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BEHAVIORAL AND BRAIN SCIENCES (2007) 30, 481 –548
Printed in the United States of America
doi: 10.1017/S0140525X07002786




Consciousness, accessibility, and the
mesh between psychology and
neuroscience
                                                                     Ned Block
                                                                     Department of Philosophy, New York University, New York, NY 10003
                                                                     ned.block@nyu.edu




Abstract: How can we disentangle the neural basis of phenomenal consciousness from the neural machinery of the cognitive access that
underlies reports of phenomenal consciousness? We see the problem in stark form if we ask how we can tell whether representations
inside a Fodorian module are phenomenally conscious. The methodology would seem straightforward: Find the neural natural kinds
that are the basis of phenomenal consciousness in clear cases – when subjects are completely confident and we have no reason to doubt
their authority – and look to see whether those neural natural kinds exist within Fodorian modules. But a puzzle arises: Do we include
the machinery underlying reportability within the neural natural kinds of the clear cases? If the answer is “Yes,” then there can be no
phenomenally conscious representations in Fodorian modules. But how can we know if the answer is “Yes”? The suggested
methodology requires an answer to the question it was supposed to answer! This target article argues for an abstract solution to the
problem and exhibits a source of empirical data that is relevant, data that show that in a certain sense phenomenal consciousness
overflows cognitive accessibility. I argue that we can find a neural realizer of this overflow if we assume that the neural basis of
phenomenal consciousness does not include the neural basis of cognitive accessibility and that this assumption is justified (other
things being equal) by the explanations it allows.

Keywords: access consciousness; accessibility; change blindness; consciousness; mind/body problem; NCC; phenomenal
consciousness; refrigerator light illusion; reportability; unconscious; vegetative state; working memory

1. Introduction                                                      therefore unreportable representations inside modules
                                                                     are phenomenally conscious, we have to have decided
In The Modularity of Mind, Jerry Fodor argued that sig-              already whether phenomenal consciousness includes the
nificant early portions of our perceptual systems are                 cognitive accessibility underlying reportability. So it
modular in a number of respects, including that we do                looks like the inquiry leads in a circle. I will be calling
not have cognitive access to their internal states and rep-          this problem “the methodological puzzle of consciousness
resentations of a sort that would allow reportability                research.”
(Fodor 1983; see also Pylylshyn 2003; Sperber 2001).                    The first half of this article is about the methodology of
For example, one representation that vision scientists               breaking out of this circle. The second half brings empirical
tend to agree is computed by our visual systems is one
which reflects sharp changes in luminosity; another is a
representation of surfaces (Nakayama et al. 1995). Are                    NED BLOCK is Silver Professor in the Depart-
the unreportable representations inside these modules                     ments of Philosophy and Psychology, and in the
phenomenally conscious? Presumably there is a fact of                     Center for Neural Science, at New York Univer-
the matter. But since these representations are cognitively               sity. He was formerly Chair of the MIT Philosophy
inaccessible and therefore utterly unreportable, how could                Program. He is a Fellow of the American Academy
we know whether they are conscious or not? It may seem                    of Arts and Sciences and a recipient of fellowships
that the appropriate methodology is clear in principle even               from the Guggenheim Foundation, the National
if very difficult in practice: Determine the natural kind                  Endowment for the Humanities, the American
(Putnam 1975; Quine 1969) that constitutes the neural                     Council of Learned Societies and the National
basis of phenomenal consciousness in completely clear                     Science Foundation. He is a past President of
cases – cases in which subjects are completely confident                   the Society for Philosophy and Psychology, a past
about their phenomenally conscious states and there is                    Chair of the MIT Press Cognitive Science Board,
no reason to doubt their authority – and then determine                   and past President of the Association for the
whether those neural natural kinds exist inside Fodorian                  Scientific Study of Consciousness. The Philoso-
modules. If they do, there are conscious within-module                    phers’ Annual selected his papers as one of the
representations; if they don’t, there are not. But should                 “ten best” in 1983, 1990, 1995 and 2002. The
we include the machinery underlying reportability                         first of two volumes of his collected papers came
within the natural kinds in the clear cases? Apparently,                  out in 2007.
in order to decide whether cognitively inaccessible and

# 2008 Cambridge University Press         0140-525X/08 $40.00                                                                            481
Block: Consciousness, accessibility, and the mesh
evidence to bear on actually breaking out of it, using the       that consciousness is determined by but not identical to
principle that other things being equal, a mesh between          its neural basis (McLaughlin 1992; Searle 1992). The
psychology and neuroscience is a reason to believe the           issue of this article is not physicalism versus dualism, but
theory that leads to the mesh.                                   rather, whether consciousness includes the physical func-
                                                                 tions involved in the cognitive accessibility that underlies
                                                                 reportability.
2. Two illustrations                                                What is the total minus core neural basis? That is, what
                                                                 is the neural background required to make a core neural
Before giving a more precise statement of the methodo-           basis sufficient for a phenomenally conscious experience?
logical puzzle, I’ll give two illustrations that are intended    There is some evidence that there is a single neural back-
to give the reader a feel for it.                                ground of all experience involving connections between
   Nancy Kanwisher and her colleagues (Kanwisher 2001;           the cortex and the upper brain stem including the thala-
Tong et al. 1998) have found impressively robust corre-          mus (Churchland 2005; Laureys 2005; Llinas 2001;     ´
lations between the experience of faces and activation at              ´
                                                                 Llinas et al. 1998; Merker 2007; Tononi & Edelman
the bottom of the temporal lobe, usually in the subject’s        1998). This background can perhaps be identified with
right hemisphere in what they call the “fusiform face            what Searle (2005) calls the “unified conscious field.”
area.” One method that has been used to investigate the          Perhaps the most convincing evidence is that disabling
neural basis of face perception exploits a phenomenon            connections to the thalamus seems the common core of
known as “binocular rivalry” (see Koch 2004, Ch. 16). Pre-       what different general anesthetics do (Alkire & Miller
sented with a face-stimulus to one eye and a house stimu-        2005). Although Merker (2007) does not make the distinc-
lus to the other, the subject experiences a face for a few       tion between core and total, he presents evidence that
seconds, then a house, then a face, and so on. Examination       children born pretty much without a cortex can have the
of the visual processing areas of the brain while the face/      conscious field with little or nothing in the way of any con-
house perceptual alternation is ongoing, found stronger          scious contents: that is, they have the total without much in
shifts with the percept in the fusiform face area than in        the way of core neural bases.
other areas. The fusiform face area lights up when subjects         Nancy Kanwisher (2001) and Dan Pollen (2003; in press)
are experiencing seeing a face and not when subjects are         argue that activation of areas of the brain involved in
experiencing seeing a house, despite the fact that the           spatio-temporal binding is required for perceptual phenom-
stimuli are unchanging. The fusiform face area also              enology. Of course some states that have phenomenology,
lights up when subjects imagine faces (O’Craven & Kanw-          for example, emotions and thoughts, are not experienced
isher 2000).                                                     as spatially located. But Kanwisher and Pollen may be
   In highly constrained experimental situations, observers      right about temporal aspects of visual experience.
viewing functional magnetic resonance imaging (fMRI)             Further, Antonio Damasio (1999) and Pollen argue that
recordings are 85% accurate in telling whether subjects in a     all experience requires a sense of self, partly based in the
scanner are seeing faces or houses (Haynes & Rees 2006).         posterior parietal lobe. If true, this would be part of the
However, Rafi Malach and his colleagues (Hasson et al.            background.
2004) have been able to get similar results from free viewing       At the risk of confusing the reader with yet another dis-
of movies by correlating activations in a number of subjects     tinction, it is important to keep in mind the difference
(see also Bartels & Zeki 2004).                                  between a causal condition and a constitutive condition.
   There has been some dispute as to what exactly the            For example, cerebral blood flow is causally necessary
fusiform face area is specialized for, but these issues can      for consciousness, but activation of the upper brainstem
be put aside here. (See Grill-Spector et al. 2006, 2007;         is much more plausibly a constitutive condition, part of
Kanwisher 2006, 2007; Tsao et al. 2006).                         what it is to be conscious. (What does “constitutive”
   No one would suppose that activation of the fusiform          mean? Among other things, constituent: Hydrogen is par-
face area all by itself is sufficient for face-experience.        tially constitutive of water since water is composed of
I have never heard anyone advocate the view that if a fusi-      hydrogen and oxygen.) The main issue of this article is
form face area were kept alive in a bottle, that activation of   whether the cognitive access underlying reportability is a
it would determine face-experience – or any experience at        constitutive condition of phenomenal consciousness.
all (Kanwisher 2001). The total neural basis of a state with        Here is the illustration I have been leading up to. There
phenomenal character C is itself sufficient for the instan-       is a type of brain injury which causes a syndrome known as
tiation of C. The core neural basis of a state with phenom-      visuo-spatial extinction. If the patient sees a single object
enal character C is the part of the total neural basis that      on either side, the patient can identify it, but if there are
distinguishes states with C from states with other phenom-       objects on both sides, the patient can identify only the
enal characters or phenomenal contents,1 for example the         one on the right and claims not to see the one on
experience as of a face from the experience as of a house.       the left (Aimola Davies 2004). With competition from
(The core neural basis is similar to what Semir Zeki [Zeki       the right, the subject cannot attend to the left. However,
2001; Zeki & Bartels 1999] has called an essential node.)        as Geraint Rees has shown in two fMRI studies of a
So activation of the fusiform face area is a candidate for       patient identified as “G.K.,” when G.K. claims not to see
the core neural basis – not the total neural basis – for         a face on the left, his fusiform face area (on the right,
experience as of a face (see Block 2005; Chalmers 2000;          fed strongly by the left side of space) lights up almost as
Shoemaker 1981).                                                 much as when he reports seeing the face (Driver &
   For purposes of this target article, I adopt the physica-     Vuilleumier 2001; Rees et al. 2000, 2002b). Should we
listic view (Edelman 2004) that consciousness is identical       conclude that G.K. has face experience that – because of
to its total neural basis, rather than John Searle’s view        lack of attention – he does not know about? Or that the

482       BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
Block: Consciousness, accessibility, and the mesh

fusiform face area is not the whole of the core neural basis   terms – there would still be the question, does what it is
for the experience, as of a face? Or that activation of the    like to have an experience include whatever cognitive pro-
fusiform face area is the core neural basis for the experi-    cesses underlie our ability to report the experience?
ence as of a face but that some other aspect of the total         The problem does not arise in the study of, for example,
neural basis is missing? How are we to answer these ques-      water. On the basis of the study of the nature of accessible
tions, given that all these possibilities predict the same     water, we can know the properties of water in environ-
thing: no face report?                                         ments outside our light cone – that is, in environments
   I will use the phrase “core neural basis of the experi-     that are too far away in space and time for signals traveling
ence” instead of Frances Crick’s and Christof Koch’s           at the speed of light to reach us. We have no problem in
“NCC,” for neural correlate of consciousness. Mere corre-      extrapolating from the observed to the unobserved, and
lation is too weak. At a minimum, one wants the neural         even unobservable in the case of water, because we are
underpinnings of a match of content between the mental         antecedently certain that our cognitive access to water
                                      ¨
and neural state (Chalmers 1998; Noe & Thompson 2004).         molecules is not part of the constitutive scientific nature
                                                               of water itself. In homing in on a core neural basis of
                                                               reportable episodes of phenomenal consciousness, we
3. The puzzle                                                  have a choice about whether or not to include the
                                                               aspects of those neurological states that underlie report-
The following is a principle that will be appealing to many    ability within the core neural basis. If we do, then unre-
(though it is not to me): Whatever it is about a state that    portable phenomenally conscious states are ruled out; if
makes it unreportable, would also preclude its being phe-      we do not, unreportable phenomenally conscious states
nomenally conscious. We can call this the Phenomenally         are allowed. Few scientifically minded people in the
Conscious ! Reportable Principle, or for short, the Phe-       twenty-first century would suppose that water molecules
nomenal ! Reportable Principle. But how could we test          are partly constituted by our cognitive access to them
the Phenomenal ! Reportable Principle? If what we              (Boghossian 2006), but few would be sure whether
mean by a “direct” test is that we elicit reports from sub-    phenomenal consciousness is or is not partly constituted
jects about unreportable states, then a direct test will       by cognitive access to it. It is this asymmetry that is at
always be negative. And it might seem that there could         the root of the methodological puzzle of phenomenal
not be an indirect test either, for an indirect test would     consciousness.
have to be based on some direct method, that is, a                This issue – whether the machinery of cognitive acces-
method of investigating whether a state is phenomenally        sibility is a constitutive part of the nature of phenomenal
conscious independently of whether it is reportable – a        consciousness – is the focus of this target article. I will
method that apparently does not exist.                         not mention evidence concerning inaccessible states
   Here is a brain-oriented version of the point: Suppose      within Fodorian modules, or whether G.K. has face
empirical investigation finds a neural state that obtains in    experience, but I do claim to show that the issue of
all cases in which a phenomenally conscious state is repor-    whether the cognitive accessibility underlying reportabil-
table. Such a neural state would be a candidate for a core     ity is part of the constitutive nature of phenomenal con-
neural basis. Suppose in addition, that we find that the        sciousness can be resolved empirically and that we
putative core neural basis is present sometimes when the       already have evidence for a negative answer.
state is unreportable because mechanisms of cognitive             I now turn to a consideration of reportability, but first
access are damaged or blocked. Would that show the exist-      I want to mention one issue that will not be part of my dis-
ence of unreportable phenomenal consciousness? No,             cussion. Readers are no doubt familiar with the “explana-
because there is an alternative possibility: that we were      tory gap” (Levine 1983; Nagel 1974), and the
too quick to identify the core neural basis. Perhaps the       corresponding “hard problem” of phenomenal conscious-
supposed core neural basis that we identified is necessary      ness (Chalmers 1996): the problem of explaining why the
for phenomenal consciousness but not quite sufficient. It       neural basis of a given phenomenal quality is the neural
may be that whatever it is that makes the state unreporta-     basis of that phenomenal quality rather than some other
ble also makes it unconscious. Perhaps the cognitive           phenomenal quality or none at all. No one has any idea
accessibility mechanisms underlying reportability are a        what an answer would be, even a highly speculative
constitutive part of the core neural basis, so that without    answer. Is the explanatory gap an inevitable feature of our
them, there cannot be a phenomenally conscious state.          relation to our own phenomenology? Opinions differ
It does not seem that we could find any evidence that           (Churchland 1994; McGinn 1991). I argue that we
would decide one way or the other, because any evidence        can make at least some progress on solving the methodo-
would inevitably derive from the reportability of a phe-       logical puzzle even without progress in closing the explana-
nomenally conscious state, and so it could not tell us         tory gap.
about the phenomenal consciousness of a state which               I have been talking about consciousness versus report-
cannot be reported. So there seems a fundamental episte-       ability, but reportability is not the best concept to use in
mic (i.e., having to do with our knowledge of the facts        thinking about the puzzle.
rather than the facts themselves) limitation in our ability
to get a complete empirical theory of phenomenal con-
sciousness. This is the methodological puzzle that is the      4. Cognitive accessibility versus reportability
topic of this article.
   Note that the problem cannot be solved by giving a defi-     Empirical evidence about the Phenomenal ! Reportable
nition of “conscious.” Whatever definition one offers of        Principle seems unobtainable, but that is an illusion: that
this and other terms, the puzzle can be put in still other     principle is clearly false even though another closely

