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NHS
CANCER
                              NHS Improvement
                                          Lung

DIAGNOSTICS




HEART




LUNG




STROKE




NHS Improvement - Lung
Improving the quality and
safety of home oxygen services:
The case for spread
Improving the quality and safety of home oxygen services: The case for spread




Contents

Improving the quality and safety of home
oxygen services: The case for spread

1: Introduction                                                       4

1.1   Context                                                         4
1.2   Summary of workstream learning                                  4
1.3   The case for spread                                             8
1.4   Use of data                                                     9

2: Learning from the prototype projects                              12

2.1   Components of a quality HOS-AR model                           12
2.2   Practical service models                                       15
2.3   Issues and challenges                                          17
2.4   Overall project cost savings                                   17

3: Case studies                                                      19

3.1   Oxford                                                         19
3.2   Hampshire                                                      21
3.3   Derby                                                          23
3.4   Salford                                                        25
3.5   Stockport                                                      27

4: Additional information and resources                              29

Appendix 1: North East procurement of HOS-AR provider –              29
a case study

Appendix 2: Project team process maps and other lung                 32
improvement resources

5: Acknowledgements and references                                   34




                                                                                             3
Improving the quality and safety of home oxygen services: The case for spread




1: Introduction



1.1 Context                             Home oxygen services have been a          The prototype work placed a great
                                        particular priority within the            emphasis on the safe and appropriate
This prototype project final report     respiratory programme as earlier          use of home oxygen and as such was
builds upon the learning from the       work had revealed significant waste       well aligned with NHS Outcomes
initial testing phase projects. The     in the use of resources with many         Strategy Domain 5 - Treating and
lessons learned from the earlier work   patients either not using, or receiving   caring for people in a safe
are documented within two               no clinical benefit from, supplied        environment; and protecting them
improving home oxygen services          therapy. This problem was                 from avoidable harm6.
workstream publications entitled        compounded as an estimated 20% of
Emerging Learning from the National     patients requiring therapy were not       The prototype project teams were
Improvement Projects1 and Testing       receiving it5.                            widely dispersed across England and
the Case for Change2.                                                             this report features case studies from
                                        The testing phase work sought to          five sites: Hampshire, Oxford, Derby,
The earlier publications highlighted    establish the case for change i.e. that   Salford and Stockport.
the work of 12 multidisciplinary        quality assured prescribing of home
project teams based in various sites    oxygen therapy through structured
across England. As part of the          assessment and ongoing clinical           1.2 Summary of workstream
national chronic obstructive            review not only improves safety and       learning
pulmonary disease (COPD) project        quality but also increases cost
cohort these sites were supported in    efficiency.                               A key objective of the prototype
the practical use of service                                                      project work was the refinement of
improvement methodology in order        The results from the testing projects     the testing phase approach in order
to implement home oxygen service -      successfully proved this concept and      to identify the first steps clinical
assessment and review (HOS-AR) as       so the goal of the prototype phase        networks should undertake when
specified within the national good      was to establish the case for the         trying to improve the home oxygen
practice guide3.                        spread of good practice and so            pathway and also to define the key
                                        establish HOS-AR across the country.      success principles of practical service
Both the national COPD project work                                               implementation.
and the development of the good         The work presented within this
practice guide were constituents of a   publication was undertaken by the         These ‘first steps’ and ‘success
wider respiratory programme of work     six project teams comprising the          principles’ have been published
supporting the introduction of the      prototype phase of the national           separately but are included within
Outcomes Strategy for COPD and          COPD projects improving home              this document for completeness.
Asthma4.                                oxygen workstream.




4
Improving the quality and safety of home oxygen services: The case for spread




First steps to improving chronic obstructive pulmonary disease (COPD) care




            LIVIN               First steps to improving chronic obstructive pulmonary disease (COPD) care
                G
                    WIT
                     H




        What you can do     Why it matters                          How to do it

        7. Do not           Home oxygen is a treatment for          Promote the message to staff
        prescribe           chronic hypoxaemia and NOT a            and patients that ‘oxygen is not
        oxygen for          treatment for breathlessness. It        a treatment for breathlessness’
        ‘breathlessness’    is a drug and should only be            and that there are often more
                            prescribed where clinically             appropriate ways to manage
        and ensure
                            indicated otherwise it is of NO         breathless patients.
        prescribing         benefit and potentially harmful
        remains             to some patients.                       Ensure only patients who have
        clinically                                                  been assessed by a specialist
        appropriate         In PCTs that have introduced a          service are prescribed oxygen and
        and cost            review of their oxygen registers        that they receive ongoing review.
        effective           coupled with the introduction of        This involves measuring both
        through             a formal assessment service up          oxygen saturations and blood
        formal              to £400,000 has been saved in           gases and reviewing other clinical
                            one year. If the scale of savings       data together with supplier data
        assessment
                            were replicated across England,         on usage, flow rate, duration
        and ongoing         it is estimated that they could         and equipment.
        review              amount to between £10-20m.
                                                                    Rationalise therapy in line with
                                                                    clinical need and undertake
                                                                    supported withdrawal of oxygen
                                                                    providing no clinical benefit.


        8. Oxygen           Some patients with COPD or              Oxygen alert cards and 24%
        alert cards         other long term chest conditions        masks (recommended in the
        should be           can become sensitive to medium          BTS 2008 guideline) can avoid
        provided for        or high doses of oxygen. This           hypercapnic respiratory failure
                            does not happen to everyone             by alerting healthcare
        at risk
                            with these conditions, only a           professionals that patients are
        patients            small number, therefore, if             sensitive to oxygen. Oxygen
                            oxygen is needed by these               alert cards should be issued
                            patients, it should be given in a       to all at risk patients on
                            controlled way and monitored            discharge as part of the
                            carefully.                              discharge planning process.




                                                                                                             5
Improving the quality and safety of home oxygen services: The case for spread




Success principle 10: Home oxygen




                                                                                                                                    NHS
    10                                                                                                          NHS Improvement
                                 Success principles                                                                                      Lung
                                 Making a real difference

                                 TEN:
            FIND
                I
                                 Home oxygen
                NG
                       O UT




                                 Home oxygen therapy is provided to about 85,000 people in England, costing approximately £110
                                 million a year. Home oxygen service assessment and review (HOS-AR) is variable as patients in many
            LIVIN                Primary Care Trusts (PCTs) do not receive a quality assured clinical assessment and a review of their
                                 ongoing need for long term home oxygen.
                G
                     WIT




                                 The variation in provision of HOS-AR increases the potential for poor quality care and waste and it has
                        H




                                 been estimated that 24% to 43% of home oxygen prescribed in England is not used or provides no
                                 clinical benefit.
          N THING
        HE
                                 Gross savings of up to 40% - equivalent nationally to £45 million a year or £300,000 per PCT can
                   S
    W




          !
                       GO




                                 potentially be achieved through the establishment of home oxygen services, oxygen register review and
                       WRO




                                 formal clinical assessment.
                   N
               G

            TO W                 Reducing variation in service provision can help tackle health inequalities and ensure consistency in the
                A                safety and efficacy of services.
                    RD
                       S THE E




                                 1. Implement Home Oxygen Service – Assessment and Review (HOS-AR) in line with nationally
               ND                identified good practice
                                 Why - In order to ensure quality of care, safe use of oxygen and the avoidance of waste.
                                 How - Review the learning from the national COPD projects improving home oxygen service workstream
                                 available at www.improvement.nhs.uk/lung
                                 Liaise with your respiratory clinicians and make use of national good practice guide and the Department of
                                 Health commissioning specification for HOS-AR in order to construct a business case and devise a service
                                 specification.
                                 Example: NHS Nottinghamshire County Community COPD Team, Sherwood Forest Hospitals NHS
                                 Foundation Trust and County Health Partnership: ‘Patient review provides the ideal opportunity to re-
                                 categorise the oxygen supply according to changing clinical and social needs.’

                                 2. Use both clinical and oxygen supplier data systematically to support the assessment and
                                 review process
                                 Why - Data review enables the identification of patients who may potentially require therapy rationalisation
                                 or the supported withdrawal of oxygen. It also helps identify sources of inappropriate prescribing and
                                 maintain tight cost control.




6
Improving the quality and safety of home oxygen services: The case for spread




How - Provide HOS-AR teams with access to oxygen usage data from suppliers and ensure they work collaboratively
with managers and information specialists to routinely review the usage, flow rate, duration and equipment of home
oxygen patients.
Example: NHS Hull and the City Health Care Partnership: ‘Using cost and usage data from the oxygen supplier is
the smartest way to determine a starting point for assessing and reviewing patients.’

3. Integrate HOS-AR within the wider respiratory care pathway and coordinate activities with non-
respiratory specialties
Why - Oxygen therapy assessment and ongoing review provides the opportunity to optimise all other aspects of
patients COPD management (or their other long term conditions).
How - Undertake process mapping and also demand and capacity analysis to understand the whole pathway and
identify opportunities for new ways of working. Ensure that HOS-AR is explicitly detailed within the respiratory service
specification and that the HOS-AR team activities are aligned with other respiratory services such as pulmonary
rehabilitation. Ensure coordination exists with non-respiratory services such as cardiology, neurology and palliative
care.
Example: Wirral University Hospital NHS Foundation Trust and NHS Wirral: ‘Using a model that integrates
oxygen assessment and review with COPD and Pulmonary Rehabilitation services and is supported by secondary care
has contributed to the success of this community based service.’

4 Promote the message that ‘Home oxygen is a treatment for chronic hypoxaemia and NOT a
treatment for breathlessness’
Why - Oxygen is a drug and should only be prescribed where clinically indicated otherwise it is of NO benefit and
potentially harmful to some patients.
How - Establish ongoing and effective communication between the HOS-AR team, primary and secondary care and
also patients groups through education sessions and Forum meetings. A continuing dialogue should occur in respect
of best practice, treatment goals and HOS-AR referral criteria.
Example: NHS Birmingham East & North and Heart of England NHS Foundation Trust: ‘Engage GP consortia to
ensure the project has support and buy-in, engagement with the clinical lead may assist in terms of reinforcing the
message to patients and clarifying the indications for oxygen therapy’

5. Work collaboratively to formalise policies and procedures around the safe use of home oxygen

Why - Oxygen therapy is highly flammable and can result in serious injury or even death if not used safely.
How - Ensure patients and carers receive instruction in the safe use of home oxygen during the assessment and review
process and provide support to stop smoking. Work in partnership with oxygen suppliers and local Fire Rescue Services
to promote consistent messages around the safe use of oxygen and to establish risk identification, risk management
and clinical governance policies and procedures.
Example: NHS Hull and the City Health Care Partnership: ‘Working with the Fire Brigade has helped tackle the
challenges experienced by the team in educating patients and carers of the risks around health and safety and on
dangers of smoking to themselves and others, making such discussions more impactful’




                                                                                                                           7
Improving the quality and safety of home oxygen services: The case for spread




1.3 The case for spread                   Improving the landscape in respect          In devising a spread strategy it was
                                          of assessment and review was                important to align the approach with
Sharing the learning: The home            acknowledged as important in                both the DH service specification for
oxygen workstream national                supporting the efforts of the               HOS-AR5 (part of the COPD
improvement lead sought widespread        Department of Health and the regions        commissioning toolkit7) and the
collaboration with stakeholders. These    as they sought to re-procure and            national COPD project learning.
stakeholders included the Department      successfully transition the oxygen
of Health home oxygen team, the           supply contracts.                           This ensured a premium was placed
regional respiratory programme teams                                                  on quality by emphasising:
and also the regional home oxygen         In many localities the strengthened         • structured assessment for accurate
service (HOS) leads. This collaboration   clinical input, better data management        diagnosis and appropriate
was important in the promotion of         and overall service coordination              prescribing;
nationally endorsed good practice and     provided by HOS-AR also assisted the        • information management; and
the spread of the emerging learning       oxygen supply companies with the            • patient and professional education
from the national COPD projects.          transition process.                           around the goals of treatment.

As such, the national improvement         In addition, the important service          Safety was prioritised by
lead (NIL) participated in numerous       coordinating role undertaken by HOS-        emphasising:
home oxygen best practice workshops       AR teams together with their role in        • ongoing review of clinical need;
hosted by respiratory clinical networks   educating both patients and                 • instruction in the safe and
and regional respiratory programme        healthcare professionals and also their       appropriate use of oxygen; and
teams.                                    role in supporting risk management          • risk assessment and clinical
                                          contributed in small part to the success      governance.
The workstream publications were also     of many regional transition
widely disseminated in both print and     programmes. It also strengthened the        Productivity was addressed by:
electronic form. The project teams        case for HOS-AR to be available more        • rationalising therapy to reduce
also played a major role forming an       widely.                                       waste; and
informal virtual network for spread                                                   • matching prescribing to clinical
and sharing their experiences with        The goals of HOS-AR spread: Using             need.
colleagues across the country in local    intelligence gained from initial surveys
education sessions and communities of     of HOS-AR coverage, undertaken by
practice                                  the Department of Health (DH), an             In order to ensure the spread
                                          estimated 60% of Primary Care Trusts          strategy met these aims four
Collectively this meant that even         (PCT) had established some form of            principle objectives for the
before a formal spread programme          HOS-AR by the time a formal spread            spread of HOS-AR were
was established many localities and       programme was launched in                     established:
regions were enabled to adopt much        September 2012. These estimates are
of the learning and implement             being revised as a more robust survey         1. Adopt formal assessment
improvements in their home oxygen         is currently underway.                           and review;
prescribing procedures, data                                                            2. Reduce variation;
management and cost control.              It is difficult to establish exactly what     3. Commission services for
                                          the coverage was prior to the start of           sustainability; and
                                          the testing phase project work but is         4. Improve safety and
                                          generally accepted that HOS-AR                   patient care.
                                          covering the whole population served
                                          by each local PCT was not widespread.




8
Improving the quality and safety of home oxygen services: The case for spread




1.4 Use of data
                                               Examples of home oxygen project service improvement measures
Home oxygen is an area of the NHS
that has a wealth of data available for        1. What proportion of HOOFs were completed by the HOS-AR team?
it to use, with invoice data, supplier         2. How many patients have potentially clinically inappropriate supply,
concordance reports, and local patient            for example:
caseload information. Oxygen usage             • Over four hours of SBOT
data from supplier companies is made           • Under eight hours of LTOT
available on a regular basis to                • Over or Underuse of prescribed oxygen
commissioners in the form of large             3. How much is spent on home oxygen supply per month?
spread sheets.                                 4. How many patients receive home oxygen each month?
                                               5. What is the service activity – e.g. How many therapy commencements
These large spread sheets can be                  and removals?
difficult for a non-expert to use and
interpret and often there is so much
data that it is difficult to identify an
area to focus. As a result, HOS-AR          The project metrics used were
services often lack key metrics that        dependant on the information
might more usefully inform service          received from the suppliers, and some
delivery and drive improvement work.        required further local data collection.

