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EXECUTIVE SUMMARY


INTRODUCTION OF PROJECT:-

With the rapidly changing technological, social, economic, political, legal environment &
the trend toward globalization of business & industry so effective management of human
resource has become a very challenging job. There is no denying the fact that human
element is at the center stage in all economic activities. In this project, an attempt has been
made to suggest various measures to serve as guidelines for the management of SIMPLEX
INFRASTRUCTURES LTD .


Performance appraisal procedure was studied at SIMPLEX INFRASTRUCTURES LTD.
The main objective of the project was to study the appraisal procedure & process of the
company.


This research is descriptive type it include primary data and secondary data. Primary data
is designing of questionnaire from where the data was collected. Secondary data was
collected through the extensive study of the company website and other related website
and books.




PROJECT TITLE:-
“Enhancing personnel effectiveness and workplace leadership for teamwork at SIMPLEX
INFRASTRUCTURES LTD.




                                                                                              1
OBJECTIVES OF THE PROJECT:-


To study the performance appraisal system and method of performance appraisal at

SIMPLEX INFRASTRUCTURES LTD.

To study whether the identified training needs are fulfilled or not.

To find out the level of satisfaction of the employees through the Performance Appraisal.

To help organization to overcome its weakness & develop healthy workforce.




SCOPE OF THE STUDY:-


The scope of the project covers the study of performance appraisal system of
the SIMPLEX INFRASRUCTURES LTD. The study covers feedback from
senior and middle management officer of company on performance appraisal
and its impact on promotion, transfer, work attitude, career planning etc.




                                                                                            2
COMPANY PROFILE

                                    BRIEF HISTORY


Since 1924 when Simplex became the first company to introduce cast-in-situ-driven piles

in India and South East Asia, it has been on the forefront of technical breakthroughs in

the Indian construction industry.



1935                  -              Starts construction of steel plants, subsequently

                                     building India's steel backbone with plants for SAIL,

                                     Tata, Jindal, Essar, etc.

1940s                 -              Constructs the prestigious King George Docks

                                     (Jawaharlal Nehru Port) in Mumbai to be recognised

                                     as one of the top construction engineers of India

1960s                 -              Makes maiden foray into the urban utilities segment,

                                     setting up sewage treatment plant in Howrah

1970                  -              Begins civil and structural construction of Thermal

                                     Power Plants.

1972-73               -              Install India's first 50m deep cast-in-situ driven piles

                                     at Cochin.

1977-78               -              Develops indigenous technique for soil densification

                                     through stone columns by driven piling technique.

1982-83               -              Develops breakthrough technique for jointed pre-

                                     cast concrete piles.


                                                                                                3
1990      -   Constructs 2000mm dia pile foundation for the first

              time in India.

1993-94   -   Becomes first to install fully computerised geo-

              technical laboratory in India.

1997      -   (1) Enters the transport sector with road, bridge and

              railway construction.

              (2) Constructs the first housing complex using

              Aarding 'Tunnel Forum' technology in the country.

1999      -   Constructs Rail over-bridge with 50m span P. S. C.

              Girder over running electrified section of rail-track

              for the first time in India.

2002      -   Begins civil and structural construction of Nuclear

              Power Plants to establish comprehensive capabilities

              in the power sector.

2004      -   Begins civil and structural construction of hydro-

              power plants.

2008      -   Over 70 Mtr. deep Pile in Kochi.

2010      -   Begins installation of steel using vibro technology at

              Dahej Port in one of the world's most challenging

              marine conditions.




                                                                       4
ACHIVEMENTS

    Been in business since 1924 and present in almost all Indian States as well as Middle
    East.


    Simplex combines financial robustness with technological competence. The Company
    enjoys an uninterrupted profit track record since inception.


    Repeat orders from reputed & large clientele.


    Recognized by World Confederation of Businesses as “Inspirational Company with
    all its Rights & Privileges” in 2010




POSITION IN INDIA

    Ranked 7th among “India‟s Top 10 Infrastructures Companies” by Construction
    Week.


    Ranked among “Top 5 India‟s Fastest Growing Large Companies” by Business Today
    in 2008.




AWARDS

    Awarded by International BID Quality Summit, New York the “International
    Quality Summit Award in Gold Category” for achievement in Quality &
    Excellence in 2009.


    Thrice nominated as “Most Admired Infrastructure Company” by NDTV Profit in
    2006, 2008 & 2009.


    Titled as “Overall Best Managed Company” by Asia Money in 2005 .



                                                                                            5
MARKET VALUE

         Present Order Book of Rs.14,707 Crores with over 150 Projects location in India and
         Overseas.


         Its shares are listed on the NSE, BSE & CSE enjoying Market Capitalization of
         Rs.2500 Crores .




VISION
We have the vision to lead and win. To execute projects with consistent quality assurance,

cost control and adherence to milestones in a safe environment as per customer

requirements.




MISSION

To promote the culture of sharing rich and varied experience with staff members, as also with

clients. And thereby benefit and help the growth of the construction fraternity and society at

large.

Simplex serves those who build the nation. Our diverse clientele ranges from statutory bodies

to national and state governments to domestic and international conglomerates.




                                                                                                 6
ORGANIZATIONAL STRUCTURE
                             OF
                 SIMPLEX INFRASTRUCTURES LTD




                                           Chairman


                                       Vice Chairman



                                     Managing Director




Production         Marketing                  HR                Finance                Technical
 Manager           Manager                  Manager             Manager                Manager




Sales        Advertise         Executive               Consultant                          MIS
Officer       Officer           Officer                                 Consulta
                                                                        nt




Supervisor                HR                Admin             Safety
                         Officer            Officer           Officer



                                                                               Material
                                                                               Manager
                                            Workers

                                                                             R&D
                                                                             Manager




                                                                                                   7
HUMAN RESOURCE DEPARTMENT
                          OF
               SIMPLEX INFRASTRUCTURES LTD



HR DEPARTMENT
The HR department takes care of all process related to Human Resource in the company. The

process like performance management, pay roll, training and development, recruitment,

corporate and internal communication, community development.



1. PERFORMANCE MANAGEMENT


 Handle appraisal of employees.


2. TRAINING DIVISION


This division trains the new entrants. Various faculties‟ gives training on different topics like
on power products of the company, marketing, technical calls etc.


3. RECRUITMENT


 Handle the recruitment, joining formalities etc of the employees.


4. COMMUNITY DEVELOPMENT
   The company encourages its employees to spend their spare time in service to
society.




                                                                                               8
HR MISSION STATEMENT


To find way to help the associates to do what they love and love what they do. The mission
statement of HR department stays as a constant reminder for associate‟s wellbeing.




                            BRANCHES AND OFFICES



        KOLKATA(Registered office)
       MUMBAI
       DELHI
        CHENNAI




                                                                                        9
PRODUCT PROFILE


PRODUCTS AND SERVICES




                        10
11
EXPERTISE FIELDS




                   12
QUALITY POLICY OF THE COMPANY




                                13
ABOUT PERFORMANCEAPPRAISAL

 Performance Appraisal is a systematic attempt to measure the performance of all

 employees and take steps to ensure its continuous improvement. It entails:

             1. Setting clear goals & desirable behavior for all employees

             2. Evaluating i.e. comparing output with the goals set

             3. Evaluating i.e. comparing behavior with the scale

             4. Passing a feedback

             5. Recommending rewards for performers

             6. Recommending a Development Plan to address skill gaps

             7. Counseling to address motivational issues.



Requirements for an Effective Performance Appraisal

The following competencies come in handy while conducting a Performance

Appraisal:

             1. Goal Setting using the SMART Concept

             2. Communication – Speaking, Writing & Listening Skills

             3. Counseling

             4. Discipline & Process Orientation




 In addition, access to correct information, a simple & understandable appraisal form

 and a transparent process contributes to making an appraisal effective




                                                                                        14
DEFINITION OF THE TERM
                         ''PERFORMANCEAPPRAISAL''

Afford and Beatty: ''Performance appraisal is the evaluation or appraisal of the
relative worth to the company of man's service on his job''.


''Performance appraisal is a formal structured system of measuring and evaluating an
employee's job related behaviors and outcomes to discover how and why the
employee is presently performing on the job and how the employee can perform
more effectively in the
 future so that the employee, organization and society all benefits.


The last definition include employee's behaviour, as part of the assessment.
Behavior can be active or passive, do something or does nothing. Either way
,behavior affects job results. The other term used for performance appraisal are
performance rating, employee assessment, employee performance review, personal
review, personal appraisal, performance evaluation, employee evaluation and merit
rating.



               It is linked to job analysis as shown in the table.


RELATIONOFPERFORMANCEAPPRAISAL AND JOB
ANALYSIS




          Job analysis            Performance Standards              Performance Appraisal




   Describes work                          Translates job                    Describe the job relevant
   and                                requirements into levels              strength and weaknesses of
   personal                               of acceptable or                        each individual
   requirement of a                  unacceptable performance
   particular job
                                                                                             15
WHO WILL APPRAISE?

Supervisors
Peers
Subordinates
Self appraisals
consultants
WHEN TO APPRAISE?


Informal appraisals are conducted whenever the supervisor
or personnel manager feel it necessary. However ,systematic
appraisals are conducted on a regular basis, say for example,
every six months or annually.


OBJECTIVES OF PERFORMANCE APPRAISAL :


To increase productivity

To improve quality

To help company to fulfill its future personnel needs

To improve organizational climate

To improve health and safety

To secure optimum co attribution from employees

To prepare worker for higher level job


BENEFITS OF PERFORMANCE APPRAISALS

 How Performance appraisal Benefits the
Organization:


                                                                16
Improves the job knowledge and skills at all levels of the organization.

Improves the morale of the workforce

Helps people identify with organizational goals

Helps create a better corporate image

Improves relationship between boss and subordinate

Aids in understanding and carrying out organizational policies.

Provides information for future needs in all areas of the organization
Organization gets more effective decision-making and problem-
solving skills

Aids in increasing productivity and/or quality of work

Aids in improving organizational communication

Benefits to the Individual :

Helps the individual in making better decisions and effective problem

solving

Helps a person handle stress, tension, frustration and conflict

Increases job satisfaction and recognition

Moves a person towards personal goals while improving interactive

skills

Provides the trainee an avenue for growth and a say in his/her own

future

Improves communication between groups and individuals:

Improves interpersonal skills.

Improves morale


                                                                           17
Builds cohesiveness in groups

  Provides a good climate for learning, growth, and co-ordination

  Makes the organization a better place to work and live




THE PROCESS OF PERFORMANCE APPRAISALS




       PERFORMANCE GOAL SETTING



             DETERMINING ACTION PLAN



           PERFORMANCE REVIEW




         PERFORMANCE FEEDBACK




        PERFORMANCE COUNSELLING




                      COACHING




                                                                    18
1. The Process of performance Goal Setting

PERFORMANCE goal setting is largely about bringing into focus the performance
expectations. The following, therefore, are the key components of performance goal
setting process.


             1. Establishing Key Result Areas (KRAs)
             2. Setting Agreed Objectives/Goals
             3. Determining Action plans for objectives


                       Organizational Vision & Mission




                              Business Strategy



                               Project‟s KRAs



                        Department / Functional KRAs



Individual                    Individual KRAs                  Performance
  KRAs                                                          Measures


                                 Action Plan




                2.Determining Action Plans for Objectives
 The second component of performance goal setting is the action plan for the objectives,
 which helps employees specify key actions and milestones.
 There may not be enough time during the goal setting session to complete the action plans
 for every objective that needs them. It is advisable to leave this job to the team member
 who may submit them at a later date.
 GOAL – 99% uptime for DG sets for the period June 2011 – Dec 2011.


                                                                                        19
ACTION PLAN
Serial No.                   Activity                Start       End         Responsibility
    01        Provide training to all operators     1.08.11    30.08.11       A Mohanty
              Carry out preventive maintenance on
       02                                           1.08.11    30.08.11           B Das
              all sets .
       03     Replace an old set with a new one     1.09.11    30.0911.         A Ghosh
              Carry out preventive maintenance on
       04                                           1.10.11    30.10.11           B Das
              all sets .



              3.Performance Review

“If we want performance in the workplace, somebody has to have the courage and
confidence to determine whether we are getting it or not.”
Andrew Grove


                    What is Performance Review?

Performance review may be defined as - 'A systematic means of ensuring that managers
and their staff meet regularly to discuss past and present performance issues, and to agree
what future action is appropriate on both sides.'


Performance review must be seen as an intrinsic part of manager's responsibilities and not
as an unwelcome and time-consuming appendage. It is about improving performance and
ultimately effectiveness.



                    Objectives of Reviewing Performance
Motivation: to provide positive feedback, recognition, praise and opportunities for growth;
to clarify expectations


Development: to provide a basis for developing and broadening capabilities relevant both
to the current role and any future role that the employee may have the potential to carry
out;
Communicating Performance: to communicate to them exactly where they stand in terms
of their performance.

