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A Song for the Deaf?
The Effects of Public Arbitration
in a Polarized Atmosphere

64th Annual Conference of the World
Association for Public Opinion Research,
21-23 September 2011, Amsterdam
Marko Bachl, Arne Spieker,
Jan Kercher & Frank Brettschneider
2
Research Interest:
Effects of the ‘Stuttgart 21’ (S21) Arbitration
                  S21: large scale, billion Euro
                   reconstruction of central station
                  Planned since 1994; Start of
                   construction: 2010

                  Rise of demonstrations with start of
                   demolition of the old train station
                  Highly polarized conflict about costs,
                   risks, and legitimation of the project

                  Tipping point Sep 30th: over 100 demon-
                   strators injured in clashes with police
                  Consequence: public arbitration to de-
                   escalate and objectify the conflict
                                                            Bachl et al.
3
Research Interest:
Effects of the ‘Stuttgart 21’ (S21) Arbitration

                         The S21 Arbitration
                          8 discussions to “clarify numbers,
                           data and facts” (joint fact finding)
                           and pacify the city
                          Participants: Representatives of
                           supporters and opponents of S21,
                           neutral arbitrator Heiner Geißler
                          Highly discursive structure to
                           exchange arguments and evidence
                          All discussions broadcasted live on
                           television and internet
                          Huge media attention




                                                             Bachl et al.
4
       Research Question



     Did the prototype public arbitration help to resolve the conflict
RQ   between citizens who oppose S21 and the project’s supporters in
     politics and business?



    Can the S21 arbitration be a role model for future conflict
     resolution efforts (in conflicts about infrastructure projects)?




                                                                         Bachl et al.
5
            Theoretical Framework

 Assumption: Arbitration as a special type of Alternative Dispute Resolution and
                          as deliberative discussions
(cp. Delli Carpini, Cook & Jacobs, 2004; Ehrmann & Stinson, 1999; Innes, 2004; Mendelberg, 2002; Menkel-Meadow, 2006)

                +                                         +                                       +
    Knowledge of S21                                                                   Relationship with
                                               Opinions on S21
 (cp. Gastil, 2000; Gastil & Dillard,
                                                                                       supporters of S21
                                          (cp. Fishkin, 1999; Fishkin & Luskin,
 1999; Andersen & Hansens, 2007)          1999; Gutmann & Thompson 1996;               (cp. Beierle & Cayford, 2003;
                                            Luskin, Fishkin, & Jowell, 2002;         Chambers, 1996; Gaertner et al.,
                                               Vinokur & Burnstein, 1978)           1999; McCombs & Reynold, 1999;
                                                                                             Yankelovich, 1991)
                −                                         −                                       −
                      Possible restrictions to hypothesized positive effects
 Polarizing effects of deliberative processes (cp. Stasavage, 2007; Wojcieszak, 2011)
 Consequences of selective information exposure and processing (cp. Iyengar et al.
    2008; Knobloch-Westwerwick & Jingbo, 2009; Sears & Freedman, 1967)

 Restriction due to the incomplete design of the S21 arbitration
  most importantly: ‘televised deliberation/dispute resolution’
                                                                                                                 Bachl et al.
6
     Hypotheses

  Knowledge of S21
H1    H1a: More satisfaction with availability of information on S21
      H1b: Learning of arguments for S21


  Opinions on S21
H2    H2a: Less negative evaluation of S21 as a whole
      H2b: Less firm rejection of arguments for S21


  Relationship with supporters of S21
H3    H3a: Less negative evaluation of supporters as a whole
      H3b: Less negative evaluation of S21 representatives
      H3c: Less negative evaluation of their communicative behavior

                                                                       Bachl et al.
7
       Method (1)

                                    Design
 Two-wave panel survey right before and after the arbitration discussions
 Non-representative online access panel of inhabitants of the city and the
  region of Stuttgart
 1039 panel members were addressed, 558 respondents finished first
  questionnaire (58%), 447 respondents finished second questionnaire


