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Provider-Based

Patient Engagement:
An Essential Strategy for Population Health
Contents
The Challenge
Patient Engagement is Essential for Improved Health
Outcomes
Physician-patient Relationship


Engaging Patients

Activation Models
Obstacles to Patient Engagement


Care Management

Patient Outreach
Risk Stratification
Patient Education
Telemonitoring
Mobile Health Applications
Personal Health Records
Social Media


Conclusion
The Challenge: Population Health Management and Influencing
Patients’ Engagement in their Own Care.



As the healthcare industry starts to reengineer care delivery to accommodate new reimbursement models,
providers on the front lines of change recognize the need for population health management and for increasing
patients’ engagement in their own care. These two approaches are inextricably bound together, because it is
impossible to manage the health of a population without getting patients more involved in self-management and
the modification of their own risk factors. This paper discusses the fundamentals of patient engagement and
shows how automation tools and web-based care management can facilitate this key process.



Patient Engagement is Essential for Improved Health Outcomes
Studies demonstrate that patient engagement is essential to improving health outcomes and that
the lack of such engagement is a major contributor to preventable deaths. In fact, it is estimated
that 40 percent of deaths in the U.S. are caused by modifiable behavioral issues, such as smoking
and obesity. People with chronic diseases take only 50 percent of the prescribed doses of
medications, on average. Fifty percent of patients do not follow referral advice and 75 percent do
not keep follow-up appointments.1

Many patients are unaware of their risk factors because they have not received recommended
screening tests. For example, when a group of 4,000 people were screened for high cholesterol, a
government study found, only 40 percent of those who had this condition were aware of it. Even
among people who knew they had high cholesterol, only 14.5 percent were taking cholesterol-
lowering drugs, and just 6.8 percent had reduced their levels below the goal of 200 mg/dl.2

In a recent study on the impact of eliminating copays on drugs prescribed to heart-attack
survivors, the authors noted that rates of adherence to these medications—including statins, beta
blockers, ACE inhibitors, and ARBs—ranged from 36 percent to 49 percent.3 In an accompanying
editorial, Lee Goldman, M.D., and Arnold M. Epstein, M.D., commented, “Perhaps the most
sobering findings were both the low baseline adherence and the small improvement in adherence
in what should have been a highly motivated group of patients after myocardial infarction.”4

Visits to physicians alone are insufficient to address the overall compliance problem. “Sporadic
contact (such as every six months) with a health care provider is often inadequate to maintain
and reinforce complicated lifestyle modifications and pharmacologic regimens,” noted Thomas




1. Anand K. Parekh, “Winning Their Trust.” N Engl J Med 2011; 364:e51June 16, 2011.
2. Thomas Pearson, “The Prevention of Cardiovascular Disease: Have We Really Made Progress?” Health Affairs 26, no. 1 (2007): 49– 60.
3. Niteesh K. Choudhry, M.D., Ph.D., Jerry Avorn, M.D., Robert J. Glynn, Sc.D., Ph.D., Elliott M. Antman, M.D., Sebastian Schneeweiss, M.D., Sc.D., Michele Toscano, M.S., Lonny Reisman,
M.D., Joaquim Fernandes, M.S., Claire Spettell, Ph.D., Joy L. Lee, M.S., Raisa Levin, M.S., Troyen Brennan, M.D., J.D., M.P.H., and William H. Shrank, M.D., “Full Coverage for Preventive
Medications After Myocardial Infarction.” N Engl J Med 2011; Nov. 14, 2011 (10.1056/NEJMsa1107913).
4. Lee Goldman, M.D., and Arnold M. Epstein, M.D., “Improving Adherence—Money Isn’t The Only Thing.” N Engl J Med 2011; Nov. 14, 2011 (10.1056/NEJMe1111558).


PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                          ©2012 Phytel All rights reserved. 3
To be effective, population health management should include a variety of
interventions—some of them automated—to keep patients engaged and help
them manage their own care between visits.


Pearson in a paper on the prevention of                          vary in their desire to be involved in decision
cardiovascular disease.5                                         making, one recent study showed that most

One of the goals of population health                            patients do want to participate in major

management is to maintain continuous                             medical decisions.9

contact with patients and to address                             Shared decision making is a key part of the
modifiable health behaviors that may lead                        patient-centered medical home (PCMH),
to or exacerbate chronic diseases. To be    6
                                                                 which has been embraced by more and
effective, population health management                          more physician practices and healthcare
should include a variety of interventions—                       organizations in recent years. In the PCMH,
some of them automated—to keep patients                          every patient has a personal physician
engaged and help them manage their own                           who takes responsibility for their care and
care between visits.                                             coordinates referrals across care settings.
                                                                 In addition, the patient is considered part of
Physician-patient Relationship                                   the care team, and the patient and his or her

It is equally important to recognize that the                    family can participate in quality improvement

key to patient engagement is the physician-                      at the practice level.10

patient relationship. When a doctor advises                      Both in the PCMH and the Chronic Care
a patient to quit smoking, for example, the                      Model of disease management, patient
chance of that person doing so increases                         engagement is critical. But as every physician
by 30 percent.7 So all patient outreach and                      knows, it is difficult to motivate many
educational efforts must be performed in the                     patients to participate in their own health
name of the patient’s physician in order to                      care. What follows are some findings of the
have a strong likelihood of success.                             recent research on the psychology of patient
Shared decision making between physicians                        activation and the interventions that have

and patients also increases the probability of                   been shown to engage patients.

improved outcomes, so that must be part of
                          8


the engagement formula. Although patients




5. Pearson, op. cit.
6. David M. Lawrence, “How to Forge a High-Tech Marriage Between Primary Care and Population Health,” Health Affairs, May 2010, 1004-1009.
7. Parekh, op. cit.
8. Annette M. O’Connor, John E. Wennberg, France Legare, Hilary A. Llewellyn-Thomas, Benjamin W. Moulton, Karen R. Sepucha, Andrea G. Sodano and Jaime S. King, “Toward The
‘Tipping Point’: Decision Aids And Informed Patient Choice,” Health Affairs, 26, no.3 (2007):716-725..
9. Dorcas Mansell, MD, MPH; Roy M. Poses, MD; Lewis Kazis, ScD; Corey A. Duefield, MPH. Clinical Factors that Influence Patients’ Desire for Participation in Decisions About Illness. Arch
Intern Med. 2000;160:2991-2996..
10. American Academy of Family Physicians, American Academy of Pediatrics, American College of Physicians, American Osteopathic Association, “Joint Principles of the Patient-Centered
Medical Home,” accessed at http://www.pcpcc.net/content/joint-principles-patient-centered-medical-home.



PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                           ©2012 Phytel All rights reserved. 4
Engaging Patients: Four Stages




Patient engagement is crucial to improving population health because patients with chronic diseases—which
generate 75 percent of health costs—must manage their own conditions most of the time. Care management can
help them do that, but they still face a tough challenge, as patient activation expert Judith Hibbard explained:



             Patients with chronic diseases often must follow complex treatment regimens, monitor their conditions,
             make lifestyle changes, and make decisions about when they need to seek care and when they can
             handle a problem on their own. Effectively functioning in the role of self-manager, particularly when living
             with one or more chronic illnesses, requires a high level of knowledge, skill, and confidence.11




When patients have the knowledge, skill and confidence to help manage their own health, Hibbard observed, they do
better. “A growing body of evidence shows that patients who are engaged, active participants in their own care have
better health outcomes and measurable cost savings,” she pointed out.12


Inadequate Preparation
But it is not easy to activate some patients, either because of behaviorial health issues and/or because they don’t believe they are up to the task.
According to a report from the Center for Advancing Health, for example, only 30 percent of seniors feel they have the motivation and the skills to
participate fully in their own care.13

Hibbard and her colleagues characterized patient activation as a developmental process that they broke down into four stages:14


•  Believing the patient role in care is important

•  Having the confidence and the knowledge necessary to take action

•  Actually taking action to maintain and improve one’s health

•  Staying the course even under the stress of adverse life condition




11. Hibbard, JH, Moving Toward A More Patient-Centered Health Care Delivery System. Health Affairs, 2004 (doi: 10.1377/hlthaff.var.133).
12. Ibid.
13 Center for Advancing Health, “A New Definition of Patient Engagement: What is Patient Engagement and Why Is It Important?” (2010). Accessed at http://www.cfah.org/pdfs/CFAH_
Engagement_Behavior_Framework_2010.pdf.
14. Judith H. Hibbard, Eldon R. Mahoney, Ronald Stock, and Martin Tusler. Do Increases in Patient Activation Result in Improved Self-Management Behaviors? Health Services Research
42:4 (August 2007): 1443-1463.


PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                       ©2011 Phytel All rights reserved. 5
Both in the PCMH and the Chronic Care Model of disease management,
patient engagement is critical.



In a 2004 study, Hibbard’s team looked at                       Activation Models                               Health belief model. Proponents of this
whether changes in patient activation led                                                                       approach argue that many people will
                                                                How to activate patients to change poor
                                                                                                                change their health behavior if they believe
to changes in health behavior in a cohort                       health behavior—which can worsen chronic
                                                                                                                it will help them avoid a negative health
of people between 50 and 70 years old.                          conditions or deteriorate health--has been
                                                                                                                outcome. Techniques include defining
The intervention group attended weekly                          the subject of considerable research. Here
                                                                                                                risk, consequences of risk, and benefits of
                                                                are a few of the approaches:
workshops that covered topics related to                                                                        change; identification of barriers and tips to
self-management of care and coping with                                                                         overcome them; promotion of action through
social isolation. Compared with the control                     Transtheoretical model. In this approach,       information and reminders; and confidence
group, the intervention group became more                       care managers or coaches increase               building through training, guidance and
activated initially, but the difference faded                   awareness of the need for change. Then          reinforcement.18
after six months. However, individuals in                       they motivate patients to make changes and
both groups who became more activated                           help them make concrete action plans. Later,
had a positive change in a variety of self-                     they assist patients with problem solving and
management behaviors.15                                         social support, and reinforce maintenance
                                                                of health behavior changes. The key is to
                                                                help patients change their self-concept and
                                                                have them see how social norms support
                                                                improvements in their health behavior.16


                                                                Social cognitive theory. The underlying
                                                                concept of this model is that the more you
                                                                believe you can do something, the more likely
                                                                you are to do it. Care managers try to help
                                                                patients build confidence in their ability to
                                                                improve health behavior and avoid unhealthy
                                                                behavior even in stressful conditions. This
                                                                approach addresses both the psychosocial
                                                                dynamics influencing healthy behavior and
                                                                methods for promoting behavior change.17




15. Ibid.
16. Prochaska, JO, et al. Changing For Good. New York: HarperCollins 1995, 2002.
17. Glanz, K, et al. Health Behavior and Health Education, 3rd Edition, Jossey-Bass Inc., Publishers, 2002..
18. Ibid.



PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                      ©2011 Phytel All rights reserved. 6
Obstacles to Patient Engagement                                  medications that their physician orders,
                                                                 especially if they lack insurance.
There are many barriers to patient
engagement that go beyond the willingness                        Population health management cannot
of patients to take responsibility for self-care                 overcome all of these obstacles to patient
or to follow doctors’ orders. These include                      engagement. But the automation of care
the social and economic environment in                           management and care coordination can
which patients must function; cultural factors;                  significantly improve the odds that the
the lack of health literacy in a large portion of                majority of patients can be engaged in
the population; knowledge deficits; and poor                     managing their own care. The rest of
access to healthcare.                                            this paper will show how this can be
                                                                 done in several domains, including care
For example, a recent study shows there is a
                                                                 management, patient education, and
large disparity in patient activation between
                                                                 interventions that utilize a variety of new
Hispanic immigrants and white people born
                                                                 technologies.
in the U.S. Some of this disparity—not only
between Hispanics and whites, but also
between African-Americans and whites—has
to do with social and economic differences,
the study found. But in the case of
Hispanics, cultural and language barriers also
play an important role in the disparity.19
The lack of health literacy is a major obstacle
across the U.S. population. More than
90 million adults have low health literacy,
meaning they have difficulty understanding
                                                                                                                             The automation of
and using health information.20 Educational                                                                                  care management and
materials often are not written at a level that
these people can grasp and make use of—a                                                                                     care coordination can
situation that is exacerbated when their
primary language is not English.
                                                                                                                             significantly improve the
Finally, many people simply lack good                                                                                        odds that the majority of
access to healthcare. They may not have
a regular primary care physician; and even
                                                                                                                             patients can be engaged
if they do have one, it may be difficult to                                                                                  in managing their own
get an appointment or to take time off from
work or find transportation to see the doctor.                                                                               care
Some patients cannot afford the tests or




19. Peter J. Cunningham, Judith Hibbard, and Claire B. Gibbons, “Raising Low ‘Patient Activation’ Rates Among Hispanic Immigrants May Equal Expanded Coverage In Reducing Access
Disparities.” Health Affairs, 30, no.10 (2011):1888-1894.
20. Institute of Medicine, Health Literacy: A Prescription to End Confusion (Washington, DC: National Academy Press, 2004)
.




PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                    ©2012 Phytel All rights reserved. 7
Care Management: Automation is Essential




Most physicians do not have enough time to keep track of all of their patients, let alone reach out to them
between visits. Moreover, there are many lower-level clinical tasks that can be performed by non-physicians or
can be automated. So in any organization focused on population health, a care team does the day-to-day work of
caring for and engaging the patient.


In some healthcare organizations, care managers focus mainly on telephonic                                    Of the patients who
management of high-risk patients who may be admitted to the hospital or
go the emergency department unless their urgent needs are met. This is an
                                                                                                              generate the highest costs
important task of the care team, but it is only one component of population                                   in a given year, less than
health management. Of the patients who generate the highest costs in a
given year, less than 30 percent were in that category a year earlier.21 So an
                                                                                                              30 percent were in that
organization that hopes to improve the quality and lower the cost of care must                                category a year earlier.
pay attention to its entire population.


Maintaining continuous contact with every patient in a practice, however, is a
task that exceeds the capability of even the largest healthcare organizations
if they use only manual processes. Care managers are expensive, and the
number of patients they can supervise is limited. To expand their reach and the
influence of physicians on their patients, some degree of automation is required.




21. Ian Duncan, Healthcare Risk Adjustment and Predictive Modeling (Winstead, CT: ACTEX Publications, 2011)


PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                ©2012 Phytel All rights reserved. 8
This would enable early intervention with patients who lack the skills to self-
manage before they inevitably move to a higher health-risk group.



