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Cooperation of HRB with healthcare providers and 
communication with their operational information 
systems 
WCIT 2014, September 30, 2014 
Guadalajara, Mexico 
Reinhold Haux 
Maik Plischke 
Markus Wagner 
et al.
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
on PLRI 
Prof. Reichertz 
1930 - 1987 
1974 
Foundation of 
the Institute 
for Medical 
Informatics at 
MHH 
1969 
P.L. Reichertz 
became professor 
at MHH 
(Development of 
the MSH) 
40 
years 
medical 
informa1cs 
1975-1988 
Minor subject 
medicine at computer 
science program of 
TU Braunschweig, 
organized by Prof. 
Reichertz 
Prof. Pretschner 
1938 - 2007 
1986 
D.P. 
Pretschner 
became 
professor at 
Univ. of 
Hildesheim 
1997 
Prof. D.P. 
Pretschner 
moved to TU 
Braunschweig 
1996 
Foundation of 
the Institute for 
Medical 
Informatics at 
TU 
Braunschweig 
2007 
Foundation 
of PLRI 
2004 
Retirement of 
Prof. D.P. 
Pretschner
© Gesundheitsdatenbank für Niedersachsen 
PLRI – Peter L. Reichertz Institute for Med. Informatics 
Prof. Reichertz 
1930 - 1987 
? 
1974 
Foundation of 
the Institute for 
Medical 
Informatics at 
MHH 
1969 
P.L. Reichertz 
became professor at 
MHH 
(Development of the 
MSH) 
1975-1988 
Minor subject medicine 
at computer science 
program of TU 
Braunschweig, 
organized by Prof. 
Reichertz 
Prof. Pretschner 
1938 - 2007 
1986 
D.P. Pretschner 
became 
professor at 
Univ. of 
Hildesheim 
1997 
Prof. D.P. 
Pretschner 
moved to TU 
Braunschweig 
1996 
Foundation of the 
Institute for 
Medical 
Informatics at TU 
Braunschweig 
2007 
Foundation 
of PLRI 
2004 
Retirement of 
Prof. D.P. 
Pretschner 
40 
years 
medical 
informa1cs
© Gesundheitsdatenbank für Niedersachsen 
PLRI – Peter L. Reichertz Institute for Med. Informatics 
Prof. Reichertz 
1930 - 1987 
? 
1974 
Foundation of 
the Institute for 
Medical 
Informatics at 
MHH 
1969 
P.L. Reichertz 
became professor at 
MHH 
(Development of the 
MSH) 
1975-1988 
Minor subject medicine 
at computer science 
program of TU 
Braunschweig, 
organized by Prof. 
Reichertz 
Prof. Pretschner 
1938 - 2007 
1986 
D.P. Pretschner 
became 
professor at 
Univ. of 
Hildesheim 
1997 
Prof. D.P. 
Pretschner 
moved to TU 
Braunschweig 
1996 
Foundation of the 
Institute for 
Medical 
Informatics at TU 
Braunschweig 
2007 
Foundation 
of PLRI 
2004 
Retirement of 
Prof. D.P. 
Pretschner 
40 
years 
medical 
informa1cs
© Gesundheitsdatenbank für Niedersachsen
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
on PLRI 
loca1on 
TU 
Braunschweig 
loca1on 
TU 
MH 
Hannover 
health-enabling technologies 
Standort 
TU 
Braunschweig 
health information systems and management 
other research directions, ... 
research 
educa1on 
≥ 25 faculty, 3 (full/assoc.) professorships 
computer science 
business information technol. 
computer and comm. eng. 
medicine 
dentistry 
medical informatics
© Gesundheitsdatenbank für Niedersachsen 
The eHealth.Braunschweig project 
Secondary 
process 
Primary 
process 
Patient-oriented regional health care network 
Funded by the European Union 
Duration: 2009-2012 
Follow-up funding: 2013-2014 
Information management 
Marketing 
Quality management 
At home General practitioner outpatient inpatient Rehabilitation (Home) care 
Transinstitutional information system
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
Lessons learned …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
The Lower Saxony Bank of Health (LSBH) was founded in 2011 basing on 
results of the eHealth.Braunschweig project. 
Motivation: Establishment of a standard compliant solution for intersectoral 
communication in health care 
As independent and neutral organization (act as trustee) the LSBH 
will undertake legal and organizational tasks and provide central technical 
services, with which actors of the health care are able to network in a better 
way. 
