Sample Reports Grace

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Disclaimer
The information displayed in the sample reports contained herein is not indicative
of any actual firm’s management. The data created was for sample use only.

Table of Contents

About FixQ Reporting 3
Automated Packaging & Distribution 4
Widget Gateway 5

Appraisal
Portfolio Appraisal 7
Tax Lot Portfolio Appraisal 8
Portfolio Appraisal (Multicurrency) 9
Appraisal by Asset Class 10
Appraisal by Security Type Summary 11
Liquidity Analysis 12
Appraisal with CUSIP 13
Maturity Alerts 14
Appraisal by Sector and Industry 15
Appraisal by Sector and Industry Summary 17
Appraisal Ranked by Market Value 18
Appraisal Ranked by Market with Percent Gain/Loss 19
Appraisal Ranked by Percent Gain/Loss 20
Appraisal by Underlying Security 21
Fixed Income Segment Appraisal 22

Transaction
Transaction Summary 23
Commission Transaction Summary 24
Commission Transaction Detail 25
Income and Expenses 26
Purchases and Sales Recap 27
Contributions and Withdrawals 28
Dividend Accruals 29
Interest Accruals 30

Cash Ledger
Cash Ledger 31
Cash Ledger (Multicurrency) 32

1

Performance
Performance Summary 33
Performance TR Summary 34
Performance TR Management Summary 35
Performance Attribution by Sector and Industry 36
Performance Attribution by Sector/Industry Summary 37
Historical Performance Analytics 38
Year-to-Date Performance 39
Performance Snapshot 40
Profit & Loss Detail 41
Realized Gains & Losses by Security 42
Turnover 43

Management
Client Billing 44
Security Cross Reference 45

Rebalance
Rebalance to Source 46
Rebalance to Allocation Profile 47
Rebalance Trade Ticket 48

Fund Administrator
Balance Sheet 49
Statement of Operations 50
Assets Under Management 52

Risk
Risk Analysis - Market Driven Moves 53
Risk Analysis - Market Linear Moves 54
Option Analysis 55
Market Exposure Summary 56

2

About FixQ Reporting

A robust reporting system is key to any investment management system, because reports are the means by which
the voluminous amount of data maintained by the portfolio management system is organized and made available.
Clear, structured reports provide the link between information and action. With a wide array of reports and many
options for report dissemination, FixQ offers your firm an effective, uncomplicated business information platform.

Broad Coverage Packaging & Distribution
You and your clients demand In addition to on-demand reporting,
financial information that is at once FixQ allows you to create Macros,
comprehensive and comprehensible. groups of reports that can be
FixQ’s diverse suite of reports gives combined into a single document,
you myriad axes on which to analyze with a table of contents, and
financial data. With over 200 reports, scheduled for automatic e-mail
ranging from high-level performance distribution on a regular basis.
overviews to in-depth risk simulations, Any report you run is also saved
FixQ provides you the details you to the Recent section of the Easy
need to effectively understand the Reporting tool for instant retrieval at
status of investments. a later date.

Ease of Use Real-Time Knowledge
FixQ is designed to streamline the The Easy Reporting tool is the nexus for FixQ When you activate FixQ’s real-time
reporting process. With the simple Reporting. Users can request any report, features, reports can be delivered
create and schedule their own macros, or
Easy Reporting tool, users can with up-to-the-minute accuracy,
review reports that recently completed.
generate any available report in just enabling you make the most of
a few clicks. dynamic information.

3

Automated Packaging & Distribution

The creation of reports is but one step in sharing and acting on information. FixQ’s Macros provide a powerful
delivery mechanism, allowing you to schedule recurring operations and reports to take place smoothly in the
background, and automatically send them via e-mail to any individuals. Your clients can receive appraisal and
performance information regularly, managers can arrive in the morning to pertinent compliance data, and portfolio
maintenance operations can be performed without any human intervention.

Convenient Scheduling
With a broad selection of scheduling
options, you can ensure that your
clients and staff have access to
crucial information as soon as
possible. You can schedule reports
and similar tasks to run at any time
and day, so you can share the day-
to-day progress with your client,
and automatically distribute period-
end reports to managers quickly. You can schedule macros for any time interval, or add them to a queue for one-step scheduling.
In addition to e-mailing macros, you can send them directly to any user’s Easy Reporting tool.

Macros can also be executed as
Packaged Documents Custom Macros
part of queues, eliminating the need
to select specific time intervals for Macros combine a group of reports Using the Easy Reporting tool,
individual macros in favor of running into a single file, indexed with users can create and maintain their
a large group of macros in a single bookmarks and a cover page, to own macros and schedule them into
task at a time of your choosing. form a cohesive, readily consumable any available queues, which means
document. increased flexibility for your clients.

4

Widget Gateway

Even though FixQ’s assortment of reports offer many avenues for investment analysis, sometimes you and your
clients want a quick, digestible snapshot of portfolio status. FixQ’s home page is designed to put all the information
about a portfolio at your fingertips in a highly customizable console. The tools on the home page grant instant
access to portfolio status and relevant news, as well as the ability to run any report, control account preferences,
and assess risk and performance.

Winners and Losers At a Glance Easy Reporting
• Top and bottom five positions, • High-level portfolio overview • Generate any available report
ranked by P&L • Account and security-level detail • Create and manage macros
• View month-to-date, quarter-to- • Intraday results available • Review recently completed
date, and year-to-date results reports

Historical Performance
• Compare long-term performance
against four indexes
• Uses linked rate of return or
cumulative growth

5

Portfolio Composition Risk User Preferences
• Visual analysis of a portfolio by • Analyze risk metrics for portfolio • Change user name, e-mail,
type, currency, country, sector, and its individual holdings password, and other defaults.
and industry • Break out VaR on three axes. • Select custom reporting logo
• Test hedging strategies and
assess impact on risk. News
• Links to pertinent news, tailored
to each portfolio’s holdings.

6

Portfolio Appraisal

The Portfolio Appraisal is the fundamental report in FixQ, providing per-position valuation as of a given date. The
information is sorted by security type and broken out by security.

