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Approaches to case finding:
models and application
Managing referral rates and
reducing admissions
Introduction
Outer north east London have implemented two risk based
approaches to case finding in order to reduce hospital admissions
and referrals



                   • Clinical risk
         Population targeting

                         • Disease risk
           Disease         analytics
Population • Clinical risk targeting


Laura Osborn
Planning and Delivery Project Manager

NHS North East London and the City
Outline and aims


 Risk stratification
  • Identifies those most at risk of emergency admission - top 1% risk

 Partnership working
  • Between the GP practice, Social services and provider services.

 Avoid duplication
  • Services, resources and patient contacts

 Proactive management
  • Long term conditions and social needs

 Prevents avoidable hospital admissions
  • Robust planned care and patient education in the community
Integrated care model of care
      Identify
    Service User
                                   Case Conference                            Care Plan
 Health Analytics used
 to identify top 1% of     Fortnightly cluster meetings held.
 patients at risk.         Attended by core team                   Team agrees action plan for
 Clinical judgement        Meetings approximately 45               each patient
 used to supplement        minutes.
 the risk stratification   2-3 new patients plus other
 tool.                     existing patients discussed.

 Self Management
Patient is provided
with information on                 Care Plan Review                          Care Delivery
what to do in case of
emergency                     Care plan shared with MDT and         Community Matrons undertake an
                              discussed at next meeting.            assessment of the patient .
 Onward Referral              The MDT team reviews the care         Members of the MDT provides
 Patient referred to          plan and agrees if other measures     patient with the necessary care to
 supporting services          need to be put in place to prevent    prevent admission.
 in the community             the admission.
                                                                    Liaison officer follows through with
  Ongoing Care                The team risk rates the patient       patient and MDT to ensure service
                              and agrees a follow-up period.        is provided.
Patient kept on the
register for a period
of 6 months for on-
going care.

                                                        5
The integrated care team


                                      GP

 End of Life                                                 Mental
                         Care                                health
                                                Community
                       liaison
                                                  Matron
                       officer

                                   Service
  Therapies            Practice
                                    User                       Third
                                                               Sector

                        Nurse                    Social
                                                 Worker
                      (Optional)

                                     District                Drug &
                                                            Alcohol
                                     Nurse                  services
        Acute care
        specialists
Risk profiling for integrated care

  Use Health Analytics

  • Combined Predictive Model

  Commissioning tool

  • Integrated electronic solution for patient care
    information

  Multi functional tool

  • Integrates care data from any source
  • Financial and clinical data
Functionality


 Segment by :

 •   Risk score
 •   Age
 •   Emergency admissions and attendance
 •   Cost (primary and secondary)
 •   Specific long term conditions


 Role-based access

 Electronic care plan functionality
Risk profiling for Integrated Care:
Modelling the clusters
 The data from Health analytics enabled us to group the practices into the ‘clusters’
 depending on location & number of high risk patients in the cohort.

 This also allowed us to work with community providers and social care to begin work
 aligning the teams

                                                          Number of
                                  Practice   List Size   patients in HA
                                                             top 1%

                   Practice   1                   7798              167
                   Practice   2                   7425              122
       Cluster 1




                   Practice   3                   3246               54
                   Practice   4                   3686               61
                   Practice   5                   5103               97
                   Practice   5                   5200               82
                   Practice   6                   4348               47

                   Practice   7                  12498              204
                   Practice   8                  10378              152
       Cluster 2




                   Practice   9                   4724               46
                   Practice   10                  6394               39
                   Practice   11                  4222               38
                   Practice   12                  3082               56
                   Practice 13                    2748               26
Risk profiling for integrated care:
Selecting the cohort

                        Identify top 1%
                         risk segment –          Modelling
                       4239 in Redbridge       indicates that
                                              90% of these will
                                                have one or
                                                 more LTC
                                   Reviewed by
                                 Integrated Care
                                team – accepted
                                    if suitable




     These people accepted into Integrated Care will then be discussed
     by the team and a care plan will be developed across both health
                              and social care
Identifying the highest risk patients

Within the top 1% there is a significant variance in
risk scores – we are able to sort the patients in
order of risk score to ensure
the highest risk patients are
 considered first for
case management

                                                 Bottom 10 risk
     Top 10 highest                              scores in
     risk scores in                              the top 1%
     the top 1%                                  (Average
     (Average                                    Emergency
     Emergency                                   Admissions
     Admissions 6.4)                             0.1)
Outcomes
   Over 1300 patients with MDT care plans in place

