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COGNITIVE
BEHAVIOR
 THERAPY
COGNITIVE
    BEHAVIOR
     THERAPY
Applying Empirically Supported
  Techniques in Your Practice

         Second Edition


             Edited by
        William O’Donohue
          Jane E. Fisher




        John Wiley & Sons, Inc.
This book is printed on acid-free paper.

Copyright  2008 by John Wiley & Sons, Inc. All rights reserved.

Published by John Wiley & Sons, Inc., Hoboken, New Jersey.
Published simultaneously in Canada.

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Library of Congress Cataloging-in-Publication Data:

Cognitive behavior therapy : applying empirically supported techniques in your practice / edited by William
O’Donohue, Jane E. Fisher.–2nd ed.
    p. ; cm.
Includes bibliographical references and indexes.
ISBN 978-0-470-22778-7 (cloth : alk. paper)
1. Cognitive therapy. I. O’Donohue, William T. II. Fisher, Jane E. (Jane Ellen), 1957-
[DNLM: 1. Cognitive Therapy–methods. 2. Mental Disorders–therapy. WM 425.5.C6 C67677 2009]
RC489.C63C6277 2009
616.89’1425–dc22
                                      2008026325


Printed in the United States of America.

10 9 8 7 6 5 4 3 2 1
CONTENTS




    Preface xiii
    Acknowledgments xv

    Contributors xvii


1   Introduction 1
     William O’Donohue and Jane E. Fisher

2   Psychological Acceptance 4
     James D. Herbert, Evan M. Forman, and Erica L. England

3   Anger (Negative Impulse) Control 17
     Brad Donohue, Kendra Tracy, and Suzanne Gorney

4   Assertiveness Skills and the Management of Related Factors 26
     Melanie P. Duckworth

5   Attribution Change 35
     Rebecca S. Laird and Gerald I. Metalsky

6   Behavioral Activation for Depression 40
     Christopher R. Martell

7   Response Chaining 46
     W. Larry Williams and Eric Burkholder

8   Behavioral Contracting 53
     Ramona Houmanfar, Kristen A. Maglieri, Horacio R. Roman, and Todd A. Ward

9   Bibliotherapy Utilizing CBT 60
     Negar Nicole Jacobs




                                               v
vi   CONTENTS

10 Breathing Retraining and Diaphragmatic Breathing Techniques 68
     Holly Hazlett-Stevens and Michelle G. Craske

11 Classroom Management 75
     Steven G. Little and Angeleque Akin-Little

12 Cognitive Defusion 83
     Jason B. Luoma and Steven C.Hayes

13 Cognitive Restructuring of the Disputing of Irrational Beliefs 91
     Albert Ellis

14 Cognitive Restructuring: Behavioral Tests of Negative Cognitions 96
     Keith S. Dobson and Kate E. Hamilton

15 Communication/Problem-Solving Skills Training 101
     Pamella H. Oliver and Gayla Margolin

16 Compliance with Medical Regimens 109
     Elaine M. Heiby and Maxwell R. Frank

17 Contingency Management Interventions 116
     Claudia Drossel, Christina G. Garrison-Diehn, and Jane E. Fisher

18 Daily Behavior Report Cards: Home–School Contingency Management
   Procedures 123
     Mary Lou Kelley and Jennette L. Palcic

19 Dialectics in Cognitive and Behavior Therapy 132
     Armida Rubio Fruzzetti and Alan E. Fruzzetti

20 Differential Reinforcement of Low-Rate Behavior 142
     Mark Alavosius, Joseph Dagen, and William D. Newsome

21 Differential Reinforcement of Other Behavior and Differential Reinforcement
   of Alternative Behavior 147
     Michele D. Wallace and Adel C. Najdowski

22 Directed Masturbation: a Treatment of Female Orgasmic Disorder 158
     Stephanie Both and Ellen Laan
CONTENTS   vii

23 Distress Tolerance 167
     Michael P. Twohig and Katherine A. Peterson


24 Emotion Regulation 174
     Alan E. Fruzzetti, Wendy Crook, Karen M. Erikson, Jung Eun Lee,
     and John M. Worrall

25 Encopresis: Biobehavioral Treatment 187
     Patrick C. Friman, Jennifer Resetar, and Kim DeRuyk

26 Expressive Writing 197
     Jenna L.Baddeley and James W. Pennebaker

27 Flooding 202
     Lori A. Zoellner, Jonathan S. Abramowitz, Sally A. Moore, and David M. Slagle


28 Experimental Functional Analysis of Problem Behavior 211
     James E. Carr, Linda A. LeBlanc, and Jessa R. Love

29 Functional Communication Training to Treat Challenging Behavior 222
     V. Mark Durand and Eileen Merges

30 Functional Self-Instruction Training to Promote Generalized Learning 230
     Frank R. Rusch and DouglasKostewicz

31 Group Interventions 236
     Claudia Drossel

32 Habit Reversal Training 245
     Amanda Nicolson Adams, Mark A. Adams, and Raymond G. Miltenberger


33 Harm Reduction 253
     Arthur W. Blume and G. Alan Marlatt

34 Putting It on the Street: Homework in Cognitive Behavioral Therapy 260
     Patricia Robinson

35 The Prolonged CS Exposure Techniques of Implosive (Flooding) Therapy 272
     Donald J. Levis
viii    CONTENTS

36 Cognitive Behavioral Treatment of Insomnia 283
       Wilfred R. Pigeon and Michael L. Perlis


37 Interoceptive Exposure for Panic Disorder 296
       John P. Forsyth, Tiffany Fus´ , and Dean T. Acheson
                                   e


38 Live (In Vivo) Exposure 309
       Holly Hazlett-Stevens and Michelle G. Craske

39 Applications of the Matching Law 317
       John C. Borrero, Michelle A. Frank, and Nicole L. Hausman

40 Mindfulness Practice 327
       Sona Dimidjian and Marsha M. Linehan


41 Moderate Drinking Training for Problem Drinkers 337
       Frederick Rotgers

42 Multimodal Behavior Therapy 342
       Arnold A. Lazarus

43 Positive Psychology: A Behavioral Conceptualization and Application to
   Contemporary Behavior Therapy 347
       Alyssa H. Kalata and Amy E. Naugle