Metrics and measures                        The data requirements for
During the improvement projects,            commissioning HOS-AR may differ
teams were encouraged to focus on           from those used in a service
driving the quality and appropriateness     improvement project. The service
of the supply of oxygen, and improve        specification in the Department of
the efficiency of services.                 Health Home Oxygen Assessment
                                            and Review Commissioning Toolkit
Project measures were chosen that           suggests a number of commissioning
were appropriate to the goals, these        key performance indicators and a few
included:                                   of these are listed below:

• rules to check for patients potentially
  on inappropriate supply and outside
                                               • The percentage of eligible people booked for their HOS
  of national clinical guidance;
                                                 assessment who attend their appointment.
• process measures to count the
                                               • The percentage of people prescribed oxygen therapy who have
  number of patients reviewed;
                                                 a follow up home visit within four weeks.
• a measure on the referral source of
                                               • The percentage of people on long-term oxygen therapy who
  the new HOOF; and
                                                 have had a review in the last nine months.
• outcome measures including total
                                               • The number of inappropriate oxygen prescriptions identified
  spend and change to size of
                                                 on assessment.
  caseload.




                                                                                                                        9
Improving the quality and safety of home oxygen services: The case for spread




The benefits of using data to             Sample Dashboard
drive improvements in HOS-AR
As has been established during the
testing phase national project work,
the establishment of HOS-AR has a
potential to save money alongside
improving quality of care.
Effective use of data is a critical
success factor in realising these dual
benefits. Systematic use of supplier
and clinical data coupled with the
development of locally appropriate
service metrics are the foundations of
this approach. Below are listed a few
practical tips on data management
arising from the national project
work:

1. Use concordance data, but not in
   isolation. Project teams found that
   looking at the waste through using
   the concordance data was an
   excellent start, but combining this    4. Review how HOS-AR teams use             data issues surrounding both the
   alongside looking at quality of           their time – often surprising results   improvement project work and the
   prescribing enabled them to               were discovered in inefficient          transition in oxygen supply.
   identify many areas for                   administrative processes, and time
   improvement                               managing oxygen supplier                These dashboards together with
2. Who commences oxygen is a good            relations.                              other locally devised data
   process measure. In some areas                                                    management initiatives supported the
   with low spend and well managed        Making the data useable –                  home oxygen teams in making
   oxygen use, teams found that over      systems and approaches.                    clearer patient care decisions and
   90% of commencements had               The data environment described             motivated service change.
   been initiated by a specialist from    above meant that national COPD
   their HOS-AR team.                     project teams needed support from          Visual management is an important
3. Review how many patients are           the NHS Improvement - Lung team in         tool in using data to drive
   supplied oxygen outside of             order to harness oxygen usage data         improvement. While project sites
   guidance, where it may not be          in a meaningful way to facilitate          often thought that they understood
   clinically appropriate. For example,   appropriate prescribing, cost control      their services well, improvements in
   consider those on over four hours      and clinical governance.                   the analysis and representation of
   of short burst oxygen a day, or                                                   these large amounts of data often
   under eight hours of long term         To this end the work stream was ably       identified hidden issues.
   oxygen therapy.                        supported by the NHS Improvement -         These improvements also enabled the
                                          Lung senior analyst who worked             sites to provide evidence of
                                          with the project teams in the              improvement to themselves and their
                                          development of a monitoring                commissioners.
                                          dashboard and helped them
                                          understand and overcome the



10
Improving the quality and safety of home oxygen services: The case for spread




                                         visits’ (Which include refills,            By using a simple desktop database
   Here are a few points to              installation, risk assessment and          such as Microsoft Access, the NHS
   bear in mind when                     removal of equipment) and                  Improvement - Lung senior analyst
   developing a local data               equipment rental charges (itemised         was able to increase the efficiency
   dashboard                             by type of supply).                        and quality of the data provided to
                                                                                    the HOS-AR teams. The resulting
   • Choose a few, focused               Knowing where to start, and working        Access database tool enabled:
     metrics to drive                    with the comprehensive data now
     improvement.                        supplied by the oxygen suppliers is a      • Automation of simple data
   • Be pragmatic – it’s not             daunting and intimidating task for           processing tasks.
     easy to get perfect data,           many.                                      • Reduction of the repetition of data
     and often simple data is                                                         processing in Excel.
     more useful.                        Many teams start with the                  • Introduction of ‘reports’ to highlight
   • Present the data in a               spreadsheet, adding filters,                 patients to review, and combining
     simple way that makes the           highlighting rows of interest, and also      key data onto a single patient page.
     progress and goals clear.           adding columns to total costs. This        • Production of more complex reports
     We found a dashboard                would often be a complex procedure,          – summarising transactions,
     was a helpful tool.                 and is usually reliant upon one              identifying outliers and risky data.
   • Remember data is an                 individual to process the data.            • A single page helpfully summarising
     essential part of HOS-AR –                                                       the oxygen usage data for a patient
     without it, we often do             The data often resides in separate           which was well received by
     not know who our                    tables for transactions, patient             clinicians.
     patients are or whether             invoices and concordance reporting,
     our patients are receiving          and so linking data items together         Use of the Access database tool at
     benefit from this life              requires the home oxygen service           times required the support of data
     prolonging therapy.                 lead to swap between different files,      experts to set up – but it was
                                         writing down patient ID’s to               anticipated that any future
                                         compare. It became evident that            maintenance would be minimal as
                                         support to process and analyse the         the data supplied from the oxygen
Future work – tools to interrogate       data was required.                         providers has an established format.
oxygen supplier data under the
new contract
The new contracts for home oxygen
supply commenced at the end of the         Key learning arising from using this database approach
home oxygen improvement projects,
which made it difficult for some           1. There are sometimes discrepancies between the number of cylinders
project sites to provide consistent           charged for by providers and the number of cylinders ordered for
data during the transition.                   patients.
                                           2. The types of cylinders provided may not those specified on the
The new data provided by oxygen               order form.
suppliers is very comprehensive and        3. Large numbers of cylinders are still being held in patient homes,
includes information on the ordered           highlighting potential danger.
supply, the reported use of the supply     4. Patients are often receiving visits for refill of cylinders multiple times
and a waste estimate. In addition, it         per month, sometimes multiple refills per week.
now itemises the number of ‘service        5. There is frequent use of urgent supply services.
                                           6. Clinically inappropriate supply is still occurring in some instances.




                                                                                                                           11
Improving the quality and safety of home oxygen services: The case for spread




2: Learning from the prototype projects


2.1 Components of a quality
HOS-AR model                              1. Commissioned Service (including service specification and
                                          referral criteria)
The Department of Health good
practice guide3 published in 2011         All the project teams felt the need to reinforce the importance of
identified a number of components         having the work undertaken by HOS-AR teams explicitly outlined within
of a Home Oxygen Service                  the specification of a commissioned service.
Assessment and Review and listed
them within appendix 6 of that same       This would ensure the sustainability of the service and ensure quality is
document.                                 defined in terms of key performance indicators and articulated
                                          standards.
The national COPD project work
looked at these components from a         Historically, much of the oxygen assessment work undertaken across
service improvement perspective and       the country has not been detailed within existing respiratory service
re-articulated them as seven critical     specifications and in some respects it can be thought of as being
success factors necessary for practical   undertaken ‘at risk’ in terms of sustainability and quality assurance.
implementation of an operational
service model. These are:                 It is also very important to specify the local referral criteria and define
                                          the patients whose care will be managed by the HOS-AR team and
                                          those oxygen patients whose care is perhaps managed elsewhere e.g.
                                          cardiology dept.

                                          The Department of Health recently published a commissioning
                                          specification5 for home oxygen assessment and review which is also
                                          supported by a patient guide jointly developed by NHS Improvement
                                          and the British Lung Foundation and available at
                                          www.improvement.nhs.uk

                                          In addition to the commissioning specification the Department have
                                          also produced a costing tool which can be used to evaluate the
                                          potential benefits of introducing a commissioned service. Both of these
                                          resources are available at www.dh.gov.uk/health/2012/08/copd-toolkit


                                          2. Initial formal assessment (in accordance with good practice)

                                          It is critical that patients are formally assessed in respect of their clinical
                                          need for oxygen before any oxygen supply is issued to patients. As well
                                          as determining whether the patient is hypoxic or not, the patient will
                                          be assessed to ensure they are receiving optimal care in respect of their
                                          condition and potentially referred to other specialist services if
                                          appropriate.




12
Improving the quality and safety of home oxygen services: The case for spread




3. On-going review (frequency laid down within guidance)

The condition of many Oxygen patients is often subject to change and so it’s important that the therapy they are
receiving is still appropriate to their clinical need. Oxygen is a life prolonging therapy and so it’s vitally important
that the prescription a patient is subject to is ‘fit for purpose’.

The vast majority of oxygen patients are affected by respiratory conditions and as such the DH good practice
guide published in 2011 sets out the gold standard in respect of review frequency.

However a significant number of patients are affected by other conditions such as Heart Failure or Cancer and as
such the healthcare professional (HCP) managing the patient’s condition should do so in line with their own
medical specialty guidelines.

4. Workforce competence in: (i) assessing and reviewing clinical need, (ii) modifying home oxygen
therapy and (iii) identify complications or signs of deterioration needing additional’ management or
onward referral to a specialist.

Complications in respect of an oxygen patient’s condition often arise and so the HCP should be able to spot
significant factors and either appropriately intervene or refer the patient to a colleague skilled in this aspect of
condition management.

Thus it is imperative that the HCP undertaking the assessment is competent to do so and that appropriate liaison
with a consultant is an integral part of the HOS-AR.

5. Integration with respiratory care and coordination with non respiratory specialties

Integration of HOS-AR within the wider respiratory care pathway provides opportunity for improved patient
experience as well as the opportunity to optimise clinical management.
Multi-disciplinary team meetings, shared information systems and well understood patient pathways, treatment
goals and care protocols all support service integration and also improve the responsiveness of services to
changes in a patient’s clinical condition.

There are also natural synergies in terms of the organisation of care and a good example of this is pulmonary
rehabilitation and ambulatory oxygen assessment and provision.

A significant proportion of home oxygen patients have non respiratory conditions such as heart failure or
specialist palliative care requirements. Whilst the HOS-AR may not necessarily manage the care of these patients
(although some teams do operate shared care arrangements) it’s important to have good lines of
communication with these specialties. This ensures care is coordinated enables the HOS-AR team (and
commissioners) to understand the basis upon which these non-respiratory colleagues initiate oxygen and also the
arrangements in place for patient follow-up by these specialties.




                                                                                                                           13
Improving the quality and safety of home oxygen services: The case for spread




     6. Clinical and supplier data management

     Collaboration between clinicians and managers around the effective use of data is vital to achieving safe,
     appropriate and cost effective home oxygen prescribing. Clinicians can advise whether patients flagged as
     outliers in terms of oxygen consumption are at risk or in receipt of inappropriate therapy. Managers and
     clinicians together can use the data to performance manage their local oxygen supplier and familiarity with
     equipment and charging mechanisms enables the identification of opportunities to appropriately rationalise
     therapy.

     7. Education of patients and HCPs (treatment goals/safety/risks)

     The HOS-AR team’s role in supporting supplier performance management and their involvement in prescribing
     cost control are obvious incentives for commissioning assessment and review teams. Perhaps another equally
     value-adding function the HOS-AR team undertake is patient and healthcare professional (HCP) education.

     The goals of home oxygen therapy are often equally misunderstood by non (oxygen) specialist healthcare
     professionals and the general public alike, and much effort is expended on an ongoing basis to tackle through
     education the inappropriate prescribing of oxygen for breathlessness.

     In addition there are many risks associated with incorrect use of oxygen therapy especially as regards fire hazards
     and tubing-related trips and falls.

     The HOS-AR team are more likely to be aware of changes to home oxygen equipment and so they can support
     other specialists who perhaps need to prescribe oxygen for their patients.




14
Improving the quality and safety of home oxygen services: The case for spread




2.2 Practical service models                The Oxfordshire project team during a process mapping event

The five project teams undertaking
the prototype project work cover very
different geographical locations and
employ varied staff groups.

Respiratory nurse specialists are by far
the most widely represented clinical
staff group but teams do also
comprise of respiratory
physiotherapists, physiologists/clinical
scientists and pharmacists/pharmacy
technicians.