   132 GP practices, 3 local authorities, 2 acute trusts and
    1 community provider delivering the model of care

   Improved co-ordinated care by multi-disciplinary teams
    and reduced duplication

   Every patient has a nominated and dedicated liaison
    officer to coordinate personalised care

   Rapid access to social care as needed through direct
    referral to social care

   Co-location of health and social care teams in B&D and
    Redbridge building “high trust” partnership teams
Disease             •Disease risk analytics


Robert Meaker
Associate Director for Commissioning
Support and Innovation

NHS North East London and the City
Why Chronic Obstructive Pulmonary
Disease ?
                           Chronic Obstructive Pulmonary Disease (COPD)




       Direct healthcare cost of over           affects around 4% of the adult      10 % of emergency admissions 1
              ÂŁ950,000,000 1                             population. 1
                                                                                      14 % admitted patients die 1
     Indirect costs of ÂŁ1,300,000,000 1         Highest costing individual with
                                                COPD over 2 years ÂŁ50,299 2        35 % are readmitted within 90 days
                                                                                                   1

      2 year cost of COPD in Barking &        Severe mean, 10 care visits ÂŁ8,000
          Dagenham ÂŁ5.5 million 2                           p.p. 1




1                                         2
    Source European respiratory Society Source ONEL business intelligence
High Cost –Secondary Care Use




 Practice 1   Practice 2   Practice 3   Practice 4   Practice 5   Practice 6   Practice 7   Practice 8   Practice 9   Practice 10   Practice 11
Intention

 • Defining quality “Risk factors” – NICE Quality Standards
   for COPD

 • Measuring Quality= Health Analytics data extraction
   system installed in each surgery

 • Education programme at multiple levels – offering
   support where needed and wanted

 • Empowering patients
Identification of Interventions

 Establish and monitor a set of 7 core
 areas for patient care, within primary care.

 1) Post bronchodilator spirometry
 2) Severity Measurement
 3) Annual review
 4) Smoking cessation
 5) Pulmonary rehabilitation
 6) Self management plan
 7) Palliative care

       The Health Analytics tool, identified a 10 fold baseline
       variation between practices on many quality measures
Interventions to reduce risk (Quality)
Impact of Interventions

  100
   90
   80
   70
   60
   50
   40                                                     Pre
   30                                                     Post
   20
   10
    0
        Spirometry    Self Management       Ref. PR
        Confirmed       Plan Issued
        Diagnosis

            Key Indicators Pre and Post Intervention
        45 Practices with 2788 Registered COPD Patients
Impact on COPD Admissions
1200
                                                                                                                                                                                                                                                                   Number of
                                                                                                                                                                                                                                                                   patients not
                                                                                                                                                                                                                                                                   diagnosed with
                                                                                                                                                                                                                                                                   COPD by GP,
                                                                                                                                                                                                                                                                   having a COPD
                                                                                                                                                                                                                                                                   related IP
                                                                                                                                                                                                                                                                   admission (any
                                                                                                                                                                                                                                                                   type) in the last
                                                                                                                                                                                                           681 690 684                                             12 months
                                                                                                                                           658 656 657 647
                                                                                                                                   641 651                                                                                                  646
                                                                                                                        610                                                                                                                                        Number of
                                                                                                                                                                                                                                                        599
 600                                                                                                        584                                                                                                                                                    patients not
                                                                                                 561
                                                                          540 545                                                                                                                                                                                  diagnosed with
                                                              519                                                                                                                                                                                                  COPD by GP,
                                                   499
       479                479                                                                                                                                                                                                                                      having a COPD
                  461 470                                                                                                                                                                                                                                          related IP
                                                                                                                                                                                                                                                                   admission (any
                                                                                                                                                                                                                                                                   type) in the last
                                                                                                                                                                                                                                                                   12 months
                                                                                                                                                                                                                                                                   Total number of
                                                                                                                                                                                                                                                                   COPD related IP
        479 453 632 608 562 534 483 464 664 623 618 617 604 583 562 543 528 514 503 412 398 393                                                                                                                                                                    admissions (any
 300                                                                                                                                                                                                                                                               type) in the last
                                                                                                                                                                                                                                                                   12 months
       1/1/2010