                                                                        BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6     483
Block: Consciousness, accessibility, and the mesh
related principle is problematic. If a locked-in subject            In the rest of this article, I will be talking about cognitive
loses control of the last twitch, all mental states can          accessibility instead of reportability. Reportability is a
become unreportable. There has been progress in using            behavioristic ladder that we can throw away.
electrodes implanted in the brain, and less intrusively,            In previous papers (Block 1995b; 2001; 2005), I have
electroencephalographic (EEG) technology to enable               argued that there can be phenomenally conscious states
patients to communicate with the outside world. But if           that are not cognitively accessible. (I put it in terms of
the patient is not trained with these technologies before        phenomenal consciousness without access consciousness.)
the total loss of control of the body, these technologies        But I am mainly arguing for something weaker here. Cog-
may not work. (See the articles on this topic in the July        nitive accessibility could be a causally necessary condition
2006 issue of Nature.)                                           of phenomenal consciousness without being a constitutive
   There is a distinct problem with the Phenomen-                part of it. Bananas constitutively include CH2O molecules
al ! Reportable Principle, namely that a person who is           but not air and light. Still, without air and light, there could
not paralyzed may lose all ability to produce or understand      be no bananas – they are causally necessary. The focus
language, and so not have the language capacity required         here is on whether accessibility is constitutively necessary
for reporting. In some forms of this syndrome (profound          to phenomenal consciousness, not whether it is causally
global aphasia), subjects clearly have phenomenal sta-           necessary.
tes – they can see, they have pain, and they can make
clear what they want and don’t want in the manner of a
pre-linguistic child – but they are totally without the          5. Why the methodological puzzle matters
ability to report in any non-extended sense of the term.
(Come to think of it, the same point applies to pre-linguistic   I will mention two ways in which it matters whether we can
children and animals.) And if an aphasic also had locked-in      find out whether phenomenal consciousness includes cog-
syndrome, the unfortunate conjunctively disabled person          nitive accessibility. First, if we cannot get evidence about
would be doubly unable to report conscious states. But           this, we face a fundamental limit in empirical investigation
there is no reason to think that conscious states would          of the neural basis of phenomenal consciousness – we
magically disappear. Indeed, given that aphasia is               cannot tell whether the putative core neural basis we
fairly common and locked-in syndrome, though infrequent,         have found is the neural basis of phenomenal conscious-
is not rare, no doubt there have been such conjunctive           ness itself or the neural basis of phenomenal consciousness
cases.                                                           wrapped together with the cognitive machinery of access to
   Of course there can be nonverbal reports: giving a            phenomenal consciousness.
thumbs-up and shaking one’s head come to mind. But                  Second, there is a practical and moral issue having to do
not every behavioral manifestation of cognitive access to        with assessing the value of the lives of persons who are in
a phenomenal state is a report, except in an uninterestingly     persistent vegetative states. Many people feel that the lives
stretched version of the term. Reportability is a legacy of      of patients in the persistent vegetative state are not worth
behaviorism that is less interesting than it has seemed.         living. But do these patients have experiences that they do
The more interesting issue in the vicinity is not the relation   not have cognitive access to? It is not irrational to regard a
between the phenomenal and the reportable, but rather            rich experiential life – independently of cognitive access
the relation between the phenomenal and the cognitively          to it – as relevant to whether one would want the
accessible.                                                      feeding tube of a loved one removed.
   Adrian Owen and colleagues (Owen et al. 2006) report
that a patient who, at the time of testing, satisfied the cri-
teria for a vegetative state, responded to requests to           6. Phenomenal consciousness and Awareness
imagine a certain activity in a way indistinguishable from
normal patients on an fMRI scan. Her premotor cortex             We may suppose that it is platitudinous that when one has
was activated upon being asked to imagine playing                a phenomenally conscious experience, one is in some way
tennis, and her parahippocampal place area was activated         aware of having it. Let us call the fact stated by this claim –
on being asked to imagine walking through rooms in her           without committing ourselves on what exactly that fact
house. Paul Matthews objected that the brain activity            is – the fact that phenomenal consciousness requires
could have been an associative response to the word              Awareness. (This is awareness in a special sense, so in
“tennis,” but Owen counters that her response lasted 30          this section I am capitalizing the term.) Sometimes
seconds – until he asked her to stop (Hopkin 2006). In           people say Awareness is a matter of having a state whose
an accompanying article in Science, Lionel Naccache              content is in some sense “presented” to the self or
insists on behavioral criteria for consciousness. He says,       having a state that is “for me” or that comes with a sense
“Consciousness is univocally probed in humans through            of ownership or that has “me-ishness” (as I have called
the subject’s report of his or her own mental states” and        it; Block 1995a).
notes that Owen and colleagues “did not directly collect             Very briefly, three classes of accounts of the relation
such a subjective report” (Naccache 2006b). But the evi-         between phenomenal consciousness and Awareness have
dence is that the patient is capable of an intentional act,      been offered. Ernest Sosa (2002) argues that all there is
namely, the act of imagining something described. That           to the idea that in having an experience one is necessarily
should be considered no less an indication – though of           aware of it is the triviality that in having an experience, one
course a fallible indication – of consciousness than an          experiences one’s experience just as one smiles one’s smile
external behavioral act. As an editorial in Nature suggests,     or dances one’s dance. Sosa distinguishes this minimal
instead of “vegetative state” we should say “outwardly           sense in which one is automatically aware of one’s experi-
unresponsive.” (Nature, Editorial 2006).                         ences from noticing one’s experiences, which is not

484       BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
Block: Consciousness, accessibility, and the mesh

required for phenomenally conscious experience. At the          features – namely, neural states and features – on the
opposite extreme, David Rosenthal (2005) has pursued a          other. These reports can be mistaken, but they can be
cognitive account in which a phenomenally conscious             shown to be mistaken only on the basis of other reports
state requires a higher order thought to the effect that        with which they do not cohere. There is no going beyond
one is in the state. That is, a token experience (one that      reports.
can be located in time) is a phenomenally conscious                One version of correlationism is stated in David Papi-
experience only in virtue of another token state that is        neau’s (2002) Thinking about Consciousness, in which he
about the first state. (See also Armstrong 1977; Carruthers      says:
2000; and Lycan 1996 for other varieties of higher order
accounts.) A third view, the “Same Order” view says that          If the phenomenal property is to be identical with some
the consciousness-of relation can hold between a token            material property, then this material property must be both
experience and itself. A conscious experience is reflexive         necessary and sufficient for the phenomenal property. In
in that it consists in part in an awareness of itself. (This      order for this requirement to be satisfied, the material property
view is discussed in Brentano 1874/1924; Burge 2006;              needs to be present in all cases where the human subjects
                                                                  report the phenomenal property – otherwise it cannot be
Byrne 2004; Caston 2002; Kriegel 2005; Kriegel &
                                                                  necessary. And it needs to be absent in all cases where
Williford 2006; Levine 2001, 2006; Metzinger 2003; Ross           the human subjects report the absence of the phenomenal
1961; Smith 1986).                                                property – otherwise it cannot be sufficient. The aim of
   The same order view fits both science and common                standard consciousness research is to use these two constraints
sense better than the higher order view. As Tyler Burge           to pin down unique material referents for phenomenal
(2006) notes, to say that one is necessarily aware of one’s       concepts. (Papineau 2002, p. 187)
phenomenally conscious states should not be taken to
imply that every phenomenally conscious state is one            Consider, for example, what an adherent of this method-
that the subject notices or attends to or perceives or          ology would say about patient G.K. mentioned earlier.
thinks about. Noticing, attending, perceiving, and thinking     One kind of correlationist says we have misidentified the
about are all cognitive relations that need not be involved     neural basis of face experience and so some aspect of the
when a phenomenal character is present to a subject. The        neural basis of face experience is missing. That is, either
mouse may be conscious of the cheese that the mouse             the activation of the fusiform face area is not the core
sees, but that is not to say that the mouse is conscious of     neural basis for face experience, or, if it is, then in extinc-
the visual sensations in the visual field that represent the     tion patients some aspect of the total neural basis outside
cheese, or that the mouse notices or attends to or thinks       the core is missing. Another kind of correlationist does not
about any part of the visual field. The ratio of synapses        take a stand on whether G.K. is having face experience,
in sensory areas to synapses in frontal areas peaks in          saying that we cannot get scientific evidence about it.
early infancy, and likewise for relative glucose metabolism        So there are two versions of correlationism. Metaphysical
(Gazzaniga et al. 2002, p. 642– 43). Since frontal areas are    correlationism – the first version just mentioned – says
likely to govern higher-order thought, low frontal activity     that there is (or can be) an answer to the sort of question
in newborns may well indicate lack of higher-order              I have raised about G.K. and that answer is no. The meta-
thoughts about genuine sensory experiences.                     physical correlationist thinks that the cognitive access
   The relevance of these points to the project of the target   relations that underlie the subject’s ability to report are a
article is this: the fact of Awareness can be accommodated      part of what constitutes phenomenology, so there could
by either the same order view or the view in which Aware-       not be phenomenology without cognitive accessibility
ness is automatic, or so I will assume. Hence, there is no      (Papineau 1998).
need to postulate that phenomenal consciousness requires           Epistemic correlationism says that G.K. might be having
cognitive accessibility of the phenomenally conscious           face experience without cognitive accessibility, but that
state. Something worth calling “accessibility” may be           the issue is not scientifically tractable. According to episte-
intrinsic to any phenomenally conscious state, but it is        mic correlationism, cognitive accessibility is intrinsic to
not the cognitive accessibility that underlies reporting.       our knowledge of phenomenology but not necessarily to
   The highly ambiguous term “conscious” causes more            the phenomenal facts themselves. Epistemic correlation-
trouble than it is worth in my view. Some use the term          ism is more squarely the target of this article, but I will
“conscious” so as to trivially include cognitive accessi-       say a word about what is wrong with metaphysical
bility. To avoid any such suggestion I am from here on          correlationism.
abandoning the term “phenomenal consciousness”                     Why does the metaphysical correlationist think G.K.
(which I think I introduced [Block 1990; 1992]) in favor        cannot be having face experience? Perhaps it is supposed
of “phenomenology.”                                             to be a conceptual point: that the very concepts of phe-
   In the next section, I discuss the assumption underlying     nomenology and cognitive accessibility make it incoherent
the methodological puzzle, and in the section after, how to     to suppose that the first could occur without the second.
proceed if we drop that assumption.                             Or it could be an empirical point: the evidence (allegedly)
                                                                shows that the machinery of cognitive accessibility is part
                                                                of the machinery of phenomenology. I have discussed
7. Correlationism                                               the conceptual view elsewhere (Block 1978; 1980).
                                                                   The neuroscientists Stanislas Dehaene and Jean-Pierre
Correlationism says that the ultimate database for phenom-      Changeux (2004) appear to advocate epistemic correla-
enology research consists in reports which allow us to find      tionism. (References in the passage quoted are theirs but
correlations between phenomenal states and features, on         in this and other quotations to follow citations are in the
the one hand, and scientifically specifiable states and           style of this journal.) Dehaene and Changeux write:

                                                                         BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6         485
Block: Consciousness, accessibility, and the mesh
  We shall deliberately limit ourselves, in this review, to only one   consciousness,” using neuroscientific considerations to
  aspect of consciousness, the notion of conscious access . . . Like   motivate us to define “consciousness” as recurrent proces-
  others (Weiskrantz 1997), we emphasize reportability as a key        sing, in which higher areas feed back to lower areas, which
  property of conscious representations. This discussion will aim      in turn feed forward to the higher areas again, thereby
  at characterizing the crucial differences between those aspects
                                                                       amplifying the signal. He doesn’t claim the definition is
  of neural activity that can be reported by a subject, and those
  that cannot. According to some philosophers, this constitutes        correct, just that it is the only way to put the study of con-
  an “easy problem” and is irrelevant to the more central              sciousness on a scientific footing. Although Lamme does
  issues of phenomenology and self-awareness (e.g., Block              not advocate correlationism in either its metaphysical or
  1995b). Our view, however, is that conscious access is one of        epistemic forms, his view depends on the idea that the
  the few empirically tractable problems presently accessible          only alternative to epistemic correlationism is neurally
  to an authentic scientific investigation. (Dehaene & Changeux         based postulation.
  2004, p. 1145– 1146)                                                    Often philosophers – Hilary Putnam (1981) and Dan
   Kouider et al. (2007) say: “Given the lack of scientific             Dennett (1988; 1991) come to mind – argue that two
criterion, at this stage at least, for defining conscious proces-       views of the facts about consciousness are “empirically
sing without reportability, the dissociation between access            indistinguishable” – and then they in effect conclude that
and phenomenal consciousness remains largely speculative               it is better to say that there are no such facts than to
and even possibly immune to scientific investigation”                   adopt epistemic correlationism. One example is Putnam’s
(p. 2028). (Access-consciousness was my term for approxi-              thought experiment: We find a core neural basis for some
mately what I am calling “cognitive accessibility” here.)              visual experience, but then note that if it occurs in the
   In a series of famous papers, Crick and Koch (1995)                 right hemisphere of a split-brain patient, the patient will
make use of what appears to be metaphysical correlation-               say he doesn’t see anything. If we restore the corpus
ism. They argue that the first cortical area that processes             callosum, the patient may then say he remembers seeing
visual information, V1, is not part of the neural correlate            something. But we are still left with two “empirically indis-
of phenomenology because V1 does not directly project                  tinguishable” hypotheses, that the hypothesis of the core
to the frontal cortex. They argue that visual represen-                neural basis is correct so the memory is veridical and,
tations must be sent to the frontal cortex in order to be              alternatively, that the memory is false.
reported and in order for reasoning or decision-making                    I will give an empirical argument that we can achieve a
to make use of those visual representations. Their argu-               better fit between psychology and neuroscience if we
ment in effect makes use of the hidden premise that part               assume that the perspectives just described are wrong.
of the constitutive function of visual phenomenology is
to harness visual information in the service of the direct
control of reasoning and decision-making that controls
behavior.                                                              8. An alternative to epistemic correlationism
   Jesse Prinz (2000) argues for the “AIR” theory, for
attended intermediate representations. The idea is that                The alternative I have in mind is just the familiar default
“consciousness arises when intermediate-level perception               “method” of inference to the best explanation, that is,
representations are made available to working memory                   the approach of looking for the framework that makes
via attention.” Because of the requirement of connection               the most sense of all the data, not just reports (Harman
to working memory, this is a form of metaphysical                      1965; Peirce 1903, Vol. V, p. 171).
correlationism.                                                           The reader may feel that I have already canvassed
   David Chalmers (1998) endorses epistemic correlation-               inference to the best explanation and that it did not
ism. He says,                                                          help. Recall that I mentioned that the best explanation
                                                                       of all the data about observed water can give us knowledge
  Given the very methodology that comes into play here, we             of unobserved – even unobservable – water. I said that
  have no way of definitely establishing a given NCC as an inde-
                                                                       this approach does not apply straightforwardly to phenom-
  pendent test for consciousness. The primary criterion for con-
  sciousness will always remain the functional property we             enology. The reasoning that leads to the methodological
  started with: global availability, or verbal report, or whatever.    puzzle says that inevitably there will be a choice about
  That’s how we discovered the correlations in the first place.         whether to include the neural basis of cognitive access
  40-hertz oscillations (or whatever) are relevant only because        within the neural basis of phenomenology. And that
  of the role they play in satisfying this criterion. True, in cases   choice – according to this reasoning – cannot be made
  where we know that this association between the NCC and              without some way of measuring or detecting phenomenol-
  the functional property is present, the NCC might itself func-       ogy independently of cognitive access to it. But we don’t
  tion as a sort of “signature” of consciousness; but once we dis-     have any such independent measure. As I noted, there is
  sociate the NCC from the functional property, all bets are off.      a disanalogy with the case of water, since we are antece-
  (Chalmers 1998)
                                                                       dently certain that our access to information about water
   Victor Lamme (2006) gives the example of the split-brain            molecules is not part of the natural kind that underlies
patient who says he does not see something presented on                water molecules themselves. But we are not certain (ante-
the left, but nonetheless can draw it with his left hand.              cedently or otherwise) about whether our cognitive access
There is a conflict between normal criteria for conscious               to our own phenomenology is partly constitutive of
states. Lamme says that “preconceived notions about the                the phenomenology. Without antecedent knowledge of
role of language in consciousness” will determine our reac-            this – according to the reasoning that leads to the meth-
tion and there is no objective truth about which view is               odological puzzle – we cannot know whether whatever
right.” He argues for “letting arguments from neuroscience             makes a phenomenal state cognitively inaccessible also
override our intuitive and introspective notion of                     renders it non-phenomenal.

