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The Evolution of Continuing Medical Education
Implications for Navigating New Requirements for Performance Evaluation and
Maintenance of Certification and Licensure

Tristan Gorrindo, MD
MGH Psychiatry
Grand Rounds
www.mghcme.org

1
Disclosures

Dr. Gorrindo has no disclosures to report.

www.mghcme.org

2
Learning objectives
• Examine the new constructs which are driving
changes in CME and Maintenance of
Certification
• Describe new requirements for CME and MOC
• Create a path for your own professional
development

www.mghcme.org

3
Two Dominant Trends

1. Education should be
meaningful to patient
care
2. Education should be an
active and deliberate
process
www.mghcme.org

4
Trend 1: Impact is measurable

Live
Lecture
Format

Performance
Improvement CME

Simulation

www.mghcme.org

5
Trend 1: Levels of Educational Outcomes
Level 6:
Patient
Health
Level 5:
Performance

Chart Audits

Level 4: Competence

Clinical Simulation

Level 3b: Procedural
Knowledge
Level 3a: Declarative Knowledge

Interactive Webinars
Live Symposia

Level 2: Satisfaction

Level 1: Participation

Moore’s Model

www.mghcme.org

Source: Moore, J Cont Ed Health Prof, 29(1):1-15,2009
6
Trend 2: Education is deliberate

A THREE Component Educational Program Design
Model

Needs and
Objectives

Educational
Intervention

Evaluation and
Assessment

Adapted from Moore, J Cont Ed Health Prof, 29(1):1-15,2009
www.mghcme.org

7
Trend 2: Education is deliberate

• Tied to competencies
– As seen in UME and
GME

•
•
•
•
•
•

Patient Care
Knowledge
Communication
Professionalism
Practice-based learning
System-based practice

• Content requirements
are being defined
externally

www.mghcme.org

8
Physician Requirements
Physicians / Groups:
Professional self-regulation
MGPO QI
Program

Hospital
Accreditation
Bodies
Protect patients

Dept / Group
Quality Efforts

Care Redesign

P4P Measures

Credentialing /
Re-Credentialing

Payer Credentialing
Privileging
Meaningful Use

Payers:
Attract and protect
consumers

OPPE / FPPE
ICD-10 / DSM

Board Exams (MOC III)
Maintenance of
Certification
(Part IV)
Specialty Boards:
Professional
self-regulation

Maintenance
of
Certification
(Part II)

Licensing
Requirements
Board of Registration in Medicine
Protect public from harm
www.mghcme.org

9
Two Dominant Trends

1. Education should be meaningful to
patient care
2. Education should be an active and
deliberate process
Challenges for clinicians:
Complicated
Time of transition
www.mghcme.org

10
The Post-graduate Puzzle
MOC-4

MOC-2

Education

MOC-3

& Assessment
MOL

MOC-1

OPPE &
FPPE

CME

www.mghcme.org

11
The Post-graduate Puzzle
CME – Continuing Medical Education
(Credits)
MOC – Maintenance of Certification

MOL – Maintenance of Licensure
OPPE – Ongoing Professional Practice
Evaluation
FPPE – Focused Professional Practice
Evaluation

www.mghcme.org

12
Dr. Seasoned
- Board certified in Adult
Psychiatry in 1989
- Holds a massachusetts
medical license
- Sees patients on the
inpatient unit

www.mghcme.org

13
Dr. MidCareer
- Board certified in adult in
1995 and child in 1997
- Valid state medical license
- Sees patients at MGH
Charlestown Health Center

www.mghcme.org

14
Dr. Junior
- Board certified in 2012 in
adult psychiatry and
addictions psychiatry in
2013
- Valid state medical
license
- Works in the West End
clinic
www.mghcme.org

15
Dr. Behaves
- Licensed psychologist in
MA since 1999
- Conducts research in
addition to providing
clinical care

www.mghcme.org

16
Definitions

CME

MOL

MOC

OPPE

www.mghcme.org

17
Continuing Medical Education (CME) Credits

CME Credits
Category 1
Live

Enduring

PICME

Journal
Review

Papers &
Posters

Category 2
Teaching

Teaching

Self-study

Peersupervision

Consultation
with
education

Peer-review

Caseconference

Selfassessment

www.mghcme.org

18
www.mghcme.org

19
Massachusetts State Requirements

100 Credits Every 2 years
(“majority in area of practice”)
Category 1: > 40 hours
Risk Management: 10 hours (>4 Cat 1)
Pain & Opioid Education: 3 hours (Cat 1 or Cat 2)
End of Life: 2 hours (Cat 1 or Cat 2)
Board of Medicine Regulations: 2 hours (Cat 2)
Electronic Medical Record: Coming 2015
www.mghcme.org