LSBH is (to our knowledge) 
the first initiative of this 
kind in Germany.
© Gesundheitsdatenbank für Niedersachsen 
Organizational structure of the LSBH 
Lower Saxony Bank of Health 
Technical Experts Health Care Experts 
Committee Commitee 
Experts Committee Hospital A 
Participants of the network form 
the groups of: 
• Customers 
• Health Care and Technical 
Hospital B 
Resident doctors 
… 
Advisory Board 
Rehabilitation 
facility 
Academic: 
• Peter L. Reichertz Institute for Medical Informatics 
Participants – Care Providers: 
• Braunschweig Medical Center 
• Association of Statutory Health Insurance Physicians 
Lower Saxony 
Governmental: 
• Ministry of Economy 
• Braunschweig City Council 
Other: 
• OFFIS e.V. 
• LINEAS Systeme GmbH
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Data storage 
• Medical data of individuals should still remain stored at HCPs 
 different to central data storage idea of IHRB. Why? 
Reasons for decision (patients & HCP): 
• Achieve high acceptance and trust from patients ( permits data 
provision for and by LSBH) 
▶ Minimize patient’s fear of data misuse  Concerns of illegal data 
analysis or transfer to unknown third parties higher for central storage 
▶ Keep doctor-patient confidentiality  Legal privacy protection for 
medical documents expires in Germany if they are stored by a “non 
-HCP”/IHRB
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Data storage 
• Medical data of individuals should still remain stored at HCPs 
Reasons for decision (patients & HCP): 
• Achieve good commitment from HCPs ( provide many documents) 
▶ Voluntary provision of electronic documents 
▶ Patient has the right to get insight in the original EMR of a HCP 
▶ Patient has the right to get a (paper based) copy of the original EMR (but has to 
pay the efforts) 
▶ No explicit legal regulation for electronic copies yet 
▶ Many HCPs want to keep “their” documents in their range of 
influence  different opinions of data ownership
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Data storage 
Chosen Architecture – IHE XDS Affinity Domain 
Registry / Repository 
Profiles 
PIX/PDQ, XDS, 
XCA 
ATNA, XUA … 
Local node 
doc. source, doc. consumer 
doc. repository 
Patient Record 
Depart. X 
Drug / 
medication DB Communication server 
Regional node (LSBH) 
● On independent regional level 
● Master Patient Index (MPI) and 
Document Registry 
Local node (HCP): 
● Encapsulation of IHE acteurs 
Advantage using IHE: base for future national network solutions and cross-border communication of 
medical data (e.g. the epSOS project in Europe) 
Doctor‘s office 
Local node 
doc. source, doc. consumer 
doc. repository 
Local node 
doc. source, doc. consumer 
doc. repository 
Care 
Hospital home 
Web / 
portal 
application 
Web / portal 
application 
Administration 
system 
Clinical 
information 
system 
Administration system 
Electronic 
Patient 
Record 
and 
archive 
Depart. Y 
Nursing 
documentation 
and recording 
system 
Administration 
system 
LSBH 
Copy of 
attested 
document 
Benefit from already successful 
routine installations (e.g. Austria) 
and progress in standardization. 
 Personal EHR 
 Directed communication
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Data storage 
Central storage as separate hosting service for HCP 
Registry / Repository 
Profiles 
PIX/PDQ, XDS, 
XCA 
ATNA, XUA … 
Local node 
doc. source, doc. consumer 
doc. repository 
Depart. X 
Drug / 
medication DB Communication server 
Doctor‘s office 
Local node 
doc. source, doc. consumer 
doc. repository 
Local node 
doc. source, doc. consumer 
doc. repository 
Care 
Hospital home 
Web / 
portal 
application 
Web / portal 
application 
Patient Record 
Administration 
system 
Clinical 
information 
system 
Administration system 
Electronic 
Patient 
Record 
and 
archive 
Depart. Y 
Nursing 
documentation 
and recording 
system 
Administration 
system 
LSBH
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Data storage 
Complete central data storage technically possible but not intended 
Registry / Repository 
Profiles 
PIX/PDQ, XDS, 
XCA 
ATNA, XUA … 
Local node 
doc. source, doc. consumer 
doc. repository 
Depart. X 
Drug / 
medication DB Communication server 
Doctor‘s office 
Local node 
doc. source, doc. consumer 
doc. repository 
Local node 
doc. source, doc. consumer 
doc. repository 
Care 
Hospital home 
Web / 
portal 
application 
Web / portal 
application 
Patient Record 
Administration 
system 
Clinical 
information 
system 
Administration system 
Electronic 
Patient 
Record 
and 
archive 
Depart. Y 
Nursing 
documentation 
and recording 
system 
Administration 
system 
LSBH
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Patient control 
• Only individuals respectively by his/her authorized HCPs should 
be able to access their medical data. 