Patient Outreach                                                 visits and get the care they need. The study                   HRAs enable organizations to classify
                                                                 concluded, “An automated identification and                    patients by their health conditions, health
Many patients have gaps in their preventive
                                                                 outreach program can be an effective means                     behaviors, and functional status. This helps
and chronic care. In some cases, this is
                                                                 to supplement existing practice patterns to                    providers spot patients who may become
because they haven’t visited the practice in a
                                                                 ensure that patients with chronic conditions                   high risk and gives them data for analyzing
long time. In other cases, they haven’t been
                                                                 in need of care receive the necessary                          their patient population. In addition, some
told they need these services during office
                                                                 treatment.”22                                                  HRAs measure stages of patient activation—
visits, or they haven’t complied with their
                                                                                                                                something that Hibbard recommends. “This
physician’s recommendations.
                                                                                                                                would enable early intervention with patients
Some practices try to contact patients with                      Risk Stratification
                                                                                                                                who lack the skills to self-manage before
care gaps between visits. But, even if a                         The majority of high-cost patients today had                   they inevitably move to a higher health-risk
practice has a good system for identifying                       a much lower risk of generating high costs                     group,” she noted in a Health Affairs paper.25
these patients, manual outreach is prohibitively                 a year ago. So organizations that embrace
costly in terms of staff time and phone and                      population health management must adopt
mailing costs. So this is usually a hit-or-miss                  techniques to identify patients who are                        Patient Education
process, and it is not scalable to larger groups.                likely to become high risk and prioritize care                 The research on patient activation shows that
New automation tools can facilitate this part                    management of those patients.                                  patients feel more confident about managing
of the patient engagement process and                            Some health insurers plan to give                              their health condition when they have more
ensure outreach to all patients who need                         accountable care organizations predictive                      knowledge about it. Today, many patients go
services. Using data extracted from a practice                   modeling software—similar to the programs                      online for this information. About 113 million
management system or an electronic health                        their actuaries use—to accomplish that                         adults, or 80 percent of Internet users, have
record, these solutions build patient registries                 task.23 But it is also possible to do risk                     sought answers to their health questions
and use clinical protocols to trigger messaging                  stratification—while also increasing patient                   online, according to a study by the Pew
to patients who need to make an appointment                      engagement—by asking patients to                               Research Center.26 Another survey shows
with their physician. Frequently, this messaging                 complete online health risk assessments,                       that Americans are more likely to seek health
results in patients getting back in touch with                   just as many employers and health plans                        information on the web than from doctors,
their physicians after a long absence.                           do.24 Though patients resist filling out long                  pharmacists or nurses.27 Still, 71 percent of
                                                                 forms, practices can break up HRAs into                        patients consult physicians or other health
A study at Prevea Health, a large multispecialty
                                                                 smaller, bite-size chunks about specific areas                 professionals when they have a serious
group in Green Bay, Wisc., showed that
                                                                 of patients’ health behavior, such as diet,                    health problem.28
automated outreach to noncompliant patients
with diabetes or hypertension increases the                      exercise or smoking.                                           Online patient education materials may
likelihood that those patients will make office                                                                                 be multi-media and interactive—a big



22. Ashok Rai, Paul Prichard, Richard Hodach, and Ted Courtemanche, “Using Physician-Led Automated Communications to Improve Patient Health,” Journal of Population Health
Management (10.1089/pop.2010.0033).
23. Peter Boland, Phil Polakoff, Ted Schwab, “Accountable Care Organizations Hold Promise, But Will They Achieve Cost and Quality Targets?” Managed Care, October 2010, accessed at
http://www.managedcaremag.com/archives/1010/1010.ACOs.html.
24. Steven M. Schwartz, Brian Day, Kevin Wildenhaus, Anna Silberman, Chun Wang, and Jordan Silberman, “The Impact of an Online Disease Management Program on Medical Costs
Among Health Plan Members.” Am J Health Promot 2010;25[2]:126–133.
25. Hibbard, “Moving Toward a More Patient-Centered System,” op. cit.
26. Susannah Fox, “The Social Life of Health Information,” Pew Internet and American Life Project, May 12, 2011, accessed at http://pewresearch.org/pubs/1989/health-care-online-social-
network-users.
27. Manhattan Research, “Cybercitizen Health v7.0” press release, Nov. 1, 2007.
28. Fox, “Peer-to-Peer Health Care,” Pew Internet and American Life Project, Feb. 28, 2011, accessed at http://pewresearch.org/pubs/1908/online-health-information-peer-to-peer-patients-
caregivers-chronic-conditions.




PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                         ©2012 Phytel All rights reserved. 9
80 percent of studies found significant influence of consumer health
informatics applications on at least one clinical outcomes



improvement over the paper handouts that                          must not only be condition specific, but they                     outcomes.”35
many practices still use. When patients                           must also be written in consumer-friendly                         In a 2007 report, the Agency for Healthcare
view some of these programs, they can ask                         language. They must be designed to address                        Research and Quality (AHRQ) surveyed
questions and receive answers online. One                         health literacy and language barriers, or they                    the literature on the impact of what it
vendor of online education services even                          will fail.                                                        called “consumer health informatics [CHI]
allows physicians to see whether patients                                                                                           applications.”36 The majority of the studies
have reviewed the materials they were asked                       Telemonitoring                                                    evaluated interactive web-based applications
to read or view. Such materials are available                                                                                       or web-based tailored educational
                                                                  The use of remote patient monitoring and
both for post-surgical care and the care of                                                                                         applications. Fifteen percent of the studies
                                                                  alerting in chronic disease management
chronic conditions.29                                                                                                               looked at computer-generated tailored
                                                                  dates back to the late 1990s.34 Since
When combined with automated patient                              then, the monitoring devices have become                          feedback applications, and eight percent
communications, these online educational                          more sophisticated and less expensive,                            evaluated interactive computer programs and
materials can be a powerful tool to motivate                      and the ability to transmit data has grown                        personal monitoring devices.
patients. Physicians can put in a standing                        exponentially. The main obstacle to faster
order for particular education pieces to                          growth of telemonitoring is the healthcare
be directed automatically to patients at                          reimbursement system, which still does not
various points in the care process. Such an                       compensate physicians for non-visit care in
approach relieves the burden on practice                          most cases. That barrier, too, is expected to
staff of ensuring that patients receive the                       disappear as accountable care becomes the
proper information at the appropriate time.                       new paradigm.
Health coaching has also been shown to                            Telemonitoring helps care teams extend their
improve patient outcomes, and there is some                       reach, and it engages patients in their own
evidence that online coaching has similar                         care. It has also been shown to improve
results.30-32 The latest digital coaching tools,                  outcomes when combined with active
which start with health risk assessments, can                     care management. According to a 2004
help patients improve their health behaviors                      study of telemonitoring in diabetes care, for
by, for example, losing weight, eating better,                    instance, “prompting follow-up procedures,
or exercising more.33                                             computerized insulin therapy adjustment
To have the desired effect, these automated                       using home glucose records, remote
education and health coaching tools must                          feedback, and counseling have documented
be tailored to the target population. They                        benefits in improving diabetes-related



29. Emmi Solutions website, http://www.emmisolutions.com/patient_education_solutions.html.
30. Greenfield S, Kaplan SH, Ware JE Jr, Yano EM, Frank HJ. Patients’ participation in medical care: effects on blood sugar control and quality of life in diabetes. J Gen Intern Med.
1988;3:448-457.
31. Renders CM, Valk GD, Griffi n SJ, Wagner EH, Eijk Van JT, Assendelft WJ. Interventions to improve the management of diabetes in primary care, outpatient, and community settings: a
systematic review. Diabetes Care. 2001;24:1821-1833.
32. Thomas Reinke, “Want to Change Patients’ Behavior? Look to The Internet,” Managed Care, July 2009, accessed at http://www.managedcaremag.com/archives/0907/0907.
engagement.html.
33. HealthMedia website, http://www.healthmedia.com/.
34. Ken Terry, “Monitor Patients Online?” Medical Economics, July 23, 2001, accessed at http://www.modernmedicine.com/modernmedicine/article/articleDetail.jsp?id=118617.
35. Balas EA, Krishna S, Kretschmer RA, Cheek TR, Lobach DF, Boren SA. Computerized knowledge management in diabetes care. Med Care. 2004;42:610-621.
36. Gibbons MC, Wilson RF, Samal L, Lehmann CU, Dickersin K, Lehmann HP, Aboumatar H, Finkelstein J, Shelton E, Sharma R, Bass EB. Impact of Consumer Health Informatics
Applications. Evidence Report/Technology Assessment No. 188. (Prepared by Johns Hopkins University Evidence-based Practice Center under contract No. HHSA 290-2007-10061-I).
AHRQ Publication No. 09(10)-E019. Rockville, MD. Agency for Healthcare Research and Quality. October 2009.



PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                            ©2012 Phytel All rights reserved. 10
The mobile health applications that have the greatest potential in population
health management are those linked to care management



The meta-analysis found that the CHI                             accompanied by rapid growth in the number
interventions improved self-management,                          of health-related applications designed for
knowledge of health conditions, adherence                        mobile devices. While many of these are
to treatments, and health behavior. Some                         intended for professionals, the bulk of them
of the studies evaluated clinical outcomes                       are aimed at consumers. These applications
for cancer, diabetes, mental health, diet,                       range from symptom checkers and apps that
exercise and physical activity, asthma,                          measure vital signs to programs that help
COPD, breast cancer, Alzheimer’s disease,                        users find “quality”-evaluated doctors and
arthritis, asthma, back pain, aphasia, COPD,                     hospitals.38 The latest iPhones and iPads also
HIV/AIDS, headache, obesity, and pain.                           have “video chat” features that physicians
“Over 80 percent of studies found significant                    can use to examine patients remotely.39
influence of CHI applications on at least one                    The mobile health apps that have the
clinical outcome,” the report concluded.                         greatest potential in population health
                                                                 management are those linked to care
Mobile Health Applications                                       management. In one recent study, for
In recent years, the number of people using                      example, a mobile and web-based self-
smartphones, iPads, and other web-                               management patient coaching system was
connected mobile devices has exploded.                           shown to help patients with diabetes reduce
In September 2011, 37 percent of U.S.                            their HbA1c levels more than a control group
consumers owned smartphones, and 50                              that received usual care did.40 Another study
percent are expected to be using these                           showed that mobile alerts to diabetic patients
devices by September 2012.37                                     using glucometers with smartphones were as
                                                                 effective in lowering HbA1c as an Internet-
The rise of mobile communications has been
                                                                 based glucose monitoring system.41




37. Horace Dediu, Asymco market intelligence report, Nov. 6, 2011, accessed at http://www.asymco.com/2011/11/06/the-us-smartphone-landscape/?utm_source=feedburner&utm_
medium=feed&utm_campaign=Feed%3A+Asymco+%28asymco%29.
38. Terry, “Mobile Apps: Proposed FDA Rule Will Disrupt Industry,” InformationWeek, July 21, 2011, accessed at http://www.informationweek.com/news/healthcare/policy/231002336.
39. Terry, “Apple FaceTime May Be HIPAA Secure,” InformationWeek, Oct. 21, 2011, accessed at http://www.informationweek.com/news/healthcare/mobile-wireless/231900634.
40. Charlene C. Quinn, Michelle D. Shardell, Michael L. Terrin, Erik A. Barr, Shoshana H. Ballew, and Ann L. Gruber-Baldini, “Cluster-Randomized Trial of a Mobile Phone Personalized
Behaviorial Intervention for Blood Glucose Control.” Diabetes Care, September 2011, 34;9:1934-1942.
41. Jae-Hyoung Cho, Hye-Chung Lee, Dong-Jun Lim, Hyuk-Sang Kwon and Kun-Ho Yoon, “Mobile communication using a mobile phone with a glucometer for glucose control in Type 2
patients with diabetes: as effective as an Internet-based glucose monitoring system.” J Telemed Telecare, March 2009, 15;2:77-82.



PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                         ©2012 Phytel All rights reserved. 11
Significant value will be realized only when PHRs incorporate systems, tools,
and other resources that leverage the data in the record and enable consumers
to play a more active role in their health and health care.


Personal Health Records                                            provide feedback when a patient’s indicators                          physicians use social media, compared
                                                                   are worrisome, the authors said.                                      to 65 percent of the general population.
The value of personal health records
                                                                                                                                         Sixty-seven percent of doctors employ
(PHRs) has been debated and continues                              Another study maintained that the potential
                                                                                                                                         social media for professional purposes, but
to be uncertain. But in large healthcare                           of PHRs will not be realized until they
                                                                                                                                         their top destinations are professional sites
organizations like Kaiser Permanente and                           integrate a wide range of patient data that
                                                                                                                                         and LinkedIn. The majority of doctors use
Group Health Cooperative, where PHRs                               goes beyond the EHR in a particular practice
                                                                                                                                         Facebook in their personal lives, but only
are linked to EHRs, millions of patients are                       or organization. In addition, the paper said,
                                                                                                                                         15 percent use it in healthcare. And, while a
using PHRs to view parts of their medical                          such integrated PHRs must include a range
                                                                                                                                         third of physicians have received invitations
record, see lab results, request prescription                      of tools to help consumers apply the data to
                                                                                                                                         to “friend” their patients, 75 percent of those
refills and appointments, and e-mail their                         self-management.
                                                                                                                                         doctors declined to do so.46
physicians.42 Patients at the Palo Alto                            The data within an electronic PHR
Medical Foundation who had PHRs indicated                                                                                                The biggest reason for physicians to avoid
                                                                   record alone are not sufficient to realize
that these tools made them feel like part of                                                                                             using Facebook and Twitter for professional
                                                                   improvements that can be considered
the medical team and kept them in closer                                                                                                 purposes is the fear of breaching professional
                                                                   transformative. Significant value will be
touch with their providers.43                                                                                                            confidentiality online. In addition, some
                                                                   realized only when PHRs incorporate
                                                                                                                                         doctors are afraid of learning things about
In a study of the use of health IT in patient-                     systems, tools, and other resources that
                                                                                                                                         patients that might put them in a bind, such
centered medical homes, David W. Bates                             leverage the data in the record and enable
                                                                                                                                         as their recreational drug use. And many
and Asaf Bitton noted that PHRs can                                consumers to play a more active role in their
                                                                                                                                         doctors prefer to keep their personal and
increase patient engagement and self-                              health and health care.45
                                                                                                                                         professional lives separate.47
efficacy, but that they have low uptake by
patients, especially those who are chronically                                                                                           Nevertheless, physicians and care teams
                                                                   Social Media                                                          can refer patients with specific conditions to
ill. One reason, they said, is that current
PHRs have serious limitations; for example,                        Social media such as Facebook, Twitter,                               online communities that provide education
many do not include clinical data from EHRs                        and LinkedIn are having a huge impact                                 and mutual support to people with those
and other sources.44                                               on consumers. Some people spend more                                  conditions. That would certainly increase
                                                                   time on social media than they do on all                              patient engagement. But before they do
To remedy these defects, they argued,
                                                                   other Internet sites combined. So from a                              so, doctors would be well advised to check
physicians must overcome their reluctance
                                                                   logical viewpoint, it would seem that patient                         out these sites to make sure that they’re
to share EHR data with patients, and
                                                                   engagement strategies should include the                              providing reliable, objective information.
interfaces must be improved to make it
                                                                   use of social media.
easy for patients to upload clinical data. In
addition, PHRs should have the capability                          But physicians and their patients use different
to communicate online with care teams                              social media, and doctors are not eager to
and track vital signs such as weight, blood                        communicate with patients via Facebook or
pressure, and blood sugar. There should                            Twitter.
also be a mechanism for care managers to                           A recent survey shows that 87 percent of




42. Anna-Lisa Silvestre, Valerie M. Sue, and Jill Y. Allen, “If You Build It, Will They Come? The Kaiser Permanente Model of Online Care.” Health Affairs, 28, no. 2 (2009): 334–344 doi:10.1377/
hlthaff.28.2.334.
43. Paul C. Tang and David Lansky, “The Missing Link: Bridging The Provider-Patient Information Gap.” Health Affairs, 24, no.5 (2005):1290-1295 doi: 10.1377/hlthaff.24.5.1290.
44. David W. Bates and Asaf Bitton, “The Future of Health Information Technology in the Patient-Centered Medical Home.” Health Affairs, 29, no.4 (2010):614-621 doi: 10.1377/
hlthaff.2010.0007.
45. Don Detmer, Meryl Bloomrosen, Brian Raymond, and Paul Tang, “Integrated Personal Health Records: Transformative Tools for Consumer-Centric Care.” BMC Medical Informatics and
Decision Making 2008, 8:45 doi:10.1186/1472-6947-8-45.



PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                             ©2012 Phytel All rights reserved. 12
Conclusion




Patient engagement is vital to quality improvement, better patient outcomes, and population health management.
To improve patient engagement, organizations must reach out to every patient, using the techniques that have been
shown to motivate patients to participate in their own healthcare.

Care teams provide the non-visit, continuous care that is essential to population health management. They are also
responsible for promoting patient engagement between visits. But, care managers who use manual processes
cannot intervene with every patient. That effort requires the use of health information and communication tools that
automate the process so that care managers can devote themselves to the patients who need the most attention.

Besides automating care management, the latest technologies enable organizations to analyze population data
and stratify patients by risk. Based on that information, they can design engagement strategies tailored to particular
subgroups of patients.

Other new technologies, ranging from telemonitoring and mobile health to PHRs and social media, can be employed
to increase patient engagement. But to be effective, they must be linked with provider-led care management, and
they must invoke the power and influence of the doctor-patient relationship.

By combining all of these techniques, healthcare organizations can provide truly patient-centered care. When
patients are fully engaged in their own health care, they will have better outcomes, and the growth in health costs will
start to abate.
.



                                                                                                                        Patient engagement is vital
                                                                                                                        to quality improvement,
                                                                                                                        better patient outcomes,
                                                                                                                        and population health
                                                                                                                        management.




46. Pamela Lewis Dolan, “Nearly All Doctors Are Now on Social Media,” American Medical News, Sept. 26, 2011, accessed at http://www.ama-assn.org/amednews/2011/09/26/bil20926.
htm.
47. Terry, “Doctors, Patients Not Using The Same Social Spaces,” InformationWeek, Sept. 30, 2011, accessed at http://www.informationweek.com/news/healthcare/patient/231602459.



PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com                                                   ©2012 Phytel All rights reserved. 13

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Provider Based Patient Engagement - An Essential Strategy for Population Health

