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Fetal Pain: A Systematic Multidisciplinary Review of the
                                          Evidence
                                          Susan J. Lee; Henry J. Peter Ralston; Eleanor A. Drey; et al.
Online article and related content
current as of February 20, 2010.          JAMA. 2005;294(8):947-954 (doi:10.1001/jama.294.8.947)

                                          http://jama.ama-assn.org/cgi/content/full/294/8/947


  Correction                              Contact me if this article is corrected.

  Citations                               This article has been cited 28 times.
                                          Contact me when this article is cited.

  Topic collections                       Medical Practice; Health Policy; Law and Medicine; Anesthesia; Pain;
                                          Patient-Physician Relationship/ Care; Patient-Physician Communication; Women's
                                          Health; Pregnancy and Breast Feeding
                                          Contact me when new articles are published in these topic areas.
  Related Letters                         Fetal Pain
                                          Laura B. Myers et al. JAMA. 2006;295(2):159.
                                          Bobbi J. Lyman. JAMA. 2006;295(2):159.
                                          Brian D. Sites. JAMA. 2006;295(2):160.

                                          In Reply:
                                          Susan J. Lee et al. JAMA. 2006;295(2):160.




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CLINICAL REVIEW                                                                                            CLINICIAN’S CORNER




Fetal Pain
A Systematic Multidisciplinary Review of the Evidence
Susan J. Lee, JD                                Context Proposed federal legislation would require physicians to inform women
Henry J. Peter Ralston, MD                      seeking abortions at 20 or more weeks after fertilization that the fetus feels pain
                                                and to offer anesthesia administered directly to the fetus. This article examines
Eleanor A. Drey, MD, EdM
                                                whether a fetus feels pain and if so, whether safe and effective techniques exist for
John Colin Partridge, MD, MPH                   providing direct fetal anesthesia or analgesia in the context of therapeutic proce-
Mark A. Rosen, MD                               dures or abortion.
                                                Evidence Acquisition Systematic search of PubMed for English-language articles



O
              VER THE LAST SEVERAL
                                                focusing on human studies related to fetal pain, anesthesia, and analgesia. Included
               years, many states, includ-      articles studied fetuses of less than 30 weeks’ gestational age or specifically addressed
               ing California, Kentucky,        fetal pain perception or nociception. Articles were reviewed for additional references.
               Minnesota, Montana, New          The search was performed without date limitations and was current as of June 6,
York, Oregon, and Virginia, have con-           2005.
sidered legislation requiring physi-            Evidence Synthesis Pain perception requires conscious recognition or awareness
cians to inform women seeking abor-             of a noxious stimulus. Neither withdrawal reflexes nor hormonal stress responses to
tions that the fetus feels pain and to offer    invasive procedures prove the existence of fetal pain, because they can be elicited by
fetal anesthesia. This year, Arkansas and       nonpainful stimuli and occur without conscious cortical processing. Fetal awareness
Georgia enacted such statutes.1,2 Cur-          of noxious stimuli requires functional thalamocortical connections. Thalamocortical fi-
rently, Congress is considering legisla-        bers begin appearing between 23 to 30 weeks’ gestational age, while electroencepha-
tion requiring physicians to inform             lography suggests the capacity for functional pain perception in preterm neonates prob-
                                                ably does not exist before 29 or 30 weeks. For fetal surgery, women may receive general
women seeking abortions 20 or more              anesthesia and/or analgesics intended for placental transfer, and parenteral opioids
weeks after fertilization (ie, 22 weeks’        may be administered to the fetus under direct or sonographic visualization. In these
gestational age) that the fetus has “physi-     circumstances, administration of anesthesia and analgesia serves purposes unrelated
cal structures necessary to experience          to reduction of fetal pain, including inhibition of fetal movement, prevention of fetal
pain,” as evidenced by “draw[ing] away          hormonal stress responses, and induction of uterine atony.
from surgical instruments.” The physi-          Conclusions Evidence regarding the capacity for fetal pain is limited but indicates
cian must also offer anesthesia or anal-        that fetal perception of pain is unlikely before the third trimester. Little or no evidence
gesia “administered directly” to the fe-        addresses the effectiveness of direct fetal anesthetic or analgesic techniques. Simi-
tus. Physicians who do not comply may           larly, limited or no data exist on the safety of such techniques for pregnant women in
be subject to substantial fines, license re-    the context of abortion. Anesthetic techniques currently used during fetal surgery are
vocation, and civil suits for punitive          not directly applicable to abortion procedures.
damages.3                                       JAMA. 2005;294:947-954                                                               www.jama.com

   Although this legislation would not
affect most US abortions because only
                                                step in answering these questions, we          Author Affiliations: School of Medicine (Ms Lee),
1.4% are performed at or after 21 weeks’                                                       Department of Anatomy and W. M. Keck Founda-
                                                reviewed the literature on fetal pain and
gestational age,4 this legislation raises                                                      tion for Integrative Neuroscience (Dr Ralston), and
                                                fetal anesthesia and analgesia.                Departments of Obstetrics, Gynecology and Repro-
important scientific, clinical, ethical,                                                       ductive Sciences (Drs Drey and Rosen), Pediatrics
and policy issues. When does a fetus            EVIDENCE ACQUISITION                           (Dr Partridge), and Anesthesia and Perioperative
                                                                                               Care (Dr Rosen), University of California, San Fran-
have the functional capacity to feel            English-language articles involving hu-        cisco.
pain? If that capacity exists, what forms       man participants were searched using           Corresponding Author: Mark A. Rosen, MD, Depart-
                                                                                               ment of Anesthesia and Perioperative Care, Univer-
of anesthesia or analgesia are safe and         PubMed for (1) fetal pain (16 articles),       sity of California, San Francisco, 513 Parnassus Ave,
effective for treating fetal pain? As a first   fetal anesthesia (6 articles), and fetal an-   San Francisco, CA 94143-0648 (rosenm@anesthesia
                                                                                               .ucsf.edu).
                                                algesia (3 articles); (2) fetus and (anes-     Clinical Review Section Editor: Michael S. Lauer, MD.
CME available online at                         thesia or analgesia) (1239 articles); (3)      We encourage authors to submit papers for consider-
www.jama.com                                                                                   ation as a “Clinical Review.” Please contact Michael S.
                                                Medical Subject Headings (MeSH) an-            Lauer, MD, at lauerm@ccf.org.

©2005 American Medical Association. All rights reserved.                            (Reprinted) JAMA, August 24/31, 2005—Vol 294, No. 8          947




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FETAL PAIN


                                                                                                                   algesics/administration and dosage and fe-
Figure. Spinal Reflex and Pain Perception Pathways
                                                                                                                   tus (44 articles); (4) MeSH anesthesia/
                                                                                                                   administration and dosage and fetus (0
  A Spinal Reflex                                                                                                  articles); (5) (neurodevelopment or devel-
                                                                                                                   opment or anatomy) and (fetus or fetal)
                 Dorsal Root Ganglion                              SPINAL CORD
                                                                                                                   and (pain or nociception or noxious) (306
                                                                                                                   articles); (6) (thalamocortical or thala-
               2 Peripheral                                              3 Dorsal Horn                             mus or cortex) and (fetus or fetal) and
                 Sensory Neuron                                            Interneuron
                                                                                                                   (pain or nociception or noxious) (13 ar-
                                                                                                                   ticles); (7) (electroencephalog* or EEG or
              1 Noxious                                                                                            evoked potential) and (fetus or fetal or pre-
                Stimulus                                                                                           mature neonate or premature infant or pre-
                                                                    4 Ventral Horn                                 term neonate or preterm infant) and (pain
                                                           L   E
                                                                      Motor Neuron                                 or nociception or noxious or conscious*)
                                                        SC
                                                   MU                                                              (7 articles); (8) fetal and pain and (re-
                                        5 Contraction                                                              sponse or assessment or facial expres-
                                                                                                                   sion) (112 articles); and (9) facial expres-
                                                                                                                   sion and (fetus or fetal) or ([neonate or
                                                                                                                   neonatal or infant] and [premature or pre-
  B Pain Perception via the Spinothalamic Tract                                                                    term]) and (pain or nociception or nox-
                                                                                                                   ious) (360 articles). The search was per-
                                                                                 C