20
www.mghcme.org

21
Maintenance of Certification (MOC)
Certification after

NO

Oct 1, 1994

Grandfathered out of
MOC process

MOC-1 Prof Standing
YES
MOC-2 Self-Asst & CME

Last Recert
Before 2012,
Then 10-year
MOC
OR

MOC-3 Cognitive Exam

Last Recert
2012 or later,
Then MOC-C

MOC-4 Perform in Pract
www.mghcme.org

22
MOC 1
MOC-1 Professional Standing

- Continuously hold an active, full,
and unrestricted license to practice
medicine in at least one state

www.mghcme.org

23
MOC-2
MOC-2 Self-Assessment & CME

• Self-Assessment Activities
– Quiz of your knowledge to identify further gaps
– Starting Jan 1 only approved products
– Only completion gets reported to board

• 30 specialty or subspecialty CME credits
(  MA state requirements)
www.mghcme.org

24
MOC-2
MOC-2 Self-Assessment & CME

Year Certified or
Recertified

CME

Self-Assessment

2004

240

20

2005

270

40

2006

300

60

2007-2011

300

80

2012

MOC-C Program

PIP

MOC-C Program

www.mghcme.org

25
MOC-3
MOC-3 Cognitive Exam

• Once every 10 years
• To sit, all MOC requirements
must be satisfied (audit 5%)
• 215 questions; Computeradministered via Pearson
VUE Centers

www.mghcme.org

26
MOC-3
MOC-3 Cognitive Exam

• Combined Exams Available
– Addiction Psychiatry
Child and Adolescent Psychiatry
Forensic Psychiatry
Geriatric Psychiatry
– 100 additional questions per specialty

www.mghcme.org

27
MOC-3
MOC-3 Cognitive Exam

DSM-5
• 2013 and 2014
–

•

2015 and 2016
–

•

Will continue to use DSM-IV-TR

Will use classifications and diagnostic criteria that have not
changed from DSM-IV-TR to DSM-5

2017+
–

Will use DSM-5 classifications and diagnostic criteria

www.mghcme.org

28
MOC-4
MOC-4 Performance in Practice

Clinical Module
• 5 Patient charts
• 4 quality measures
• Re-measurement within
24 months of another 5
patients

• Starting Jan 1 only approved products
• Only Completion is reported to the ABPN

Feedback Module
• 5 peers and 5 patients
• Identify opportunities for
improvement
• Re-measurement: within
24 months

www.mghcme.org

29
www.mghcme.org

30
www.mghcme.org

31
www.mghcme.org

32
MOC-4
MOC-4 Performance in Practice

Year Certified or
Recertified

CME

Self-Assessment

PIP

2004

240

20

1

2005

270

40

1

2006

300

60

2

2007-2011

300

80

3

2012

MOC-C Program

MOC-C Program

MOC-C Program

www.mghcme.org

33
Maintenance of Certification (MOC)
Certification after

NO

Oct 1, 1994

Grandfathered out of
MOC process

MOC-1 Prof Standing
YES
MOC-2 Self-Asst & CME

Last Recert
Before 2012,
Then 10-year
MOC
OR

MOC-3 Cognitive Exam

Last Recert
2012 or later,
Then MOC-C

MOC-4 Perform in Pract
www.mghcme.org

34
Maintenance of Certification (MOC)
Certification after

NO

Oct 1, 1994

Grandfathered out of
MOC process

MOC-1 Prof Standing
YES
MOC-2 Self-Asst & CME

Last Recert
Before 2012,
Then 10-year
MOC
OR

MOC-3 Cognitive Exam

Last Recert
2012 or later,
Then MOC-C

MOC-4 Perform in Pract
www.mghcme.org

35
Maintenance of Certification (MOC)
Certification after

NO

Oct 1, 1994

Grandfathered out of
MOC process

MOC-1 Prof Standing
YES
MOC-2 Self-Asst & CME

Last Recert
Before 2012,
Then 10-year
MOC
OR

MOC-3 Cognitive Exam

Last Recert
2012 or later,
Then MOC-C

MOC-4 Perform in Pract
www.mghcme.org

36
C-MOC
Continuous Maintenance of Certification (C-MOC) Program.
- Beginning in 2012, Diplomates who certify or recertify are enrolled
into the C-MOC
Similarities to 10 year MOC
- Same requirements for MOC 1-4
- Other Diplomates certified prior to 2012, including lifetime
certificate holders, may elect to participate in the program through
their Physician Folio.
Differences from 10 year MOC
- Annual recording of progress required
- Annual fee to ABPN

www.mghcme.org

37
C-MOC

www.mghcme.org

38
www.mghcme.org

39
Hospital
Education
• CME
– ( MA state requirements)
Joint Commission
• Ongoing Professional Practice Evaluation
– CSAT