                                    Sample
 Subsample of 191 respondents who identified themselves as opponents of S21
 59% female; Age M = 38.13 years (SD = 15.14)
 63% of respondents with general qualification for university entrance (Abitur)




                                                                              Bachl et al.
8
     Method (2): Measures

  Knowledge of S21
H1   reported satisfaction with publicly available information on S21;
     self-reported learning of arguments for and against S21

  Opinions on S21
H2    global rating of Stuttgart 21; mean index of eight factual
      arguments for S21 (Cronbach’s α: t1 = .74; t2 = .81)

  Relationship with supporters of S21
H3    Evaluation of the supporters of S21 as a whole and of political
      and business representatives during the S21 disputes; 4-item-
      scale ‘communicative behavior’ (Cronbach’s α: t1 = .70; t2 = .76)

      All items measured on 7-point-scales from −3 to +3


                                                                          Bachl et al.
9
             Results

              Change t1t2
                M (SD), p              Result

H1a      +1.26 (2.59), p < .001        Higher satisfaction with available information                

H1bA     −2.22 (2.82), p < .001        Learning of arguments against S21                             

H2a      +0.48 (1.30), p < .001        Less negative evaluation of S21                               

H2b      +0.08 (0.87), p = .201        Unchanged rejection of arguments for S21                      

H3a      −0.06 (1.56), p = .606        Unchanged dislike of supporters of S21                        




Notes
Results from paired T-Tests; Positive changes indicate changes in the direction predicted by the
                                                                                              Bachl et al.
hypotheses
A Difference between learning of arguments for and against S21 (asked after the arbitration)
10
Results – H3b

            Evaluation of S21 Representatives
             Before and After the Arbitration
   -1,5

                                                     Gönner
                                                     Grube***
    -2                                               CDU***
                                                     FDP***
                                                     Mappus***
                                                     Schuster*
   -2,5



    -3
            before arbitration            after arbitration
          Paired T-Tests: *** p < .001 | * p < .05


                                                                 Bachl et al.
11
             Results

              Change t1t2
                M (SD), p              Result

H1a      +1.26 (2.59), p < .001        Higher satisfaction with available information               

H1bA     −2.22 (2.82), p < .001        Learning of arguments against S21                            

H2a      +0.48 (1.30), p < .001        Less negative evaluation of S21                              

H2b      +0.08 (0.87), p = .201        Unchanged rejection of arguments for S21                     

H3a      −0.06 (1.56), p = .606        Unchanged dislike of supporters of S21                       

H3b              cp. figure            Less hatred of representatives of S21                        

                                       Somewhat less negative evaluation of their
H3c      +0.29 (1.31), p = .003
                                       communicative behavior                                       
Notes
Results from paired T-Tests; Positive changes indicate changes in the direction predicted by the
                                                                                              Bachl et al.
hypotheses
A Difference between learning of arguments for and against S21 (asked after the arbitration)
12
         Discussion

     The arbitration helped to                      The arbitration did not

+     normalize the relationship
      between the opposing
      citizens and the supporters,
                                             −        resolve any factual disputes
                                                      about the various aspects of
                                                      the project.
      moving the focus back to the
                                                     The higher satisfaction is
      substantive aspects of S21.
                                                      likely caused by biased
     The arbitration raised the                      perception towards the ‘own’
      satisfaction with available                     arguments.
      information on S21.
                                                     Small magnitude of changes

     Under the specific circumstances of S21: Arbitration partly successful as

     pacifying intervention, but factual conflict unresolved
     Limited effects as consequences of selective perception of a ‘televised
      deliberation/dispute resolution’ and of further limitations inherent in the
      arbitration’s design

                                                                                    Bachl et al.
13
       Implications for future conflict resolution efforts

 Dilemma for conflict resolution efforts with large numbers of affected
  citizens ( most infrastructure projects): Discussions of represen-
  tatives may have little effects, but are there alternatives?
 Call for new conflict resolution designs

 Discussions of representatives should be combined with measures that
  actively involve common citizens (town halls, online discussions?)