44 Motivational Interviewing 357
       Eric R. Levensky, Brian C. Kersh, Lavina L. Cavasos, and J. Annette Brooks


45 Noncontingent Reinforcement as a Treatment for Problem Behavior 367
       Timothy R. Vollmer and Carrie S. W. Borrero

46 Pain Management 375
       Robert J. Gatchel and Richard C. Robinson

47 Parent Training 383
       Kevin J. Moore and Gerald R. Patterson

48 Self-Efficacy Interventions: Guided Mastery Therapy 390
       Walter D. Scott and Daniel Cervone
CONTENTS   ix

49 Positive Attention 396
     Stephen R. Boggs and Sheila M. Eyberg

50 Problem-Solving Therapy 402
     Arthur M. Nezu, Christine Maguth Nezu, and Mary McMurran

51 Punishment 408
     David P. Wacker, Jay Harding, Wendy Berg, Linda J. Cooper-Brown,
     and Anjali Barretto

52 Rapid Smoking 415
     Elizabeth V. Gifford and Deacon Shoenberger

53 Relapse Prevention 422
     Kirk A. B. Newring, Tamara M. Loverich, Cathi D. Harris, and Jennifer Wheeler

54 Relaxation 434
     Kyle E. Ferguson and Rachel E. Sgambati

55 Response Prevention 445
     Martin E. Franklin, Deborah A. Ledley and Edna B. Foa

56 Satiation Therapy 452
     CrissaDraper

57 Identifying and Modifying Maladaptive Schemas 457
     Cory F. Newman

58 Self-Management 466
     Lynn P. Rehm and Jennifer H. Adams

59 Safety Training/Violence Prevention Using the SafeCare Parent
   Training Model 473
     Daniel J. Whitaker, Dan Crimmins, Anna Edwards, and John R. Lutzker

60 Self-Monitoring as a Treatment Vehicle 478
     Kathryn L. Humphreys, Brian P. Marx, and Jennifer M. Lexington

61 Sensate Focus 486
     Lisa Regev and Joel Schmidt
x    CONTENTS

62 Shaping 493
     Kyle E. Ferguson and Kim Christiansen

63 Social Skills Training 502
     Chris Segrin

64 Squeeze Technique for the Treatment of Premature Ejaculation 510
     Claudia Avina

65 Stimulus Control 516
     Alan Poling and Scott T. Gaynor

66 Stimulus Preference Assessment 523
     Jane E. Fisher, Jeffrey A. Buchanan, and Stacey Cherup-Leslie

67 Stress Inoculation Training 529
     Donald Meichenbaum

68 Stress Management Intervention 533
     Victoria E. Mercer

69 Systematic Desensitization 542
     Lara S. Head and Alan M. Gross

70 Think-Aloud Techniques 550
     Gerald C. Davison, Jennifer L. Best, and Marat Zanov

71 Time-Out, Time-In, and Task-Based Grounding 557
     Patrick C. Friman

72 Guidelines for Developing and Managing a Token Economy 565
     Patrick M. Ghezzi, Ginger R. Wilson, Rachel S. F. Tarbox, and Kenneth
     R. MacAleese

73 Urge Surfing 571
     Andy Lloyd

74 Validation Principles and Strategies 576
     Kelly Koerner and Marsha M. Linehan
CONTENTS   xi

75 Values Clarification 583
     Michael P. Twohig and Jesse M. Crosby

   Author Index 589

   Subject Index 623
PREFACE




Over the last three decades there has been a significant increase in interest in cognitive behavior
therapy. This has occurred for several reasons: 1) Mounting experimental evidence supports the
effectiveness of cognitive behavioral therapy for certain psychological problems induding high
incidence problems such as depression and the anxiety disorders. The well-known Chambless report,
for example, identifies many cognitive behavioral therapies as being empirically supported. In fact,
cognitive behavioral techniques comprise most of the list. 2) Cognitive behavior therapy tends to be
relatively brief and often can be delivered in groups. Therefore it can be more cost-effective than some
alternatives and be seen to offer good value. These qualities have become particularly important in
the era of managed care with its emphasis upon cost containment. 3) Cognitive behavior therapy has
been applied with varying success to a wide variety of problems (see Fisher and O’Donohue, 2006
for over 70 behavioral health problems in which CBT can be considered an evidence based treatment.
Thus, it has considerable scope and utility for the practitioner in general practice or the professional
involved in the training of therapists. 4) Cognitive behavior therapy is a relatively straight forward
and clearly operationalized approach to psychotherapy. This does not mean that case formulation
or implementing these techniques is easy. However, CBT is more learnable that techniques such as
psychoanalysis or Gestalt therapy. 5) Cognitive behavioral therapy is a therapy system comprised of
many individual techniques, with researchers and practitioners constantly adding to this inventory.
A given behavior therapist, because of his or her specialty, may know or use only a small subset of
these. A clinician or clinical researcher may want to creatively combine individual techniques to treat
some intransigent problem or an unfamiliar or complicated clinical presentation.
    This volume attempts to bring together all of the specific techniques of cognitive behavior therapy.
It does this in an ecumenical fashion. Historically, and currently, there are divisions inside behavior
therapy that this book attempts to ignore. For example, cognitive and more traditionally behavioral
techniques are included. This offended some prospective authors who were clearly warriors in the
cognitive-behavioral battle. We wanted to be inclusive, particularly because pragmatically the outcome
research favors both sides of this particular battle.
    Our major interest in compiling this book was twofold: First we noted the lack of a volume
that provides detailed descriptions of the techniques of cognitive behavioral therapy. Many books
mentioned these but few described the techniques in detail. The absence of a comprehensive collection
of the methods of cognitive-behavior therapy creates a gap in the training of students and in the
faithful practice of cognitive behavior therapy. Second, with the increased interest in cognitive behavior
therapy, particularly by the payers in managed care, there has been an increasing bastardization of
behavior therapy. Some therapists are claiming they are administering some technique (e.g., relapse
prevention or contingency management) when they clearly are not. This phenomenon, in our
experience, rarely involves intentional deception but instead reflects an ignorance of the complexities
of faith-fully implementing these techniques. This book is aimed at reducing this problem.
    There is an important question regarding the extent to which a clinician can faithfully implement
these techniques without a deeper understanding of behavior therapy. The evidence is not clear and of
course the question is actually more complicated. Perhaps a generically skilled therapist with certain
kinds of clients and certain kinds of techniques can implement the techniques well. On the other
hand, a less skilled therapist dealing with a complicated clinical presentation utilizing a more subtle
technique might not do so well. There is certainly a Gordon Paul type ultimate question lurking here.
Something like: ‘‘What kind of therapist, with what type of problem, using what kind of cognitive

