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BORDERLINE CASES
CONTENTS 
 Introduction 
 History of extraction philosophy 
 Decision making aids 
 Effects of extraction and non extraction treatments 
 Non extraction treatments 
 Class III borderline 
 Conclusion
INTRODUCTION 
 Extraction of permanent 
teeth is required to reach a 
stable and functional 
occlusion 
 When patient has good 
facial esthetics that could be 
disturbed by extractions
HISTORY OF EXTRACTIONS
DECISION-MAKING AIDS 
 1948, Downs 
 Acceptable ranges of ten 
diagnostic variables 
 Earliest cephalometric 
analyses 
 “Single readings are not so 
important”
 Vorhies and Adams 
 “difficulty of developing a 
suitable mental picture.” 
 Organized data describing 
acceptable ranges 
 Wigglegram 
 Efficient method to analyze 
cephalometric measures
• Rody and Araujo 
• Relationships of 
dental, skeletal, and 
facial cephalometric 
measurements 
• Extraction Decision- 
Making Wigglegram 
(EDMW)
Extraction decision-making wigglegram. J Clin Orthod 2002;36:510-519
DENTAL VARIABLES 
 Dental discrepancy 
 Curve of spee 
 Boltons discrepancy 
 Peck and peck analysis 
 Irregularity index
DENTAL DISCREPANCY 
 Carey 2.5mm to 5mm TASLD as borderline case 
 McNamara arbitrary borderlines of 3 to 6 mm 
 Luppanapornlarp and Johnston 
1mm of crowding in either arch definitive non extraction 
 Definitive extraction therapy in maxillary and mandibular 
arches was 5.8 and 7.3 mm, respectively
Proffit and Fields 
 Less than 4 mm ALD: 
 Extractions rare (only in incisor protrusion or posterior vertical 
discrepancy) 
 ALD 5mm to 9 mm: 
 Extraction/non-extraction decision depends on characteristics 
of patient 
 ALD 10mm or more: 
 Extractions always required
CURVE OF SPEE 
 1 mm of arch circumference for each millimeter of 
curve of Spee 
 Recent studies suggest ratio1:3 
• Woods- variable depending on type of mechanics used. 
• Roth - 3 to 6 mm of curve of Spee mild 
• Baldridge > 6 mm is severe
BOLTONS DISCREPANCY 
 4 mm limit to anterior reduction. 
 Extraction necessary discrepancy greater than this 
 Neff 
Maxillary to mandibular cuspid-to-cuspid ratio -1.22 
 Anterior Bolton ratio of .772
 PECK AND PECK ANALYSIS 
 An index between 88 -95 indicates good anatomical shape. 
 Index > 95 M-D width greater than buccolingual width. 
 Borderline patients with narrow lower incisors need extraction
 IRREGULARITY INDEX-LITTLE 
 Mandibular incisor alignment 
 Adding linear distances 
between five adjacent 
anatomical contact points 
 Perfectly aligned incisors-zero. 
 Score > 6.5 millimeters 
likelihood for extraction.
CEPHALOMETRIC VARIABLES 
 HORIZONTAL PLANES 
 FMA 
 SN-MP 
 PFH/AFH 
 FMIA 
 IMPA 
 1-A-POG LINE 
 UPPER AND LOWER CENTRAL INCISOR TO N-A AND 
N-B LINE
HORIZONTAL PLANES 
 Highly divergent planes 
favors extraction. 
 Parallel horizontal planes not 
favor extraction.
INCISOR POSITION 
 Orthodontists may disagree which incisor is of greater 
diagnostic value 
 Margolis IMPA 90+/-3 degrees in normal, balanced faces 
 Charles Tweed - “upright” and “vertical” lower incisors 
 85 and 95 degrees, according to ethnicity 
 Due to functional and esthetic impairment, an IMPA greater 
than 96° is an indication for extraction
 Frankfort mandibular 
incisor angle (FMIA). 
 Norm 60-70°. 
 A value < 60° 
indicates proclination 
 Value > 70° incisors 
retroclined
 McNamara 
 1 to 3 mms anterior to 
(A-Pog) 
 Regardless of age
 STEINER 
 Extraction more likely as 
incisor positions and angles 
exceed values Horizontal 
planes 
NB 
NA
FACIAL VARIABLES 
Profile of the patient 
Lower lip to E –line 
Lower lip to B-Line 
Naso labial angle 
Upper lip morphology 
Midline Deviation
 Lower lip to E –line 
 Age and sex 
 Standard deviation - 3mm
 Lower lip to B-Line 
 2.5 ± 1.5mm anterior
 EFFECT OF EXTRACTION ON LIPS 
 Ramos et al, for each 1 mm retraction upper lip retracts 0.75 
mm 
 Talass et al 1/0.64 
 Massahud and Totti 1/0.5 
 Regarding lower lip, for 1 mm retraction, retracts 0.6 mm
 Nasolabial angle 
 Burstone 73.8 degrees +/- 8 
 Recent studies range of 90 
to 115 degrees. 