                                                                                          20
      THE PROCESS OF PERFORMANCE REVIEW
The Performance Review process, as shown in the figure in the following page, is
completed in the following steps:


             1.     Planning for Review

             2.     The Review Meeting

                   Delivering the Message
                   Review Writing
                   Creating Developmental Plan




                                          Planning for
                                            Review




                                       Review Meeting




      Delivering the message                               Creating development plan


                                          Review Writing




                            The Process of Performance Review


                                                                               21
4. PERFORMANCE FEEDBACK
              “Feedback is the breakfast of champions.”
                                                                 -Ken Blanchard

                        Performance Feedback: An Overview

Feedback is 'Information about performance or behaviour that leads to an action to affirm
or develop that performance or behaviour, Performance feedback provides information that
helps employees to alter, change or maintain their behaviours and / or attitudes so that the
organization continues to operate smoothly. The key elements of performance feedback
are:


Description of behavior : Feedback should address the specific action or behaviour you
are trying to recognize or change.


Specific: Feedback must be detailed and individualized for the specific person with whom
you are addressing.


Non-evaluative: When providing feedback, one must not respond in a judgmental way but
only base it on facts.


Timely: It should be given as close to the performance event being addressed as possible.


Empathetic: feedback should acknowledge the feelings of both parties in the discussion.


                        Types of Feedback


Performance feedback can be delivered in the following three ways:

               1. Positive feedback

              2. Negative feedback

              3. Constructive feedback


                                                                                            22
1. POSITIVE FEEDBACK: Defined as: "providing feedback to someone who has
   done something well and deserves praise for his or her efforts. This is feedback
   given to a person which reinforces 'good 'performance or behavior, physical
   appearance etc. The entire objective is appreciation and reinforcement. positive
   feedback reinforces acceptable behavior with the signal that it can be repeated
   again.


2. Negative feedback: Defined as: "corrective feedback given for improving 'poor'
   performance or behavior.


3. Constructive feedback: This is feedback given with the basic assumption that it
   builds on what is good and it plans further development. Constructive feedback
   consists of positive feedback, which is given to reinforce acceptable behavior. It
   also consists of feedback pertaining to corrective or unacceptable behavior but it is
   delivered in a way which is not harsh or rude. The entire objective is to pinpoint
   corrective areas with the intention of planning improvement towards growth and
   development. Even if one is giving constructive feedback there is a need to word
   the feedback carefully. Complete the next worksheet and read subsequent pages to
   gain the skill of giving acceptable feedback.


4. PERFORMANCE COUNSELLING


  The Institute of Personnel and Development (IPD) as have described counseling:
  'Any activity in the workplace where one individual uses a set of skills and
  techniques to help another individual to take responsibility for and to manage their
  own decision-making whether it is work related or personal." The mantle of helping
  individual, in the context of performance counseling is generally donned by the
  manager. The purview of performance counseling essentially includes the
  motivational aspect affecting professional growth and performance of a subordinate.




                                                                                      23
Performance Counseling is about helping Subordinate Resolve the hindering issues:


Performance counseling always relies on the assumption that the subordinate has the skills,
knowledge and - deep down - the desire to find a solution. They may be too close to the
problem, or too immersed in emotion to be able to think rationally. The manager's role is to
help the subordinate step back and see it differently, so that they can find a new way
forward.


Performance Counseling is about Listening:


Counseling, more than any other managerial conversation, demands deep listening skills.
The manager must give this conversation his undivided attention and as much time as it
needs. It should be understood that the conversation should be private and completely free
from interruption. The manager should limit his responsibility to provide counseling in
areas that directly or indirectly affect subordinate's performance.


Performance Counseling is not about Giving Advice:


Counseling helps to resolve a situation that the person sees as a problem. Counseling is not
giving advice. As a counselor, the manager's role is to provide a different perspective from
which to try out ideas. The counseled person (henceforth referred as the 'subordinate') must
find their own solution and exercise their own responsibility.




The Four Stages of Performance Counseling:


The four stages of performance counseling are very like those of coaching. The main
difference between them is in emphasis. Coaching is about reaching a goal and improving
in some way; counseling is essentially about removing some performance obstacle or
difficulty and simply being able to move on.




                                                                                          24
Stage I: DIAGNOSIS


This is the conversation for relationship. The manager needs to establish at the outset a
positive relationship with the subordinate. During this stage, both the manager and the
subordinate being counseled need to establish the following:


What is the subordinate's perception of the problem?
Where is the blockage?


Stage II: EXPLORATION


This is the conversation for possibility. The manager‟s role here is to help the subordinate
to step back and examine the possibilities of the situation. During this stage, the following
questions may be useful:


'Why do you think you feel this way?‟
'What kind of response do you think you might get if you told X about this?'
'Who else has contributed to the problem?'
'How do you think this has arisen?'
'What might be the cause of the problem?‟


The manager might consider making the conversation more creative at this stage by asking
the subordinate to think about the problem in radically different ways:


'What does this problem look like?'
'If you were the problem, how would you feel?'
'Can you think of another way of expressing the problem?'


A subordinate may all too easily feel pressure at this point to take ownership of a problem
while lacking any desire to. The manager must use all his skill and sensitivity to manage
this most crucial part of the process.


Stage III: OPPORTUNITIES


                                                                                           25
The conversation for opportunity should lead the subordinate to envisage possible courses
of action and their consequences. The subordinate should be moving from emotion to a
more considered attitude without any pressure from the manager.


They should be visualizing various results and the feelings these would evoke. The
subordinate should by now be feeling more enabled to choose a course of action.




Stage IV: ACTION


Now that the subordinate can see the situation more clearly and has assessed various
options, there is a need to make a move. If the manager has helped the subordinate being
counseled to make a clear plan, then the process of counseling has succeeded. Both the
manager and subordinate need to feel hat they have anticipated most of the likely outcomes
of the proposed action and that, between them, they have the resources to cope with the
consequences.




      6.COACHING


correction wit“ A Coach is someone who can give hout causing resentment.”


                                                                  -John Wooden




Coaching is undertaken to bring out the best in people. The first use of the word in the
English language was in reference to a particular kind of carriage. Hence, the basic
meaning is to "transporting a valued person from where he or she is to where he or she
wants to be."


Coaching is an ongoing process designed to help the employee gain greater competence
and overcome barriers to improving performance. Coaching differs from training, which is


                                                                                        26
a structured process to provide employees with the knowledge and skills to perform job
tasks. Coaching is thus closer to practice while training is closer to theory.


      Counseling vs. Coaching?


Coaching aims at augmenting performance by increasing the competence of the person to
deal with a given situation. Coaching probably makes a person more able.


Counseling aims at augmenting performance helping the person to overcome a problem
that is causing demonization. Counseling probably makes a person more willing. Both are
need-based interventions.


   Qualities of a good Coach

                     Should be knowledgeable & skillful
                     Should be analytical
                     Good at Planning & Controlling
                     Patience & Sensitivity
                     Very good Communication

   A Method of Coaching

  Your coaching role becomes effective, when your behavior includes the following
  elements:

  1. Explain & Demonstrate: The manager needs to work with the employees to identify
     the cause of the performance problem. He then demonstrates how the problem can be
     solved.

  2. Reflect: The subordinate is then allowed to recall the demonstration. He or she is
     encouraged to ask questions incase there are doubts. All questions are answered.

  3. Review Progress: The subordinate is now asked to practice. The performance is
     reviewed & corrective feedback given.

  4. Planning to practice again: Subordinate keeps these inputs in mind and plans to
     practice again. This leads one back to step 3 and the subordinate‟s skill level continues
     to rise towards the expected level.




                                                                                           27
HOW PERFORMANCE APPRAISAL CAN CONTRIBUTE
                 TO FIRM'S COMPETITIVE ADVANTAGES

                                    Improving
                                   Performance


Strategy and Behavior
                                                                       Making Correct
                                                                         Decision

                                   Competitive
                                   Advantage




                                                                    Ensuring Legal
           Value and
                                                                     Compliance
           Behavior
                                Minimizing
                                Dissatisfaction & Turnover




 METHOD OF PERFORMANCE APPRAISAL

 The Performance Appraisal method may be classified into three categories, as shown in
 figure.


 PERFORMANCE APPRAISAL METHOD


 Individual evaluation method Multi-person evolution Other method


 1. Confidential report            1.Ranking method            1.Psychometric test
 2 .Essay incidents                2.Paired comparison         2.Behavior testing
 3. Critical incidents             3.Forced distribution
 4. Checklists
 5. Graphic rating scale
 6. MBO


                                                                                        28
INDIVIDUAL EVALUATION METHOD

1. CONFIDENTIAL REPORTS
Confidential record are maintained mostly in government departments, though it‟s the
performance


2. ESSAY EVOLUTION
 Essay evolution is extremely useful in filling information gaps about the employee that
often occur in the better structured checklist method.




3. CRITICAL INCIDENTS
This method is useful for peers to maintains logs on each employee and its behavior.




4. CHECKLISTS
A set of objective or descriptive statements about the employee and the behavior.




5. GRAPHIC RATING SCALE
A printed form is to evaluate the performance of an employee. It is the most common
method of evaluation of an employees.


6. MBO
The MBO process seems to be most useful with managerial personnel & employees who
have a fairly wide range of flexibility & self control in their jobs.




                                                                                       29
MULTIPLE PERSON EVALUATION TECHNIQUES

1.RANKING METHOD
In ranking method superior ranks his or her subordinates in the order of their merit, starting
from best to the worst.


2. PAIRED COMPARISON METHOD
Under this method the appraiser compares each employees with every other employee, one
at a time.


3. FORCED DISTRIBUTION METHOD
The forced distribution method operators under an assumption that employee performance
level conforms to a normal statically distribution..




OTHER TECHNIQUE

   PSYCHOMETRIC TEST


The word psychometric is formed from the Greek words for mental and measurement.
Psychometric tests attempt to objectively measure aspects of your mental ability or our
personality. Psychometric test are most likely to encounter psychometric testing as part of
the recruitment or selection process and occupational psychometric tests are designed to
provide employers with a reliable method of selecting the most suitable job applicants or
candidates for promotion.


Psychometric tests are seldom used in isolation and represent just one of the methods used
by employers in the selection process. The usual procedures for selecting candidates still
apply, for example: A job is advertised and you are invited to send in your resume, which is
then checked to see if the organisation thinks that your experience and qualifications are
suitable.



                                                                                            30
These tests aim to measure attributes like intelligence, aptitude and personality, providing a
 potential employer with an insight into how well you work with other people, how well
 you handle stress, and whether you will be able to cope with the intellectual demands of
 the job.



 There are two main types of psychometric tests:
                      1. Ability test
                      2. Aptitude test
1. ABILITY TESTS – Measure your ability to perform or carry out different tasks.
Personality Questionnaires - Measure your way of doing things, and specifically the way
you interact with your environment and other people.




 2. APTITUDE TESTS - Aptitude test are designed to assess your logical reasoning or
 thinking performance. They consist of multiple choice questions and are administered
 under exam conditions. They are strictly timed and a typical test might allow 30 minute..


 Verbal Ability - These include questions which test your ability to spell words correctly,
 use correct grammar, understand analogies and follow detailed written instructions.
 Numeric Ability - These include questions on basic arithmetic, number sequences and
 simple mathematics. In more complex numerical critical reasoning questions, blocks of
 information         are          provided         that         require         interpretation.


 Abstract Reasoning - These tests are usually based on diagrams and measure your ability
 to identify the underlying logic of a pattern and then determine the solution.


 Spatial Reasoning - These tests measure your ability to manipulate shapes in two
 dimensions or to visualize three-dimensional objects presented as two-dimensional picture.




                                                                                             31
 PSYCHOMETRIC ASSESSMENT


Psychometric test is similar to psychological testing but usually involves a more
comprehensive assessment of the individual. Psychometric assessment is a process that
involves the integration of information from multiple sources, such as tests of normal and
abnormal personality, tests of ability or intelligence, tests of interests or attitudes, as well as
information from personal interviews. Collateral information is also collected about
personal, occupational, or medical history, such as from records or from interviews with
parents, spouses, teachers, or previous therapists or physicians. A psychometric test is one
of the sources of data used within the process of assessment; usually more than one test is
used.


                       TYPES OF PSYCHOMETRIC TESTS


1. FIRO-B
2. LOC


1. FIRO-B


FIRO-B stands for Fundamental Interpersonal Relations Orientation-Behavior.
Developed by William Schutz in 1958, Schutz first used the FIRO-B tool to assess how
teams performed in the US Navy.
The FIRO-B is an assessment tool used to help individuals and teams better understand
their preferences in satisfying three basic social needs:
Inclusion (the degree to which one belongs to a group, team or community)
Control (the extent to which one prefers to have structure, hierarchy and influence)
Affection (one's preference for warmth, disclosure and intimacy).
For each of these factors, FIRO-B assesses individuals as to:
How much they express the needs and
How much they want to have the needs expressed to them from others.




                                                                                                 32
 In this respect, FIRO-B is measuring the three aspects of Inclusion, Control and
      Affection, from two 'needs perspectives' of expressing (outwardly directed behavior
      towards others) and wanting (behavior from others directed towards oneself).
   The FIRO-B model and assessment tool can also provide information regarding
      leadership styles and areas of potential conflict.


2 .LOC
A locus of control orientation is a belief about whether the outcomes of our actions are
contingent on what we do (internal control orientation) or on events outside our personal
control . It has two type


1. External Locus of Control
Individual believes that his/her behavior is guided by fate, luck, or other external
circumstances
Externals can lead easy-going, relaxed, happy lives.