  • 1. phytel | whitepaper Provider-Based Patient Engagement: An Essential Strategy for Population Health
  • 2. Contents The Challenge Patient Engagement is Essential for Improved Health Outcomes Physician-patient Relationship Engaging Patients Activation Models Obstacles to Patient Engagement Care Management Patient Outreach Risk Stratification Patient Education Telemonitoring Mobile Health Applications Personal Health Records Social Media Conclusion
  • 3. The Challenge: Population Health Management and Influencing Patients’ Engagement in their Own Care. As the healthcare industry starts to reengineer care delivery to accommodate new reimbursement models, providers on the front lines of change recognize the need for population health management and for increasing patients’ engagement in their own care. These two approaches are inextricably bound together, because it is impossible to manage the health of a population without getting patients more involved in self-management and the modification of their own risk factors. This paper discusses the fundamentals of patient engagement and shows how automation tools and web-based care management can facilitate this key process. Patient Engagement is Essential for Improved Health Outcomes Studies demonstrate that patient engagement is essential to improving health outcomes and that the lack of such engagement is a major contributor to preventable deaths. In fact, it is estimated that 40 percent of deaths in the U.S. are caused by modifiable behavioral issues, such as smoking and obesity. People with chronic diseases take only 50 percent of the prescribed doses of medications, on average. Fifty percent of patients do not follow referral advice and 75 percent do not keep follow-up appointments.1 Many patients are unaware of their risk factors because they have not received recommended screening tests. For example, when a group of 4,000 people were screened for high cholesterol, a government study found, only 40 percent of those who had this condition were aware of it. Even among people who knew they had high cholesterol, only 14.5 percent were taking cholesterol- lowering drugs, and just 6.8 percent had reduced their levels below the goal of 200 mg/dl.2 In a recent study on the impact of eliminating copays on drugs prescribed to heart-attack survivors, the authors noted that rates of adherence to these medications—including statins, beta blockers, ACE inhibitors, and ARBs—ranged from 36 percent to 49 percent.3 In an accompanying editorial, Lee Goldman, M.D., and Arnold M. Epstein, M.D., commented, “Perhaps the most sobering findings were both the low baseline adherence and the small improvement in adherence in what should have been a highly motivated group of patients after myocardial infarction.”4 Visits to physicians alone are insufficient to address the overall compliance problem. “Sporadic contact (such as every six months) with a health care provider is often inadequate to maintain and reinforce complicated lifestyle modifications and pharmacologic regimens,” noted Thomas 1. Anand K. Parekh, “Winning Their Trust.” N Engl J Med 2011; 364:e51June 16, 2011. 2. Thomas Pearson, “The Prevention of Cardiovascular Disease: Have We Really Made Progress?” Health Affairs 26, no. 1 (2007): 49– 60. 3. Niteesh K. Choudhry, M.D., Ph.D., Jerry Avorn, M.D., Robert J. Glynn, Sc.D., Ph.D., Elliott M. Antman, M.D., Sebastian Schneeweiss, M.D., Sc.D., Michele Toscano, M.S., Lonny Reisman, M.D., Joaquim Fernandes, M.S., Claire Spettell, Ph.D., Joy L. Lee, M.S., Raisa Levin, M.S., Troyen Brennan, M.D., J.D., M.P.H., and William H. Shrank, M.D., “Full Coverage for Preventive Medications After Myocardial Infarction.” N Engl J Med 2011; Nov. 14, 2011 (10.1056/NEJMsa1107913). 4. Lee Goldman, M.D., and Arnold M. Epstein, M.D., “Improving Adherence—Money Isn’t The Only Thing.” N Engl J Med 2011; Nov. 14, 2011 (10.1056/NEJMe1111558). PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 3
  • 4. To be effective, population health management should include a variety of interventions—some of them automated—to keep patients engaged and help them manage their own care between visits. Pearson in a paper on the prevention of vary in their desire to be involved in decision cardiovascular disease.5 making, one recent study showed that most One of the goals of population health patients do want to participate in major management is to maintain continuous medical decisions.9 contact with patients and to address Shared decision making is a key part of the modifiable health behaviors that may lead patient-centered medical home (PCMH), to or exacerbate chronic diseases. To be 6 which has been embraced by more and effective, population health management more physician practices and healthcare should include a variety of interventions— organizations in recent years. In the PCMH, some of them automated—to keep patients every patient has a personal physician engaged and help them manage their own who takes responsibility for their care and care between visits. coordinates referrals across care settings. In addition, the patient is considered part of Physician-patient Relationship the care team, and the patient and his or her It is equally important to recognize that the family can participate in quality improvement key to patient engagement is the physician- at the practice level.10 patient relationship. When a doctor advises Both in the PCMH and the Chronic Care a patient to quit smoking, for example, the Model of disease management, patient chance of that person doing so increases engagement is critical. But as every physician by 30 percent.7 So all patient outreach and knows, it is difficult to motivate many educational efforts must be performed in the patients to participate in their own health name of the patient’s physician in order to care. What follows are some findings of the have a strong likelihood of success. recent research on the psychology of patient Shared decision making between physicians activation and the interventions that have and patients also increases the probability of been shown to engage patients. improved outcomes, so that must be part of 8 the engagement formula. Although patients 5. Pearson, op. cit. 6. David M. Lawrence, “How to Forge a High-Tech Marriage Between Primary Care and Population Health,” Health Affairs, May 2010, 1004-1009. 7. Parekh, op. cit. 8. Annette M. O’Connor, John E. Wennberg, France Legare, Hilary A. Llewellyn-Thomas, Benjamin W. Moulton, Karen R. Sepucha, Andrea G. Sodano and Jaime S. King, “Toward The ‘Tipping Point’: Decision Aids And Informed Patient Choice,” Health Affairs, 26, no.3 (2007):716-725.. 9. Dorcas Mansell, MD, MPH; Roy M. Poses, MD; Lewis Kazis, ScD; Corey A. Duefield, MPH. Clinical Factors that Influence Patients’ Desire for Participation in Decisions About Illness. Arch Intern Med. 2000;160:2991-2996.. 10. American Academy of Family Physicians, American Academy of Pediatrics, American College of Physicians, American Osteopathic Association, “Joint Principles of the Patient-Centered Medical Home,” accessed at http://www.pcpcc.net/content/joint-principles-patient-centered-medical-home. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 4
  • 5. Engaging Patients: Four Stages Patient engagement is crucial to improving population health because patients with chronic diseases—which generate 75 percent of health costs—must manage their own conditions most of the time. Care management can help them do that, but they still face a tough challenge, as patient activation expert Judith Hibbard explained: Patients with chronic diseases often must follow complex treatment regimens, monitor their conditions, make lifestyle changes, and make decisions about when they need to seek care and when they can handle a problem on their own. Effectively functioning in the role of self-manager, particularly when living with one or more chronic illnesses, requires a high level of knowledge, skill, and confidence.11 When patients have the knowledge, skill and confidence to help manage their own health, Hibbard observed, they do better. “A growing body of evidence shows that patients who are engaged, active participants in their own care have better health outcomes and measurable cost savings,” she pointed out.12 Inadequate Preparation But it is not easy to activate some patients, either because of behaviorial health issues and/or because they don’t believe they are up to the task. According to a report from the Center for Advancing Health, for example, only 30 percent of seniors feel they have the motivation and the skills to participate fully in their own care.13 Hibbard and her colleagues characterized patient activation as a developmental process that they broke down into four stages:14 •  Believing the patient role in care is important •  Having the confidence and the knowledge necessary to take action •  Actually taking action to maintain and improve one’s health •  Staying the course even under the stress of adverse life condition 11. Hibbard, JH, Moving Toward A More Patient-Centered Health Care Delivery System. Health Affairs, 2004 (doi: 10.1377/hlthaff.var.133). 12. Ibid. 13 Center for Advancing Health, “A New Definition of Patient Engagement: What is Patient Engagement and Why Is It Important?” (2010). Accessed at http://www.cfah.org/pdfs/CFAH_ Engagement_Behavior_Framework_2010.pdf. 14. Judith H. Hibbard, Eldon R. Mahoney, Ronald Stock, and Martin Tusler. Do Increases in Patient Activation Result in Improved Self-Management Behaviors? Health Services Research 42:4 (August 2007): 1443-1463. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2011 Phytel All rights reserved. 5
  • 6. Both in the PCMH and the Chronic Care Model of disease management, patient engagement is critical. In a 2004 study, Hibbard’s team looked at Activation Models Health belief model. Proponents of this whether changes in patient activation led approach argue that many people will How to activate patients to change poor change their health behavior if they believe to changes in health behavior in a cohort health behavior—which can worsen chronic it will help them avoid a negative health of people between 50 and 70 years old. conditions or deteriorate health--has been outcome. Techniques include defining The intervention group attended weekly the subject of considerable research. Here risk, consequences of risk, and benefits of are a few of the approaches: workshops that covered topics related to change; identification of barriers and tips to self-management of care and coping with overcome them; promotion of action through social isolation. Compared with the control Transtheoretical model. In this approach, information and reminders; and confidence group, the intervention group became more care managers or coaches increase building through training, guidance and activated initially, but the difference faded awareness of the need for change. Then reinforcement.18 after six months. However, individuals in they motivate patients to make changes and both groups who became more activated help them make concrete action plans. Later, had a positive change in a variety of self- they assist patients with problem solving and management behaviors.15 social support, and reinforce maintenance of health behavior changes. The key is to help patients change their self-concept and have them see how social norms support improvements in their health behavior.16 Social cognitive theory. The underlying concept of this model is that the more you believe you can do something, the more likely you are to do it. Care managers try to help patients build confidence in their ability to improve health behavior and avoid unhealthy behavior even in stressful conditions. This approach addresses both the psychosocial dynamics influencing healthy behavior and methods for promoting behavior change.17 15. Ibid. 16. Prochaska, JO, et al. Changing For Good. New York: HarperCollins 1995, 2002. 17. Glanz, K, et al. Health Behavior and Health Education, 3rd Edition, Jossey-Bass Inc., Publishers, 2002.. 18. Ibid. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2011 Phytel All rights reserved. 6