In addition, the wider project teams
involved (and sometimes were
led by) non clinical managers              a) the workforce has the                  The costing tool uses actual historical
from commissioning, medicines                competences to:                         oxygen consumption in conjunction
management, information                    • assess, review and modify home          with old and new supply contract
management and finance.                      oxygen therapy                          prices and applies assumptions in
                                           • optimise or recommend strategies        relation to workforce (reflecting the
Some of the teams were based in              for optimising a patients overall       Oxfordshire model) clinic and home
community based premises whilst              management                              visit frequency and duration in order
others operated out a hospital             • recognises when complex or              to generate a model of the potential
setting. The majority of teams had           unusual presentations require           cost impact of introducing HOS-AR.
access to consultant physician advice        specialist intervention.
and worked as part of a wider                                                        The tool does not try to quantify the
respiratory care pathway.                  b) the service is accessible and          benefits arising from improved
                                             operates on a basis that reflects the   patient care and whilst it does allow
Some teams undertook other                   local populations need and              you to tailor assumptions to more
respiratory management duties in to          preferences.                            accurately reflect local priorities it
addition home oxygen assessment                                                      should be remembered that it is a
and review and it also varied as to        c) the service is viewed as responsive,   model all be it a very useful one and
whether or not teams had clinical            integrated, cost effective and          can not for example convey the
responsibility for non–respiratory           sustainable by local commissioners.     importance of home oxygen as a
home oxygen patients.                                                                constituent part of an admission
                                           The Department of Health have             avoidance strategy.
A table summarising the variation in       developed a COPD commissioning
workforce model is shown on                toolkit which includes a best practice
page 16.                                   service specification and costing tool
                                           to support the commissioning of a
In terms of service models what            high quality home oxygen assessment
seems to be important in supporting        and review service. These resources
quality assured HOS-AR is that:            can be accessed by visiting
                                           www.dh.gov.uk/health/2012/08/
                                           copd-toolkit



                                                                                                                         15
A table summarising the variation in workforce models across the home oxygen project teams




16
     Service as at January 2012   Oxfordshire             Derby                   Salford                    Stockport                                                                           Hampshire

                                                          Derbyshire PCT                                                                 Andover         Lymington                 Basingstoke,               Fareham        Southampton            Portsmouth            Isle of Wight
                                                          (south) & Derby                                                                                                          N.E Hampshire
                                                          City PCT                                                                                                                 and Farnham

     HOS patients                 520                     600                     480                        340                                         640

     Patient management                                                                                      280 patient                 381 patient     259 patient               400 patient                                                                            300 patient
                                                                                                             case load                   case load       case load                 case load                                                                              case load

     Respiratory                  Yes                     Yes                     Yes                        Yes                         Yes             Yes                       Yes                        Yes            Yes                    Yes                   Yes

     Heart failure                Yes                     Yes                     Yes                        Yes                         No              Yes                       Yes                        No             No                     No

     Cluster headache             Yes                     Yes                     Yes                        Yes                         No              Yes                                                  No             No                     No

     Palliative care              Yes                     Yes                     Yes                        Yes                         No              Yes                       No                         No             No                     No

     Paediatrics                  Do not Rx O2            Not clinically but      No                         No                          No              No                        No                         No             No                     No                    No
                                  for paediatrics         manage equipment
                                  but support             & data
                                  once on O2 and
                                  monitor usage

     Workforce                    2.6 WTE band            Band 7 full Time        Band 7 respiratory         Band 7 COPD Nurse           2 x Community   2 WTE Band 7              1.6 WTE band 7             2 X Band ?     1.0 wte 37.5           Band 7 1 WTE          0.6 WTE band
                                  6 nurses                Nurse Practitioner      nurse specialist           (1.28WTE), plus Band        Matrons         Respiratory Specialist    nurses and 1 band          Respiratory    Band 6                 Physio 37.5 hours     6 nurse (at
                                                          (1 WTE), Band 6         (1 WTE), Band 6            8a COPD Nurse (0.13                         Nurses and 1 x WTE        6 nurse plus Respiratory   Nurses                                Band 6 0.5 WTE        recruitment
                                                          Nurse Assessor (28hrs   Specialist Pharmacy        WTE), GPwSI 0.05WTE),                       Respiratory Specialist    Physiotherapist            (? WTE)                               Nurse 18.75 hours     phase)
                                                          week 0.75 WTE)          Technician                 Band 3 Admin (0.5WTE)                       Physiotherapist           led Amb. O2
                                                                                                                                                                                   assessments

     Dedicated                    1 WTE                   Fulltime project        Yes – post improvement     Yes                         No              Yes 19 hours              No                         No             0.2 wte 7.5            Band 3 0.27 WTE       0.6 band
     administrative               administrative          support officer         project – now have a                                                   per week                                                            Admin                  Admin assistant       2 admin
     support                      hours                                           band 3 (1WTE)                                                                                                                                                     10 hours


     Do the HOS-AR                Yes                     No                      Yes – non O2 patients      Yes                         Yes             Yes                       Yes                        No             No                     No                    Yes
     clinicians manage                                                            under ongoing review,
     other (non-oxygen)                                                           eg. ILD patients to
     respiratory patients?                                                        determine O2 need if not
                                                                                  already on therapy

     Clinical support             1 hour per week         Consultant              Respiratory Nurse          Respiratory Nurse           Consultant      3 X Consultant            Consultant                 Consultant     Consultant             Consultant            Consultant
                                  of respiratory          Physicians              Consultant                 Consultant GP with a        Physicians      Physicians                Physicians                 Physicians     Physicians             Physicians            Physicians
                                  consultant input.                               Consultant                 specialist interest in
                                                                                  Physicians                 respiratory medicine

     Integrated working           Yes                     Yes                     Yes                        Yes                         No              Yes                       Yes                        Yes            Yes                    Yes                   Yes
     withwider respiratory
     pathway?
                                                                                                                                                                                                                                                                                          Improving the quality and safety of home oxygen services: The case for spread




     Operations                   Clinic- Mon, Wed        Home visits,            Home Visits Monday to      Daily clinics spread over                   Monday - Friday clinics   Monday to Fri clinics      Monday to      Wednesday and          Monday clinic
                                  and Thursday            Community Clinics,      Friday. Clinics once a     3 locations Home visits                     08.00-16.00               in varying locations       Friday incl.   Friday clinics, Home   Home visits Tuesday
                                  (9 to 5)Home visits –   Acute Ward visits       month at 3 venues          Monday to Wednesday                                                                                             visits Monday to       to Friday incl.
                                  Mon-Friday (9 to 5)                             across the city            incl. Thursday clinic                                                                                           Friday incl.

     Clinic location              Hospital and            Hospital and            Hospital                   Community                   Community       Lymington New             Hospital and               Community      Hospital               Hospital              Hospital and
                                  Community               Community                                          locations *3                                Forest Hospital           Community                                                                              Community
                                                                                                                                                         only at present

     Home visits                  Yes                     Yes                     Yes                        Yes                         Yes             Yes                       Yes                        Yes            Yes                    Yes                   Yes
Improving the quality and safety of home oxygen services: The case for spread




2.3 Issues and challenges                  The Derby team had historically had a    The administrative and data
                                           challenge with inappropriate             management requirements of HOS-
Analysis of oxygen usage data,             prescribing arising from General         AR are a challenge that all teams held
process mapping exercises                  Practice. With support from the          in common. Incomplete information
undertaken individually with project       national programme senior data           upon referral often meant that highly
teams and knowledge exchange at            analyst and the use of data              skilled clinical resource spent a lot of
collective project cohort peer support     dashboards they were able to             time trying to establish a more
events uncovered both differences          establish that GP prescribing of home    complete clinical picture of patients in
and similarities as regards the issues     oxygen was now significantly reduced     advance of their appointment.
and challenges faced by the teams in       and that the current sources of
implementing high quality HOS-AR.          inappropriate prescribing were based     In some instances this was addressed
                                           in the hospital setting.                 somewhat by more complete and
Historically, the clinic DNA rates in                                               robust referral processes and
both Salford and Stockport had been        In Oxford the process mapping            documentation and by reinforcing/re-
identified as problematic and so to        exercises highlighted that slight        launching referral criteria.
this end both teams had searched for       variations in practice had arisen
ways increase their capacity to            among the team in response to            However, the need to monitor
undertake home visits.                     specific clinical scenarios. The team    oxygen usage data and keep track of
                                           had a long-standing practice of          guideline mandated review dates
Salford, prior to starting the project     holding regular clinical update and      does require administrative support.
had already reduced the number of          knowledge sessions and so they
clinics they performed in order to         provided a forum to ensure               2.4 Overall project cost savings
increase their capacity to undertake       consistency across the team was re-
home visits.                               established.                             The HOS-AR teams included within
                                                                                    the prototype project cohort had
However, by analysing the processes        In Hampshire, both the data analysis     already demonstrated to the
associated with an individual              and the series of process mapping        satisfaction of their local
assessment clinic they spotted             events with teams across the county      commissioners their ability to
opportunities to change practice and       supported a gap analysis in respect of   prescribe and rationalise home
reduce the duration of the initial         adherence to national standards,         oxygen therapy in an appropriate and
oxygen assessment. This enabled            resource constraints and potential       cost effective manner prior to
them to create additional capacity for     variations in prescribing behaviour.     embarking upon this phase of work.
a dedicated clinic for palliative oxygen
assessment.                                This information further informed the    Prior to the project work many of the
                                           development of a Pan-Hampshire           teams had already comprehensively
Stockport also reorganised their           service specification and provided the   reviewed supplier concordance and
clinics and increased home visits          basis for a service investment           invoice data, cleansing the data of
capacity. They overcame the                business case.                           anomalies (such as charges for
challenge of requiring two staff per                                                deceased patients, multiple data
home visit (in order to transport                                                   entries for a single patient etc) and
laboratory style blood gas analyser                                                 had married this data with clinical
equipment and concentrators) by the                                                 information to create home oxygen
adoption of portable blood gas                                                      patient registers or actual databases.
equipment




                                                                                                                        17
Improving the quality and safety of home oxygen services: The case for spread




                                                                                                                               3
These teams were already routinely         Best estimates seem to indicate that      Although the prototype project sites
updating these registers establishing      the prototype teams were on target        had completed thorough data
cycles of patient therapy assessment       to achieve an average of £100,000         validation exercises, there were still
and review and identifying candidate       per site in HOS-AR related annual         opportunities for further savings from
patients for therapy alteration/           prescribing cost efficiencies (based      reviewing data on a regular basis.
removal post clinical review.              upon comparison with the annual
                                           spend in 2010/11), resulting in a         This finding only serves to reinforce
The prototype works main thrust was        collective workstream annual forecast     earlier workstream learning about the
to identify key elements in the            saving of approximately £570, 000.        need for HOS-AR teams to have a
implementation of quality assured,                                                   regular plan to review data and not
safe and appropriate home oxygen           Despite the intrinsic cost efficiencies   see it as a one off exercise.
therapy.                                   deriving from the new national
                                           oxygen supply contract, there is still    The absence of regular data review
However, NHS Improvement - Lung            the potential for costs to rise if        will inevitably lead to a slow increase
was also interested in these teams         patients are not initially assessed for   in costs. Although the new supply
ability to continue the tight control of   their need for home oxygen therapy        contract does include large penalties
any increases in expenditure               by healthcare practitioners who are       for supplier data errors, the new
associated with optimised therapy or       both thoroughly familiar with the         contractual arrangements are not
uncovering unmet need.                     various equipment modalities and          sufficient to deliver the data quality
                                           also acquainted with current charging     improvements alone.
It was therefore of considerable           structures.
interest that many teams were still                                                  This is particularly the case for those
able to demonstrate cost savings           HOS-AR team clinicians across the         suppliers who are dealing with a
(prior to oxygen supply contract           country attend on an ongoing basis        legacy of equipment and inaccurate
transition and its inherent contractual    the oxygen device training sessions       historic data.
cost efficiencies) through appropriate     held by the oxygen suppliers and so
home oxygen prescribing and therapy        have a complete understanding of
rationalisation.                           the range of equipment available and
                                           also each device’s suitability for the
Difficulties in ascertaining consistent    different presenting symptoms and
data in the immediate aftermath of         changing patient clinical needs.
the supply transition (which for most      HOS-AR teams are also best placed to
teams took place during the mid-           prescribe a treatment modality which
point of the project) made it difficult    is both clinically appropriate but also
to differentiate between savings from      cost effective – a generalist or a
HOS-AR related functions and those         specialist clinician who has not
benefits deriving from a more              undergone this training is unlikely to
efficient contract.                        be able to do this on a consistent
                                           basis.




18
3: Case studies
                                    Improving the quality and safety of home oxygen services: The case for spread




 3.1 Oxford Health NHS Foundation Trust

 Improving and fine tuning Oxfordshire’s
 Home Oxygen Service

 What was the problem?
 Oxfordshire’s home oxygen service
 has been operational for
 approximately three years and is
 recognised nationally for having
 successfully improved patients
 experience as a result of appropriate
 and cost effective oxygen therapy
 prescribing undertaken by trained
 professionals.

 Staffing changes had created an
 identified skills gap and the service
 was subject to an ongoing
 commissioning requirement to remain
 both high quality and cost effective.
 The team also identified areas for
 improvement such as smoking related
 incidents, out-of-hours coverage and     • Develop a risk assessment tool in        Through contact with clinical teams
 100% underuse of prescribed oxygen         order to formally risk assess patients   across the country at NHS
 therapy in a large number of patients.     who smoke                                Improvement-Lung peer support
 In addition, the team wanted to          • Manage the transition to the new         events the team were able to reflect
 make a smooth transition to the new        oxygen supplier.                         upon their clinical practice and
 oxygen supply contract.                                                             capture ideas for potential new
                                          What did they do?                          ways of working.
 What was the aim?                        The team allotted project
 The project team sought to improve       responsibilities and met regularly with    What has been achieved?
 the quality and standards of the         support from NHS Improvement-Lung          Process mapping enabled the team to
 service in three areas:                  in order to refine their aims and          examine differences in the service
 1. To reduce the number of patients      objectives, plan project activities,       across the county and confirm the
    with significant (100%) underuse      identify stakeholders, review the          skills required at different parts of the
    of prescribed oxygen therapy by       patient journey and undertake              pathway. It was also instructive in
    25%                                   process mapping (with the                  ensuring that all members of the
 2. To reduce smoking related             commissioner in attendance).               team were applying a consistent
    incidents                                                                        clinical approach.
 3. To reduce the cost of prescribed      The team also undertook a demand
    oxygen by 10% over one year.          and capacity exercise in order to
                                          better understand the impact of
 They planned to achieve this by          travelling and administration on
 meeting the following objectives:        face-to-face time with patients.
 • Review and update patient
   pathways
 • Develop a new competency
   framework
 • Train staff and ensure competency
   in key areas




                                                                                                                          19
Improving the quality and safety of home oxygen services: The case for spread




In terms of the stated objectives          What are the key learning points?
the team:                                  • The importance of risk
• Reduced under users from 115 to            identification (in general) and
  54 (53% reduction)                         shared awareness among the team
• Began development of a smoking             in respect of patients who pose a
  risk assessment too                        higher risk due to smoking
• Increased teams awareness of             • Service improvement methodology
  smoker safety and general oxygen           provides effective tools for
  safety                                     identifying ‘risk’ areas and areas for
• Developed greater awareness of             quality improvement
  service demands                          • Knowledge exchange with other
• Reduced oxygen costs by 12%                teams (and opening pathways of
  from September 2011 to April               local and national communication)
  2012                                       promotes the development of new
• Gained insight into team member            ways of working
  knowledge levels and began               • The importance of regularly
  implementing a competency                  evaluating clinical knowledge
  framework                                  among the team in respect of more
• Started weekly training sessions to        complex patients (CO2 retention,
  improve the knowledge and skill            hypercapnoea, use of oxygen in
  mix (e.g. maintain competences in          exacerbations etc) and the value in
  arterial blood gas measurements)           implementing ongoing training.
• Successfully managed supply
  contract transition which was            Contact
  initially characterised by significant   Jo Riley
  increase in calls from patients          Respiratory Service County Lead
• Implemented an out of hours              Tel: 01865 225472
  oxygen ordering pathway                  Email:
• Exploring the use of portable            joanne.riley2@oxfordhealth.nhs.uk
  (capillary) blood gas analysers on
  home visits and acquiring                Sophie Beveridge
  equipment through cost savings.          Respiratory and Home Oxygen
                                           Service Nurse
                                           Tel: 01865 787185
                                           Email:
                                           sophie.beveridge@oxfordhealth.nhs.uk