2. Internal Locus of Control
Individual believes that his/her behavior is guided by his/her personal decisions & efforts.
Internals can be psychologically unhealthy and unstable. An internal orientation usually
needs to be matched by competence, self-efficacy and opportunity so that the person is
able to successfully experience the sense of personal control and responsibility. Overly
internal people who lack competence, efficacy and opportunity can become neurotic,
anxious and depressed. In other words, internals need to have a realistic sense of their
circle of influence in order to experience 'success'.




                                                                                          33
CONDUCTING THE PERFORMANCE APPRAISAL
                            BEFORE THE APPRAISAL
Keep good record         Both praise and criticism are most meaningful when supported
                         by factual example.

Review previous           Use previous goal to evaluate progress.
 goals


Get input from             Seek feedback from others who work with the appraisee in
   Others                areas they will have objective knowledge of and get example
                          where available.

Prepare carefully         Prepare in advance so that you can deliver the message that
                         you intend to.


Prepare administrative    Agree on a time, Select a location, Ask employee to prepare
details



                             DURING THE APPRAISAL
Encourage                 I. Listen
communication             II. encourage two way communication.
                          III. ask for ideas on how they can improve their performance.
                          IV. ask for how they feel you can help them.
Communicating             The employee expects and should know what he/she needs to
shortcoming              improve.
Making promise            Don't make promises you do not have control over salary
                         increments,promotions,transfers etc.
Be open                   Be versatile and open-minded if you hear things that cause
                         you
                           to change your opinion.
Review goals              Concentrate on a few areas things that make a difference. Try
                         to encourage continuation and growth in areas of strength.


                     AFTER THE APPRAISAL
Follow-up                    Follow-up on agreements made during the appraisals.
Learning                      Review what you have learnt about the employee, your
                            record and systems, yourself, the appraisal process and your
                            management style.


                                                                                           34
PERFORMANCE APPRAISAL SYSTEM IN
                  SIMPLEX INFRASTRUCTURES

               OBJECTIVE OF THE SYSTEM

               To bring role clarity.
               Self assessment by the employee.
               Understanding strength and weakness.
               Identifying training and development needs.
               Identifying leadership quality.
               Goal setting
               Improving organizational performance.
               Better understanding between appraise and appraiser.

               APPRAISAL SYSTEM IN SIMPLEX

Appraisal Form


To make performance appraisal simpler and transparent the new form has been developed.
The performance appraisal form consists of 2 parts.


1.Part A performance assessment based on psychometric test. It is the same for all Level.


2.Part B is a behavior and personnel assessment.


3.Part C is a skill and development plan. This is just development plan for the next coming
year.




    Different forms are developed for 2 levels.


Level 1- Staff to executive
Level2- Asst Manager to Sr. manager




                                                                                              35
Mark Weight age for 2 levels.


      Levels          Performance Behavioral &            Individual        Total Mark
                      Assessment  Personal                Development
                      Part A      Assessment.             Plan
                                  Part B                  Part c
      Level 1          70 marks    30 marks                   -              100 marks
      Level 2          70 marks    30 marks                  -               100 marks

PERFORMANCE ASSESSMENT
Part A is a psychological testing. Simplex used two type of method is used for checking the
activity of human behavior. FIRO-B and LOC was two type of different type of test which
was used for checking the leadership quality, external and internal control and also checking
the introvert and extrovert types. From this test also checking the job knowledge,
innovativeness, co-operation, leadership behavior,


JOB KNOWLEDGE
(Knowledge of work gained through experience, general education, specialized training
etc.)

1.     Has knowledge which is superior to most employees in similar position (very good)
2.     Adequate job knowledge to do his job-(Average)
3.     Deficient in job Knowledge and needs to improve -(Poor)
4.     Totally lack of job knowledge-(Very poor)



INNOVATIVENESS
(Ability to think and be creative)

1.     Self starter -suggest and implements new ideas/changes-(Very good)
2.     Innovation on most aspect of work,upon being guided-(Average)
3.     Routine, passive on innovation-(Poor)
4.     No innovativeness-(Very poor)

CO-OPERATION:-
(Attitude toward work, fellow employees)
1.     Co-operative and linked, goes out of the way to help others constructively-(Good)
2.     Had difficulty working with other, some tendency to be different, cannot take orders-
(Average)
3.     Can not work with others-(Poor)
4.     Dislikes others and discourteous-(Very Poor)

                                                                                              36
LEADERSHIP BEHAVIOUR
   1. Taking initiatives, responsibility & making decision-(Good)
   2. Quite responsible-(Average)
   3. Makes Occasionally responsible -(Poor)
   4. Totally irresponsible and undependable-(Very poor)


FLEXIBILITY
(To deals effectively with changes in task and conditions of work)


   1. Flexible takes up all type of task upon allotment -(Good)
   2. Takes up all tasks and jobs on explanation-(Average)
   3. Hesitate in taking up other tasks-(Poor)
   4. Refuses to take up tasks other than his own area-(Very poor)


PART B:        BEHAVIORAL AND PERSONAL ASSESSMENT
              There are 5 parameter given on which the employee will be assessed.
For Level 1
   1. Initiative
   2. Time management
   3. Continuous improvement
   4. Enthusiasm
   5. Planning


For Level 2
   1. Delegation
   2. Communication
   3. Interpersonal relationship
   4. Dependability
   5. People Development




                                                                                    37
PART C:        INDIVIDUAL DEVELOPMENT PLAN
After having appraised the employee‟s performance against objective and key competency
area, you need to summarize the key strength and weakness of the individual.
The performance appraisal has two objective. First its evaluation of performance against
objective and second is employee development. It is important that the appraisal process
process result in growth, development, and improvement.
Part c is basically a development plan for the individual based upon his performance in the
previous year and future requirements.
There are no marked assigned to it. It consists of

       1 .Training and development plan
       2 .career development plan

Computation of the overall score is obtained by adding the final part A and part B. Then the
recommendation are to be given by the supervisor.

The immediate supervisor and the employee both sign and date this page to document that
performance was discussed and evaluated.

The flow chart showing the detail schedule of performance appraisal process is attached
herewith for ready reference. It is expected from all concerned to adhere with schedule for
timely release of increment/promotion letters.


INCREMENT PERCENTAGE
Based on the performance of the company the exact percentage of increment for
each level shall be decide and communicated to all.


PROMOTION CRITERIA
There will be no specific percentage of the employee that can be promoted in
the organization. Following parameter should be considered while deciding a
promotion.:-
Minimum years in same grade.
Present and earlier performance appraisal rating.
Additional responsibilities he is handling.
Availability of position in the company.



                                                                                              38
FAST TRACK EMPLOYEES
1 .No restriction of minimum year in the same grade for promotion.
2 .Appreciation/Reward


ENCOURRAGEMENT WITHIN THE GROUP:
To encourage the existing employee within the group for consideration for the
various vacancies in new plant head/position, the concerned plant head may
recommend the name of the employee, who has potential to grow further.


APPRAISAL SESSIONS:
Training session will be conduct by respective HR department for the benefits
of the appraisals. The session will help he appraisals to understand the
performance appraisals system.

                                APPRAISALS SCHEDULE

Sr              Activity                                         Target Date
1     The appraisals form to be forward to all concern. The      Last week of may
      level appraisals committees to be formed by the head.
2     The process of self appraisals to be completed by all      1st week of june
      eligible employees and submitted to the respective
      authorities.
3     The annual appraisals and new settings for the next year, 1st june to 20th june
      to be completed by the respective appraisals.
4     The plant review committee to submit it                    25th june
      recommendation and final rating to the plant HR.
5     Plant HR to submit the compiled appraisal report to the    27th june
      apex committee.
6     The apex committee to finalize the appraisal result.       30th june
7     Promotion/increment to be declared.                        1st august


                                                                                        39
DETERMINE THE RESULTS OF FIRO-B & LOC


Person's behavior according to FIRO-B Test


                                    Inclusion

Low         0-5           Introvert, Unsocial, Choosy, Prefer to work individually,
                          Neither a joiner nor a meeting lover.

Mid         6-14          Comfortable around known people, Selective social

High        15-18         Looking for new relationship, always want to be a team ,
                          Extrovert.

                                    Control

Low         0-5           Timid, Ineffective communicator.

Mid         6-14          Effective communicator, decision maker, have motivating and
                          influencing skills

High        15-18         Dominant in nature, over confident, hard to convince

                                   Affection

Low         0-5           Do not generally share feeling with other, Lonely in nature.

Mid         6-14          Support team in selective situation, maintain balance in forming
                          close relationship, normally believe in professional relationship

High        15-18         Very supportive, highly affectionate, share warm relationships
                          with co-worker.




                                                                                   40
INCLUSION

                INCLUSION        CONTROL        AFFECTION

                       Expressed Control        Expressed Affection        Total Expressed
    Expressed                                                              Behavior
    Inclusion
          7



    Wanted Inclusion   Wanted Control           Wanted Affection           Total Wanted Behavior

         7



    Total Need for     Total Need for Control   Total Need for Affection   Overall Interpersonal
    Inclusion                                                              Need




Results on Expressed Inclusion (7) and Wanted Inclusion (7) suggest that the following

pattern of behaviors may describe:-

   1. You include others and like to be included.



   2. You enjoy the opportunity to provide input



   3. You don‟t like to get cut off from information and updates



   4. •You seek recognition and endorsement from colleagues and superiors.




                                                                                                   41
CONTROL

     INCLUSION        CONTROL               AFFECTION

                   Expressed Control          Expressed Affection   Total Expressed
Expressed                                                           Behavior
Inclusion


                        1


Wanted Inclusion   Wanted Control             Wanted Affection      Total Wanted
                                                                    Behavior


                        9


Total Need for     Total Need for Control     Total Need for        Overall Interpersonal
Inclusion                                     Affection             Need




     Results on Expressed Control (1) and Wanted Control (9) suggest the

     following pattern of behaviors.




     You may accept direction from those in authority.

     You may not be interested in gaining influence.

     You are a loyal and cooperative member of the organization.

     You like to perform your work according to standard operating Procedures.




                                                                                      42
AFFECTION

                INCLUSION          CONTROL        AFFECTION

                         Expressed Control        Expressed Affection        Total Expressed
    Expressed                                                                Behavior
    Inclusion


                                                       7



    Wanted Inclusion     Wanted Control           Wanted Affection           Total Wanted Behavior



                                                       7



    Total Need for       Total Need for Control   Total Need for Affection   Overall Interpersonal
    Inclusion                                                                Need




Results on Expressed Affection (7) and Wanted Affection (7) suggest that the following
pattern of behaviors.


   1. You are friendly, open, and optimistic.

   2. You value trustworthiness.

   3. You prefer to motivate others by praise and support and are best motivated in
       the same way

   4. .You may enjoy resolving conflicts and negotiating.

   5. You may feel sad when group projects involving regular contact with

       colleagues end.




                                                                                                 43
LOC


SCORE     TYPE OF LOC


                        This person has strong locus of control and would
   0-3        ILOC      generally perceive himself or herself as only responsible
                        for certain occurrence, his or her action would have a direct
                        bearing the result.




                        This kind of people are those who controlled their destinies
  4-12        ILOC      by their own action, They take charge of thing , assertive in
                        nature, take responsibilities of work within their control.




                        LOC refers to how a person perceive the cause of life
  13-23       ELOC      events. A person with an strong ELOC would only blame
                        or thank fate, destiny, luck, society, or some other force
                        beyond his or her control.




                                                                                  44
RESEARCH METHODOLOGY


Definition of Research:-
By Clifford Woody-
           “The process which includes defining and re-defining
problems, formulating hypothesis or suggested solution; collecting,
organizing and evaluating data; making deductions and reaching
conclusions and at last carefully testing the conclusions to determine
whether they fit the formulating hypothesis “


Research Design:-
The project report is based on following on research types:-


Descriptive Research: - It is fact finding investigation with adequate
interpretation. It focuses on particular aspects of problem being
studied. It is design to gather descriptive information. Data are
collected by using one or more appropriate methods like, observation,
interviews and questionnaire.

Analytical Research: - In these research facts, information used to
make critical evaluation. In analytical research detailed analysis of
facts is given.

The detailed information was collected by interviewing them
personally in the office with help of questionnaire.


Research technique
Method of survey was chosen for completion of the project.


Type of questions
The type of questions in the survey was close ended questions with
limited probing as well as open ended questions.




                                                                         45
Type of questionnaire
In this survey, structured questionnaire was used. The questions were
presented with exactly the same wording and in the same order to all
respondents. And the questions were prepared in advance and not on
the spot during the questioning period.

DATA COLLECTION:-
Facts, information or premises, systematically collected and formally
presented for the purpose of drawing inferences called as data.
There are two types of data:-


1 Primary Data-
For the purpose of the project the method of ''direct interview'' was
selected. The industry was selected as unit and selectively respondents
were chosen as representatives from each department. The manager
and the employee were questioned based on questionnaire. The data
was collected from each manager and employee chosen as respondents
and selectively respondents were chosen as representative from each
department.

Basic methods of collecting primary Data:-
Observation.

Interview.

Questionnaire and schedules.

For data collection we use following methods:-


QUESTIONNAIRE :-

The questionnaire is a form prepared and distributed to secure
responses to certain questions. In the questionnaire, questions are taken
with positive negative replies. The replies of the candidates are
analyzed on few parameters.




                                                                            46
The questionnaire can be of two types:-
           a) Structured Questionnaire:
           b) Unstructured Questionnaire:


   Questionnaire is yet another method used by me to know more about
   training program effectiveness. In this study most of the questions in
   the questionnaire are closed ended questions.