                                                  BRAIN                                                            formed without date limitations and was
                                                                                 O
                                                                                     R




                                                                                                                   current as of June 6, 2005. From these
                                                                                     TE
                                                                                         X




                                        6 Thalamocortical Axon
                                                                                             7 Perception
                                                                                                                   search results, we excluded articles that
                                                                                                                   did not study fetuses of less than 30
                                                                                                                   weeks’ gestational age or that did not spe-
                                5 Thalamus                                                                         cifically address fetal pain perception or
                                                                                                                   nociception. With a focus on topics ad-
                                                                                                                   dressed by earlier review articles on fe-
                                                                                                                   tal pain, anesthesia, and analgesia, ar-
                                                                                                                   ticles were reviewed for additional
                                                                                                                   references.
                                                                                                                   EVIDENCE SYNTHESIS
                                                                            4 Spinothalamic                        What Is Pain?
                                         3 Spinothalamic                      Tract
                                                                                                                   Pain is a subjective sensory and emo-
                                           Neuron
                                                                                                                   tional experience that requires the pres-
         Dorsal Root Ganglion                                                                                      ence of consciousness to permit recog-
                                                                                                                   nition of a stimulus as unpleasant.5-7
       2 Peripheral
         Sensory Neuron
                                                                                                                   Although pain is commonly associated
                                                                                                                   with physical noxious stimuli, such as
                                                                                                                   when one suffers a wound, pain is fun-
                                                                                                                   damentally a psychological construct that
     1 Noxious
       Stimulus
                                                                                                                   may exist even in the absence of physi-
                                                                                                                   cal stimuli, as seen in phantom limb
                                                   SPINAL CORD
                                                                                                                   pain.5,7 The psychological nature of pain
                                                                                                                   also distinguishes it from nociception,
                                                                                                                   which involves physical activation of no-
                                                                                                                   ciceptive pathways without the subjec-
A, Reflex responses to noxious stimuli occur early in development, before thalamocortical circuits are func-
tional; noxious stimuli trigger reflex movement without cortical involvement. Activated by a noxious stimulus
                                                                                                                   tive emotional experience of pain.5,8 For
(1), a peripheral sensory neuron (2) synapses on a dorsal horn interneuron (3) that in turn synapses on a ven-     example, nociception without pain ex-
tral horn motor neuron (4), leading to reflex muscle contraction and limb withdrawal (5). B, Later in develop-     ists below the level of a spinal cord le-
ment, noxious stimuli (1) activate peripheral sensory neurons (2) that synapse on spinothalamic tract neurons
(3), the axons of which extend up the spinal cord as the spinothalamic tract (4) to synapse on neurons of the      sion, where reflex withdrawal from a
thalamus (5). From here, thalamocortical axons synapse on cortical neurons, resulting in the conscious per-        noxious stimulus occurs without con-
ception of pain.
                                                                                                                   scious perception of pain (FIGURE, A).5
948 JAMA, August 24/31, 2005—Vol 294, No. 8 (Reprinted)                                               ©2005 American Medical Association. All rights reserved.




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FETAL PAIN


Table. Anatomical and Functional Development of Nociception and Pain Perception Pathways
               Anatomical/                                                                                      Gestational
       Functional Characteristic                                            Description                          Age, wk                      Source
Peripheral cutaneous sensory receptors                 Perioral cutaneous sensory receptors                         7.5
                                                       Palmar cutaneous sensory receptors                       10-10.5         Humphrey,13 1964
                                                       Abdominal cutaneous sensory receptors                         15
Spinal cord                                            Spinal reflex arc in response to nonnoxious stimuli             8        Okado and Kojima,14 1984
                                                       Neurons for nociception in dorsal root ganglion               19         Konstantinidou et al,15 1995
Thalamic afferents                                     Thalamic afferents reach subplate zone                     20-22         Kostovic and Rakic,16 1990
                                                                                                                                Hevner,17 2000
                                                       Thalamic afferents reach cortical plate                    23-24         Kostovic and Rakic,18 1984
                                                                                                                                Kostovic and Goldman-Rakic,19 1983
Cortical function*                                     Somatosensory evoked potentials with distinct,                 29        Klimach and Cooke,20 1988
                                                           constant components                                                  Hrbek et al,21 1973
                                                       First electrocardiographic pattern denoting both               30        Clancy et al,22 2003
                                                           wakefulness and active sleep                                         Torres and Anderson,23 1985
*Earliest evidence of functional thalamocortical connections required for conscious perception of pain.




   Because pain is a psychological con-                       cortical pathways required for con-                   showing initial cortical plate penetra-
struct with emotional content, the ex-                        scious perception of pain (TABLE).                    tion at 22 weeks’ developmental age (24
perience of pain is modulated by chang-                          No human studies have directly ex-                 weeks’ gestational age).24
ing emotional input and may need to be                        amined the development of thalamo-                       In a study of 8 human fetuses, me-
learned through life experience.7,9,10 Re-                    cortical circuits associated with pain                diodorsal thalamic afferents were first
gardless of whether the emotional con-                        perception. The developmental age at                  observed in the cortical plate at 22
tent of pain is acquired, the psychologi-                     which thalamic pain fibers reach the                  weeks’ developmental age (24 weeks’
cal nature of pain presupposes the                            cortex has been inferred from studies                 gestational age).19 While connections
presence of functional thalamocortical                        of other thalamocortical circuits, which              between mediodorsal afferents and the
circuitry required for conscious percep-                      may or may not develop at the same                    anterior cingulate cortex25 may be rel-
tion, as discussed below.                                     time as thalamic fibers mediating cor-                evant to pain perception,12,26 this study
                                                              tical perception of pain.                             examined mediodorsal afferents to un-
Fetal Capacity for Pain                                          These histological neurodevelop-                   specified regions of the frontal cor-
Neuroanatomy and Development. No-                             ment studies typically describe fetal ma-             tex,19 which serves numerous func-
ciception may be characterized by re-                         turity in terms of developmental age,                 tions unrelated to pain perception.19,27
flex movement in response to a nox-                           representing the number of weeks post-                   Another histological study of 12 speci-
ious stimulus, without cortical                               ovulation or postfertilization. Clini-                mens found that afferents from unspeci-
involvement or conscious pain percep-                         cians regularly use gestational age, rep-             fied thalamic regions reached the devel-
tion. Nociception involves peripheral                         resenting weeks from the first day of the             oping prefrontal cortex in 1 preterm
sensory receptors whose afferent fi-                          woman’s last menstrual period. When                   neonate of 27 weeks’ developmental age,
bers synapse in the spinal cord on in-                        referring to a fetus at the same point in             concluding that thalamic fibers begin
terneurons, which synapse on motor                            development, the gestational age is ap-               entering the cortex between 26 and 28
neurons that also reside in the spinal                        proximately 2 weeks greater than the                  weeks’ developmental age (28 and 30
cord. These motor neurons trigger                             developmental age.                                    weeks’ gestational age).28 A different study
muscle contraction, causing limb flex-                           A histological study of the visual                 found that thalamic afferents had not
ion away from a stimulus (Figure, A).11                       pathway in 8 human fetuses, each at a                 reached the somatosensory cortical plate
   In contrast, pain perception re-                           different developmental age, con-                     by 22 weeks’ developmental age (24
quires cortical recognition of the stimu-                     cluded that thalamic projections reach                weeks’ gestational age). By 24 weeks’
lus as unpleasant. Peripheral sensory re-                     the visual cortex at 21 to 25 weeks’ de-              developmental age (26 weeks’ gesta-
ceptor afferents synapse on spinal cord                       velopmental age (approximately 23-27                  tional age), the density of cortical plate
neurons, the axons of which project to                        weeks’ gestational age), based on re-                 synapses increased, although these were
the thalamus, which sends afferents to                        sults from a fetus of 24 weeks’ devel-                not necessarily from thalamic affer-
the cerebral cortex (Figure, B),11 acti-                      opmental age (26 weeks’ gestational                   ents.16 Based on these studies, direct thala-
vating any number of cortical re-                             age).18 A similar 7-fetus study found                 mocortical fibers that are not specific for
gions.12 Sensory receptors and spinal                         thalamic afferents reached the audi-                  pain begin to emerge between 21 and 28
cord synapses required for nocicep-                           tory cortical plate at 24 to 26 weeks’ de-            weeks’ developmental age (23 and 30
tion develop earlier than the thalamo-                        velopmental age, with 1 specimen                      weeks’ gestational age).
©2005 American Medical Association. All rights reserved.                                                  (Reprinted) JAMA, August 24/31, 2005—Vol 294, No. 8   949