                  1/3/2010

                             1/4/2010

                                        1/6/2010

                                                   1/9/2010




                                                                                      1/3/2011

                                                                                                 1/4/2011



                                                                                                                        2/7/2011

                                                                                                                                   4/8/2011

                                                                                                                                              1/9/2011




                                                                                                                                                                                                           1/2/2012

                                                                                                                                                                                                                      3/3/2012

                                                                                                                                                                                                                                 8/4/2012



                                                                                                                                                                                                                                                        9/6/2012
                                                              1/11/2010

                                                                          31/1/2011




                                                                                                            16/6/2011




                                                                                                                                                         8/10/2011




                                                                                                                                                                                               21/1/2012




                                                                                                                                                                                                                                            19/5/2012
                                                                                                                                                                     19/11/2011

                                                                                                                                                                                  11/12/2011


   COPD admissions showing sub analysis by patients
   known and not known to GP with a diagnosis of COPD
   within : Barking and Dagenham
Intervention stage 2


                     Patient empowerment




             Promote improvement through patients



    Send each COPD patient a score card containing a report on
               the core primary care interventions




                               VIDEO
Learning


• Define Patient Risk factors “Quality Care”
• Measure Quality Care
• Multi Level Educational Intervention

•   Data reliability critical
•   Massive Practice Variation
•   Huge Learning need
•   Work from within
•   You can make a difference (and quickly)

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Approaches to case finding: models and application