                                                   xiii
xiv      PREFACE

behavior therapy technique, with what kind of training, can have what kinds of effects. . .’’ With
the risk of being seen as self-promoting, the reader can learn about the learning and conditioning
underpinnings of many of thes techniques in O’Donohue (1998); and more of the theories associated
with these techniques in O’Donohue and Krasner (1995). Fisher and O’Donohue (2006) provide a
description of particular problems that these techniques can be used with.


References

Fisher, J.E.,& O’Donohue, W.T. (2006) Practitioner’s guide to evidence based psychotherapy. New York: Springer.
O’Donohue, W., & Krasner, L. (Eds.). (1995). Theories of behavior therapy. Washington: APA Books.
O’Donohue, W. (Ed.). (1998). Learning and behavior therapy. Boston: Allyn & Bacon.
ACKNOWLEDGMENTS




We wish to thank all the chapter authors. They uniformly wrote excellent chapters and completed
these quickly.
   We’d also like to thank our editor at John Wiley & Sons, Patricia Rossi. She shared our vision for
this book, gave us some excellent suggestions for improvement, and has been wonderful to work
with.
   We’d also like to thank Linda Goddard for all her secretarial skills and expert assistance in all
aspects of the manuscript preparation; she was invaluable.
   Finally, we’d like to thank our families for their support, and especially our children, Katie and
Annie, for their enthusiasm and delightfulness.




                                                 xv
CONTRIBUTORS




Jonathan S. Abramowitz                     Jennifer L. Best, Ph.D.
University of North Carolina               University of North Carolina
Chapel Hill, NC                            Charlotte, NC

                                           Arthur W. Blume, Ph.D.
Dean T. Acheson                            University of North Carolina
University at Albany, SUNY                 Charlotte, NC
Albany, NY
                                           Stephen R. Boggs, Ph.D.
                                           University of Florida
Jennifer H. Adams
                                           Gainesville, FL
University of Colorado at Denver
Denver, CO                                 John C. Borrero, Ph.D.
                                           University of Maryland
Mark A. Adams, Ph.D., B.C.B.A
                                           Baltimore, MD
Best Consulting, Inc.
Fresno, CA
                                           Carrie S.W. Borrero, Ph.D.
K. Angeleque Akin-Little                   Kennedy-Krieger Institute
Massey University                          Baltimore, MD
Auckland, New Zealand
                                           Stephanie Both, Ph. D.
Mark Alavosius, Ph.D.                      Leiden University Medical Center
University of Nevada, Reno                 Leiden, Netherlands
Reno, NV
                                           J. Annette Brooks, Ph. D.
Claudia Avina, Ph.D.                       New Mexico VA Healthcare System
University of Nevada, Reno                 Albuquerque, NM
Reno, NV
                                           Jeffery A. Buchanan
Jenna L. Baddeley, M.A.                    Minnesota State University
The University of Texas at Austin          Mankato, MN
Austin, TX
                                           Eric Burkholder
Anjali Barretto, Ph.D.                     Dublin Unified School District
Gonzaga University                         Department of Special Education
Spokane, WA                                Dublin, CA

Wendy K. Berg, M.A.                        James E. Carr, Ph.D.
University of Iowa                         Western Michigan University
Iowa City, IA                              Kalamazoo, MI


                                    xvii
xviii   CONTRIBUTORS

Lavina L. Cavasos                        Sona Dimidjian, Ph.D.
New Mexico VA Healthcare System          University of Colorado
Albuquerque, NM                          Boulder, CO

Daniel Cervone, Ph.D.                    Keith S. Dobson, Ph.D.
University of Illinois at Chicago        University of Calgary
Chicago, IL                              Calgary, Canada

Stacey M. Cherup                         Brad Donohue, Ph.D.
University of Nevada, Reno               University of Nevada, Las Vegas
Reno, NV                                 Las Vegas, NV

Kim Christiansen                         Crissa Draper
Carson City, NV                          University of Nevada, Reno
                                         Reno, NV
Linda J. Cooper-Brown, Ph.D.
University of Iowa Children’s Hospital   Claudia Drossel, Ph.D.
Iowa City, IA                            University of Nevada, Reno
                                         Reno, NV
Michelle G. Craske, Ph.D.
UCLA                                     Melanie P. Duckworth, Ph.D.
Los Angeles, CA                          University of Nevada, Reno
                                         Reno, NV
Dan Crimmins, Ph.D.
The Marcus Institute                     V. Mark Durand
Atlanta, GA                              University of South Florida
                                         St. Petersburg, FL
Wendy Crook
University of Nevada, Reno               Anna Edwards, Ph.D.
Reno, NV                                 The Marcus Institute
                                         Atlanta, GA
Jesse M. Crosby
Utah State University                    Albert Ellis, Ph.D.
Logan, UT                                Deceased

Joseph Dagen                             Erica L. England
University of Nevada, Reno               Drexel University
Reno, NV                                 Philadelphia, PA

