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Strategic experiments as an
alternative to traditional
policy development

Annukka Berg
Environmental Policy Centre/Climate Change Programme
SYKE Pullaseminaari, 9th October 2013
The tradition of policy
development in Finland
Disappointments caused by
broad policy programmes
● Implementation criticised
○ E.g. local climate programmes, Finland’s programmes
on sustainable development and sustainable
consumption and production…
○ A gap between the great challenge/vision and the few
actions taken

● The key question: How to proceed when…
○ (structural) change would be needed BUT
○ there is little political will and resources?
● Strategic experimenting an alternative to vague
programme work
3
Strategic experiments
4
Strategic experiments
● Local experiments on low-carbon solutions widely applied

● Definition: 1) making something new and concrete that is
2) restricted in terms of time, space, scope and/or actors
but that 3) has the potential of having wider societal
relevance through various up-scaling mechanisms
● Some experimentalist localities (e.g. HINKU communities)
have managed to make impressive cuts of CO2
emissions
● Need for their in-depth analysis
○ Capacity to contribute to systemic change?
5
Strategic experiments can
refer to…
● Governance experimentation
○ E.g. trials of laws or novel ways to govern
● Socio-technical experimentation as part of sustainability
transitions
○ Development of innovations within protected niches
○ E.g. promotion of novel solar panels by special R&D
support and public procurement arrangements
○ Also “grassroots innovations”, e.g. sahkoautot.com
● Living laboratories taking place at local level
○ E.g. the testing of a new intelligent heating system in an
interested neighbourhood
6
Why to give it a try?

The potential and risks
of experimenting
7
Hypothesis 1:
Because acting is a powerful tool for
individual change
• actions -> attitudes vs. attitudes -> actions
• The meaning of different sensations and feelings
(vs. reading and thinking): personal experiencing a
profoundly human way to gain information, learn
and comprehend
• The power of practices and non-reflexive behaviour

8
Hypothesis 2:
Because leading by example is a way to
say you are serious about change
• Strong communicative function
• But also a way to gain personal experience

9
Hypothesis 3:
Because making something new together
can have broader consequences
• Learning, networking, the birth of new practices and
symbolic embodiments of alternatives
• Sparking grist and finding common ground
• Up-scaling and broadening the influence

10
strategic experiments as
a governance approach
- a research agenda
11
Possibilities of experiments
● The role of action for personal change in low-carbon
transition processes
○ Does personal experience make difference? If so,
how?
● The power of example in climate leadership on different
levels and in varying contexts
○ The different pathways of personal example to bring
about change
● Focus on experimenting as a broader societal/governance
phenomenon
○ How strategic experiments materialize and challenge
existing systems?
12
Challenges of experiments (1/2)
● Risk to bring about scattered and piecemeal results with
little power for structural change.
○ Effectiveness of experimenting?
● Experimenting may require new skills and capacities that
have not been required in traditional policy development
○ Are the people holding e.g. key public sector positions
able to adapt? Will the adoption of this new tool require
too much resources? How (cost-)efficient is it?
● What are legitimate, fair and equitable ways to govern the
experiments themselves?
○ How to make experiments socially sustainable?
13
Challenges of experiments (2/2)
● Is the society ready to accept e.g. failures that
are an inherent part of experimenting?
○ Will the failures be used for blaming or
learning?
● When experimenting is the preferable way to
govern/develop policies/promote (systemic)
change? What are the who-what-where-andhow of experiments?
○ The limits of strategic experiments?

14
Thanks!
Questions? Ideas?
annukka.berg@ymparisto.fi
15

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Strategic experiments as an alternative to traditional policy development

  • 1. Strategic experiments as an alternative to traditional policy development Annukka Berg Environmental Policy Centre/Climate Change Programme SYKE Pullaseminaari, 9th October 2013
  • 2. The tradition of policy development in Finland
  • 3. Disappointments caused by broad policy programmes ● Implementation criticised ○ E.g. local climate programmes, Finland’s programmes on sustainable development and sustainable consumption and production… ○ A gap between the great challenge/vision and the few actions taken ● The key question: How to proceed when… ○ (structural) change would be needed BUT ○ there is little political will and resources? ● Strategic experimenting an alternative to vague programme work 3
  • 5. Strategic experiments ● Local experiments on low-carbon solutions widely applied ● Definition: 1) making something new and concrete that is 2) restricted in terms of time, space, scope and/or actors but that 3) has the potential of having wider societal relevance through various up-scaling mechanisms ● Some experimentalist localities (e.g. HINKU communities) have managed to make impressive cuts of CO2 emissions ● Need for their in-depth analysis ○ Capacity to contribute to systemic change? 5
  • 6. Strategic experiments can refer to… ● Governance experimentation ○ E.g. trials of laws or novel ways to govern ● Socio-technical experimentation as part of sustainability transitions ○ Development of innovations within protected niches ○ E.g. promotion of novel solar panels by special R&D support and public procurement arrangements ○ Also “grassroots innovations”, e.g. sahkoautot.com ● Living laboratories taking place at local level ○ E.g. the testing of a new intelligent heating system in an interested neighbourhood 6
  • 7. Why to give it a try? The potential and risks of experimenting 7
  • 8. Hypothesis 1: Because acting is a powerful tool for individual change • actions -> attitudes vs. attitudes -> actions • The meaning of different sensations and feelings (vs. reading and thinking): personal experiencing a profoundly human way to gain information, learn and comprehend • The power of practices and non-reflexive behaviour 8
  • 9. Hypothesis 2: Because leading by example is a way to say you are serious about change • Strong communicative function • But also a way to gain personal experience 9
  • 10. Hypothesis 3: Because making something new together can have broader consequences • Learning, networking, the birth of new practices and symbolic embodiments of alternatives • Sparking grist and finding common ground • Up-scaling and broadening the influence 10
  • 11. strategic experiments as a governance approach - a research agenda 11
  • 12. Possibilities of experiments ● The role of action for personal change in low-carbon transition processes ○ Does personal experience make difference? If so, how? ● The power of example in climate leadership on different levels and in varying contexts ○ The different pathways of personal example to bring about change ● Focus on experimenting as a broader societal/governance phenomenon ○ How strategic experiments materialize and challenge existing systems? 12
  • 13. Challenges of experiments (1/2) ● Risk to bring about scattered and piecemeal results with little power for structural change. ○ Effectiveness of experimenting? ● Experimenting may require new skills and capacities that have not been required in traditional policy development ○ Are the people holding e.g. key public sector positions able to adapt? Will the adoption of this new tool require too much resources? How (cost-)efficient is it? ● What are legitimate, fair and equitable ways to govern the experiments themselves? ○ How to make experiments socially sustainable? 13
  • 14. Challenges of experiments (2/2) ● Is the society ready to accept e.g. failures that are an inherent part of experimenting? ○ Will the failures be used for blaming or learning? ● When experimenting is the preferable way to govern/develop policies/promote (systemic) change? What are the who-what-where-andhow of experiments? ○ The limits of strategic experiments? 14