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Rivaroxaban Once-daily oral direct factor Xa inhibition
        Compared with vitamin K antagonism for prevention
        of stroke and Embolism Trial in Atrial Fibrillation




Kenneth W. Mahaffey, MD and Keith AA Fox, MD

on behalf of the ROCKET AF Investigators
Study Organization
Steering
                      CEC
Committee
                   CEC PI                     Reviewers (those with * were not active at end of trial)
Diego Ardissino       Ayrton Massaro          Kenneth Mahaffey, MD
                   Manesh Patel, MD
Alvaro Avezum         Bo Norrving                    IDMC
                                              Manesh Patel, MD
Phil Aylward          Martin Penicka SteeringCommittee
                   CEC PL
                          Executive Steering Committee
                            Executive         Jonathan Piccini, MD
                                              Willie Hester, MD *
Christoph Bode                                        Chair
                      Dorairaj Prabhakaran Matthew Brennan, MD *
                   Joni O'Briant      Richard Becker Alpert
Antonio Carolei       Risto Roine                  Joe
                                              Rujuta Patel, MD *
Ramon Corbalan Lead CEC Coord Scott D. Berkowitz
                      Tan Ru San              Pierluigi Tricoci, MD *
Laszlo Csiba                         Günter Breithardt
                                                    Co-chair
                      Veronika Skvortsova Chiara Melloni, MD
                   Lauren Price, RCIS
 Steering Committee Gabriel Steg Robert M. Califf Skene
Anthony Dalby           CoordinatingCenters Allen MD
                          Coordinating CentersMatt Roe, IDMC              CEC Sponsors   Sponsors
Rafael Diaz                              Keith Fox Vergara, MD *
                                              Jennifer
                   Other CEC White WernerLauren Price, RCIS
                      Harvey Coord
                                               Hacke
Hans Diener          Duke Clinical Research Institute Boysen
                      Lawrence Wong            Gudrun
                   Diana McFarron, JonathanJeff Craig, MD *
                                    RN                                   Johnson and Johnson
Geoffrey Donnan       Gorm Jensen              Halperin
                    Canadian Heart ResearchMichael Felker, MD *
                                               Institute                    Bayer HealthCare
Shaun Goodman         Gordon MacInnesGraeme Hankey
                                               John Eikelboom
                                              Raj Mehta, MD
Hein Heidbuchel                     Kenneth Mahaffey
                      Barbara Biedermann Dedrick Jordan, MD
Dai-Yi Hu                           Christopher Nessel Chin, MD *
                      Per Anton Sirnes          Peter Rothwell
                                              Chee Tang
Kurt Huber            Robert Califf    Daniel Robb Kociol, MD
                                              Singer
Matyas Keltai         Ken Mahaffey            Matt Wilson, RN *
Basil Lewis           Manesh Patel            Adriano Truffa, MD
                                              John Vavalle, MD
Jose Lopez-Sandon     Keith Fox
Jean Louis Mas        Bas Hamer
Risk Factors
                                                                                       • CHF                  At least 3
                     Study Design                                                      • Hypertension         required*
                                                                                       • Age  75
                                                                                       • Diabetes
                                                                                       OR
                                        Atrial Fibrillation                            • Stroke, TIA or Systemic embolus



                                                      Randomize
                Rivaroxaban                          Double blind /
                                                                                 Warfarin
                                                    Double Dummy
                 20 mg daily                          (n ~ 14,000)              INR target - 2.5
             15 mg for Cr Cl 30-49                                             (2.0-3.0 inclusive)




                                        Monthly Monitoring
                               Adherence to standard of care guidelines


           Primary Endpoint: Stroke or non-CNS Systemic Embolism
            Statistics: non-inferiority, >95% power, 2.3% warfarin event rate

* 10% enrolled without stroke, TIA, systemic embolus and only 2 factors per protocol
Statistical Methodologies
            Patient Populations

 Per Protocol
    All randomized patients excluding pre-defined major protocol
     deviations including study drug compliance <60%

 Safety Population
    All randomized receiving at least one dose of study drug

 ITT
    All randomized patients followed to end of study (May 28, 2010)

 On Treatment
    On Treatment includes events on study drug or within 2 days of
     study drug discontinuation
Study Conduct
     Screened
      17,232

                                                   Rivaroxaban        Warfarin
   Randomized
                          Lost to Follow-up                18            18
     14,264

Rivaroxaban   Warfarin    Premature                      1,499          1,451
   7,131       7,133      Discontinuation
                             Withdrew Consent              626           620



                          Data not used                    50            43



                           Rivaroxaban          Warfarin             Total
Per Protocol Population        6,958             7,004           13,962 (97.9%)
Safety Population              7,061             7,082           14,143 (99.2%)
ITT Population                 7,081             7,090           14,171 (99.3%)
Enrollment
                       45 countries, 1178 sites, 14,264 patients