Gerald C. Davison, Ph.D.                 Sheila M. Eyberg, Ph.D.
UCLA                                     University of Florida
Los Angeles, CA                          Gainesville, FL

Kim DeRuyk, Ph.D.                        Kyle E. Ferguson, M.A.
Boys’ Town                               Riverview Hospital
Boys’ Town, NE                           Coquitlam, BC, Canada
CONTRIBUTORS   xix

Jane E. Fisher, Ph.D.           Robert J. Gatchel, Ph.D.
University of Nevada, Reno      University of Texas at Arlington
Reno, NV                        Arlington, TX

Edna B. Foa, Ph.D.              Scott Gaynor, Ph.D.
University of Pennsylvania      Western Michigan University
Philadelphia, PA                Kalamazoo, MI

Evan M. Forman                  Patrick M. Ghezzi, Ph.D.
Drexel University               University of Nevada, Reno
Philadelphia, PA                Reno, NV

John P. Forsyth, Ph.D.          Elizabeth V. Gifford, Ph.D.
University at Albany (SUNY)     University of Nevada, Reno
Albany, NY                      Reno, NV

Maxwell R. Frank                Alan M. Gross
University of Hawaii at Manoa   University of Mississippi
Honolulu, HI                    University, MI

Michelle A. Frank               Kate E. Hamilton
Kennedy-Krieger Institute       Peter Lougheed Centre
Baltimore, MD                   Calgary, Canada

Martin E. Franklin, Ph.D.       Jay Harding, Ed.S.
University of Pennsylvania      University of Iowa
Philadelphia, PA                Iowa City, IA

Patrick C. Friman, Ph.D.        Cathi D. Harris, M.A.
Father Flanagan’s Boys’ Home    Washington Special Commitment Center
Boys’ Town, NE                  Steilacoom, WA

Armida R. Fruzzetti             Nicole L. Hausman
University of Nevada, Reno      Kennedy-Krieger Institute
Reno, NV                        Baltimore, MD

Alan E. Fruzzetti, Ph.D.        Steven C. Hayes
University of Nevada, Reno      University of Nevada, Reno
Reno, NV                        Reno, NV

Tiffany Fuse, Ph.D.             Holly Hazlett-Stevens
National Center for PTSD        University of Nevada, Reno
Jamaica Plain, MA               Reno, NV

Christina G. Garrison-Diehn     Lara S. Head, Ph.D.
University of Nevada, Reno      University of Wisconsin
Reno, NV                        Madison, WI
xx    CONTRIBUTORS

Elaine M. Heiby                               Linda A. LeBlanc, Ph.D.
University of Hawaii at Manoa                 Western Michigan University
Honolulu, HI                                  Kalamazoo, MI

James D. Herbert, Ph.D.                       Deborah A. Ledley, Ph.D.
Drexel University                             University of Pennsylvania
Philadelphia, PA                              Penn Valley, PA

Ramona Houmanfar, Ph.D.                       Jung Eun Lee
University of Nevada, Reno                    University of Nevada, Reno
Reno, NV                                      Reno, NV

                                              Eric R. Levensky, Ph.D.
Kathryn L. Humphreys, Ph.D.
                                              New Mexico VA Healthcare System
National Center for PTSD,
                                              Albuquerque, NM
  VA Boston Healthcare System
Boston, MA                                    Donald J. Levis, Ph.D.
                                              Binghamton University
Nicole N. Jacobs, Ph.D.                       Binghamton, NY
University of Nebraska
                                              Jennifer M. Lexington, Ph.D.
Alyssa H. Kalata, M.A.                        University of Massachusetts Amherst
Western Michigan University                   Amherst, MA
Kalamazoo, MI
                                              Marsha M. Linehan, Ph.D.
Mary Lou Kelley, Ph.D.                        University of Washington
Louisiana State University                    Seattle, WA
Baton Rouge, LA
                                              Steven G. Little, Ph.D.
Brian C. Kersh, Ph.D.                         Massey University
New Mexico VA Healthcare System               Auckland, New Zealand
Albuquerque, NM
                                              Andy Lloyd, Ph.D.
Kelly Koerner                                 U.S. Army
EBP
                                              Jessa R. Love
Seattle, WA
                                              Western Michigan University
                                              Kalamazoo, MI
Douglas Kostewicz, Ph.D.
University of Pittsburgh                      Tamara M. Loverich, Ph.D.
Pittsburgh, PA                                Eastern Michigan University

Ellen Laan, Ph.D.                             Jason B. Luoma, Ph.D.
University of Amsterdam                       Portland Psychotherapy Clinic
Amsterdam, Netherlands                        Portland, OR

Arnold A. Lazarus, Ph.D.                      John R. Lutzker, Ph.D.
Rutgers, The State University of New Jersey   The Marcus Institute
Piscataway, NJ                                Atlanta, GA
CONTRIBUTORS       xxi

Kenneth R. MacAleese, M.A., B.C.B.A.   Raymond G. Miltenberger, Ph.D., B.C.B.A.
Reno, NV                               University of South Florida
                                       Tampa, FL
Kristen A. Maglieri, Ph.D.
Trinity College                        Sally A. Moore
Dublin, Ireland                        University of Washington
                                       Seattle, WA
Christine Maguth Nezu, Ph.D.
Drexel University                      Kevin J. Moore
Philadelphia, PA                       Oregon Social Learning Center,
                                         Community Programs
Gayla Margolin, Ph.D.                  Eugene, OR
UCLA
Los Angeles, CA                        Karen Murphy
                                       University of Nevada, Reno
G. Alan Marlatt, Ph.D.                 Reno, NV
University of Washington
Seattle, WA                            Adel C. Najdowski
                                       Center for Autism and Related
Christopher Martell                      Disorders, Inc.
Private Practice                       Tarzana, CA
Seattle, WA
                                       Amy E. Naugle, Ph.D.
                                       Western Michigan University
Brian P. Marx, Ph.D.
                                       Kalamazoo, MI
National Center for PTSD,
   VA Boston Healthcare System
                                       Cory F. Newman, Ph.D.
Boston, MA
                                       University of Pennsylvania
                                       Philadelphia, PA
Mary McMurran
University of Nottingham               Kirk A.B. Newring, Ph.D.
Nottingham, United Kingdom             Nebraska Dept. of Correctional Services