  • 7. Obstacles to Patient Engagement medications that their physician orders, especially if they lack insurance. There are many barriers to patient engagement that go beyond the willingness Population health management cannot of patients to take responsibility for self-care overcome all of these obstacles to patient or to follow doctors’ orders. These include engagement. But the automation of care the social and economic environment in management and care coordination can which patients must function; cultural factors; significantly improve the odds that the the lack of health literacy in a large portion of majority of patients can be engaged in the population; knowledge deficits; and poor managing their own care. The rest of access to healthcare. this paper will show how this can be done in several domains, including care For example, a recent study shows there is a management, patient education, and large disparity in patient activation between interventions that utilize a variety of new Hispanic immigrants and white people born technologies. in the U.S. Some of this disparity—not only between Hispanics and whites, but also between African-Americans and whites—has to do with social and economic differences, the study found. But in the case of Hispanics, cultural and language barriers also play an important role in the disparity.19 The lack of health literacy is a major obstacle across the U.S. population. More than 90 million adults have low health literacy, meaning they have difficulty understanding The automation of and using health information.20 Educational care management and materials often are not written at a level that these people can grasp and make use of—a care coordination can situation that is exacerbated when their primary language is not English. significantly improve the Finally, many people simply lack good odds that the majority of access to healthcare. They may not have a regular primary care physician; and even patients can be engaged if they do have one, it may be difficult to in managing their own get an appointment or to take time off from work or find transportation to see the doctor. care Some patients cannot afford the tests or 19. Peter J. Cunningham, Judith Hibbard, and Claire B. Gibbons, “Raising Low ‘Patient Activation’ Rates Among Hispanic Immigrants May Equal Expanded Coverage In Reducing Access Disparities.” Health Affairs, 30, no.10 (2011):1888-1894. 20. Institute of Medicine, Health Literacy: A Prescription to End Confusion (Washington, DC: National Academy Press, 2004) . PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 7
  • 8. Care Management: Automation is Essential Most physicians do not have enough time to keep track of all of their patients, let alone reach out to them between visits. Moreover, there are many lower-level clinical tasks that can be performed by non-physicians or can be automated. So in any organization focused on population health, a care team does the day-to-day work of caring for and engaging the patient. In some healthcare organizations, care managers focus mainly on telephonic Of the patients who management of high-risk patients who may be admitted to the hospital or go the emergency department unless their urgent needs are met. This is an generate the highest costs important task of the care team, but it is only one component of population in a given year, less than health management. Of the patients who generate the highest costs in a given year, less than 30 percent were in that category a year earlier.21 So an 30 percent were in that organization that hopes to improve the quality and lower the cost of care must category a year earlier. pay attention to its entire population. Maintaining continuous contact with every patient in a practice, however, is a task that exceeds the capability of even the largest healthcare organizations if they use only manual processes. Care managers are expensive, and the number of patients they can supervise is limited. To expand their reach and the influence of physicians on their patients, some degree of automation is required. 21. Ian Duncan, Healthcare Risk Adjustment and Predictive Modeling (Winstead, CT: ACTEX Publications, 2011) PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 8
  • 9. This would enable early intervention with patients who lack the skills to self- manage before they inevitably move to a higher health-risk group. Patient Outreach visits and get the care they need. The study HRAs enable organizations to classify concluded, “An automated identification and patients by their health conditions, health Many patients have gaps in their preventive outreach program can be an effective means behaviors, and functional status. This helps and chronic care. In some cases, this is to supplement existing practice patterns to providers spot patients who may become because they haven’t visited the practice in a ensure that patients with chronic conditions high risk and gives them data for analyzing long time. In other cases, they haven’t been in need of care receive the necessary their patient population. In addition, some told they need these services during office treatment.”22 HRAs measure stages of patient activation— visits, or they haven’t complied with their something that Hibbard recommends. “This physician’s recommendations. would enable early intervention with patients Some practices try to contact patients with Risk Stratification who lack the skills to self-manage before care gaps between visits. But, even if a The majority of high-cost patients today had they inevitably move to a higher health-risk practice has a good system for identifying a much lower risk of generating high costs group,” she noted in a Health Affairs paper.25 these patients, manual outreach is prohibitively a year ago. So organizations that embrace costly in terms of staff time and phone and population health management must adopt mailing costs. So this is usually a hit-or-miss techniques to identify patients who are Patient Education process, and it is not scalable to larger groups. likely to become high risk and prioritize care The research on patient activation shows that New automation tools can facilitate this part management of those patients. patients feel more confident about managing of the patient engagement process and Some health insurers plan to give their health condition when they have more ensure outreach to all patients who need accountable care organizations predictive knowledge about it. Today, many patients go services. Using data extracted from a practice modeling software—similar to the programs online for this information. About 113 million management system or an electronic health their actuaries use—to accomplish that adults, or 80 percent of Internet users, have record, these solutions build patient registries task.23 But it is also possible to do risk sought answers to their health questions and use clinical protocols to trigger messaging stratification—while also increasing patient online, according to a study by the Pew to patients who need to make an appointment engagement—by asking patients to Research Center.26 Another survey shows with their physician. Frequently, this messaging complete online health risk assessments, that Americans are more likely to seek health results in patients getting back in touch with just as many employers and health plans information on the web than from doctors, their physicians after a long absence. do.24 Though patients resist filling out long pharmacists or nurses.27 Still, 71 percent of forms, practices can break up HRAs into patients consult physicians or other health A study at Prevea Health, a large multispecialty smaller, bite-size chunks about specific areas professionals when they have a serious group in Green Bay, Wisc., showed that of patients’ health behavior, such as diet, health problem.28 automated outreach to noncompliant patients with diabetes or hypertension increases the exercise or smoking. Online patient education materials may likelihood that those patients will make office be multi-media and interactive—a big 22. Ashok Rai, Paul Prichard, Richard Hodach, and Ted Courtemanche, “Using Physician-Led Automated Communications to Improve Patient Health,” Journal of Population Health Management (10.1089/pop.2010.0033). 23. Peter Boland, Phil Polakoff, Ted Schwab, “Accountable Care Organizations Hold Promise, But Will They Achieve Cost and Quality Targets?” Managed Care, October 2010, accessed at http://www.managedcaremag.com/archives/1010/1010.ACOs.html. 24. Steven M. Schwartz, Brian Day, Kevin Wildenhaus, Anna Silberman, Chun Wang, and Jordan Silberman, “The Impact of an Online Disease Management Program on Medical Costs Among Health Plan Members.” Am J Health Promot 2010;25[2]:126–133. 25. Hibbard, “Moving Toward a More Patient-Centered System,” op. cit. 26. Susannah Fox, “The Social Life of Health Information,” Pew Internet and American Life Project, May 12, 2011, accessed at http://pewresearch.org/pubs/1989/health-care-online-social- network-users. 27. Manhattan Research, “Cybercitizen Health v7.0” press release, Nov. 1, 2007. 28. Fox, “Peer-to-Peer Health Care,” Pew Internet and American Life Project, Feb. 28, 2011, accessed at http://pewresearch.org/pubs/1908/online-health-information-peer-to-peer-patients- caregivers-chronic-conditions. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 9
  • 10. 80 percent of studies found significant influence of consumer health informatics applications on at least one clinical outcomes improvement over the paper handouts that must not only be condition specific, but they outcomes.”35 many practices still use. When patients must also be written in consumer-friendly In a 2007 report, the Agency for Healthcare view some of these programs, they can ask language. They must be designed to address Research and Quality (AHRQ) surveyed questions and receive answers online. One health literacy and language barriers, or they the literature on the impact of what it vendor of online education services even will fail. called “consumer health informatics [CHI] allows physicians to see whether patients applications.”36 The majority of the studies have reviewed the materials they were asked Telemonitoring evaluated interactive web-based applications to read or view. Such materials are available or web-based tailored educational The use of remote patient monitoring and both for post-surgical care and the care of applications. Fifteen percent of the studies alerting in chronic disease management chronic conditions.29 looked at computer-generated tailored dates back to the late 1990s.34 Since When combined with automated patient then, the monitoring devices have become feedback applications, and eight percent communications, these online educational more sophisticated and less expensive, evaluated interactive computer programs and materials can be a powerful tool to motivate and the ability to transmit data has grown personal monitoring devices. patients. Physicians can put in a standing exponentially. The main obstacle to faster order for particular education pieces to growth of telemonitoring is the healthcare be directed automatically to patients at reimbursement system, which still does not various points in the care process. Such an compensate physicians for non-visit care in approach relieves the burden on practice most cases. That barrier, too, is expected to staff of ensuring that patients receive the disappear as accountable care becomes the proper information at the appropriate time. new paradigm. Health coaching has also been shown to Telemonitoring helps care teams extend their improve patient outcomes, and there is some reach, and it engages patients in their own evidence that online coaching has similar care. It has also been shown to improve results.30-32 The latest digital coaching tools, outcomes when combined with active which start with health risk assessments, can care management. According to a 2004 help patients improve their health behaviors study of telemonitoring in diabetes care, for by, for example, losing weight, eating better, instance, “prompting follow-up procedures, or exercising more.33 computerized insulin therapy adjustment To have the desired effect, these automated using home glucose records, remote education and health coaching tools must feedback, and counseling have documented be tailored to the target population. They benefits in improving diabetes-related 29. Emmi Solutions website, http://www.emmisolutions.com/patient_education_solutions.html. 30. Greenfield S, Kaplan SH, Ware JE Jr, Yano EM, Frank HJ. Patients’ participation in medical care: effects on blood sugar control and quality of life in diabetes. J Gen Intern Med. 1988;3:448-457. 