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On the Social
                                                             Sustainability of
                                                                  Information
                                                                   Systems in
                                                             Higher Education
June 20-22, 2012
EUNIS’12 – A 360º Perspective of IT/IS in Higher Education
UTAD, Vlia Real, Portugal
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION

                What is the Missing Dimension in
       Information Systems in Higher Education?
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION

                What is the Missing Dimension in
       Information Systems in Higher Education?




       PEOPLE
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
2. FROM INDUSTRY TO HIGHER EDUCATION


Higher Education has been adopting
     the key management practices
             of the corporate world:
                     •  Management
                          •  Strategy
            •  Quality Management
            •  Information Systems
                   •  IT Governance
2. FROM INDUSTRY TO HIGHER EDUCATION


                   In many cases, however,
                   it has been doing it with:
                                 •  much delay
                         •  out-dated practices


CORPORATE WORLD
                   50s   60s   70s   80s   90s   00s   10s



HIGHER EDUCATION
                   50s   60s   70s   80s   90s   00s   10s
2. FROM INDUSTRY TO HIGHER EDUCATION

                          Higher Education              Corporate World
               classical management:         modern management:
Management       control, repeatability,      culture, commitment,
           people as replaceable parts people as knowledge workers
                        analytical, centralized       projective, collective,
      Strategy                    and reactive          and transformative


Higher Education has moved directly      The corporate world has moved from
        from ad hoc management to               bureaucratic and mechanistic
           bureaucratic management      management to organic and ecological
       It is increasingly emphasizing         management, and sees people
       control, and forgetting people             as the most valuable asset
2. FROM INDUSTRY TO HIGHER EDUCATION


                        Higher Education              Corporate World
                    quality control, quality       quality management,
      Quality    assurance, accountability     quality as transformation
                    (mechanistic process)               (social process)

  Information
     Systems

IT Governance

       Quality as reaction to audits,                 Quality by design,
             essentially summative             closely linked to strategy
2. FROM INDUSTRY TO HIGHER EDUCATION



                                     THE	
  QUALITY	
  MOVEMENT	
  IN	
  INDUSTRY	
  
Before	
  1900	
     Quality	
  as	
  an	
  integral	
  element	
  of	
  the	
  cra7	
  
1900-­‐1920	
        Quality	
  control	
  by	
  foreman	
  
1920-­‐1940	
        Inspec>on-­‐based	
  quality-­‐control	
  
1940-­‐1960	
        Sta>s>cal	
  process	
  control	
                                            Higher Education 2012
1960-­‐1980	
        Quality	
  assurance	
  (quality	
  department)	
  
1980-­‐1990	
        Total	
  quality	
  management	
  (TQM)	
  
1990-­‐Present	
   Culture	
  of	
  con>nuous	
  improvement,	
  organiza>on-­‐wide	
  TQM	
  

             Involvement of                                   (Adapted from Sallis, E. (1996). Total Quality Management in Education, 2nd Ed. London: Kogan Page)


               all personnel
2. FROM INDUSTRY TO HIGHER EDUCATION


ISO 9000 - European Quality Award (EQA), 1992
    European Foundation for Quality Management

                     people                 satisfaction of
                   management               collaborators
                      (9%)                       (9%)

                     policy &                                 results of the
     leadership                 processes    satisfaction
                     strategy                                 whole activity
        (10%)                     (14%)      of students          (15%)
                       (8%)                     (20%)

                    resources                 impact on
                       (9%)                    society
                                                (6%)
2. FROM INDUSTRY TO HIGHER EDUCATION


ISO 9000 - European Quality Award (EQA), 1992
    European Foundation for Quality Management

                     people                 satisfaction of
                   management               collaborators
                      (9%)                       (9%)

                     policy &                                 results of the
     leadership                 processes    satisfaction
                     strategy                                 whole activity
        (10%)                     (14%)      of students          (15%)
                       (8%)                     (20%)

                    resources                 impact on
                       (9%)                    society
                                                (6%)
2. FROM INDUSTRY TO HIGHER EDUCATION

          BALDRIGE CRITERIA (USA)
2. FROM INDUSTRY TO HIGHER EDUCATION


                        Higher Education              Corporate World
                    quality control, quality        quality management,
      Quality    assurance, accountability      quality as transformation
                    (mechanistic process)                (social process)

  Information       information systems as          information systems
     Systems          bureaucratic systems             as social systems

                            lower maturity,    higher maturity, increasing
IT Governance         ignores social nature    sensitivity to social nature

       Quality as reaction to audits,                 Quality by design,
             essentially summative             closely linked to strategy
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION


     Max Weber introduced the sociological
         concept of ‘iron cage’ to describe

the rationalization of the industrial societies
      of the late 19th and early 20th centuries

                  that imprisoned people in
       bureaucracies of technical efficiency,
            rational calculation and control
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION

             The promotion of quality and
          comparability across universities
           in the face of tightening budgets
                 and increased competition
                      has led to an identical
                            bureaucratization
                        of Higher Education:
                  •  increased coordination
•  growth of power of central administration
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION

                 This is being described as:
                     •  the neoliberal vision
                         of higher education
                      •  the market ideology
                 informing higher education
                       •  the replacement of
                  innovation by accounting
       •  the short-sighted interpretation of
          comparisons between universities
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION


           This Weberian pyramid of higher
            education, where everyone has
          a position to fill and a role to play

        is driving out of the academic ranks
                 some of the more promising
                scientists and academic staff
                   who do not want to work
                   and live in an ‘iron cage’
3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
4. BACK TO THE MISSING DIMENSION


The strategic analysis that underlies the
specification of the information systems
   is conducted within this bureaucratic
        mind-set about higher education
   It concentrates on short term visions
        led by cost and efficiency factors

      and systematically ignores people
4. BACK TO THE MISSING DIMENSION


                              This leads to:
         •  bureaucratic task models forced
             upon the users (namely faculty)
•  poorly structured workflows for collecting
         data from the users (namely faculty)
     •  lack of concern with user experience
                  •  unsatisfactory usability
4. BACK TO THE MISSING DIMENSION




      Information Systems are,
       thus, part of the problem
4. BACK TO THE MISSING DIMENSION

      Can Information Systems
       be part of the solution?




         YES
       by being conceived with
            PEOPLE in mind
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
5. THE DESIGN CHALLENGES


 THE DESIGN CHALLENGES FOR
    IS/IT IN HIGHER EDUCATION

          The social nature of IS/IT
     solutions in Higher Education
  must be taken into account from
the very beginning and through all
    the stages of the IT/IS lifecycle
5. THE DESIGN CHALLENGES


                                        DESIGN AS A PARTNERSHIP

                                  The design, management, and
                                enhancement of the IS should be
                                 seen as a partnership between:

                                                     •  stakeholders
Traditional visions of IT Governance
      refer to business-IT alignment,      •  business/management
            ignoring the existence of
                 human stakeholders                     •  technology
5. THE DESIGN CHALLENGES


PRINCIPLE OF SUSTAINABLE PARTNERSHIP
      For a partnership to be sustainable it
     must fulfil in permanence the interests
           and motivations of all the parts.
         If one of the parts feels it is losing,
               the partnership breaks down.
       Each part must make sure that all the
  other parts are happy with the partnership.
5. THE DESIGN CHALLENGES


        The common agreement that matches
               the interests of all the parts is
             known as the value proposition.

      The clarification of the value proposition
             requires that all the parts, and the
relationships between them, be identified and
       the value for each part fully recognized.
5. THE DESIGN CHALLENGES




  The sustainability of the value proposition
    can be established and monitored at all
stages of the Information System’s lifecycle
    with the help of social theories such as

                ACTOR NETWORK THEORY
5. THE DESIGN CHALLENGES


        Some important current dimensions of
                   the IS/IT domain, such as:
                               IT GOVERNANCE
SERVICE SCIENCE, ENGINEERING AND DESIGN

    which were mostly technical in their origins
                are now becoming increasingly
           sensitive to the social nature of IS/IT
5. THE DESIGN CHALLENGES


but some dark clouds could be
       looming in the horizon
ACADEMIC ANALYTICS
        which can be an invaluable
 tool at the service of strategy and
  management in higher education
        can also have catastrophic
implications, if used against social
        values and expectations of

                  people
1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION
              2. FROM INDUSTRY TO HIGHER EDUCATION
     3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION
                   4. BACK TO THE MISSING DIMENSION
                           5. THE DESIGN CHALLENGES
                                     6. CONCLUSIONS
6. CONCLUSIONS




Information Systems in Higher
  Education can and should be

                   •  sociable
        •  socially sustainable
6. CONCLUSIONS


                      For that to happen
          they must be designed with the
social nature of Higher Education in mind

          and make invisible to the users
  the bureaucratic needs of management

             They should make people’s
                 lives better: not worse
6. CONCLUSIONS


  Finally, they should be audited for compliance with
the original concerns of Quality in Higher Education:

                         people                 satisfaction of
                       management               collaborators
                          (9%)                       (9%)

                         policy &                                 results of the
          leadership                processes    satisfaction
                         strategy                                 whole activity
             (10%)                    (14%)      of students          (15%)
                           (8%)                     (20%)