                                                                     Bachl et al.
Marko Bachl, Arne Spieker,
Jan Kercher & Frank Brettschneider
Universität Hohenheim
Institut für Kommunikationswissenschaft
marko.bachl@uni-hohenheim.de

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Public Arbitration Effects

  • 1. A Song for the Deaf? The Effects of Public Arbitration in a Polarized Atmosphere 64th Annual Conference of the World Association for Public Opinion Research, 21-23 September 2011, Amsterdam Marko Bachl, Arne Spieker, Jan Kercher & Frank Brettschneider
  • 2. 2 Research Interest: Effects of the ‘Stuttgart 21’ (S21) Arbitration  S21: large scale, billion Euro reconstruction of central station  Planned since 1994; Start of construction: 2010  Rise of demonstrations with start of demolition of the old train station  Highly polarized conflict about costs, risks, and legitimation of the project  Tipping point Sep 30th: over 100 demon- strators injured in clashes with police  Consequence: public arbitration to de- escalate and objectify the conflict Bachl et al.
  • 3. 3 Research Interest: Effects of the ‘Stuttgart 21’ (S21) Arbitration The S21 Arbitration  8 discussions to “clarify numbers, data and facts” (joint fact finding) and pacify the city  Participants: Representatives of supporters and opponents of S21, neutral arbitrator Heiner Geißler  Highly discursive structure to exchange arguments and evidence  All discussions broadcasted live on television and internet  Huge media attention Bachl et al.
  • 4. 4 Research Question Did the prototype public arbitration help to resolve the conflict RQ between citizens who oppose S21 and the project’s supporters in politics and business?  Can the S21 arbitration be a role model for future conflict resolution efforts (in conflicts about infrastructure projects)? Bachl et al.
  • 5. 5 Theoretical Framework Assumption: Arbitration as a special type of Alternative Dispute Resolution and as deliberative discussions (cp. Delli Carpini, Cook & Jacobs, 2004; Ehrmann & Stinson, 1999; Innes, 2004; Mendelberg, 2002; Menkel-Meadow, 2006) + + + Knowledge of S21 Relationship with Opinions on S21 (cp. Gastil, 2000; Gastil & Dillard, supporters of S21 (cp. Fishkin, 1999; Fishkin & Luskin, 1999; Andersen & Hansens, 2007) 1999; Gutmann & Thompson 1996; (cp. Beierle & Cayford, 2003; Luskin, Fishkin, & Jowell, 2002; Chambers, 1996; Gaertner et al., Vinokur & Burnstein, 1978) 1999; McCombs & Reynold, 1999; Yankelovich, 1991) − − − Possible restrictions to hypothesized positive effects  Polarizing effects of deliberative processes (cp. Stasavage, 2007; Wojcieszak, 2011)  Consequences of selective information exposure and processing (cp. Iyengar et al. 2008; Knobloch-Westwerwick & Jingbo, 2009; Sears & Freedman, 1967)  Restriction due to the incomplete design of the S21 arbitration most importantly: ‘televised deliberation/dispute resolution’ Bachl et al.
  • 6. 6 Hypotheses  Knowledge of S21 H1 H1a: More satisfaction with availability of information on S21 H1b: Learning of arguments for S21  Opinions on S21 H2 H2a: Less negative evaluation of S21 as a whole H2b: Less firm rejection of arguments for S21  Relationship with supporters of S21 H3 H3a: Less negative evaluation of supporters as a whole H3b: Less negative evaluation of S21 representatives H3c: Less negative evaluation of their communicative behavior Bachl et al.
  • 7. 7 Method (1) Design  Two-wave panel survey right before and after the arbitration discussions  Non-representative online access panel of inhabitants of the city and the region of Stuttgart  1039 panel members were addressed, 558 respondents finished first questionnaire (58%), 447 respondents finished second questionnaire Sample  Subsample of 191 respondents who identified themselves as opponents of S21  59% female; Age M = 38.13 years (SD = 15.14)  63% of respondents with general qualification for university entrance (Abitur) Bachl et al.