31. Renders CM, Valk GD, Griffi n SJ, Wagner EH, Eijk Van JT, Assendelft WJ. Interventions to improve the management of diabetes in primary care, outpatient, and community settings: a systematic review. Diabetes Care. 2001;24:1821-1833. 32. Thomas Reinke, “Want to Change Patients’ Behavior? Look to The Internet,” Managed Care, July 2009, accessed at http://www.managedcaremag.com/archives/0907/0907. engagement.html. 33. HealthMedia website, http://www.healthmedia.com/. 34. Ken Terry, “Monitor Patients Online?” Medical Economics, July 23, 2001, accessed at http://www.modernmedicine.com/modernmedicine/article/articleDetail.jsp?id=118617. 35. Balas EA, Krishna S, Kretschmer RA, Cheek TR, Lobach DF, Boren SA. Computerized knowledge management in diabetes care. Med Care. 2004;42:610-621. 36. Gibbons MC, Wilson RF, Samal L, Lehmann CU, Dickersin K, Lehmann HP, Aboumatar H, Finkelstein J, Shelton E, Sharma R, Bass EB. Impact of Consumer Health Informatics Applications. Evidence Report/Technology Assessment No. 188. (Prepared by Johns Hopkins University Evidence-based Practice Center under contract No. HHSA 290-2007-10061-I). AHRQ Publication No. 09(10)-E019. Rockville, MD. Agency for Healthcare Research and Quality. October 2009. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 10
  • 11. The mobile health applications that have the greatest potential in population health management are those linked to care management The meta-analysis found that the CHI accompanied by rapid growth in the number interventions improved self-management, of health-related applications designed for knowledge of health conditions, adherence mobile devices. While many of these are to treatments, and health behavior. Some intended for professionals, the bulk of them of the studies evaluated clinical outcomes are aimed at consumers. These applications for cancer, diabetes, mental health, diet, range from symptom checkers and apps that exercise and physical activity, asthma, measure vital signs to programs that help COPD, breast cancer, Alzheimer’s disease, users find “quality”-evaluated doctors and arthritis, asthma, back pain, aphasia, COPD, hospitals.38 The latest iPhones and iPads also HIV/AIDS, headache, obesity, and pain. have “video chat” features that physicians “Over 80 percent of studies found significant can use to examine patients remotely.39 influence of CHI applications on at least one The mobile health apps that have the clinical outcome,” the report concluded. greatest potential in population health management are those linked to care Mobile Health Applications management. In one recent study, for In recent years, the number of people using example, a mobile and web-based self- smartphones, iPads, and other web- management patient coaching system was connected mobile devices has exploded. shown to help patients with diabetes reduce In September 2011, 37 percent of U.S. their HbA1c levels more than a control group consumers owned smartphones, and 50 that received usual care did.40 Another study percent are expected to be using these showed that mobile alerts to diabetic patients devices by September 2012.37 using glucometers with smartphones were as effective in lowering HbA1c as an Internet- The rise of mobile communications has been based glucose monitoring system.41 37. Horace Dediu, Asymco market intelligence report, Nov. 6, 2011, accessed at http://www.asymco.com/2011/11/06/the-us-smartphone-landscape/?utm_source=feedburner&utm_ medium=feed&utm_campaign=Feed%3A+Asymco+%28asymco%29. 38. Terry, “Mobile Apps: Proposed FDA Rule Will Disrupt Industry,” InformationWeek, July 21, 2011, accessed at http://www.informationweek.com/news/healthcare/policy/231002336. 39. Terry, “Apple FaceTime May Be HIPAA Secure,” InformationWeek, Oct. 21, 2011, accessed at http://www.informationweek.com/news/healthcare/mobile-wireless/231900634. 40. Charlene C. Quinn, Michelle D. Shardell, Michael L. Terrin, Erik A. Barr, Shoshana H. Ballew, and Ann L. Gruber-Baldini, “Cluster-Randomized Trial of a Mobile Phone Personalized Behaviorial Intervention for Blood Glucose Control.” Diabetes Care, September 2011, 34;9:1934-1942. 41. Jae-Hyoung Cho, Hye-Chung Lee, Dong-Jun Lim, Hyuk-Sang Kwon and Kun-Ho Yoon, “Mobile communication using a mobile phone with a glucometer for glucose control in Type 2 patients with diabetes: as effective as an Internet-based glucose monitoring system.” J Telemed Telecare, March 2009, 15;2:77-82. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 11
  • 12. Significant value will be realized only when PHRs incorporate systems, tools, and other resources that leverage the data in the record and enable consumers to play a more active role in their health and health care. Personal Health Records provide feedback when a patient’s indicators physicians use social media, compared are worrisome, the authors said. to 65 percent of the general population. The value of personal health records Sixty-seven percent of doctors employ (PHRs) has been debated and continues Another study maintained that the potential social media for professional purposes, but to be uncertain. But in large healthcare of PHRs will not be realized until they their top destinations are professional sites organizations like Kaiser Permanente and integrate a wide range of patient data that and LinkedIn. The majority of doctors use Group Health Cooperative, where PHRs goes beyond the EHR in a particular practice Facebook in their personal lives, but only are linked to EHRs, millions of patients are or organization. In addition, the paper said, 15 percent use it in healthcare. And, while a using PHRs to view parts of their medical such integrated PHRs must include a range third of physicians have received invitations record, see lab results, request prescription of tools to help consumers apply the data to to “friend” their patients, 75 percent of those refills and appointments, and e-mail their self-management. doctors declined to do so.46 physicians.42 Patients at the Palo Alto The data within an electronic PHR Medical Foundation who had PHRs indicated The biggest reason for physicians to avoid record alone are not sufficient to realize that these tools made them feel like part of using Facebook and Twitter for professional improvements that can be considered the medical team and kept them in closer purposes is the fear of breaching professional transformative. Significant value will be touch with their providers.43 confidentiality online. In addition, some realized only when PHRs incorporate doctors are afraid of learning things about In a study of the use of health IT in patient- systems, tools, and other resources that patients that might put them in a bind, such centered medical homes, David W. Bates leverage the data in the record and enable as their recreational drug use. And many and Asaf Bitton noted that PHRs can consumers to play a more active role in their doctors prefer to keep their personal and increase patient engagement and self- health and health care.45 professional lives separate.47 efficacy, but that they have low uptake by patients, especially those who are chronically Nevertheless, physicians and care teams Social Media can refer patients with specific conditions to ill. One reason, they said, is that current PHRs have serious limitations; for example, Social media such as Facebook, Twitter, online communities that provide education many do not include clinical data from EHRs and LinkedIn are having a huge impact and mutual support to people with those and other sources.44 on consumers. Some people spend more conditions. That would certainly increase time on social media than they do on all patient engagement. But before they do To remedy these defects, they argued, other Internet sites combined. So from a so, doctors would be well advised to check physicians must overcome their reluctance logical viewpoint, it would seem that patient out these sites to make sure that they’re to share EHR data with patients, and engagement strategies should include the providing reliable, objective information. interfaces must be improved to make it use of social media. easy for patients to upload clinical data. In addition, PHRs should have the capability But physicians and their patients use different to communicate online with care teams social media, and doctors are not eager to and track vital signs such as weight, blood communicate with patients via Facebook or pressure, and blood sugar. There should Twitter. also be a mechanism for care managers to A recent survey shows that 87 percent of 42. Anna-Lisa Silvestre, Valerie M. Sue, and Jill Y. Allen, “If You Build It, Will They Come? The Kaiser Permanente Model of Online Care.” Health Affairs, 28, no. 2 (2009): 334–344 doi:10.1377/ hlthaff.28.2.334. 43. Paul C. Tang and David Lansky, “The Missing Link: Bridging The Provider-Patient Information Gap.” Health Affairs, 24, no.5 (2005):1290-1295 doi: 10.1377/hlthaff.24.5.1290. 44. David W. Bates and Asaf Bitton, “The Future of Health Information Technology in the Patient-Centered Medical Home.” Health Affairs, 29, no.4 (2010):614-621 doi: 10.1377/ hlthaff.2010.0007. 45. Don Detmer, Meryl Bloomrosen, Brian Raymond, and Paul Tang, “Integrated Personal Health Records: Transformative Tools for Consumer-Centric Care.” BMC Medical Informatics and Decision Making 2008, 8:45 doi:10.1186/1472-6947-8-45. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 12
  • 13. Conclusion Patient engagement is vital to quality improvement, better patient outcomes, and population health management. To improve patient engagement, organizations must reach out to every patient, using the techniques that have been shown to motivate patients to participate in their own healthcare. Care teams provide the non-visit, continuous care that is essential to population health management. They are also responsible for promoting patient engagement between visits. But, care managers who use manual processes cannot intervene with every patient. That effort requires the use of health information and communication tools that automate the process so that care managers can devote themselves to the patients who need the most attention. Besides automating care management, the latest technologies enable organizations to analyze population data and stratify patients by risk. Based on that information, they can design engagement strategies tailored to particular subgroups of patients. Other new technologies, ranging from telemonitoring and mobile health to PHRs and social media, can be employed to increase patient engagement. But to be effective, they must be linked with provider-led care management, and they must invoke the power and influence of the doctor-patient relationship. By combining all of these techniques, healthcare organizations can provide truly patient-centered care. When patients are fully engaged in their own health care, they will have better outcomes, and the growth in health costs will start to abate. . Patient engagement is vital to quality improvement, better patient outcomes, and population health management. 46. Pamela Lewis Dolan, “Nearly All Doctors Are Now on Social Media,” American Medical News, Sept. 26, 2011, accessed at http://www.ama-assn.org/amednews/2011/09/26/bil20926. htm. 47. Terry, “Doctors, Patients Not Using The Same Social Spaces,” InformationWeek, Sept. 30, 2011, accessed at http://www.informationweek.com/news/healthcare/patient/231602459. PHYTEL | 11511 Luna Road | Suite 600 | Dallas, TX 75234 | Tel 800.559.3057 | phytel.com ©2012 Phytel All rights reserved. 13