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   Here is the fallacy in that argument: The best theory of    eyes instantaneously upon a scene, and then shroud
all the data may be one that lumps phenomenology with          them in complete darkness, it will be as if we saw the
water molecules as things whose constitutive nature does       scene in ghostly light through the dark screen. We can
not include cognitive access to it. To hold otherwise is       read off details in it which were unnoticed whilst the
to suppose – mistakenly – that there are antecedent            eyes were open” (James 1890); and it may be what Aristo-
views – or uncertainties in this case – that are not up for    tle was talking about when he said, “even when the exter-
grabs.                                                         nal object of perception has departed, the impressions it
   Perhaps an analogy will help. It might seem, offhand,       has made persist, and are themselves objects of percep-
that it is impossible to know the extent of errors of          tion” (Aristotle in Ross 1955, 460b).
measurement, for any measurement of errors of measure-            When Sperling asked subjects to say what letters they
ment would have to be derived from measurement itself.         had seen, subjects were able to report only about 4 of
But we can build models of the sources of measurement          the letters, less than half of the number of letters they
error and test them, and if necessary we can build             said they could see. (This result was first reported by
models of the error in the first level models, and so on,       Cattell [1885] – I am indebted to Patrick Wilken
stopping when we get a good predictive fit. For example,        [2001]). Did the subjects really see all or almost all the
the diameter of the moon can be measured repeatedly            shapes as they said? Sperling’s clever idea was to test
by a number of different techniques, the results of which      whether people really did see all or almost all of the char-
will inevitably vary about a mean. But perhaps the diam-       acters and whether the phenomenology persists after the
eter of the moon is itself varying? The issue can be           stimulus was turned off by playing a tone soon after the
pursued by simultaneously building models of source of         array was replaced by a blank. Subjects were to report
variation in the diameter itself and models of error in        the top row if the tone was high, the bottom row if the
the various methods of measurement. Those models               tone was low, and the middle row in case of an intermedi-
contain assumptions which can themselves be further            ate tone. The result was that subjects could report all or
tested.                                                        almost all the characters in any given row. Versions of
   The puzzle of how it is possible to use measurement         this type of experiment have been done with as many as
itself to understand errors of measurement is not a deep       32 alphanumeric characters with similar results (Sligte
one. As soon as one sees the answer, the problem of prin-      et al. 2008). An attractive picture of what is going on
ciple falls away, although it may be difficult to build the     here – and one that I think makes the most sense of the
models in practice. I do not believe that the same is true     data – is that although one can distinctly see all or
for the methodological puzzle. One reason is the famous        almost all of the 9 – 12 objects in an array, the processes
“explanatory gap” that I mentioned earlier. There may          that allow one to conceptualize and identify the specific
be reasonable doubt whether the method of inference to         shapes are limited by the capacity of “working memory,”
the best explanation can apply in the face of the explana-     allowing reports of only about 4 of them. That is, the
tory gap. A second point is that with the demise of verifi-     subject has experiences as of specific alphanumeric
cationism (Uebel 2006), few would think that the nature        shapes, but cannot bring very many of them under specific
of a physical magnitude such as length or mass is constitu-    shape or alphanumeric concepts (i.e., representations) of
tively tied to our measurement procedures. The mass of         the sort required to report or make comparisons. The
the moon is what it is independently of our methods            subject can bring them under a general concept like
of ascertaining what it is. But verificationism in the case     “alphanumeric character” – which is why the subjects
of consciousness is much more tempting – see Dan Den-          can report that they have seen an array of alphanumeric
nett’s “first person operationism” (Dennett 1991) for a         characters – but not under the more specific concepts
case in point. Lingering remnants of verificationism            required to identify which alphanumeric character. Inter-
about phenomenology do not fall away just because              estingly, Sperling found the same results whether he made
someone speaks its name.                                       the exposure of the grid as short as 15 msec or as long as
   The remainder of this article will describe evidence that   500 msec.
phenomenology overflows cognitive accessibility, and a             Sperling’s experiment is often described as showing that
neural mechanism for this overflow. The argument is             a “visual icon” persists after the stimulus is turned off.
that this mesh between psychology and neuroscience is a        However as Max Coltheart (1980) notes, this term is
reason to believe the theory that allows the mesh. The         used ambiguously. In my terms, the ambiguity is
upshot is that there are distinct mechanisms of phenomen-      between (1) phenomenal persistence and (2) persistence
ology and cognitive accessibility that can be empirically      of accessible information concerning the stimulus. Since
investigated.                                                  these are the very notions whose empirical separation is
                                                               the topic of this article, the term icon is especially unfortu-
                                                               nate and I will not be using it further.2
9. Phenomenology overflows accessibility                           The idea that one does in fact phenomenally register
                                                               many more items than are (in a sense) accessible and that
George Sperling (1960) showed subjects arrays of alpha-        the phenomenology persists beyond the stimulus is further
numeric characters; for example, three rows of four char-      tested in a combination of a change “blindness” paradigm
acters, for 50 msec, followed by a blank field. Subjects said   with a Sperling-like paradigm (Landman et al. 2003).
that they could see all or almost all of the characters and       First, I will sketch the change “blindness” paradigm. In
this has also been reported in replications of the exper-      these experiments, a photograph is presented briefly to
iment (Baars 1988, p. 15). The phenomenology of a              subjects, followed by a blank, followed sometimes by an
version of the experiment was described by William             identical photograph but other times by a similar but not
James in his Principles of Psychology: “If we open our         identical photograph, followed by another blank. Then

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Block: Consciousness, accessibility, and the mesh




Figure 1. Compare this with Figure 4 without looking at the
two figures side by side. There is a difference between the two
pictures that can be hard to be aware of, a fact that motivates
the appellation (a misnomer in my view) “Change Blindness.”


                                                                  Figure 2. Landman et.al.’s (2003) paradigm combining change
the cycle starts over. One can get the idea by comparing          “blindness” with Sperling’s (1960) experiments on iconic
Figure 1 and Figure 4 (p. 494) without placing them               memory. The rectangles are displayed here as line drawings
side by side. When the two photographs differ, they               but the actual stimuli were defined by textures. (From Lamme
usually differ in one object that changes color, shape, or        2003.)
position, or appears or disappears. The surprising result
is that subjects are often unaware of the difference
between the two pictures, even when the changed                   the last one: the indicator comes on during the blank
region takes up a good deal of the photographic real              after the original rectangles have gone off. If the subjects
estate. Even with 50 repetitions of the same change over          are continuing to maintain a visual representation of the
and over again, people are often unaware of the change.           whole array – as subjects say they are doing – the differ-
It is widely agreed that the phenomenon is an attentional         ence between (c) and (b) will be small, and that is in fact
one. The items that change without detection have been            what is observed. The capacity measure in (c) is between
shown to be items that the subjects do not attend to. But         6 and 7 for up to 1.5 seconds after the first stimulus has
the controversial question – to be discussed later – is           been turned off, suggesting that subjects are able to main-
whether the phenomenon is one of inattentional blindness          tain a visual representation of the rectangles. This supports
or inattentional inaccessibility.3                                what the subjects say, and what William James said, about
   Now for the experiment by Landman et al. (2003). The           the phenomenology involved in this kind of case. What is
subject is shown 8 rectangles for half a second as in (a) of      both phenomenal and accessible is that there is a circle
Figure 2. There is a dot in the middle which the subject is       of rectangles. What is phenomenal but in a sense not
supposed to keep looking at. (This is a common instruction        accessible, is all the specific shapes of the rectangles.
in visual perception experiments and it has been found,           I am taking what subjects say at face value (though of
using eye-tracking, that subjects have little trouble main-       course I am prepared to reject what subjects say if there
taining fixation.) The array is replaced by a blank screen         is evidence to that effect). Whether that is right will be
for a variable period. Then another array appears in              taken up in the section 11.
which a line points to one of the objects which may or               Subjects are apparently able to hold the visual experi-
may not have changed orientation. The subject’s task is           ence for up to 1.5 seconds – at least “partial report super-
to say whether the indicated rectangle has changed orien-         iority” (as it is called) lasts this long – considerably longer
tation. In the example shown in Figure 2, there is an orien-      than in the Sperling type experiments in which the pro-
tation change. Using statistical procedures that correct for      duction of 3 to 4 letters for each row appears to last at
guessing, Landman et al. computed a standard capacity             most a few hundred msecs. The difference (Landman
measure (Cowan’s K; see Cowan 2001) showing how                   et al. 2003) is that the Sperling type of experiment requires
many rectangles the subject is able to track. In (a), subjects    a good enough representation for the subjects to actually
show a capacity of 4 items. Thus, the subjects are able to        volunteer what the letters were, whereas the Landman
deploy working memory so as to access only half of the rec-       et al. methodology only requires a “same/different” judg-
tangles despite the fact that in this as in Sperling’s similar    ment. Yang (1999) found times comparable to Landman
task, subjects’ reported phenomenology is of seeing all or        et al.’s, using similar stimuli.
almost all of the rectangles. This is a classic “change blind-       In one variation, Landman and colleagues did the same
ness” result. In (b), the indicator of the rectangle that may     experiment as before but changed the size of the rec-
or may not change comes on in the first panel. Not surpris-        tangles rather than the orientation, and then in a final
ingly, subjects can get almost all of the orientations right:     experiment, changed either the size or the orientation.
their capacity is almost 8. The crucial manipulation is           The interesting result is that subjects were no worse at

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Block: Consciousness, accessibility, and the mesh

detecting changes in either orientation or size than they        in arguing about which sense of the word “accessibility”
were at detecting changes in size alone. That suggests           to use.
that the subjects have a representation of the rectangles           The argument of this target article is thus importantly
that combines size and orientation from which either             different from that of earlier works (Block 1995b; 1997),
one can be recovered with no loss due to the dual task,          in which I claimed that the Sperling experiment directly
again supporting the subjects’ reports.                          shows the existence of phenomenal states that are not cog-
   There is some reason to think that the longest lasting        nitively accessible – a conclusion that is not argued for
visual representations of this sort come with practice and       here. In this article, I use the fact of overflow to argue for
when subjects learn to “see” (and not “look”). Sligte            the conclusion that the machinery of phenomenology is
et al. (2008) found long persistence, up to 4 seconds in a       at least somewhat different from the machinery of cognitive
paradigm similar to that of Landman with lots of practice.       accessibility. I then argue that there is a neural realization
Others (Long 1980; Yang 1999) have noted that practice in        of the fact of phenomenological overflow – if we assume
partial report paradigms makes a big difference in sub-          that the neural basis of phenomenology does not include
jects’ ability to make the visual experience last. These         the neural basis of cognitive access to it as a constituent,
experiments are hard for the subjects and there are large        and that is a reason to accept that assumption. The
differences among subjects in the ability to do the exper-       neural argument suggests that the machinery of cognitive
iment (Long 1985, Yang 1999); in some cases exper-               access is not included in the machinery of phenomenology.
imenters have dismissed subjects who simply could not               What does it mean to speak of the representational
perform the tasks (Treisman et al. 1975). Snodgrass and          capacity of a system as a certain number of objects?
Shevrin (2006) also find a difference (in a different para-       Working memory capacity is often understood in terms
digm) between “poppers” who like to relax and just see           of “slots” that are set by the cognitive architecture. One
and “lookers” who are more active visual seekers.                capacity measure that is relevant to phenomenology is
   The main upshot of the Landman et al. and the Sligte          the one mentioned above in connection with the
et al. experiments (at least on the surface – debunking          Landman et al. (2003) and Sligte et al. (2008) experi-
explanations will be considered later) is along the same         ments – Cowan’s (and Pashler’s) K, which I will not
lines as that of the Sperling experiment: The subject has        discuss further. Another capacity measure relevant to phe-
persisting experiences as of more specific shapes than            nomenology is what subjects say about seeing all of a
can be brought under the concepts required to report             number of items.
or compare those specific shapes with others. They can               There are two significant remaining issues:
all be brought under the concept “rectangle” in the                 1. How do we know that the Sperling, Landman et al.,
Landman et al. experiment or “letter” in the Sperling            and Sligte et al. effects are not retinal or otherwise
experiment, but not the specific orientation-concepts             pre-phenomenal?
which would be required to make the comparisons in                  2. How do we know we can believe subjects’ reports to
Landman et al. or to report the letters in Sperling.             the effect that they experience all or almost all of the
   Why are subjects able to gain access to so few of the         objects in the Sperling and the Landman et al. exper-
items they see in the first condition of the Landman              iments? Perhaps subjects confuse potential phenomenol-
et al. experiment (i.e., as described in [a] of Figure 2)        ogy with actual phenomenology just as someone may feel
and in the Sperling phenomenon without the tones?                that the refrigerator light is always on because it is on
I am suggesting that the explanation is that the “capacity”      when he looks.
of phenomenology, or at least the visual phenomenal
memory system, is greater than that of the working
memory buffer that governs reporting. The capacity of            10. Is the effect retinal or otherwise
visual phenomenal memory could be said to be at least 8          pre-phenomenal?
to 32 objects – at any rate for stimuli of the sort used in
the described experiments. This is suggested by subjects’        The persistence of phenomenology is based in the persist-
reports that they can see all or almost all of the 8 to 12       ence of neural signals. But some neural persistence may
items in the presented arrays, and by the experimental           feed phenomenology rather than constitute it, and that
manipulations just mentioned in which subjects can give          creates a difficulty for the view that the capacity of phe-
reports which exhibit the subjects apprehension of all or        nomenology is larger than the capacity of working
almost all of the items. In contrast, there are many lines       memory. It is no news that the “representational capacity”
of evidence that suggest that the “working memory” sys-          of the retina is greater than 4! Activations of the retina are
tem – the “global workspace” – has a capacity of about 4         certainly not part of the minimal neural basis of visual phe-
items (or less) in adult humans and monkeys and 3 (or            nomenology. Rather, activations of the retina are part of
less) in infants.                                                the causal process by which that minimal supervenience
   When some phenomenal items are accessed, something            base is activated. A minimal neural basis is a necessary
about the process erases or overwrites others, so in             part of a neural sufficient condition for conscious experi-
that sense the identities of the items are not all accessible.   ence. We know that the retina is not part of a minimal
However, any one of the phenomenal items is accessible if        core neural basis, because, for one thing, retinal activation
properly cued, and so in that sense all are accessible.          stays the same even though the percept in the binocular
Another sense in which they are all accessible is that the       rivalry experiments mentioned earlier shift back and
subject knows that he sees them all (or almost all). The         forth. It may be said that phenomenological capacity is
upshot is that there is phenomenology without accessibility      no greater than that of working memory, the appearance
(Block 1995a), in one sense of the term but not another          to the contrary deriving from tapping large capacity pre-
(Chalmers 1997; Kobes 1995). Of course, there is no point        conscious representations.

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Block: Consciousness, accessibility, and the mesh
   The experimental literature points to activations at all      experience goes on much longer. Engel considered the
levels of the visual system during phenomenal persistence        question of how long one can wait to present another
(Coltheart 1980; Di Lollo 1980). However, there are clear        pair of stereograms before the subject loses the experience
differences between the effects of retinal persistence and       of depth. He presented sequences of the left stimulus,
persistence higher in the cortex.                                then the right, then the left, then the right, and so on. If
   One of the neatest dissections of phenomenal persist-         the initial left was followed by a right within 80 msecs,
ence in low level-vision from that in high-level vision          he found that the next left had to come within 300
comes from an experiment by G. Engel (1970). (The dis-           msecs in order for the subject’s experience of depth to
cussion of this experiment in Coltheart [1980] is especially     be continuous. That is, the experience of depth lasts 300
useful.) Engel used as stimuli a pair of “random dot stereo-     msecs. The retina is of course completely monocular:
grams” of the sort invented by Bela Julesz in 1959. I can’t      each retinal activation depends on input to just one eye.
show you an example that would allow you to experience           Indeed, substantial numbers of binocular cells are not
the effect because the kind Engel used requires a stereo         found in early vision. The conclusion: Depth requires pro-
viewer. I can best explain what they are by telling you          cessing in areas of the visual system higher than early
how they are made.                                               vision.
   You start with a grid of, say, 100 by 200 tiny squares. You      So this experiment shows two kinds of persistence, mon-
place a dot in a random location within each square in the       ocular persistence lasting 80 msecs and binocular persist-
grid. The result is something that looks a bit like snow on      ence lasting 300 msecs; and the binocular persistence is
an old black and white TV – like one of the rectangles in        clearly phenomenal since it is a matter of the subject con-
Figure 3. Then you copy the grid dot by dot, but you             tinuing to see depth.
make a certain change in the copy. You pick some region             Here is another item of evidence for the same con-
of it and move every dot in that region slightly to the          clusion. There is phenomenal persistence for visual
left, leaving the rest of the dots alone. The right rectangle    motion, which cannot be due merely to persistence of
in the picture is the result of moving a square-shaped           neural signals in the retina or in early visual areas. Anne
region in the middle horizontally. The resulting figure           Treisman used a display of 6 dots, each of which moved
looks to the untrained naked eye just like the first rec-         in a circular pathway, either clockwise or counterclockwise
tangle, but since the visual system is very sensitive to         (Treisman et al. 1975). Subjects were asked to report
slight disparities, if each eye is presented with one of the     whether the motion was clockwise or counterclockwise.
two rectangles in a stereo viewer (or if you can “free           Treisman et al. found a partial report advantage much
fuse” the images), the viewer sees a protruding square.          like that in Sperling’s experiment. (See also Demkiw &
   The illusion of depth requires the two rectangles to be       Michaels 1976.)
presented to the two eyes, but if the presentations to the          Why can’t this phenomenon be accounted for by neural
two eyes are at different times, there will be no loss of        persistence in the retina or early vision? The point can be
the experience of depth so long as the two presentations         understood by imagining a moving dot that goes from left
are not separated by too much time. Suppose the left             to right on a TV screen. Suppose the screen is phosphor-
stereogram is presented to the left eye for 10 msecs, and        escent so that the images leave a ghost that lasts 1.5
then the right stereogram is presented to the right eye          seconds (inspired by the Landman et al. experiment)
50 msecs later. No problem: there is an experience of            and suppose that the initial moving dot moves across the
depth. Indeed, one can present the second stereogram             screen in 100 msecs. What the viewer will then see is a
up to 80 msecs later and still get the experience of             dot on the left that expands into a line towards the right
depth. Monocular persistence, persistence of the signal          over a 100 msec period. The line will remain for 1,300
to a single eye, lasts 80 msecs. Think about the left eye        msecs and then it will shrink towards the right to a dot
getting its stereogram and the right eye then getting its        on the right over another 100 msec. The idea of the
stereogram 50 msecs later. If there is no independent            analogy is to point to the fact that retinal persistence of
stereo persistence, the depth experience would expire in         the signals of a moving object cannot be expected to
another 30 msecs, when the monocular persistence to              create phenomenal persistence of the experience of that
the left eye runs out. But that does not happen. Depth           moving object. Phenomenal persistence has to be based
                                                                 in neural persistence that is a good deal higher in the
                                                                 visual system. As will be discussed later, there is an area
                                                                 in the visual system (V5) that is an excellent candidate
                                                                 for the neural basis of the visual experience of motion.
                                                                    Perhaps the strongest evidence for cortical persistence
                                                                 comes from the Sligte et al. paper mentioned earlier.
                                                                 There is evidence that the persisting visual experience
                                                                 can be divided into two phases. In the first phase, it is
                                                                 indistinguishable from visual perception. This phase typi-
                                                                 cally lasts at most a few hundred msecs, and often less than
                                                                 100 msecs (unless subjects are dark-adapted, in which case
                                                                 it lasts longer). The persistence of the experience can be
                                                                 tested by many methods, for example, asking subjects to
                                                                 adjust the timing of a second visual stimulus so that what
                                                                 the subject experiences is a seamless uninterrupted
                                              ´
Figure 3. Random-dot stereograms. (Thanks to Julio M.            visual stimulus. (See Coltheart [1980] for a description
Otuyama.)                                                        of a number of converging experimental paradigms that