Annual Trainings:
• Conflict of Interest, Fire Safety, etc
www.mghcme.org

40
Hospital - OPPE
All Staff (n=410+)

Email

CSAT

De-Identified

Scored
Anonymously

Coral Reef

Fails onto
FPPE

Chart Review

Re-Identified

www.mghcme.org

41
www.mghcme.org

42
Professional Societies
• AACAP
– 1 hour of ethics

• APA
– Discounted malpractice
insurance

www.mghcme.org

43
www.mghcme.org

44
MA State
Requirements

Dr. Seasoned
(1989)

Dr. MidCareer
(1995 &1997)

Every 2 years:
100 credits
- 40 Cat 1
- 10 RM
- 3 EOL
- 2 Pain
- 2 State Regs
- ? EMR

Dr. Junior
(2012 & 2013)

Dr. Behaves
(1999)

MOC-SA
(Part 2)

MOCPIPa
(Part 4a)

MOC-PIPb
(Part 4b,c)

OPPE

Annual

40 by
recert date

24 credits
every
three
years
Every 2 years:
20 CE credits

MOC-Exam
(Part 3)

2015
(10 years
from last
adult & 8
years child)

Every 10
years

1 by recernt
in 2015

1 by
recernt in
2015

Annual

1 every
three years

1 every
three
years

Annual

Annual

www.mghcme.org

45
Tristan’s Tips for staying on Target

Maximize your Cat 2 CME credits

Use a tool to track credits and activities
Sign up for reminder system
Expect change in process
Do activities in groups
Start early and review timelines
www.mghcme.org

46
Resources
AMA CME Category 1 and Category 2
http://www.ama-assn.org/ama/pub/education-careers/continuing-medical-education/physicians-recognition-award-credit-system/full-textbooklet.page

Summary of state requirements:
http://www.acponline.org/education_recertification/cme/state_requirements/2012ama_requirements.pdf

Massachusetts State Requirements:
http://www.massmed.org/Continuing-Education-and-Events/Continuing-Medical-Education-Requirements-for-Physician-License-Renewal-inMassachusetts/#CME_Reporting_Cycle

ABPN MOC Program:
http://www.abpn.com/downloads/moc/moc_web_doc.pdf

ABPN Approved MOC-2 and MOC-4 Products:
http://www.abpn.com/moc_products.asp

www.mghcme.org

47
Thank You
www.mghcme.org

48

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The Evolution of Continuing Medical Education: Implications for Navigating New Requirements for Performance Evaluation and Maintenance of Certification and Licensure