   Questionnaire was used as an instrument for the collection of primary
   data because of the following reasons:-
1. Since the assignment involved studying the employee‟s perception,
   behavior & attitudes the questionnaire as a tool offered high versatility
   and ease of administration

2. Face to face interaction is possible, which helps in observing and
   noting the finer aspects of the respondent‟s body language.

3. Queries from the respondents can be easily answered.

4. It provides more clarity to respondent regarding the purpose that
   avoids the misinterpretation.

   This was the most popular and useful method for conducting the
   survey. It helped in collecting the information from the framed
   questions to get maximum necessary data required for research. Thus
   the questionnaire helped in various ways:-


   Respondents had an adequate time to give well thought answers.

   Through informal discussion much more information could be
   obtained from the respondents.




                                                                               47
For this study observation is used as one of the tool:-



Interview method:-

An interview is technique for collection of primary data. In interview method participants as
well as superiors are interviewed after two months of training program, to know the
usefulness of training program.


2 Secondary Data-
The secondary data means data that is already available in various reports, dairies, books,
periodicals etc. the data presented in research report when used again for further research is
called secondary data.


Sources of secondary data can be classified as:
       A.     Published sources
       B.     Unpublished sources



SAMPLE SIZE:- 60 EMPLOYEES
Sample size: refers to determining how many elements (units) of the population should be
included in the sample
For the collection of data, we had taken 100 respondents of managerial grade which were
selected randomly.


                          SAMPLE DETAILS
   Size                        60 employee
   Designation                 Officer, Manager, Asst. Manager, Supervisor


   Department                  HR, Finance, MIS, Maintenance




                                                                                           48
1. What should be the basic thrust of a current appraisal system ?


   Sr.No      ATTRIBUTES                    NO. OF EMPLOYEE              PERCENTAGE
   1                 Performance                       20                       34%
   2                  Leadership                       03                       05%
   3          Supportive & Affectionate                12                       20%

   4               All of the above                    25                       41%




                   41%                    34%
                                                            Performance
                                                            Leadership
                                                            Supportive & Affectionate
                                20%
                                                            All the above
                                                 5%




INTERPRETATION
According to the graph 34% of the respondents believe that only performance should be the
basic thrust of a current appraisal system. 41% of the respondent say that performance,
personality traits & managerial skills, experience and seniority should be the basic thrust of
current appraisals system. Whereas 20% of the respondents view that only experience and
seniority should be the basic thrust. The rest 5% of the respondents believe that personality
traits and managerial skill should be only basic thrust of a current appraisals system.




                                                                                           49
2. The Purpose of performance appraisals in organization is :


   Sr. No.     ATTRIBUTES                          NO. OF EMPLOYEE PERCENTAGE
       1      Determine salary increments                    20                     34%
       2      Deciding on promotion                          18                     30%
       3      Identifying training needs                     09                     15%
       4      Identifying candidates for careers             07                     11%
       5      Providing feed back to individuals             06                     10%
              about their performance




                                10%
                       11%                         34%
                                                                      Salary
                                                                      Promotion
                15%
                                                                      Training
                                                                      Careers
                                      30%
                                                                      Performance




INTERPRETATION


As per the graph 34% respondents agree to the point that the purpose of performance
appraisals is to determine salary increments, 30% respondents say that its purpose is deciding
on promotions 15% respondents feel that the purpose of performance appraisals is to
identifying training needs. Whereas 11% respondents say that the purpose is to identifying
candidates for career or succession plan. Last but not least only 10% respondent view that it
is for providing an opportunity for dialog between supervisors and subordinates.




                                                                                           50
1. Do such periodic appraisal motivates to do better ay your job?

   OPINIONS                       PERCENTAGE
                Yes                                 65
                No                                  22
             Can’t say                              13




                                                         Yes
                                                         No
                                                         Can't say




INTERPRETATION
From the above graph it show that 65% employee‟s think that performance appraisals
motivates their job and 22% people say that performance appraisals don‟t help to motive their
job. 13% employee who are new in company says can‟t say.




                                                                                          51
2. The appraisals system in this organization according to you is-


Appraisal system                                  Percentage
Very good                                              72
Satisfactory                                           17
Not satisfactory                                        7
Need of revision                                        4




                                                             Very good
                                                             Satisfactory
                                                             Not Satisfactory
                                                             Improvement




INTERPRETATION
From the above table and graph we can clearly find out that 72% of the employees say that
the system is excellent and hardly need any change, 17% feel it‟s satisfactory and 7% think
that it can be improved further. But 4% think the system is average and definitely needs a
change or improvements and more than 50% think that the system is ok and don‟t need any
change.




                                                                                              52
5. Person's behavior according to LOC(Locus Of Control) Test :


   Sr.No.      ATTRIBUTES                NO. Of EMPLOYEE            PERCENTAGE
        1                ILOC                          40                  66%
        2               ELOC                           20                  34%




                       ELOC
                       34%




                                                ILOC
                                                66%




INTERPRETATION
According to the graph, 66% of the respondents have strong internal locus of control and
would generally perceive himself or herself as only responsible   for certain occurrences,
his or her action would have a direct bearing on the result. 34% respondent has external
locus of control would most often blame or thank fate, destiny, society or some other force
beyond his or her control.




                                                                                        53
6. Person's behavior according to FIRO-B test(Inclusion)
SR. NO.             ATTRIBUTE         NO. OF EMPLOYEE PERCENTAGE
      1                 Low                      12                     20
      2               Medium                     12                     20
      3                High                      36                     60


                              Low   Medium    High



                                                 20%




           60%                                                20%




INTERPRETATION

From the above graph & data approximately 20% employee are Unsocial & introvert, 20% of
the employee are Selectively social &the rest 60 % of the employee are Social and extrovert.




                                                                                          54
6. Person's behavior according to FIRO-B test(Control)

       SR. NO        ATTRIBUTE         NO. OF EMPLOYEE       PERCENTAGE
       1          Low                        6               10
       2          Medium                     36              60
       3          High                       18              30




                                Sales


                                                          Low
                                                          Medium
                                                          High




INTERPRETATION


From the above graph and data, approximately 10% employee are timid and ineffective
communicator.60% are effective communicator and decision maker and the remaining 30%
are dominant in nature and over confident.




                                                                                 55
8.     Person's behavior according to FIRO-B test(Affection)


  SR. NO           ATTRIBUTE         NO. OF EMPLOYEE           PERCENTAGE
  1              Low                              6                  10
  2              Medium                         18                   30
  3              High                           36                   60


                                   Low   Medium       High




                                              10%




                                                         30%

                             60%




INTERPRETATION


From the above chart & data, approximately 10% of employee are sharing feelings with
others, Lonely in nature 30 % employee are maintain balance in forming close relationship,
normally believe in professional relationship. 60% employee are Very supportive, highly
affectionate, share warm relationships with co-worker.




                                                                                       56
9. The program objectives were well covered

     Strongly Agree        Agree          Disagree       Strongly            Total
                                                         Disagree
             8               44              8              0                 60
            13               74             13              0                100%




                   Strongly agree   Agree     Disagree   Strongly disagree

                                            0%

                                    13%           13%




                                            74%




INTERPRETATION
It is found out that 13% participants strongly agree and 74 % just agree while 13 % were

disagree to the same.




                                                                                     57
LIMITATION OF THE STUDY



Since, the duration of the summer internship was limited to only 60

days, this time period was not really sufficient for studying in depth

about the Training and Development.

The analysis was based on the views and opinion of respondents.

It can't be assure that the collected data has high degree of precision &

accuracy.

Some respondents could not respond due their busy schedule.

Limited availability and accessibility of secondary data.

Secrecy of the organization creates hesitance on the part of the

concerned authority to come out accurate response.

Two months project duration was one of the major limitation as I

could not cover all the aspect of my project.




                                                                            58
FINDINGS


1. It was observed that about 100% of employee are aware of
   performance appraisal system carried out in an organization.


2. A survey conveys most of the employee plan and monitor their
   performance, as they are aware of doing self planning and monitoring.


3. Survey conveys that the employee undertake their half yearly
   performance review.


4. It was observed that, annual performance appraisal is undertaken by
   the superior for measuring the performance of employees and
   suggesting for improvements in the performance if any.


5. From the survey it was found that the employees are highly motivated,
   because the reward given to them are satisfactory.

6. 60% employee are satisfied with the new technique of performance
   appraisal.

7. 20% are not satisfied with psychometric tests.

8. 20% are against of this method.




                                                                           59
CONCLUSIONS

As per the employee's responses in exit interviews, communication
meet and other channels of formal and informal communication
provide input for measuring employee well being, satisfaction and
motivation.

The performance appraisal system is helpful for better understanding
between management and employee.

It brings role clarity among performer, so they can give their 100% for
organization to achieve their goals.

The system is effective to improve the skill level of employee and can
utilize their time and competencies well.

The current performance appraisals system creates the competitive
culture in the organization so it help to identify the potential of
performer /employee and it also help to improve the organizational
performance for attaining the organizational goals.

60% satisfied with psychometric tests.

66% of employees have ILOC they would generally perceive himself
as only responsible of their work.

Most of the employees are social, extrovert, effective communicator,
supportive and highly affectionate in company.(recognize by FIRO-B
TESTS and personal meeting).

The Performance appraisals system can identify the training and
development needs, so the management helps to employee by giving
training and other strategies.




                                                                          60
SUGGESTIONS

As some of employee are not aware of planning and monitoring of
their performance, they should be given training for the same.

There should be regular communication between superior and
employee, so that there can be more of transference for building
confidence among employees regarding performance             appraisals
system and for showing better and improved performance.

There should be more of motivation to the employee by monitory and
non- monitory motivational factors. As they give annual increments,
they can give more of monitory incentive and the non-monetary factor
such as arranging the function for recognizing the employee's
performance so that the employee can be motivated.

To enhance the performance level, the company should support the
employee and there should be more of involvement of employee in
decision making for motivating them.

Promotion is an important non -monitory technique of motivation so
the company must use this motivation        techniques efficiently by
reducing the consistency period to 2-3 years and consider the factor
like experience, skill, intelligence etc.

The performance appraisals should be conduct half yearly.




                                                                          61
BIBLIOGRAPHY

REFERENCE BOOKS

     ''PERSONNEL AND HUMAN RESOURCE MANAGEMENT''
                                         -    S.P.RAO


     ''HUMAN RESOURSE MANAGEMENT''
                                             -K ASWATHAPPA


     „‟PSYCHOLOGICAL ANALYSIS‟‟
                                                -FREEMAN




COMPANY MANNUALS FILES AND FOLDER

     WWW.SIMPLEXINFRASTRUCTURES.COM


     WWW.GOOGLE.COM


     WWW.CITEHR.COM




                                                             62
Name of the employee:

  Designation:

  Employee code:

  Location:


  QUESTIONARIES


  1. What should be the basic thrust of a current appraisal
  system ?
          1.Performance                               2.Leadership
          3.Supportive &Affectionate                  4.All the above

    2. The Purpose of performance appraisals in organization is :
  1.Determine salary increments               2.Deciding on promotion

  3.Identifying training needs                4.Identifying candidates
  for careers

  5. Providing feed back to individuals about their performance



     3. Do such periodic appraisal motivates to do better ay your job?
          1.Yes                        2.No                  3.Can‟t say

     4.The appraisals system in this organization according to you is-


1. Very good
2. Satisfactory
3. Not satisfactory
4. Needing immediate revision/improvement




                                                                           63
(QUESTIONNAIRE)

LOCUS OF CONTROL

Circle the number to sow how strongly you
agree/disagree with each statement. Numbers on the
left always mean disagree and those on the right always
mean agree.

1. Getting ahead is about what you can do, not who you
know.
Disagree Agree
12345
2. I am too old to change.
Disagree Agree
12345

3. If someone hates me, there is not a lot I can do
about it.
Disagree Agree
12345

4. Most people can learn to be leaders- it’s not a matter
of birth.
Disagree Agree
12345

5. A good way to handle a problem is not to think about
it.
Disagree Agree
12345

6. Promotions are earned through hard work and
persistence.
Disagree Agree
12345

7. I am very persevering – and I usually accomplish
what I set out to do.
Disagree Agree
12345

8. Because no one can predict the future there is little
point in making plans.
Disagree Agree
12345


                                                            64
9. I won’t make resolutions because I don’t usually keep
them.
Disagree Agree
12345

10. I believe we are masters of our own fates.
Disagree      Agree
1 2 3 4 5




If your total score is 40 or higher you probably feel in
control of your life and what happens to you, the good
and the bad. You are likely to take initiative in
relationships, work and career.
A score of 30 to 39 also suggests an internal locus of
control, though less definitely.
If you scored 10 or lower the opposite is probably true –
you feel you don’t have much control over what
happens.
A score of 11 to 19 carries a similar, though less
pronounced meaning.
A score of 20-29 falls in between. There is real scope for
you to develop your internal locus of control further.




                                                             65
INTERPERSONAL NEEDS QUESTIONNAIRE (FIRO-B)

For each statement below, decide which of the following answers best
applies to you. Place the number of the answer at the left of the
statement.

