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Trading in Asia with confidence
       by Lighthouse IP

Jane List –Commercial & Content Director

  Will Hawkins – Sales Director EMEA
Lighthouse IP? Who?
Asia is an important market for all
        types of businesses
You want to know whether this is a
      market for you or not
Is Asia for me
and my IP?
Do I market or manufacture my
     invention in Asia?
Find experts
 who can help
 you make the
right decisions
Taking my invention into Asia with
          confidence
How is IP Treated in Asia?
Is my invention going to be stolen?
Is it worth
protecting my
 invention?
Who can help to protect my IP?
Choose the best IPR to
 protect an invention
Overview of IP Rights
             Type of work     Type of right
Type of IP   protected        granted           Duration         Obligation
             Product or                                          disclosure of
Patent       Method           monopoly          <20 years        invention
Utility                                                          disclosure of
Model        Product          monopoly          <10 years        invention
Registered                                                       disclosure of
Design       Product          monopoly          5 - 25 years     designs
                                                life of author
Copyright    Creative work    monopoly          plus X years     no obligation

             Identifier for                     10 years
             product or                         unlimited        must remain in
Trademark    service          monopoly          renewals.        use

                              No protection/
                                Breach of
Secrecy/      Know-How / IP   Confidentiality   Indefinitely/3-5 One-way / Two-
NDA          / Business                         years            way
Patent, Utility Model & Design Rights
                 in Asia
country     patent   Utility model     design
China

Hong Kong            Yes, via China.
Japan
Korea
Singapore
Taiwan
Thailand


Vietnam
What is a Patent?
• 3 criteria to obtain a patent for an invention
      Absolute novelty, inventive step, usefulness
• The priority date and prior-art
• Protects an invention in nation or region
      patent families (equivalents)
• Types of patent
      process, product
• The Patent Specification
      abstract, filing info. drawings, claims, description
What is a Utility Model?

• protects small technology advances in products
• may be converted to a full patent
• may be obtained through PCT
• fast to obtain (6-9 months to grant)
• formalities examination only
• Used widely in fast moving markets such as
  consumer electronics
What is an Industrial Design?
• Protects the ornamental or aesthetic aspect of a product
• May be 3D (shape) or 2D (pattern)
• Design must be non-functional
• Must be new or original
• Hague Agreement
• WIPO administered treaty
   for filing International designs
• May also be protected
   under copyright in some countries
Filing a Patent in Asia
State of the art search    Competitive intelligence     Monitoring prior to market
 Prior art search                                       entry and beyond
                          Freedom to use / clearance




 You decide to            Your patent has             Be prepared to
  manufacture in            favourable search            defend your rights.
  Asia.                     report.

 You need to extend       But does your
  national filing.          product infringe any
                            existing products in
                            your market?
The Paris Convention

              signed in Paris March 20th 1883
            174 contracting member countries
                   provides reciprocal rights
claim convention priority for foreign applications made
within one year of (Priority) Filing Date (INID Code 30)
  foreign filings need not be identical to priority filing


  Patent Law Treaty (2000) allows filings within 14 months of first filing
WIPO and the Patent
Cooperation Treaty
WIPO and the Patent
                      Cooperation Treaty
  • Started in 1978
  • Treaty signed in Washington DC in 1970
  • Provides a single application which may proceed in 146 authorities
  • Does not grant patents
  • An initial search is carried out at a PCT designated office
  • Defers cost of translations
  • Defers decision on where to file
  • Can choose early preliminary examination
  • Patents granted at national designated office.
Glossary of patent information terms:
http://www.wipo.int/export/sites/www/standards/en/pdf/08-01-01.pdf
Filing with the Patent
                   Cooperation Treaty
• Receiving offices:
      most national offices ,International Bureau

• Official languages:
       Arabic, Chinese, English, French, German, Japanese, Korean,
       Portuguese, Russian and Spanish

• International search authorities:
       Austria, Australia, Brazil, Canada, China, EPO, Finland, Israel,
       Japan, Korea, Russia, Spain, Sweden, USA.

          UK companies can file PCT application in
                English at IB, EPO or GB
Entering the National Phase
• When?
                  30 months from Filing

• How?
                  On payment of fees
                  Submission of ISR and IPER
                  Translation of the application into the official language

• What next?
           Each authority carries out it’s own examination
           Publishes a granted national patent
           Fees paid to national offices

PCT Applicants Guide: http://www.wipo.int/pct/en/appguide/index.jsp
How to ensure translation quality?