  • 8. 8 Method (2): Measures  Knowledge of S21 H1 reported satisfaction with publicly available information on S21; self-reported learning of arguments for and against S21  Opinions on S21 H2 global rating of Stuttgart 21; mean index of eight factual arguments for S21 (Cronbach’s α: t1 = .74; t2 = .81)  Relationship with supporters of S21 H3 Evaluation of the supporters of S21 as a whole and of political and business representatives during the S21 disputes; 4-item- scale ‘communicative behavior’ (Cronbach’s α: t1 = .70; t2 = .76) All items measured on 7-point-scales from −3 to +3 Bachl et al.
  • 9. 9 Results Change t1t2 M (SD), p Result H1a +1.26 (2.59), p < .001 Higher satisfaction with available information  H1bA −2.22 (2.82), p < .001 Learning of arguments against S21  H2a +0.48 (1.30), p < .001 Less negative evaluation of S21  H2b +0.08 (0.87), p = .201 Unchanged rejection of arguments for S21  H3a −0.06 (1.56), p = .606 Unchanged dislike of supporters of S21  Notes Results from paired T-Tests; Positive changes indicate changes in the direction predicted by the Bachl et al. hypotheses A Difference between learning of arguments for and against S21 (asked after the arbitration)
  • 10. 10 Results – H3b Evaluation of S21 Representatives Before and After the Arbitration -1,5 Gönner Grube*** -2 CDU*** FDP*** Mappus*** Schuster* -2,5 -3 before arbitration after arbitration Paired T-Tests: *** p < .001 | * p < .05 Bachl et al.
  • 11. 11 Results Change t1t2 M (SD), p Result H1a +1.26 (2.59), p < .001 Higher satisfaction with available information  H1bA −2.22 (2.82), p < .001 Learning of arguments against S21  H2a +0.48 (1.30), p < .001 Less negative evaluation of S21  H2b +0.08 (0.87), p = .201 Unchanged rejection of arguments for S21  H3a −0.06 (1.56), p = .606 Unchanged dislike of supporters of S21  H3b cp. figure Less hatred of representatives of S21  Somewhat less negative evaluation of their H3c +0.29 (1.31), p = .003 communicative behavior  Notes Results from paired T-Tests; Positive changes indicate changes in the direction predicted by the Bachl et al. hypotheses A Difference between learning of arguments for and against S21 (asked after the arbitration)
  • 12. 12 Discussion  The arbitration helped to  The arbitration did not + normalize the relationship between the opposing citizens and the supporters, − resolve any factual disputes about the various aspects of the project. moving the focus back to the  The higher satisfaction is substantive aspects of S21. likely caused by biased  The arbitration raised the perception towards the ‘own’ satisfaction with available arguments. information on S21.  Small magnitude of changes  Under the specific circumstances of S21: Arbitration partly successful as  pacifying intervention, but factual conflict unresolved  Limited effects as consequences of selective perception of a ‘televised deliberation/dispute resolution’ and of further limitations inherent in the arbitration’s design Bachl et al.
  • 13. 13 Implications for future conflict resolution efforts  Dilemma for conflict resolution efforts with large numbers of affected citizens ( most infrastructure projects): Discussions of represen- tatives may have little effects, but are there alternatives?  Call for new conflict resolution designs  Discussions of representatives should be combined with measures that actively involve common citizens (town halls, online discussions?) Bachl et al.
  • 14. Marko Bachl, Arne Spieker, Jan Kercher & Frank Brettschneider Universität Hohenheim Institut für Kommunikationswissenschaft marko.bachl@uni-hohenheim.de