  • 1. The Evolution of Continuing Medical Education Implications for Navigating New Requirements for Performance Evaluation and Maintenance of Certification and Licensure Tristan Gorrindo, MD MGH Psychiatry Grand Rounds www.mghcme.org 1
  • 2. Disclosures Dr. Gorrindo has no disclosures to report. www.mghcme.org 2
  • 3. Learning objectives • Examine the new constructs which are driving changes in CME and Maintenance of Certification • Describe new requirements for CME and MOC • Create a path for your own professional development www.mghcme.org 3
  • 4. Two Dominant Trends 1. Education should be meaningful to patient care 2. Education should be an active and deliberate process www.mghcme.org 4
  • 5. Trend 1: Impact is measurable Live Lecture Format Performance Improvement CME Simulation www.mghcme.org 5
  • 6. Trend 1: Levels of Educational Outcomes Level 6: Patient Health Level 5: Performance Chart Audits Level 4: Competence Clinical Simulation Level 3b: Procedural Knowledge Level 3a: Declarative Knowledge Interactive Webinars Live Symposia Level 2: Satisfaction Level 1: Participation Moore’s Model www.mghcme.org Source: Moore, J Cont Ed Health Prof, 29(1):1-15,2009 6
  • 7. Trend 2: Education is deliberate A THREE Component Educational Program Design Model Needs and Objectives Educational Intervention Evaluation and Assessment Adapted from Moore, J Cont Ed Health Prof, 29(1):1-15,2009 www.mghcme.org 7
  • 8. Trend 2: Education is deliberate • Tied to competencies – As seen in UME and GME • • • • • • Patient Care Knowledge Communication Professionalism Practice-based learning System-based practice • Content requirements are being defined externally www.mghcme.org 8
  • 9. Physician Requirements Physicians / Groups: Professional self-regulation MGPO QI Program Hospital Accreditation Bodies Protect patients Dept / Group Quality Efforts Care Redesign P4P Measures Credentialing / Re-Credentialing Payer Credentialing Privileging Meaningful Use Payers: Attract and protect consumers OPPE / FPPE ICD-10 / DSM Board Exams (MOC III) Maintenance of Certification (Part IV) Specialty Boards: Professional self-regulation Maintenance of Certification (Part II) Licensing Requirements Board of Registration in Medicine Protect public from harm www.mghcme.org 9
  • 10. Two Dominant Trends 1. Education should be meaningful to patient care 2. Education should be an active and deliberate process Challenges for clinicians: Complicated Time of transition www.mghcme.org 10
  • 11. The Post-graduate Puzzle MOC-4 MOC-2 Education MOC-3 & Assessment MOL MOC-1 OPPE & FPPE CME www.mghcme.org 11
  • 12. The Post-graduate Puzzle CME – Continuing Medical Education (Credits) MOC – Maintenance of Certification MOL – Maintenance of Licensure OPPE – Ongoing Professional Practice Evaluation FPPE – Focused Professional Practice Evaluation www.mghcme.org 12
  • 13. Dr. Seasoned - Board certified in Adult Psychiatry in 1989 - Holds a massachusetts medical license - Sees patients on the inpatient unit www.mghcme.org 13
  • 14. Dr. MidCareer - Board certified in adult in 1995 and child in 1997 - Valid state medical license - Sees patients at MGH Charlestown Health Center www.mghcme.org 14
  • 15. Dr. Junior - Board certified in 2012 in adult psychiatry and addictions psychiatry in 2013 - Valid state medical license - Works in the West End clinic www.mghcme.org 15
  • 16. Dr. Behaves - Licensed psychologist in MA since 1999 - Conducts research in addition to providing clinical care www.mghcme.org 16
  • 18. Continuing Medical Education (CME) Credits CME Credits Category 1 Live Enduring PICME Journal Review Papers & Posters Category 2 Teaching Teaching Self-study Peersupervision Consultation with education Peer-review Caseconference Selfassessment www.mghcme.org 18
  • 20. Massachusetts State Requirements 100 Credits Every 2 years (“majority in area of practice”) Category 1: > 40 hours Risk Management: 10 hours (>4 Cat 1) Pain & Opioid Education: 3 hours (Cat 1 or Cat 2) End of Life: 2 hours (Cat 1 or Cat 2) Board of Medicine Regulations: 2 hours (Cat 2) Electronic Medical Record: Coming 2015 www.mghcme.org 20
  • 22. Maintenance of Certification (MOC) Certification after NO Oct 1, 1994 Grandfathered out of MOC process MOC-1 Prof Standing YES MOC-2 Self-Asst & CME Last Recert Before 2012, Then 10-year MOC OR MOC-3 Cognitive Exam Last Recert 2012 or later, Then MOC-C MOC-4 Perform in Pract www.mghcme.org 22
  • 23. MOC 1 MOC-1 Professional Standing - Continuously hold an active, full, and unrestricted license to practice medicine in at least one state www.mghcme.org 23
  • 24. MOC-2 MOC-2 Self-Assessment & CME • Self-Assessment Activities – Quiz of your knowledge to identify further gaps – Starting Jan 1 only approved products – Only completion gets reported to board • 30 specialty or subspecialty CME credits (  MA state requirements) www.mghcme.org 24