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FETAL PAIN


    However, others have proposed that         24 weeks’ postconceptional age (PCA)           PCA, suggesting that the capacity of the
thalamocortical connections could also         (ie, the gestational age plus number of        neonate to distinguish between nox-
be established indirectly if thalamic af-      weeks postpartum).22 Electroencepha-           ious and nonnoxious stimuli is matur-
ferents were to synapse on subplate neu-       lographic activity is normally asynchro-       ing. 37 Furthermore, flexion with-
rons, which could synapse on cortical          nous between the hemispheres and               drawal from tactile stimuli is a
plate neurons.29 The subplate is a tran-       mostly discontinuous at less than 27           noncortical spinal reflex exhibited by
sient fetal structure 1 layer deep to the      weeks’ PCA,23,33,34 becoming mostly            infants with anencephaly38 and by in-
cortical plate and serves as a “waiting        continuous around 34 weeks’ PCA.23,34          dividuals in a persistent vegetative
compartment” for various afferents, in-        Interhemispheric synchrony increases           state39 who lack cortical function.
cluding thalamic afferents, en route to        around 29 to 30 weeks’ PCA, then de-              Behavioral studies have also identi-
the cortical plate.16,29,30 The subplate re-   clines, then increases again, reaching al-     fied a distinct set of neonatal facial
cedes after 30 weeks’ developmental            most complete synchrony by term.22,33          movements present during invasive
age,16,29 while the cortical plate ma-         Given these baseline differences be-           procedures such as heel lancing but
tures into the 6 layers of the cerebral        tween neonatal and adult EEGs, pat-            absent during noninvasive proce-
cortex.28 In contrast to direct thalamo-       terns associated with impaired con-            dures.40-46 These facial movements,
cortical fibers, which are not visible un-     sciousness in adults33,35 are inapplicable     which are similar to those of adults ex-
til almost the third trimester, thalamic       to the analysis of neonatal EEGs.              periencing pain,47,48 were evident in neo-
afferents begin to reach the somatosen-           Some investigators contend that EEG         nates at 28 to 30 weeks’ PCA but not
sory subplate at 18 weeks’ developmen-         patterns denoting wakefulness indi-            at 25 to 27 weeks’ PCA.40 Facial move-
tal age (20 weeks’ gestational age)16 and      cate when consciousness is first pos-          ments may not necessarily be corti-
the visual subplate at 20 to 22 weeks’         sible.5,36 Wakefulness is a state of arousal   cally controlled.49 One study found no
gestational age.17 These afferents ap-         mediated by the brainstem and thala-           difference in facial activity during heel
pear morphologically mature enough to          mus in communication with the                  lancing of neonates with and without
synapse with subplate neurons,31 al-           cortex.5,22 In preterm neonates, the ear-      significant cortical injury, suggesting
though no human study has shown that           liest EEG pattern representing wake-           that facial activity even around 32
functional synapses exist between tha-         fulness appears around 30 weeks’               weeks’ PCA may not represent con-
lamic afferents and subplate neurons.          PCA.22,23 However, wakefulness alone           scious perception of pain.50
Subplate neurons may synapse with cor-         is insufficient to establish conscious-           Stress Responses. Hemodynamic
tical plate neurons and direct the growth      ness, as unconscious patients in a per-        and neuroendocrine changes in fe-
of thalamic afferents to their final syn-      sistent vegetative state may also have         tuses undergoing stressful procedures
aptic targets in the cortical plate.29 De-     wakeful EEGs.5,36                              have also been used to infer pain per-
spite this developmental role, no hu-             Somatosensory evoked potentials             ception.51 As early as 16 weeks’ gesta-
man study has shown that synapses              (SEPs) may also provide evidence of            tional age, fetal cerebral blood flow in-
between subplate and cortical plate neu-       pain processing in the somatosensory           creases during venipuncture and
rons convey information about pain per-        cortex, although they are not used clini-      transfusions that access the fetal he-
ception from the thalamus to the de-           cally to test pain pathways. SEPs test the     patic vein through the innervated fe-
veloping cortex.                               dorsal column tract of the spinal cord,        tal abdominal wall but not during ve-
    Electroencephalography. The his-           which transmits visceral pain sensa-           nipuncture and transfusions involving
tological presence of thalamocortical          tion to the somatosensory cortex via the       the noninnervated umbilical cord.52 In-
fibers is insufficient to establish capac-     thalamus.12 SEPs with distinct and con-        creased cerebral blood flow is not nec-
ity for pain perception. These anatomi-        stant N1 components of normal peak             essarily indicative of pain, as this re-
cal structures must also be functional.        latency are present at 29 weeks’ PCA,          sponse is thought to constitute a “brain
Although no electroencephalographic            indicating that thalamic connections           sparing” mechanism associated with
“pain pattern” exists, electroencepha-         with the somatosensory cortex are func-        hypoxia 53 and intrauterine growth
lography may be one way of assessing           tional at that time.20,21                      restriction.54
general cortical function because elec-           Behavioral Studies. Although widely            Other investigators measured in-
troencephalograms (EEGs) measure               used to assess pain in neonates, with-         creases in fetal plasma concentrations of
summated synaptic potentials from cor-         drawal reflexes and facial movements           cortisol, -endorphin, and noradrena-
tical neurons. However, EEG activity           do not necessarily represent con-              line associated with intrauterine nee-
alone does not prove functionality, be-        scious perception of pain. Full-term           dling procedures, finding that increases
cause neonates with anencephaly who            neonates exhibit a “cutaneous with-            during blood sampling from the hepatic
lack functional neural tissue above the        drawal reflex” that is activated at a          vein were greater than those during sam-
brainstem may still have EEG activity.32       threshold much lower than that which           pling from the umbilical cord.55,56 How-
    Normal EEG patterns have been              would produce discomfort in a child or         ever, these neuroendocrine responses do
characterized for neonates as young as         adult.37 This threshold increases with         not constitute evidence of fetal pain,
950 JAMA, August 24/31, 2005—Vol 294, No. 8 (Reprinted)                         ©2005 American Medical Association. All rights reserved.




