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FAMILY EDUCATIONAL RIGHTS AND PRIVACY ACT “FERPA” Alona M. Salva CTU Special Education
WHAT IS FERPA? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
FERPA REGULATIONS ,[object Object],[object Object],[object Object],[object Object],[object Object]
WHO IS PROTECTED UNDER FERPA? Students  who are currently enrolled in higher education institutions or formerly enrolled, regardless of their age or status in regard to parental dependency.  Students who have applied but have not attended an institution do  not  have rights under FERPA.
RIGHTS OF STUDENTS ,[object Object],[object Object],[object Object],[object Object],[object Object]
EDUCATION RECORDS ,[object Object]
WHAT IS NOT INCLUDED IN AN EDUCATION RECORD? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
LIMITATIONS ON  STUDENT’S RIGHT TO INSPECT AND REVIEW ,[object Object],[object Object],[object Object],[object Object]
LIMITATIONS ON  STUDENT’S RIGHT TO INSPECT AND REVIEW ,[object Object],[object Object]
Disclosure Written  Consent  Of  Student Disclosure To Parents Other Disclosure Exceptions
WRITTEN CONSENT OF STUDENT ,[object Object],[object Object],[object Object],[object Object],[object Object]
Disclosure To Parents When Student is financially dependent on Parents as defined under Section 152 of Internal Revenue Code.  ( Claimed as a dependent on Parent’s federal tax return ) When Student violates any Federal, State or Local law, or any rule or policy of the University governing the use or possession of alcohol or controlled substances if, the Student is under 21, and the Student has committed a disciplinary violation.   ( Judicial Board )
DISCLOSURE EXCEPTIONS University Faculty, Staff and Administrators with a “legitimate educational interest”; designated contracted service providers Federal, State and Local Education Authorities involving  an audit or evaluation of compliance with Education Programs Results of disciplinary hearing to alleged victim of a crime of violence, such as an assault or sex offense Judicial Order or Subpoena (student is usually notified) Health or Safety Emergency Processing Financial Aid Directory Information Educational institutions where student seeks or intends to  enroll
WHAT IS DIRECTORY INFORMATION? ,[object Object],[object Object]
DIRECTORY INFORMATION ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
STUDENT’S REFUSAL TO PERMIT RELEASE OF DIRECTORY INFORMATION ,[object Object],[object Object],[object Object],[object Object],[object Object]
RECORDKEEPING  REQUIREMENT ,[object Object],[object Object]
FERPA AND  INTERNATIONAL STUDENTS ,[object Object],[object Object],[object Object]
CORRECTING  EDUCATION RECORDS ,[object Object],[object Object],[object Object]
RIGHT TO REPORT VIOLATIONS TO THE U.S. DEPARTMENT OF EDUCATION ,[object Object]
STUDENT’S RIGHT TO  BE INFORMED OF THEIR  FERPA RIGHTS ,[object Object]
Release of Student Educational Records Under the Family Educational Rights and Privacy Act Requester Definition Ask to  See ID Verify  Need to  Know Consult  With  General Counsel Obtain  Written Permission from Student Explain Limits on Redisclosure Record  Request & Action Taken in Student File Misc.  The Student Requesting His or Her Own  Records Any person who attends or has attended the  University. Yes, Check ID. Have Student Sign and Date request form. N/A No, unless questions arise regarding the request. Yes, to the extent that the student is required to provide a signed request form. No. No. Student has NO right to view confidential letters or parent’s financial information in their education record. Parent or  Guardian Natural Parent, guardian or individual acting as parent in the parent’s absence. Check to see if student is a tax dependent of the parent. Check IRS tax form. You may. No, unless questions about legal custody, dependency No, if student’s dependency has been verified.  Yes, if student is not a dependent. Exception for under 21 alcohol/drug violation or health/safety emergency. No. Only if request was denied. Check to see if Student is a tax dependent of the parent.  Both parents have equal access even if divorced/separated unless court order states otherwise. Faculty or  Other  School  Official University administrator, academic or research employee. No, unless doubt as to the official’s identity. Yes, even for an official verify their legitimate interest. No, unless questions about  legitimate educational interest. Not necessary if official has legitimate educational  Interest. Yes. Keep a record in the student’s file where the request was denied. Consult with supervisor or Registrar if doubt to legitimate interest.  OGC can provide guidance. Other  Parties Seeking Information Media, courts, lawyers, educational authorities, govt. agencies, alleged victims of crimes of violence. Yes, if release of record turns on identity/role. Maybe. Yes. Maybe. Yes. Yes, unless written consent from student, directory info or subpoena that prohibits disclosure to student. Check whether student has requested non-disclosure of directory information. This will be reflected on PeopleSoft.