                        resources                 impact on
                           (9%)                    society
                                                    (6%)
6. CONCLUSIONS




 Shouldn’t information
  systems be up to the
quality of the academic
  environment they are
 supposed to support?
THE END
                                On the Social
                           Sustainability of
                                  Information
                                    Systems in
                          Higher Education
 The slides will be made available at:
 http://www.slideshare.net/adfigueiredo
June 20-22, 2012
EUNIS’12 – A 360º Perspective of IT/IS in Higher Education
UTAD, Vlia Real, Portugal
On the Social Sustainability of Information Systems in Higher Education

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On the Social Sustainability of Information Systems in Higher Education

  • 1. On the Social Sustainability of Information Systems in Higher Education June 20-22, 2012 EUNIS’12 – A 360º Perspective of IT/IS in Higher Education UTAD, Vlia Real, Portugal
  • 2. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 3. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 4. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION What is the Missing Dimension in Information Systems in Higher Education?
  • 5. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION What is the Missing Dimension in Information Systems in Higher Education? PEOPLE
  • 6. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 7. 2. FROM INDUSTRY TO HIGHER EDUCATION Higher Education has been adopting the key management practices of the corporate world: •  Management •  Strategy •  Quality Management •  Information Systems •  IT Governance
  • 8. 2. FROM INDUSTRY TO HIGHER EDUCATION In many cases, however, it has been doing it with: •  much delay •  out-dated practices CORPORATE WORLD 50s 60s 70s 80s 90s 00s 10s HIGHER EDUCATION 50s 60s 70s 80s 90s 00s 10s
  • 9. 2. FROM INDUSTRY TO HIGHER EDUCATION Higher Education Corporate World classical management: modern management: Management control, repeatability, culture, commitment, people as replaceable parts people as knowledge workers analytical, centralized projective, collective, Strategy and reactive and transformative Higher Education has moved directly The corporate world has moved from from ad hoc management to bureaucratic and mechanistic bureaucratic management management to organic and ecological It is increasingly emphasizing management, and sees people control, and forgetting people as the most valuable asset
  • 10. 2. FROM INDUSTRY TO HIGHER EDUCATION Higher Education Corporate World quality control, quality quality management, Quality assurance, accountability quality as transformation (mechanistic process) (social process) Information Systems IT Governance Quality as reaction to audits, Quality by design, essentially summative closely linked to strategy
  • 11. 2. FROM INDUSTRY TO HIGHER EDUCATION THE  QUALITY  MOVEMENT  IN  INDUSTRY   Before  1900   Quality  as  an  integral  element  of  the  cra7   1900-­‐1920   Quality  control  by  foreman   1920-­‐1940   Inspec>on-­‐based  quality-­‐control   1940-­‐1960   Sta>s>cal  process  control   Higher Education 2012 1960-­‐1980   Quality  assurance  (quality  department)   1980-­‐1990   Total  quality  management  (TQM)   1990-­‐Present   Culture  of  con>nuous  improvement,  organiza>on-­‐wide  TQM   Involvement of (Adapted from Sallis, E. (1996). Total Quality Management in Education, 2nd Ed. London: Kogan Page) all personnel
  • 12. 2. FROM INDUSTRY TO HIGHER EDUCATION ISO 9000 - European Quality Award (EQA), 1992 European Foundation for Quality Management people satisfaction of management collaborators (9%) (9%) policy & results of the leadership processes satisfaction strategy whole activity (10%) (14%) of students (15%) (8%) (20%) resources impact on (9%) society (6%)
  • 13. 2. FROM INDUSTRY TO HIGHER EDUCATION ISO 9000 - European Quality Award (EQA), 1992 European Foundation for Quality Management people satisfaction of management collaborators (9%) (9%) policy & results of the leadership processes satisfaction strategy whole activity (10%) (14%) of students (15%) (8%) (20%) resources impact on (9%) society (6%)
  • 14. 2. FROM INDUSTRY TO HIGHER EDUCATION BALDRIGE CRITERIA (USA)
  • 15. 2. FROM INDUSTRY TO HIGHER EDUCATION Higher Education Corporate World quality control, quality quality management, Quality assurance, accountability quality as transformation (mechanistic process) (social process) Information information systems as information systems Systems bureaucratic systems as social systems lower maturity, higher maturity, increasing IT Governance ignores social nature sensitivity to social nature Quality as reaction to audits, Quality by design, essentially summative closely linked to strategy
  • 16. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 17. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION Max Weber introduced the sociological concept of ‘iron cage’ to describe the rationalization of the industrial societies of the late 19th and early 20th centuries that imprisoned people in bureaucracies of technical efficiency, rational calculation and control