                                                       Poland: 528
                                                 Finland: 16       Lithuania: 245
                                           Sweden: 28              Hungary: 237
                                        Norway: 49                  Romania: 783
                                  Czech Rep: 598                      Bulgaria: 678
                                  Denmark: 123                                        Russia: 1,292
                                                                    Ukraine: 1,011
                                  U.K.: 159
       Canada: 750
                          Netherlands: 161
                            Belgium: 96
United States: 1,932                                                                                           Korea: 204
                           France: 71                                                  China: 496
                         Spain: 250                                                                          Taiwan: 159
Mexico: 168               Germany: 530                                                                   Hong Kong: 73
                                                                               India: 269
                           Switzerland: 7                                                 Thailand: 87       Philippines: 368
                             Austria: 32                                          Malaysia: 51
  Panama: 0
                                Italy: 139
Venezuela: 20                                                                      Singapore: 44
                                    Greece: 29
 Colombia: 268                         Turkey: 101
        Peru: 84                           Israel: 189
                                                                                                     Australia: 242
        Brazil: 483                                       South Africa: 247
        Chile: 287
     Argentina: 569                                                                                    New Zealand: 116
Baseline Demographics
                                           Safety Population
                                                                  Rivaroxaban (N=7111)       Warfarin (N=7125)
                  Age in Years                                          73 (65-78)               73 (65-78)
                  Female                                               2819 (39.64)             2826 (39.66)
                  White                                                5906 (83.05)             5952 (83.54)
                  Black                                                  94 (1.32)               85 (1.19)
                  Asian                                                 894 (12.57)             887 (12.45)
                  Other                                                 217 (3.05)               201 (2.82)
                  Baseline Weight (kg)*                            80.00 (69.00-92.70)      80.00 (69.00-92.00)
                  Baseline Systolic Blood Pressure (mmHg)*        130.00 (120.00-140.00)   130.00 (120.00-140.00)
                  Prior VKA Use                                        4431 (62.31)             4458 (62.57)
                  No Prior VKA Use                                     2680 (37.69)             2667 (37.43)
                  Creatinine Clearance Group (ml/min)
                   <30                                                   4 (0.06)                 4 (0.06)
                   30-<50                                              1498 (21.09)             1472 (20.69)
                   50-≤80                                              3313 (46.64)             3410 (47.92)
                   >80                                                 2288 (32.21)             2230 (31.34)
                  Congestive Heart Failure                             4457 (62.69)             4437 (62.28)
                  No Congestive Heart Failure                          2653 (37.31)             2687 (37.72)
                  Diabetes Mellitus                                    2869 (40.35)             2814 (39.49)
                  No Diabetes Mellitus                                 4242 (59.65)             4311 (60.51)
*Median (Q1-Q3)




                  Hypertension                                         6419 (90.27)             6468 (90.78)
                  No Hypertension                                       692 (9.73)               657 (9.22)
                  Prior Stroke/TIA/Non-CNS Systemic Embolism           3905 (54.91)             3889 (54.58)
                  No Prior Stroke/TIA/Non-CNS Systemic Embolism        3206 (45.09)             3236 (45.42)
                  Prior Myocardial Infarction (MI)                     1178 (16.57)             1282 (17.99)
                  No Prior Myocardial Infarction (MI)                  5933 (83.43)             5843 (82.01)
TTR Data

 These data are for all warfarin patients and all INR values
  with imputation using the Rosendaal method.
 Time in therapeutic range is being recalculated using the
  same approach as RELY (Wallentin, Lancet, 2010).
Primary Efficacy Endpoint
 Per Protocol on Treatment Population


HR (95% CI)                      Warfarin
0.79 (0.66, 0.96)

P-value non-inferiority <0.001
P-value superiority= 0.018         Rivaroxaban
Primary Efficacy Results by Cohort

                                           Rivaroxaban    Warfarin     Rivaroxaban vs. Warfarin

                                                                        P-value          P-value
                    Analysis Method        Event Rate    Event Rate
                                                                      Non-inferiority   Superiority

                    Per Protocol,
                                              1.71          2.16         <0.001           0.018
                    on Treatment

                    Safety, on Treatment      1.70          2.15         <0.001           0.015


                    ITT                       2.12          2.42         <0.001           0.117


Rivaroxaban   1.0   Warfarin
   better            better
Bleeding Outcomes
                      Safety on Treatment Population


                                          Rivaroxaban   Warfarin     Rivaroxaban vs. Warfarin
                                            Event        Event      HR (95%) CI         P-value
Parameter
                                            Rate         Rate                          Superiority
Major and non-major Clinically Relevant      14.91       14.52     1.03 (0.96, 1.11)     0.442