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FETAL PAIN


because the autonomic nervous system          ward the fetus represents the chief jus-       general anesthesia are unjustified for
and hypothalamic-pituitary-adrenal axis       tification for using fetal anesthesia or       these procedures; adults typically un-
mediate them without conscious corti-         analgesia during abortion—to relieve           dergo similar procedures with no an-
cal processing.57 Additionally, these         suffering if fetal pain exists. As with any    algesia or only local analgesia.67 No es-
responses are not specific for painful        clinical decision, thorough safety and         tablished fetal analgesia protocol exists
stimuli. Plasma noradrenaline concen-         risk-benefit analyses should be under-         for these procedures, although 3 tech-
trations may increase after umbilical cord    taken before performing an interven-           niques have been proposed, namely, di-
transfusion,56 and plasma -endorphin          tion. Because the principle of benefi-         rect delivery of medications to the fe-
concentrations may increase after             cence also requires the woman’s                tus, delivery of medications to the fetus
repeated cordocenteses.58 Plasma corti-       physician to act in her best interests, po-    via maternal intravenous infusion, and
sol and -endorphin concentrations             tential fetal benefit must be weighed          intra-amniotic delivery of medications.
increase during innocuous activities such     against real risks to the woman’s health.         Direct Delivery. One group has ex-
as exercise.59 Moreover, in adults, neu-      The safety and effectiveness of pro-           amined the effects of analgesics deliv-
roendocrine stress responses may per-         posed fetal anesthesia and analgesia           ered directly to human fetuses during
sist despite well-controlled postopera-       techniques are discussed below.                minimally invasive procedures. 8 7
tive pain.60                                      General Anesthesia for Fetal Surgery.      Twenty-eight fetuses that received in-
   Vital signs also have been used to as-     Fetal surgery involving laparotomy, hys-       travenous fentanyl before hepatic vein
sess neonatal pain.42,43,45,51,61 However,    terotomy, or both requires general or          blood transfusions had diminished
heart rate, respiratory rate, and trans-      regional anesthesia.68,76 Regional anes-       changes in plasma -endorphin con-
cutaneous oxygen and carbon dioxide           thesia, such as epidural anesthesia, does      centration and cerebral blood flow, com-
levels do not necessarily differ signifi-     not anesthetize the fetus.76 General anes-     pared with fetuses not receiving fen-
cantly between alcohol-swabbing and           thesia is more commonly used because           tanyl. The cortisol response was not
lancing the heels of preterm neo-             it induces uterine atony and fetal immo-       significantly decreased with fentanyl.
nates.40 Another group found that a simi-     bilization.65,77 Studies of inhalational       The investigators did not examine risks
lar proportion of neonates became hy-         agents in pregnant ewes determined that        for the woman, such as infection or un-
poxic during tracheal suction, as well as     a dose capable of anesthetizing the ewe        controlled bleeding.76 Furthermore, re-
during nonnoxious routine care such as        also anesthetized the fetus.78 Admin-          ducing the stress response is distinct
washing and weighing.62                       istering fentanyl, pancuronium, or             from reducing pain. For example,
                                              vecuronium to the fetus intramuscu-            plasma glucose and cortisol concentra-
Fetal Anesthesia and Analgesia                larly may supplement analgesia or              tions may not differ significantly be-
Anesthetics and analgesics are com-           immobilization.64,65,77,79                     tween adults with and without postop-
monly used to alleviate pain and dis-             For pregnant women, general anes-          erative pain.60
comfort. Despite ongoing debate re-           thesia is associated with increased mor-          Delivery via Maternal Intravenous
garding fetal capacity for pain, fetal        bidity and mortality, particularly because     Infusion. To achieve presumably effec-
anesthesia and analgesia are still war-       of airway-related complications80-82 and       tive fetal plasma concentrations of fen-
ranted for surgical procedures under-         increased risk of hemorrhage from uter-        tanyl by placental transfer, potentially
taken to promote fetal health. When           ine atony.70 Historically, general anes-       unsafe doses would need to be admin-
long-term fetal well-being is a central       thesia was used in abortions, even in the      istered to the woman.88 Although stan-
consideration, evidence of fetal pain is      first trimester, until studies found that      dard doses of fentanyl are generally safe
unnecessary to justify fetal anesthesia       general anesthesia was a leading cause         for maternal analgesia during labor,89
and analgesia because they serve other        of abortion-related mortality.83-85 In addi-   fentanyl can pose serious risks such as
purposes unrelated to pain reduction,         tion to safety concerns, general anes-         hypoventilation if maternal doses are
including (1) inhibiting fetal move-          thesia increases the cost of abortion,         significantly increased to achieve more
ment during a procedure 63-65 ; (2)           making it prohibitively expensive for the      extensive placental transfer.67,68 Se-
achieving uterine atony to improve sur-       majority of patients who pay out of            vere maternal hypoventilation may re-
gical access to the fetus and to prevent      pocket.86                                      quire endotracheal intubation, which
contractions and placental separa-                Anesthesia and Analgesia in Mini-          increases risks and costs for the woman,
tion66-70; (3) preventing hormonal stress     mally Invasive Fetal Procedures. In            as described above.
responses associated with poor surgi-         contrast to fetal surgery requiring re-           No data exist on the dosing or effi-
cal outcomes in neonates71,72; and (4)        gional or general anesthesia, mini-            cacy of using medications such as di-
preventing possible adverse effects on        mally invasive fetal procedures do not         azepam and morphine for fetal analge-
long-term neurodevelopment and be-            involve maternal laparotomy or hys-            sia via maternal intravenous infusion,
havioral responses to pain.73-75              terotomy and instead use needles or en-        although studies have characterized the
   These objectives are not applicable        doscopy to access the fetus. For the sake      placental transfer of these medica-
to abortions. Instead, beneficence to-        of reducing pain, the increased risks of       tions.90-92 Two related studies found that
©2005 American Medical Association. All rights reserved.                          (Reprinted) JAMA, August 24/31, 2005—Vol 294, No. 8   951