Some countries require certified translations
Translators must undergo formalities




Translators must be expert in translating patents
Translators usually specialise in a particular subject
e.g. biotechnology, pharmaceutical, electronic, mechanical
Obtaining patent translations

Patent translation requires an understanding of:
      the subject matter of the invention
      the source and target language
      how claims are interpreted


Translation errors may be amended
      during prosecution, (Art.33)
      in a foreign priority (PCT) filing
      claims will be narrowed
Lifetime Costs for maintaining a patent
                 family
                            Opposition proceedings
• Summary

     Advantages of using the PCT
          • Streamline, simplify,
     • cost effective and defers cost
• Provides more time for R&D, Partnering,
     Technology Transfer and Licensing

    Disadvantages of using the PCT
• Single application may not be best way to
        get protection in all countries
          • Increases uncertainty
Lifetime of a patent: prosecution in Asia




                                     Patent
                                     Expiry

                       CN

                       KR


                       JP
Who can help me if I decide to make or
          market in Asia?
National Patent Laws
Post-grant offices take renewal fees and with courts -


enforce patent rights
    system to claim damages
    interim injunctions
    competent administrative authorities
    prior art defence

Resource for China IP Law:   http://www.ipr2.org/
Finding and Understanding Asian
      patent information
Where can I find out about existing
     inventions in my field in Asia?
•   Espacenet            www.epo.org
•   Patentscope          www.wipo.org
•   The British Library
•   Japan
•   http://www.ipdl.inpit.go.jp/homepg_e.ipdl
•   SIPO           http://english.sipo.gov.cn/
How do I filter the information down
                  to what I need?
35,000
         SIPO weekly publications 2012

30,000




25,000




20,000
                                                                                                                       Applications
                                                                                                                       Utilities

15,000                                                                                                                 Granted Patents




10,000




 5,000




    0
         1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39
Understanding patents in Asian
         languages –
Machine or Human Translations?
Searching techniques and tips

                                                Portfolio monitoring
            Search keywords

                                    Report          Check legal status
        Search IPC
                                                        Check renewals
   Search applicants         Analyse documents
                                                          Check citations
Search inventors            Translate into English

                   Search in English MTChinese
                        Search in English / / Chinese Original


           Full text of 5.3 m patents – Chinese / English MT
Chinese Patent Alerts Weekly




                Complete Results
                    Emailed
  Strategy                         Select Patents
                        In
    Run                            From Results
                  Spreadsheet
    Each                            Set To View
                       With
   Week                              Complete
                  Bibliographic
Automatically                      Chinese PDF /
                    Data And
     In                              English txt
                    Abstract
  Chinese
                        In
                     English
Who can help me?
UK based Patent Attorneys with links in
                Asia
Some useful Resources on Asian IP
            Matters for SMEs
Intellectual Property Protection Overseas http://www.businesslink.gov.uk
IP Primers for Brazil, China, India, Korea, Vietnam, USA
Business Link, with the GB IPO and DTI have created to assist SMEs filing overseas.

China IPR Help Desk for SMEs                     http://www.china-iprhelpdesk.eu/
Quarterly newsletter covers IPR protection issues in China

EPO Asian Patent Information Service             http://www.epo.org/searching/asian.html
Help desk and advice on searching patents, legal status, alerts, translations.

WIPO     http://www.wipo.int/sme/en/
Information on IPRs specific for SMEs, newsletter, training programmes
Lighthouse IP

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Trading in asia with confidence by lighthouse ip october 2012