1.Usually   2. Often      3. Sometimes          4.Occasionally     5.Rarely
6.Never

            1.    I try to be with people.

            2.    I let other people decide what to do.

            3.    I join social groups.

            4.    I try to have close relationships with people.

            5.    I tend to join social organizations when I have and opportunity.

            6.    I let other people strongly influence my actions.

            7.    I try to be included in informal social activities.

            8.    I try to have close, personal relationships with people.

            9.    I try to include other people in my plans.

            10.   I let other people control my actions.

            11.   I try to have people around me.

            12.   I try to get close and personal with people.

            13.   When people are doing things together, I tend to join them.

            14.   I am easily led by people.

            15.   I try to avoid being alone.

            16.   I try to participate in group activities.




                                                                                     66
For each of the next group of statements, choose one of
the following answers:


1. Most       2. Many         3. Some          4. A few     5. One or
two       6. Nobody


17.   I try to be friendly to people.

18.   I let other people decide what to do.

19.   My personal relationships with people are cool and distant.

20.   I let other people take charge of things.

21.   I try to have close relationships with people.

22.   I let other people strongly influence my actions.

23.   I try to get close and personal with people.

24.   I let other people control my actions.

25.   I act cool and distant with people.

26.   I am easily led by people.

27.   I try to have close, personal relationships with people.



For each of the next group of statements, choose one of
the following answers:


1. Most      2. Many          3. Some          4. A few     5. One or
two     6. Nobody



28.   I like people to invite me to things.

29.   I like people to act close and personal with me.

30.   I try to influence strongly other people's actions.


                                                                        67
31.    I like people to invite me to join in their activities.

32.    I like people to act close toward me.

33.    I try to take charge of things when I am with people.

34.    I like people to include me in their activities.

35.    I like people to act cool and distant toward me.

36.    I try to have other people do things the way I want them done.

37.    I like people to ask me to participate in their discussions.

38.    I like people to act friendly toward me.

39.    I like people to invite me to participate in their activities.

40.    I like people to act distant toward me.



For each of the next group of statements, choose one of

the following answers:

1. Usually   2. Often     3. Sometimes         4. Occasionally    5. Rarely

6. Never

41.    I try to be the dominant person when I am with people.

42.    I like people to invite me to things.

43.    I like people to act close toward me.

44.    I try to have other people do things I want done.

45.    I like people to invite me to join their activities.

46.    I like people to act cool and distant toward me.

47.    I try to influence strongly other people's actions.

48.    I like people to include me in their activities.

49.    I like people to act close and personal with me.

50.    I try to take charge of things when I'm with people.


                                                                              68
51.   I like people to invite me to participate in their activities

52.   I like people to act distant toward me.

53.   I try to have other people to do things the way I want them

      done.