Donald Meichenbaum, Ph.D.              William D. Newsome
University of Waterloo                 University of Nevada, Reno
Waterloo, Ontario, Canada              Reno, NV

Victoria E. Mercer                     Arthur M. Nezu, Ph.D.
University of Nevada, Reno             Drexel University
Reno, NV                               Philadelphia, PA

Eileen Merges                          Amanda Nicholson-Adams, Ph.D., B.C.B.A.
St. John Fisher College                California State University at Fresno
Rochester, NY                          Fresno, CA

Gerald I. Metalsky, Ph.D.              William T. O’Donohue, Ph.D.
Lawrence University                    University of Nevada, Reno
Appleton, WI                           Reno, NV
xxii    CONTRIBUTORS

Pamella H. Oliver, Ph.D.                 Richard C. Robertson, Ph.D.
California State University, Fullerton   Baylor University Medical Center
Fullerton, CA                            Dallas, TX

Jennette L. Palcic                       Frederick Rotgers, Psy.D., ABPP
Louisiana State University               Philadelphia College of Osteopathic
Baton Rouge, LA                             Medicine
                                         Philadelphia, PA
Gerald R. Patterson, Ph.D.
Oregon Social Learning Center            Frank R. Rush, Ph.D.
Eugene, OR                               Pennsylvania State University
                                         University Park, PA
James W. Pennebaker
The University of Texas at Austin        Joel Schmidt, Ph.D.
Austin, TX                               VA Northern California Healthcare System
                                         Oakland, CA
Michael L. Perlis, Ph.D.
                                         Walter D. Scott, Ph.D.
University of Rochester
                                         University of Wyoming
Rochester, NY
                                         Laramie, WY
Katherine A. Peterson
                                         Christine Segrin
Utah State University
                                         University of Arizona
Logan, UT
                                         Tucson, AZ
Wilfred R. Pigeon, Ph.D.
                                         Rachel E. Sgambati
University of Rochester Medical Center
                                         Carson City, NV
Rochester, NY
                                         Deacon Shoenberger
Alan Poling, Ph.D.                       University of Nevada, Reno
Western Michigan University              Reno, NV
Kalamazoo, MI
                                         David M. Slagle
Lisa Regev, Ph.D.                        University of Washington
University of Nevada, Reno               Seattle, WA
Reno, NV
                                         Rachel S.F. Tarbox
Lynn P. Rehm, Ph.D.                      The Chicago School of Professional
University of Houston                      Psychology at Los Angeles
Houston, TX                              Los Angeles, CA

Jennifer Resetar, Ph.D.                  Kendra Tracy
Boys’ Town                               University of Nevada, Las Vegas
Boys’ Town, NE                           Las Vegas, NV

Patricia Robinson, Ph.D.                 Michael P. Twohig, Ph.D.
Mountainview Consulting Group, Inc.      Utah State University
Zillah, WA                               Logan, UT
CONTRIBUTORS    xxiii

Timothy R. Vollmer, Ph.D.                  Larry W. Williams, Ph.D.
University of Florida                      University of Nevada, Reno
Gainesville, FL                            Reno, NV

David P. Wacker, Ph.D.                     Ginger R. Wilson, Ph.D.
University of Iowa Children’s Hospital     The ABRITE Organization
Iowa City, IA                              Santa Cruz, CA

Michelle D. Wallace, Ph.D.                 J. M. Worrall
California State University, Los Angeles   University of Nevada, Reno
Los Angeles, CA                            Reno, NV

Todd A. Ward                               Marat Zanov
University of Wellington                   University of Southern California
Wellington, New Zealand                    Los Angeles, CA

Jennifer Wheeler, Ph.D.                    Lori A. Zoellner, Ph.D.
Private Practice                           University of Washington
Seattle, WA                                Seattle, WA

Daniel J. Whitaker, Ph.D.
The Marcus Institute
Atlanta, GA
COGNITIVE
BEHAVIOR
 THERAPY
1           INTRODUCTION


                   William O’Donohue and Jane E. Fisher


Cognitive behavior therapy (CBT) is an approach             recent decades there has been an unfortunate
to human problems that can be viewed from sev-              trend away from a philosophical understanding
eral interrelated perspectives: philosophical, the-         of behavior therapy to a more technique-oriented
oretical, methodological, assessment oriented,              understanding.
and technological. This book focuses on the last                The second aspect of behavior therapy is its
aspect, so crucial to clinical practice, but sit-           theoretical structure. Here the issues are less
uated in the other four, much as any one of                 philosophical—less about general epistemic
a cube’s six sides is situated among all of the             issues—and more about substantive assertions
others.                                                     regarding more specific problems as well as
    Philosophically, CBT can be viewed as being             the principles appealed to in making these
associated (or, according to some who put it more           assertions. What is panic? What are its causes?
strongly, derived) with one or another variety              What is the role of operant conditioning in
of behaviorism (O’Donohue & Kitchener, 1999).               children’s oppositional behavior? How does one
The behaviorisms are generally philosophies of              prevent relapse? Should cognitions be modified
science and philosophies of mind—that is, ways              or accepted?
of defining and approaching the understand-                      There are also a wide variety of theories
ing of the problems traditionally associated with           associated with behavior therapy (O’Donohue
psychology.                                                 & Krasner, 1995), including:
    There are at least two broad issues at the
philosophical level: (1) What particular form of            •   Reciprocal inhibition
behaviorism is being embraced (O’Donohue &                  •   Response deprivation
Kitchener, 1999, have identified at least 14), and           •   Molar regulatory theory
(2) what is the nature of the relationship or associ-       •   Two-factor fear theory
ation between this philosophy and the practice of           •   Implosion theory
CBT? Some have argued that behaviorism is irrel-            •   Learned alarms
evant to behavior therapy—that one can practice             •   Bioinformational theory
behavior therapy and either reject behaviorism              •   Self-control theory
or be agnostic with regard to all forms of it.              •   Developmental theories
While an individual practitioner can behave in              •   Coercion theory
this way, some of the deeper structure that can             •   Self-efficacy theory
be generative and guiding is lost. One can drive            •   Attribution theory
a car without an understanding of its workings,             •   Information processing theory
but one probably can’t design a better car or               •   Relational frame theory
modify an existing car without such an under-               •   Relapse prevention
standing. Similarly, a knowledge of behaviorism             •   Evolutionary theory
allows greater understanding of the choice points           •   Marxist theory
implicit in any technology. For example, why not            •   Feminist theory
view the client’s problem as a neurological dif-            •   Dialectical theory
ficulty and intervene at this level? Behaviorism             •   Acceptance theory
often provides possible answers to this kind of             •   Functional analytic theory
general challenge. However, we suggest that in              •   Interbehavioral theory