  • 1. Trading in Asia with confidence by Lighthouse IP Jane List –Commercial & Content Director Will Hawkins – Sales Director EMEA
  • 3. Asia is an important market for all types of businesses
  • 4. You want to know whether this is a market for you or not
  • 5. Is Asia for me and my IP?
  • 6. Do I market or manufacture my invention in Asia?
  • 7. Find experts who can help you make the right decisions
  • 8. Taking my invention into Asia with confidence
  • 9. How is IP Treated in Asia?
  • 10. Is my invention going to be stolen?
  • 11. Is it worth protecting my invention?
  • 12. Who can help to protect my IP?
  • 13. Choose the best IPR to protect an invention
  • 14. Overview of IP Rights Type of work Type of right Type of IP protected granted Duration Obligation Product or disclosure of Patent Method monopoly <20 years invention Utility disclosure of Model Product monopoly <10 years invention Registered disclosure of Design Product monopoly 5 - 25 years designs life of author Copyright Creative work monopoly plus X years no obligation Identifier for 10 years product or unlimited must remain in Trademark service monopoly renewals. use No protection/ Breach of Secrecy/ Know-How / IP Confidentiality Indefinitely/3-5 One-way / Two- NDA / Business years way
  • 15. Patent, Utility Model & Design Rights in Asia country patent Utility model design China Hong Kong Yes, via China. Japan Korea Singapore Taiwan Thailand Vietnam
  • 16. What is a Patent? • 3 criteria to obtain a patent for an invention Absolute novelty, inventive step, usefulness • The priority date and prior-art • Protects an invention in nation or region patent families (equivalents) • Types of patent process, product • The Patent Specification abstract, filing info. drawings, claims, description
  • 17. What is a Utility Model? • protects small technology advances in products • may be converted to a full patent • may be obtained through PCT • fast to obtain (6-9 months to grant) • formalities examination only • Used widely in fast moving markets such as consumer electronics
  • 18. What is an Industrial Design? • Protects the ornamental or aesthetic aspect of a product • May be 3D (shape) or 2D (pattern) • Design must be non-functional • Must be new or original • Hague Agreement • WIPO administered treaty for filing International designs • May also be protected under copyright in some countries
  • 19. Filing a Patent in Asia State of the art search Competitive intelligence Monitoring prior to market Prior art search entry and beyond Freedom to use / clearance  You decide to  Your patent has  Be prepared to manufacture in favourable search defend your rights. Asia. report.  You need to extend  But does your national filing. product infringe any existing products in your market?
  • 20. The Paris Convention signed in Paris March 20th 1883 174 contracting member countries provides reciprocal rights claim convention priority for foreign applications made within one year of (Priority) Filing Date (INID Code 30) foreign filings need not be identical to priority filing Patent Law Treaty (2000) allows filings within 14 months of first filing
  • 21. WIPO and the Patent Cooperation Treaty
  • 22. WIPO and the Patent Cooperation Treaty • Started in 1978 • Treaty signed in Washington DC in 1970 • Provides a single application which may proceed in 146 authorities • Does not grant patents • An initial search is carried out at a PCT designated office • Defers cost of translations • Defers decision on where to file • Can choose early preliminary examination • Patents granted at national designated office. Glossary of patent information terms: http://www.wipo.int/export/sites/www/standards/en/pdf/08-01-01.pdf
  • 23. Filing with the Patent Cooperation Treaty • Receiving offices: most national offices ,International Bureau • Official languages: Arabic, Chinese, English, French, German, Japanese, Korean, Portuguese, Russian and Spanish • International search authorities: Austria, Australia, Brazil, Canada, China, EPO, Finland, Israel, Japan, Korea, Russia, Spain, Sweden, USA. UK companies can file PCT application in English at IB, EPO or GB
  • 24. Entering the National Phase • When? 30 months from Filing • How? On payment of fees Submission of ISR and IPER Translation of the application into the official language • What next? Each authority carries out it’s own examination Publishes a granted national patent Fees paid to national offices PCT Applicants Guide: http://www.wipo.int/pct/en/appguide/index.jsp
  • 25. How to ensure translation quality? Some countries require certified translations Translators must undergo formalities Translators must be expert in translating patents Translators usually specialise in a particular subject e.g. biotechnology, pharmaceutical, electronic, mechanical
  • 26. Obtaining patent translations Patent translation requires an understanding of: the subject matter of the invention the source and target language how claims are interpreted Translation errors may be amended during prosecution, (Art.33) in a foreign priority (PCT) filing claims will be narrowed
  • 27. Lifetime Costs for maintaining a patent family Opposition proceedings
  • 28. • Summary  Advantages of using the PCT • Streamline, simplify, • cost effective and defers cost • Provides more time for R&D, Partnering, Technology Transfer and Licensing  Disadvantages of using the PCT • Single application may not be best way to get protection in all countries • Increases uncertainty
  • 29. Lifetime of a patent: prosecution in Asia Patent Expiry CN KR JP
  • 30. Who can help me if I decide to make or market in Asia?
  • 31. National Patent Laws Post-grant offices take renewal fees and with courts - enforce patent rights system to claim damages interim injunctions competent administrative authorities prior art defence Resource for China IP Law: http://www.ipr2.org/
  • 32. Finding and Understanding Asian patent information
  • 33. Where can I find out about existing inventions in my field in Asia? • Espacenet www.epo.org • Patentscope www.wipo.org • The British Library • Japan • http://www.ipdl.inpit.go.jp/homepg_e.ipdl • SIPO http://english.sipo.gov.cn/
  • 34. How do I filter the information down to what I need? 35,000 SIPO weekly publications 2012 30,000 25,000 20,000 Applications Utilities 15,000 Granted Patents 10,000 5,000 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39
  • 35. Understanding patents in Asian languages – Machine or Human Translations?
  • 36. Searching techniques and tips Portfolio monitoring Search keywords Report Check legal status Search IPC Check renewals Search applicants Analyse documents Check citations Search inventors Translate into English Search in English MTChinese Search in English / / Chinese Original Full text of 5.3 m patents – Chinese / English MT
  • 37. Chinese Patent Alerts Weekly Complete Results Emailed Strategy Select Patents In Run From Results Spreadsheet Each Set To View With Week Complete Bibliographic Automatically Chinese PDF / Data And In English txt Abstract Chinese In English
  • 39. UK based Patent Attorneys with links in Asia
  • 40. Some useful Resources on Asian IP Matters for SMEs Intellectual Property Protection Overseas http://www.businesslink.gov.uk IP Primers for Brazil, China, India, Korea, Vietnam, USA Business Link, with the GB IPO and DTI have created to assist SMEs filing overseas. China IPR Help Desk for SMEs http://www.china-iprhelpdesk.eu/ Quarterly newsletter covers IPR protection issues in China EPO Asian Patent Information Service http://www.epo.org/searching/asian.html Help desk and advice on searching patents, legal status, alerts, translations. WIPO http://www.wipo.int/sme/en/ Information on IPRs specific for SMEs, newsletter, training programmes