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Block: Consciousness, accessibility, and the mesh

measure visible persistence.) In the second phase, the            whether that can be empirically investigated. So it may
subject has a fading but still distinctly visual experience.      seem that I have unwittingly shown the opposite of what
The first two phases are of high capacity and disturbed if         I am trying to show, namely, that every attempt to give
the test stimulus is moved slightly, and easily “masked”          an empirical answer ends up presupposing an answer. So
(Phillips 1974, Sligte et al. 2008) by stimuli that overlap       how can my argument avoid begging the question?
in contours with the original stimulus. (Such a mask, if pre-        I have three responses. First, the evidence suggests
sented at the right lag, makes the stimulus hard to see.)         neural persistence at all levels in the visual system.
   Sligte et al. (2008) used dark adaptation to increase the      There is no reason to think the phenomenal level is an
strength of the first phase, producing what could be               exception. Second, it appears as if the activations of
described as a positive afterimage. They also introduced          lower-level vision are relatively brief as compared with
a further variable, two kinds of stimuli: a black/white           the activations of higher-level vision. Third, as mentioned
stimulus and a red/gray isoluminant stimulus in which             earlier, there is evidence to come that a certain kind of
the foreground and background have the same level of              activation of V5 is the core neural basis of the experience
luminance. The idea was to exploit two well-known differ-         of motion. We can see how experimental evidence from
ences between rods and cones in the retina. Rods are color        phenomenal persistence could dovetail with the evidence
blind and also have an extended response to stimulation,          outside of memory for V5 as the neural basis for the visual
whereas cones have a brief burst of activity. Rods react          experience of motion. If some version of Treisman’s exper-
to isoluminant stimuli as to a uniform field. The black            iment were done in a scanner, my point of view would
and white stimulus in dark adaptation will however maxi-          predict persisting V5 activations of the aforementioned
mize rod stimulation, producing longer visible persistence        kind. So the issue is not beyond investigation.
without affecting the later working memory representation
(Adelson 1978). Sligte et al. found, not surprisingly, that
the black and white stimuli produced very strong visible          11. The Refrigerator Light Illusion
persistences, much stronger than the isoluminant red
and gray stimuli when the cue was given just after the            The argument of this article depends on the claim that
array of figures was turned off. (In arrays with 16 items,         subjects in the Sperling and the Landman et al. exper-
the subjects had a capacity of 15 for the black and white         iments have phenomenal experiences of all or almost all
stimuli but only 11 for the red and gray stimuli.) Here is        of the shapes in the presented array. One objection is
the very significant result for the issue of retinal persist-      that subjects’ judgments to that effect are the result of
ence versus cortical persistence. A brief flash of light just      an illusion in which they confuse potential phenomenology
after the array wiped out this difference. However, when          with actual phenomenology. In order to explain this alle-
the flash of light was given later after about 1,000 msecs         gation and defend against it, I will first have to say more
after the array stimulus, it had no effect. Further, a            about cognitive accessibility.
pattern mask did have a huge effect at 1,000 msecs, lower-           The dominant model of cognitive accessibility in discus-
ing the capacity to the level of working memory. The flash         sions of consciousness – and one that is assumed both in
of light right after the stimulus interferes with retinal per-    this target article and by Stan Dehaene and his colleagues,
sistence, whereas the pattern mask after 1,000 msecs inter-       the critics who I will be talking about in this section – is a
fered with cortical persistence.                                  model of broadcasting in a global workspace that started
   As I mentioned, Sligte et al. used as many as 32 items         with the work of Bernard Baars (1988; 1997) The idea is
instead of the 8 of Landman et al. The capacity for the           closely related to my notion of access consciousness and
black/white stimulus was close to 32 for the early cue,           Dan Dennett’s (1993; 2001) notion of “cerebral celebrity”
the capacity of the red/gray stimulus was about 17 and            or fame in the brain.4 Think of perceptual mechanisms as
both fell to about 16 for the cue late in the blank space.        suppliers of representations to consuming mechanisms
And both fell further to somewhat over 4 – as in                  which include mechanisms of reporting, reasoning,
Landman et al. – once the new stimulus came on. If the            evaluating, deciding, and remembering. There is empirical
cue was presented 10 msecs after the first stimulus (the           evidence that it is reasonable to think of perceptual
analog of [c] in Figure 2), the black/white stimulus pro-         systems as sending representations to a global active
duced greater retention, but if the cue was presented             storage system, which is closely connected to the consum-
late in the blank period (or once the new stimulus came           ing systems. Those representations are available to all
on as in [a]), the black/white and red/grey stimuli were          cognitive mechanisms without further processing. (That’s
equivalent. The upshot is that the first phase is very high        why blindsight “guesses” don’t count as cognitively
capacity and is over by 1,000 msecs; the second phase is          accessible in this sense; further processing in the form
high capacity and lasts up to 4 seconds; and the third            of guessing is required to access the representations.)
phase has a similar capacity to the working memory                This workspace is also called “working” memory – the
phase in Sperling and in Landman et al.                           word “memory” being a bit misleading because, after all,
   The results mentioned earlier in connection with the           one can report an experience while it is happening
Sperling and the Landman et al. experiments are likely            without having to remember it in any ordinary sense of
to be based in central parts of the visual system, and so         the term.
are not due to something analogous to “looking again” as             Dehaene and colleagues (Dehaene et al. 1998; Dehaene &
in the imaginary dialog presented earlier. However, the           Nacchache 2001) have given impressive evidence that our
question of exactly which central neural activations consti-      ability to report our phenomenal states hinges on such a
tute phenomenology, as opposed to constituting input to           global workspace and that the connection between per-
phenomenology, is just the question of what phenomenol-           ception and the workspace lies in long-range neurons in
ogy is in the brain; and of course the topic of this article is   sensory areas in the back of the head which feed forward

                                                                           BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6      491
Block: Consciousness, accessibility, and the mesh
to the workspace areas in the front of the head. In                cognitive accessibility in the narrow sense. Here we see
past publications, I argued for phenomenology without              that as theory, driven by experiment, advances, important
cognitive accessibility (Block 1995a; 1995b; 2001) on              distinctions come to light among what appeared at first to
the basis of the Sperling experiment. Dehaene and                  be unified phenomena (See Block & Dworkin 1974, on
Naccache (2001) replied, making use of the global work-            temperature; Churchland 1986; 1994; 2002, on life and fire).
space model:                                                          But what is wrong with the broad sense? Answer: The
  Some information encoded in the nervous system is perma-         broad sense encompasses too much, at least if a necessary
  nently inaccessible (set I1). Other information is in contact    and sufficient condition of phenomenology is at stake.
  with the workspace and could be consciously amplified if it       Representations in I2 can be “amplified if . . . attended
  was attended to (set I2). However, at any given time, only a     to”, but of course uncontroversially unconscious represen-
  subset of the latter is mobilized into the workspace (set I3).   tations can be amplified too, if one shifts attention to
  We wonder whether these distinctions may suffice to capture       what they represent (Carrasco 2007). So including every-
  the intuitions behind Ned Block’s (Block 1995b; see also         thing in I2 in consciousness would be a mistake, a point
  Block 2001) definitions of phenomenal (P) and access (A) con-     I made (Block 1997) in response to the claim that con-
  sciousness. What Block sees as a difference in essence could     sciousness correlates with a certain functional role by
  merely be a qualitative difference due to the discrepancy        Chalmers (1997). No doubt a functional notion that is
  between the size of the potentially accessible information
  (I2) and the paucity of information that can actually be         intermediate between narrow and broad could be
  reported at any given time (I3). Think, for instance, of Sper-   framed, but the challenge for the framer would be to
  ling’s experiment in which a large visual array of letters       avoid ad hoc postulation.
  seems to be fully visible, yet only a very small subset can be      An experimental demonstration that shifting attention
  reported. The former may give rise to the intuition of a rich    affects phenomenology to a degree sufficient to change a
  phenomenological world – Block’s P-consciousness – while         sub-threshold stimulus into a supra-threshold stimulus is
  the latter corresponds to what can be selected, amplified,        to be found in a series of papers by Marisa Carrasco
  and passed on to other processes (A-consciousness). Both,        (Carrasco et al. 2004) in which she asked subjects to
  however, would be facets of the same underlying phenom-          report the orientation of one of a pair of gratings which
  enon. (Dehaene & Naccache 2001, p. 30)
                                                                   had the higher contrast. Carrasco presented an atten-
   The distinction between I1, I2, and I3 is certainly useful,     tion-attracting dot on one side of the screen or the
but its import depends on which of these categories is             others that subject was supposed to ignore, slightly
supposed to be phenomenal. One option is that represen-            before the pair of gratings. She showed that attention to
tations in both categories I2 (potentially in the workspace)       the left made a grating on the left higher in contrast
and I3 (in the workspace) are phenomenal. That is not              than it would otherwise have been. In subsequent work
what Dehaene and Naccache have in mind. Their view                 (Carrasco 2007), Carrasco has been able to show precisely
(see especially section 3.3.1 of their paper) is that only         measurable effects of attentional shifts on contrast and
the representations in I3 are phenomenal. They think               color saturation, but not on hue. This alleged conflation
that representations in the middle category (I2) of poten-         of potential phenomenology with actual phenomenology
tially in the workspace seem to the subject to be phenom-          could be called the Refrigerator Light Illusion5 (Block
enal but that this is an illusion. The only phenomenal             2001), the idea being that just as someone might think
representations are those that are actually in the work-           the refrigerator light is always on, confusing its potential
space. But in circumstances in which the merely potential          to be on with its actually being on, so subjects in the Sper-
workspace representations can be accessed at will, they            ling and the Landman et al. experiments might think that
seem to us to be phenomenal. That is, the subjects alleg-          all the items register phenomenally because they can see
edly mistake merely potential phenomenology for actual             any one that they attend to. In the rest of this section, I
phenomenology.                                                     argue against this allegation.
   Importantly, the workspace model exposes a misleading              Let us begin by mentioning some types of illusions.
aspect of talk of cognitive accessibility. What it is for rep-     There are neurological syndromes in which cognition
resentations to be in the workspace (I3) involves both actu-       about one’s own experience is systematically wrong; for
ality (sent to the workspace) and potential (can be accessed       example, subjects with anosognosia can complain bitterly
by consuming mechanisms without further processing).               about one neural deficit while denying another. And
The representations that are actually in the workspace             cognitive illusions can be produced reliably in normals
are in active contact with the consuming systems, and              (Piattelli-Palmarini 1994). To take a famous example,
the consuming systems can (potentially do) make use of             doctors are more reluctant to recommend surgical inter-
those representations. We might speak of the represen-             vention if they are told that a disease has a mortality rate
tations in I3 (in the workspace) as cognitively accessible         of 7% than if they are told it has a survival rate of 93%.
in the narrow sense (in which consuming mechanisms                 Moving to a cognitive illusion that has a more perceptual
make use of what is already there), and representations            aspect, much of vision is serial but subjects take the
in the union of I3 and I2 as cognitively accessible in the         serial processes to be simultaneous and parallel
broad sense. It is narrow cognitive accessibility that             (Nakayama 1990). For example, G. W. McConkie and col-
Dehaene et al. identify with phenomenology. When I                 leagues (McConkie & Rayner 1975; McConkie & Zola
speak of phenomenology overflowing cognitive accessibil-            1979) created an eye-tracking setup in which subjects
ity, I mean that the capacity of phenomenology is greater          are reading from a screen of text but only the small area
than that of the workspace – so it is narrow accessibility         of text surrounding the fixation point (a few letters to the
that is at issue. In the rest of this article, I will be using     left and 15 to the right) is normal – the rest is perturbed.
“cognitive accessibility” in the narrow sense. The thesis          Subjects have the mistaken impression that the whole page
of this article is that phenomenology does not include             contains normal text. Subjects suppose that the impression

492       BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
Block: Consciousness, accessibility, and the mesh

of all the items on a page is a result of a single glance, not   believe that people are wrong about the appearances for
realizing that building up a representation of a whole page      such a long period.
is a serial process. These illusions all have a strong cogni-       Dehaene et al. (2006) revisit this issue. Here are the
tive element.                                                    relevant paragraphs (references are theirs):
   Are the results from experiments like those of Sperling
and Landman et al. the result of cognitive illusions? One          The philosopher Ned Block, however, has suggested that the
reason to think they are not is that the phenomena                 reportability criterion underestimates conscious contents
which the Sperling and the Landman et al. experiments              (Block 2005). When we view a complex visual scene, we experi-
                                                                   ence a richness of content that seems to go beyond what we
depend on do not require that subjects be asked to                 can report. This intuition led Block to propose a distinct
access any of the items. It is a simple matter to show sub-        state of “phenomenal consciousness” prior to global access.
jects arrays and ask them what they see without asking             This proposal receives an apparent confirmation in Sperling’s
them to report any specific items (as was done first in              iconic memory paradigm. When an array of letters is flashed,
Gill & Dallenbach 1926). This suggests that the analysis           viewers claim to see the whole array, although they can later
of subjects’ judgments in the partial report paradigms as          report only one subsequently cued row or column. One
based on cognition – of noticing the easy availability of          might conclude that the initial processing of the array, prior
the items – is wrong. A second point is that cognitive illu-       to attentional selection of a row or column is already phenom-
sions are often, maybe always, curable. For example, the           enally conscious. (Block 2005, Lamme 2003)
framing illusion mentioned above is certainly curable.             However, those intuitions are questionable, because viewers
However, I doubt that the Sperling and the Landman                 are known to be over-confident and to suffer from an “illusion
et al. phenomenology is any different for advocates of                                         ¨
                                                                   of seeing”. (O’Regan & Noe 2001). The change blindness para-
the Dehaene view. Third, the sense that in these exper-            digm demonstrates this “discrepancy between what we see and
iments so much of the perceptual content slips away                what we think we see” (Simons & Ambinder 2005). In this
before one can grab hold of it cognitively does not seem           paradigm, viewers who claim to perceive an entire visual
any kind of a cognition but rather is percept-like.                scene fail to notice when an important element of the scene
   Recall, that in the Sperling experiment, the results are        changes. This suggests that, at any given time, very little of
the same whether the stimulus is on for 50 msecs or 500            the scene is actually consciously processed. Interestingly,
                                                                   changes that attract attention or occur at an attended location
msecs. Steve Schmidt has kindly made a 320 msec demo
                                                                   are immediately detected. Thus, the illusion of seeing may
that is available on my web site at: http://www.nyu.edu/           arise because viewers know that they can, at will, orient atten-
gsas/dept/philo/faculty/block/demos/Sperling320msec.               tion to any location and obtain conscious information from it.
mov.                                                               (Dehaene et al. 2006, p. 210)
   See for yourself.
   The suggestion that the putative illusion has a percep-       Dehaene and his colleagues propose to use the change
tual or quasi-perceptual nature comports with the way            “blindness” results to back up their view of the Sperling
Dan Dennett and Kevin O’Regan describe the sparse rep-           result. But the issues in these two paradigms are pretty
resentations allegedly revealed by change “blindness”            much the same – our view of one is conditioned by our
(Dennett 1991; O’Regan 1992).6 Their idea is that the            view of the other. Further, as I mentioned earlier, the
way it seems that it seems is – supposedly – not the way         first form of the Landman et al. experiment (see Fig. 2,
it actually seems. They allege not a mismatch between            Part [a]) is itself an experiment in the same vein as the
appearance and external reality as in standard visual illu-      standard change “blindness” experiments. The subject
sions but rather a mismatch between an appearance and            sees 8 things clearly but has the capacity (in the sense of
an appearance of an appearance. We could call this               Cowan’s K) to make comparisons for only 4 of them.
alleged kind of illusion in which the introspective phenom-      And so the Landman et al. experiment – since it gives evi-
enology does not reflect the phenomenology of the state           dence that the subject really does see all or almost all the
being introspected a hyper-illusion.                             rectangles – argues against the interpretation of the
   But are there any clear cases of hyper-illusions? I don’t     change “blindness” experiments given by Dehaene and
know of any. One candidate is the claim, often made, that        his colleagues.
although the “self” is really a discontinuous stream of             Dehaene et al. (2006) say, “The change blindness para-
experiences, we have the illusion that it is a continuous        digm demonstrates this discrepancy between what we see
existent (Strawson 2003). But this alleged hyper-illusion        and what we think we see.” But this claim is hotly con-
is suspect, being perhaps more a matter of failing to            tested in the experimental community, including by one
experience the gappiness rather than actually experiencing       of the authors that they cite. As I mentioned earlier (see
non-gappiness. Further, subjects’ introspective judgments        Note 2), many psychologists would agree that initial
led to the prediction investigated by Sperling, Landman          interpretations of change “blindness” went overboard
et al., and Sligte et al. One should have an empirical           and that, rather than seeing the phenomenon as a form
reason to judge that this experimentally confirmed intro-         of inattentional blindness, one might see it as a form of
spective judgment is wrong.                                      inattentional inaccessibility (Block 2001). That is, the
   Subjects in the Landman et al. experiment are looking         subject takes in the relevant detail of each of the presented
right at the rectangles for half a second, a long exposure,      items, but they are not conceptualized at a level that allows
and it is not hard to see the orientations clearly. It does      the subject to make a comparison. As Fred Dretske (2004)
not appear to them as if something vaguely rectangularish        has noted, the difference between the two stimuli in
is coming into view, as if from a distance. In (c) of            a change blindness experiment can be one object that
Landman et al., they see all the rectangle orientations          appears or disappears, and one can be aware of that
for up to 1.5 seconds in the Landman et al. version and          object that constitutes the difference without noticing
up to 4 seconds in the Sligte et al. version. It is hard to      that there is a difference.

