This presentation provides a critical analysis of the potential of a health equity impact assessment.
Bob Gardner, Director of Policy
www.wellesleyinstitute.com
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Driving Health Equity Into Action Through Planning and Assessment
1. Driving Health Equity Into Action: The Potential of Health Equity Impact Assessment Bob Gardner Diversity and Equity in Mental Health Conference May 27, 2011
2. Starting Points health disparities in Ontario and Canada are pervasive and damaging but these disparities can be addressed through comprehensive health equity strategy equity strategy can be driven into action within the health system through equity-focused planning aligning equity with key system drivers such as sustainability and quality, and priorities such as ER, ALC, mental health, etc. building equity into ongoing performance management and service delivery investing in promising interventions, and pulling them together within a coherent and coordinated overall strategy enabling innovation through sharing and building on front-line and local initiatives, evaluation, and organizational learning focus today is on a key setting for implementing this overall strategy -- equity-focused planning and delivery of community-based mental health – using HEIA 2
3. Outline set the scene: challenge of systemic health inequities potential of health equity strategy to address them one pre-condition of an effective strategy is equity-focused planning and one useful tool is Health Equity Impact Assessment will sketch out background and potential of HEIA will work through several concrete planning scenarios 3
6. in addition, there are systemic disparities in access to and quality of care within the healthcare system
7. not just unfair and unjust, but health disparities make it more difficult to achieve provincial priorities such as ALCs, ER, diabetes, etc, and contribute to avoidable costs
8. enhancing health equity has become a clear priority – from the Province to LHINs to many providers
9. that’s why we need strategies, tools and best practices to build equity into effective system and service planning4
12. + inequitable service use:people living in the lowest-income neighbourhoods were somewhat more likely to use mental health services and to receive ECT much more likely to be hospitalized for depression however, individuals living in the lowest-income neighbourhoods accounted for lower mental health care costs, which suggests they either made fewer visits or received less expensive services than those living in the highest-income neighbourhoods. Source: POWER Study Vol 1 Exhibit 5a.9 6
14. Impact of Disparities inequality in how long people live difference btwn life expectancy of top and bottom income decile = 7.4 years for men and 4.5 for women + inequality in how well people live: more sophisticated analyses add the pronounced gradient in morbidity to mortality -> taking account of quality of life and developing data on health adjusted life expectancy even higher disparities btwn top and bottom = 11.4 years for men and 9.7 for women Statistics Canada Health Reports Dec 09 8
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16. impact of inadequate early childhood development, poverty, precarious employment, social exclusion, inadequate housing and decaying social safety nets on health outcomes is well established here and internationally
23. Three Cumulative and Inter-Dependent Levels Shape Health Inequities because of inequitable access to wealth, income, education and other fundamental determinants of health -> also because of broader social and economic inequality and exclusion-> along very similar lines, disadvantaged and vulnerable populations face systemic barriers within the health and other systems -> gradient of health in which more disadvantaged communities have poorer overall health and are at greater risk of many conditions some communities and populations are more vulnerable and have fewer capacities, resources and resilience to cope with the impact of health inequities these disadvantaged and vulnerable communities tend to have inequitable access to services and support they need 13
28. is also tied to widely accepted notions of fairness and social justice
29. The goal of health equity strategy is to reduce or eliminate socially and institutionally structured health inequalities and differential outcomes
30. A positive and forward-looking definition = equal opportunities for good health
31. Equity is a broad goal, including diversity in background, culture, race and identity14
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34. unless we address inequitable access and quality, healthcare and health promotion could make overall disparities even worse
35. at the least, the goal is to ensure equitable access to care/support for all who need it, regardless of their social positionEquity Into Health System: Why 16
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37. through a multi-pronged strategy:building health equity into all health care planning and delivery doesn’t mean all programs are all about equity but all take equity into account in planning their services and outreach aligning equity with system drivers and priorities embedding equity in provider organizations’ deliverables, incentives and performance management targeting some resources or programs specifically to addressing disadvantaged populations or key access barriers looking for investments and interventions that will have the highest impact on reducing health disparities or enhancing the opportunities for good health of the most vulnerable while thinking up-stream to health promotion and addressing the underlying determinants of health Equity Into Health System: How 17
38. Equity Into Health System: How II while health disparities are pervasive and deep-rooted, they can be changed through policy and program action comprehensive strategy developed in 2008 for Toronto Central LHIN many recommendations have been acted on other LHINs are also prioritizing and moving to address health disparities 18
56. i.e. is the main problem language barriers, lack of coordination among providers, sheer lack of services in particular neighbourhoods, etc.