20
Improving the quality and safety of home oxygen services: The case for spread




3.2 NHS Southampton, Hampshire IoW Portsmouth; SHIP PCT Cluster

The Hampshire Model for the Home Oxygen
Service - Assessment and Review

What was the problem?                     Specific project objectives included:
Considerable differences in the type      • Gap analysis - to understand
of service experienced by home              levels of compliance with national
oxygen patients across Hampshire            standards in respect of HOS-AR
were known to exist as a result of the    • Staffing review - to understand
way the teams undertaking home              the workforce variations across the
oxygen service – assessment and             county
review (HOS-AR) had evolved in the        • Care pathway review - to
different geographical localities.          understand differences in the
                                            patient journey experienced across
In many instances these different           the county.
service models reflected differences in
local need but they were also a           What did they do?
reflection of differences in local        Pathway analysis: A series of
funding arrangements and                  process mapping events were
differences in the interpretation of      initiated across the county involving
(and compliance with) national            the home oxygen teams situated in
guidance.                                 Lymington, Fareham and Basingstoke
                                          respectively.                             This was supported by use of the
In addition, the impending change in                                                data dashboard devised by the NHS
oxygen supply provider and                This enabled differences in clinical      Improvement-Lung senior analyst and
contractual changes necessitated          practice to be identified and the         liaison with both the outgoing and
further strengthening in the              specific local challenges and resource    incoming oxygen supply providers.
arrangements for monitoring oxygen        constraints documented and
usage in preparation for the              understood.                               Service planning: The team also
transition by building upon recent                                                  reviewed NHS Improvement national
analyses of patient concordance.          In addition, the teams in Isle of         publications, the Department of
                                          Wight, Southampton and Portsmouth         Health (DH) Good Practice Guide,
What was the aim?                         provided information about local          early versions of the DH
The aims of the project were to           resources and the patient journey by      Commissioning toolkit for COPD &
1. Develop robust Pan-Hampshire           completion of a mapping table             Asthma and the DH Specification for
   service plans, specifications and a    questionnaire.                            HOS-AR in order to develop a Pan-
   business (investment) case which                                                 Hampshire service specification and
   reflected national guidance            Data management: Work on the              business case framework which can
2. Further improve data management        analysis of patient concordance was       support the development of local
   to achieve ongoing active              intensified to gain an accurate picture   investment cases by constituent
   monitoring of oxygen usage and         of usage activity in each location and    clinical commissioning groups (CCGs)
   ensure the successful transition of    an understanding of the variations in     across the county
   supply in March 2012.                  prescribing costs across the county.




                                                                                                                     21
Improving the quality and safety of home oxygen services: The case for spread




What has been achieved?                   What are the key learning points?
A better understanding of the             1. Differences in service models
differences in service models and            across the county did not
delivery across the county has               necessary imply differences in
enhanced the ongoing discussions             service quality. However,
taking place between the service             differences in adherence to
provider organisations and the               national guidance could be a
commissioners of the services.               source of service inequality
                                             especially in respect of ongoing
The Pan-Hampshire service                    clinical review.
specification has been accepted by all    2. Differences existed across the
constituent CCGs across the county           county in terms of the prescribing
and its recommendations in respect           cost per patient and this might
of service levels will be reflected in       also be attributable to differences
local service performance indicators.        in each teams capacity to review
                                             patients changing clinical need
The various options outlined in the          (and modify therapy) or differences
Pan-Hampshire business case have             in the use of oxygen device
prompted a number of CCGs to                 modalities especially in relation to
consider investment in their local           palliative care.
HOS-AR to ensure compliance with          3. Significant clinical time is taken up
good practice and to also examine            by routine administration as a
the extent of wider respiratory service      result of lack of admin. support.
integration.                              4. Clinical teams lacked consistent
                                             and concise information and
Good lines of communication were             central management support
established with the incoming oxygen         concerning home oxygen patients.
supply provider and home oxygen
patients who were concordance             Contact
outliers were identified and flagged      Chris Slade
up with clinical staff for review and     Clinical Networks Manager
                                          Tel. 02380 627672 / 07833293074
                                          Email: chris.slade@hampshire.nhs.uk
                                          or chris.slade@nhs.net




22
Improving the quality and safety of home oxygen services: The case for spread


3.3 Derby Hospitals NHS Foundation Trust,
Derbyshire County PCT, Derby City PCT

Service improvement review to ensure
sustainability and consistency of the Derbyshire
Home Oxygen Service
What was the problem?                       What was the aim?
The introduction of home oxygen             The project aimed to address these
service-assessment and review (HOS-         problems by developing and
AR), with blood gas monitoring              implementing plans to:
available both within clinic and home       1. Improve data coordination, analysis
settings, and the establishment of             and reporting by reducing
clinical and oxygen supply usage data          administrative duplication,
review and management had enabled              inconsistent recording and getting
great strides to taken in addressing           greater clarity around lines of
historic problems of inappropriate             reporting.
oxygen prescribing and sub-optimal          2. Achieve greater consistency of
management together with                       message among healthcare
inequalities of care associated with           professionals in terms of the
patients varying ability to travel to          message to patients and in terms
hospital for assessment or review.             of the goals of therapy.
                                            3. Identify clearly who, where and
This had enabled the newly                     why home oxygen was prescribed
established service to meet all its            through improved.
initial quality and financial measures      4. Improve ambulatory oxygen              • The team worked with the NHS
during its first two years of existence.       assessment and monitoring                Improvement - Lung senior analyst
                                               procedures.                              to develop data dashboards which
However, problems still remained            5. Improve the removal pathway for          would more easily enable the
with many local healthcare                     patients without a clinical              tracking and monitoring of oxygen
professionals still not familiar with the      requirement for home oxygen.             usage and prescribing.
principal goals of oxygen therapy                                                     • An initial demand and capacity
(addressing hypoxia) resulting in           What did they do?                           exercise was undertaken to identify
inappropriate therapy initiation.           • The team undertook a process              ways of increasing service capacity.
                                              mapping event and involved              • Patient information literature was
Many patients understanding about             patients, community and hospital-         revised in order to strengthen
both their condition and their therapy        based respiratory staff together          messages about the goals of
was still variable and the                    with colleagues from palliative care,     oxygen therapy and also the safe
administrative and governance                 IT and the Trust transformation           and effective use of equipment.
processes for the local HOS-AR                department.
needed to both keep pace with the           • Patient referral forms and data
changing primary care landscape and           entry processes were reviewed to
enable greater analysis and reporting.        capture redundancy and identify
                                              areas for improvement.
                                            • Ongoing dialogue and training was
                                              undertaken with the (new) in-
                                              coming oxygen supplier in order to
                                              manage the transition to a new
                                              supply contract.




                                                                                                                         23
Improving the quality and safety of home oxygen services: The case for spread




What has been achieved?                   What are the key learning points?         Contact
• Inappropriate prescribing has been      • Changes in respect of the new           Sue Smith
  reduced by establishing a local            HOOF were initially a source of        Specialist Practitioner for
  consensus among healthcare                 frustration for GPs and Consultants    Home Oxygen
  professionals about the use of the         but these changes have now been        Tel. 01332 787825
  new part a/b Home Oxygen Order             agreed.                                Email. sue.smith31@nhs.net
  Form (HOOF).                            • Access to data, and critical review,
• Prescribing guidance for all               has been particularly valuable in
  modalities of oxygen is now more           identifying the priorities and
  closely aligned to national                objectives for the service.
  standards and best practice and as         Previously, the team believed that
  such is both tighter and clearer. It       they had issues with GP
  has also been made widely                  commenced HOOFs, however the
  available and is being incorporated        data suggested that this was no
  into the Trust website.                    longer the case. This indicates that
• Data harmonisation work has made           both the original work has been a
  progress and all (clinical and supply      success, but also that resources
  usage) data will be entered onto           could now be focused elsewhere in
  System1 to enable it to be accessed        order to achieve improvements in
  across the multi-disciplinary team.        areas of a greater need – the team
• The new patient information leaflet        are considering supporting in-
  has been well received and the             hospital prescribing.
  quality of prescribing has improved     • Service Improvement has become a
  with a shift from 60% of patients          key part of the team’s thinking,
  having an optimal oxygen                   and ensuring that they have
  prescription to 90%.                       evidence has been helpful for the
• A thorough review of the                   team, but also in supporting
  governance arrangements in                 discussions with commissioners.
  respect of oxygen therapy and           • The team could have continued
  persistent smokers has been                being ‘good enough’ – the service
  undertaken inclusive of liaison with      improvement work has encouraged
  expert legal counsel.                     them to think critically and aim for
                                             better.




24
Improving the quality and safety of home oxygen services: The case for spread




3.4 Salford Royal NHS Foundation Trust

Maintaining a safe, cost effective and accessible
Home Oxygen Therapy Service (HOTS)

What was the problem?
Home oxygen service – assessment
and review (HOS-AR) had been
successfully introduced in Salford in
2008 with the establishment of the
Home Oxygen Therapy Service
(HOTS). Robust referral processes
had been implemented and the HOTS
team were part of an integrated
respiratory service. They also had
very strong links with other non-
respiratory disciplines.

The team had access to supplier
invoices and reports which they used
to monitor oxygen usage, the sources
of prescribing and also the range of
clinical conditions existing among
patients in receipt of home oxygen      What was the aim?                         What did they do?
therapy.                                A safe, cost effective and accessible     The team undertook a number of
                                        home oxygen service was a local           project activities in support of the
The use of an electronic referral       priority and so the primary aim was       above objectives:
proforma (incorporated within local     that 95% of all HOOFs originate from
GP computer systems) together with      the HOTS team (5% allowance for           Multidisciplinary engagement: A
systematic changes to clinic venue      paediatric and end-of-life patients).     process mapping event involving
locations and the establishment of      Continuous service improvement            numerous staff types, assorted
home visit clinics improved access to   would be achieved by:                     medical specialties and stakeholders.
HOTS significantly.                                                               This highlighted areas for
                                        • Reviewing HOTS referral processes       improvement both in respect of
However, each month there remained        and documentation                       clinical and administrative processes.
a small number of new Home Oxygen       • Continued integration of HOTS           It also illustrated the evolving role of
Order Forms (HOOFs) originating           with wider respiratory team to          the HOTS team and raised awareness
from outside of the HOTS team and         support delivery of a high quality      of issues across the wider respiratory
initiating home oxygen in un-assessed     COPD care bundle                        care pathway.
patients. This was of great concern     • Greater links with end-of–life carers
as the HOTS team were uncovering          and staff to ensure appropriate,        Change in clinical practice: Further
(un-assessed) home oxygen therapy         beneficial and cost-effective home      low-level mapping of the actual
patients with chronic type 2              oxygen prescribing, therapy             oxygen assessment process prompted
respiratory failure for which oxygen      alteration and follow-up                the team to continue taking blood
therapy could be potentially harmful.   • Continued monitoring of home            gas measurements on air in both the
                                          oxygen usage data to support            first and subsequent (three week)
                                          transition to a new oxygen supply       clinic visit but to undertake titration
                                          provider, maintain clinical             on oxygen (to target oxygen
                                          governance and ensure cost-             saturations) in the three week clinic
                                          effectiveness                           assessment visit only.




                                                                                                                         25
Improving the quality and safety of home oxygen services: The case for spread




Many patients present with markedly      What has been achieved?                    What are the key learning points?
improved blood gas levels at the         Home oxygen prescribing – The aim          • Process mapping supports the
three week assessment and so the         of ensuring safe quality assured             identification of opportunities to
original titration exercise was          prescribing of home oxygen though            quickly change both clinical
unnecessary. In addition, patients       the 95% HOOF target has been met.            practice and also the organisation
(with no known heart failure             This was accompanied by continued            of care processes.
diagnosis) who have a PaO2 > 8.3kPa      month-on-month reductions in               • Multidisciplinary involvement in
at the first initial assessment are      prescribing costs in the months              service re-design enables
referred back to their GP with advice    preceding the transition of oxygen           consideration of the whole
for subsequent re-referral to HOTS if    supply (which is likely to introduce         pathway of care and identification
the patient deteriorates. Previously     further cost efficiencies).                  of areas for improvement outside
patients were kept under review if                                                    the immediate project scope.
their PaO2 < 9kPa                        Increased assessment clinic capacity –     • Quality assured prescribing and cost
                                         Initial assessment clinic duration times     efficiency will only be maintained
Administrative and data                  have been reduced through the                by continual monitoring of oxygen
management changes: The referral         change in practice, reducing waiting         usage by the HOTS team and tight
form was altered to include              times for new referrals and enabling         control of HOOF prescribing.
additional information to establish      an additional clinic slot for urgent
that patients are medically stable       assessment for palliative oxygen.          Contact
prior to assessment. The involvement                                                Melissa Collinge
of the commissioner in the mapping       Further safeguards against acute           Respiratory Nurse Specialist
events supported the team’s efforts      oxygen toxicity - the multi-disciplinary   Tel. 0161 206 0865
in acquiring administrative support to   whole pathway discussions prompted         Email. melissa.collinge@srft.nhs.uk
help improve data management in          the routine issuing of oxygen alert
advance of oxygen supply transition      cards to all patients in need of non
and oversee the introduction of          invasive ventilation (NIV).
additional data recording and audit
tools.

The team have also established a
generic email address which allows
for prompt processing of referrals and
a shortened appointment booking
process.




26
Improving the quality and safety of home oxygen services: The case for spread




3.5 Stockport NHS Foundation Trust

Fit for purpose – clinical quality, cost
effectiveness and patient satisfaction

What was the problem?
The Oxygen Assessment Service in
Stockport (Oasis) and local
commissioners jointly identified the
need to expand the community-
based service to enable GPs to refer
patients for specialist home oxygen
service - assessment and review
(HOS-AR) and also to appropriately
repatriate home oxygen patients
(whose condition did not require
acute hospital / tertiary centre care)
back to the community.