54.   I take charge of the things when I'm with people.




                                                                      69

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Rahul project(org)123

  • 1. EXECUTIVE SUMMARY INTRODUCTION OF PROJECT:- With the rapidly changing technological, social, economic, political, legal environment & the trend toward globalization of business & industry so effective management of human resource has become a very challenging job. There is no denying the fact that human element is at the center stage in all economic activities. In this project, an attempt has been made to suggest various measures to serve as guidelines for the management of SIMPLEX INFRASTRUCTURES LTD . Performance appraisal procedure was studied at SIMPLEX INFRASTRUCTURES LTD. The main objective of the project was to study the appraisal procedure & process of the company. This research is descriptive type it include primary data and secondary data. Primary data is designing of questionnaire from where the data was collected. Secondary data was collected through the extensive study of the company website and other related website and books. PROJECT TITLE:- “Enhancing personnel effectiveness and workplace leadership for teamwork at SIMPLEX INFRASTRUCTURES LTD. 1
  • 2. OBJECTIVES OF THE PROJECT:- To study the performance appraisal system and method of performance appraisal at SIMPLEX INFRASTRUCTURES LTD. To study whether the identified training needs are fulfilled or not. To find out the level of satisfaction of the employees through the Performance Appraisal. To help organization to overcome its weakness & develop healthy workforce. SCOPE OF THE STUDY:- The scope of the project covers the study of performance appraisal system of the SIMPLEX INFRASRUCTURES LTD. The study covers feedback from senior and middle management officer of company on performance appraisal and its impact on promotion, transfer, work attitude, career planning etc. 2
  • 3. COMPANY PROFILE BRIEF HISTORY Since 1924 when Simplex became the first company to introduce cast-in-situ-driven piles in India and South East Asia, it has been on the forefront of technical breakthroughs in the Indian construction industry. 1935 - Starts construction of steel plants, subsequently building India's steel backbone with plants for SAIL, Tata, Jindal, Essar, etc. 1940s - Constructs the prestigious King George Docks (Jawaharlal Nehru Port) in Mumbai to be recognised as one of the top construction engineers of India 1960s - Makes maiden foray into the urban utilities segment, setting up sewage treatment plant in Howrah 1970 - Begins civil and structural construction of Thermal Power Plants. 1972-73 - Install India's first 50m deep cast-in-situ driven piles at Cochin. 1977-78 - Develops indigenous technique for soil densification through stone columns by driven piling technique. 1982-83 - Develops breakthrough technique for jointed pre- cast concrete piles. 3
  • 4. 1990 - Constructs 2000mm dia pile foundation for the first time in India. 1993-94 - Becomes first to install fully computerised geo- technical laboratory in India. 1997 - (1) Enters the transport sector with road, bridge and railway construction. (2) Constructs the first housing complex using Aarding 'Tunnel Forum' technology in the country. 1999 - Constructs Rail over-bridge with 50m span P. S. C. Girder over running electrified section of rail-track for the first time in India. 2002 - Begins civil and structural construction of Nuclear Power Plants to establish comprehensive capabilities in the power sector. 2004 - Begins civil and structural construction of hydro- power plants. 2008 - Over 70 Mtr. deep Pile in Kochi. 2010 - Begins installation of steel using vibro technology at Dahej Port in one of the world's most challenging marine conditions. 4
  • 5. ACHIVEMENTS Been in business since 1924 and present in almost all Indian States as well as Middle East. Simplex combines financial robustness with technological competence. The Company enjoys an uninterrupted profit track record since inception. Repeat orders from reputed & large clientele. Recognized by World Confederation of Businesses as “Inspirational Company with all its Rights & Privileges” in 2010 POSITION IN INDIA Ranked 7th among “India‟s Top 10 Infrastructures Companies” by Construction Week. Ranked among “Top 5 India‟s Fastest Growing Large Companies” by Business Today in 2008. AWARDS Awarded by International BID Quality Summit, New York the “International Quality Summit Award in Gold Category” for achievement in Quality & Excellence in 2009. Thrice nominated as “Most Admired Infrastructure Company” by NDTV Profit in 2006, 2008 & 2009. Titled as “Overall Best Managed Company” by Asia Money in 2005 . 5
  • 6. MARKET VALUE Present Order Book of Rs.14,707 Crores with over 150 Projects location in India and Overseas. Its shares are listed on the NSE, BSE & CSE enjoying Market Capitalization of Rs.2500 Crores . VISION We have the vision to lead and win. To execute projects with consistent quality assurance, cost control and adherence to milestones in a safe environment as per customer requirements. MISSION To promote the culture of sharing rich and varied experience with staff members, as also with clients. And thereby benefit and help the growth of the construction fraternity and society at large. Simplex serves those who build the nation. Our diverse clientele ranges from statutory bodies to national and state governments to domestic and international conglomerates. 6
  • 7. ORGANIZATIONAL STRUCTURE OF SIMPLEX INFRASTRUCTURES LTD Chairman Vice Chairman Managing Director Production Marketing HR Finance Technical Manager Manager Manager Manager Manager Sales Advertise Executive Consultant MIS Officer Officer Officer Consulta nt Supervisor HR Admin Safety Officer Officer Officer Material Manager Workers R&D Manager 7
  • 8. HUMAN RESOURCE DEPARTMENT OF SIMPLEX INFRASTRUCTURES LTD HR DEPARTMENT The HR department takes care of all process related to Human Resource in the company. The process like performance management, pay roll, training and development, recruitment, corporate and internal communication, community development. 1. PERFORMANCE MANAGEMENT Handle appraisal of employees. 2. TRAINING DIVISION This division trains the new entrants. Various faculties‟ gives training on different topics like on power products of the company, marketing, technical calls etc. 3. RECRUITMENT Handle the recruitment, joining formalities etc of the employees. 4. COMMUNITY DEVELOPMENT The company encourages its employees to spend their spare time in service to society. 8
  • 9. HR MISSION STATEMENT To find way to help the associates to do what they love and love what they do. The mission statement of HR department stays as a constant reminder for associate‟s wellbeing. BRANCHES AND OFFICES KOLKATA(Registered office) MUMBAI DELHI CHENNAI 9
  • 11. 11
  • 13. QUALITY POLICY OF THE COMPANY 13
  • 14. ABOUT PERFORMANCEAPPRAISAL Performance Appraisal is a systematic attempt to measure the performance of all employees and take steps to ensure its continuous improvement. It entails: 1. Setting clear goals & desirable behavior for all employees 2. Evaluating i.e. comparing output with the goals set 3. Evaluating i.e. comparing behavior with the scale 4. Passing a feedback 5. Recommending rewards for performers 6. Recommending a Development Plan to address skill gaps 7. Counseling to address motivational issues. Requirements for an Effective Performance Appraisal The following competencies come in handy while conducting a Performance Appraisal: 1. Goal Setting using the SMART Concept 2. Communication – Speaking, Writing & Listening Skills 3. Counseling 4. Discipline & Process Orientation In addition, access to correct information, a simple & understandable appraisal form and a transparent process contributes to making an appraisal effective 14
  • 15. DEFINITION OF THE TERM ''PERFORMANCEAPPRAISAL'' Afford and Beatty: ''Performance appraisal is the evaluation or appraisal of the relative worth to the company of man's service on his job''. ''Performance appraisal is a formal structured system of measuring and evaluating an employee's job related behaviors and outcomes to discover how and why the employee is presently performing on the job and how the employee can perform more effectively in the future so that the employee, organization and society all benefits. The last definition include employee's behaviour, as part of the assessment. Behavior can be active or passive, do something or does nothing. Either way ,behavior affects job results. The other term used for performance appraisal are performance rating, employee assessment, employee performance review, personal review, personal appraisal, performance evaluation, employee evaluation and merit rating. It is linked to job analysis as shown in the table. RELATIONOFPERFORMANCEAPPRAISAL AND JOB ANALYSIS Job analysis Performance Standards Performance Appraisal Describes work Translates job Describe the job relevant and requirements into levels strength and weaknesses of personal of acceptable or each individual requirement of a unacceptable performance particular job 15
  • 16. WHO WILL APPRAISE? Supervisors Peers Subordinates Self appraisals consultants WHEN TO APPRAISE? Informal appraisals are conducted whenever the supervisor or personnel manager feel it necessary. However ,systematic appraisals are conducted on a regular basis, say for example, every six months or annually. OBJECTIVES OF PERFORMANCE APPRAISAL : To increase productivity To improve quality To help company to fulfill its future personnel needs To improve organizational climate To improve health and safety To secure optimum co attribution from employees To prepare worker for higher level job BENEFITS OF PERFORMANCE APPRAISALS How Performance appraisal Benefits the Organization: 16
  • 17. Improves the job knowledge and skills at all levels of the organization. Improves the morale of the workforce Helps people identify with organizational goals Helps create a better corporate image Improves relationship between boss and subordinate Aids in understanding and carrying out organizational policies. Provides information for future needs in all areas of the organization Organization gets more effective decision-making and problem- solving skills Aids in increasing productivity and/or quality of work Aids in improving organizational communication Benefits to the Individual : Helps the individual in making better decisions and effective problem solving Helps a person handle stress, tension, frustration and conflict Increases job satisfaction and recognition Moves a person towards personal goals while improving interactive skills Provides the trainee an avenue for growth and a say in his/her own future Improves communication between groups and individuals: Improves interpersonal skills. Improves morale 17
  • 18. Builds cohesiveness in groups Provides a good climate for learning, growth, and co-ordination Makes the organization a better place to work and live THE PROCESS OF PERFORMANCE APPRAISALS PERFORMANCE GOAL SETTING DETERMINING ACTION PLAN PERFORMANCE REVIEW PERFORMANCE FEEDBACK PERFORMANCE COUNSELLING COACHING 18
  • 19. 1. The Process of performance Goal Setting PERFORMANCE goal setting is largely about bringing into focus the performance expectations. The following, therefore, are the key components of performance goal setting process. 1. Establishing Key Result Areas (KRAs) 2. Setting Agreed Objectives/Goals 3. Determining Action plans for objectives Organizational Vision & Mission Business Strategy Project‟s KRAs Department / Functional KRAs Individual Individual KRAs Performance KRAs Measures Action Plan 2.Determining Action Plans for Objectives The second component of performance goal setting is the action plan for the objectives, which helps employees specify key actions and milestones. There may not be enough time during the goal setting session to complete the action plans for every objective that needs them. It is advisable to leave this job to the team member who may submit them at a later date. GOAL – 99% uptime for DG sets for the period June 2011 – Dec 2011. 19
  • 20. ACTION PLAN Serial No. Activity Start End Responsibility 01 Provide training to all operators 1.08.11 30.08.11 A Mohanty Carry out preventive maintenance on 02 1.08.11 30.08.11 B Das all sets . 03 Replace an old set with a new one 1.09.11 30.0911. A Ghosh Carry out preventive maintenance on 04 1.10.11 30.10.11 B Das all sets . 3.Performance Review “If we want performance in the workplace, somebody has to have the courage and confidence to determine whether we are getting it or not.” Andrew Grove  What is Performance Review? Performance review may be defined as - 'A systematic means of ensuring that managers and their staff meet regularly to discuss past and present performance issues, and to agree what future action is appropriate on both sides.' Performance review must be seen as an intrinsic part of manager's responsibilities and not as an unwelcome and time-consuming appendage. It is about improving performance and ultimately effectiveness.  Objectives of Reviewing Performance Motivation: to provide positive feedback, recognition, praise and opportunities for growth; to clarify expectations Development: to provide a basis for developing and broadening capabilities relevant both to the current role and any future role that the employee may have the potential to carry out; Communicating Performance: to communicate to them exactly where they stand in terms of their performance. 20
  • 21. THE PROCESS OF PERFORMANCE REVIEW The Performance Review process, as shown in the figure in the following page, is completed in the following steps: 1. Planning for Review 2. The Review Meeting  Delivering the Message  Review Writing  Creating Developmental Plan Planning for Review Review Meeting Delivering the message Creating development plan Review Writing The Process of Performance Review 21
  • 22. 4. PERFORMANCE FEEDBACK “Feedback is the breakfast of champions.” -Ken Blanchard  Performance Feedback: An Overview Feedback is 'Information about performance or behaviour that leads to an action to affirm or develop that performance or behaviour, Performance feedback provides information that helps employees to alter, change or maintain their behaviours and / or attitudes so that the organization continues to operate smoothly. The key elements of performance feedback are: Description of behavior : Feedback should address the specific action or behaviour you are trying to recognize or change. Specific: Feedback must be detailed and individualized for the specific person with whom you are addressing. Non-evaluative: When providing feedback, one must not respond in a judgmental way but only base it on facts. Timely: It should be given as close to the performance event being addressed as possible. Empathetic: feedback should acknowledge the feelings of both parties in the discussion.  Types of Feedback Performance feedback can be delivered in the following three ways: 1. Positive feedback 2. Negative feedback 3. Constructive feedback 22
  • 23. 1. POSITIVE FEEDBACK: Defined as: "providing feedback to someone who has done something well and deserves praise for his or her efforts. This is feedback given to a person which reinforces 'good 'performance or behavior, physical appearance etc. The entire objective is appreciation and reinforcement. positive feedback reinforces acceptable behavior with the signal that it can be repeated again. 2. Negative feedback: Defined as: "corrective feedback given for improving 'poor' performance or behavior. 3. Constructive feedback: This is feedback given with the basic assumption that it builds on what is good and it plans further development. Constructive feedback consists of positive feedback, which is given to reinforce acceptable behavior. It also consists of feedback pertaining to corrective or unacceptable behavior but it is delivered in a way which is not harsh or rude. The entire objective is to pinpoint corrective areas with the intention of planning improvement towards growth and development. Even if one is giving constructive feedback there is a need to word the feedback carefully. Complete the next worksheet and read subsequent pages to gain the skill of giving acceptable feedback. 4. PERFORMANCE COUNSELLING The Institute of Personnel and Development (IPD) as have described counseling: 'Any activity in the workplace where one individual uses a set of skills and techniques to help another individual to take responsibility for and to manage their own decision-making whether it is work related or personal." The mantle of helping individual, in the context of performance counseling is generally donned by the manager. The purview of performance counseling essentially includes the motivational aspect affecting professional growth and performance of a subordinate. 23
  • 24. Performance Counseling is about helping Subordinate Resolve the hindering issues: Performance counseling always relies on the assumption that the subordinate has the skills, knowledge and - deep down - the desire to find a solution. They may be too close to the problem, or too immersed in emotion to be able to think rationally. The manager's role is to help the subordinate step back and see it differently, so that they can find a new way forward. Performance Counseling is about Listening: Counseling, more than any other managerial conversation, demands deep listening skills. The manager must give this conversation his undivided attention and as much time as it needs. It should be understood that the conversation should be private and completely free from interruption. The manager should limit his responsibility to provide counseling in areas that directly or indirectly affect subordinate's performance. Performance Counseling is not about Giving Advice: Counseling helps to resolve a situation that the person sees as a problem. Counseling is not giving advice. As a counselor, the manager's role is to provide a different perspective from which to try out ideas. The counseled person (henceforth referred as the 'subordinate') must find their own solution and exercise their own responsibility. The Four Stages of Performance Counseling: The four stages of performance counseling are very like those of coaching. The main difference between them is in emphasis. Coaching is about reaching a goal and improving in some way; counseling is essentially about removing some performance obstacle or difficulty and simply being able to move on. 24
  • 25. Stage I: DIAGNOSIS This is the conversation for relationship. The manager needs to establish at the outset a positive relationship with the subordinate. During this stage, both the manager and the subordinate being counseled need to establish the following: What is the subordinate's perception of the problem? Where is the blockage? Stage II: EXPLORATION This is the conversation for possibility. The manager‟s role here is to help the subordinate to step back and examine the possibilities of the situation. During this stage, the following questions may be useful: 'Why do you think you feel this way?‟ 'What kind of response do you think you might get if you told X about this?' 'Who else has contributed to the problem?' 'How do you think this has arisen?' 'What might be the cause of the problem?‟ The manager might consider making the conversation more creative at this stage by asking the subordinate to think about the problem in radically different ways: 'What does this problem look like?' 'If you were the problem, how would you feel?' 'Can you think of another way of expressing the problem?' A subordinate may all too easily feel pressure at this point to take ownership of a problem while lacking any desire to. The manager must use all his skill and sensitivity to manage this most crucial part of the process. Stage III: OPPORTUNITIES 25