                                                        1
2     COGNITIVE BEHAVIOR THERAPY

    Theories can provide answers or at least         & Jarrett, 1987). Some of the chapters in this
testable hypotheses for questions regarding more     volume deal with assessment techniques either
specific problems, such as these: What is the basic   because they are central to therapy or because
nature of this kind of clinical problem? How         assessment methods themselves are so reactive
does this problem develop? What maintains this       that they may be seen, in part, as treatment.
problem? What are its associated features and        However, in the main, this book does not focus
why? How is this problem possibly modified?           on the measurement aspect, leaving that task to
What makes this technique work? What are con-        other fine anthologies (e.g., Haynes & Heiby , in
traindications? What are boundary conditions?        press).
    The third aspect of CBT is its program for           The final aspect of CBT is techne—skilled
knowledge generation. In the main, CBT is exper-     practice. No amount of philosophy or theory
imental and relies on a mixture of group experi-     will relieve clinicians from this level of analy-
mental designs (e.g., the randomized controlled      sis. A surgeon may be a biological determinist
trial) and single-subject experimental designs       philosophically and may hold to certain the-
(although in the largest perspective it can be       ories of cancer and cancer treatment, but to
seen to include correlational designs and even       help patients the surgeon still needs to imple-
case studies). Methodologically, CBT generally       ment surgical technique in a skilled manner.
embraces constructs such as social validity, clin-   Similarly, cognitive behavior therapists need to
ical significance, follow-up measurements, man-       be skilled in the execution of their techniques.
ualized treatment, adherence and competence          In fact, an interesting set of research questions
checks, the measurement of process variables,        involves the relationship between the degree of
independent replications, and real-world effec-      skill (e.g., poor, novice, experienced, master) and
tiveness research. This toolbox is complex, but      therapy outcome. This may also be a function
one can discern a few distinct styles—such as        of specific technique (e.g., progressive muscle
that of the applied behavior analyst and that        relaxation may have different relationship with
of the cognitive therapist (O’Donohue & Houts,       skill level than emotional regulation training).
1985). Other styles can be seen when the nature      For example, if a clinician arranges potential
of the question differs—for example, when the        positive reinforcers that are too distal in contin-
interest is in measurement development and           gency manager it will be less effective. Similarly,
validation or in the questions typically associ-     if a clinician conducts systematic desensitiza-
ated with experimental psychopathology. CBT          tion with only a few steps in a fear hierarchy,
is solidly in the stream of ‘‘clinical science’’     with weakly trained progressive muscle relax-
and as part of this general approach views an        ation skills, and pairings that are few and of very
experimental approach as key (see Lilienfeld         short duration, it is unlikely to be as effective as
and O’Donohue, 2007, for a fuller exposition         it could otherwise be.
of clinical science).                                    We’ve identified approximately 80 distinct
    The fourth aspect of CBT is its approach to      techniques in CBT, covering both standard
measurement. Here, a key issue is how to accu-       behavior therapy and cognitive therapy
rately detect and quantify variables of interest.    techniques, and relatively recently developed
Cognitive behavior therapy is associated with        procedures such as acceptance strategies and
both a distinctive delineation of the domain of      mindfulness. This number has to qualify CBT as
interest and distinct methods for measuring this.    one of the most variegated therapy systems. This
In general, behavioral assessment can be dis-        diversity no doubt derives from an interplay of
tinguished from more traditional measurement         complex factors:
approaches by its focus on sampling of behavior
rather than looking for signs of more abstract       • The multiple learning theories upon which
constructs. There are diverse streams of thought       traditional behavior therapy is based
within the CBT tradition, however, from the            (O’Donohue, 1998).
embrace of traditional psychometric standards        • The multielemental nature of each of these
to the radically functional (e.g., Hayes, Nelson,      theories (e.g., setting events, discrimination
1 • INTRODUCTION              3