The service also needed to prepare
for the transition to a new oxygen
supply contract, which was
happening in parallel with the team
transferring from the Primary Care        • Maximise the cost effectiveness of     • Patient reconciliation: Patients
Trust (PCT) to the local Foundation         the HOS-AR service whilst                prescribed oxygen but not known
Trust, by identifying and                   minimising the cost of prescribed        to the service were identified by
implementing improvements in                oxygen                                   reconciling to the oxygen provider
service efficiency, data management       • Ensure that oxygen is prescribed         (Air Products) concordance report
and prescribing                             safely, (without causing increased       to their patient care records
                                            carbon dioxide retention), and only    • Audit of GP oxygen prescribing:
What was the aim?                           when clinically beneficial (hypoxic)     This enabled the team to estimate
The project was established to            • Build close working relationships        the numbers of expected GP
achieve the following objectives:           with other local clinical teams          referrals upon commencement of
• Review the current service in order       managing patients prescribed             GP direct access to Oasis
  to identify both good practice and        oxygen and ensure care is              • Patient categorisation: Patients
  areas for improvement                     consistent across the health             were stratified according to disease
• Identify gaps in consistency of care      economy.                                 complexity, age and prescribing
  to patients prescribed home oxygen                                                 modality short burst/long-term
• develop clinical and prescribing        What did they do?                          oxygen therapy in order to support
  data management systems in order        The project team undertook a               discussions between clinicians
  to meet the requirements and            number of specific project activities      about which patients should be
  timescale for implementation of a       namely:                                    provided full HOS-AR by Oasis
  new national Home Oxygen supply         • Care pathway mapping: The                those patients who should be
  contract (2 July 2012)                    team process mapped the journey          known to the service but managed
• Expand the service to ensure that         for patients currently cared for by      by other specialist services
  all patients who would benefit from       Oasis in order to identify
  oxygen therapy are offered timely         inefficiencies, highlight patients
  high quality assessment and care          who fell outside of the pathways of
  appropriate to their needs                care and reveal inequalities in
                                            service provision. This was used to
                                            generate improvement ideas




                                                                                                                      27
Improving the quality and safety of home oxygen services: The case for spread




• Workforce modeling: The team              • Development of a referral              • Working with the PCT quality team
  worked with their commissioner in           pathway for GPs for acute                enabled the development of an
  the development of a tool to                assessment: Working with the             improved reporting tool which
  estimate staff numbers required for         primary care respiratory lead / GP       could merge monthly supplier
  the new expanded service and to             with a specialist interest and the       invoice data with the active patient
  develop the business plan. The tool         local commissioners the team             clinical list.
  used information from:                      developed a referral pathway which     • Networking with other national
  • GP prescribing audit and the              incorporated use of the Choose           COPD project teams assisted the
    patient categorisation exercise           and Book service.                        process of clinical practice review
  • the revised care pathway from                                                      and generated ideas for
    the mapping exercise                    What has been achieved?                    improvements to service delivery
  • projected volume of patients            The project met all the stated             such as:
    receiving full HOS-AR care from         objectives and delivered a number of       • use of portable equipment to
    the patient reconciliation exercise     notable achievements namely:                  facilitate blood gas analysis of
  • Department of Health good               • Development a GP referral pathway           housebound patients
    practice guide requirements in            and proforma ensuring that GP’s          • shift to a locality based work plan
    respect of clinical competence            no longer issue Home Oxygen                 to reduce travel time and mileage
  • demand and capacity information           Order Forms.                                and
    in respect of assessments,              • Increased clinic / visit capacity        • development of new template for
    reviews, administration and data          enabling the creation 1x urgent slot        patient contacts to reduce time
    management.                               available daily Mon-Friday                  spent dictating letters
                                            • Development of an Out of hours         • The new service arrangements have
This model also took account of               pathways with the Mastercall             uncovered challenges associated
appointments being a mix of home              service                                  with the initiation of oxygen
visits and clinic based appointments        • Reduced the costs associated with        therapy for palliative /End-of-life
with an increased emphasis on home            home visits through use of a             patients
visits in order to address the relatively     portable blood gas analyser by a       • The ability to safely and
high historic DNA rates for clinic            single nurse                             appropriately initiate oxygen
appointments.                               • Improved patient data                    therapy immediately following a
                                              management enabling historic             senior specialist nurse home visit
• Review of Home assessment                   oxygen usage and patient clinic          should increase patient satisfaction
  equipment: As part of the national          contact records to be viewed             and service effectiveness – this
  COPD project cohort the Stockport           together                                 assertion will be tested through
  team were able to discuss                                                            patient satisfaction surveys and
  alternative blood gas analyser            What are the key learning points?          continued monitoring of clinical
  equipment with other HOS-AR               • Collaboration between the clinical       and usage data.
  services and select clinically              team and the local commissioner in
  effective portable equipment that           the use of patient clinical data and   Contact
  could be managed by one person              the oxygen supplier data enabled a     Karen Fern
  as two staff are currently required         model of service workforce             COPD Team Leader
  to deploy the current analyser and          requirements to be developed           Tel. 0161 426 9613
  other equipment.                            which met the needs of the local       Email: Karen.Fern@nhs.net
                                              population




28
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread
Improving the quality and safety of home oxygen services: The case for spread

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Improving the quality and safety of home oxygen services: The case for spread