  • 1. Approaches to case finding: models and application Managing referral rates and reducing admissions
  • 2. Introduction Outer north east London have implemented two risk based approaches to case finding in order to reduce hospital admissions and referrals • Clinical risk Population targeting • Disease risk Disease analytics
  • 3. Population • Clinical risk targeting Laura Osborn Planning and Delivery Project Manager NHS North East London and the City
  • 4. Outline and aims Risk stratification • Identifies those most at risk of emergency admission - top 1% risk Partnership working • Between the GP practice, Social services and provider services. Avoid duplication • Services, resources and patient contacts Proactive management • Long term conditions and social needs Prevents avoidable hospital admissions • Robust planned care and patient education in the community
  • 5. Integrated care model of care Identify Service User Case Conference Care Plan Health Analytics used to identify top 1% of Fortnightly cluster meetings held. patients at risk. Attended by core team Team agrees action plan for Clinical judgement Meetings approximately 45 each patient used to supplement minutes. the risk stratification 2-3 new patients plus other tool. existing patients discussed. Self Management Patient is provided with information on Care Plan Review Care Delivery what to do in case of emergency Care plan shared with MDT and Community Matrons undertake an discussed at next meeting. assessment of the patient . Onward Referral The MDT team reviews the care Members of the MDT provides Patient referred to plan and agrees if other measures patient with the necessary care to supporting services need to be put in place to prevent prevent admission. in the community the admission. Liaison officer follows through with Ongoing Care The team risk rates the patient patient and MDT to ensure service and agrees a follow-up period. is provided. Patient kept on the register for a period of 6 months for on- going care. 5
  • 6. The integrated care team GP End of Life Mental Care health Community liaison Matron officer Service Therapies Practice User Third Sector Nurse Social Worker (Optional) District Drug & Alcohol Nurse services Acute care specialists
  • 7. Risk profiling for integrated care Use Health Analytics • Combined Predictive Model Commissioning tool • Integrated electronic solution for patient care information Multi functional tool • Integrates care data from any source • Financial and clinical data
  • 8. Functionality Segment by : • Risk score • Age • Emergency admissions and attendance • Cost (primary and secondary) • Specific long term conditions Role-based access Electronic care plan functionality
  • 9. Risk profiling for Integrated Care: Modelling the clusters The data from Health analytics enabled us to group the practices into the ‘clusters’ depending on location & number of high risk patients in the cohort. This also allowed us to work with community providers and social care to begin work aligning the teams Number of Practice List Size patients in HA top 1% Practice 1 7798 167 Practice 2 7425 122 Cluster 1 Practice 3 3246 54 Practice 4 3686 61 Practice 5 5103 97 Practice 5 5200 82 Practice 6 4348 47 Practice 7 12498 204 Practice 8 10378 152 Cluster 2 Practice 9 4724 46 Practice 10 6394 39 Practice 11 4222 38 Practice 12 3082 56 Practice 13 2748 26
  • 10. Risk profiling for integrated care: Selecting the cohort Identify top 1% risk segment – Modelling 4239 in Redbridge indicates that 90% of these will have one or more LTC Reviewed by Integrated Care team – accepted if suitable These people accepted into Integrated Care will then be discussed by the team and a care plan will be developed across both health and social care
  • 11. Identifying the highest risk patients Within the top 1% there is a significant variance in risk scores – we are able to sort the patients in order of risk score to ensure the highest risk patients are considered first for case management Bottom 10 risk Top 10 highest scores in risk scores in the top 1% the top 1% (Average (Average Emergency Emergency Admissions Admissions 6.4) 0.1)
  • 12. Outcomes  Over 1300 patients with MDT care plans in place  132 GP practices, 3 local authorities, 2 acute trusts and 1 community provider delivering the model of care  Improved co-ordinated care by multi-disciplinary teams and reduced duplication  Every patient has a nominated and dedicated liaison officer to coordinate personalised care  Rapid access to social care as needed through direct referral to social care  Co-location of health and social care teams in B&D and Redbridge building “high trust” partnership teams
  • 13. Disease •Disease risk analytics Robert Meaker Associate Director for Commissioning Support and Innovation NHS North East London and the City
  • 14. Why Chronic Obstructive Pulmonary Disease ? Chronic Obstructive Pulmonary Disease (COPD) Direct healthcare cost of over affects around 4% of the adult 10 % of emergency admissions 1 ÂŁ950,000,000 1 population. 1 14 % admitted patients die 1 Indirect costs of ÂŁ1,300,000,000 1 Highest costing individual with COPD over 2 years ÂŁ50,299 2 35 % are readmitted within 90 days 1 2 year cost of COPD in Barking & Severe mean, 10 care visits ÂŁ8,000 Dagenham ÂŁ5.5 million 2 p.p. 1 1 2 Source European respiratory Society Source ONEL business intelligence
  • 15. High Cost –Secondary Care Use Practice 1 Practice 2 Practice 3 Practice 4 Practice 5 Practice 6 Practice 7 Practice 8 Practice 9 Practice 10 Practice 11
  • 16. Intention • Defining quality “Risk factors” – NICE Quality Standards for COPD • Measuring Quality= Health Analytics data extraction system installed in each surgery • Education programme at multiple levels – offering support where needed and wanted • Empowering patients
  • 17. Identification of Interventions Establish and monitor a set of 7 core areas for patient care, within primary care. 1) Post bronchodilator spirometry 2) Severity Measurement 3) Annual review 4) Smoking cessation 5) Pulmonary rehabilitation 6) Self management plan 7) Palliative care The Health Analytics tool, identified a 10 fold baseline variation between practices on many quality measures
  • 18. Interventions to reduce risk (Quality)
  • 19. Impact of Interventions 100 90 80 70 60 50 40 Pre 30 Post 20 10 0 Spirometry Self Management Ref. PR Confirmed Plan Issued Diagnosis Key Indicators Pre and Post Intervention 45 Practices with 2788 Registered COPD Patients
  • 20. Impact on COPD Admissions 1200 Number of patients not diagnosed with COPD by GP, having a COPD related IP admission (any type) in the last 681 690 684 12 months 658 656 657 647 641 651 646 610 Number of 599 600 584 patients not 561 540 545 diagnosed with 519 COPD by GP, 499 479 479 having a COPD 461 470 related IP admission (any type) in the last 12 months Total number of COPD related IP 479 453 632 608 562 534 483 464 664 623 618 617 604 583 562 543 528 514 503 412 398 393 admissions (any 300 type) in the last 12 months 1/1/2010 1/3/2010 1/4/2010 1/6/2010 1/9/2010 1/3/2011 1/4/2011 2/7/2011 4/8/2011 1/9/2011 1/2/2012 3/3/2012 8/4/2012 9/6/2012 1/11/2010 31/1/2011 16/6/2011 8/10/2011 21/1/2012 19/5/2012 19/11/2011 11/12/2011 COPD admissions showing sub analysis by patients known and not known to GP with a diagnosis of COPD within : Barking and Dagenham
  • 21. Intervention stage 2 Patient empowerment Promote improvement through patients Send each COPD patient a score card containing a report on the core primary care interventions VIDEO
  • 22. Learning • Define Patient Risk factors “Quality Care” • Measure Quality Care • Multi Level Educational Intervention • Data reliability critical • Massive Practice Variation • Huge Learning need • Work from within • You can make a difference (and quickly)