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FETAL PAIN


low-dose remifentanil via maternal in-         these tests of cortical function suggest        Because pain perception probably
travenous infusion achieved fetal im-          that conscious perception of pain does       does not function before the third tri-
mobilization during laser coagulation          not begin before the third trimester.        mester, discussions of fetal pain for
of placental vessels.93,94 However, im-        Cutaneous withdrawal reflexes and            abortions performed before the end of
mobilization is not the equivalent of          hormonal stress responses present ear-       the second trimester should be non-
pain reduction, and these procedures           lier in development are not explicit or      compulsory. Fetal anesthesia or anal-
did not involve surgery on the fetus.          sufficient evidence of pain perception       gesia should not be recommended or
   Intra-amniotic Delivery. Intra-             because they are not specific to nox-        routinely offered for abortion because
amniotic injection would be techni-            ious stimuli and are not cortically          current experimental techniques pro-
cally simpler than direct fetal injec-         mediated.                                    vide unknown fetal benefit and may in-
tion, although the drug must be                   A variety of anesthetic and analge-       crease risks for the woman. Instead, fur-
absorbed through fetal membranes and           sic techniques have been used for fetal      ther research should focus on when
skin. Intra-amniotic sufentanil injec-         surgery, including maternal general an-      pain-related thalamocortical path-
tion in 10 pregnant ewes resulted in fe-       esthesia, regional anesthesia, and ad-       ways become functional in humans. If
tal plasma concentrations that would           ministration of medications for placen-      the fetus can feel pain, additional re-
control postoperative pain in human            tal transfer to the fetus. However, these    search may lead to effective fetal anes-
adults.95,96 Sufentanil concentrations in      techniques are not necessarily appli-        thesia or analgesia techniques that are
the ewes also reached adult human              cable to abortions. Surgical proce-          also safe for women.
therapeutic concentrations without             dures undertaken for fetal benefit use       Financial Disclosures: None reported.
causing significant hemodynamic                anesthesia to achieve objectives unre-
changes.96 However, the study did not          lated to pain control, such as uterine       REFERENCES
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                                                The polymorphic visions of the eyes and the spirit are
                                                contained in the uniform lines of small or capital let-
                                                ters, periods, commas, parentheses—pages of signs,
                                                packed as closely together as grains of sand, repre-
                                                senting the many-colored spectacle of the world on a
                                                surface that is always the same and always different,
                                                like dunes shifted by the desert wind.
                                                    —Italo Calvino (1923-1985)




954 JAMA, August 24/31, 2005—Vol 294, No. 8 (Reprinted)                                              ©2005 American Medical Association. All rights reserved.




                                           Downloaded from www.jama.com by guest on February 20, 2010

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Fetal Pain: A Systematic Review of the Evidence on Capacity and Pain Management