Appraisal
Grace FinancialPortfolio
General Sample Group
4/15/2010

Quantity Security Symbol Unit Cost Price Total Cost Market Value Unrealized % Port
LONG COMMON STOCK
19,500 CLOROX CO CLX 50.681 64.730 988,271.40 1,262,235.00 273,963.60 37.67
2,046 JOHNSON & JOHNSON JNJ 61.902 64.900 126,652.00 132,785.40 6,133.40 3.96
1,114,923.40 1,395,020.40 280,097.00 41.63
SHORT COMMON STOCK
-300 ISHARES DOW JONES DVY 43.000 46.220 -12,900.00 -13,866.00 -966.00 -0.41
SELECT DIVID
-12,900.00 -13,866.00 -966.00 -0.41
LONG CORPORATE BONDS
138,000 CHESAPEAKE ENERGY 165167BU0 93.566 85.750 129,120.90 118,335.00 -10,785.90 3.65
CORPORATION 6.875% DUE
11-15-20
Accrued Interest 3,953.13

129,120.90 122,288.13 -10,785.90 3.65
SHORT EQUITY CALL OPTIONS
-15 [CLX] CLX APR 10 50 C 189054DAR 9.191 11.300 -13,787.09 -16,950.00 -3,162.91 -0.51
-13,787.09 -16,950.00 -3,162.91 -0.51
CASH & EQUIVALENTS
CASH - US DOLLARS CASH 1.000 1,745,555.24 1,745,555.24 0.00 52.10
1,745,555.24 1,745,555.24 0.00 52.10
LONG FUTURES
25 JUN 10 EMINI S&P 500 .PES0000010F 1,191.000 1,208.500 1,488,750.00 1,510,625.00 21,875.00 0.65
LONG FUTURES Total 1,488,750.00 1,510,625.00 21,875.00 0.65
ADDED TO GRAND TOTAL 0.00 21,875.00

LONG COMMON STOCK - GREAT BRITAIN
2,500 MOTHERCARE ORD GBP 0.50 MOTGBBF 11.202 11.763 28,004.82 29,407.49 1,402.67 0.88
5,000 NORSEMAN GOLD PLC NOGFF 6.114 9.262 30,571.19 46,311.00 15,739.81 1.38
58,576.01 75,718.49 17,142.48 2.26
CASH - GREAT BRITAIN
13,595 CASH - BRITISH POUNDS CASH 1.609 1.544 21,874.50 20,986.42 -888.08 0.63
21,874.50 20,986.42 -888.08 0.63

Total 67778 3,043,362.96 3,350,627.67 303,311.59 100.00

Summary:
Long Securities 2,791,370.31 3,099,698.89 92.5
Short Securities -1,515,437.09 -1,519,566.00 -45.4
Net Cash Equivalents 1,767,429.74 1,766,541.66 52.7
Accrued Dividends 0.00 0.00 0.0
Accrued Interest 3,953.13 0.1
Total Account 3,043,362.96 3,350,627.67 100.0

67778
Run Date: 5/26/2010 10:46:59AM
Page 1 of 2 (107)

7

Tax Lot Portfolio Appraisal

Like the regular Portfolio Appraisal, the Tax Lot Portfolio Appraisal provides a per-position valuation as of a given
date, however tax lots of each position are displayed individually.

Appraisal
Grace Financial Group
General Sample Portfolio
4/15/2010

Quantity Security Date Symbol Lot Location Unit Total Price Days Market Unrealized Accr Pct
Acquired Cost Cost LT Value Int Port
LONG COMMON STOCK (csus)
18,000 CLOROX CO 02/20/09 CLX 1 gsec 50.026 900,464.40 64.730 1,165,140.00 264,675.60 0.00 34.8
1,500 CLOROX CO 09/10/09 CLX 2 gsec 58.538 87,807.00 64.730 149 97,095.00 9,288.00 0.00 2.9

19,500 CLOROX CO Total 50.681 988,271.40 64.730 1,262,235.00 273,963.60 0.00 37.7

100 JOHNSON & JOHNSON 02/24/10 JNJ 3 gsec 60.000 6,000.00 64.900 316 6,490.00 490.00 0.00 0.2
1,946 JOHNSON & JOHNSON 03/02/10 JNJ 4 gsec 62.000 120,652.00 64.900 322 126,295.40 5,643.40 0.00 3.8

2,046 JOHNSON & JOHNSON Total 61.902 126,652.00 64.900 132,785.40 6,133.40 0.00 4.0

LONG COMMON STOCK Total 1,114,923.40 1,395,020.40 280,097.00 0.00 41.6

SHORT COMMON STOCK (csus)
-300 ISHARES DOW JONES 02/24/10 DVY 18 gsec 43.000 -12,900.00 46.220 316 -13,866.00 -966.00 0.00 -0.4
SELECT DIVID
SHORT COMMON STOCK Total -12,900.00 -13,866.00 -966.00 0.00 -0.4

LONG CORPORATE BONDS (cbus)
138,000 CHESAPEAKE ENERGY 04/15/10 165167BU0 1 gsec 93.566 129,120.90 85.750 366 118,335.00 -10,785.90 3,953.13 3.6
CORPORATION 6.875% Due
11-15-20
LONG CORPORATE BONDS Total 129,120.90 118,335.00 -10,785.90 3,953.13 3.6

SHORT EQUITY CALL OPTIONS (clus)
-1 CLX APR 10 50 C 09/10/09 189054DAR 1 gsec 9.191 -919.14 11.300 149 -1,130.00 -210.86 0.00 0.0
-14 CLX APR 10 50 C 09/10/09 189054DAR 2 gsec 9.191 -12,867.95 11.300 149 -15,820.00 -2,952.05 0.00 -0.5

67778
Run Date: 5/26/2010 10:47:14AM
Page 1 of 3 (107)

8

Portfolio Appraisal (Multicurrency)

The Multicurrency Portfolio Appraisal shows per position cost basis and valuation separated by currency as of a
given date. The information is sorted by currency, security type and broken out by security.

