
•Operator associativity 
•Avoiding left recursion 
•Left factoring 
•Disambiguation
Scala Combinator Parser 
•Each nonterminal becomes a function 
•Terminals (strings) and nonterminals (functions) are combined with operators 
–Sequence ~ 
–Alternative | 
–0 or more rep(...) 
–0 or 1 opt(...)
Combinator Parser 
expr  term (("+" | "-") expr)? 
term  factor (("*" | "/") term)? 
factor  wholeNumber | "(" expr ")" 
class SimpleLanguageParser extends JavaTokenParsers { 
def expr: Parser[Any] = term ~ opt(("+" | "-") ~ expr) 
def term: Parser[Any] = factor ~ opt(("*" | "/" ) ~ term) 
def factor: Parser[Any] = wholeNumber | "(" ~ expr ~ ")" 
} 
•Will replace Parser[Any] with something more useful later
Combinator Parser Results 
•String returns itself 
•opt(P) returns Option: Some of the result of P, or None 
•rep(P) returns List of the results of P 
•P ~ Q returns instance of class ~ (similar to a pair)
Example 
val parser = new SimpleLanguageParser 
val result = parser.parse(parser.expr, "3 - 4 * 5") 
sets result to 
((3~None)~Some((-~((4~Some((*~(5~None))))~None)))) 
•After changing (x~None) to x, Some(y) to y, and ~ to spaces: (3 (- (4 (* 5)))) 
•Way to do it: wait until labs
Summary 
•BNF and context-free grammars are equivalent meta-languages 
–Well-suited for describing the syntax of programming languages 
•Syntax analyzers: 
–Detects syntax errors 
–Produces a parse tree 
•A recursive-descent parser is an LL parser 
–EBNF

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Control structure

  • 1. Chapter 4: Syntax Analysis Principles of Programming Languages
  • 2. Contents •Non-regular languages •Context-free grammars and BNF •Formal Methods of Describing Syntax •Parsing problems •Top-down parsing and LL grammar •Combinator Parser in Scala
  • 3. Non-Regular Language •Write regular expression for following language L = {anbn: n ≥ 0}
  • 4. Context-Free Grammars •Context-Free Grammars –Developed by Noam Chomsky in the mid-1950s –Language generators, meant to describe the syntax of natural languages –Define a class of languages called context-free languages
  • 5. Chomsky Hierarchy Grammars Languages Automaton Restrictions (w1  w2) Type-0 Phrase-structure Turing machine w1 = any string with at least 1 non-terminal w2 = any string Type-1 Context-sensitive Bounded Turing machine w1 = any string with at least 1 non-terminal w2 = any string at least as long as w1 Type-2 Context-free Non-deterministic pushdown automaton w1 = one non-terminal w2 = any string Type-3 Regular Finite state automaton w1 = one non-terminal w2 = tA or t (t = terminal A = non-terminal)
  • 6. Backus-Naur Form (BNF) •Backus-Naur Form (1959) –Invented by John Backus to describe ALGOL 58 –Revised by Peter Naur in ALGOL 60 –BNF is equivalent to context-free grammars –BNF is a metalanguage used to describe another language
  • 7. BNF Fundamentals •Non-terminals: BNF abstractions •Terminals: lexemes and tokens •Grammar: a collection of rules
  • 8. Rules •A rule has a left-hand side (LHS) and a right- hand side (RHS), and consists of terminal and nonterminal symbols •A nonterminal symbol can have more than one RHS stmt  single_stmt | "begin" stmt_list "end"
  • 9. Regular vs. Context-Free •Regular languages are subset of context-free languages •Languages are generated by grammars •Regular grammars have form A  α | αB •Context-free grammars have form A  αBβ
  • 10. Regular vs. Context-Free •Context-Free languages are recognized by Nondeterministic Pushdown Automata •A Pushdown Automaton is a Finite Automaton with “pushdown store”, or “stack” e.g., L = {anbn: n ≥ 0}
  • 12. Describing Lists •List syntax: a,b,c,d,… •Syntactic lists are described using recursion •To describe comma-separated list of IDENT ident_list  IDENT | IDENT "," ident_list