57. which requires good local research and detailed information – speaks to great potential of community-based research
58. involvement of local communities and stakeholders in planning and priority setting is critical to understanding the real local problems
59. requires an array of effective and practical equity-focused planning tools21
60. Equity-Focused Planning Tools quick check to ensure equity is considered in all service delivery/planning take account of disadvantaged populations, access barriers and related equity issues in program planning and service delivery assess current state of provider organization determine needs of communities facing health disparities assess impact of programs/interventions on health disparities and disadvantaged populations simple equity lens Health Equity Impact Assessment equity audits and/or HEIA equity-focused needs assessment equity-focused evaluation 22
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63. final version of template and workbook released by Ministry in 2011 see their page at http://www.health.gov.on.ca/en/pro/programs/heia/background.aspx
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67. HEIA Into Practice: Five Stages preliminary stage = scoping could the policy or initiative have a differential or inequitable impact on different groups? if yes, consider HEIA analyze how the planned program or initiative affects health equity for particular populations list of health disadvantaged populations – not exhaustive potential impact on social determinants of health assess potential positive and negative impacts of the initiative on the population(s) develop strategies to build on positive and mitigate negative impacts plan how implementation of the initiative will be monitored to assess its impact 27
72. We are developing a drop-in counselling and support program for people with mental health needs in a poor neighbourhood. The whole point is to provide better services to a disadvantaged community. But are there other factors we need to take into account?
73. There are higher rates to re-admission for psychiatric patients from a poor neighbourhood. What can be done? 30
147. can’t just measure activity – number or % of pop’n that participated in a program or received particular services
148. need to measure health outcomes – even when impact only shows up in long-term
149. need to assess reach -- who isn’t signing up or getting the services they need?
150. need to differentiate those with greatest need = who programs most need to reach and keep to have an impact50
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152. start from clear theory of how we think better planning will reduce health inequities51
153. taking account of social constraints & conditions not just individual programs but coordination, partnerships & collaboration 52
154. enhanced access to primary care & health promotion for most disadvantaged up-stream heath conditions & opportunities improve fastest for those in greatest need 53
157. I would be interested in any comments on the ideas in this presentation and any information or analysis on initiatives or experience that address health equityFollowing Up 54
158. Wellesley Roadmap for Action on the Social Determinants of Health look widely for ideas and inspiration from jurisdictions with comprehensive health equity policies, and adapt flexibly to Canadian, provincial and local needs and opportunities; address the fundamental social determinants of health inequality – macro policy is crucial, reducing overall social and economic inequality and enhancing social mobility are the pre-conditions for reducing health disparities over the long-term; develop a coherent overall strategy, but split it into actionable and manageable components that can be moved on; act across silos – inter-sectoral and cross-government collaboration and coordination are vital; set and monitor targets and incentives – cascading through all levels of government and program action; 55
159. Wellesley Roadmap II 6 rigorously evaluate the outcomes and potential of program initiatives and investments – to build on successes and scale up what is working; 7 act on equity within the health system: making equity a core objective and driver of health system reform – every bit as important as quality and sustainability; eliminating unfair and inefficient barriers to access to the care people need; targeting interventions and enhanced services to the most health disadvantaged populations; 8 invest in those levers and spheres that have the most impact on health disparities such as: enhanced primary care for the most under-served or disadvantaged populations; integrated health, child development, language, settlement, employment, and other community-based social services; 56
160. Wellesley Roadmap III 9 act locally – through well-focussed regional, local or neighbourhood cross-sectoral collaborations and integrated initiatives; 10 invest up-stream through an equity lens – in health promotion, chronic care prevention and management, and tackling the roots of health disparities; 11 build on the enormous amount of local imagination and innovation going on among service providers and communities across the country; 12 pull all this innovation, experience and learning together into a continually evolving repertoire of effective program and policy instruments, and into a coherent and coordinated overall strategy for health equity. 57