  • 25. MOC-2 MOC-2 Self-Assessment & CME Year Certified or Recertified CME Self-Assessment 2004 240 20 2005 270 40 2006 300 60 2007-2011 300 80 2012 MOC-C Program PIP MOC-C Program www.mghcme.org 25
  • 26. MOC-3 MOC-3 Cognitive Exam • Once every 10 years • To sit, all MOC requirements must be satisfied (audit 5%) • 215 questions; Computeradministered via Pearson VUE Centers www.mghcme.org 26
  • 27. MOC-3 MOC-3 Cognitive Exam • Combined Exams Available – Addiction Psychiatry Child and Adolescent Psychiatry Forensic Psychiatry Geriatric Psychiatry – 100 additional questions per specialty www.mghcme.org 27
  • 28. MOC-3 MOC-3 Cognitive Exam DSM-5 • 2013 and 2014 – • 2015 and 2016 – • Will continue to use DSM-IV-TR Will use classifications and diagnostic criteria that have not changed from DSM-IV-TR to DSM-5 2017+ – Will use DSM-5 classifications and diagnostic criteria www.mghcme.org 28
  • 29. MOC-4 MOC-4 Performance in Practice Clinical Module • 5 Patient charts • 4 quality measures • Re-measurement within 24 months of another 5 patients • Starting Jan 1 only approved products • Only Completion is reported to the ABPN Feedback Module • 5 peers and 5 patients • Identify opportunities for improvement • Re-measurement: within 24 months www.mghcme.org 29
  • 33. MOC-4 MOC-4 Performance in Practice Year Certified or Recertified CME Self-Assessment PIP 2004 240 20 1 2005 270 40 1 2006 300 60 2 2007-2011 300 80 3 2012 MOC-C Program MOC-C Program MOC-C Program www.mghcme.org 33
  • 34. Maintenance of Certification (MOC) Certification after NO Oct 1, 1994 Grandfathered out of MOC process MOC-1 Prof Standing YES MOC-2 Self-Asst & CME Last Recert Before 2012, Then 10-year MOC OR MOC-3 Cognitive Exam Last Recert 2012 or later, Then MOC-C MOC-4 Perform in Pract www.mghcme.org 34
  • 35. Maintenance of Certification (MOC) Certification after NO Oct 1, 1994 Grandfathered out of MOC process MOC-1 Prof Standing YES MOC-2 Self-Asst & CME Last Recert Before 2012, Then 10-year MOC OR MOC-3 Cognitive Exam Last Recert 2012 or later, Then MOC-C MOC-4 Perform in Pract www.mghcme.org 35
  • 36. Maintenance of Certification (MOC) Certification after NO Oct 1, 1994 Grandfathered out of MOC process MOC-1 Prof Standing YES MOC-2 Self-Asst & CME Last Recert Before 2012, Then 10-year MOC OR MOC-3 Cognitive Exam Last Recert 2012 or later, Then MOC-C MOC-4 Perform in Pract www.mghcme.org 36
  • 37. C-MOC Continuous Maintenance of Certification (C-MOC) Program. - Beginning in 2012, Diplomates who certify or recertify are enrolled into the C-MOC Similarities to 10 year MOC - Same requirements for MOC 1-4 - Other Diplomates certified prior to 2012, including lifetime certificate holders, may elect to participate in the program through their Physician Folio. Differences from 10 year MOC - Annual recording of progress required - Annual fee to ABPN www.mghcme.org 37
  • 40. Hospital Education • CME – ( MA state requirements) Joint Commission • Ongoing Professional Practice Evaluation – CSAT Annual Trainings: • Conflict of Interest, Fire Safety, etc www.mghcme.org 40
  • 41. Hospital - OPPE All Staff (n=410+) Email CSAT De-Identified Scored Anonymously Coral Reef Fails onto FPPE Chart Review Re-Identified www.mghcme.org 41
  • 43. Professional Societies • AACAP – 1 hour of ethics • APA – Discounted malpractice insurance www.mghcme.org 43
  • 45. MA State Requirements Dr. Seasoned (1989) Dr. MidCareer (1995 &1997) Every 2 years: 100 credits - 40 Cat 1 - 10 RM - 3 EOL - 2 Pain - 2 State Regs - ? EMR Dr. Junior (2012 & 2013) Dr. Behaves (1999) MOC-SA (Part 2) MOCPIPa (Part 4a) MOC-PIPb (Part 4b,c) OPPE Annual 40 by recert date 24 credits every three years Every 2 years: 20 CE credits MOC-Exam (Part 3) 2015 (10 years from last adult & 8 years child) Every 10 years 1 by recernt in 2015 1 by recernt in 2015 Annual 1 every three years 1 every three years Annual Annual www.mghcme.org 45
  • 46. Tristan’s Tips for staying on Target Maximize your Cat 2 CME credits Use a tool to track credits and activities Sign up for reminder system Expect change in process Do activities in groups Start early and review timelines www.mghcme.org 46
  • 47. Resources AMA CME Category 1 and Category 2 http://www.ama-assn.org/ama/pub/education-careers/continuing-medical-education/physicians-recognition-award-credit-system/full-textbooklet.page Summary of state requirements: http://www.acponline.org/education_recertification/cme/state_requirements/2012ama_requirements.pdf Massachusetts State Requirements: http://www.massmed.org/Continuing-Education-and-Events/Continuing-Medical-Education-Requirements-for-Physician-License-Renewal-inMassachusetts/#CME_Reporting_Cycle ABPN MOC Program: http://www.abpn.com/downloads/moc/moc_web_doc.pdf ABPN Approved MOC-2 and MOC-4 Products: http://www.abpn.com/moc_products.asp www.mghcme.org 47