                                                                          BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6         493
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548
Behavioral and Brain Sciences (2007) 30, 481 –548

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Behavioral and Brain Sciences (2007) 30, 481 –548

  • 1. BEHAVIORAL AND BRAIN SCIENCES (2007) 30, 481 –548 Printed in the United States of America doi: 10.1017/S0140525X07002786 Consciousness, accessibility, and the mesh between psychology and neuroscience Ned Block Department of Philosophy, New York University, New York, NY 10003 ned.block@nyu.edu Abstract: How can we disentangle the neural basis of phenomenal consciousness from the neural machinery of the cognitive access that underlies reports of phenomenal consciousness? We see the problem in stark form if we ask how we can tell whether representations inside a Fodorian module are phenomenally conscious. The methodology would seem straightforward: Find the neural natural kinds that are the basis of phenomenal consciousness in clear cases – when subjects are completely confident and we have no reason to doubt their authority – and look to see whether those neural natural kinds exist within Fodorian modules. But a puzzle arises: Do we include the machinery underlying reportability within the neural natural kinds of the clear cases? If the answer is “Yes,” then there can be no phenomenally conscious representations in Fodorian modules. But how can we know if the answer is “Yes”? The suggested methodology requires an answer to the question it was supposed to answer! This target article argues for an abstract solution to the problem and exhibits a source of empirical data that is relevant, data that show that in a certain sense phenomenal consciousness overflows cognitive accessibility. I argue that we can find a neural realizer of this overflow if we assume that the neural basis of phenomenal consciousness does not include the neural basis of cognitive accessibility and that this assumption is justified (other things being equal) by the explanations it allows. Keywords: access consciousness; accessibility; change blindness; consciousness; mind/body problem; NCC; phenomenal consciousness; refrigerator light illusion; reportability; unconscious; vegetative state; working memory 1. Introduction therefore unreportable representations inside modules are phenomenally conscious, we have to have decided In The Modularity of Mind, Jerry Fodor argued that sig- already whether phenomenal consciousness includes the nificant early portions of our perceptual systems are cognitive accessibility underlying reportability. So it modular in a number of respects, including that we do looks like the inquiry leads in a circle. I will be calling not have cognitive access to their internal states and rep- this problem “the methodological puzzle of consciousness resentations of a sort that would allow reportability research.” (Fodor 1983; see also Pylylshyn 2003; Sperber 2001). The first half of this article is about the methodology of For example, one representation that vision scientists breaking out of this circle. The second half brings empirical tend to agree is computed by our visual systems is one which reflects sharp changes in luminosity; another is a representation of surfaces (Nakayama et al. 1995). Are NED BLOCK is Silver Professor in the Depart- the unreportable representations inside these modules ments of Philosophy and Psychology, and in the phenomenally conscious? Presumably there is a fact of Center for Neural Science, at New York Univer- the matter. But since these representations are cognitively sity. He was formerly Chair of the MIT Philosophy inaccessible and therefore utterly unreportable, how could Program. He is a Fellow of the American Academy we know whether they are conscious or not? It may seem of Arts and Sciences and a recipient of fellowships that the appropriate methodology is clear in principle even from the Guggenheim Foundation, the National if very difficult in practice: Determine the natural kind Endowment for the Humanities, the American (Putnam 1975; Quine 1969) that constitutes the neural Council of Learned Societies and the National basis of phenomenal consciousness in completely clear Science Foundation. He is a past President of cases – cases in which subjects are completely confident the Society for Philosophy and Psychology, a past about their phenomenally conscious states and there is Chair of the MIT Press Cognitive Science Board, no reason to doubt their authority – and then determine and past President of the Association for the whether those neural natural kinds exist inside Fodorian Scientific Study of Consciousness. The Philoso- modules. If they do, there are conscious within-module phers’ Annual selected his papers as one of the representations; if they don’t, there are not. But should “ten best” in 1983, 1990, 1995 and 2002. The we include the machinery underlying reportability first of two volumes of his collected papers came within the natural kinds in the clear cases? Apparently, out in 2007. in order to decide whether cognitively inaccessible and # 2008 Cambridge University Press 0140-525X/08 $40.00 481
  • 2. Block: Consciousness, accessibility, and the mesh evidence to bear on actually breaking out of it, using the that consciousness is determined by but not identical to principle that other things being equal, a mesh between its neural basis (McLaughlin 1992; Searle 1992). The psychology and neuroscience is a reason to believe the issue of this article is not physicalism versus dualism, but theory that leads to the mesh. rather, whether consciousness includes the physical func- tions involved in the cognitive accessibility that underlies reportability. 2. Two illustrations What is the total minus core neural basis? That is, what is the neural background required to make a core neural Before giving a more precise statement of the methodo- basis sufficient for a phenomenally conscious experience? logical puzzle, I’ll give two illustrations that are intended There is some evidence that there is a single neural back- to give the reader a feel for it. ground of all experience involving connections between Nancy Kanwisher and her colleagues (Kanwisher 2001; the cortex and the upper brain stem including the thala- Tong et al. 1998) have found impressively robust corre- mus (Churchland 2005; Laureys 2005; Llinas 2001; ´ lations between the experience of faces and activation at ´ Llinas et al. 1998; Merker 2007; Tononi & Edelman the bottom of the temporal lobe, usually in the subject’s 1998). This background can perhaps be identified with right hemisphere in what they call the “fusiform face what Searle (2005) calls the “unified conscious field.” area.” One method that has been used to investigate the Perhaps the most convincing evidence is that disabling neural basis of face perception exploits a phenomenon connections to the thalamus seems the common core of known as “binocular rivalry” (see Koch 2004, Ch. 16). Pre- what different general anesthetics do (Alkire & Miller sented with a face-stimulus to one eye and a house stimu- 2005). Although Merker (2007) does not make the distinc- lus to the other, the subject experiences a face for a few tion between core and total, he presents evidence that seconds, then a house, then a face, and so on. Examination children born pretty much without a cortex can have the of the visual processing areas of the brain while the face/ conscious field with little or nothing in the way of any con- house perceptual alternation is ongoing, found stronger scious contents: that is, they have the total without much in shifts with the percept in the fusiform face area than in the way of core neural bases. other areas. The fusiform face area lights up when subjects Nancy Kanwisher (2001) and Dan Pollen (2003; in press) are experiencing seeing a face and not when subjects are argue that activation of areas of the brain involved in experiencing seeing a house, despite the fact that the spatio-temporal binding is required for perceptual phenom- stimuli are unchanging. The fusiform face area also enology. Of course some states that have phenomenology, lights up when subjects imagine faces (O’Craven & Kanw- for example, emotions and thoughts, are not experienced isher 2000). as spatially located. But Kanwisher and Pollen may be In highly constrained experimental situations, observers right about temporal aspects of visual experience. viewing functional magnetic resonance imaging (fMRI) Further, Antonio Damasio (1999) and Pollen argue that recordings are 85% accurate in telling whether subjects in a all experience requires a sense of self, partly based in the scanner are seeing faces or houses (Haynes & Rees 2006). posterior parietal lobe. If true, this would be part of the However, Rafi Malach and his colleagues (Hasson et al. background. 2004) have been able to get similar results from free viewing At the risk of confusing the reader with yet another dis- of movies by correlating activations in a number of subjects tinction, it is important to keep in mind the difference (see also Bartels & Zeki 2004). between a causal condition and a constitutive condition. There has been some dispute as to what exactly the For example, cerebral blood flow is causally necessary fusiform face area is specialized for, but these issues can for consciousness, but activation of the upper brainstem be put aside here. (See Grill-Spector et al. 2006, 2007; is much more plausibly a constitutive condition, part of Kanwisher 2006, 2007; Tsao et al. 2006). what it is to be conscious. (What does “constitutive” No one would suppose that activation of the fusiform mean? Among other things, constituent: Hydrogen is par- face area all by itself is sufficient for face-experience. tially constitutive of water since water is composed of I have never heard anyone advocate the view that if a fusi- hydrogen and oxygen.) The main issue of this article is form face area were kept alive in a bottle, that activation of whether the cognitive access underlying reportability is a it would determine face-experience – or any experience at constitutive condition of phenomenal consciousness. all (Kanwisher 2001). The total neural basis of a state with Here is the illustration I have been leading up to. There phenomenal character C is itself sufficient for the instan- is a type of brain injury which causes a syndrome known as tiation of C. The core neural basis of a state with phenom- visuo-spatial extinction. If the patient sees a single object enal character C is the part of the total neural basis that on either side, the patient can identify it, but if there are distinguishes states with C from states with other phenom- objects on both sides, the patient can identify only the enal characters or phenomenal contents,1 for example the one on the right and claims not to see the one on experience as of a face from the experience as of a house. the left (Aimola Davies 2004). With competition from (The core neural basis is similar to what Semir Zeki [Zeki the right, the subject cannot attend to the left. However, 2001; Zeki & Bartels 1999] has called an essential node.) as Geraint Rees has shown in two fMRI studies of a So activation of the fusiform face area is a candidate for patient identified as “G.K.,” when G.K. claims not to see the core neural basis – not the total neural basis – for a face on the left, his fusiform face area (on the right, experience as of a face (see Block 2005; Chalmers 2000; fed strongly by the left side of space) lights up almost as Shoemaker 1981). much as when he reports seeing the face (Driver & For purposes of this target article, I adopt the physica- Vuilleumier 2001; Rees et al. 2000, 2002b). Should we listic view (Edelman 2004) that consciousness is identical conclude that G.K. has face experience that – because of to its total neural basis, rather than John Searle’s view lack of attention – he does not know about? Or that the 482 BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
  • 3. Block: Consciousness, accessibility, and the mesh fusiform face area is not the whole of the core neural basis terms – there would still be the question, does what it is for the experience, as of a face? Or that activation of the like to have an experience include whatever cognitive pro- fusiform face area is the core neural basis for the experi- cesses underlie our ability to report the experience? ence as of a face but that some other aspect of the total The problem does not arise in the study of, for example, neural basis is missing? How are we to answer these ques- water. On the basis of the study of the nature of accessible tions, given that all these possibilities predict the same water, we can know the properties of water in environ- thing: no face report? ments outside our light cone – that is, in environments I will use the phrase “core neural basis of the experi- that are too far away in space and time for signals traveling ence” instead of Frances Crick’s and Christof Koch’s at the speed of light to reach us. We have no problem in “NCC,” for neural correlate of consciousness. Mere corre- extrapolating from the observed to the unobserved, and lation is too weak. At a minimum, one wants the neural even unobservable in the case of water, because we are underpinnings of a match of content between the mental antecedently certain that our cognitive access to water ¨ and neural state (Chalmers 1998; Noe & Thompson 2004). molecules is not part of the constitutive scientific nature of water itself. In homing in on a core neural basis of reportable episodes of phenomenal consciousness, we 3. The puzzle have a choice about whether or not to include the aspects of those neurological states that underlie report- The following is a principle that will be appealing to many ability within the core neural basis. If we do, then unre- (though it is not to me): Whatever it is about a state that portable phenomenally conscious states are ruled out; if makes it unreportable, would also preclude its being phe- we do not, unreportable phenomenally conscious states nomenally conscious. We can call this the Phenomenally are allowed. Few scientifically minded people in the Conscious ! Reportable Principle, or for short, the Phe- twenty-first century would suppose that water molecules nomenal ! Reportable Principle. But how could we test are partly constituted by our cognitive access to them the Phenomenal ! Reportable Principle? If what we (Boghossian 2006), but few would be sure whether mean by a “direct” test is that we elicit reports from sub- phenomenal consciousness is or is not partly constituted jects about unreportable states, then a direct test will by cognitive access to it. It is this asymmetry that is at always be negative. And it might seem that there could the root of the methodological puzzle of phenomenal not be an indirect test either, for an indirect test would consciousness. have to be based on some direct method, that is, a This issue – whether the machinery of cognitive acces- method of investigating whether a state is phenomenally sibility is a constitutive part of the nature of phenomenal conscious independently of whether it is reportable – a consciousness – is the focus of this target article. I will method that apparently does not exist. not mention evidence concerning inaccessible states Here is a brain-oriented version of the point: Suppose within Fodorian modules, or whether G.K. has face empirical investigation finds a neural state that obtains in experience, but I do claim to show that the issue of all cases in which a phenomenally conscious state is repor- whether the cognitive accessibility underlying reportabil- table. Such a neural state would be a candidate for a core ity is part of the constitutive nature of phenomenal con- neural basis. Suppose in addition, that we find that the sciousness can be resolved empirically and that we putative core neural basis is present sometimes when the already have evidence for a negative answer. state is unreportable because mechanisms of cognitive I now turn to a consideration of reportability, but first access are damaged or blocked. Would that show the exist- I want to mention one issue that will not be part of my dis- ence of unreportable phenomenal consciousness? No, cussion. Readers are no doubt familiar with the “explana- because there is an alternative possibility: that we were tory gap” (Levine 1983; Nagel 1974), and the too quick to identify the core neural basis. Perhaps the corresponding “hard problem” of phenomenal conscious- supposed core neural basis that we identified is necessary ness (Chalmers 1996): the problem of explaining why the for phenomenal consciousness but not quite sufficient. It neural basis of a given phenomenal quality is the neural may be that whatever it is that makes the state unreporta- basis of that phenomenal quality rather than some other ble also makes it unconscious. Perhaps the cognitive phenomenal quality or none at all. No one has any idea accessibility mechanisms underlying reportability are a what an answer would be, even a highly speculative constitutive part of the core neural basis, so that without answer. Is the explanatory gap an inevitable feature of our them, there cannot be a phenomenally conscious state. relation to our own phenomenology? Opinions differ It does not seem that we could find any evidence that (Churchland 1994; McGinn 1991). I argue that we would decide one way or the other, because any evidence can make at least some progress on solving the methodo- would inevitably derive from the reportability of a phe- logical puzzle even without progress in closing the explana- nomenally conscious state, and so it could not tell us tory gap. about the phenomenal consciousness of a state which I have been talking about consciousness versus report- cannot be reported. So there seems a fundamental episte- ability, but reportability is not the best concept to use in mic (i.e., having to do with our knowledge of the facts thinking about the puzzle. rather than the facts themselves) limitation in our ability to get a complete empirical theory of phenomenal con- sciousness. This is the methodological puzzle that is the 4. Cognitive accessibility versus reportability topic of this article. Note that the problem cannot be solved by giving a defi- Empirical evidence about the Phenomenal ! Reportable nition of “conscious.” Whatever definition one offers of Principle seems unobtainable, but that is an illusion: that this and other terms, the puzzle can be put in still other principle is clearly false even though another closely BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6 483