[object Object],DECEASED STUDENTS
FERPA Questions ,[object Object],[object Object]

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F E R P A

  • 1. FAMILY EDUCATIONAL RIGHTS AND PRIVACY ACT “FERPA” Alona M. Salva CTU Special Education
  • 2.
  • 3.
  • 4. WHO IS PROTECTED UNDER FERPA? Students who are currently enrolled in higher education institutions or formerly enrolled, regardless of their age or status in regard to parental dependency. Students who have applied but have not attended an institution do not have rights under FERPA.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10. Disclosure Written Consent Of Student Disclosure To Parents Other Disclosure Exceptions
  • 11.
  • 12. Disclosure To Parents When Student is financially dependent on Parents as defined under Section 152 of Internal Revenue Code. ( Claimed as a dependent on Parent’s federal tax return ) When Student violates any Federal, State or Local law, or any rule or policy of the University governing the use or possession of alcohol or controlled substances if, the Student is under 21, and the Student has committed a disciplinary violation. ( Judicial Board )
  • 13. DISCLOSURE EXCEPTIONS University Faculty, Staff and Administrators with a “legitimate educational interest”; designated contracted service providers Federal, State and Local Education Authorities involving an audit or evaluation of compliance with Education Programs Results of disciplinary hearing to alleged victim of a crime of violence, such as an assault or sex offense Judicial Order or Subpoena (student is usually notified) Health or Safety Emergency Processing Financial Aid Directory Information Educational institutions where student seeks or intends to enroll
  • 14.
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22. Release of Student Educational Records Under the Family Educational Rights and Privacy Act Requester Definition Ask to See ID Verify Need to Know Consult With General Counsel Obtain Written Permission from Student Explain Limits on Redisclosure Record Request & Action Taken in Student File Misc. The Student Requesting His or Her Own Records Any person who attends or has attended the University. Yes, Check ID. Have Student Sign and Date request form. N/A No, unless questions arise regarding the request. Yes, to the extent that the student is required to provide a signed request form. No. No. Student has NO right to view confidential letters or parent’s financial information in their education record. Parent or Guardian Natural Parent, guardian or individual acting as parent in the parent’s absence. Check to see if student is a tax dependent of the parent. Check IRS tax form. You may. No, unless questions about legal custody, dependency No, if student’s dependency has been verified. Yes, if student is not a dependent. Exception for under 21 alcohol/drug violation or health/safety emergency. No. Only if request was denied. Check to see if Student is a tax dependent of the parent. Both parents have equal access even if divorced/separated unless court order states otherwise. Faculty or Other School Official University administrator, academic or research employee. No, unless doubt as to the official’s identity. Yes, even for an official verify their legitimate interest. No, unless questions about legitimate educational interest. Not necessary if official has legitimate educational Interest. Yes. Keep a record in the student’s file where the request was denied. Consult with supervisor or Registrar if doubt to legitimate interest. OGC can provide guidance. Other Parties Seeking Information Media, courts, lawyers, educational authorities, govt. agencies, alleged victims of crimes of violence. Yes, if release of record turns on identity/role. Maybe. Yes. Maybe. Yes. Yes, unless written consent from student, directory info or subpoena that prohibits disclosure to student. Check whether student has requested non-disclosure of directory information. This will be reflected on PeopleSoft.
  • 23.
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