Appraisal
ForeignFinancial Group
Grace Assets
4/15/2010

Reporting Currency: US Dollar

Local Currency Reporting Currency Pct.
Quantity Security Symbol Unit Cost Total Cost Price Market Value Market Value Unrealized Port

UK Pound (FX = 1.5437)
LONG COMMON STOCK - GREAT BRITAIN
1,000 MONITISE PLC CMN MONIF 10.00 10,000.00 10.20 10,200.00 15,745.74 -344.36 2.18
10,000.00 10,200.00 15,745.74 -344.36 2.18
UK Pound Total 10,000.00 10,200.00 15,745.74 -344.36 2.18
European Monetary Unit (FX = 1.3541)
LONG COMMON STOCK - EURO
1,200 ASM INTL NV ASMIZ 20.00 24,000.00 22.12 26,544.00 35,943.23 17,913.04 4.97
5,000 EUROFINS SCIENTIFIC EUFSF 67.00 335,000.00 69.25 346,250.00 468,857.13 13,817.73 64.90
359,000.00 372,794.00 504,800.36 31,730.77 69.87
CASH - EURO
141,000 CASH - EURO cash 1.00 141,000.00 1.00 141,000.00 190,927.56 -596.48 26.43
141,000.00 141,000.00 190,927.56 -596.48 26.43
European Monetary Unit Total 500,000.00 513,794.00 695,727.92 31,134.29 96.30
Japanese Yen (FX = 92.9060)
LONG COMMON STOCK - JAPAN
1,000 TOSHIBA MACHINE tshmf 422.71 422,707.50 445.29 445,290.00 4,792.91 284.41 0.66
422,707.50 445,290.00 4,792.91 284.41 0.66
CASH - JAPAN
577,292.500 CASH - JAPAN cash 1.00 577,292.50 1.00 577,292.50 6,213.73 56.47 0.86
577,292.50 577,292.50 6,213.73 56.47 0.86
Japanese Yen Total 1,000,000.00 1,022,582.50 11,006.64 340.88 1.52

Total FGN789 722,480.29 31,130.82 100.00

FGN789

Run Date: 5/26/2010 10:46:45AM

Page 1 of 2 (107)

9

Appraisal by Asset Class

The Appraisal by Asset Class report shows the cost, local price, FX rate, and value of positions in a portfolio as of
the selected date, sorted by asset class.

Appraisal by Asset Class
Foreign Assets Group
Grace Financial
4/15/2010

Quantity Security Symbol Cusip Local Price Local Market Value USD Market Value FX Rate

Long Equities

1,200 ASM INTL NV ASMIZ 5165294 22.12 26,544.00 35,943.23 1.3541
5,000 EUROFINS SCIENTIFIC EUFSF 5972643 69.25 346,250.00 468,857.13 1.3541
1,000 MONITISE PLC CMN MONIF B1YMRB8 10.20 10,200.00 15,745.74 1.5437
1,000 TOSHIBA MACHINE tshmf 6897262 445.29 445,290.00 4,792.91 92.9060
Total Long Equities 525,339.00

Total Equities 525,339.00

Long Cash and Equiv.

141,000 CASH - EURO cash 000000999 1.00 141,000.00 190,927.56 1.3541
577,292.500 CASH - JAPAN cash 1.00 577,292.50 6,213.73 92.9060
Total Long Cash and Equiv. 197,141.29

Total Cash and Equiv. 197,141.29

Total FGN789 722,480.29

FGN789

Run Date: 5/26/2010 10:49:37AM

Page 1 of 1 (167)

10

Appraisal by Security Type Summary

The Appraisal by Security Type Summary report shows the cost and value of positions in a portfolio as of the
selected date, summarized and aggregated by security type.

Appraisal by Security Type Summary
GeneralFinancial Group
Grace Sample Portfolio
4/15/2010

% Cur. Est. Annual
Security Type Total Cost Market Value Unrealized Asset Yield Income
LONG COMMON STOCK 1,114,923.40 1,395,020.40 280,097.00 41.63 0.00 0.00
SHORT COMMON STOCK -12,900.00 -13,866.00 -966.00 -0.41 0.00 0.00
LONG CORPORATE BONDS 129,120.90 122,288.13 -10,785.90 3.65 8.02 9,487.50
SHORT EQUITY CALL OPTIONS -13,787.09 -16,950.00 -3,162.91 -0.51 0.00 0.00
CASH & EQUIVALENTS 1,745,555.24 1,745,555.24 0.00 52.10
LONG FUTURES 1,488,750.00 1,510,625.00 21,875.00 0.65
LONG FUTURES Total ADDED 0.00 21,875.00
TO GRAND TOTAL
LONG COMMON STOCK - GREAT BRITAIN 58,576.01 75,718.49 17,142.48 2.26 0.00 0.00
CASH - GREAT BRITAIN 21,874.50 20,986.42 -888.08 0.63 0.00 0.00

Total 67778 3,047,316.08 3,350,627.67 303,311.59 100.00 0.20 9,487.50

Summary:
Long Securities 2,791,370.31 3,099,698.89 92.51
Short Securities -1,515,437.09 -1,519,566.00 -45.35
Accrued Interest 3,953.13 3,953.13 0.12

Total Account 3,047,316.08 3,350,627.67 100.00

67778
Run Date: 5/26/2010 10:49:51AM
Page 1 of 1 (169)

11

Liquidity Analysis

The Liquidity Analysis is used to rank holdings in a portfolio in terms of how many days it would take to liquidate
each position, based on its 30, 60, and 90-day average daily trading volume.