  • 18. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION The promotion of quality and comparability across universities in the face of tightening budgets and increased competition has led to an identical bureaucratization of Higher Education: •  increased coordination •  growth of power of central administration
  • 19. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION This is being described as: •  the neoliberal vision of higher education •  the market ideology informing higher education •  the replacement of innovation by accounting •  the short-sighted interpretation of comparisons between universities
  • 20. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 21. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 22. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 23. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 24. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 25. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 26. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION This Weberian pyramid of higher education, where everyone has a position to fill and a role to play is driving out of the academic ranks some of the more promising scientists and academic staff who do not want to work and live in an ‘iron cage’
  • 27. 3. THE WEBERIAN iRON CAGE OF HIGHER EDUCATION
  • 28. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 29. 4. BACK TO THE MISSING DIMENSION The strategic analysis that underlies the specification of the information systems is conducted within this bureaucratic mind-set about higher education It concentrates on short term visions led by cost and efficiency factors and systematically ignores people
  • 30. 4. BACK TO THE MISSING DIMENSION This leads to: •  bureaucratic task models forced upon the users (namely faculty) •  poorly structured workflows for collecting data from the users (namely faculty) •  lack of concern with user experience •  unsatisfactory usability
  • 31. 4. BACK TO THE MISSING DIMENSION Information Systems are, thus, part of the problem
  • 32. 4. BACK TO THE MISSING DIMENSION Can Information Systems be part of the solution? YES by being conceived with PEOPLE in mind
  • 33. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 34. 5. THE DESIGN CHALLENGES THE DESIGN CHALLENGES FOR IS/IT IN HIGHER EDUCATION The social nature of IS/IT solutions in Higher Education must be taken into account from the very beginning and through all the stages of the IT/IS lifecycle
  • 35. 5. THE DESIGN CHALLENGES DESIGN AS A PARTNERSHIP The design, management, and enhancement of the IS should be seen as a partnership between: •  stakeholders Traditional visions of IT Governance refer to business-IT alignment, •  business/management ignoring the existence of human stakeholders •  technology
  • 36. 5. THE DESIGN CHALLENGES PRINCIPLE OF SUSTAINABLE PARTNERSHIP For a partnership to be sustainable it must fulfil in permanence the interests and motivations of all the parts. If one of the parts feels it is losing, the partnership breaks down. Each part must make sure that all the other parts are happy with the partnership.
  • 37. 5. THE DESIGN CHALLENGES The common agreement that matches the interests of all the parts is known as the value proposition. The clarification of the value proposition requires that all the parts, and the relationships between them, be identified and the value for each part fully recognized.
  • 38. 5. THE DESIGN CHALLENGES The sustainability of the value proposition can be established and monitored at all stages of the Information System’s lifecycle with the help of social theories such as ACTOR NETWORK THEORY
  • 39. 5. THE DESIGN CHALLENGES Some important current dimensions of the IS/IT domain, such as: IT GOVERNANCE SERVICE SCIENCE, ENGINEERING AND DESIGN which were mostly technical in their origins are now becoming increasingly sensitive to the social nature of IS/IT
  • 40. 5. THE DESIGN CHALLENGES but some dark clouds could be looming in the horizon
  • 41. ACADEMIC ANALYTICS which can be an invaluable tool at the service of strategy and management in higher education can also have catastrophic implications, if used against social values and expectations of people
  • 42. 1. THE MISSING DIMENSION OF IS/IT IN HIGHER EDUCATION 2. FROM INDUSTRY TO HIGHER EDUCATION 3. THE WEBERIAN IRON CAGE OF HIGHER EDUCATION 4. BACK TO THE MISSING DIMENSION 5. THE DESIGN CHALLENGES 6. CONCLUSIONS
  • 43. 6. CONCLUSIONS Information Systems in Higher Education can and should be •  sociable •  socially sustainable
  • 44. 6. CONCLUSIONS For that to happen they must be designed with the social nature of Higher Education in mind and make invisible to the users the bureaucratic needs of management They should make people’s lives better: not worse
  • 45. 6. CONCLUSIONS Finally, they should be audited for compliance with the original concerns of Quality in Higher Education: people satisfaction of management collaborators (9%) (9%) policy & results of the leadership processes satisfaction strategy whole activity (10%) (14%) of students (15%) (8%) (20%) resources impact on (9%) society (6%)
  • 46. 6. CONCLUSIONS Shouldn’t information systems be up to the quality of the academic environment they are supposed to support?
  • 47. THE END On the Social Sustainability of Information Systems in Higher Education The slides will be made available at: http://www.slideshare.net/adfigueiredo June 20-22, 2012 EUNIS’12 – A 360º Perspective of IT/IS in Higher Education UTAD, Vlia Real, Portugal