    training, schedules of reinforcement, general-     (i.e., what process or pathway it may be asso-
    ization processes, fading, etc.).                  ciated with), and some of the evidence for its
•   The influence of other elements of experimen-       effectiveness. The major section of the chapter is
    tal psychology such as experimental cognitive      a step-by-step guide that explains exactly how
    science.                                           to implement the technique. Finally, we asked
•   The influence of other branches of psychology       authors to include a brief table outlining the
    such as social psychology.                         major elements of the technique.
•   The influences of other intellectual domains            The very number and diversity of CBT tech-
    (dialectics) or other fields of inquiry (mind-      niques place a significant burden on any practi-
    fulness).                                          tioner of CBT and, even more so, on the student.
•   The interface of these with a particular kind of   It is our hope that this volume, by clearly and
    clinical problem (e.g., borderline personality     concisely describing these techniques, will ease
    disorder).                                         this burden. We also hope that precision about
•   The creativity and ambitions of the devel-         techniques can help the field continue to keep
    opers.                                             its eye on Gordon Paul’s (1969) classic ques-
                                                       tion: What techniques, delivered by what type
    But whatever the source of this tremendous         of therapist, for what kind of client, with what
variety, the presence of such a large number           kind of clinical problem, in what kind of setting,
of major distinctive techniques leaves no doubt        produces what kind of result, by what kind of
as to the multifactorial nature of contemporary        process?
CBT. It leaves an interesting question regarding
how broad competence ought to be across these
                                                       References
techniques in order for one to be considered a
well-trained cognitive behavior therapist. One         Haynes, S., & Heiby, E. (in press). The encyclopedia of
of the key variables emerging in the medical                behavioral assessment.
                                                       Hayes, S. C., Nelson, R. O., & Jarrett, R. (1987). Treat-
literature regarding quality is number of times
                                                            ment utility of assessment: A functional approach
the physician has implemented the particular
                                                            to evaluating the quality of assessment. American
technique. One generally finds that hundreds                 Psychologist, 42, 963–974.
or thousands of times produces outcomes better         Lilienfeld, S., & O’Donohue, W. (Eds.). (2007). The great
than those in the dozens. Thus, there can be a              ideas of clinical science. New York: Routledge.
bandwith/fidelity trade-off in behavior therapy         O’Donohue, W. (Ed.). (1998). Learning and behavior ther-
that can have interesting associations with qual-           apy. Boston: Allyn and Bacon.
                                                       O’Donohue, W., & Houts, A. C. (1985). The two dis-
ity. Those that know more techniques may be
                                                            ciplines of behavior therapy. Psychological Record,
less skilled at implementing any particular one.
                                                            35(2), 155–163.
    We’ve asked each of the chapter authors to fol-    O’Donohue, W., & Kitchener, R. (1999). Handbook of
low a standard format, because we thought these             behaviorism. San Diego: Academic Press.
main topics would delineate a bit of the context       O’Donohue, W., & Kramer, L. (Eds.). (1995). Theories of
and all of the essential features needed to com-            behavior therapy. Washington, DC: APA Books.
petently execute these techniques. We wanted           Paul, G. L. (1969). Behavior modification research:
                                                            Design and tactics. In C. M. Franks (Ed.),
them to describe who might benefit from this
                                                            Behavior therapy: Appraisal and status (pp. 29–62).
technique, contraindications, other factors rele-
                                                            New York: McGraw-Hill.
vant to making the decision to use or not to use
the technique, how the technique might work
2          PSYCHOLOGICAL ACCEPTANCE


                   James D. Herbert, Evan M. Forman,
                   and Erica L. England


In one form or another, all psychotherapies                conceived to include distressing thoughts and
seek to produce change. Individuals seek con-              feelings in addition to overt behavior. Although
sultation from psychotherapists when they are              one might need to accept temporary, short-term
experiencing emotional pain, struggling with life          distress associated with certain interventions,
problems, or when they are not functioning well            the overall focus was on changing the form or
in school, work, or relationships. The explicit goal       frequency of distressing behaviors rather than
is to achieve changes that will reduce pain or suf-        accepting them. This approach was dramatically
fering, resolve outstanding problems, or enhance           successful. Effective technologies were devel-
functioning. There has also been a longstand-              oped to increase social skills, desensitize fears,
ing recognition that such change requires some             and manage disruptive behavior among chil-
sense of self-acceptance, understood as the ability        dren, as well as to address many other problems
to respond less self-critically and judgmentally,          (Bongar & Beutler, 1995; Goldfried & Davison,
thereby establishing the context for more effec-           1994). As behavior therapy matured through
tive functioning. Prior to the advent of behavior          the last decades of the twentieth century, there
therapy, psychotherapists traditionally focused            evolved an increased focus on changing thoughts
less on changing distressing symptoms them-                and beliefs, and the field itself came to be known
selves, concentrating instead on modifying other           by the term cognitive behavior therapy (CBT). The
processes on the assumption that changes in                various clinical strategies and techniques falling
such processes would result in more fundamen-              under the rubric of CBT all shared a focus on
tal, profound, and permanent improvements in               directly targeting problems using instrumental
distress (Sulloway, 1983). Psychoanalysts sought           change strategies. Although acceptance of one’s
to increase insight into the developmental ori-            distressing experiences was indirectly targeted
gins of unconscious conflicts. By rendering the             in some cases (e.g., acceptance of anxious sen-
unconscious conscious, unacceptable drives and             sations during exposure-based therapies), even
fantasies become acceptable to the ego. Humanis-           then the ultimate goal was change (e.g., anxiety
tic therapists likewise sought to increase congru-         reduction), and the overall focus of clinical inter-
ence between different facets of the self, thereby         ventions remained squarely on direct change.
promoting a sense of self-acceptance. Although
the ultimate goal was change, the prevailing
clinical wisdom was that targeting distressing             THE GROWTH OF PSYCHOLOGICAL
thoughts, feelings, or behavior directly would be          ACCEPTANCE IN CBT
ineffective at best, and possibly even counter-
productive.                                                It is perhaps ironic, then, that the field of CBT
    Early behavior therapists rejected the idea that       currently finds itself at the forefront of a move-
change required interventions focusing on pro-             ment that questions the utility of such direct
cesses not directly related to actual presenting           change strategies under certain circumstances
problems. Instead, they directly targeted their            and promotes instead the rather paradoxical
patients’ difficulties. Behavior therapists focused         idea that more pervasive and enduring improve-
on modifying environmental factors thought to              ments in suffering and quality of life may
be responsible for problematic behavior, broadly           result from accepting, rather than attempting to

                                                       4
2 • PSYCHOLOGICAL ACCEPTANCE                5


                 40

                 35

                 30

                 25

                 20

                 15

                 10

                  5

                  0
                       2000      2001     2002     2003     2004     2005     2006     2007
                                                  Publication Year

FIGURE 2.1 PsychInfo Citations for Keywords ‘‘Experiential Acceptance,’’ ‘‘Psychological Acceptance,’’ or
‘‘Experiential Avoidance.’’