Liquidity Analysis
Demonstration Portfolio
3/31/2010

Pct of 30 Day Pct of Days to
Symbol Security Quantity Port Avg Volume Daily Volume Liquidate 50%
Very Liquid - less than 3%
SPY AMEX S & P DEPOSITARY RECEIPTS -1,000 -11.845 190,365,811 -0.001 0
ADP AUTOMATIC DATA PROCESSING INC 4,000 18.070 3,406,685 0.117 1
C CITIGROUP INC 3,000 1.237 409,234,943 0.001 1
CLX CLOROX CO 1,500 9.837 1,076,483 0.139 1
GIS GENERAL MLS INC 800 5.768 1,901,183 0.042 1
HON HONEYWELL INTL INC 2,100 9.744 4,897,052 0.043 1
TLT ISHARES 20+ YEAR TREASURY INDE 500 4.525 3,583,831 0.014 1
DVY ISHARES DOW JONES SELECT DIVID -300 -1.405 410,012 -0.073 0
JNJ JOHNSON & JOHNSON 100 0.657 11,035,954 0.001 1
LLY LILLY ELI & CO 2,000 7.274 6,160,902 0.032 1
MKC MCCORMICK & CO NON-VTG 1,500 5.819 633,218 0.237 1
MRK MERCK & CO INC 2,000 7.600 14,748,780 0.014 1
RTN RAYTHEON CO (NEW) 1,000 5.820 2,356,750 0.042 1
SO SOUTHERN CO 100 0.336 4,043,765 0.002 1
DIS THE WALT DISNEY COMPANY 2,000 7.112 12,647,424 0.016 1
XRX XEROX CORP 30,000 29.451 13,487,473 0.222 1

4VFT
Run Date: 7/19/2010 1:05:20PM
Page 1 of 1 (162)

12

Appraisal with CUSIP

The Appraisal with Cusip report shows the cost and value of positions in a portfolio as of the selected date, with
an emphasis on current yield.

Appraisal with CUSIP
Demonstration Portfolio
7/23/2010

Cur. Est. Annual
Quantity Security Symbol CUSIP Unit Cost Price Total Cost Market Value Unrealized Yield Income % Port

LONG COMMON STOCK
4,000 AUTOMATIC DATA ADP 053015103 37.944 41.840 151,775.20 167,360.00 15,584.80 3.23 5,400.00 48.59
PROCESSING INC
3,000 CITIGROUP INC C 172967101 3.000 4.020 9,000.00 12,060.00 3,060.00 0.00 0.00 3.50
1,500 CLOROX CO CLX 189054109 58.538 65.250 87,807.00 97,875.00 10,068.00 3.07 3,000.00 28.42
100 JOHNSON & JOHNSON JNJ 478160104 60.000 57.490 6,000.00 5,749.00 -251.00 3.50 201.00 1.67
2,000 LILLY ELI & CO LLY 532457108 33.953 35.050 67,905.00 70,100.00 2,195.00 5.59 3,920.00 20.35

322,487.20 353,144.00 30,656.80 3.55 12,521.00 102.53
SHORT EQUITY CALL OPTIONS
-15 [CLX] CLX APR 10 50 C 189054DAR 189054DAR 9.191 0.050 -13,787.09 -75.00 13,712.09 0.00 0.00 -0.02
-10 [WMT] WMT JUN 10 45 C 931142FAJ 931142FAJ 6.544 8.650 -6,544.00 -8,650.00 -2,106.00 0.00 0.00 -2.51

-20,331.09 -8,725.00 11,606.09 0.00 0.00 -2.53

Total 4VFT 302,156.11 344,419.00 42,262.89 3.64 12,521.00 100.00

Summary:
Long Securities 322,487.20 353,144.00 102.53
Short Securities -20,331.09 -8,725.00 -2.53
Net Cash Equivalents 0.00 0.00 0.00
Long Accrued Dividends 0.00 0.00 0.00
Short Accrued Dividends 0.00 0.00 0.00
Accrued Interest 0.00 0.00
Total Account 302,156.11 344,419.00 100.00

4VFT
Run Date: 7/26/2010 4:02:39PM
Page 1 of 1 (163)

13

Maturity Alerts

The Maturity Alert reports provides analysis of time-sensitive instruments, like bonds and options, sorted by time
remaining until expiration, facilitating action on those positions.





           
    





           
           
           
    


           
           
    
    





           
           
    
    

   




 





14

Appraisal by Sector and Industry

The Appraisal by Sector and Industry shows a per-position valuation as of a given date, including sector and
industry information.

Appraisal by Sectors and Industries
4/15/2010


CASH AND EQUIVALENTS
CASH AND EQUIVALENTS
13,595 CASH - BRITISH POUNDS cash 1.609 1.544 21,874.50 20,986.42 -888.08 0.6
CASH - US DOLLARS cash 1.000 1,745,555.24 1,745,555.24 0.00 52.1

Total CASH AND EQUIVALENTS 1,767,429.74 1,766,541.66 -888.08 52.7

Total CASH AND EQUIVALENTS 1,767,429.74 1,766,541.66 -888.08 52.7

CONSUMER CYCLICAL
Household Goods & Home Furnishings
2,500 MOTHERCARE ORD GBP MOTGBBF 11.202 11.763 28,004.82 29,407.49 1,402.67 0.9
0.50
5,000 NORSEMAN GOLD PLC nogff 6.114 9.262 30,571.19 46,311.00 15,739.81 1.4

Total Household Goods & Home Furnishings 58,576.01 75,718.49 17,142.48 2.3

Total CONSUMER CYCLICAL 58,576.01 75,718.49 17,142.48 2.3

CONSUMER NONCYCLICAL
Drugs & Pharmaceuticals
2,046 JOHNSON & JOHNSON jnj 61.902 64.900 126,652.00 132,785.40 6,133.40 4.0

Total Drugs & Pharmaceuticals 126,652.00 132,785.40 6,133.40 4.0

Personal Care & Cosmetics
19,500 CLOROX CO CLX 50.681 64.730 988,271.40 1,262,235.00 273,963.60 37.7
-15 CLX APR 10 50 C 189054DA 9.191 11.300 -13,787.09 -16,950.00 -3,162.91 -0.5
R

Total Personal Care & Cosmetics 974,484.31 1,245,285.00 270,800.69 37.2

Total CONSUMER NONCYCLICAL 1,101,136.31 1,378,070.40 276,934.09 41.1

FINANCIAL SERVICES
Diversified Financial Services
-300 ISHARES DOW JONES dvy 43.000 46.220 -12,900.00 -13,866.00 -966.00 -0.4
SELECT DIVID

Total Diversified Financial Services -12,900.00 -13,866.00 -966.00 -0.4

67778
(130)
Run Date: 5/26/2010 10:47:50AM
Page 1 of 3

15

Appraisal by Sectors and Industries
4/15/2010


Summary:

Long Securities 2,791,370.31 3,099,698.89 92.5




Accrued Interest 3,953.13 0.12

Total Account 3,043,362.96 3,350,627.67 100.0

Portfolio Composition by Market Value

CASH AND EQUIVALENTS 1,766,542 27.9%
CONSUMER CYCLICAL 75,718 1.2%
CONSUMER NONCYCLICAL 1,378,070 21.8%
FINANCIAL SERVICES 1,619,047 25.6%
Unclassified Industry -1,488,750 (23.5)%
Total: 6,328,128 100.0%

67778
(130)
Run Date: 5/26/2010 10:47:50AM
Page 3 of 3

16

Appraisal by Sector and Industry Summary

The Appraisal by Sectors and Industries summary shows portfolio valuation as of a given date aggregated by
sector and industry.