• The will of the individual has to be taken into account. 
According to German data protection law undirected communication of 
medical data requires an informed consent of the patient (Opt-In). 
Two-stage consent procedure chosen for communication platform: 
1. Registration consent: Patient allows his/her current HCP the 
registration of documents of the actual treatment context. 
2. Retrieval consent: Patient allows his/her current HCP the retrieval of 
already registered documents.
© Gesundheitsdatenbank für Niedersachsen 
Basic principles of the LSBH (excerpt) 
Data usage 
• All services of the LSBH are known to the respective individuals 
and HCPs. 
• As a rule the data is used by a HCP for the health care of an 
affected individual. 
 The LSBH will not offer or allow a usage of the data by third parties, 
which is not known by the affected individual or the affected HCP. 
 In first phase of the LSBH no data is provided for clinical research.
© Gesundheitsdatenbank für Niedersachsen 
Perspective: Services of the LSBH 
Functional 
▶ Referral / Discharge documents 
▶ Transition care 
▶ Transition MRSA 
▶ Lab communication 
▶ Image communication TNW 
Administrative 
▶ MPI patient identification 
▶ HP identification / authentication 
▶ XDS referencing 
▶ Clearing 
▶ ATNA logging 
▶ XCA gateway to other domains 
Technical 
▶ Long-term archiving, backups 
▶ Monitoring, support and maintenance etc. 
Functional services 
Referral / 
Discharge 
management 
MRSA … 
Administrative services 
MPI XDS XCA MPI … 
Technical services 
Source: PhD thesis Dr. Nathalie Gusew, 30.01.2012
© Gesundheitsdatenbank für Niedersachsen 
Current status 
Stage 4: further extension 
Stage 3: „Prototype 1.0“ Connecting further hospitals 
and resident doctors 
Stage 2: Connecting Braunschweig Medical Center and migrate 
existing directed communication to IHE infrastructure 
Stage 1: Setup of central components of the communication 
infrastructure
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
References …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
References …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
References …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
Important milestone work and publications …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
Important milestone work and publications …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
Important milestone work and publications …
© Gesundheitsdatenbank für Niedersachsen 
Lower Saxony Bank of Health 
Important milestone work and publications …
© Gesundheitsdatenbank für Niedersachsen 
Further information: 
www.gd-bank.de (in German) 
www.IMIA.org 
IMIA Working Group on 
Health Record Banking 
www.plri.de 
Peter 
L. 
Reichertz 
Ins1tute 
for 
Medical 
Informa1cs 
University 
of 
Braunschweig 
and 
Hannover 
Medical 
School 
www.plri.de

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Cooperation of HRB with Healthcare Providers and Communication with their Operational Information Systems

  • 1. Cooperation of HRB with healthcare providers and communication with their operational information systems WCIT 2014, September 30, 2014 Guadalajara, Mexico Reinhold Haux Maik Plischke Markus Wagner et al.