Major                                        3.60        3.45      1.04 (0.90, 1.20)     0.576
 Hemoglobin Hematocrit Drop                  2.77        2.26      1.22 (1.03, 1.44)     0.019
 Transfusion                                 1.65        1.32      1.25 (1.01, 1.55)     0.044
 Critical Organ Bleeding                     0.82        1.18      0.69 (0.53, 0.91)     0.007
                                                         0.48
 Death                                       0.24                  0.50 (0.31, 0.79)     0.003
Non-major Clinically Relevant                11.80       11.37     1.04 (0.96, 1.13)     0.345

Minimal                                      2.35        2.03      1.16 (0.97, 1.39)     0.102
Adverse Event Summary
Liver Enzymes

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AHA: ROCKET

  • 1. Rivaroxaban Once-daily oral direct factor Xa inhibition Compared with vitamin K antagonism for prevention of stroke and Embolism Trial in Atrial Fibrillation Kenneth W. Mahaffey, MD and Keith AA Fox, MD on behalf of the ROCKET AF Investigators
  • 2. Study Organization Steering CEC Committee CEC PI Reviewers (those with * were not active at end of trial) Diego Ardissino Ayrton Massaro Kenneth Mahaffey, MD Manesh Patel, MD Alvaro Avezum Bo Norrving IDMC Manesh Patel, MD Phil Aylward Martin Penicka SteeringCommittee CEC PL Executive Steering Committee Executive Jonathan Piccini, MD Willie Hester, MD * Christoph Bode Chair Dorairaj Prabhakaran Matthew Brennan, MD * Joni O'Briant Richard Becker Alpert Antonio Carolei Risto Roine Joe Rujuta Patel, MD * Ramon Corbalan Lead CEC Coord Scott D. Berkowitz Tan Ru San Pierluigi Tricoci, MD * Laszlo Csiba Günter Breithardt Co-chair Veronika Skvortsova Chiara Melloni, MD Lauren Price, RCIS Steering Committee Gabriel Steg Robert M. Califf Skene Anthony Dalby CoordinatingCenters Allen MD Coordinating CentersMatt Roe, IDMC CEC Sponsors Sponsors Rafael Diaz Keith Fox Vergara, MD * Jennifer Other CEC White WernerLauren Price, RCIS Harvey Coord Hacke Hans Diener Duke Clinical Research Institute Boysen Lawrence Wong Gudrun Diana McFarron, JonathanJeff Craig, MD * RN Johnson and Johnson Geoffrey Donnan Gorm Jensen Halperin Canadian Heart ResearchMichael Felker, MD * Institute Bayer HealthCare Shaun Goodman Gordon MacInnesGraeme Hankey John Eikelboom Raj Mehta, MD Hein Heidbuchel Kenneth Mahaffey Barbara Biedermann Dedrick Jordan, MD Dai-Yi Hu Christopher Nessel Chin, MD * Per Anton Sirnes Peter Rothwell Chee Tang Kurt Huber Robert Califf Daniel Robb Kociol, MD Singer Matyas Keltai Ken Mahaffey Matt Wilson, RN * Basil Lewis Manesh Patel Adriano Truffa, MD John Vavalle, MD Jose Lopez-Sandon Keith Fox Jean Louis Mas Bas Hamer
  • 3. Risk Factors • CHF At least 3 Study Design • Hypertension required* • Age  75 • Diabetes OR Atrial Fibrillation • Stroke, TIA or Systemic embolus Randomize Rivaroxaban Double blind / Warfarin Double Dummy 20 mg daily (n ~ 14,000) INR target - 2.5 15 mg for Cr Cl 30-49 (2.0-3.0 inclusive) Monthly Monitoring Adherence to standard of care guidelines Primary Endpoint: Stroke or non-CNS Systemic Embolism Statistics: non-inferiority, >95% power, 2.3% warfarin event rate * 10% enrolled without stroke, TIA, systemic embolus and only 2 factors per protocol
  • 4. Statistical Methodologies Patient Populations  Per Protocol  All randomized patients excluding pre-defined major protocol deviations including study drug compliance <60%  Safety Population  All randomized receiving at least one dose of study drug  ITT  All randomized patients followed to end of study (May 28, 2010)  On Treatment  On Treatment includes events on study drug or within 2 days of study drug discontinuation