  • 26. The conversation for opportunity should lead the subordinate to envisage possible courses of action and their consequences. The subordinate should be moving from emotion to a more considered attitude without any pressure from the manager. They should be visualizing various results and the feelings these would evoke. The subordinate should by now be feeling more enabled to choose a course of action. Stage IV: ACTION Now that the subordinate can see the situation more clearly and has assessed various options, there is a need to make a move. If the manager has helped the subordinate being counseled to make a clear plan, then the process of counseling has succeeded. Both the manager and subordinate need to feel hat they have anticipated most of the likely outcomes of the proposed action and that, between them, they have the resources to cope with the consequences. 6.COACHING correction wit“ A Coach is someone who can give hout causing resentment.” -John Wooden Coaching is undertaken to bring out the best in people. The first use of the word in the English language was in reference to a particular kind of carriage. Hence, the basic meaning is to "transporting a valued person from where he or she is to where he or she wants to be." Coaching is an ongoing process designed to help the employee gain greater competence and overcome barriers to improving performance. Coaching differs from training, which is 26
  • 27. a structured process to provide employees with the knowledge and skills to perform job tasks. Coaching is thus closer to practice while training is closer to theory. Counseling vs. Coaching? Coaching aims at augmenting performance by increasing the competence of the person to deal with a given situation. Coaching probably makes a person more able. Counseling aims at augmenting performance helping the person to overcome a problem that is causing demonization. Counseling probably makes a person more willing. Both are need-based interventions. Qualities of a good Coach  Should be knowledgeable & skillful  Should be analytical  Good at Planning & Controlling  Patience & Sensitivity  Very good Communication A Method of Coaching Your coaching role becomes effective, when your behavior includes the following elements: 1. Explain & Demonstrate: The manager needs to work with the employees to identify the cause of the performance problem. He then demonstrates how the problem can be solved. 2. Reflect: The subordinate is then allowed to recall the demonstration. He or she is encouraged to ask questions incase there are doubts. All questions are answered. 3. Review Progress: The subordinate is now asked to practice. The performance is reviewed & corrective feedback given. 4. Planning to practice again: Subordinate keeps these inputs in mind and plans to practice again. This leads one back to step 3 and the subordinate‟s skill level continues to rise towards the expected level. 27
  • 28. HOW PERFORMANCE APPRAISAL CAN CONTRIBUTE TO FIRM'S COMPETITIVE ADVANTAGES Improving Performance Strategy and Behavior Making Correct Decision Competitive Advantage Ensuring Legal Value and Compliance Behavior Minimizing Dissatisfaction & Turnover METHOD OF PERFORMANCE APPRAISAL The Performance Appraisal method may be classified into three categories, as shown in figure. PERFORMANCE APPRAISAL METHOD Individual evaluation method Multi-person evolution Other method 1. Confidential report 1.Ranking method 1.Psychometric test 2 .Essay incidents 2.Paired comparison 2.Behavior testing 3. Critical incidents 3.Forced distribution 4. Checklists 5. Graphic rating scale 6. MBO 28
  • 29. INDIVIDUAL EVALUATION METHOD 1. CONFIDENTIAL REPORTS Confidential record are maintained mostly in government departments, though it‟s the performance 2. ESSAY EVOLUTION Essay evolution is extremely useful in filling information gaps about the employee that often occur in the better structured checklist method. 3. CRITICAL INCIDENTS This method is useful for peers to maintains logs on each employee and its behavior. 4. CHECKLISTS A set of objective or descriptive statements about the employee and the behavior. 5. GRAPHIC RATING SCALE A printed form is to evaluate the performance of an employee. It is the most common method of evaluation of an employees. 6. MBO The MBO process seems to be most useful with managerial personnel & employees who have a fairly wide range of flexibility & self control in their jobs. 29
  • 30. MULTIPLE PERSON EVALUATION TECHNIQUES 1.RANKING METHOD In ranking method superior ranks his or her subordinates in the order of their merit, starting from best to the worst. 2. PAIRED COMPARISON METHOD Under this method the appraiser compares each employees with every other employee, one at a time. 3. FORCED DISTRIBUTION METHOD The forced distribution method operators under an assumption that employee performance level conforms to a normal statically distribution.. OTHER TECHNIQUE  PSYCHOMETRIC TEST The word psychometric is formed from the Greek words for mental and measurement. Psychometric tests attempt to objectively measure aspects of your mental ability or our personality. Psychometric test are most likely to encounter psychometric testing as part of the recruitment or selection process and occupational psychometric tests are designed to provide employers with a reliable method of selecting the most suitable job applicants or candidates for promotion. Psychometric tests are seldom used in isolation and represent just one of the methods used by employers in the selection process. The usual procedures for selecting candidates still apply, for example: A job is advertised and you are invited to send in your resume, which is then checked to see if the organisation thinks that your experience and qualifications are suitable. 30
  • 31. These tests aim to measure attributes like intelligence, aptitude and personality, providing a potential employer with an insight into how well you work with other people, how well you handle stress, and whether you will be able to cope with the intellectual demands of the job. There are two main types of psychometric tests: 1. Ability test 2. Aptitude test 1. ABILITY TESTS – Measure your ability to perform or carry out different tasks. Personality Questionnaires - Measure your way of doing things, and specifically the way you interact with your environment and other people. 2. APTITUDE TESTS - Aptitude test are designed to assess your logical reasoning or thinking performance. They consist of multiple choice questions and are administered under exam conditions. They are strictly timed and a typical test might allow 30 minute.. Verbal Ability - These include questions which test your ability to spell words correctly, use correct grammar, understand analogies and follow detailed written instructions. Numeric Ability - These include questions on basic arithmetic, number sequences and simple mathematics. In more complex numerical critical reasoning questions, blocks of information are provided that require interpretation. Abstract Reasoning - These tests are usually based on diagrams and measure your ability to identify the underlying logic of a pattern and then determine the solution. Spatial Reasoning - These tests measure your ability to manipulate shapes in two dimensions or to visualize three-dimensional objects presented as two-dimensional picture. 31
  • 32.  PSYCHOMETRIC ASSESSMENT Psychometric test is similar to psychological testing but usually involves a more comprehensive assessment of the individual. Psychometric assessment is a process that involves the integration of information from multiple sources, such as tests of normal and abnormal personality, tests of ability or intelligence, tests of interests or attitudes, as well as information from personal interviews. Collateral information is also collected about personal, occupational, or medical history, such as from records or from interviews with parents, spouses, teachers, or previous therapists or physicians. A psychometric test is one of the sources of data used within the process of assessment; usually more than one test is used. TYPES OF PSYCHOMETRIC TESTS 1. FIRO-B 2. LOC 1. FIRO-B FIRO-B stands for Fundamental Interpersonal Relations Orientation-Behavior. Developed by William Schutz in 1958, Schutz first used the FIRO-B tool to assess how teams performed in the US Navy. The FIRO-B is an assessment tool used to help individuals and teams better understand their preferences in satisfying three basic social needs: Inclusion (the degree to which one belongs to a group, team or community) Control (the extent to which one prefers to have structure, hierarchy and influence) Affection (one's preference for warmth, disclosure and intimacy). For each of these factors, FIRO-B assesses individuals as to: How much they express the needs and How much they want to have the needs expressed to them from others. 32
  • 33.  In this respect, FIRO-B is measuring the three aspects of Inclusion, Control and Affection, from two 'needs perspectives' of expressing (outwardly directed behavior towards others) and wanting (behavior from others directed towards oneself).  The FIRO-B model and assessment tool can also provide information regarding leadership styles and areas of potential conflict. 2 .LOC A locus of control orientation is a belief about whether the outcomes of our actions are contingent on what we do (internal control orientation) or on events outside our personal control . It has two type 1. External Locus of Control Individual believes that his/her behavior is guided by fate, luck, or other external circumstances Externals can lead easy-going, relaxed, happy lives. 2. Internal Locus of Control Individual believes that his/her behavior is guided by his/her personal decisions & efforts. Internals can be psychologically unhealthy and unstable. An internal orientation usually needs to be matched by competence, self-efficacy and opportunity so that the person is able to successfully experience the sense of personal control and responsibility. Overly internal people who lack competence, efficacy and opportunity can become neurotic, anxious and depressed. In other words, internals need to have a realistic sense of their circle of influence in order to experience 'success'. 33
  • 34. CONDUCTING THE PERFORMANCE APPRAISAL BEFORE THE APPRAISAL Keep good record Both praise and criticism are most meaningful when supported by factual example. Review previous Use previous goal to evaluate progress. goals Get input from Seek feedback from others who work with the appraisee in Others areas they will have objective knowledge of and get example where available. Prepare carefully Prepare in advance so that you can deliver the message that you intend to. Prepare administrative Agree on a time, Select a location, Ask employee to prepare details DURING THE APPRAISAL Encourage I. Listen communication II. encourage two way communication. III. ask for ideas on how they can improve their performance. IV. ask for how they feel you can help them. Communicating The employee expects and should know what he/she needs to shortcoming improve. Making promise Don't make promises you do not have control over salary increments,promotions,transfers etc. Be open Be versatile and open-minded if you hear things that cause you to change your opinion. Review goals Concentrate on a few areas things that make a difference. Try to encourage continuation and growth in areas of strength. AFTER THE APPRAISAL Follow-up Follow-up on agreements made during the appraisals. Learning Review what you have learnt about the employee, your record and systems, yourself, the appraisal process and your management style. 34
  • 35. PERFORMANCE APPRAISAL SYSTEM IN SIMPLEX INFRASTRUCTURES OBJECTIVE OF THE SYSTEM To bring role clarity. Self assessment by the employee. Understanding strength and weakness. Identifying training and development needs. Identifying leadership quality. Goal setting Improving organizational performance. Better understanding between appraise and appraiser. APPRAISAL SYSTEM IN SIMPLEX Appraisal Form To make performance appraisal simpler and transparent the new form has been developed. The performance appraisal form consists of 2 parts. 1.Part A performance assessment based on psychometric test. It is the same for all Level. 2.Part B is a behavior and personnel assessment. 3.Part C is a skill and development plan. This is just development plan for the next coming year.  Different forms are developed for 2 levels. Level 1- Staff to executive Level2- Asst Manager to Sr. manager 35
  • 36. Mark Weight age for 2 levels. Levels Performance Behavioral & Individual Total Mark Assessment Personal Development Part A Assessment. Plan Part B Part c Level 1 70 marks 30 marks - 100 marks Level 2 70 marks 30 marks - 100 marks PERFORMANCE ASSESSMENT Part A is a psychological testing. Simplex used two type of method is used for checking the activity of human behavior. FIRO-B and LOC was two type of different type of test which was used for checking the leadership quality, external and internal control and also checking the introvert and extrovert types. From this test also checking the job knowledge, innovativeness, co-operation, leadership behavior, JOB KNOWLEDGE (Knowledge of work gained through experience, general education, specialized training etc.) 1. Has knowledge which is superior to most employees in similar position (very good) 2. Adequate job knowledge to do his job-(Average) 3. Deficient in job Knowledge and needs to improve -(Poor) 4. Totally lack of job knowledge-(Very poor) INNOVATIVENESS (Ability to think and be creative) 1. Self starter -suggest and implements new ideas/changes-(Very good) 2. Innovation on most aspect of work,upon being guided-(Average) 3. Routine, passive on innovation-(Poor) 4. No innovativeness-(Very poor) CO-OPERATION:- (Attitude toward work, fellow employees) 1. Co-operative and linked, goes out of the way to help others constructively-(Good) 2. Had difficulty working with other, some tendency to be different, cannot take orders- (Average) 3. Can not work with others-(Poor) 4. Dislikes others and discourteous-(Very Poor) 36
  • 37. LEADERSHIP BEHAVIOUR 1. Taking initiatives, responsibility & making decision-(Good) 2. Quite responsible-(Average) 3. Makes Occasionally responsible -(Poor) 4. Totally irresponsible and undependable-(Very poor) FLEXIBILITY (To deals effectively with changes in task and conditions of work) 1. Flexible takes up all type of task upon allotment -(Good) 2. Takes up all tasks and jobs on explanation-(Average) 3. Hesitate in taking up other tasks-(Poor) 4. Refuses to take up tasks other than his own area-(Very poor) PART B: BEHAVIORAL AND PERSONAL ASSESSMENT There are 5 parameter given on which the employee will be assessed. For Level 1 1. Initiative 2. Time management 3. Continuous improvement 4. Enthusiasm 5. Planning For Level 2 1. Delegation 2. Communication 3. Interpersonal relationship 4. Dependability 5. People Development 37
  • 38. PART C: INDIVIDUAL DEVELOPMENT PLAN After having appraised the employee‟s performance against objective and key competency area, you need to summarize the key strength and weakness of the individual. The performance appraisal has two objective. First its evaluation of performance against objective and second is employee development. It is important that the appraisal process process result in growth, development, and improvement. Part c is basically a development plan for the individual based upon his performance in the previous year and future requirements. There are no marked assigned to it. It consists of 1 .Training and development plan 2 .career development plan Computation of the overall score is obtained by adding the final part A and part B. Then the recommendation are to be given by the supervisor. The immediate supervisor and the employee both sign and date this page to document that performance was discussed and evaluated. The flow chart showing the detail schedule of performance appraisal process is attached herewith for ready reference. It is expected from all concerned to adhere with schedule for timely release of increment/promotion letters. INCREMENT PERCENTAGE Based on the performance of the company the exact percentage of increment for each level shall be decide and communicated to all. PROMOTION CRITERIA There will be no specific percentage of the employee that can be promoted in the organization. Following parameter should be considered while deciding a promotion.:- Minimum years in same grade. Present and earlier performance appraisal rating. Additional responsibilities he is handling. Availability of position in the company. 38
  • 39. FAST TRACK EMPLOYEES 1 .No restriction of minimum year in the same grade for promotion. 2 .Appreciation/Reward ENCOURRAGEMENT WITHIN THE GROUP: To encourage the existing employee within the group for consideration for the various vacancies in new plant head/position, the concerned plant head may recommend the name of the employee, who has potential to grow further. APPRAISAL SESSIONS: Training session will be conduct by respective HR department for the benefits of the appraisals. The session will help he appraisals to understand the performance appraisals system. APPRAISALS SCHEDULE Sr Activity Target Date 1 The appraisals form to be forward to all concern. The Last week of may level appraisals committees to be formed by the head. 2 The process of self appraisals to be completed by all 1st week of june eligible employees and submitted to the respective authorities. 3 The annual appraisals and new settings for the next year, 1st june to 20th june to be completed by the respective appraisals. 4 The plant review committee to submit it 25th june recommendation and final rating to the plant HR. 5 Plant HR to submit the compiled appraisal report to the 27th june apex committee. 6 The apex committee to finalize the appraisal result. 30th june 7 Promotion/increment to be declared. 1st august 39
  • 40. DETERMINE THE RESULTS OF FIRO-B & LOC Person's behavior according to FIRO-B Test Inclusion Low 0-5 Introvert, Unsocial, Choosy, Prefer to work individually, Neither a joiner nor a meeting lover. Mid 6-14 Comfortable around known people, Selective social High 15-18 Looking for new relationship, always want to be a team , Extrovert. Control Low 0-5 Timid, Ineffective communicator. Mid 6-14 Effective communicator, decision maker, have motivating and influencing skills High 15-18 Dominant in nature, over confident, hard to convince Affection Low 0-5 Do not generally share feeling with other, Lonely in nature. Mid 6-14 Support team in selective situation, maintain balance in forming close relationship, normally believe in professional relationship High 15-18 Very supportive, highly affectionate, share warm relationships with co-worker. 40
  • 41. INCLUSION INCLUSION CONTROL AFFECTION Expressed Control Expressed Affection Total Expressed Expressed Behavior Inclusion 7 Wanted Inclusion Wanted Control Wanted Affection Total Wanted Behavior 7 Total Need for Total Need for Control Total Need for Affection Overall Interpersonal Inclusion Need Results on Expressed Inclusion (7) and Wanted Inclusion (7) suggest that the following pattern of behaviors may describe:- 1. You include others and like to be included. 2. You enjoy the opportunity to provide input 3. You don‟t like to get cut off from information and updates 4. •You seek recognition and endorsement from colleagues and superiors. 41
  • 42. CONTROL INCLUSION CONTROL AFFECTION Expressed Control Expressed Affection Total Expressed Expressed Behavior Inclusion 1 Wanted Inclusion Wanted Control Wanted Affection Total Wanted Behavior 9 Total Need for Total Need for Control Total Need for Overall Interpersonal Inclusion Affection Need Results on Expressed Control (1) and Wanted Control (9) suggest the following pattern of behaviors. You may accept direction from those in authority. You may not be interested in gaining influence. You are a loyal and cooperative member of the organization. You like to perform your work according to standard operating Procedures. 42
  • 43. AFFECTION INCLUSION CONTROL AFFECTION Expressed Control Expressed Affection Total Expressed Expressed Behavior Inclusion 7 Wanted Inclusion Wanted Control Wanted Affection Total Wanted Behavior 7 Total Need for Total Need for Control Total Need for Affection Overall Interpersonal Inclusion Need Results on Expressed Affection (7) and Wanted Affection (7) suggest that the following pattern of behaviors. 1. You are friendly, open, and optimistic. 2. You value trustworthiness. 3. You prefer to motivate others by praise and support and are best motivated in the same way 4. .You may enjoy resolving conflicts and negotiating. 5. You may feel sad when group projects involving regular contact with colleagues end. 43