Appraisal by Sectors and Industries Summary
4/15/2010

Description Cost Market Value Unrealized % Port
CASH AND EQUIVALENTS - CASH AND EQUIVALENTS 1,767,429.74 1,766,541.66 -888.08 52.7

CASH AND EQUIVALENTS Total 1,767,429.74 1,766,541.66 -888.08 52.7

CONSUMER CYCLICAL - Household Goods & Home Furnishings 58,576.01 75,718.49 17,142.48 2.3

CONSUMER CYCLICAL Total 58,576.01 75,718.49 17,142.48 2.3

CONSUMER NONCYCLICAL - Drugs & Pharmaceuticals 126,652.00 132,785.40 6,133.40 4.0
CONSUMER NONCYCLICAL - Personal Care & Cosmetics 974,484.31 1,245,285.00 270,800.69 37.2

CONSUMER NONCYCLICAL Total 1,101,136.31 1,378,070.40 276,934.09 41.1

FINANCIAL SERVICES - Diversified Financial Services -12,900.00 -13,866.00 -966.00 -0.4
FINANCIAL SERVICES - Other Financial Services 1,621,824.03 1,632,913.13 11,089.10 4.3

FINANCIAL SERVICES Total 1,608,924.03 1,619,047.13 10,123.10 3.9

Unclassified Industry - Unclassified Sector -1,488,750.00 -1,488,750.00 0.00 0.0

Unclassified Industry Total -1,488,750.00 -1,488,750.00 0.00 0.0

Total 67778 3,047,316.08 3,350,627.67 303,311.59 100.0

67778
Run Date: 5/26/2010 10:48:03AM
(131)
Page 1 of 2

17

Appraisal Ranked by Market Value

The Appraisal Ranked by Market Value is an appraisal report that arranges the positions in a portfolio from highest
to lowest market value, within asset class.

Appraisal Ranked by Market Value
4/15/2010


Fixed Income
138,000 CHESAPEAKE ENERGY 165167BU0 93.566 85.750 129,120.90 118,335.00 -10,785.90 3.6
CORPORATION 6.875%
Due 11-15-20

Total Fixed Income 133,074.03 122,288.13 -10,785.90 3.65

Equities
25 JUN 10 EMINI S&P 500 .pes0000010f 1,191.000 1,208.500 1,488,750.00 1,510,625.00 21,875.00 0.7
19,500 CLOROX CO CLX 50.681 64.730 X 988,271.40 1,262,235.00 273,963.60 37.7
2,046 JOHNSON & JOHNSON jnj 61.902 64.900 X 126,652.00 132,785.40 6,133.40 4.0
5,000 NORSEMAN GOLD PLC nogff 6.114 9.262 30,571.19 46,311.00 15,739.81 1.4
2,500 MOTHERCARE ORD GBP MOTGBBF 11.202 11.763 28,004.82 29,407.49 1,402.67 0.9
0.50
-300 ISHARES DOW JONES dvy 43.000 46.220 X -12,900.00 -13,866.00 -966.00 -0.4
SELECT DIVID
-15 CLX APR 10 50 C 189054DAR 9.191 11.300 X -13,787.09 -16,950.00 -3,162.91 -0.5
LONG FUTURES Zero 0.000 0.000 -1,488,750.00 -1,488,750.00 0.00 0.0
Market Value Adjustment

Total Equities 1,146,812.32 1,461,797.89 314,985.57 43.63

Cash and Equiv.

Total Cash 1,767,429.74 1,766,541.66 -888.08 52.72

Total 67778 3,047,316.08 3,350,627.67 303,311.59 100.0

Summary:

Long Securities 2,791,370.31 3,099,698.89 92.5






Total Account 3,047,316.08 3,350,627.67 100.0

67778
Run Date: 5/26/2010 10:48:17AM (132)

Page 1 of 1

18

Appraisal Ranked by Market with Percent Gain/Loss

The Appraisal Ranked by Market Value with Percent G/L is an appraisal report that includes the Percentage Gain
or Loss for each position in a portfolio by market value from highest to lowest.

Appraisal Ranked by Market Value with Percent G/L
4/15/2010

Security Symbol Quantity Unit Cost Price % Change Total Cost Market Value Unrealized % Port

Fixed Income
CHESAPEAKE ENERGY CORPORATION 6.875% 165167BU0 138,000 93.566 85.750 -8.35 129,120.90 118,335.00 -10,785.90 3.65
Due 11-15-20

-8.11 133,074.03 122,288.13 -10,785.90 3.65
Total Fixed Income
Equities
JUN 10 EMINI S&P 500 .PES0000010F 25 1,191.000 1,208.500 1.47 1,488,750.00 1,510,625.00 21,875.00 0.65
CLOROX CO CLX 19,500 50.681 64.730 27.72 988,271.40 1,262,235.00 273,963.60 37.67
JOHNSON & JOHNSON JNJ 2,046 61.902 64.900 4.84 126,652.00 132,785.40 6,133.40 3.96
NORSEMAN GOLD PLC NOGFF 5,000 6.114 9.262 51.49 30,571.19 46,311.00 15,739.81 1.38
MOTHERCARE ORD GBP 0.50 MOTGBBF 2,500 11.202 11.763 5.01 28,004.82 29,407.49 1,402.67 0.88
ISHARES DOW JONES SELECT DIVID DVY -300 43.000 46.220 -7.49 -12,900.00 -13,866.00 -966.00 -0.41
CLX APR 10 50 C 189054DAR -15 9.191 11.300 -22.94 -13,787.09 -16,950.00 -3,162.91 -0.51
LONG FUTURES Zero Market Value Adjustment 0.000 0.000 0.00 -1,488,750.00 -1,488,750.00 0.00 0.00

27.47 1,146,812.32 1,461,797.89 314,985.57 43.63
Total Equities
Cash and Equiv.
CASH - US DOLLARS CASH 1.000 1,745,555.24 1,745,555.24 0.00 52.10
CASH - BRITISH POUNDS CASH 13,595 1.609 1.544 -4.06 21,874.50 20,986.42 -888.08 0.63

-0.05 1,767,429.74 1,766,541.66 -888.08 52.72
Total Cash and Equiv.