  • 1. Fetal Pain: A Systematic Multidisciplinary Review of the Evidence Susan J. Lee; Henry J. Peter Ralston; Eleanor A. Drey; et al. Online article and related content current as of February 20, 2010. JAMA. 2005;294(8):947-954 (doi:10.1001/jama.294.8.947) http://jama.ama-assn.org/cgi/content/full/294/8/947 Correction Contact me if this article is corrected. Citations This article has been cited 28 times. Contact me when this article is cited. Topic collections Medical Practice; Health Policy; Law and Medicine; Anesthesia; Pain; Patient-Physician Relationship/ Care; Patient-Physician Communication; Women's Health; Pregnancy and Breast Feeding Contact me when new articles are published in these topic areas. Related Letters Fetal Pain Laura B. Myers et al. JAMA. 2006;295(2):159. Bobbi J. Lyman. JAMA. 2006;295(2):159. Brian D. Sites. JAMA. 2006;295(2):160. In Reply: Susan J. Lee et al. JAMA. 2006;295(2):160. Subscribe Email Alerts http://jama.com/subscribe http://jamaarchives.com/alerts Permissions Reprints/E-prints permissions@ama-assn.org reprints@ama-assn.org http://pubs.ama-assn.org/misc/permissions.dtl Downloaded from www.jama.com by guest on February 20, 2010
  • 2. CLINICAL REVIEW CLINICIAN’S CORNER Fetal Pain A Systematic Multidisciplinary Review of the Evidence Susan J. Lee, JD Context Proposed federal legislation would require physicians to inform women Henry J. Peter Ralston, MD seeking abortions at 20 or more weeks after fertilization that the fetus feels pain and to offer anesthesia administered directly to the fetus. This article examines Eleanor A. Drey, MD, EdM whether a fetus feels pain and if so, whether safe and effective techniques exist for John Colin Partridge, MD, MPH providing direct fetal anesthesia or analgesia in the context of therapeutic proce- Mark A. Rosen, MD dures or abortion. Evidence Acquisition Systematic search of PubMed for English-language articles O VER THE LAST SEVERAL focusing on human studies related to fetal pain, anesthesia, and analgesia. Included years, many states, includ- articles studied fetuses of less than 30 weeks’ gestational age or specifically addressed ing California, Kentucky, fetal pain perception or nociception. Articles were reviewed for additional references. Minnesota, Montana, New The search was performed without date limitations and was current as of June 6, York, Oregon, and Virginia, have con- 2005. sidered legislation requiring physi- Evidence Synthesis Pain perception requires conscious recognition or awareness cians to inform women seeking abor- of a noxious stimulus. Neither withdrawal reflexes nor hormonal stress responses to tions that the fetus feels pain and to offer invasive procedures prove the existence of fetal pain, because they can be elicited by fetal anesthesia. This year, Arkansas and nonpainful stimuli and occur without conscious cortical processing. Fetal awareness Georgia enacted such statutes.1,2 Cur- of noxious stimuli requires functional thalamocortical connections. Thalamocortical fi- rently, Congress is considering legisla- bers begin appearing between 23 to 30 weeks’ gestational age, while electroencepha- tion requiring physicians to inform lography suggests the capacity for functional pain perception in preterm neonates prob- ably does not exist before 29 or 30 weeks. For fetal surgery, women may receive general women seeking abortions 20 or more anesthesia and/or analgesics intended for placental transfer, and parenteral opioids weeks after fertilization (ie, 22 weeks’ may be administered to the fetus under direct or sonographic visualization. In these gestational age) that the fetus has “physi- circumstances, administration of anesthesia and analgesia serves purposes unrelated cal structures necessary to experience to reduction of fetal pain, including inhibition of fetal movement, prevention of fetal pain,” as evidenced by “draw[ing] away hormonal stress responses, and induction of uterine atony. from surgical instruments.” The physi- Conclusions Evidence regarding the capacity for fetal pain is limited but indicates cian must also offer anesthesia or anal- that fetal perception of pain is unlikely before the third trimester. Little or no evidence gesia “administered directly” to the fe- addresses the effectiveness of direct fetal anesthetic or analgesic techniques. Simi- tus. Physicians who do not comply may larly, limited or no data exist on the safety of such techniques for pregnant women in be subject to substantial fines, license re- the context of abortion. Anesthetic techniques currently used during fetal surgery are vocation, and civil suits for punitive not directly applicable to abortion procedures. damages.3 JAMA. 2005;294:947-954 www.jama.com Although this legislation would not affect most US abortions because only step in answering these questions, we Author Affiliations: School of Medicine (Ms Lee), 1.4% are performed at or after 21 weeks’ Department of Anatomy and W. M. Keck Founda- reviewed the literature on fetal pain and gestational age,4 this legislation raises tion for Integrative Neuroscience (Dr Ralston), and fetal anesthesia and analgesia. Departments of Obstetrics, Gynecology and Repro- important scientific, clinical, ethical, ductive Sciences (Drs Drey and Rosen), Pediatrics and policy issues. When does a fetus EVIDENCE ACQUISITION (Dr Partridge), and Anesthesia and Perioperative Care (Dr Rosen), University of California, San Fran- have the functional capacity to feel English-language articles involving hu- cisco. pain? If that capacity exists, what forms man participants were searched using Corresponding Author: Mark A. Rosen, MD, Depart- ment of Anesthesia and Perioperative Care, Univer- of anesthesia or analgesia are safe and PubMed for (1) fetal pain (16 articles), sity of California, San Francisco, 513 Parnassus Ave, effective for treating fetal pain? As a first fetal anesthesia (6 articles), and fetal an- San Francisco, CA 94143-0648 (rosenm@anesthesia .ucsf.edu). algesia (3 articles); (2) fetus and (anes- Clinical Review Section Editor: Michael S. Lauer, MD. CME available online at thesia or analgesia) (1239 articles); (3) We encourage authors to submit papers for consider- www.jama.com ation as a “Clinical Review.” Please contact Michael S. Medical Subject Headings (MeSH) an- Lauer, MD, at lauerm@ccf.org. ©2005 American Medical Association. All rights reserved. (Reprinted) JAMA, August 24/31, 2005—Vol 294, No. 8 947 Downloaded from www.jama.com by guest on February 20, 2010
  • 3. FETAL PAIN algesics/administration and dosage and fe- Figure. Spinal Reflex and Pain Perception Pathways tus (44 articles); (4) MeSH anesthesia/ administration and dosage and fetus (0 A Spinal Reflex articles); (5) (neurodevelopment or devel- opment or anatomy) and (fetus or fetal) Dorsal Root Ganglion SPINAL CORD and (pain or nociception or noxious) (306 articles); (6) (thalamocortical or thala- 2 Peripheral 3 Dorsal Horn mus or cortex) and (fetus or fetal) and Sensory Neuron Interneuron (pain or nociception or noxious) (13 ar- ticles); (7) (electroencephalog* or EEG or 1 Noxious evoked potential) and (fetus or fetal or pre- Stimulus mature neonate or premature infant or pre- 4 Ventral Horn term neonate or preterm infant) and (pain L E Motor Neuron or nociception or noxious or conscious*) SC MU (7 articles); (8) fetal and pain and (re- 5 Contraction sponse or assessment or facial expres- sion) (112 articles); and (9) facial expres- sion and (fetus or fetal) or ([neonate or neonatal or infant] and [premature or pre- B Pain Perception via the Spinothalamic Tract term]) and (pain or nociception or nox- ious) (360 articles). The search was per- C BRAIN formed without date limitations and was O R current as of June 6, 2005. From these TE X 6 Thalamocortical Axon 7 Perception search results, we excluded articles that did not study fetuses of less than 30 weeks’ gestational age or that did not spe- 5 Thalamus cifically address fetal pain perception or nociception. With a focus on topics ad- dressed by earlier review articles on fe- tal pain, anesthesia, and analgesia, ar- ticles were reviewed for additional references. EVIDENCE SYNTHESIS 4 Spinothalamic What Is Pain? 3 Spinothalamic Tract Pain is a subjective sensory and emo- Neuron tional experience that requires the pres- Dorsal Root Ganglion ence of consciousness to permit recog- nition of a stimulus as unpleasant.5-7 2 Peripheral Sensory Neuron Although pain is commonly associated with physical noxious stimuli, such as when one suffers a wound, pain is fun- damentally a psychological construct that 1 Noxious Stimulus may exist even in the absence of physi- cal stimuli, as seen in phantom limb SPINAL CORD pain.5,7 The psychological nature of pain also distinguishes it from nociception, which involves physical activation of no- ciceptive pathways without the subjec- A, Reflex responses to noxious stimuli occur early in development, before thalamocortical circuits are func- tional; noxious stimuli trigger reflex movement without cortical involvement. Activated by a noxious stimulus tive emotional experience of pain.5,8 For (1), a peripheral sensory neuron (2) synapses on a dorsal horn interneuron (3) that in turn synapses on a ven- example, nociception without pain ex- tral horn motor neuron (4), leading to reflex muscle contraction and limb withdrawal (5). B, Later in develop- ists below the level of a spinal cord le- ment, noxious stimuli (1) activate peripheral sensory neurons (2) that synapse on spinothalamic tract neurons (3), the axons of which extend up the spinal cord as the spinothalamic tract (4) to synapse on neurons of the sion, where reflex withdrawal from a thalamus (5). From here, thalamocortical axons synapse on cortical neurons, resulting in the conscious per- noxious stimulus occurs without con- ception of pain. scious perception of pain (FIGURE, A).5 948 JAMA, August 24/31, 2005—Vol 294, No. 8 (Reprinted) ©2005 American Medical Association. All rights reserved. Downloaded from www.jama.com by guest on February 20, 2010