  • 4. Block: Consciousness, accessibility, and the mesh related principle is problematic. If a locked-in subject In the rest of this article, I will be talking about cognitive loses control of the last twitch, all mental states can accessibility instead of reportability. Reportability is a become unreportable. There has been progress in using behavioristic ladder that we can throw away. electrodes implanted in the brain, and less intrusively, In previous papers (Block 1995b; 2001; 2005), I have electroencephalographic (EEG) technology to enable argued that there can be phenomenally conscious states patients to communicate with the outside world. But if that are not cognitively accessible. (I put it in terms of the patient is not trained with these technologies before phenomenal consciousness without access consciousness.) the total loss of control of the body, these technologies But I am mainly arguing for something weaker here. Cog- may not work. (See the articles on this topic in the July nitive accessibility could be a causally necessary condition 2006 issue of Nature.) of phenomenal consciousness without being a constitutive There is a distinct problem with the Phenomen- part of it. Bananas constitutively include CH2O molecules al ! Reportable Principle, namely that a person who is but not air and light. Still, without air and light, there could not paralyzed may lose all ability to produce or understand be no bananas – they are causally necessary. The focus language, and so not have the language capacity required here is on whether accessibility is constitutively necessary for reporting. In some forms of this syndrome (profound to phenomenal consciousness, not whether it is causally global aphasia), subjects clearly have phenomenal sta- necessary. tes – they can see, they have pain, and they can make clear what they want and don’t want in the manner of a pre-linguistic child – but they are totally without the 5. Why the methodological puzzle matters ability to report in any non-extended sense of the term. (Come to think of it, the same point applies to pre-linguistic I will mention two ways in which it matters whether we can children and animals.) And if an aphasic also had locked-in find out whether phenomenal consciousness includes cog- syndrome, the unfortunate conjunctively disabled person nitive accessibility. First, if we cannot get evidence about would be doubly unable to report conscious states. But this, we face a fundamental limit in empirical investigation there is no reason to think that conscious states would of the neural basis of phenomenal consciousness – we magically disappear. Indeed, given that aphasia is cannot tell whether the putative core neural basis we fairly common and locked-in syndrome, though infrequent, have found is the neural basis of phenomenal conscious- is not rare, no doubt there have been such conjunctive ness itself or the neural basis of phenomenal consciousness cases. wrapped together with the cognitive machinery of access to Of course there can be nonverbal reports: giving a phenomenal consciousness. thumbs-up and shaking one’s head come to mind. But Second, there is a practical and moral issue having to do not every behavioral manifestation of cognitive access to with assessing the value of the lives of persons who are in a phenomenal state is a report, except in an uninterestingly persistent vegetative states. Many people feel that the lives stretched version of the term. Reportability is a legacy of of patients in the persistent vegetative state are not worth behaviorism that is less interesting than it has seemed. living. But do these patients have experiences that they do The more interesting issue in the vicinity is not the relation not have cognitive access to? It is not irrational to regard a between the phenomenal and the reportable, but rather rich experiential life – independently of cognitive access the relation between the phenomenal and the cognitively to it – as relevant to whether one would want the accessible. feeding tube of a loved one removed. Adrian Owen and colleagues (Owen et al. 2006) report that a patient who, at the time of testing, satisfied the cri- teria for a vegetative state, responded to requests to 6. Phenomenal consciousness and Awareness imagine a certain activity in a way indistinguishable from normal patients on an fMRI scan. Her premotor cortex We may suppose that it is platitudinous that when one has was activated upon being asked to imagine playing a phenomenally conscious experience, one is in some way tennis, and her parahippocampal place area was activated aware of having it. Let us call the fact stated by this claim – on being asked to imagine walking through rooms in her without committing ourselves on what exactly that fact house. Paul Matthews objected that the brain activity is – the fact that phenomenal consciousness requires could have been an associative response to the word Awareness. (This is awareness in a special sense, so in “tennis,” but Owen counters that her response lasted 30 this section I am capitalizing the term.) Sometimes seconds – until he asked her to stop (Hopkin 2006). In people say Awareness is a matter of having a state whose an accompanying article in Science, Lionel Naccache content is in some sense “presented” to the self or insists on behavioral criteria for consciousness. He says, having a state that is “for me” or that comes with a sense “Consciousness is univocally probed in humans through of ownership or that has “me-ishness” (as I have called the subject’s report of his or her own mental states” and it; Block 1995a). notes that Owen and colleagues “did not directly collect Very briefly, three classes of accounts of the relation such a subjective report” (Naccache 2006b). But the evi- between phenomenal consciousness and Awareness have dence is that the patient is capable of an intentional act, been offered. Ernest Sosa (2002) argues that all there is namely, the act of imagining something described. That to the idea that in having an experience one is necessarily should be considered no less an indication – though of aware of it is the triviality that in having an experience, one course a fallible indication – of consciousness than an experiences one’s experience just as one smiles one’s smile external behavioral act. As an editorial in Nature suggests, or dances one’s dance. Sosa distinguishes this minimal instead of “vegetative state” we should say “outwardly sense in which one is automatically aware of one’s experi- unresponsive.” (Nature, Editorial 2006). ences from noticing one’s experiences, which is not 484 BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
  • 5. Block: Consciousness, accessibility, and the mesh required for phenomenally conscious experience. At the features – namely, neural states and features – on the opposite extreme, David Rosenthal (2005) has pursued a other. These reports can be mistaken, but they can be cognitive account in which a phenomenally conscious shown to be mistaken only on the basis of other reports state requires a higher order thought to the effect that with which they do not cohere. There is no going beyond one is in the state. That is, a token experience (one that reports. can be located in time) is a phenomenally conscious One version of correlationism is stated in David Papi- experience only in virtue of another token state that is neau’s (2002) Thinking about Consciousness, in which he about the first state. (See also Armstrong 1977; Carruthers says: 2000; and Lycan 1996 for other varieties of higher order accounts.) A third view, the “Same Order” view says that If the phenomenal property is to be identical with some the consciousness-of relation can hold between a token material property, then this material property must be both experience and itself. A conscious experience is reflexive necessary and sufficient for the phenomenal property. In in that it consists in part in an awareness of itself. (This order for this requirement to be satisfied, the material property view is discussed in Brentano 1874/1924; Burge 2006; needs to be present in all cases where the human subjects report the phenomenal property – otherwise it cannot be Byrne 2004; Caston 2002; Kriegel 2005; Kriegel & necessary. And it needs to be absent in all cases where Williford 2006; Levine 2001, 2006; Metzinger 2003; Ross the human subjects report the absence of the phenomenal 1961; Smith 1986). property – otherwise it cannot be sufficient. The aim of The same order view fits both science and common standard consciousness research is to use these two constraints sense better than the higher order view. As Tyler Burge to pin down unique material referents for phenomenal (2006) notes, to say that one is necessarily aware of one’s concepts. (Papineau 2002, p. 187) phenomenally conscious states should not be taken to imply that every phenomenally conscious state is one Consider, for example, what an adherent of this method- that the subject notices or attends to or perceives or ology would say about patient G.K. mentioned earlier. thinks about. Noticing, attending, perceiving, and thinking One kind of correlationist says we have misidentified the about are all cognitive relations that need not be involved neural basis of face experience and so some aspect of the when a phenomenal character is present to a subject. The neural basis of face experience is missing. That is, either mouse may be conscious of the cheese that the mouse the activation of the fusiform face area is not the core sees, but that is not to say that the mouse is conscious of neural basis for face experience, or, if it is, then in extinc- the visual sensations in the visual field that represent the tion patients some aspect of the total neural basis outside cheese, or that the mouse notices or attends to or thinks the core is missing. Another kind of correlationist does not about any part of the visual field. The ratio of synapses take a stand on whether G.K. is having face experience, in sensory areas to synapses in frontal areas peaks in saying that we cannot get scientific evidence about it. early infancy, and likewise for relative glucose metabolism So there are two versions of correlationism. Metaphysical (Gazzaniga et al. 2002, p. 642– 43). Since frontal areas are correlationism – the first version just mentioned – says likely to govern higher-order thought, low frontal activity that there is (or can be) an answer to the sort of question in newborns may well indicate lack of higher-order I have raised about G.K. and that answer is no. The meta- thoughts about genuine sensory experiences. physical correlationist thinks that the cognitive access The relevance of these points to the project of the target relations that underlie the subject’s ability to report are a article is this: the fact of Awareness can be accommodated part of what constitutes phenomenology, so there could by either the same order view or the view in which Aware- not be phenomenology without cognitive accessibility ness is automatic, or so I will assume. Hence, there is no (Papineau 1998). need to postulate that phenomenal consciousness requires Epistemic correlationism says that G.K. might be having cognitive accessibility of the phenomenally conscious face experience without cognitive accessibility, but that state. Something worth calling “accessibility” may be the issue is not scientifically tractable. According to episte- intrinsic to any phenomenally conscious state, but it is mic correlationism, cognitive accessibility is intrinsic to not the cognitive accessibility that underlies reporting. our knowledge of phenomenology but not necessarily to The highly ambiguous term “conscious” causes more the phenomenal facts themselves. Epistemic correlation- trouble than it is worth in my view. Some use the term ism is more squarely the target of this article, but I will “conscious” so as to trivially include cognitive accessi- say a word about what is wrong with metaphysical bility. To avoid any such suggestion I am from here on correlationism. abandoning the term “phenomenal consciousness” Why does the metaphysical correlationist think G.K. (which I think I introduced [Block 1990; 1992]) in favor cannot be having face experience? Perhaps it is supposed of “phenomenology.” to be a conceptual point: that the very concepts of phe- In the next section, I discuss the assumption underlying nomenology and cognitive accessibility make it incoherent the methodological puzzle, and in the section after, how to to suppose that the first could occur without the second. proceed if we drop that assumption. Or it could be an empirical point: the evidence (allegedly) shows that the machinery of cognitive accessibility is part of the machinery of phenomenology. I have discussed 7. Correlationism the conceptual view elsewhere (Block 1978; 1980). The neuroscientists Stanislas Dehaene and Jean-Pierre Correlationism says that the ultimate database for phenom- Changeux (2004) appear to advocate epistemic correla- enology research consists in reports which allow us to find tionism. (References in the passage quoted are theirs but correlations between phenomenal states and features, on in this and other quotations to follow citations are in the the one hand, and scientifically specifiable states and style of this journal.) Dehaene and Changeux write: BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6 485
  • 6. Block: Consciousness, accessibility, and the mesh We shall deliberately limit ourselves, in this review, to only one consciousness,” using neuroscientific considerations to aspect of consciousness, the notion of conscious access . . . Like motivate us to define “consciousness” as recurrent proces- others (Weiskrantz 1997), we emphasize reportability as a key sing, in which higher areas feed back to lower areas, which property of conscious representations. This discussion will aim in turn feed forward to the higher areas again, thereby at characterizing the crucial differences between those aspects amplifying the signal. He doesn’t claim the definition is of neural activity that can be reported by a subject, and those that cannot. According to some philosophers, this constitutes correct, just that it is the only way to put the study of con- an “easy problem” and is irrelevant to the more central sciousness on a scientific footing. Although Lamme does issues of phenomenology and self-awareness (e.g., Block not advocate correlationism in either its metaphysical or 1995b). Our view, however, is that conscious access is one of epistemic forms, his view depends on the idea that the the few empirically tractable problems presently accessible only alternative to epistemic correlationism is neurally to an authentic scientific investigation. (Dehaene & Changeux based postulation. 2004, p. 1145– 1146) Often philosophers – Hilary Putnam (1981) and Dan Kouider et al. (2007) say: “Given the lack of scientific Dennett (1988; 1991) come to mind – argue that two criterion, at this stage at least, for defining conscious proces- views of the facts about consciousness are “empirically sing without reportability, the dissociation between access indistinguishable” – and then they in effect conclude that and phenomenal consciousness remains largely speculative it is better to say that there are no such facts than to and even possibly immune to scientific investigation” adopt epistemic correlationism. One example is Putnam’s (p. 2028). (Access-consciousness was my term for approxi- thought experiment: We find a core neural basis for some mately what I am calling “cognitive accessibility” here.) visual experience, but then note that if it occurs in the In a series of famous papers, Crick and Koch (1995) right hemisphere of a split-brain patient, the patient will make use of what appears to be metaphysical correlation- say he doesn’t see anything. If we restore the corpus ism. They argue that the first cortical area that processes callosum, the patient may then say he remembers seeing visual information, V1, is not part of the neural correlate something. But we are still left with two “empirically indis- of phenomenology because V1 does not directly project tinguishable” hypotheses, that the hypothesis of the core to the frontal cortex. They argue that visual represen- neural basis is correct so the memory is veridical and, tations must be sent to the frontal cortex in order to be alternatively, that the memory is false. reported and in order for reasoning or decision-making I will give an empirical argument that we can achieve a to make use of those visual representations. Their argu- better fit between psychology and neuroscience if we ment in effect makes use of the hidden premise that part assume that the perspectives just described are wrong. of the constitutive function of visual phenomenology is to harness visual information in the service of the direct control of reasoning and decision-making that controls behavior. 8. An alternative to epistemic correlationism Jesse Prinz (2000) argues for the “AIR” theory, for attended intermediate representations. The idea is that The alternative I have in mind is just the familiar default “consciousness arises when intermediate-level perception “method” of inference to the best explanation, that is, representations are made available to working memory the approach of looking for the framework that makes via attention.” Because of the requirement of connection the most sense of all the data, not just reports (Harman to working memory, this is a form of metaphysical 1965; Peirce 1903, Vol. V, p. 171). correlationism. The reader may feel that I have already canvassed David Chalmers (1998) endorses epistemic correlation- inference to the best explanation and that it did not ism. He says, help. Recall that I mentioned that the best explanation of all the data about observed water can give us knowledge Given the very methodology that comes into play here, we of unobserved – even unobservable – water. I said that have no way of definitely establishing a given NCC as an inde- this approach does not apply straightforwardly to phenom- pendent test for consciousness. The primary criterion for con- sciousness will always remain the functional property we enology. The reasoning that leads to the methodological started with: global availability, or verbal report, or whatever. puzzle says that inevitably there will be a choice about That’s how we discovered the correlations in the first place. whether to include the neural basis of cognitive access 40-hertz oscillations (or whatever) are relevant only because within the neural basis of phenomenology. And that of the role they play in satisfying this criterion. True, in cases choice – according to this reasoning – cannot be made where we know that this association between the NCC and without some way of measuring or detecting phenomenol- the functional property is present, the NCC might itself func- ogy independently of cognitive access to it. But we don’t tion as a sort of “signature” of consciousness; but once we dis- have any such independent measure. As I noted, there is sociate the NCC from the functional property, all bets are off. a disanalogy with the case of water, since we are antece- (Chalmers 1998) dently certain that our access to information about water Victor Lamme (2006) gives the example of the split-brain molecules is not part of the natural kind that underlies patient who says he does not see something presented on water molecules themselves. But we are not certain (ante- the left, but nonetheless can draw it with his left hand. cedently or otherwise) about whether our cognitive access There is a conflict between normal criteria for conscious to our own phenomenology is partly constitutive of states. Lamme says that “preconceived notions about the the phenomenology. Without antecedent knowledge of role of language in consciousness” will determine our reac- this – according to the reasoning that leads to the meth- tion and there is no objective truth about which view is odological puzzle – we cannot know whether whatever right.” He argues for “letting arguments from neuroscience makes a phenomenal state cognitively inaccessible also override our intuitive and introspective notion of renders it non-phenomenal. 486 BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
  • 7. Block: Consciousness, accessibility, and the mesh Here is the fallacy in that argument: The best theory of eyes instantaneously upon a scene, and then shroud all the data may be one that lumps phenomenology with them in complete darkness, it will be as if we saw the water molecules as things whose constitutive nature does scene in ghostly light through the dark screen. We can not include cognitive access to it. To hold otherwise is read off details in it which were unnoticed whilst the to suppose – mistakenly – that there are antecedent eyes were open” (James 1890); and it may be what Aristo- views – or uncertainties in this case – that are not up for tle was talking about when he said, “even when the exter- grabs. nal object of perception has departed, the impressions it Perhaps an analogy will help. It might seem, offhand, has made persist, and are themselves objects of percep- that it is impossible to know the extent of errors of tion” (Aristotle in Ross 1955, 460b). measurement, for any measurement of errors of measure- When Sperling asked subjects to say what letters they ment would have to be derived from measurement itself. had seen, subjects were able to report only about 4 of But we can build models of the sources of measurement the letters, less than half of the number of letters they error and test them, and if necessary we can build said they could see. (This result was first reported by models of the error in the first level models, and so on, Cattell [1885] – I am indebted to Patrick Wilken stopping when we get a good predictive fit. For example, [2001]). Did the subjects really see all or almost all the the diameter of the moon can be measured repeatedly shapes as they said? Sperling’s clever idea was to test by a number of different techniques, the results of which whether people really did see all or almost all of the char- will inevitably vary about a mean. But perhaps the diam- acters and whether the phenomenology persists after the eter of the moon is itself varying? The issue can be stimulus was turned off by playing a tone soon after the pursued by simultaneously building models of source of array was replaced by a blank. Subjects were to report variation in the diameter itself and models of error in the top row if the tone was high, the bottom row if the the various methods of measurement. Those models tone was low, and the middle row in case of an intermedi- contain assumptions which can themselves be further ate tone. The result was that subjects could report all or tested. almost all the characters in any given row. Versions of The puzzle of how it is possible to use measurement this type of experiment have been done with as many as itself to understand errors of measurement is not a deep 32 alphanumeric characters with similar results (Sligte one. As soon as one sees the answer, the problem of prin- et al. 2008). An attractive picture of what is going on ciple falls away, although it may be difficult to build the here – and one that I think makes the most sense of the models in practice. I do not believe that the same is true data – is that although one can distinctly see all or for the methodological puzzle. One reason is the famous almost all of the 9 – 12 objects in an array, the processes “explanatory gap” that I mentioned earlier. There may that allow one to conceptualize and identify