Total 67778 9.95 3,047,316.08 3,350,627.67 303,311.59 100.0

(157)
67778
Run Date: 5/26/2010 10:48:59AM
Page 1 of 2

19

Appraisal Ranked by Percent Gain/Loss

The Appraisal Ranked by Percent Gain/Loss ranks positions in a portfolio as of a given date by Percent Gain or
loss.

Appraisal Ranked by Percent Gain/Loss
4/15/2010

Quantity Security Symbol Unit Cost Price Total Cost Market Value % Unr % Port

Fixed Income
138,000 CHESAPEAKE ENERGY 165167BU0 93.566 85.750 129,120.90 118,335.00 -8.35 3.6
CORPORATION 6.875% Due
11-15-20

Total Fixed Income 133,074.03 122,288.13 -8.35 3.65

Equities
5,000 NORSEMAN GOLD PLC nogff 6.114 9.262 30,571.19 46,311.00 51.49 1.4
19,500 CLOROX CO CLX 50.681 64.730 988,271.40 1,262,235.00 27.72 37.7
-15 CLX APR 10 50 C 189054DAR 9.191 11.300 -13,787.09 -16,950.00 22.94 -0.5
-300 ISHARES DOW JONES dvy 43.000 46.220 -12,900.00 -13,866.00 7.49 -0.4
SELECT DIVID
2,500 MOTHERCARE ORD GBP MOTGBBF 11.202 11.763 28,004.82 29,407.49 5.01 0.9
0.50
2,046 JOHNSON & JOHNSON jnj 61.902 64.900 126,652.00 132,785.40 4.84 4.0
25 JUN 10 EMINI S&P 500 .pes0000010f 1,191.000 1,208.500 1,488,750.00 1,510,625.00 1.47 0.7
LONG FUTURES Zero Market 0.000 0.000 -1,488,750.00 -1,488,750.00 0.00 0.0
Value Adjustment

Total Equities 1,146,812.32 1,461,797.89 120.96 43.63

Cash and Equiv.

Total Cash and Equiv. 1,767,429.74 1,766,541.66 -4.06 52.72

Total 67778 3,047,316.08 3,350,627.67 108.54 100.0

Summary:

Long Securities 2,791,370.31 3,099,698.89 92.5

Total Account 3,047,316.08 3,350,627.67 100.0

67778
Run Date: 5/26/2010 10:48:32AM (152)

Page 1 of 1

20

Appraisal by Underlying Security

The Appraisal by Underlying Security report shows the cost and value of positions in a portfolio grouped by
underlying security. This report is useful for viewing hedged positions between options and their underlying
security.

Appraisal by Underlying Security
Options Account
4/15/2010

Quantity Security Undl Sym Symbol Unit Cost Price Total Cost Market Value Unrealized % Port
CASH - US DOLLARS CASH CASH 1.000 109,800.13 109,800.13 0.00 8.04

2,000 CLOROX CO CLX CLX 8.000 64.730 16,000.00 129,460.00 113,460.00 9.48
-15 CLX APR 10 50 C CLX 189054DAR 9.191 11.300 -13,787.09 -16,950.00 -3,162.91 -1.24
Total CLX 2,212.91 112,510.00 110,297.09 8.24

19,066 WISDOMTREE DREYFUS CHINESE YUA CYB CYB 25.220 25.220 480,844.52 480,844.52 0.00 35.21
-85 CYB JUL 17 2010 25.000 C CYB CYB 100717C00025000 0.482 0.000 -4,097.00 0.00 4,097.00 0.00
-101 CYB JUL 17 2010 26.000 C CYB CYB 100717C00026000 0.230 0.129 -2,323.00 -1,302.90 1,020.10 -0.10
Total CYB 474,424.52 479,541.62 5,117.10 35.11

19,400 CAL DIVE INTERNATIONAL, INC. DVR DVR 7.620 7.390 147,828.00 143,366.00 -4,462.00 10.50
-150 DVR MAY 22 2010 7.500C DVR DVR 100522C00007500 0.400 0.000 -6,000.00 0.00 6,000.00 0.00
Total DVR 141,828.00 143,366.00 1,538.00 10.50

500 COCA COLA CO KO KO 48.000 48.770 24,000.00 24,385.00 385.00 1.79
111 KO MAY 10 47 1/2 C KO 191216EAZ 7.550 7.500 83,805.00 83,250.00 -555.00 6.10
Total KO 107,805.00 107,635.00 -170.00 7.88

4,600 LOWES CORP L L 38.030 0.000 174,938.00 0.00 -174,938.00 0.00
-46 L 100522C00040000 @40 05-22-10 L L 100522C00040000 0.300 0.439 -1,380.00 -2,019.40 -639.40 -0.15
Total L 173,558.00 -2,019.40 -175,577.40 -0.15

16,037 NANOMETRICS INC NANO NANO 10.610 10.750 170,152.57 172,397.75 2,245.18 12.62
-90 NTQ MAY 22 2010 10000 C NANO NTQ 100522C00010000 1.100 1.120 -9,900.00 -10,080.00 -180.00 -0.74
Total NANO 160,252.57 162,317.75 2,065.18 11.88

3,700 EXXON MOBIL CORP. XOM XOM 68.560 69.150 253,672.00 255,855.00 2,183.00 18.73
-37 XOM 100522C00070000 @70 05-22-10 XOM XOM 100522C00070000 0.560 0.715 -2,072.00 -2,645.50 -573.50 -0.19
-10 XOM 100522P00065000 @65 05-22-10 XOM XOM 100522P00065000 0.290 0.621 -290.00 -621.00 -331.00 -0.05
Total XOM 251,310.00 252,588.50 1,278.50 18.49

Total OPT890 1,421,191.13 1,365,739.60 -55,451.53 100.00

Summary:
Long Securities 1,351,240.09 1,289,558.27 94.4

OPT890
Run Date: 5/26/2010 10:48:45AM
Page 1 of 2
(154)

21

Fixed Income Segment Appraisal

The Fixed Income Segment Appraisal emphasizes analysis of fixed income securities, highlighting metrics like
duration, yield to maturity, years to maturity, coupon and rating at individual position, security type, and portfolio
levels.