  • 13. Derivation •A derivation is a repeated application of rules, starting with the start symbol and ending with a sentence (all terminal symbols)
  • 14. An Example Grammar program  stmts stmts  stmt | stmt ";" stmts stmt  var "=" expr var  "a" | "b" | "c" | "d" expr  term "+" term | term "-" term term  var | CONST An Example Derivation <program> => <stmts> => <stmt> => <var> = <expr> => a =<expr> => a = <term> + <term> => a = <var> + <term> => a = b + <term> => a = b + CONST
  • 15. Derivation •A leftmost (rightmost) derivation is one in which the leftmost (rightmost) nonterminal in each sentential form is the one that is expanded •A derivation may be neither leftmost nor rightmost
  • 16. Parse Tree •A hierarchical representation of a derivation <program> <stmts> <stmt> CONST a <var> = <expr> <var> b <term> + <term> <program> => <stmts> => <stmt> => <var> = <expr> => a = <expr> => a = <term> + <term> => a = <var> + <term> => a = b + <term> => a = b + CONST
  • 17. Exerices •Consider the BNF S  "(" L ")" | "a" L  L "," S | S Draw parse trees for the derivation of: (a, a) (a, ((a, a), (a, a)))
  • 18. Ambiguity in Grammars •A grammar is ambiguous if and only if it generates a sentential form that has two or more distinct parse trees
  • 19. An Ambiguous Expression Grammar expr  expr op expr | CONST op  "/" | "-" <expr> <expr> <expr> <expr> <expr> <expr> <expr> <expr> <expr> <expr> <op> <op> <op> CONST CONST CONST CONST CONST CONST - - / / <op>
  • 20. Exercises •Is the following grammar ambiguous? A  A "and " A | "not" A | "0" | "1"
  • 21. Exercises •Write BNF for well-formed parentheses ( ), ((())), ))((, ((() …
  • 22. Precedence of Operators •Use the parse tree to indicate precedence levels of the operators expr  expr "-" term | term term  term "/" CONST| CONST <expr> <expr> <term> <term> <term> CONST CONST const / -
  • 23. 1-23 •Operator associativity can also be indicated by a grammar expr  expr "+" expr | const (ambiguous) expr  expr "+" CONST | CONST (unambiguous) <expr> <expr> <expr> <expr> CONST CONST CONST + + Associativity of Operators
  • 24. Exercises •Rewrite the grammar to fulfill the following requirements: –operator “*” takes lower precedence than “+” –operator “-” is right-associativity
  • 25. Extended BNF •Optional parts are placed in ( )? proc_call  IDENT ("(" expr_list ")")? •Alternative parts of RHSs are placed inside parentheses and separated via vertical bars term  term ("+"|"-") CONST •Repetitions (0 or more) are placed inside braces ( )* IDENT  letter (letter|digit)*
  • 26. BNF and EBNF •BNF expr  expr "+" term | expr "-" term | term term  term "*" factor | term "/" factor | factor •EBNF expr  term (("+" | "-") term)* term  factor (("*" | "/") factor)*
  • 27. Exercises •Write EBNF descriptions for a function header as follow: •The function declaration begins with a function keyword, then the function name, an opening parenthesis '(', a semicolon-separated parameter list, a closing parenthesis ')', a colon ':', a return type, a semi-colon and the body of the function. A function declaration is terminated by a semi-colon ';'. •The parameter list of a function declaration may contain zero or more parameters. A parameter consists of an identifier, a colon and a parameter type. If two or more consecutive parameters have the same type, they could be reduced to a shorter form: a comma delimited list of these parameter names, followed by a colon ':' and the shared parameter type. •For example •function area(a: real; b: real; c: real): real; could be rewritten as follows •function area(a,b,c: real): real; •A return type must be a primitive type. A parameter type could be a primitive type or an array type. The body of a function is also simply a block statement.