the specific be reasonable doubt whether the method of inference to shapes are limited by the capacity of “working memory,” the best explanation can apply in the face of the explana- allowing reports of only about 4 of them. That is, the tory gap. A second point is that with the demise of verifi- subject has experiences as of specific alphanumeric cationism (Uebel 2006), few would think that the nature shapes, but cannot bring very many of them under specific of a physical magnitude such as length or mass is constitu- shape or alphanumeric concepts (i.e., representations) of tively tied to our measurement procedures. The mass of the sort required to report or make comparisons. The the moon is what it is independently of our methods subject can bring them under a general concept like of ascertaining what it is. But verificationism in the case “alphanumeric character” – which is why the subjects of consciousness is much more tempting – see Dan Den- can report that they have seen an array of alphanumeric nett’s “first person operationism” (Dennett 1991) for a characters – but not under the more specific concepts case in point. Lingering remnants of verificationism required to identify which alphanumeric character. Inter- about phenomenology do not fall away just because estingly, Sperling found the same results whether he made someone speaks its name. the exposure of the grid as short as 15 msec or as long as The remainder of this article will describe evidence that 500 msec. phenomenology overflows cognitive accessibility, and a Sperling’s experiment is often described as showing that neural mechanism for this overflow. The argument is a “visual icon” persists after the stimulus is turned off. that this mesh between psychology and neuroscience is a However as Max Coltheart (1980) notes, this term is reason to believe the theory that allows the mesh. The used ambiguously. In my terms, the ambiguity is upshot is that there are distinct mechanisms of phenomen- between (1) phenomenal persistence and (2) persistence ology and cognitive accessibility that can be empirically of accessible information concerning the stimulus. Since investigated. these are the very notions whose empirical separation is the topic of this article, the term icon is especially unfortu- nate and I will not be using it further.2 9. Phenomenology overflows accessibility The idea that one does in fact phenomenally register many more items than are (in a sense) accessible and that George Sperling (1960) showed subjects arrays of alpha- the phenomenology persists beyond the stimulus is further numeric characters; for example, three rows of four char- tested in a combination of a change “blindness” paradigm acters, for 50 msec, followed by a blank field. Subjects said with a Sperling-like paradigm (Landman et al. 2003). that they could see all or almost all of the characters and First, I will sketch the change “blindness” paradigm. In this has also been reported in replications of the exper- these experiments, a photograph is presented briefly to iment (Baars 1988, p. 15). The phenomenology of a subjects, followed by a blank, followed sometimes by an version of the experiment was described by William identical photograph but other times by a similar but not James in his Principles of Psychology: “If we open our identical photograph, followed by another blank. Then BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6 487
  • 8. Block: Consciousness, accessibility, and the mesh Figure 1. Compare this with Figure 4 without looking at the two figures side by side. There is a difference between the two pictures that can be hard to be aware of, a fact that motivates the appellation (a misnomer in my view) “Change Blindness.” Figure 2. Landman et.al.’s (2003) paradigm combining change the cycle starts over. One can get the idea by comparing “blindness” with Sperling’s (1960) experiments on iconic Figure 1 and Figure 4 (p. 494) without placing them memory. The rectangles are displayed here as line drawings side by side. When the two photographs differ, they but the actual stimuli were defined by textures. (From Lamme usually differ in one object that changes color, shape, or 2003.) position, or appears or disappears. The surprising result is that subjects are often unaware of the difference between the two pictures, even when the changed the last one: the indicator comes on during the blank region takes up a good deal of the photographic real after the original rectangles have gone off. If the subjects estate. Even with 50 repetitions of the same change over are continuing to maintain a visual representation of the and over again, people are often unaware of the change. whole array – as subjects say they are doing – the differ- It is widely agreed that the phenomenon is an attentional ence between (c) and (b) will be small, and that is in fact one. The items that change without detection have been what is observed. The capacity measure in (c) is between shown to be items that the subjects do not attend to. But 6 and 7 for up to 1.5 seconds after the first stimulus has the controversial question – to be discussed later – is been turned off, suggesting that subjects are able to main- whether the phenomenon is one of inattentional blindness tain a visual representation of the rectangles. This supports or inattentional inaccessibility.3 what the subjects say, and what William James said, about Now for the experiment by Landman et al. (2003). The the phenomenology involved in this kind of case. What is subject is shown 8 rectangles for half a second as in (a) of both phenomenal and accessible is that there is a circle Figure 2. There is a dot in the middle which the subject is of rectangles. What is phenomenal but in a sense not supposed to keep looking at. (This is a common instruction accessible, is all the specific shapes of the rectangles. in visual perception experiments and it has been found, I am taking what subjects say at face value (though of using eye-tracking, that subjects have little trouble main- course I am prepared to reject what subjects say if there taining fixation.) The array is replaced by a blank screen is evidence to that effect). Whether that is right will be for a variable period. Then another array appears in taken up in the section 11. which a line points to one of the objects which may or Subjects are apparently able to hold the visual experi- may not have changed orientation. The subject’s task is ence for up to 1.5 seconds – at least “partial report super- to say whether the indicated rectangle has changed orien- iority” (as it is called) lasts this long – considerably longer tation. In the example shown in Figure 2, there is an orien- than in the Sperling type experiments in which the pro- tation change. Using statistical procedures that correct for duction of 3 to 4 letters for each row appears to last at guessing, Landman et al. computed a standard capacity most a few hundred msecs. The difference (Landman measure (Cowan’s K; see Cowan 2001) showing how et al. 2003) is that the Sperling type of experiment requires many rectangles the subject is able to track. In (a), subjects a good enough representation for the subjects to actually show a capacity of 4 items. Thus, the subjects are able to volunteer what the letters were, whereas the Landman deploy working memory so as to access only half of the rec- et al. methodology only requires a “same/different” judg- tangles despite the fact that in this as in Sperling’s similar ment. Yang (1999) found times comparable to Landman task, subjects’ reported phenomenology is of seeing all or et al.’s, using similar stimuli. almost all of the rectangles. This is a classic “change blind- In one variation, Landman and colleagues did the same ness” result. In (b), the indicator of the rectangle that may experiment as before but changed the size of the rec- or may not change comes on in the first panel. Not surpris- tangles rather than the orientation, and then in a final ingly, subjects can get almost all of the orientations right: experiment, changed either the size or the orientation. their capacity is almost 8. The crucial manipulation is The interesting result is that subjects were no worse at 488 BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
  • 9. Block: Consciousness, accessibility, and the mesh detecting changes in either orientation or size than they in arguing about which sense of the word “accessibility” were at detecting changes in size alone. That suggests to use. that the subjects have a representation of the rectangles The argument of this target article is thus importantly that combines size and orientation from which either different from that of earlier works (Block 1995b; 1997), one can be recovered with no loss due to the dual task, in which I claimed that the Sperling experiment directly again supporting the subjects’ reports. shows the existence of phenomenal states that are not cog- There is some reason to think that the longest lasting nitively accessible – a conclusion that is not argued for visual representations of this sort come with practice and here. In this article, I use the fact of overflow to argue for when subjects learn to “see” (and not “look”). Sligte the conclusion that the machinery of phenomenology is et al. (2008) found long persistence, up to 4 seconds in a at least somewhat different from the machinery of cognitive paradigm similar to that of Landman with lots of practice. accessibility. I then argue that there is a neural realization Others (Long 1980; Yang 1999) have noted that practice in of the fact of phenomenological overflow – if we assume partial report paradigms makes a big difference in sub- that the neural basis of phenomenology does not include jects’ ability to make the visual experience last. These the neural basis of cognitive access to it as a constituent, experiments are hard for the subjects and there are large and that is a reason to accept that assumption. The differences among subjects in the ability to do the exper- neural argument suggests that the machinery of cognitive iment (Long 1985, Yang 1999); in some cases exper- access is not included in the machinery of phenomenology. imenters have dismissed subjects who simply could not What does it mean to speak of the representational perform the tasks (Treisman et al. 1975). Snodgrass and capacity of a system as a certain number of objects? Shevrin (2006) also find a difference (in a different para- Working memory capacity is often understood in terms digm) between “poppers” who like to relax and just see of “slots” that are set by the cognitive architecture. One and “lookers” who are more active visual seekers. capacity measure that is relevant to phenomenology is The main upshot of the Landman et al. and the Sligte the one mentioned above in connection with the et al. experiments (at least on the surface – debunking Landman et al. (2003) and Sligte et al. (2008) experi- explanations will be considered later) is along the same ments – Cowan’s (and Pashler’s) K, which I will not lines as that of the Sperling experiment: The subject has discuss further. Another capacity measure relevant to phe- persisting experiences as of more specific shapes than nomenology is what subjects say about seeing all of a can be brought under the concepts required to report number of items. or compare those specific shapes with others. They can There are two significant remaining issues: all be brought under the concept “rectangle” in the 1. How do we know that the Sperling, Landman et al., Landman et al. experiment or “letter” in the Sperling and Sligte et al. effects are not retinal or otherwise experiment, but not the specific orientation-concepts pre-phenomenal? which would be required to make the comparisons in 2. How do we know we can believe subjects’ reports to Landman et al. or to report the letters in Sperling. the effect that they experience all or almost all of the Why are subjects able to gain access to so few of the objects in the Sperling and the Landman et al. exper- items they see in the first condition of the Landman iments? Perhaps subjects confuse potential phenomenol- et al. experiment (i.e., as described in [a] of Figure 2) ogy with actual phenomenology just as someone may feel and in the Sperling phenomenon without the tones? that the refrigerator light is always on because it is on I am suggesting that the explanation is that the “capacity” when he looks. of phenomenology, or at least the visual phenomenal memory system, is greater than that of the working memory buffer that governs reporting. The capacity of 10. Is the effect retinal or otherwise visual phenomenal memory could be said to be at least 8 pre-phenomenal? to 32 objects – at any rate for stimuli of the sort used in the described experiments. This is suggested by subjects’ The persistence of phenomenology is based in the persist- reports that they can see all or almost all of the 8 to 12 ence of neural signals. But some neural persistence may items in the presented arrays, and by the experimental feed phenomenology rather than constitute it, and that manipulations just mentioned in which subjects can give creates a difficulty for the view that the capacity of phe- reports which exhibit the subjects apprehension of all or nomenology is larger than the capacity of working almost all of the items. In contrast, there are many lines memory. It is no news that the “representational capacity” of evidence that suggest that the “working memory” sys- of the retina is greater than 4! Activations of the retina are tem – the “global workspace” – has a capacity of about 4 certainly not part of the minimal neural basis of visual phe- items (or less) in adult humans and monkeys and 3 (or nomenology. Rather, activations of the retina are part of less) in infants. the causal process by which that minimal supervenience When some phenomenal items are accessed, something base is activated. A minimal neural basis is a necessary about the process erases or overwrites others, so in part of a neural sufficient condition for conscious experi- that sense the identities of the items are not all accessible. ence. We know that the retina is not part of a minimal However, any one of the phenomenal items is accessible if core neural basis, because, for one thing, retinal activation properly cued, and so in that sense all are accessible. stays the same even though the percept in the binocular Another sense in which they are all accessible is that the rivalry experiments mentioned earlier shift back and subject knows that he sees them all (or almost all). The forth. It may be said that phenomenological capacity is upshot is that there is phenomenology without accessibility no greater than that of working memory, the appearance (Block 1995a), in one sense of the term but not another to the contrary deriving from tapping large capacity pre- (Chalmers 1997; Kobes 1995). Of course, there is no point conscious representations. BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6 489
  • 10. Block: Consciousness, accessibility, and the mesh The experimental literature points to activations at all experience goes on much longer. Engel considered the levels of the visual system during phenomenal persistence question of how long one can wait to present another (Coltheart 1980; Di Lollo 1980). However, there are clear pair of stereograms before the subject loses the experience differences between the effects of retinal persistence and of depth. He presented sequences of the left stimulus, persistence higher in the cortex. then the right, then the left, then the right, and so on. If One of the neatest dissections of phenomenal persist- the initial left was followed by a right within 80 msecs, ence in low level-vision from that in high-level vision he found that the next left had to come within 300 comes from an experiment by G. Engel (1970). (The dis- msecs in order for the subject’s experience of depth to cussion of this experiment in Coltheart [1980] is especially be continuous. That is, the experience of depth lasts 300 useful.) Engel used as stimuli a pair of “random dot stereo- msecs. The retina is of course completely monocular: grams” of the sort invented by Bela Julesz in 1959. I can’t each retinal activation depends on input to just one eye. show you an example that would allow you to experience Indeed, substantial numbers of binocular cells are not the effect because the kind Engel used requires a stereo found in early vision. The conclusion: Depth requires pro- viewer. I can best explain what they are by telling you cessing in areas of the visual system higher than early how they are made. vision. You start with a grid of, say, 100 by 200 tiny squares. You So this experiment shows two kinds of persistence, mon- place a dot in a random location within each square in the ocular persistence lasting 80 msecs and binocular persist- grid. The result is something that looks a bit like snow on ence lasting 300 msecs; and the binocular persistence is an old black and white TV – like one of the rectangles in clearly phenomenal since it is a matter of the subject con- Figure 3. Then you copy the grid dot by dot, but you tinuing to see depth. make a certain change in the copy. You pick some region Here is another item of evidence for the same con- of it and move every dot in that region slightly to the clusion. There is phenomenal persistence for visual left, leaving the rest of the dots alone. The right rectangle motion, which cannot be due merely to persistence of in the picture is the result of moving a square-shaped neural signals in the retina or in early visual areas. Anne region in the middle horizontally. The resulting figure Treisman used a display of 6 dots, each of which moved looks to the untrained naked eye just like the first rec- in a circular pathway, either clockwise or counterclockwise tangle, but since the visual system is very sensitive to (Treisman et al. 1975). Subjects were asked to report slight disparities, if each eye is presented with one of the whether the motion was clockwise or counterclockwise. two rectangles in a stereo viewer (or if you can “free Treisman et al. found a partial report advantage much fuse” the images), the viewer sees a protruding square. like that in Sperling’s experiment. (See also Demkiw & The illusion of depth requires the two rectangles to be Michaels 1976.) presented to the two eyes, but if the presentations to the Why can’t this phenomenon be accounted for by neural two eyes are at different times, there will be no loss of persistence in the retina or early vision? The point can be the experience of depth so long as the two presentations understood by imagining a moving dot that goes from left are not separated by too much time. Suppose the left to right on a TV screen. Suppose the screen is phosphor- stereogram is presented to the left eye for 10 msecs, and escent so that the images leave a ghost that lasts 1.5 then the right stereogram is presented to the right eye seconds (inspired by the Landman et al. experiment) 50 msecs later. No problem: there is an experience of and suppose that the initial moving dot moves across the depth. Indeed, one can present the second stereogram screen in 100 msecs. What the viewer will then see is a up to 80 msecs later and still get the experience of dot on the left that expands into a line towards the right depth. Monocular persistence, persistence of the signal over a 100 msec period. The line will remain for 1,300 to a single eye, lasts 80 msecs. Think about the left eye msecs and then it will shrink towards the right to a dot getting its stereogram and the right eye then getting its on the right over another 100 msec. The idea of the stereogram 50 msecs later. If there is no independent analogy is to point to the fact that retinal persistence of stereo persistence, the depth experience would expire in the signals of a moving object cannot be expected to another 30 msecs, when the monocular persistence to create phenomenal persistence of the experience of that the left eye runs out. But that does not happen. Depth moving object. Phenomenal persistence has to be based in neural persistence that is a good deal higher in the visual system. As will be discussed later, there is an area in the visual system (V5) that is an excellent candidate for the neural basis of the visual experience of motion. Perhaps the strongest evidence for cortical persistence comes from the Sligte et al. paper mentioned earlier. There is evidence that the persisting visual experience can be divided into two phases. In the first phase, it is indistinguishable from visual perception. This phase typi- cally lasts at most a few hundred msecs, and often less than 100 msecs (unless subjects are dark-adapted, in which case it lasts longer). The persistence of the experience can be tested by many methods, for example, asking subjects to adjust the timing of a second visual stimulus so that what the subject experiences is a seamless uninterrupted ´ Figure 3. Random-dot stereograms. (Thanks to Julio M. visual stimulus. (See Coltheart [1980] for a description Otuyama.) of a number of converging experimental paradigms that 490 BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