 Drobocky and Smith 
Extraction of four bicuspids 
increase nasolabial angle 
5.2 degrees
 Upper lip morphology 
 Thickness measured in two 
different areas 
 Borderline patients with strained 
lips 
 Incisors retracted without altering 
soft tissue profile 
 Lip needs to reach normal form 
before retraction 
 Lips would immediately follow 
tooth movement in normal lips.
Effect of extraction on Soft tissue profile 
L.A.Bravo, extractions of upper 1st premolars 
 3.4 mm backward movement of upper lip related to‘E’ line 
 3.7° increase in NLA 
 0.9 mm decrease in superior sulcus depth (Holdaway)
Extractions contraindicated 
 Nasolabial angle > 110° 
 Ls to Sn –Pog’ line < 3mm 
 Li to Sn-Pog’ line < 2mm 
 Ss to H line < 3mm 
 Li to H line < 0mm
Six Keys to Nonextraction Treatment 
DAN COUNIHAN 2005 JCO 
 First Key: Leeway Space 
7mm in lower arch and 5mm in upper arch 
 Lip bumper, lingual arch, or palatal bar before second 
deciduous molars exfoliate 
 Second Key: Mesial Molar Rotations 
 Rotated upper molar occupy 12mm width, compared to 
10mm for a properly oriented first molar
 Third Key: Passive Uprighting 
 Constrictive forces of lips and cheeks removed 
 Studies shown 4mm increase in arch width 
 Achieved with lip bumpers or Fränkel appliances 
 Fourth Key: Active Uprighting 
 Fifth Key: Distal Movement 
 Sixth Key: Skeletal Modification
Borderline Class III Malocclusion 
 KERR ET.AL. ( BJO 1992) 
 Establish cephalometric yardsticks 
 Surgery performed 
 ANB angle < -4° 
 M/M ratio of 0.84 
 Inclination lower incisors 83° 
 Holdaway angle of 3.5°
STELLZIG-EISENHAUER 
 Formula developed 
 On basis on the four variables: 
Wits appraisal 
 Length of anterior cranial base 
M/M ratio 
 Lower gonial angle
 Ind Score= -1.805+0.209Wits+0.044SN+5.689M/M ratio 
0.056Go 
 Cr Score = - .023 
 < Orthodontic- orthognathic therapy 
 > Orthodontic therapy
CONCLUSION 
 Experience plays significant role 
 Any decision regarding need for extraction not only dependent 
on presence or absence of space 
 Other issues 
 Proper malocclusion correction 
 Improvement of facial aesthetics 
 Result stability

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Borderline cases

  • 2. CONTENTS  Introduction  History of extraction philosophy  Decision making aids  Effects of extraction and non extraction treatments  Non extraction treatments  Class III borderline  Conclusion
  • 3. INTRODUCTION  Extraction of permanent teeth is required to reach a stable and functional occlusion  When patient has good facial esthetics that could be disturbed by extractions
  • 5. DECISION-MAKING AIDS  1948, Downs  Acceptable ranges of ten diagnostic variables  Earliest cephalometric analyses  “Single readings are not so important”
  • 6.  Vorhies and Adams  “difficulty of developing a suitable mental picture.”  Organized data describing acceptable ranges  Wigglegram  Efficient method to analyze cephalometric measures
  • 7. • Rody and Araujo • Relationships of dental, skeletal, and facial cephalometric measurements • Extraction Decision- Making Wigglegram (EDMW)
  • 8. Extraction decision-making wigglegram. J Clin Orthod 2002;36:510-519
  • 9. DENTAL VARIABLES  Dental discrepancy  Curve of spee  Boltons discrepancy  Peck and peck analysis  Irregularity index
  • 10. DENTAL DISCREPANCY  Carey 2.5mm to 5mm TASLD as borderline case  McNamara arbitrary borderlines of 3 to 6 mm  Luppanapornlarp and Johnston 1mm of crowding in either arch definitive non extraction  Definitive extraction therapy in maxillary and mandibular arches was 5.8 and 7.3 mm, respectively
  • 11. Proffit and Fields  Less than 4 mm ALD:  Extractions rare (only in incisor protrusion or posterior vertical discrepancy)  ALD 5mm to 9 mm:  Extraction/non-extraction decision depends on characteristics of patient  ALD 10mm or more:  Extractions always required
  • 12. CURVE OF SPEE  1 mm of arch circumference for each millimeter of curve of Spee  Recent studies suggest ratio1:3 • Woods- variable depending on type of mechanics used. • Roth - 3 to 6 mm of curve of Spee mild • Baldridge > 6 mm is severe
  • 13. BOLTONS DISCREPANCY  4 mm limit to anterior reduction.  Extraction necessary discrepancy greater than this  Neff Maxillary to mandibular cuspid-to-cuspid ratio -1.22  Anterior Bolton ratio of .772
  • 14.  PECK AND PECK ANALYSIS  An index between 88 -95 indicates good anatomical shape.  Index > 95 M-D width greater than buccolingual width.  Borderline patients with narrow lower incisors need extraction
  • 15.  IRREGULARITY INDEX-LITTLE  Mandibular incisor alignment  Adding linear distances between five adjacent anatomical contact points  Perfectly aligned incisors-zero.  Score > 6.5 millimeters likelihood for extraction.