  • 5. Study Conduct Screened 17,232 Rivaroxaban Warfarin Randomized Lost to Follow-up 18 18 14,264 Rivaroxaban Warfarin Premature 1,499 1,451 7,131 7,133 Discontinuation Withdrew Consent 626 620 Data not used 50 43 Rivaroxaban Warfarin Total Per Protocol Population 6,958 7,004 13,962 (97.9%) Safety Population 7,061 7,082 14,143 (99.2%) ITT Population 7,081 7,090 14,171 (99.3%)
  • 6. Enrollment 45 countries, 1178 sites, 14,264 patients Poland: 528 Finland: 16 Lithuania: 245 Sweden: 28 Hungary: 237 Norway: 49 Romania: 783 Czech Rep: 598 Bulgaria: 678 Denmark: 123 Russia: 1,292 Ukraine: 1,011 U.K.: 159 Canada: 750 Netherlands: 161 Belgium: 96 United States: 1,932 Korea: 204 France: 71 China: 496 Spain: 250 Taiwan: 159 Mexico: 168 Germany: 530 Hong Kong: 73 India: 269 Switzerland: 7 Thailand: 87 Philippines: 368 Austria: 32 Malaysia: 51 Panama: 0 Italy: 139 Venezuela: 20 Singapore: 44 Greece: 29 Colombia: 268 Turkey: 101 Peru: 84 Israel: 189 Australia: 242 Brazil: 483 South Africa: 247 Chile: 287 Argentina: 569 New Zealand: 116
  • 7. Baseline Demographics Safety Population Rivaroxaban (N=7111) Warfarin (N=7125) Age in Years 73 (65-78) 73 (65-78) Female 2819 (39.64) 2826 (39.66) White 5906 (83.05) 5952 (83.54) Black 94 (1.32) 85 (1.19) Asian 894 (12.57) 887 (12.45) Other 217 (3.05) 201 (2.82) Baseline Weight (kg)* 80.00 (69.00-92.70) 80.00 (69.00-92.00) Baseline Systolic Blood Pressure (mmHg)* 130.00 (120.00-140.00) 130.00 (120.00-140.00) Prior VKA Use 4431 (62.31) 4458 (62.57) No Prior VKA Use 2680 (37.69) 2667 (37.43) Creatinine Clearance Group (ml/min) <30 4 (0.06) 4 (0.06) 30-<50 1498 (21.09) 1472 (20.69) 50-≤80 3313 (46.64) 3410 (47.92) >80 2288 (32.21) 2230 (31.34) Congestive Heart Failure 4457 (62.69) 4437 (62.28) No Congestive Heart Failure 2653 (37.31) 2687 (37.72) Diabetes Mellitus 2869 (40.35) 2814 (39.49) No Diabetes Mellitus 4242 (59.65) 4311 (60.51) *Median (Q1-Q3) Hypertension 6419 (90.27) 6468 (90.78) No Hypertension 692 (9.73) 657 (9.22) Prior Stroke/TIA/Non-CNS Systemic Embolism 3905 (54.91) 3889 (54.58) No Prior Stroke/TIA/Non-CNS Systemic Embolism 3206 (45.09) 3236 (45.42) Prior Myocardial Infarction (MI) 1178 (16.57) 1282 (17.99) No Prior Myocardial Infarction (MI) 5933 (83.43) 5843 (82.01)
  • 8. TTR Data  These data are for all warfarin patients and all INR values with imputation using the Rosendaal method.  Time in therapeutic range is being recalculated using the same approach as RELY (Wallentin, Lancet, 2010).
  • 9. Primary Efficacy Endpoint Per Protocol on Treatment Population HR (95% CI) Warfarin 0.79 (0.66, 0.96) P-value non-inferiority <0.001 P-value superiority= 0.018 Rivaroxaban
  • 10. Primary Efficacy Results by Cohort Rivaroxaban Warfarin Rivaroxaban vs. Warfarin P-value P-value Analysis Method Event Rate Event Rate Non-inferiority Superiority Per Protocol, 1.71 2.16 <0.001 0.018 on Treatment Safety, on Treatment 1.70 2.15 <0.001 0.015 ITT 2.12 2.42 <0.001 0.117 Rivaroxaban 1.0 Warfarin better better
  • 11. Bleeding Outcomes Safety on Treatment Population Rivaroxaban Warfarin Rivaroxaban vs. Warfarin Event Event HR (95%) CI P-value Parameter Rate Rate Superiority Major and non-major Clinically Relevant 14.91 14.52 1.03 (0.96, 1.11) 0.442 Major 3.60 3.45 1.04 (0.90, 1.20) 0.576 Hemoglobin Hematocrit Drop 2.77 2.26 1.22 (1.03, 1.44) 0.019 Transfusion 1.65 1.32 1.25 (1.01, 1.55) 0.044 Critical Organ Bleeding 0.82 1.18 0.69 (0.53, 0.91) 0.007 0.48 Death 0.24 0.50 (0.31, 0.79) 0.003 Non-major Clinically Relevant 11.80 11.37 1.04 (0.96, 1.13) 0.345 Minimal 2.35 2.03 1.16 (0.97, 1.39) 0.102