  • 44. LOC SCORE TYPE OF LOC This person has strong locus of control and would 0-3 ILOC generally perceive himself or herself as only responsible for certain occurrence, his or her action would have a direct bearing the result. This kind of people are those who controlled their destinies 4-12 ILOC by their own action, They take charge of thing , assertive in nature, take responsibilities of work within their control. LOC refers to how a person perceive the cause of life 13-23 ELOC events. A person with an strong ELOC would only blame or thank fate, destiny, luck, society, or some other force beyond his or her control. 44
  • 45. RESEARCH METHODOLOGY Definition of Research:- By Clifford Woody- “The process which includes defining and re-defining problems, formulating hypothesis or suggested solution; collecting, organizing and evaluating data; making deductions and reaching conclusions and at last carefully testing the conclusions to determine whether they fit the formulating hypothesis “ Research Design:- The project report is based on following on research types:- Descriptive Research: - It is fact finding investigation with adequate interpretation. It focuses on particular aspects of problem being studied. It is design to gather descriptive information. Data are collected by using one or more appropriate methods like, observation, interviews and questionnaire. Analytical Research: - In these research facts, information used to make critical evaluation. In analytical research detailed analysis of facts is given. The detailed information was collected by interviewing them personally in the office with help of questionnaire. Research technique Method of survey was chosen for completion of the project. Type of questions The type of questions in the survey was close ended questions with limited probing as well as open ended questions. 45
  • 46. Type of questionnaire In this survey, structured questionnaire was used. The questions were presented with exactly the same wording and in the same order to all respondents. And the questions were prepared in advance and not on the spot during the questioning period. DATA COLLECTION:- Facts, information or premises, systematically collected and formally presented for the purpose of drawing inferences called as data. There are two types of data:- 1 Primary Data- For the purpose of the project the method of ''direct interview'' was selected. The industry was selected as unit and selectively respondents were chosen as representatives from each department. The manager and the employee were questioned based on questionnaire. The data was collected from each manager and employee chosen as respondents and selectively respondents were chosen as representative from each department. Basic methods of collecting primary Data:- Observation. Interview. Questionnaire and schedules. For data collection we use following methods:- QUESTIONNAIRE :- The questionnaire is a form prepared and distributed to secure responses to certain questions. In the questionnaire, questions are taken with positive negative replies. The replies of the candidates are analyzed on few parameters. 46
  • 47. The questionnaire can be of two types:- a) Structured Questionnaire: b) Unstructured Questionnaire: Questionnaire is yet another method used by me to know more about training program effectiveness. In this study most of the questions in the questionnaire are closed ended questions. Questionnaire was used as an instrument for the collection of primary data because of the following reasons:- 1. Since the assignment involved studying the employee‟s perception, behavior & attitudes the questionnaire as a tool offered high versatility and ease of administration 2. Face to face interaction is possible, which helps in observing and noting the finer aspects of the respondent‟s body language. 3. Queries from the respondents can be easily answered. 4. It provides more clarity to respondent regarding the purpose that avoids the misinterpretation. This was the most popular and useful method for conducting the survey. It helped in collecting the information from the framed questions to get maximum necessary data required for research. Thus the questionnaire helped in various ways:- Respondents had an adequate time to give well thought answers. Through informal discussion much more information could be obtained from the respondents. 47
  • 48. For this study observation is used as one of the tool:- Interview method:- An interview is technique for collection of primary data. In interview method participants as well as superiors are interviewed after two months of training program, to know the usefulness of training program. 2 Secondary Data- The secondary data means data that is already available in various reports, dairies, books, periodicals etc. the data presented in research report when used again for further research is called secondary data. Sources of secondary data can be classified as: A. Published sources B. Unpublished sources SAMPLE SIZE:- 60 EMPLOYEES Sample size: refers to determining how many elements (units) of the population should be included in the sample For the collection of data, we had taken 100 respondents of managerial grade which were selected randomly. SAMPLE DETAILS Size 60 employee Designation Officer, Manager, Asst. Manager, Supervisor Department HR, Finance, MIS, Maintenance 48
  • 49. 1. What should be the basic thrust of a current appraisal system ? Sr.No ATTRIBUTES NO. OF EMPLOYEE PERCENTAGE 1 Performance 20 34% 2 Leadership 03 05% 3 Supportive & Affectionate 12 20% 4 All of the above 25 41% 41% 34% Performance Leadership Supportive & Affectionate 20% All the above 5% INTERPRETATION According to the graph 34% of the respondents believe that only performance should be the basic thrust of a current appraisal system. 41% of the respondent say that performance, personality traits & managerial skills, experience and seniority should be the basic thrust of current appraisals system. Whereas 20% of the respondents view that only experience and seniority should be the basic thrust. The rest 5% of the respondents believe that personality traits and managerial skill should be only basic thrust of a current appraisals system. 49
  • 50. 2. The Purpose of performance appraisals in organization is : Sr. No. ATTRIBUTES NO. OF EMPLOYEE PERCENTAGE 1 Determine salary increments 20 34% 2 Deciding on promotion 18 30% 3 Identifying training needs 09 15% 4 Identifying candidates for careers 07 11% 5 Providing feed back to individuals 06 10% about their performance 10% 11% 34% Salary Promotion 15% Training Careers 30% Performance INTERPRETATION As per the graph 34% respondents agree to the point that the purpose of performance appraisals is to determine salary increments, 30% respondents say that its purpose is deciding on promotions 15% respondents feel that the purpose of performance appraisals is to identifying training needs. Whereas 11% respondents say that the purpose is to identifying candidates for career or succession plan. Last but not least only 10% respondent view that it is for providing an opportunity for dialog between supervisors and subordinates. 50
  • 51. 1. Do such periodic appraisal motivates to do better ay your job? OPINIONS PERCENTAGE Yes 65 No 22 Can’t say 13 Yes No Can't say INTERPRETATION From the above graph it show that 65% employee‟s think that performance appraisals motivates their job and 22% people say that performance appraisals don‟t help to motive their job. 13% employee who are new in company says can‟t say. 51
  • 52. 2. The appraisals system in this organization according to you is- Appraisal system Percentage Very good 72 Satisfactory 17 Not satisfactory 7 Need of revision 4 Very good Satisfactory Not Satisfactory Improvement INTERPRETATION From the above table and graph we can clearly find out that 72% of the employees say that the system is excellent and hardly need any change, 17% feel it‟s satisfactory and 7% think that it can be improved further. But 4% think the system is average and definitely needs a change or improvements and more than 50% think that the system is ok and don‟t need any change. 52
  • 53. 5. Person's behavior according to LOC(Locus Of Control) Test : Sr.No. ATTRIBUTES NO. Of EMPLOYEE PERCENTAGE 1 ILOC 40 66% 2 ELOC 20 34% ELOC 34% ILOC 66% INTERPRETATION According to the graph, 66% of the respondents have strong internal locus of control and would generally perceive himself or herself as only responsible for certain occurrences, his or her action would have a direct bearing on the result. 34% respondent has external locus of control would most often blame or thank fate, destiny, society or some other force beyond his or her control. 53
  • 54. 6. Person's behavior according to FIRO-B test(Inclusion) SR. NO. ATTRIBUTE NO. OF EMPLOYEE PERCENTAGE 1 Low 12 20 2 Medium 12 20 3 High 36 60 Low Medium High 20% 60% 20% INTERPRETATION From the above graph & data approximately 20% employee are Unsocial & introvert, 20% of the employee are Selectively social &the rest 60 % of the employee are Social and extrovert. 54
  • 55. 6. Person's behavior according to FIRO-B test(Control) SR. NO ATTRIBUTE NO. OF EMPLOYEE PERCENTAGE 1 Low 6 10 2 Medium 36 60 3 High 18 30 Sales Low Medium High INTERPRETATION From the above graph and data, approximately 10% employee are timid and ineffective communicator.60% are effective communicator and decision maker and the remaining 30% are dominant in nature and over confident. 55
  • 56. 8. Person's behavior according to FIRO-B test(Affection) SR. NO ATTRIBUTE NO. OF EMPLOYEE PERCENTAGE 1 Low 6 10 2 Medium 18 30 3 High 36 60 Low Medium High 10% 30% 60% INTERPRETATION From the above chart & data, approximately 10% of employee are sharing feelings with others, Lonely in nature 30 % employee are maintain balance in forming close relationship, normally believe in professional relationship. 60% employee are Very supportive, highly affectionate, share warm relationships with co-worker. 56
  • 57. 9. The program objectives were well covered Strongly Agree Agree Disagree Strongly Total Disagree 8 44 8 0 60 13 74 13 0 100% Strongly agree Agree Disagree Strongly disagree 0% 13% 13% 74% INTERPRETATION It is found out that 13% participants strongly agree and 74 % just agree while 13 % were disagree to the same. 57
  • 58. LIMITATION OF THE STUDY Since, the duration of the summer internship was limited to only 60 days, this time period was not really sufficient for studying in depth about the Training and Development. The analysis was based on the views and opinion of respondents. It can't be assure that the collected data has high degree of precision & accuracy. Some respondents could not respond due their busy schedule. Limited availability and accessibility of secondary data. Secrecy of the organization creates hesitance on the part of the concerned authority to come out accurate response. Two months project duration was one of the major limitation as I could not cover all the aspect of my project. 58
  • 59. FINDINGS 1. It was observed that about 100% of employee are aware of performance appraisal system carried out in an organization. 2. A survey conveys most of the employee plan and monitor their performance, as they are aware of doing self planning and monitoring. 3. Survey conveys that the employee undertake their half yearly performance review. 4. It was observed that, annual performance appraisal is undertaken by the superior for measuring the performance of employees and suggesting for improvements in the performance if any. 5. From the survey it was found that the employees are highly motivated, because the reward given to them are satisfactory. 6. 60% employee are satisfied with the new technique of performance appraisal. 7. 20% are not satisfied with psychometric tests. 8. 20% are against of this method. 59
  • 60. CONCLUSIONS As per the employee's responses in exit interviews, communication meet and other channels of formal and informal communication provide input for measuring employee well being, satisfaction and motivation. The performance appraisal system is helpful for better understanding between management and employee. It brings role clarity among performer, so they can give their 100% for organization to achieve their goals. The system is effective to improve the skill level of employee and can utilize their time and competencies well. The current performance appraisals system creates the competitive culture in the organization so it help to identify the potential of performer /employee and it also help to improve the organizational performance for attaining the organizational goals. 60% satisfied with psychometric tests. 66% of employees have ILOC they would generally perceive himself as only responsible of their work. Most of the employees are social, extrovert, effective communicator, supportive and highly affectionate in company.(recognize by FIRO-B TESTS and personal meeting). The Performance appraisals system can identify the training and development needs, so the management helps to employee by giving training and other strategies. 60
  • 61. SUGGESTIONS As some of employee are not aware of planning and monitoring of their performance, they should be given training for the same. There should be regular communication between superior and employee, so that there can be more of transference for building confidence among employees regarding performance appraisals system and for showing better and improved performance. There should be more of motivation to the employee by monitory and non- monitory motivational factors. As they give annual increments, they can give more of monitory incentive and the non-monetary factor such as arranging the function for recognizing the employee's performance so that the employee can be motivated. To enhance the performance level, the company should support the employee and there should be more of involvement of employee in decision making for motivating them. Promotion is an important non -monitory technique of motivation so the company must use this motivation techniques efficiently by reducing the consistency period to 2-3 years and consider the factor like experience, skill, intelligence etc. The performance appraisals should be conduct half yearly. 61
  • 62. BIBLIOGRAPHY REFERENCE BOOKS  ''PERSONNEL AND HUMAN RESOURCE MANAGEMENT'' - S.P.RAO  ''HUMAN RESOURSE MANAGEMENT'' -K ASWATHAPPA  „‟PSYCHOLOGICAL ANALYSIS‟‟ -FREEMAN COMPANY MANNUALS FILES AND FOLDER  WWW.SIMPLEXINFRASTRUCTURES.COM  WWW.GOOGLE.COM  WWW.CITEHR.COM 62
  • 63. Name of the employee: Designation: Employee code: Location: QUESTIONARIES 1. What should be the basic thrust of a current appraisal system ? 1.Performance 2.Leadership 3.Supportive &Affectionate 4.All the above 2. The Purpose of performance appraisals in organization is : 1.Determine salary increments 2.Deciding on promotion 3.Identifying training needs 4.Identifying candidates for careers 5. Providing feed back to individuals about their performance 3. Do such periodic appraisal motivates to do better ay your job? 1.Yes 2.No 3.Can‟t say 4.The appraisals system in this organization according to you is- 1. Very good 2. Satisfactory 3. Not satisfactory 4. Needing immediate revision/improvement 63
  • 64. (QUESTIONNAIRE) LOCUS OF CONTROL Circle the number to sow how strongly you agree/disagree with each statement. Numbers on the left always mean disagree and those on the right always mean agree. 1. Getting ahead is about what you can do, not who you know. Disagree Agree 12345 2. I am too old to change. Disagree Agree 12345 3. If someone hates me, there is not a lot I can do about it. Disagree Agree 12345 4. Most people can learn to be leaders- it’s not a matter of birth. Disagree Agree 12345 5. A good way to handle a problem is not to think about it. Disagree Agree 12345 6. Promotions are earned through hard work and persistence. Disagree Agree 12345 7. I am very persevering – and I usually accomplish what I set out to do. Disagree Agree 12345 8. Because no one can predict the future there is little point in making plans. Disagree Agree 12345 64
  • 65. 9. I won’t make resolutions because I don’t usually keep them. Disagree Agree 12345 10. I believe we are masters of our own fates. Disagree Agree 1 2 3 4 5 If your total score is 40 or higher you probably feel in control of your life and what happens to you, the good and the bad. You are likely to take initiative in relationships, work and career. A score of 30 to 39 also suggests an internal locus of control, though less definitely. If you scored 10 or lower the opposite is probably true – you feel you don’t have much control over what happens. A score of 11 to 19 carries a similar, though less pronounced meaning. A score of 20-29 falls in between. There is real scope for you to develop your internal locus of control further. 65
  • 66. INTERPERSONAL NEEDS QUESTIONNAIRE (FIRO-B) For each statement below, decide which of the following answers best applies to you. Place the number of the answer at the left of the statement. 1.Usually 2. Often 3. Sometimes 4.Occasionally 5.Rarely 6.Never 1. I try to be with people. 2. I let other people decide what to do. 3. I join social groups. 4. I try to have close relationships with people. 5. I tend to join social organizations when I have and opportunity. 6. I let other people strongly influence my actions. 7. I try to be included in informal social activities. 8. I try to have close, personal relationships with people. 9. I try to include other people in my plans. 10. I let other people control my actions. 11. I try to have people around me. 12. I try to get close and personal with people. 13. When people are doing things together, I tend to join them. 14. I am easily led by people. 15. I try to avoid being alone. 16. I try to participate in group activities. 66
  • 67. For each of the next group of statements, choose one of the following answers: 1. Most 2. Many 3. Some 4. A few 5. One or two 6. Nobody 17. I try to be friendly to people. 18. I let other people decide what to do. 19. My personal relationships with people are cool and distant. 20. I let other people take charge of things. 21. I try to have close relationships with people. 22. I let other people strongly influence my actions. 23. I try to get close and personal with people. 24. I let other people control my actions. 25. I act cool and distant with people. 26. I am easily led by people. 27. I try to have close, personal relationships with people. For each of the next group of statements, choose one of the following answers: 1. Most 2. Many 3. Some 4. A few 5. One or two 6. Nobody 28. I like people to invite me to things. 29. I like people to act close and personal with me. 30. I try to influence strongly other people's actions. 67
  • 68. 31. I like people to invite me to join in their activities. 32. I like people to act close toward me. 33. I try to take charge of things when I am with people. 34. I like people to include me in their activities. 35. I like people to act cool and distant toward me. 36. I try to have other people do things the way I want them done. 37. I like people to ask me to participate in their discussions. 38. I like people to act friendly toward me. 39. I like people to invite me to participate in their activities. 40. I like people to act distant toward me. For each of the next group of statements, choose one of the following answers: 1. Usually 2. Often 3. Sometimes 4. Occasionally 5. Rarely 6. Never 41. I try to be the dominant person when I am with people. 42. I like people to invite me to things. 43. I like people to act close toward me. 44. I try to have other people do things I want done. 45. I like people to invite me to join their activities. 46. I like people to act cool and distant toward me. 47. I try to influence strongly other people's actions. 48. I like people to include me in their activities. 49. I like people to act close and personal with me. 50. I try to take charge of things when I'm with people. 68
  • 69. 51. I like people to invite me to participate in their activities 52. I like people to act distant toward me. 53. I try to have other people to do things the way I want them done. 54. I take charge of the things when I'm with people. 69