Fixed Income Segment
Grace Income Portfolio
Fixed Financial Group
4/15/2010

Quantity Security Symbol Rating Coupon Maturity Put Price Market Accrued YTM Years Mod Pct.
Date Value Interest To Mat Dur. Asset
LONG CORPORATE BONDS
10,000 XEROX CORPORATION 121bn2 A 6.875 08/15/11 103.250 10,325.00 114.58 4.33 1.33 1.258 1.27
138,000 CHESAPEAKE ENERGY CORPORATION 165167bu0 BB 6.875 11/15/20 85.750 118,335.00 3,953.13 8.99 10.58 6.877 14.92
148,000 Ba2 6.875 02/13/20 128,660.00 4,067.71 8.61 9.84 6.426 16.19
LONG TREASURY BONDS
100,000 FHLB 3133xkqx6 AAA 4.875 05/17/17 99.250 99,250.00 2,004.17 5.00 7.09 5.809 12.35
100,000 Aaa 4.875 05/15/17 99,250.00 2,004.17 5.00 7.09 5.809 12.35
LONG CONVERTIBLE BONDS
60,000 NII HOLDINGS, INC. 3.125% 06 62913faj1 A 3.125 06/15/12 01/15/11 103.000 61,800.00 625.00 0.00 0.75 .742 7.62
75,000 NOVAMED, INC. 66986waa6 A 1.000 06/15/12 103.950 77,962.50 250.00 0.00 2.17 2.142 9.54
135,000 A2 1.940 10/29/11 139,762.50 875.00 0.00 1.54 1.523 17.16
LONG MUNICIPAL BONDS
20,000 KANSAS CITY MO TAX INCREMENT 485107cr5 AAA 5.250 03/01/18 103.300 20,660.00 128.33 4.74 7.88 6.387 2.54
100,000 GLOUCESTER CNTY N J IMPT AUTH 37969ynm4 AAA 4.250 06/01/22 102.750 102,750.00 1,581.94 3.96 12.13 9.311 12.73
120,000 Aaa 4.417 09/10/21 123,410.00 1,710.28 4.09 11.42 8.822 15.26
CASH & EQUIVALENTS
CASH - US DOLLARS cash 1.000 247,149.90 0.00 30.15
247,149.90 0.00 30.15
LONG FNMA
75,000 FNMA 31398adm1 AAA 5.375 06/12/17 97.000 72,750.00 33.59 5.89 7.16 5.736 8.88
75,000 Aaa 5.375 06/09/17 72,750.00 33.59 5.89 7.16 5.736 8.88

Total FXD123 A1 4.568 07/30/17 810,982.40 8,690.75 3.13 7.30 5.538 100.00

FXD123
Run Date: 5/26/2010 10:47:24AM
Page 1 of 1
(125)

22

Transaction Summary

The Transaction Summary report provides a list of all transactions that occurred during a given period.

Transaction Summary
1/1/2010 to 4/15/2010

Close
Tr Type Symbol Description Trade Settle Quantity Meth Type Symbol Comm Other SEC Net Amount Lot

by csgb nogff NORSEMAN GOLD PLC 1/11/10 1/14/10 5,000 cagb cash 1,609.01 0.00 0.00 30,571.19 1
by csgb MOTGBBF MOTHERCARE ORD GBP 1/11/10 1/14/10 2,500 cagb cash 48.27 0.00 0.00 28,004.82 1
0.50
dp cagb cash CASH - BRITISH POUNDS 1/11/10 1/11/10 awgb CLIENT 0.00 0.00 0.00 80,450.52 0
cs clus 053015aes ADP JAN 10 30 C 1/15/10 1/18/10 20 h caus cash 0.00 0.00 0.00 0.00 1
cs clus 532457abb LLY JAN 10 30 C 1/15/10 1/18/10 20 h caus cash 0.00 0.00 0.00 0.00 1
cs clus 589331afg MRK JAN 10 25 C 1/15/10 1/18/10 8 h caus cash 0.00 0.00 0.00 0.00 5
cs clus 755111aea RTN JAN 10 42 C 1/15/10 1/18/10 10 h caus cash 0.00 0.00 0.00 0.00 1
cs clus 842587abv SO JAN 10 25 C 1/15/10 1/18/10 1 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 189054mca CLX JAN 10 50 P 1/15/10 1/18/10 5 h caus cash 0.00 0.00 0.00 0.00 3
cs ptus 191216mds KO JAN 10 22 1/2 P 1/15/10 1/18/10 20 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 35671dmnr FPA JAN 10 20 P 1/15/10 1/18/10 10 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 532457mbj LLY JAN 10 25 P 1/15/10 1/18/10 15 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 589331mfj MRK JAN 10 22 1/2 P 1/15/10 1/18/10 4 h caus cash 0.00 0.00 0.00 0.00 6
cs ptus 755111mdn RTN JAN 10 40 P 1/15/10 1/18/10 5 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 842587mbu SO JAN 10 22 1/2 P 1/15/10 1/18/10 20 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 882508maf TXN JAN 10 07 1/2 P 1/15/10 1/18/10 50 h caus cash 0.00 0.00 0.00 0.00 1
in cbus marginint MARGIN INTEREST 0% 1/31/10 2/3/10 caus cash 0.00 0.00 0.00 128.25 0
Due 12-31-50
dp epus amex AMEX BILL 1/31/10 1/31/10 caus cash 0.00 0.00 0.00 63.00 0
dp epus BLOOMBERG BLOOMBERG 2/1/10 2/1/10 caus cash 0.00 0.00 0.00 84.00 0
dp caus cash CASH - US DOLLARS 2/2/10 2/2/10 awus client 0.00 0.00 0.00 250,000.00 0
cs clus 053015baq ADP FEB 10 33 C 2/15/10 2/16/10 20 h caus cash 0.00 0.00 0.00 0.00 1
cs ptus 053015nbk ADP FEB 10 30 P 2/15/10 2/16/10 9 h caus cash 0.00 0.00 0.00 0.00 3

67778
Run Date: 5/26/2010 10:53:37AM
Page 1 of 2 (700)

23

Commission Transaction Summary

The Commission Transaction Summary report provides information on transactions, aggregated by broker.