these damaging disparities = the problem we are trying to solvethese disparities + and their impact on people's ability to cope with health challenges = vital part of the context for all health, home and related service delivery
mental health is crucial component of overall well-being – also major provincial prioritysame social gradient of mental health
OHIP core services
Getting specific on concrete impact of health disparities on quality of livesactivities of ¼ of low income people are limited by pain = 2X than high income
In: that's impact on daily livesthat type of impact adds up over people's livesesp.. impt in this context – home and community services deal with the impact of chronic conditions and inequitable morbidity
reinforcing nature of social determinants on health disparities = complex problemsignificance for key priorities = crucial part of managing diabetes and other chronic conditions is good nutrition need to assess this and other facets of people’s living conditions and resources for case management and planning – what % of mw clients face food insecurityneed to customize services to meet complex and often more challenging needs of disadvantaged populations
this complexity is felt on the ground at program levelhighlights need to drill down to identify underlying basis of problems introduce term if needed to further illustrate complexity of landscape? inter-sectionality – reflecting the fact that personal identities, group dynamics and relations of power and opportunity do not reflect a single line of oppression/identity such as gender, race or class, but their reinforcing and interacting nature
another way of looking at this complexity and what to do about itcommunity resilience and capacities operates at key intersections herethis highlights that SDoH can be driven into action on the ground through:community-based development or capacity building e.g. community development workers in many CHCscross-sectoral collaborations – many local mh groups and networkscross-sectoral planning tables and processesto drive local coordinated action e..g comprehensive community initiatives such as Vibrant Communities or common pattern in European health equity strategies of concentrated/coordinated local investment/focusa central issue is how to build mental health into all that
Principle applies throughout system – at provider and often at program level as well
practical local example – esp. impt to UHN
In: start from solid strategic commitment – which you haveopenings: providers and LHINs are mandated to undertake community engagement
Sick Kids analysis of patients by neighbourhood income levelneed to match tools to purpose
need to match tools to purpose can adapt to particular care and disciplinary settings
tool --- better to think of as a process
where workbook comes in:provides definitions, examples, prompts and possible questionsis set up to help users work through the HEIA process in a step-by-step wayusers simply fill out the appropriate tables in workbook itself to complete their HEIAthe workbook was designed so it can be adapted to become a Web-based interactive resource
highlights looking for unintended consequences
which is equity-orientated by def’nthis is about need to drill down to complexities and specifics
which is equity-orientated by def’nthis is about need to drill down to complexities and specificsfor place-based = need to take account of built and social environment
variations would not just be unfair, but contribute to avoidable complications – quality issue – and costspart of bigger picture:here also would drill down at scoping stage to specify the problem:variations in treatment?are there variations in outcomes – immediate success of treatment, longer-term recovery, morbidity, re-admissions?
Step 2 – identifying possible impactsevidence tells us what does that meanStep 3 -- identifying possible mediating or remedial actionson the face of it, not much hospitals and other providers can do about social conditions?but drilling down, can actthese remedial actions seem beyond hospital mandatebut what if relatively modest costs and programs reduced re-admission and attendant costs?Sick Kids partnership with Law Society to provide landlord, legal and other support for poor families – assuming this will support children’s healthrole for LHINs in just this kind of experiment and innovation?
Step 2 – identifying possible impactsevidence indicates a fairly obvious implicationwhat else?any access barriers?Step 3 -- identifying possible mediating or remedial actionsbut drilling down, can act
many experts see recs for action as critical stage – no point in identifying inequitable impacts if nothing is going to be doneStep 4 -- monitoring impacts -- need to think about that as part of HEIA process and set up evaluation mechanisms from the start
recognizing that what gets measured, matters
if time is tight – end hereif not, skip
a few illustrative questions for eachwould need to drill down even deeper in working group