  • 16. CEPHALOMETRIC VARIABLES  HORIZONTAL PLANES  FMA  SN-MP  PFH/AFH  FMIA  IMPA  1-A-POG LINE  UPPER AND LOWER CENTRAL INCISOR TO N-A AND N-B LINE
  • 17. HORIZONTAL PLANES  Highly divergent planes favors extraction.  Parallel horizontal planes not favor extraction.
  • 18. INCISOR POSITION  Orthodontists may disagree which incisor is of greater diagnostic value  Margolis IMPA 90+/-3 degrees in normal, balanced faces  Charles Tweed - “upright” and “vertical” lower incisors  85 and 95 degrees, according to ethnicity  Due to functional and esthetic impairment, an IMPA greater than 96° is an indication for extraction
  • 19.  Frankfort mandibular incisor angle (FMIA).  Norm 60-70°.  A value < 60° indicates proclination  Value > 70° incisors retroclined
  • 20.  McNamara  1 to 3 mms anterior to (A-Pog)  Regardless of age
  • 21.  STEINER  Extraction more likely as incisor positions and angles exceed values Horizontal planes NB NA
  • 22. FACIAL VARIABLES Profile of the patient Lower lip to E –line Lower lip to B-Line Naso labial angle Upper lip morphology Midline Deviation
  • 23.  Lower lip to E –line  Age and sex  Standard deviation - 3mm
  • 24.  Lower lip to B-Line  2.5 ± 1.5mm anterior
  • 25.  EFFECT OF EXTRACTION ON LIPS  Ramos et al, for each 1 mm retraction upper lip retracts 0.75 mm  Talass et al 1/0.64  Massahud and Totti 1/0.5  Regarding lower lip, for 1 mm retraction, retracts 0.6 mm
  • 26.  Nasolabial angle  Burstone 73.8 degrees +/- 8  Recent studies range of 90 to 115 degrees.  Drobocky and Smith Extraction of four bicuspids increase nasolabial angle 5.2 degrees
  • 27.  Upper lip morphology  Thickness measured in two different areas  Borderline patients with strained lips  Incisors retracted without altering soft tissue profile  Lip needs to reach normal form before retraction  Lips would immediately follow tooth movement in normal lips.
  • 28. Effect of extraction on Soft tissue profile L.A.Bravo, extractions of upper 1st premolars  3.4 mm backward movement of upper lip related to‘E’ line  3.7° increase in NLA  0.9 mm decrease in superior sulcus depth (Holdaway)
  • 29. Extractions contraindicated  Nasolabial angle > 110°  Ls to Sn –Pog’ line < 3mm  Li to Sn-Pog’ line < 2mm  Ss to H line < 3mm  Li to H line < 0mm
  • 30. Six Keys to Nonextraction Treatment DAN COUNIHAN 2005 JCO  First Key: Leeway Space 7mm in lower arch and 5mm in upper arch  Lip bumper, lingual arch, or palatal bar before second deciduous molars exfoliate  Second Key: Mesial Molar Rotations  Rotated upper molar occupy 12mm width, compared to 10mm for a properly oriented first molar
  • 31.  Third Key: Passive Uprighting  Constrictive forces of lips and cheeks removed  Studies shown 4mm increase in arch width  Achieved with lip bumpers or Fränkel appliances  Fourth Key: Active Uprighting  Fifth Key: Distal Movement  Sixth Key: Skeletal Modification
  • 32. Borderline Class III Malocclusion  KERR ET.AL. ( BJO 1992)  Establish cephalometric yardsticks  Surgery performed  ANB angle < -4°  M/M ratio of 0.84  Inclination lower incisors 83°  Holdaway angle of 3.5°
  • 33. STELLZIG-EISENHAUER  Formula developed  On basis on the four variables: Wits appraisal  Length of anterior cranial base M/M ratio  Lower gonial angle
  • 34.  Ind Score= -1.805+0.209Wits+0.044SN+5.689M/M ratio 0.056Go  Cr Score = - .023  < Orthodontic- orthognathic therapy  > Orthodontic therapy
  • 35. CONCLUSION  Experience plays significant role  Any decision regarding need for extraction not only dependent on presence or absence of space  Other issues  Proper malocclusion correction  Improvement of facial aesthetics  Result stability