  • 1. NHS CANCER NHS Improvement Lung DIAGNOSTICS HEART LUNG STROKE NHS Improvement - Lung Improving the quality and safety of home oxygen services: The case for spread
  • 2.
  • 3. Improving the quality and safety of home oxygen services: The case for spread Contents Improving the quality and safety of home oxygen services: The case for spread 1: Introduction 4 1.1 Context 4 1.2 Summary of workstream learning 4 1.3 The case for spread 8 1.4 Use of data 9 2: Learning from the prototype projects 12 2.1 Components of a quality HOS-AR model 12 2.2 Practical service models 15 2.3 Issues and challenges 17 2.4 Overall project cost savings 17 3: Case studies 19 3.1 Oxford 19 3.2 Hampshire 21 3.3 Derby 23 3.4 Salford 25 3.5 Stockport 27 4: Additional information and resources 29 Appendix 1: North East procurement of HOS-AR provider – 29 a case study Appendix 2: Project team process maps and other lung 32 improvement resources 5: Acknowledgements and references 34 3
  • 4. Improving the quality and safety of home oxygen services: The case for spread 1: Introduction 1.1 Context Home oxygen services have been a The prototype work placed a great particular priority within the emphasis on the safe and appropriate This prototype project final report respiratory programme as earlier use of home oxygen and as such was builds upon the learning from the work had revealed significant waste well aligned with NHS Outcomes initial testing phase projects. The in the use of resources with many Strategy Domain 5 - Treating and lessons learned from the earlier work patients either not using, or receiving caring for people in a safe are documented within two no clinical benefit from, supplied environment; and protecting them improving home oxygen services therapy. This problem was from avoidable harm6. workstream publications entitled compounded as an estimated 20% of Emerging Learning from the National patients requiring therapy were not The prototype project teams were Improvement Projects1 and Testing receiving it5. widely dispersed across England and the Case for Change2. this report features case studies from The testing phase work sought to five sites: Hampshire, Oxford, Derby, The earlier publications highlighted establish the case for change i.e. that Salford and Stockport. the work of 12 multidisciplinary quality assured prescribing of home project teams based in various sites oxygen therapy through structured across England. As part of the assessment and ongoing clinical 1.2 Summary of workstream national chronic obstructive review not only improves safety and learning pulmonary disease (COPD) project quality but also increases cost cohort these sites were supported in efficiency. A key objective of the prototype the practical use of service project work was the refinement of improvement methodology in order The results from the testing projects the testing phase approach in order to implement home oxygen service - successfully proved this concept and to identify the first steps clinical assessment and review (HOS-AR) as so the goal of the prototype phase networks should undertake when specified within the national good was to establish the case for the trying to improve the home oxygen practice guide3. spread of good practice and so pathway and also to define the key establish HOS-AR across the country. success principles of practical service Both the national COPD project work implementation. and the development of the good The work presented within this practice guide were constituents of a publication was undertaken by the These ‘first steps’ and ‘success wider respiratory programme of work six project teams comprising the principles’ have been published supporting the introduction of the prototype phase of the national separately but are included within Outcomes Strategy for COPD and COPD projects improving home this document for completeness. Asthma4. oxygen workstream. 4
  • 5. Improving the quality and safety of home oxygen services: The case for spread First steps to improving chronic obstructive pulmonary disease (COPD) care LIVIN First steps to improving chronic obstructive pulmonary disease (COPD) care G WIT H What you can do Why it matters How to do it 7. Do not Home oxygen is a treatment for Promote the message to staff prescribe chronic hypoxaemia and NOT a and patients that ‘oxygen is not oxygen for treatment for breathlessness. It a treatment for breathlessness’ ‘breathlessness’ is a drug and should only be and that there are often more prescribed where clinically appropriate ways to manage and ensure indicated otherwise it is of NO breathless patients. prescribing benefit and potentially harmful remains to some patients. Ensure only patients who have clinically been assessed by a specialist appropriate In PCTs that have introduced a service are prescribed oxygen and and cost review of their oxygen registers that they receive ongoing review. effective coupled with the introduction of This involves measuring both through a formal assessment service up oxygen saturations and blood formal to £400,000 has been saved in gases and reviewing other clinical one year. If the scale of savings data together with supplier data assessment were replicated across England, on usage, flow rate, duration and ongoing it is estimated that they could and equipment. review amount to between £10-20m. Rationalise therapy in line with clinical need and undertake supported withdrawal of oxygen providing no clinical benefit. 8. Oxygen Some patients with COPD or Oxygen alert cards and 24% alert cards other long term chest conditions masks (recommended in the should be can become sensitive to medium BTS 2008 guideline) can avoid provided for or high doses of oxygen. This hypercapnic respiratory failure does not happen to everyone by alerting healthcare at risk with these conditions, only a professionals that patients are patients small number, therefore, if sensitive to oxygen. Oxygen oxygen is needed by these alert cards should be issued patients, it should be given in a to all at risk patients on controlled way and monitored discharge as part of the carefully. discharge planning process. 5
  • 6. Improving the quality and safety of home oxygen services: The case for spread Success principle 10: Home oxygen NHS 10 NHS Improvement Success principles Lung Making a real difference TEN: FIND I Home oxygen NG O UT Home oxygen therapy is provided to about 85,000 people in England, costing approximately £110 million a year. Home oxygen service assessment and review (HOS-AR) is variable as patients in many LIVIN Primary Care Trusts (PCTs) do not receive a quality assured clinical assessment and a review of their ongoing need for long term home oxygen. G WIT The variation in provision of HOS-AR increases the potential for poor quality care and waste and it has H been estimated that 24% to 43% of home oxygen prescribed in England is not used or provides no clinical benefit. N THING HE Gross savings of up to 40% - equivalent nationally to £45 million a year or £300,000 per PCT can S W ! GO potentially be achieved through the establishment of home oxygen services, oxygen register review and WRO formal clinical assessment. N G TO W Reducing variation in service provision can help tackle health inequalities and ensure consistency in the A safety and efficacy of services. RD S THE E 1. Implement Home Oxygen Service – Assessment and Review (HOS-AR) in line with nationally ND identified good practice Why - In order to ensure quality of care, safe use of oxygen and the avoidance of waste. How - Review the learning from the national COPD projects improving home oxygen service workstream available at www.improvement.nhs.uk/lung Liaise with your respiratory clinicians and make use of national good practice guide and the Department of Health commissioning specification for HOS-AR in order to construct a business case and devise a service specification. Example: NHS Nottinghamshire County Community COPD Team, Sherwood Forest Hospitals NHS Foundation Trust and County Health Partnership: ‘Patient review provides the ideal opportunity to re- categorise the oxygen supply according to changing clinical and social needs.’ 2. Use both clinical and oxygen supplier data systematically to support the assessment and review process Why - Data review enables the identification of patients who may potentially require therapy rationalisation or the supported withdrawal of oxygen. It also helps identify sources of inappropriate prescribing and maintain tight cost control. 6
  • 7. Improving the quality and safety of home oxygen services: The case for spread How - Provide HOS-AR teams with access to oxygen usage data from suppliers and ensure they work collaboratively with managers and information specialists to routinely review the usage, flow rate, duration and equipment of home oxygen patients. Example: NHS Hull and the City Health Care Partnership: ‘Using cost and usage data from the oxygen supplier is the smartest way to determine a starting point for assessing and reviewing patients.’ 3. Integrate HOS-AR within the wider respiratory care pathway and coordinate activities with non- respiratory specialties Why - Oxygen therapy assessment and ongoing review provides the opportunity to optimise all other aspects of patients COPD management (or their other long term conditions). How - Undertake process mapping and also demand and capacity analysis to understand the whole pathway and identify opportunities for new ways of working. Ensure that HOS-AR is explicitly detailed within the respiratory service specification and that the HOS-AR team activities are aligned with other respiratory services such as pulmonary rehabilitation. Ensure coordination exists with non-respiratory services such as cardiology, neurology and palliative care. Example: Wirral University Hospital NHS Foundation Trust and NHS Wirral: ‘Using a model that integrates oxygen assessment and review with COPD and Pulmonary Rehabilitation services and is supported by secondary care has contributed to the success of this community based service.’ 4 Promote the message that ‘Home oxygen is a treatment for chronic hypoxaemia and NOT a treatment for breathlessness’ Why - Oxygen is a drug and should only be prescribed where clinically indicated otherwise it is of NO benefit and potentially harmful to some patients. How - Establish ongoing and effective communication between the HOS-AR team, primary and secondary care and also patients groups through education sessions and Forum meetings. A continuing dialogue should occur in respect of best practice, treatment goals and HOS-AR referral criteria. Example: NHS Birmingham East & North and Heart of England NHS Foundation Trust: ‘Engage GP consortia to ensure the project has support and buy-in, engagement with the clinical lead may assist in terms of reinforcing the message to patients and clarifying the indications for oxygen therapy’ 5. Work collaboratively to formalise policies and procedures around the safe use of home oxygen Why - Oxygen therapy is highly flammable and can result in serious injury or even death if not used safely. How - Ensure patients and carers receive instruction in the safe use of home oxygen during the assessment and review process and provide support to stop smoking. Work in partnership with oxygen suppliers and local Fire Rescue Services to promote consistent messages around the safe use of oxygen and to establish risk identification, risk management and clinical governance policies and procedures. Example: NHS Hull and the City Health Care Partnership: ‘Working with the Fire Brigade has helped tackle the challenges experienced by the team in educating patients and carers of the risks around health and safety and on dangers of smoking to themselves and others, making such discussions more impactful’ 7
  • 8. Improving the quality and safety of home oxygen services: The case for spread 1.3 The case for spread Improving the landscape in respect In devising a spread strategy it was of assessment and review was important to align the approach with Sharing the learning: The home acknowledged as important in both the DH service specification for oxygen workstream national supporting the efforts of the HOS-AR5 (part of the COPD improvement lead sought widespread Department of Health and the regions commissioning toolkit7) and the collaboration with stakeholders. These as they sought to re-procure and national COPD project learning. stakeholders included the Department successfully transition the oxygen of Health home oxygen team, the supply contracts. This ensured a premium was placed regional respiratory programme teams on quality by emphasising: and also the regional home oxygen In many localities the strengthened • structured assessment for accurate service (HOS) leads. This collaboration clinical input, better data management diagnosis and appropriate was important in the promotion of and overall service coordination prescribing; nationally endorsed good practice and provided by HOS-AR also assisted the • information management; and the spread of the emerging learning oxygen supply companies with the • patient and professional education from the national COPD projects. transition process. around the goals of treatment. As such, the national improvement In addition, the important service Safety was prioritised by lead (NIL) participated in numerous coordinating role undertaken by HOS- emphasising: home oxygen best practice workshops AR teams together with their role in • ongoing review of clinical need; hosted by respiratory clinical networks educating both patients and • instruction in the safe and and regional respiratory programme healthcare professionals and also their appropriate use of oxygen; and teams. role in supporting risk management • risk assessment and clinical contributed in small part to the success governance. The workstream publications were also of many regional transition widely disseminated in both print and programmes. It also strengthened the Productivity was addressed by: electronic form. The project teams case for HOS-AR to be available more • rationalising therapy to reduce also played a major role forming an widely. waste; and informal virtual network for spread • matching prescribing to clinical and sharing their experiences with The goals of HOS-AR spread: Using need. colleagues across the country in local intelligence gained from initial surveys education sessions and communities of of HOS-AR coverage, undertaken by practice the Department of Health (DH), an In order to ensure the spread estimated 60% of Primary Care Trusts strategy met these aims four Collectively this meant that even (PCT) had established some form of principle objectives for the before a formal spread programme HOS-AR by the time a formal spread spread of HOS-AR were was established many localities and programme was launched in established: regions were enabled to adopt much September 2012. These estimates are of the learning and implement being revised as a more robust survey 1. Adopt formal assessment improvements in their home oxygen is currently underway. and review; prescribing procedures, data 2. Reduce variation; management and cost control. It is difficult to establish exactly what 3. Commission services for the coverage was prior to the start of sustainability; and the testing phase project work but is 4. Improve safety and generally accepted that HOS-AR patient care. covering the whole population served by each local PCT was not widespread. 8
  • 9. Improving the quality and safety of home oxygen services: The case for spread 1.4 Use of data Examples of home oxygen project service improvement measures Home oxygen is an area of the NHS that has a wealth of data available for 1. What proportion of HOOFs were completed by the HOS-AR team? it to use, with invoice data, supplier 2. How many patients have potentially clinically inappropriate supply, concordance reports, and local patient for example: caseload information. Oxygen usage • Over four hours of SBOT data from supplier companies is made • Under eight hours of LTOT available on a regular basis to • Over or Underuse of prescribed oxygen commissioners in the form of large 3. How much is spent on home oxygen supply per month? spread sheets. 4. How many patients receive home oxygen each month? 5. What is the service activity – e.g. How many therapy commencements These large spread sheets can be and removals? difficult for a non-expert to use and interpret and often there is so much data that it is difficult to identify an area to focus. As a result, HOS-AR The project metrics used were services often lack key metrics that dependant on the information might more usefully inform service received from the suppliers, and some delivery and drive improvement work. required further local data collection. Metrics and measures The data requirements for During the improvement projects, commissioning HOS-AR may differ teams were encouraged to focus on from those used in a service driving the quality and appropriateness improvement project. The service of the supply of oxygen, and improve specification in the Department of the efficiency of services. Health Home Oxygen Assessment and Review Commissioning Toolkit Project measures were chosen that suggests a number of commissioning were appropriate to the goals, these key performance indicators and a few included: of these are listed below: • rules to check for patients potentially on inappropriate supply and outside • The percentage of eligible people booked for their HOS of national clinical guidance; assessment who attend their appointment. • process measures to count the • The percentage of people prescribed oxygen therapy who have number of patients reviewed; a follow up home visit within four weeks. • a measure on the referral source of • The percentage of people on long-term oxygen therapy who the new HOOF; and have had a review in the last nine months. • outcome measures including total • The number of inappropriate oxygen prescriptions identified spend and change to size of on assessment. caseload. 9
  • 10. Improving the quality and safety of home oxygen services: The case for spread The benefits of using data to Sample Dashboard drive improvements in HOS-AR As has been established during the testing phase national project work, the establishment of HOS-AR has a potential to save money alongside improving quality of care. Effective use of data is a critical success factor in realising these dual benefits. Systematic use of supplier and clinical data coupled with the development of locally appropriate service metrics are the foundations of this approach. Below are listed a few practical tips on data management arising from the national project work: 1. Use concordance data, but not in isolation. Project teams found that looking at the waste through using the concordance data was an excellent start, but combining this 4. Review how HOS-AR teams use data issues surrounding both the alongside looking at quality of their time – often surprising results improvement project work and the prescribing enabled them to were discovered in inefficient transition in oxygen supply. identify many areas for administrative processes, and time improvement managing oxygen supplier These dashboards together with 2. Who commences oxygen is a good relations. other locally devised data process measure. In some areas management initiatives supported the with low spend and well managed Making the data useable – home oxygen teams in making oxygen use, teams found that over systems and approaches. clearer patient care decisions and 90% of commencements had The data environment described motivated service change. been initiated by a specialist from above meant that national COPD their HOS-AR team. project teams needed support from Visual management is an important 3. Review how many patients are the NHS Improvement - Lung team in tool in using data to drive supplied oxygen outside of order to harness oxygen usage data improvement. While project sites guidance, where it may not be in a meaningful way to facilitate often thought that they understood clinically appropriate. For example, appropriate prescribing, cost control their services well, improvements in consider those on over four hours and clinical governance. the analysis and representation of of short burst oxygen a day, or these large amounts of data often under eight hours of long term To this end the work stream was ably identified hidden issues. oxygen therapy. supported by the NHS Improvement - These improvements also enabled the Lung senior analyst who worked sites to provide evidence of with the project teams in the improvement to themselves and their development of a monitoring commissioners. dashboard and helped them understand and overcome the 10
  • 11. Improving the quality and safety of home oxygen services: The case for spread visits’ (Which include refills, By using a simple desktop database Here are a few points to installation, risk assessment and such as Microsoft Access, the NHS bear in mind when removal of equipment) and Improvement - Lung senior analyst developing a local data equipment rental charges (itemised was able to increase the efficiency dashboard by type of supply). and quality of the data provided to the HOS-AR teams. The resulting • Choose a few, focused Knowing where to start, and working Access database tool enabled: metrics to drive with the comprehensive data now improvement. supplied by the oxygen suppliers is a • Automation of simple data • Be pragmatic – it’s not daunting and intimidating task for processing tasks. easy to get perfect data, many. • Reduction of the repetition of data and often simple data is processing in Excel. more useful. Many teams start with the • Introduction of ‘reports’ to highlight • Present the data in a spreadsheet, adding filters, patients to review, and combining simple way that makes the highlighting rows of interest, and also key data onto a single patient page. progress and goals clear. adding columns to total costs. This • Production of more complex reports We found a dashboard would often be a complex procedure, – summarising transactions, was a helpful tool. and is usually reliant upon one identifying outliers and risky data. • Remember data is an individual to process the data. • A single page helpfully summarising essential part of HOS-AR – the oxygen usage data for a patient without it, we often do The data often resides in separate which was well received by not know who our tables for transactions, patient clinicians. patients are or whether invoices and concordance reporting, our patients are receiving and so linking data items together Use of the Access database tool at benefit from this life requires the home oxygen service times required the support of data prolonging therapy. lead to swap between different files, experts to set up – but it was writing down patient ID’s to anticipated that any future compare. It became evident that maintenance would be minimal as support to process and analyse the the data supplied from the oxygen Future work – tools to interrogate data was required. providers has an established format. oxygen supplier data under the new contract The new contracts for home oxygen supply commenced at the end of the Key learning arising from using this database approach home oxygen improvement projects, which made it difficult for some 1. There are sometimes discrepancies between the number of cylinders project sites to provide consistent charged for by providers and the number of cylinders ordered for data during the transition. patients. 2. The types of cylinders provided may not those specified on the The new data provided by oxygen order form. suppliers is very comprehensive and 3. Large numbers of cylinders are still being held in patient homes, includes information on the ordered highlighting potential danger. supply, the reported use of the supply 4. Patients are often receiving visits for refill of cylinders multiple times and a waste estimate. In addition, it per month, sometimes multiple refills per week. now itemises the number of ‘service 5. There is frequent use of urgent supply services. 6. Clinically inappropriate supply is still occurring in some instances. 11