  • 28. Parsing •Goals of the parser, given an input program: –Find all syntax errors; for each, produce an appropriate diagnostic message, and recover quickly –Produce the parse tree, or at least a trace of the parse tree, for the program
  • 29. Parser Generator •Parser generator: Produces a parser from a given grammar •Works in conjunction with lexical analyzer •Examples: yacc, Antlr, JavaCC •Programmer specifies actions to be taken during parsing •No free lunch: need to know parsing theory to build efficient parsers •Scala has a built-in “combinator parser” (later slides)
  • 30. Parsing •Two categories of parsers –Top down - produce the parse tree, beginning at the root –Bottom up - produce the parse tree, beginning at the leaves (not mention here) •Parsers look only one token ahead in the input
  • 31. The Parsing Problem •The Complexity of Parsing –Parsers that work for any unambiguous grammar are complex and inefficient ( O(n3), where n is the length of the input ) –Compilers use parsers that only work for a subset of all unambiguous grammars, but do it in linear time ( O(n), where n is the length of the input )
  • 32. Top-down Parsers •Top-down Parsers –Given a sentential form, xA , the parser must choose the correct A-rule to get the next sentential form in the leftmost derivation, using only the first token produced by A •The most common top-down parsing algorithms: –Recursive descent - a coded implementation –LL parsers - table driven implementation
  • 33. Recursive-Descent Parsing •There is a subprogram for each nonterminal in the grammar, which can parse sentences that can be generated by that nonterminal •EBNF is ideally suited for being the basis for a recursive-descent parser, because EBNF minimizes the number of nonterminals
  • 34. Recursive-Descent Parsing (cont.) •A grammar for simple expressions: expr  term (("+" | "-") term)* term  factor (("*" | "/") factor)* factor  id | "(" expr ")"
  • 35. Recursive-Descent Parsing (cont.) •Assume we have a lexical analyzer which puts the next token code in a variable •The coding process when there is only one RHS: –For each terminal symbol in the RHS, compare it with the next input token; if they match, continue, else there is an error –For each nonterminal symbol in the RHS, call its associated parsing subprogram
  • 36. Recursive-Descent Parsing (cont.) expr  term (("+" | "-") term)*
  • 37. Recursive-Descent Parsing (cont.) •A nonterminal that has more than one RHS requires an initial process to determine which RHS it is to parse –The correct RHS is chosen on the basis of the next token of input (the lookahead) –The next token is compared with the first token that can be generated by each RHS until a match is found –If no match is found, it is a syntax error
  • 38. Recursive-Descent Parsing (cont.) factor  ID | "(" expr ")"
  • 39. Top-down Problems 1 •The LL Grammar Class –The Left Recursion Problem •If a grammar has left recursion, either direct or indirect, it cannot be the basis for a top-down parser –A grammar can be modified to remove left recursion
  • 40. Left Recursion Elimination •For each nonterminal, A, 1. Group the A-rules as A  Aα1,|…|Aαm|β1|β2|…|βn 2. Replace the original A-rules with A  β1A’|β2A’|…|βnA’ A’  α1A’|α2A’|…|αmA’|e
  • 41. Example E  E "+" T | T T  T "*" F | F F  "(" E ")" | id
  • 42. Top-down Problems 2 •Have to be pairwise disjointness –Have to determine the correct RHS on the basis of one token of lookahead –Def: FIRST() = {a |  =>* a } –For each nonterminal, A, in the grammar that has more than one RHS, for each pair of rules, A  i and A  j, it must be true that FIRST(i) ∩ FIRST(j) = Ø
  • 43. Pairwise Disjointness •Examples: A  a | bB | cAb A  a | aB
  • 44. Pairwise Disjointness •Left factoring can resolve the problem Replace variable  IDENTIFIER | IDENTIFIER "[" expression "]" with variable  IDENTIFIER new new  e | "[" expression "]" or variable  IDENTIFIER ("["expression"]")?
  • 45. Example A  a | aB
  • 46. Building Grammar Techniques •Repetition –[10][10][20] •Repetition with separators –id(arg1, arg2, arg3,…) •Operator precedence •Operator associativity •Avoiding left recursion •Left factoring •Disambiguation
  • 47. Scala Combinator Parser •Each nonterminal becomes a function •Terminals (strings) and nonterminals (functions) are combined with operators –Sequence ~ –Alternative | –0 or more rep(...) –0 or 1 opt(...)
  • 48. Combinator Parser expr  term (("+" | "-") expr)? term  factor (("*" | "/") term)? factor  wholeNumber | "(" expr ")" class SimpleLanguageParser extends JavaTokenParsers { def expr: Parser[Any] = term ~ opt(("+" | "-") ~ expr) def term: Parser[Any] = factor ~ opt(("*" | "/" ) ~ term) def factor: Parser[Any] = wholeNumber | "(" ~ expr ~ ")" } •Will replace Parser[Any] with something more useful later
  • 49. Combinator Parser Results •String returns itself •opt(P) returns Option: Some of the result of P, or None •rep(P) returns List of the results of P •P ~ Q returns instance of class ~ (similar to a pair)
  • 50. Example val parser = new SimpleLanguageParser val result = parser.parse(parser.expr, "3 - 4 * 5") sets result to ((3~None)~Some((-~((4~Some((*~(5~None))))~None)))) •After changing (x~None) to x, Some(y) to y, and ~ to spaces: (3 (- (4 (* 5)))) •Way to do it: wait until labs
  • 51. Summary •BNF and context-free grammars are equivalent meta-languages –Well-suited for describing the syntax of programming languages •Syntax analyzers: –Detects syntax errors –Produces a parse tree •A recursive-descent parser is an LL parser –EBNF