  • 4. FETAL PAIN Table. Anatomical and Functional Development of Nociception and Pain Perception Pathways Anatomical/ Gestational Functional Characteristic Description Age, wk Source Peripheral cutaneous sensory receptors Perioral cutaneous sensory receptors 7.5 Palmar cutaneous sensory receptors 10-10.5 Humphrey,13 1964 Abdominal cutaneous sensory receptors 15 Spinal cord Spinal reflex arc in response to nonnoxious stimuli 8 Okado and Kojima,14 1984 Neurons for nociception in dorsal root ganglion 19 Konstantinidou et al,15 1995 Thalamic afferents Thalamic afferents reach subplate zone 20-22 Kostovic and Rakic,16 1990 Hevner,17 2000 Thalamic afferents reach cortical plate 23-24 Kostovic and Rakic,18 1984 Kostovic and Goldman-Rakic,19 1983 Cortical function* Somatosensory evoked potentials with distinct, 29 Klimach and Cooke,20 1988 constant components Hrbek et al,21 1973 First electrocardiographic pattern denoting both 30 Clancy et al,22 2003 wakefulness and active sleep Torres and Anderson,23 1985 *Earliest evidence of functional thalamocortical connections required for conscious perception of pain. Because pain is a psychological con- cortical pathways required for con- showing initial cortical plate penetra- struct with emotional content, the ex- scious perception of pain (TABLE). tion at 22 weeks’ developmental age (24 perience of pain is modulated by chang- No human studies have directly ex- weeks’ gestational age).24 ing emotional input and may need to be amined the development of thalamo- In a study of 8 human fetuses, me- learned through life experience.7,9,10 Re- cortical circuits associated with pain diodorsal thalamic afferents were first gardless of whether the emotional con- perception. The developmental age at observed in the cortical plate at 22 tent of pain is acquired, the psychologi- which thalamic pain fibers reach the weeks’ developmental age (24 weeks’ cal nature of pain presupposes the cortex has been inferred from studies gestational age).19 While connections presence of functional thalamocortical of other thalamocortical circuits, which between mediodorsal afferents and the circuitry required for conscious percep- may or may not develop at the same anterior cingulate cortex25 may be rel- tion, as discussed below. time as thalamic fibers mediating cor- evant to pain perception,12,26 this study tical perception of pain. examined mediodorsal afferents to un- Fetal Capacity for Pain These histological neurodevelop- specified regions of the frontal cor- Neuroanatomy and Development. No- ment studies typically describe fetal ma- tex,19 which serves numerous func- ciception may be characterized by re- turity in terms of developmental age, tions unrelated to pain perception.19,27 flex movement in response to a nox- representing the number of weeks post- Another histological study of 12 speci- ious stimulus, without cortical ovulation or postfertilization. Clini- mens found that afferents from unspeci- involvement or conscious pain percep- cians regularly use gestational age, rep- fied thalamic regions reached the devel- tion. Nociception involves peripheral resenting weeks from the first day of the oping prefrontal cortex in 1 preterm sensory receptors whose afferent fi- woman’s last menstrual period. When neonate of 27 weeks’ developmental age, bers synapse in the spinal cord on in- referring to a fetus at the same point in concluding that thalamic fibers begin terneurons, which synapse on motor development, the gestational age is ap- entering the cortex between 26 and 28 neurons that also reside in the spinal proximately 2 weeks greater than the weeks’ developmental age (28 and 30 cord. These motor neurons trigger developmental age. weeks’ gestational age).28 A different study muscle contraction, causing limb flex- A histological study of the visual found that thalamic afferents had not ion away from a stimulus (Figure, A).11 pathway in 8 human fetuses, each at a reached the somatosensory cortical plate In contrast, pain perception re- different developmental age, con- by 22 weeks’ developmental age (24 quires cortical recognition of the stimu- cluded that thalamic projections reach weeks’ gestational age). By 24 weeks’ lus as unpleasant. Peripheral sensory re- the visual cortex at 21 to 25 weeks’ de- developmental age (26 weeks’ gesta- ceptor afferents synapse on spinal cord velopmental age (approximately 23-27 tional age), the density of cortical plate neurons, the axons of which project to weeks’ gestational age), based on re- synapses increased, although these were the thalamus, which sends afferents to sults from a fetus of 24 weeks’ devel- not necessarily from thalamic affer- the cerebral cortex (Figure, B),11 acti- opmental age (26 weeks’ gestational ents.16 Based on these studies, direct thala- vating any number of cortical re- age).18 A similar 7-fetus study found mocortical fibers that are not specific for gions.12 Sensory receptors and spinal thalamic afferents reached the audi- pain begin to emerge between 21 and 28 cord synapses required for nocicep- tory cortical plate at 24 to 26 weeks’ de- weeks’ developmental age (23 and 30 tion develop earlier than the thalamo- velopmental age, with 1 specimen weeks’ gestational age). ©2005 American Medical Association. All rights reserved. (Reprinted) JAMA, August 24/31, 2005—Vol 294, No. 8 949 Downloaded from www.jama.com by guest on February 20, 2010
  • 5. FETAL PAIN However, others have proposed that 24 weeks’ postconceptional age (PCA) PCA, suggesting that the capacity of the thalamocortical connections could also (ie, the gestational age plus number of neonate to distinguish between nox- be established indirectly if thalamic af- weeks postpartum).22 Electroencepha- ious and nonnoxious stimuli is matur- ferents were to synapse on subplate neu- lographic activity is normally asynchro- ing. 37 Furthermore, flexion with- rons, which could synapse on cortical nous between the hemispheres and drawal from tactile stimuli is a plate neurons.29 The subplate is a tran- mostly discontinuous at less than 27 noncortical spinal reflex exhibited by sient fetal structure 1 layer deep to the weeks’ PCA,23,33,34 becoming mostly infants with anencephaly38 and by in- cortical plate and serves as a “waiting continuous around 34 weeks’ PCA.23,34 dividuals in a persistent vegetative compartment” for various afferents, in- Interhemispheric synchrony increases state39 who lack cortical function. cluding thalamic afferents, en route to around 29 to 30 weeks’ PCA, then de- Behavioral studies have also identi- the cortical plate.16,29,30 The subplate re- clines, then increases again, reaching al- fied a distinct set of neonatal facial cedes after 30 weeks’ developmental most complete synchrony by term.22,33 movements present during invasive age,16,29 while the cortical plate ma- Given these baseline differences be- procedures such as heel lancing but tures into the 6 layers of the cerebral tween neonatal and adult EEGs, pat- absent during noninvasive proce- cortex.28 In contrast to direct thalamo- terns associated with impaired con- dures.40-46 These facial movements, cortical fibers, which are not visible un- sciousness in adults33,35 are inapplicable which are similar to those of adults ex- til almost the third trimester, thalamic to the analysis of neonatal EEGs. periencing pain,47,48 were evident in neo- afferents begin to reach the somatosen- Some investigators contend that EEG nates at 28 to 30 weeks’ PCA but not sory subplate at 18 weeks’ developmen- patterns denoting wakefulness indi- at 25 to 27 weeks’ PCA.40 Facial move- tal age (20 weeks’ gestational age)16 and cate when consciousness is first pos- ments may not necessarily be corti- the visual subplate at 20 to 22 weeks’ sible.5,36 Wakefulness is a state of arousal cally controlled.49 One study found no gestational age.17 These afferents ap- mediated by the brainstem and thala- difference in facial activity during heel pear morphologically mature enough to mus in communication with the lancing of neonates with and without synapse with subplate neurons,31 al- cortex.5,22 In preterm neonates, the ear- significant cortical injury, suggesting though no human study has shown that liest EEG pattern representing wake- that facial activity even around 32 functional synapses exist between tha- fulness appears around 30 weeks’ weeks’ PCA may not represent con- lamic afferents and subplate neurons. PCA.22,23 However, wakefulness alone scious perception of pain.50 Subplate neurons may synapse with cor- is insufficient to establish conscious- Stress Responses. Hemodynamic tical plate neurons and direct the growth ness, as unconscious patients in a per- and neuroendocrine changes in fe- of thalamic afferents to their final syn- sistent vegetative state may also have tuses undergoing stressful procedures aptic targets in the cortical plate.29 De- wakeful EEGs.5,36 have also been used to infer pain per- spite this developmental role, no hu- Somatosensory evoked potentials ception.51 As early as 16 weeks’ gesta- man study has shown that synapses (SEPs) may also provide evidence of tional age, fetal cerebral blood flow in- between subplate and cortical plate neu- pain processing in the somatosensory creases during venipuncture and rons convey information about pain per- cortex, although they are not used clini- transfusions that access the fetal he- ception from the thalamus to the de- cally to test pain pathways. SEPs test the patic vein through the innervated fe- veloping cortex. dorsal column tract of the spinal cord, tal abdominal wall but not during ve- Electroencephalography. The his- which transmits visceral pain sensa- nipuncture and transfusions involving tological presence of thalamocortical tion to the somatosensory cortex via the the noninnervated umbilical cord.52 In- fibers is insufficient to establish capac- thalamus.12 SEPs with distinct and con- creased cerebral blood flow is not nec- ity for pain perception. These anatomi- stant N1 components of normal peak essarily indicative of pain, as this re- cal structures must also be functional. latency are present at 29 weeks’ PCA, sponse is thought to constitute a “brain Although no electroencephalographic indicating that thalamic connections sparing” mechanism associated with “pain pattern” exists, electroencepha- with the somatosensory cortex are func- hypoxia 53 and intrauterine growth lography may be one way of assessing tional at that time.20,21 restriction.54 general cortical function because elec- Behavioral Studies. Although widely Other investigators measured in- troencephalograms (EEGs) measure used to assess pain in neonates, with- creases in fetal plasma concentrations of summated synaptic potentials from cor- drawal reflexes and facial movements cortisol, -endorphin, and noradrena- tical neurons. However, EEG activity do not necessarily represent con- line associated with intrauterine nee- alone does not prove functionality, be- scious perception of pain. Full-term dling procedures, finding that increases cause neonates with anencephaly who neonates exhibit a “cutaneous with- during blood sampling from the hepatic lack functional neural tissue above the drawal reflex” that is activated at a vein were greater than those during sam- brainstem may still have EEG activity.32 threshold much lower than that which pling from the umbilical cord.55,56 How- Normal EEG patterns have been would produce discomfort in a child or ever, these neuroendocrine responses do characterized for neonates as young as adult.37 This threshold increases with not constitute evidence of fetal pain, 950 JAMA, August 24/31, 2005—Vol 294, No. 8 (Reprinted) ©2005 American Medical Association. All rights reserved. Downloaded from www.jama.com by guest on February 20, 2010