  • 12. Improving the quality and safety of home oxygen services: The case for spread 2: Learning from the prototype projects 2.1 Components of a quality HOS-AR model 1. Commissioned Service (including service specification and referral criteria) The Department of Health good practice guide3 published in 2011 All the project teams felt the need to reinforce the importance of identified a number of components having the work undertaken by HOS-AR teams explicitly outlined within of a Home Oxygen Service the specification of a commissioned service. Assessment and Review and listed them within appendix 6 of that same This would ensure the sustainability of the service and ensure quality is document. defined in terms of key performance indicators and articulated standards. The national COPD project work looked at these components from a Historically, much of the oxygen assessment work undertaken across service improvement perspective and the country has not been detailed within existing respiratory service re-articulated them as seven critical specifications and in some respects it can be thought of as being success factors necessary for practical undertaken ‘at risk’ in terms of sustainability and quality assurance. implementation of an operational service model. These are: It is also very important to specify the local referral criteria and define the patients whose care will be managed by the HOS-AR team and those oxygen patients whose care is perhaps managed elsewhere e.g. cardiology dept. The Department of Health recently published a commissioning specification5 for home oxygen assessment and review which is also supported by a patient guide jointly developed by NHS Improvement and the British Lung Foundation and available at www.improvement.nhs.uk In addition to the commissioning specification the Department have also produced a costing tool which can be used to evaluate the potential benefits of introducing a commissioned service. Both of these resources are available at www.dh.gov.uk/health/2012/08/copd-toolkit 2. Initial formal assessment (in accordance with good practice) It is critical that patients are formally assessed in respect of their clinical need for oxygen before any oxygen supply is issued to patients. As well as determining whether the patient is hypoxic or not, the patient will be assessed to ensure they are receiving optimal care in respect of their condition and potentially referred to other specialist services if appropriate. 12
  • 13. Improving the quality and safety of home oxygen services: The case for spread 3. On-going review (frequency laid down within guidance) The condition of many Oxygen patients is often subject to change and so it’s important that the therapy they are receiving is still appropriate to their clinical need. Oxygen is a life prolonging therapy and so it’s vitally important that the prescription a patient is subject to is ‘fit for purpose’. The vast majority of oxygen patients are affected by respiratory conditions and as such the DH good practice guide published in 2011 sets out the gold standard in respect of review frequency. However a significant number of patients are affected by other conditions such as Heart Failure or Cancer and as such the healthcare professional (HCP) managing the patient’s condition should do so in line with their own medical specialty guidelines. 4. Workforce competence in: (i) assessing and reviewing clinical need, (ii) modifying home oxygen therapy and (iii) identify complications or signs of deterioration needing additional’ management or onward referral to a specialist. Complications in respect of an oxygen patient’s condition often arise and so the HCP should be able to spot significant factors and either appropriately intervene or refer the patient to a colleague skilled in this aspect of condition management. Thus it is imperative that the HCP undertaking the assessment is competent to do so and that appropriate liaison with a consultant is an integral part of the HOS-AR. 5. Integration with respiratory care and coordination with non respiratory specialties Integration of HOS-AR within the wider respiratory care pathway provides opportunity for improved patient experience as well as the opportunity to optimise clinical management. Multi-disciplinary team meetings, shared information systems and well understood patient pathways, treatment goals and care protocols all support service integration and also improve the responsiveness of services to changes in a patient’s clinical condition. There are also natural synergies in terms of the organisation of care and a good example of this is pulmonary rehabilitation and ambulatory oxygen assessment and provision. A significant proportion of home oxygen patients have non respiratory conditions such as heart failure or specialist palliative care requirements. Whilst the HOS-AR may not necessarily manage the care of these patients (although some teams do operate shared care arrangements) it’s important to have good lines of communication with these specialties. This ensures care is coordinated enables the HOS-AR team (and commissioners) to understand the basis upon which these non-respiratory colleagues initiate oxygen and also the arrangements in place for patient follow-up by these specialties. 13
  • 14. Improving the quality and safety of home oxygen services: The case for spread 6. Clinical and supplier data management Collaboration between clinicians and managers around the effective use of data is vital to achieving safe, appropriate and cost effective home oxygen prescribing. Clinicians can advise whether patients flagged as outliers in terms of oxygen consumption are at risk or in receipt of inappropriate therapy. Managers and clinicians together can use the data to performance manage their local oxygen supplier and familiarity with equipment and charging mechanisms enables the identification of opportunities to appropriately rationalise therapy. 7. Education of patients and HCPs (treatment goals/safety/risks) The HOS-AR team’s role in supporting supplier performance management and their involvement in prescribing cost control are obvious incentives for commissioning assessment and review teams. Perhaps another equally value-adding function the HOS-AR team undertake is patient and healthcare professional (HCP) education. The goals of home oxygen therapy are often equally misunderstood by non (oxygen) specialist healthcare professionals and the general public alike, and much effort is expended on an ongoing basis to tackle through education the inappropriate prescribing of oxygen for breathlessness. In addition there are many risks associated with incorrect use of oxygen therapy especially as regards fire hazards and tubing-related trips and falls. The HOS-AR team are more likely to be aware of changes to home oxygen equipment and so they can support other specialists who perhaps need to prescribe oxygen for their patients. 14
  • 15. Improving the quality and safety of home oxygen services: The case for spread 2.2 Practical service models The Oxfordshire project team during a process mapping event The five project teams undertaking the prototype project work cover very different geographical locations and employ varied staff groups. Respiratory nurse specialists are by far the most widely represented clinical staff group but teams do also comprise of respiratory physiotherapists, physiologists/clinical scientists and pharmacists/pharmacy technicians. In addition, the wider project teams involved (and sometimes were led by) non clinical managers a) the workforce has the The costing tool uses actual historical from commissioning, medicines competences to: oxygen consumption in conjunction management, information • assess, review and modify home with old and new supply contract management and finance. oxygen therapy prices and applies assumptions in • optimise or recommend strategies relation to workforce (reflecting the Some of the teams were based in for optimising a patients overall Oxfordshire model) clinic and home community based premises whilst management visit frequency and duration in order others operated out a hospital • recognises when complex or to generate a model of the potential setting. The majority of teams had unusual presentations require cost impact of introducing HOS-AR. access to consultant physician advice specialist intervention. and worked as part of a wider The tool does not try to quantify the respiratory care pathway. b) the service is accessible and benefits arising from improved operates on a basis that reflects the patient care and whilst it does allow Some teams undertook other local populations need and you to tailor assumptions to more respiratory management duties in to preferences. accurately reflect local priorities it addition home oxygen assessment should be remembered that it is a and review and it also varied as to c) the service is viewed as responsive, model all be it a very useful one and whether or not teams had clinical integrated, cost effective and can not for example convey the responsibility for non–respiratory sustainable by local commissioners. importance of home oxygen as a home oxygen patients. constituent part of an admission The Department of Health have avoidance strategy. A table summarising the variation in developed a COPD commissioning workforce model is shown on toolkit which includes a best practice page 16. service specification and costing tool to support the commissioning of a In terms of service models what high quality home oxygen assessment seems to be important in supporting and review service. These resources quality assured HOS-AR is that: can be accessed by visiting www.dh.gov.uk/health/2012/08/ copd-toolkit 15
  • 16. A table summarising the variation in workforce models across the home oxygen project teams 16 Service as at January 2012 Oxfordshire Derby Salford Stockport Hampshire Derbyshire PCT Andover Lymington Basingstoke, Fareham Southampton Portsmouth Isle of Wight (south) & Derby N.E Hampshire City PCT and Farnham HOS patients 520 600 480 340 640 Patient management 280 patient 381 patient 259 patient 400 patient 300 patient case load case load case load case load case load Respiratory Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Heart failure Yes Yes Yes Yes No Yes Yes No No No Cluster headache Yes Yes Yes Yes No Yes No No No Palliative care Yes Yes Yes Yes No Yes No No No No Paediatrics Do not Rx O2 Not clinically but No No No No No No No No No for paediatrics manage equipment but support & data once on O2 and monitor usage Workforce 2.6 WTE band Band 7 full Time Band 7 respiratory Band 7 COPD Nurse 2 x Community 2 WTE Band 7 1.6 WTE band 7 2 X Band ? 1.0 wte 37.5 Band 7 1 WTE 0.6 WTE band 6 nurses Nurse Practitioner nurse specialist (1.28WTE), plus Band Matrons Respiratory Specialist nurses and 1 band Respiratory Band 6 Physio 37.5 hours 6 nurse (at (1 WTE), Band 6 (1 WTE), Band 6 8a COPD Nurse (0.13 Nurses and 1 x WTE 6 nurse plus Respiratory Nurses Band 6 0.5 WTE recruitment Nurse Assessor (28hrs Specialist Pharmacy WTE), GPwSI 0.05WTE), Respiratory Specialist Physiotherapist (? WTE) Nurse 18.75 hours phase) week 0.75 WTE) Technician Band 3 Admin (0.5WTE) Physiotherapist led Amb. O2 assessments Dedicated 1 WTE Fulltime project Yes – post improvement Yes No Yes 19 hours No No 0.2 wte 7.5 Band 3 0.27 WTE 0.6 band administrative administrative support officer project – now have a per week Admin Admin assistant 2 admin support hours band 3 (1WTE) 10 hours Do the HOS-AR Yes No Yes – non O2 patients Yes Yes Yes Yes No No No Yes clinicians manage under ongoing review, other (non-oxygen) eg. ILD patients to respiratory patients? determine O2 need if not already on therapy Clinical support 1 hour per week Consultant Respiratory Nurse Respiratory Nurse Consultant 3 X Consultant Consultant Consultant Consultant Consultant Consultant of respiratory Physicians Consultant Consultant GP with a Physicians Physicians Physicians Physicians Physicians Physicians Physicians consultant input. Consultant specialist interest in Physicians respiratory medicine Integrated working Yes Yes Yes Yes No Yes Yes Yes Yes Yes Yes withwider respiratory pathway? Improving the quality and safety of home oxygen services: The case for spread Operations Clinic- Mon, Wed Home visits, Home Visits Monday to Daily clinics spread over Monday - Friday clinics Monday to Fri clinics Monday to Wednesday and Monday clinic and Thursday Community Clinics, Friday. Clinics once a 3 locations Home visits 08.00-16.00 in varying locations Friday incl. Friday clinics, Home Home visits Tuesday (9 to 5)Home visits – Acute Ward visits month at 3 venues Monday to Wednesday visits Monday to to Friday incl. Mon-Friday (9 to 5) across the city incl. Thursday clinic Friday incl. Clinic location Hospital and Hospital and Hospital Community Community Lymington New Hospital and Community Hospital Hospital Hospital and Community Community locations *3 Forest Hospital Community Community only at present Home visits Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes
  • 17. Improving the quality and safety of home oxygen services: The case for spread 2.3 Issues and challenges The Derby team had historically had a The administrative and data challenge with inappropriate management requirements of HOS- Analysis of oxygen usage data, prescribing arising from General AR are a challenge that all teams held process mapping exercises Practice. With support from the in common. Incomplete information undertaken individually with project national programme senior data upon referral often meant that highly teams and knowledge exchange at analyst and the use of data skilled clinical resource spent a lot of collective project cohort peer support dashboards they were able to time trying to establish a more events uncovered both differences establish that GP prescribing of home complete clinical picture of patients in and similarities as regards the issues oxygen was now significantly reduced advance of their appointment. and challenges faced by the teams in and that the current sources of implementing high quality HOS-AR. inappropriate prescribing were based In some instances this was addressed in the hospital setting. somewhat by more complete and Historically, the clinic DNA rates in robust referral processes and both Salford and Stockport had been In Oxford the process mapping documentation and by reinforcing/re- identified as problematic and so to exercises highlighted that slight launching referral criteria. this end both teams had searched for variations in practice had arisen ways increase their capacity to among the team in response to However, the need to monitor undertake home visits. specific clinical scenarios. The team oxygen usage data and keep track of had a long-standing practice of guideline mandated review dates Salford, prior to starting the project holding regular clinical update and does require administrative support. had already reduced the number of knowledge sessions and so they clinics they performed in order to provided a forum to ensure 2.4 Overall project cost savings increase their capacity to undertake consistency across the team was re- home visits. established. The HOS-AR teams included within the prototype project cohort had However, by analysing the processes In Hampshire, both the data analysis already demonstrated to the associated with an individual and the series of process mapping satisfaction of their local assessment clinic they spotted events with teams across the county commissioners their ability to opportunities to change practice and supported a gap analysis in respect of prescribe and rationalise home reduce the duration of the initial adherence to national standards, oxygen therapy in an appropriate and oxygen assessment. This enabled resource constraints and potential cost effective manner prior to them to create additional capacity for variations in prescribing behaviour. embarking upon this phase of work. a dedicated clinic for palliative oxygen assessment. This information further informed the Prior to the project work many of the development of a Pan-Hampshire teams had already comprehensively Stockport also reorganised their service specification and provided the reviewed supplier concordance and clinics and increased home visits basis for a service investment invoice data, cleansing the data of capacity. They overcame the business case. anomalies (such as charges for challenge of requiring two staff per deceased patients, multiple data home visit (in order to transport entries for a single patient etc) and laboratory style blood gas analyser had married this data with clinical equipment and concentrators) by the information to create home oxygen adoption of portable blood gas patient registers or actual databases. equipment 17
  • 18. Improving the quality and safety of home oxygen services: The case for spread 3 These teams were already routinely Best estimates seem to indicate that Although the prototype project sites updating these registers establishing the prototype teams were on target had completed thorough data cycles of patient therapy assessment to achieve an average of £100,000 validation exercises, there were still and review and identifying candidate per site in HOS-AR related annual opportunities for further savings from patients for therapy alteration/ prescribing cost efficiencies (based reviewing data on a regular basis. removal post clinical review. upon comparison with the annual spend in 2010/11), resulting in a This finding only serves to reinforce The prototype works main thrust was collective workstream annual forecast earlier workstream learning about the to identify key elements in the saving of approximately £570, 000. need for HOS-AR teams to have a implementation of quality assured, regular plan to review data and not safe and appropriate home oxygen Despite the intrinsic cost efficiencies see it as a one off exercise. therapy. deriving from the new national oxygen supply contract, there is still The absence of regular data review However, NHS Improvement - Lung the potential for costs to rise if will inevitably lead to a slow increase was also interested in these teams patients are not initially assessed for in costs. Although the new supply ability to continue the tight control of their need for home oxygen therapy contract does include large penalties any increases in expenditure by healthcare practitioners who are for supplier data errors, the new associated with optimised therapy or both thoroughly familiar with the contractual arrangements are not uncovering unmet need. various equipment modalities and sufficient to deliver the data quality also acquainted with current charging improvements alone. It was therefore of considerable structures. interest that many teams were still This is particularly the case for those able to demonstrate cost savings HOS-AR team clinicians across the suppliers who are dealing with a (prior to oxygen supply contract country attend on an ongoing basis legacy of equipment and inaccurate transition and its inherent contractual the oxygen device training sessions historic data. cost efficiencies) through appropriate held by the oxygen suppliers and so home oxygen prescribing and therapy have a complete understanding of rationalisation. the range of equipment available and also each device’s suitability for the Difficulties in ascertaining consistent different presenting symptoms and data in the immediate aftermath of changing patient clinical needs. the supply transition (which for most HOS-AR teams are also best placed to teams took place during the mid- prescribe a treatment modality which point of the project) made it difficult is both clinically appropriate but also to differentiate between savings from cost effective – a generalist or a HOS-AR related functions and those specialist clinician who has not benefits deriving from a more undergone this training is unlikely to efficient contract. be able to do this on a consistent basis. 18
  • 19. 3: Case studies Improving the quality and safety of home oxygen services: The case for spread 3.1 Oxford Health NHS Foundation Trust Improving and fine tuning Oxfordshire’s Home Oxygen Service What was the problem? Oxfordshire’s home oxygen service has been operational for approximately three years and is recognised nationally for having successfully improved patients experience as a result of appropriate and cost effective oxygen therapy prescribing undertaken by trained professionals. Staffing changes had created an identified skills gap and the service was subject to an ongoing commissioning requirement to remain both high quality and cost effective. The team also identified areas for improvement such as smoking related incidents, out-of-hours coverage and • Develop a risk assessment tool in Through contact with clinical teams 100% underuse of prescribed oxygen order to formally risk assess patients across the country at NHS therapy in a large number of patients. who smoke Improvement-Lung peer support In addition, the team wanted to • Manage the transition to the new events the team were able to reflect make a smooth transition to the new oxygen supplier. upon their clinical practice and oxygen supply contract. capture ideas for potential new What did they do? ways of working. What was the aim? The team allotted project The project team sought to improve responsibilities and met regularly with What has been achieved? the quality and standards of the support from NHS Improvement-Lung Process mapping enabled the team to service in three areas: in order to refine their aims and examine differences in the service 1. To reduce the number of patients objectives, plan project activities, across the county and confirm the with significant (100%) underuse identify stakeholders, review the skills required at different parts of the of prescribed oxygen therapy by patient journey and undertake pathway. It was also instructive in 25% process mapping (with the ensuring that all members of the 2. To reduce smoking related commissioner in attendance). team were applying a consistent incidents clinical approach. 3. To reduce the cost of prescribed The team also undertook a demand oxygen by 10% over one year. and capacity exercise in order to better understand the impact of They planned to achieve this by travelling and administration on meeting the following objectives: face-to-face time with patients. • Review and update patient pathways • Develop a new competency framework • Train staff and ensure competency in key areas 19