  • 11. Block: Consciousness, accessibility, and the mesh measure visible persistence.) In the second phase, the whether that can be empirically investigated. So it may subject has a fading but still distinctly visual experience. seem that I have unwittingly shown the opposite of what The first two phases are of high capacity and disturbed if I am trying to show, namely, that every attempt to give the test stimulus is moved slightly, and easily “masked” an empirical answer ends up presupposing an answer. So (Phillips 1974, Sligte et al. 2008) by stimuli that overlap how can my argument avoid begging the question? in contours with the original stimulus. (Such a mask, if pre- I have three responses. First, the evidence suggests sented at the right lag, makes the stimulus hard to see.) neural persistence at all levels in the visual system. Sligte et al. (2008) used dark adaptation to increase the There is no reason to think the phenomenal level is an strength of the first phase, producing what could be exception. Second, it appears as if the activations of described as a positive afterimage. They also introduced lower-level vision are relatively brief as compared with a further variable, two kinds of stimuli: a black/white the activations of higher-level vision. Third, as mentioned stimulus and a red/gray isoluminant stimulus in which earlier, there is evidence to come that a certain kind of the foreground and background have the same level of activation of V5 is the core neural basis of the experience luminance. The idea was to exploit two well-known differ- of motion. We can see how experimental evidence from ences between rods and cones in the retina. Rods are color phenomenal persistence could dovetail with the evidence blind and also have an extended response to stimulation, outside of memory for V5 as the neural basis for the visual whereas cones have a brief burst of activity. Rods react experience of motion. If some version of Treisman’s exper- to isoluminant stimuli as to a uniform field. The black iment were done in a scanner, my point of view would and white stimulus in dark adaptation will however maxi- predict persisting V5 activations of the aforementioned mize rod stimulation, producing longer visible persistence kind. So the issue is not beyond investigation. without affecting the later working memory representation (Adelson 1978). Sligte et al. found, not surprisingly, that the black and white stimuli produced very strong visible 11. The Refrigerator Light Illusion persistences, much stronger than the isoluminant red and gray stimuli when the cue was given just after the The argument of this article depends on the claim that array of figures was turned off. (In arrays with 16 items, subjects in the Sperling and the Landman et al. exper- the subjects had a capacity of 15 for the black and white iments have phenomenal experiences of all or almost all stimuli but only 11 for the red and gray stimuli.) Here is of the shapes in the presented array. One objection is the very significant result for the issue of retinal persist- that subjects’ judgments to that effect are the result of ence versus cortical persistence. A brief flash of light just an illusion in which they confuse potential phenomenology after the array wiped out this difference. However, when with actual phenomenology. In order to explain this alle- the flash of light was given later after about 1,000 msecs gation and defend against it, I will first have to say more after the array stimulus, it had no effect. Further, a about cognitive accessibility. pattern mask did have a huge effect at 1,000 msecs, lower- The dominant model of cognitive accessibility in discus- ing the capacity to the level of working memory. The flash sions of consciousness – and one that is assumed both in of light right after the stimulus interferes with retinal per- this target article and by Stan Dehaene and his colleagues, sistence, whereas the pattern mask after 1,000 msecs inter- the critics who I will be talking about in this section – is a fered with cortical persistence. model of broadcasting in a global workspace that started As I mentioned, Sligte et al. used as many as 32 items with the work of Bernard Baars (1988; 1997) The idea is instead of the 8 of Landman et al. The capacity for the closely related to my notion of access consciousness and black/white stimulus was close to 32 for the early cue, Dan Dennett’s (1993; 2001) notion of “cerebral celebrity” the capacity of the red/gray stimulus was about 17 and or fame in the brain.4 Think of perceptual mechanisms as both fell to about 16 for the cue late in the blank space. suppliers of representations to consuming mechanisms And both fell further to somewhat over 4 – as in which include mechanisms of reporting, reasoning, Landman et al. – once the new stimulus came on. If the evaluating, deciding, and remembering. There is empirical cue was presented 10 msecs after the first stimulus (the evidence that it is reasonable to think of perceptual analog of [c] in Figure 2), the black/white stimulus pro- systems as sending representations to a global active duced greater retention, but if the cue was presented storage system, which is closely connected to the consum- late in the blank period (or once the new stimulus came ing systems. Those representations are available to all on as in [a]), the black/white and red/grey stimuli were cognitive mechanisms without further processing. (That’s equivalent. The upshot is that the first phase is very high why blindsight “guesses” don’t count as cognitively capacity and is over by 1,000 msecs; the second phase is accessible in this sense; further processing in the form high capacity and lasts up to 4 seconds; and the third of guessing is required to access the representations.) phase has a similar capacity to the working memory This workspace is also called “working” memory – the phase in Sperling and in Landman et al. word “memory” being a bit misleading because, after all, The results mentioned earlier in connection with the one can report an experience while it is happening Sperling and the Landman et al. experiments are likely without having to remember it in any ordinary sense of to be based in central parts of the visual system, and so the term. are not due to something analogous to “looking again” as Dehaene and colleagues (Dehaene et al. 1998; Dehaene & in the imaginary dialog presented earlier. However, the Nacchache 2001) have given impressive evidence that our question of exactly which central neural activations consti- ability to report our phenomenal states hinges on such a tute phenomenology, as opposed to constituting input to global workspace and that the connection between per- phenomenology, is just the question of what phenomenol- ception and the workspace lies in long-range neurons in ogy is in the brain; and of course the topic of this article is sensory areas in the back of the head which feed forward BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6 491
  • 12. Block: Consciousness, accessibility, and the mesh to the workspace areas in the front of the head. In cognitive accessibility in the narrow sense. Here we see past publications, I argued for phenomenology without that as theory, driven by experiment, advances, important cognitive accessibility (Block 1995a; 1995b; 2001) on distinctions come to light among what appeared at first to the basis of the Sperling experiment. Dehaene and be unified phenomena (See Block & Dworkin 1974, on Naccache (2001) replied, making use of the global work- temperature; Churchland 1986; 1994; 2002, on life and fire). space model: But what is wrong with the broad sense? Answer: The Some information encoded in the nervous system is perma- broad sense encompasses too much, at least if a necessary nently inaccessible (set I1). Other information is in contact and sufficient condition of phenomenology is at stake. with the workspace and could be consciously amplified if it Representations in I2 can be “amplified if . . . attended was attended to (set I2). However, at any given time, only a to”, but of course uncontroversially unconscious represen- subset of the latter is mobilized into the workspace (set I3). tations can be amplified too, if one shifts attention to We wonder whether these distinctions may suffice to capture what they represent (Carrasco 2007). So including every- the intuitions behind Ned Block’s (Block 1995b; see also thing in I2 in consciousness would be a mistake, a point Block 2001) definitions of phenomenal (P) and access (A) con- I made (Block 1997) in response to the claim that con- sciousness. What Block sees as a difference in essence could sciousness correlates with a certain functional role by merely be a qualitative difference due to the discrepancy Chalmers (1997). No doubt a functional notion that is between the size of the potentially accessible information (I2) and the paucity of information that can actually be intermediate between narrow and broad could be reported at any given time (I3). Think, for instance, of Sper- framed, but the challenge for the framer would be to ling’s experiment in which a large visual array of letters avoid ad hoc postulation. seems to be fully visible, yet only a very small subset can be An experimental demonstration that shifting attention reported. The former may give rise to the intuition of a rich affects phenomenology to a degree sufficient to change a phenomenological world – Block’s P-consciousness – while sub-threshold stimulus into a supra-threshold stimulus is the latter corresponds to what can be selected, amplified, to be found in a series of papers by Marisa Carrasco and passed on to other processes (A-consciousness). Both, (Carrasco et al. 2004) in which she asked subjects to however, would be facets of the same underlying phenom- report the orientation of one of a pair of gratings which enon. (Dehaene & Naccache 2001, p. 30) had the higher contrast. Carrasco presented an atten- The distinction between I1, I2, and I3 is certainly useful, tion-attracting dot on one side of the screen or the but its import depends on which of these categories is others that subject was supposed to ignore, slightly supposed to be phenomenal. One option is that represen- before the pair of gratings. She showed that attention to tations in both categories I2 (potentially in the workspace) the left made a grating on the left higher in contrast and I3 (in the workspace) are phenomenal. That is not than it would otherwise have been. In subsequent work what Dehaene and Naccache have in mind. Their view (Carrasco 2007), Carrasco has been able to show precisely (see especially section 3.3.1 of their paper) is that only measurable effects of attentional shifts on contrast and the representations in I3 are phenomenal. They think color saturation, but not on hue. This alleged conflation that representations in the middle category (I2) of poten- of potential phenomenology with actual phenomenology tially in the workspace seem to the subject to be phenom- could be called the Refrigerator Light Illusion5 (Block enal but that this is an illusion. The only phenomenal 2001), the idea being that just as someone might think representations are those that are actually in the work- the refrigerator light is always on, confusing its potential space. But in circumstances in which the merely potential to be on with its actually being on, so subjects in the Sper- workspace representations can be accessed at will, they ling and the Landman et al. experiments might think that seem to us to be phenomenal. That is, the subjects alleg- all the items register phenomenally because they can see edly mistake merely potential phenomenology for actual any one that they attend to. In the rest of this section, I phenomenology. argue against this allegation. Importantly, the workspace model exposes a misleading Let us begin by mentioning some types of illusions. aspect of talk of cognitive accessibility. What it is for rep- There are neurological syndromes in which cognition resentations to be in the workspace (I3) involves both actu- about one’s own experience is systematically wrong; for ality (sent to the workspace) and potential (can be accessed example, subjects with anosognosia can complain bitterly by consuming mechanisms without further processing). about one neural deficit while denying another. And The representations that are actually in the workspace cognitive illusions can be produced reliably in normals are in active contact with the consuming systems, and (Piattelli-Palmarini 1994). To take a famous example, the consuming systems can (potentially do) make use of doctors are more reluctant to recommend surgical inter- those representations. We might speak of the represen- vention if they are told that a disease has a mortality rate tations in I3 (in the workspace) as cognitively accessible of 7% than if they are told it has a survival rate of 93%. in the narrow sense (in which consuming mechanisms Moving to a cognitive illusion that has a more perceptual make use of what is already there), and representations aspect, much of vision is serial but subjects take the in the union of I3 and I2 as cognitively accessible in the serial processes to be simultaneous and parallel broad sense. It is narrow cognitive accessibility that (Nakayama 1990). For example, G. W. McConkie and col- Dehaene et al. identify with phenomenology. When I leagues (McConkie & Rayner 1975; McConkie & Zola speak of phenomenology overflowing cognitive accessibil- 1979) created an eye-tracking setup in which subjects ity, I mean that the capacity of phenomenology is greater are reading from a screen of text but only the small area than that of the workspace – so it is narrow accessibility of text surrounding the fixation point (a few letters to the that is at issue. In the rest of this article, I will be using left and 15 to the right) is normal – the rest is perturbed. “cognitive accessibility” in the narrow sense. The thesis Subjects have the mistaken impression that the whole page of this article is that phenomenology does not include contains normal text. Subjects suppose that the impression 492 BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6
  • 13. Block: Consciousness, accessibility, and the mesh of all the items on a page is a result of a single glance, not believe that people are wrong about the appearances for realizing that building up a representation of a whole page such a long period. is a serial process. These illusions all have a strong cogni- Dehaene et al. (2006) revisit this issue. Here are the tive element. relevant paragraphs (references are theirs): Are the results from experiments like those of Sperling and Landman et al. the result of cognitive illusions? One The philosopher Ned Block, however, has suggested that the reason to think they are not is that the phenomena reportability criterion underestimates conscious contents which the Sperling and the Landman et al. experiments (Block 2005). When we view a complex visual scene, we experi- ence a richness of content that seems to go beyond what we depend on do not require that subjects be asked to can report. This intuition led Block to propose a distinct access any of the items. It is a simple matter to show sub- state of “phenomenal consciousness” prior to global access. jects arrays and ask them what they see without asking This proposal receives an apparent confirmation in Sperling’s them to report any specific items (as was done first in iconic memory paradigm. When an array of letters is flashed, Gill & Dallenbach 1926). This suggests that the analysis viewers claim to see the whole array, although they can later of subjects’ judgments in the partial report paradigms as report only one subsequently cued row or column. One based on cognition – of noticing the easy availability of might conclude that the initial processing of the array, prior the items – is wrong. A second point is that cognitive illu- to attentional selection of a row or column is already phenom- sions are often, maybe always, curable. For example, the enally conscious. (Block 2005, Lamme 2003) framing illusion mentioned above is certainly curable. However, those intuitions are questionable, because viewers However, I doubt that the Sperling and the Landman are known to be over-confident and to suffer from an “illusion et al. phenomenology is any different for advocates of ¨ of seeing”. (O’Regan & Noe 2001). The change blindness para- the Dehaene view. Third, the sense that in these exper- digm demonstrates this “discrepancy between what we see and iments so much of the perceptual content slips away what we think we see” (Simons & Ambinder 2005). In this before one can grab hold of it cognitively does not seem paradigm, viewers who claim to perceive an entire visual any kind of a cognition but rather is percept-like. scene fail to notice when an important element of the scene Recall, that in the Sperling experiment, the results are changes. This suggests that, at any given time, very little of the same whether the stimulus is on for 50 msecs or 500 the scene is actually consciously processed. Interestingly, changes that attract attention or occur at an attended location msecs. Steve Schmidt has kindly made a 320 msec demo are immediately detected. Thus, the illusion of seeing may that is available on my web site at: http://www.nyu.edu/ arise because viewers know that they can, at will, orient atten- gsas/dept/philo/faculty/block/demos/Sperling320msec. tion to any location and obtain conscious information from it. mov. (Dehaene et al. 2006, p. 210) See for yourself. The suggestion that the putative illusion has a percep- Dehaene and his colleagues propose to use the change tual or quasi-perceptual nature comports with the way “blindness” results to back up their view of the Sperling Dan Dennett and Kevin O’Regan describe the sparse rep- result. But the issues in these two paradigms are pretty resentations allegedly revealed by change “blindness” much the same – our view of one is conditioned by our (Dennett 1991; O’Regan 1992).6 Their idea is that the view of the other. Further, as I mentioned earlier, the way it seems that it seems is – supposedly – not the way first form of the Landman et al. experiment (see Fig. 2, it actually seems. They allege not a mismatch between Part [a]) is itself an experiment in the same vein as the appearance and external reality as in standard visual illu- standard change “blindness” experiments. The subject sions but rather a mismatch between an appearance and sees 8 things clearly but has the capacity (in the sense of an appearance of an appearance. We could call this Cowan’s K) to make comparisons for only 4 of them. alleged kind of illusion in which the introspective phenom- And so the Landman et al. experiment – since it gives evi- enology does not reflect the phenomenology of the state dence that the subject really does see all or almost all the being introspected a hyper-illusion. rectangles – argues against the interpretation of the But are there any clear cases of hyper-illusions? I don’t change “blindness” experiments given by Dehaene and know of any. One candidate is the claim, often made, that his colleagues. although the “self” is really a discontinuous stream of Dehaene et al. (2006) say, “The change blindness para- experiences, we have the illusion that it is a continuous digm demonstrates this discrepancy between what we see existent (Strawson 2003). But this alleged hyper-illusion and what we think we see.” But this claim is hotly con- is suspect, being perhaps more a matter of failing to tested in the experimental community, including by one experience the gappiness rather than actually experiencing of the authors that they cite. As I mentioned earlier (see non-gappiness. Further, subjects’ introspective judgments Note 2), many psychologists would agree that initial led to the prediction investigated by Sperling, Landman interpretations of change “blindness” went overboard et al., and Sligte et al. One should have an empirical and that, rather than seeing the phenomenon as a form reason to judge that this experimentally confirmed intro- of inattentional blindness, one might see it as a form of spective judgment is wrong. inattentional inaccessibility (Block 2001). That is, the Subjects in the Landman et al. experiment are looking subject takes in the relevant detail of each of the presented right at the rectangles for half a second, a long exposure, items, but they are not conceptualized at a level that allows and it is not hard to see the orientations clearly. It does the subject to make a comparison. As Fred Dretske (2004) not appear to them as if something vaguely rectangularish has noted, the difference between the two stimuli in is coming into view, as if from a distance. In (c) of a change blindness experiment can be one object that Landman et al., they see all the rectangle orientations appears or disappears, and one can be aware of that for up to 1.5 seconds in the Landman et al. version and object that constitutes the difference without noticing up to 4 seconds in the Sligte et al. version. It is hard to that there is a difference. BEHAVIORAL AND BRAIN SCIENCES (2007) 30:5/6 493