  • 6. FETAL PAIN because the autonomic nervous system ward the fetus represents the chief jus- general anesthesia are unjustified for and hypothalamic-pituitary-adrenal axis tification for using fetal anesthesia or these procedures; adults typically un- mediate them without conscious corti- analgesia during abortion—to relieve dergo similar procedures with no an- cal processing.57 Additionally, these suffering if fetal pain exists. As with any algesia or only local analgesia.67 No es- responses are not specific for painful clinical decision, thorough safety and tablished fetal analgesia protocol exists stimuli. Plasma noradrenaline concen- risk-benefit analyses should be under- for these procedures, although 3 tech- trations may increase after umbilical cord taken before performing an interven- niques have been proposed, namely, di- transfusion,56 and plasma -endorphin tion. Because the principle of benefi- rect delivery of medications to the fe- concentrations may increase after cence also requires the woman’s tus, delivery of medications to the fetus repeated cordocenteses.58 Plasma corti- physician to act in her best interests, po- via maternal intravenous infusion, and sol and -endorphin concentrations tential fetal benefit must be weighed intra-amniotic delivery of medications. increase during innocuous activities such against real risks to the woman’s health. Direct Delivery. One group has ex- as exercise.59 Moreover, in adults, neu- The safety and effectiveness of pro- amined the effects of analgesics deliv- roendocrine stress responses may per- posed fetal anesthesia and analgesia ered directly to human fetuses during sist despite well-controlled postopera- techniques are discussed below. minimally invasive procedures. 8 7 tive pain.60 General Anesthesia for Fetal Surgery. Twenty-eight fetuses that received in- Vital signs also have been used to as- Fetal surgery involving laparotomy, hys- travenous fentanyl before hepatic vein sess neonatal pain.42,43,45,51,61 However, terotomy, or both requires general or blood transfusions had diminished heart rate, respiratory rate, and trans- regional anesthesia.68,76 Regional anes- changes in plasma -endorphin con- cutaneous oxygen and carbon dioxide thesia, such as epidural anesthesia, does centration and cerebral blood flow, com- levels do not necessarily differ signifi- not anesthetize the fetus.76 General anes- pared with fetuses not receiving fen- cantly between alcohol-swabbing and thesia is more commonly used because tanyl. The cortisol response was not lancing the heels of preterm neo- it induces uterine atony and fetal immo- significantly decreased with fentanyl. nates.40 Another group found that a simi- bilization.65,77 Studies of inhalational The investigators did not examine risks lar proportion of neonates became hy- agents in pregnant ewes determined that for the woman, such as infection or un- poxic during tracheal suction, as well as a dose capable of anesthetizing the ewe controlled bleeding.76 Furthermore, re- during nonnoxious routine care such as also anesthetized the fetus.78 Admin- ducing the stress response is distinct washing and weighing.62 istering fentanyl, pancuronium, or from reducing pain. For example, vecuronium to the fetus intramuscu- plasma glucose and cortisol concentra- Fetal Anesthesia and Analgesia larly may supplement analgesia or tions may not differ significantly be- Anesthetics and analgesics are com- immobilization.64,65,77,79 tween adults with and without postop- monly used to alleviate pain and dis- For pregnant women, general anes- erative pain.60 comfort. Despite ongoing debate re- thesia is associated with increased mor- Delivery via Maternal Intravenous garding fetal capacity for pain, fetal bidity and mortality, particularly because Infusion. To achieve presumably effec- anesthesia and analgesia are still war- of airway-related complications80-82 and tive fetal plasma concentrations of fen- ranted for surgical procedures under- increased risk of hemorrhage from uter- tanyl by placental transfer, potentially taken to promote fetal health. When ine atony.70 Historically, general anes- unsafe doses would need to be admin- long-term fetal well-being is a central thesia was used in abortions, even in the istered to the woman.88 Although stan- consideration, evidence of fetal pain is first trimester, until studies found that dard doses of fentanyl are generally safe unnecessary to justify fetal anesthesia general anesthesia was a leading cause for maternal analgesia during labor,89 and analgesia because they serve other of abortion-related mortality.83-85 In addi- fentanyl can pose serious risks such as purposes unrelated to pain reduction, tion to safety concerns, general anes- hypoventilation if maternal doses are including (1) inhibiting fetal move- thesia increases the cost of abortion, significantly increased to achieve more ment during a procedure 63-65 ; (2) making it prohibitively expensive for the extensive placental transfer.67,68 Se- achieving uterine atony to improve sur- majority of patients who pay out of vere maternal hypoventilation may re- gical access to the fetus and to prevent pocket.86 quire endotracheal intubation, which contractions and placental separa- Anesthesia and Analgesia in Mini- increases risks and costs for the woman, tion66-70; (3) preventing hormonal stress mally Invasive Fetal Procedures. In as described above. responses associated with poor surgi- contrast to fetal surgery requiring re- No data exist on the dosing or effi- cal outcomes in neonates71,72; and (4) gional or general anesthesia, mini- cacy of using medications such as di- preventing possible adverse effects on mally invasive fetal procedures do not azepam and morphine for fetal analge- long-term neurodevelopment and be- involve maternal laparotomy or hys- sia via maternal intravenous infusion, havioral responses to pain.73-75 terotomy and instead use needles or en- although studies have characterized the These objectives are not applicable doscopy to access the fetus. For the sake placental transfer of these medica- to abortions. Instead, beneficence to- of reducing pain, the increased risks of tions.90-92 Two related studies found that ©2005 American Medical Association. All rights reserved. (Reprinted) JAMA, August 24/31, 2005—Vol 294, No. 8 951 Downloaded from www.jama.com by guest on February 20, 2010
  • 7. FETAL PAIN low-dose remifentanil via maternal in- these tests of cortical function suggest Because pain perception probably travenous infusion achieved fetal im- that conscious perception of pain does does not function before the third tri- mobilization during laser coagulation not begin before the third trimester. mester, discussions of fetal pain for of placental vessels.93,94 However, im- Cutaneous withdrawal reflexes and abortions performed before the end of mobilization is not the equivalent of hormonal stress responses present ear- the second trimester should be non- pain reduction, and these procedures lier in development are not explicit or compulsory. Fetal anesthesia or anal- did not involve surgery on the fetus. sufficient evidence of pain perception gesia should not be recommended or Intra-amniotic Delivery. Intra- because they are not specific to nox- routinely offered for abortion because amniotic injection would be techni- ious stimuli and are not cortically current experimental techniques pro- cally simpler than direct fetal injec- mediated. vide unknown fetal benefit and may in- tion, although the drug must be A variety of anesthetic and analge- crease risks for the woman. Instead, fur- absorbed through fetal membranes and sic techniques have been used for fetal ther research should focus on when skin. Intra-amniotic sufentanil injec- surgery, including maternal general an- pain-related thalamocortical path- tion in 10 pregnant ewes resulted in fe- esthesia, regional anesthesia, and ad- ways become functional in humans. If tal plasma concentrations that would ministration of medications for placen- the fetus can feel pain, additional re- control postoperative pain in human tal transfer to the fetus. However, these search may lead to effective fetal anes- adults.95,96 Sufentanil concentrations in techniques are not necessarily appli- thesia or analgesia techniques that are the ewes also reached adult human cable to abortions. Surgical proce- also safe for women. therapeutic concentrations without dures undertaken for fetal benefit use Financial Disclosures: None reported. causing significant hemodynamic anesthesia to achieve objectives unre- changes.96 However, the study did not lated to pain control, such as uterine REFERENCES evaluate fetal response to noxious relaxation, fetal immobilization, and 1. Unborn Child Pain Awareness and Prevention Act stimuli, and no data exist regarding possible prevention of neuroendo- of 2005. To be codified at Ark Code Ann §§20-16- 1101 to 1111. safety or effectiveness in humans. crine stress responses associated with 2. Woman’s Right to Know Act. To be codified at Ga poor surgical outcomes. Thus, fetal an- Code Ann §31-9A-4. 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