  • 2. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health on PLRI Prof. Reichertz 1930 - 1987 1974 Foundation of the Institute for Medical Informatics at MHH 1969 P.L. Reichertz became professor at MHH (Development of the MSH) 40 years medical informa1cs 1975-1988 Minor subject medicine at computer science program of TU Braunschweig, organized by Prof. Reichertz Prof. Pretschner 1938 - 2007 1986 D.P. Pretschner became professor at Univ. of Hildesheim 1997 Prof. D.P. Pretschner moved to TU Braunschweig 1996 Foundation of the Institute for Medical Informatics at TU Braunschweig 2007 Foundation of PLRI 2004 Retirement of Prof. D.P. Pretschner
  • 3. © Gesundheitsdatenbank für Niedersachsen PLRI – Peter L. Reichertz Institute for Med. Informatics Prof. Reichertz 1930 - 1987 ? 1974 Foundation of the Institute for Medical Informatics at MHH 1969 P.L. Reichertz became professor at MHH (Development of the MSH) 1975-1988 Minor subject medicine at computer science program of TU Braunschweig, organized by Prof. Reichertz Prof. Pretschner 1938 - 2007 1986 D.P. Pretschner became professor at Univ. of Hildesheim 1997 Prof. D.P. Pretschner moved to TU Braunschweig 1996 Foundation of the Institute for Medical Informatics at TU Braunschweig 2007 Foundation of PLRI 2004 Retirement of Prof. D.P. Pretschner 40 years medical informa1cs
  • 4. © Gesundheitsdatenbank für Niedersachsen PLRI – Peter L. Reichertz Institute for Med. Informatics Prof. Reichertz 1930 - 1987 ? 1974 Foundation of the Institute for Medical Informatics at MHH 1969 P.L. Reichertz became professor at MHH (Development of the MSH) 1975-1988 Minor subject medicine at computer science program of TU Braunschweig, organized by Prof. Reichertz Prof. Pretschner 1938 - 2007 1986 D.P. Pretschner became professor at Univ. of Hildesheim 1997 Prof. D.P. Pretschner moved to TU Braunschweig 1996 Foundation of the Institute for Medical Informatics at TU Braunschweig 2007 Foundation of PLRI 2004 Retirement of Prof. D.P. Pretschner 40 years medical informa1cs
  • 6. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health on PLRI loca1on TU Braunschweig loca1on TU MH Hannover health-enabling technologies Standort TU Braunschweig health information systems and management other research directions, ... research educa1on ≥ 25 faculty, 3 (full/assoc.) professorships computer science business information technol. computer and comm. eng. medicine dentistry medical informatics
  • 7. © Gesundheitsdatenbank für Niedersachsen The eHealth.Braunschweig project Secondary process Primary process Patient-oriented regional health care network Funded by the European Union Duration: 2009-2012 Follow-up funding: 2013-2014 Information management Marketing Quality management At home General practitioner outpatient inpatient Rehabilitation (Home) care Transinstitutional information system
  • 8. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health Lessons learned …
  • 9. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health The Lower Saxony Bank of Health (LSBH) was founded in 2011 basing on results of the eHealth.Braunschweig project. Motivation: Establishment of a standard compliant solution for intersectoral communication in health care As independent and neutral organization (act as trustee) the LSBH will undertake legal and organizational tasks and provide central technical services, with which actors of the health care are able to network in a better way. LSBH is (to our knowledge) the first initiative of this kind in Germany.
  • 10. © Gesundheitsdatenbank für Niedersachsen Organizational structure of the LSBH Lower Saxony Bank of Health Technical Experts Health Care Experts Committee Commitee Experts Committee Hospital A Participants of the network form the groups of: • Customers • Health Care and Technical Hospital B Resident doctors … Advisory Board Rehabilitation facility Academic: • Peter L. Reichertz Institute for Medical Informatics Participants – Care Providers: • Braunschweig Medical Center • Association of Statutory Health Insurance Physicians Lower Saxony Governmental: • Ministry of Economy • Braunschweig City Council Other: • OFFIS e.V. • LINEAS Systeme GmbH
  • 11. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Data storage • Medical data of individuals should still remain stored at HCPs  different to central data storage idea of IHRB. Why? Reasons for decision (patients & HCP): • Achieve high acceptance and trust from patients ( permits data provision for and by LSBH) ▶ Minimize patient’s fear of data misuse  Concerns of illegal data analysis or transfer to unknown third parties higher for central storage ▶ Keep doctor-patient confidentiality  Legal privacy protection for medical documents expires in Germany if they are stored by a “non -HCP”/IHRB
  • 12. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Data storage • Medical data of individuals should still remain stored at HCPs Reasons for decision (patients & HCP): • Achieve good commitment from HCPs ( provide many documents) ▶ Voluntary provision of electronic documents ▶ Patient has the right to get insight in the original EMR of a HCP ▶ Patient has the right to get a (paper based) copy of the original EMR (but has to pay the efforts) ▶ No explicit legal regulation for electronic copies yet ▶ Many HCPs want to keep “their” documents in their range of influence  different opinions of data ownership