Commission Transaction Summary
1/1/2010 to 4/15/2010

Description Order Total Average Cents
Flow Commission Per Share

ANY BROKER USA 5,134 1,005.00 0.1958
GOLDMAN SACHS & COMPANY 142,621 7,131.05 0.0500
JOHN DURESITE 2,547 30.00 0.0118
MORGAN STANLEY & CO. 3,130 0.00 0.0000
153,432 8,166.05 0.0532

67778
Run Date: 5/25/2010 1:45:18PM
Page 1 of 1 (703)

24

Commission Transaction Detail

The Commission Transaction Detail report displays commission information on a per-transaction basis, organized
by broker.

Commission Transaction Details
1/1/2010 to 4/15/2010

Trade Tran Type Symbol Description Order Flow Commission CPS

ANY BROKER USA [7115]

01/11/10 by csgb NOGFF NORSEMAN GOLD PLC 5,000 1,000.00 0.1958
01/15/10 cs ptus 189054MCA CLX JAN 10 50 P 4 0.00 0.1958
01/15/10 cs clus 755111AEA RTN JAN 10 42 C 10 0.00 0.1958
01/15/10 cs clus 842587ABV SO JAN 10 25 C 1 0.00 0.1958
01/15/10 cs clus 589331AFG MRK JAN 10 25 C 5 0.00 0.1958
02/24/10 by csus JNJ JOHNSON & JOHNSON 100 5.00 0.1958

[ANY BROKER USA 9 TRANSACTIONS] 5,134 1,005.00 0.1958

GOLDMAN SACHS & COMPANY [0005]

03/02/10 by csus JNJ JOHNSON & JOHNSON 4,596 229.80 0.0500
04/15/10 by ftus .PES0000010F JUN 10 EMINI S&P 500 25 1.25 0.0500
04/15/10 by cbus 165167BU0 CHESAPEAKE ENERGY CORPORATION 138,000 6,900.00 0.0500

[GOLDMAN SACHS & COMPANY 3 TRANSACTIONS] 142,621 7,131.05 0.0500

JOHN DURESITE [1956]

01/11/10 by csgb MOTGBBF MOTHERCARE ORD GBP 0.50 2,500 30.00 0.0118
01/15/10 cs clus 532457ABB LLY JAN 10 30 C 20 0.00 0.0118
01/15/10 cs clus 053015AES ADP JAN 10 30 C 20 0.00 0.0118

[JOHN DURESITE 6 TRANSACTIONS] 2,547 30.00 0.0118

MORGAN STANLEY & CO. [0015]

01/15/10 cs ptus 882508MAF TXN JAN 10 07 1/2 P 50 0.00 0.0000
01/15/10 cs ptus 755111MDN RTN JAN 10 40 P 5 0.00 0.0000
01/15/10 cs ptus 842587MBU SO JAN 10 22 1/2 P 20 0.00 0.0000
01/15/10 cs ptus 589331MFJ MRK JAN 10 22 1/2 P 8 0.00 0.0000
01/15/10 cs ptus 532457MBJ LLY JAN 10 25 P 15 0.00 0.0000
01/15/10 cs ptus 35671DMNR FPA JAN 10 20 P 10 0.00 0.0000
01/15/10 cs ptus 191216MDS KO JAN 10 22 1/2 P 20 0.00 0.0000
02/15/10 cs ptus 053015NBK ADP FEB 10 30 P 8 0.00 0.0000
02/15/10 cs clus 053015BAQ ADP FEB 10 33 C 20 0.00 0.0000
02/24/10 ss csus DVY ISHARES DOW JONES SELECT DIVID 300 0.00 0.0000

67778
Run Date: 5/26/2010 10:54:29AM
Page 1 of 2 (716)

25

Income and Expenses

The Income and Expenses Report shows all income and expense transactions that occurred in a portfolio in a
given period.

Income and Expenses
1/1/2010 to 4/15/2010

Trade Settle Type Symbol Tran Description Symbol3 Type Amount

COMMON STOCK

4/1/10 4/6/10 csus clx dv CLOROX CO clx Dividend 195.00
4/12/10 4/15/10 csus clx dv CLOROX CO clx Dividend 200.00
Total CLOROX CO 395.00

3/15/10 3/18/10 csus jnj dv JOHNSON & JOHNSON jnj Dividend 412.86

Total COMMON STOCK 807.86

CORPORATE BONDS

1/31/10 2/3/10 cbus marginint in MARGIN INTEREST 0% Due 12-31-50 marginint Interest 128.25
2/15/10 2/18/10 cbus MARGININT in MARGIN INTEREST 0% Due 12-31-50 MARGININT Interest 129.00
Total MARGIN INTEREST 0% Due 12-31-50 514.85

Total CORPORATE BONDS 514.85

AFTER FEE PERFORMANCE EXPENSES

1/31/10 1/31/10 epus amex dp AMEX BILL amex Deposit -63.00

2/1/10 2/1/10 epus BLOOMBER dp BLOOMBERG BLOOMBERG Deposit -84.00
G

4/1/10 4/1/10 epus FUTFEE dp FUTURES TRADING FEES FUTFEE Deposit -25.00

3/1/10 3/1/10 epus Reuters dp REUTERS Reuters Deposit -17.00

Total AFTER FEE PERFORMANCE EXPENSES -189.00

1,133.71

67778
Run Date: 5/26/2010 10:53:49AM
Page 1 of 1 (702)

26

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