  • 20. Improving the quality and safety of home oxygen services: The case for spread In terms of the stated objectives What are the key learning points? the team: • The importance of risk • Reduced under users from 115 to identification (in general) and 54 (53% reduction) shared awareness among the team • Began development of a smoking in respect of patients who pose a risk assessment too higher risk due to smoking • Increased teams awareness of • Service improvement methodology smoker safety and general oxygen provides effective tools for safety identifying ‘risk’ areas and areas for • Developed greater awareness of quality improvement service demands • Knowledge exchange with other • Reduced oxygen costs by 12% teams (and opening pathways of from September 2011 to April local and national communication) 2012 promotes the development of new • Gained insight into team member ways of working knowledge levels and began • The importance of regularly implementing a competency evaluating clinical knowledge framework among the team in respect of more • Started weekly training sessions to complex patients (CO2 retention, improve the knowledge and skill hypercapnoea, use of oxygen in mix (e.g. maintain competences in exacerbations etc) and the value in arterial blood gas measurements) implementing ongoing training. • Successfully managed supply contract transition which was Contact initially characterised by significant Jo Riley increase in calls from patients Respiratory Service County Lead • Implemented an out of hours Tel: 01865 225472 oxygen ordering pathway Email: • Exploring the use of portable joanne.riley2@oxfordhealth.nhs.uk (capillary) blood gas analysers on home visits and acquiring Sophie Beveridge equipment through cost savings. Respiratory and Home Oxygen Service Nurse Tel: 01865 787185 Email: sophie.beveridge@oxfordhealth.nhs.uk 20
  • 21. Improving the quality and safety of home oxygen services: The case for spread 3.2 NHS Southampton, Hampshire IoW Portsmouth; SHIP PCT Cluster The Hampshire Model for the Home Oxygen Service - Assessment and Review What was the problem? Specific project objectives included: Considerable differences in the type • Gap analysis - to understand of service experienced by home levels of compliance with national oxygen patients across Hampshire standards in respect of HOS-AR were known to exist as a result of the • Staffing review - to understand way the teams undertaking home the workforce variations across the oxygen service – assessment and county review (HOS-AR) had evolved in the • Care pathway review - to different geographical localities. understand differences in the patient journey experienced across In many instances these different the county. service models reflected differences in local need but they were also a What did they do? reflection of differences in local Pathway analysis: A series of funding arrangements and process mapping events were differences in the interpretation of initiated across the county involving (and compliance with) national the home oxygen teams situated in guidance. Lymington, Fareham and Basingstoke respectively. This was supported by use of the In addition, the impending change in data dashboard devised by the NHS oxygen supply provider and This enabled differences in clinical Improvement-Lung senior analyst and contractual changes necessitated practice to be identified and the liaison with both the outgoing and further strengthening in the specific local challenges and resource incoming oxygen supply providers. arrangements for monitoring oxygen constraints documented and usage in preparation for the understood. Service planning: The team also transition by building upon recent reviewed NHS Improvement national analyses of patient concordance. In addition, the teams in Isle of publications, the Department of Wight, Southampton and Portsmouth Health (DH) Good Practice Guide, What was the aim? provided information about local early versions of the DH The aims of the project were to resources and the patient journey by Commissioning toolkit for COPD & 1. Develop robust Pan-Hampshire completion of a mapping table Asthma and the DH Specification for service plans, specifications and a questionnaire. HOS-AR in order to develop a Pan- business (investment) case which Hampshire service specification and reflected national guidance Data management: Work on the business case framework which can 2. Further improve data management analysis of patient concordance was support the development of local to achieve ongoing active intensified to gain an accurate picture investment cases by constituent monitoring of oxygen usage and of usage activity in each location and clinical commissioning groups (CCGs) ensure the successful transition of an understanding of the variations in across the county supply in March 2012. prescribing costs across the county. 21
  • 22. Improving the quality and safety of home oxygen services: The case for spread What has been achieved? What are the key learning points? A better understanding of the 1. Differences in service models differences in service models and across the county did not delivery across the county has necessary imply differences in enhanced the ongoing discussions service quality. However, taking place between the service differences in adherence to provider organisations and the national guidance could be a commissioners of the services. source of service inequality especially in respect of ongoing The Pan-Hampshire service clinical review. specification has been accepted by all 2. Differences existed across the constituent CCGs across the county county in terms of the prescribing and its recommendations in respect cost per patient and this might of service levels will be reflected in also be attributable to differences local service performance indicators. in each teams capacity to review patients changing clinical need The various options outlined in the (and modify therapy) or differences Pan-Hampshire business case have in the use of oxygen device prompted a number of CCGs to modalities especially in relation to consider investment in their local palliative care. HOS-AR to ensure compliance with 3. Significant clinical time is taken up good practice and to also examine by routine administration as a the extent of wider respiratory service result of lack of admin. support. integration. 4. Clinical teams lacked consistent and concise information and Good lines of communication were central management support established with the incoming oxygen concerning home oxygen patients. supply provider and home oxygen patients who were concordance Contact outliers were identified and flagged Chris Slade up with clinical staff for review and Clinical Networks Manager Tel. 02380 627672 / 07833293074 Email: chris.slade@hampshire.nhs.uk or chris.slade@nhs.net 22
  • 23. Improving the quality and safety of home oxygen services: The case for spread 3.3 Derby Hospitals NHS Foundation Trust, Derbyshire County PCT, Derby City PCT Service improvement review to ensure sustainability and consistency of the Derbyshire Home Oxygen Service What was the problem? What was the aim? The introduction of home oxygen The project aimed to address these service-assessment and review (HOS- problems by developing and AR), with blood gas monitoring implementing plans to: available both within clinic and home 1. Improve data coordination, analysis settings, and the establishment of and reporting by reducing clinical and oxygen supply usage data administrative duplication, review and management had enabled inconsistent recording and getting great strides to taken in addressing greater clarity around lines of historic problems of inappropriate reporting. oxygen prescribing and sub-optimal 2. Achieve greater consistency of management together with message among healthcare inequalities of care associated with professionals in terms of the patients varying ability to travel to message to patients and in terms hospital for assessment or review. of the goals of therapy. 3. Identify clearly who, where and This had enabled the newly why home oxygen was prescribed established service to meet all its through improved. initial quality and financial measures 4. Improve ambulatory oxygen • The team worked with the NHS during its first two years of existence. assessment and monitoring Improvement - Lung senior analyst procedures. to develop data dashboards which However, problems still remained 5. Improve the removal pathway for would more easily enable the with many local healthcare patients without a clinical tracking and monitoring of oxygen professionals still not familiar with the requirement for home oxygen. usage and prescribing. principal goals of oxygen therapy • An initial demand and capacity (addressing hypoxia) resulting in What did they do? exercise was undertaken to identify inappropriate therapy initiation. • The team undertook a process ways of increasing service capacity. mapping event and involved • Patient information literature was Many patients understanding about patients, community and hospital- revised in order to strengthen both their condition and their therapy based respiratory staff together messages about the goals of was still variable and the with colleagues from palliative care, oxygen therapy and also the safe administrative and governance IT and the Trust transformation and effective use of equipment. processes for the local HOS-AR department. needed to both keep pace with the • Patient referral forms and data changing primary care landscape and entry processes were reviewed to enable greater analysis and reporting. capture redundancy and identify areas for improvement. • Ongoing dialogue and training was undertaken with the (new) in- coming oxygen supplier in order to manage the transition to a new supply contract. 23
  • 24. Improving the quality and safety of home oxygen services: The case for spread What has been achieved? What are the key learning points? Contact • Inappropriate prescribing has been • Changes in respect of the new Sue Smith reduced by establishing a local HOOF were initially a source of Specialist Practitioner for consensus among healthcare frustration for GPs and Consultants Home Oxygen professionals about the use of the but these changes have now been Tel. 01332 787825 new part a/b Home Oxygen Order agreed. Email. sue.smith31@nhs.net Form (HOOF). • Access to data, and critical review, • Prescribing guidance for all has been particularly valuable in modalities of oxygen is now more identifying the priorities and closely aligned to national objectives for the service. standards and best practice and as Previously, the team believed that such is both tighter and clearer. It they had issues with GP has also been made widely commenced HOOFs, however the available and is being incorporated data suggested that this was no into the Trust website. longer the case. This indicates that • Data harmonisation work has made both the original work has been a progress and all (clinical and supply success, but also that resources usage) data will be entered onto could now be focused elsewhere in System1 to enable it to be accessed order to achieve improvements in across the multi-disciplinary team. areas of a greater need – the team • The new patient information leaflet are considering supporting in- has been well received and the hospital prescribing. quality of prescribing has improved • Service Improvement has become a with a shift from 60% of patients key part of the team’s thinking, having an optimal oxygen and ensuring that they have prescription to 90%. evidence has been helpful for the • A thorough review of the team, but also in supporting governance arrangements in discussions with commissioners. respect of oxygen therapy and • The team could have continued persistent smokers has been being ‘good enough’ – the service undertaken inclusive of liaison with improvement work has encouraged expert legal counsel. them to think critically and aim for better. 24
  • 25. Improving the quality and safety of home oxygen services: The case for spread 3.4 Salford Royal NHS Foundation Trust Maintaining a safe, cost effective and accessible Home Oxygen Therapy Service (HOTS) What was the problem? Home oxygen service – assessment and review (HOS-AR) had been successfully introduced in Salford in 2008 with the establishment of the Home Oxygen Therapy Service (HOTS). Robust referral processes had been implemented and the HOTS team were part of an integrated respiratory service. They also had very strong links with other non- respiratory disciplines. The team had access to supplier invoices and reports which they used to monitor oxygen usage, the sources of prescribing and also the range of clinical conditions existing among patients in receipt of home oxygen What was the aim? What did they do? therapy. A safe, cost effective and accessible The team undertook a number of home oxygen service was a local project activities in support of the The use of an electronic referral priority and so the primary aim was above objectives: proforma (incorporated within local that 95% of all HOOFs originate from GP computer systems) together with the HOTS team (5% allowance for Multidisciplinary engagement: A systematic changes to clinic venue paediatric and end-of-life patients). process mapping event involving locations and the establishment of Continuous service improvement numerous staff types, assorted home visit clinics improved access to would be achieved by: medical specialties and stakeholders. HOTS significantly. This highlighted areas for • Reviewing HOTS referral processes improvement both in respect of However, each month there remained and documentation clinical and administrative processes. a small number of new Home Oxygen • Continued integration of HOTS It also illustrated the evolving role of Order Forms (HOOFs) originating with wider respiratory team to the HOTS team and raised awareness from outside of the HOTS team and support delivery of a high quality of issues across the wider respiratory initiating home oxygen in un-assessed COPD care bundle care pathway. patients. This was of great concern • Greater links with end-of–life carers as the HOTS team were uncovering and staff to ensure appropriate, Change in clinical practice: Further (un-assessed) home oxygen therapy beneficial and cost-effective home low-level mapping of the actual patients with chronic type 2 oxygen prescribing, therapy oxygen assessment process prompted respiratory failure for which oxygen alteration and follow-up the team to continue taking blood therapy could be potentially harmful. • Continued monitoring of home gas measurements on air in both the oxygen usage data to support first and subsequent (three week) transition to a new oxygen supply clinic visit but to undertake titration provider, maintain clinical on oxygen (to target oxygen governance and ensure cost- saturations) in the three week clinic effectiveness assessment visit only. 25
  • 26. Improving the quality and safety of home oxygen services: The case for spread Many patients present with markedly What has been achieved? What are the key learning points? improved blood gas levels at the Home oxygen prescribing – The aim • Process mapping supports the three week assessment and so the of ensuring safe quality assured identification of opportunities to original titration exercise was prescribing of home oxygen though quickly change both clinical unnecessary. In addition, patients the 95% HOOF target has been met. practice and also the organisation (with no known heart failure This was accompanied by continued of care processes. diagnosis) who have a PaO2 > 8.3kPa month-on-month reductions in • Multidisciplinary involvement in at the first initial assessment are prescribing costs in the months service re-design enables referred back to their GP with advice preceding the transition of oxygen consideration of the whole for subsequent re-referral to HOTS if supply (which is likely to introduce pathway of care and identification the patient deteriorates. Previously further cost efficiencies). of areas for improvement outside patients were kept under review if the immediate project scope. their PaO2 < 9kPa Increased assessment clinic capacity – • Quality assured prescribing and cost Initial assessment clinic duration times efficiency will only be maintained Administrative and data have been reduced through the by continual monitoring of oxygen management changes: The referral change in practice, reducing waiting usage by the HOTS team and tight form was altered to include times for new referrals and enabling control of HOOF prescribing. additional information to establish an additional clinic slot for urgent that patients are medically stable assessment for palliative oxygen. Contact prior to assessment. The involvement Melissa Collinge of the commissioner in the mapping Further safeguards against acute Respiratory Nurse Specialist events supported the team’s efforts oxygen toxicity - the multi-disciplinary Tel. 0161 206 0865 in acquiring administrative support to whole pathway discussions prompted Email. melissa.collinge@srft.nhs.uk help improve data management in the routine issuing of oxygen alert advance of oxygen supply transition cards to all patients in need of non and oversee the introduction of invasive ventilation (NIV). additional data recording and audit tools. The team have also established a generic email address which allows for prompt processing of referrals and a shortened appointment booking process. 26
  • 27. Improving the quality and safety of home oxygen services: The case for spread 3.5 Stockport NHS Foundation Trust Fit for purpose – clinical quality, cost effectiveness and patient satisfaction What was the problem? The Oxygen Assessment Service in Stockport (Oasis) and local commissioners jointly identified the need to expand the community- based service to enable GPs to refer patients for specialist home oxygen service - assessment and review (HOS-AR) and also to appropriately repatriate home oxygen patients (whose condition did not require acute hospital / tertiary centre care) back to the community. The service also needed to prepare for the transition to a new oxygen supply contract, which was happening in parallel with the team transferring from the Primary Care • Maximise the cost effectiveness of • Patient reconciliation: Patients Trust (PCT) to the local Foundation the HOS-AR service whilst prescribed oxygen but not known Trust, by identifying and minimising the cost of prescribed to the service were identified by implementing improvements in oxygen reconciling to the oxygen provider service efficiency, data management • Ensure that oxygen is prescribed (Air Products) concordance report and prescribing safely, (without causing increased to their patient care records carbon dioxide retention), and only • Audit of GP oxygen prescribing: What was the aim? when clinically beneficial (hypoxic) This enabled the team to estimate The project was established to • Build close working relationships the numbers of expected GP achieve the following objectives: with other local clinical teams referrals upon commencement of • Review the current service in order managing patients prescribed GP direct access to Oasis to identify both good practice and oxygen and ensure care is • Patient categorisation: Patients areas for improvement consistent across the health were stratified according to disease • Identify gaps in consistency of care economy. complexity, age and prescribing to patients prescribed home oxygen modality short burst/long-term • develop clinical and prescribing What did they do? oxygen therapy in order to support data management systems in order The project team undertook a discussions between clinicians to meet the requirements and number of specific project activities about which patients should be timescale for implementation of a namely: provided full HOS-AR by Oasis new national Home Oxygen supply • Care pathway mapping: The those patients who should be contract (2 July 2012) team process mapped the journey known to the service but managed • Expand the service to ensure that for patients currently cared for by by other specialist services all patients who would benefit from Oasis in order to identify oxygen therapy are offered timely inefficiencies, highlight patients high quality assessment and care who fell outside of the pathways of appropriate to their needs care and reveal inequalities in service provision. This was used to generate improvement ideas 27
  • 28. Improving the quality and safety of home oxygen services: The case for spread • Workforce modeling: The team • Development of a referral • Working with the PCT quality team worked with their commissioner in pathway for GPs for acute enabled the development of an the development of a tool to assessment: Working with the improved reporting tool which estimate staff numbers required for primary care respiratory lead / GP could merge monthly supplier the new expanded service and to with a specialist interest and the invoice data with the active patient develop the business plan. The tool local commissioners the team clinical list. used information from: developed a referral pathway which • Networking with other national • GP prescribing audit and the incorporated use of the Choose COPD project teams assisted the patient categorisation exercise and Book service. process of clinical practice review • the revised care pathway from and generated ideas for the mapping exercise What has been achieved? improvements to service delivery • projected volume of patients The project met all the stated such as: receiving full HOS-AR care from objectives and delivered a number of • use of portable equipment to the patient reconciliation exercise notable achievements namely: facilitate blood gas analysis of • Department of Health good • Development a GP referral pathway housebound patients practice guide requirements in and proforma ensuring that GP’s • shift to a locality based work plan respect of clinical competence no longer issue Home Oxygen to reduce travel time and mileage • demand and capacity information Order Forms. and in respect of assessments, • Increased clinic / visit capacity • development of new template for reviews, administration and data enabling the creation 1x urgent slot patient contacts to reduce time management. available daily Mon-Friday spent dictating letters • Development of an Out of hours • The new service arrangements have This model also took account of pathways with the Mastercall uncovered challenges associated appointments being a mix of home service with the initiation of oxygen visits and clinic based appointments • Reduced the costs associated with therapy for palliative /End-of-life with an increased emphasis on home home visits through use of a patients visits in order to address the relatively portable blood gas analyser by a • The ability to safely and high historic DNA rates for clinic single nurse appropriately initiate oxygen appointments. • Improved patient data therapy immediately following a management enabling historic senior specialist nurse home visit • Review of Home assessment oxygen usage and patient clinic should increase patient satisfaction equipment: As part of the national contact records to be viewed and service effectiveness – this COPD project cohort the Stockport together assertion will be tested through team were able to discuss patient satisfaction surveys and alternative blood gas analyser What are the key learning points? continued monitoring of clinical equipment with other HOS-AR • Collaboration between the clinical and usage data. services and select clinically team and the local commissioner in effective portable equipment that the use of patient clinical data and Contact could be managed by one person the oxygen supplier data enabled a Karen Fern as two staff are currently required model of service workforce COPD Team Leader to deploy the current analyser and requirements to be developed Tel. 0161 426 9613 other equipment. which met the needs of the local Email: Karen.Fern@nhs.net population 28