  • 13. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Data storage Chosen Architecture – IHE XDS Affinity Domain Registry / Repository Profiles PIX/PDQ, XDS, XCA ATNA, XUA … Local node doc. source, doc. consumer doc. repository Patient Record Depart. X Drug / medication DB Communication server Regional node (LSBH) ● On independent regional level ● Master Patient Index (MPI) and Document Registry Local node (HCP): ● Encapsulation of IHE acteurs Advantage using IHE: base for future national network solutions and cross-border communication of medical data (e.g. the epSOS project in Europe) Doctor‘s office Local node doc. source, doc. consumer doc. repository Local node doc. source, doc. consumer doc. repository Care Hospital home Web / portal application Web / portal application Administration system Clinical information system Administration system Electronic Patient Record and archive Depart. Y Nursing documentation and recording system Administration system LSBH Copy of attested document Benefit from already successful routine installations (e.g. Austria) and progress in standardization.  Personal EHR  Directed communication
  • 14. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Data storage Central storage as separate hosting service for HCP Registry / Repository Profiles PIX/PDQ, XDS, XCA ATNA, XUA … Local node doc. source, doc. consumer doc. repository Depart. X Drug / medication DB Communication server Doctor‘s office Local node doc. source, doc. consumer doc. repository Local node doc. source, doc. consumer doc. repository Care Hospital home Web / portal application Web / portal application Patient Record Administration system Clinical information system Administration system Electronic Patient Record and archive Depart. Y Nursing documentation and recording system Administration system LSBH
  • 15. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Data storage Complete central data storage technically possible but not intended Registry / Repository Profiles PIX/PDQ, XDS, XCA ATNA, XUA … Local node doc. source, doc. consumer doc. repository Depart. X Drug / medication DB Communication server Doctor‘s office Local node doc. source, doc. consumer doc. repository Local node doc. source, doc. consumer doc. repository Care Hospital home Web / portal application Web / portal application Patient Record Administration system Clinical information system Administration system Electronic Patient Record and archive Depart. Y Nursing documentation and recording system Administration system LSBH
  • 16. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Patient control • Only individuals respectively by his/her authorized HCPs should be able to access their medical data. • The will of the individual has to be taken into account. According to German data protection law undirected communication of medical data requires an informed consent of the patient (Opt-In). Two-stage consent procedure chosen for communication platform: 1. Registration consent: Patient allows his/her current HCP the registration of documents of the actual treatment context. 2. Retrieval consent: Patient allows his/her current HCP the retrieval of already registered documents.
  • 17. © Gesundheitsdatenbank für Niedersachsen Basic principles of the LSBH (excerpt) Data usage • All services of the LSBH are known to the respective individuals and HCPs. • As a rule the data is used by a HCP for the health care of an affected individual.  The LSBH will not offer or allow a usage of the data by third parties, which is not known by the affected individual or the affected HCP.  In first phase of the LSBH no data is provided for clinical research.
  • 18. © Gesundheitsdatenbank für Niedersachsen Perspective: Services of the LSBH Functional ▶ Referral / Discharge documents ▶ Transition care ▶ Transition MRSA ▶ Lab communication ▶ Image communication TNW Administrative ▶ MPI patient identification ▶ HP identification / authentication ▶ XDS referencing ▶ Clearing ▶ ATNA logging ▶ XCA gateway to other domains Technical ▶ Long-term archiving, backups ▶ Monitoring, support and maintenance etc. Functional services Referral / Discharge management MRSA … Administrative services MPI XDS XCA MPI … Technical services Source: PhD thesis Dr. Nathalie Gusew, 30.01.2012
  • 19. © Gesundheitsdatenbank für Niedersachsen Current status Stage 4: further extension Stage 3: „Prototype 1.0“ Connecting further hospitals and resident doctors Stage 2: Connecting Braunschweig Medical Center and migrate existing directed communication to IHE infrastructure Stage 1: Setup of central components of the communication infrastructure
  • 20. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health References …
  • 21. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health References …
  • 22. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health References …
  • 23. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health Important milestone work and publications …
  • 24. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health Important milestone work and publications …
  • 25. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health Important milestone work and publications …
  • 26. © Gesundheitsdatenbank für Niedersachsen Lower Saxony Bank of Health Important milestone work and publications …
  • 27. © Gesundheitsdatenbank für Niedersachsen Further information: www.gd-bank.de (in German) www.IMIA.org IMIA Working Group on Health Record Banking www.plri.de Peter L. Reichertz Ins1tute for Medical Informa1cs University of Braunschweig and Hannover Medical School www.plri.de