change, one’s distressing subjective experience.             The recent growth of interest in these ap-
This distinction between direct change efforts            proaches is undeniable. For example, as illus-
and psychological acceptance as a vehicle for             trated in Figure 2.1, the PsychInfo database
change has been described in various ways,                reveals a steady growth in the hits of the
including first-order versus second-order                  keywords experiential acceptance, its synonym
change, change in content versus context, and             psychological acceptance, and experiential avoidance
change in form versus function (Hayes, 2001).             (which is an antonym for the first two) from 2
Regardless of terminology, a number of CBT                in 2000 to 35 in 2007. Parallel increases can be
models have emerged over the past decade that             found in related databases (e.g., Medline), and
highlight efforts to accept, rather than directly         in the titles of conference proceedings (e.g., the
                                                          annual meeting of the Association for Behavioral
change, distressing experiences, including
                                                          and Cognitive Therapies).
thoughts, beliefs, feelings, memories, and sen-
                                                             This increased emphasis on psychological
sations. These approaches have not abandoned
                                                          acceptance is the result of several factors (Hayes,
all direct change strategies. Rather, as described
                                                          2004; Longmore & Worrell, 2007). First, an
later, they suggest that changes in some areas
                                                          accumulating body of experimental research
are best facilitated by acceptance in others. It
                                                          demonstrates that efforts to suppress thoughts
is worth noting that there is no hard-and-fast            generally result in rebound effects in which the
distinction between traditional change-oriented           frequency and intensity of thoughts increase
and acceptance-oriented models of CBT (Orsillo,           upon termination of active suppression efforts
Roemer, Lerner, & Tull, 2004). A key ultimate             (Abramowitz, Tolin, & Street, 2001; Wenzlaff
goal of both approaches is behavior change                & Wegner, 2000). Such findings suggest that
(broadly writ), and both draw on technologies             CBT interventions such as thought stopping,
that either implicitly or explicitly seek to increase     in which distressing thoughts are deliberately
psychological acceptance. Rather, the models              suppressed, might be seriously misguided.
differ in the relative degree of emphasis on              In fact, most CBT scholars now disavow this
acceptance versus change processes.                       technique (Marks, 1987). Thought suppression
6     COGNITIVE BEHAVIOR THERAPY

studies (in which individuals who deliberately         ago (see Dobson, 1989, for a review of these
suppress thoughts demonstrate increased                older studies). Finally, preliminary component
rebound of these thoughts relative to those            control studies, in which direct cognitive
who do not engage in suppression strategies)           change interventions were extracted from
have been cited as evidence to suspect the             larger CBT protocols, have generally failed to
advisability of cognitive restructuring, one           support the incremental effects of such cognitive
of the most commonly used CBT techniques               interventions (e.g., Dimidjian et al., 2006; Hope,
(Hayes, in press). The concern is that attempting      Heimberg, & Bruch, 1995; Jacobson et al., 1996).
to restructure distressing thoughts may lead              These observations led several psychotherapy
patients to suppress them, resulting in inten-         innovators to develop approaches that highlight
sification and elaboration. However, it is not          acceptance of distressing experiences. Such
clear that cognitive restructuring is analogous to     innovations include comprehensive psycho-
thought suppression (Arch & Craske, in press;          therapy models such as acceptance and
Hofmann & Admundson, 2008). Second, some               commitment therapy (ACT; Hayes, Strosahl,
cognitive therapists have recently challenged          & Wilson, 1999), dialectical behavior therapy
on theoretical grounds the idea that directly          (DBT; Linehan, 1993a), mindfulness-based stress
targeting thoughts can produce cognitive               reduction (MBSR; 1990) and functional analytic
or affective changes (Teasdale, 1997). Third,          psychotherapy (FAP; Kohlenberg & Tsai, 1991),
experimental psychopathology studies have              as well as models focused on a particular clinical
found that instructions to accept experimentally       domain, such as integrative couples therapy
induced distress resulted in better outcomes           (ICT; Jacobson et al., 2000), mindfulnesss-based
than instructions to control such distress.            cognitive therapy (MBCT; Coelho, Canter, &
For example, acceptance-oriented instructions,         Ernst, 2007; Segal, Williams, & Teasdale, 2002)
relative to distraction or control-oriented instruc-   for recurrent depression, and the work of leading
tions, have been shown to result in greater pain       CBT theorists such as Borkovec (1994), Wells
tolerance in cold pressor tasks (Hayes et al.,         (2000), Marlatt and colleagues (2004), and others.
1999), in lower behavioral avoidance and fear
response following exposure to CO2 enriched air
among high anxiety–sensitivity women (Eifert           CONCEPTUALIZATIONS OF ACCEPTANCE
& Heffner, 2003) and panic disorder patients
(Levitt, Brown, Orsillo, & Barlow, 2004), and in       No consensus definition of psychological
reducing chocolate cravings in food-responsive         acceptance has yet emerged, although existing
individuals (Forman, Hoffman, et al., 2007).           definitions share several common themes. Butler
Fourth, psychotherapy process studies often            and Ciarrochi (2007) define acceptance as ‘‘a
have failed to support the theorized mechanism         willingness to experience psychological events
of cognitive mediation, raising questions about        (thoughts, feelings, memories) without having
the centrality of cognitive change as a prereq-        to avoid them or let them unduly influence
uisite for changes in other areas (Longmore &          behavior’’ (p. 608). These authors also note that
Worrell). Fifth, although standard CBT strategies      acceptance is the mirror image of Hayes and col-
have been applied to an increasing number of           leagues’ (1999) concept of experiential avoidance,
problems and psychological disorders over the          which is defined as maladaptive attempts to alter
past 30 years, outside of a few specific areas (e.g.,   the form or frequency of internal experiences
panic disorder, Craske & Barlow, 2008; social          even when doing so causes behavioral harm.
anxiety disorder, Clark et al., 2006, Herbert          Cordova (2001), writing from a behavior analytic
et al., 2005) progress has slowed or even              perspective, defines acceptance as ‘‘allowing, tol-
stalled in many key areas. For example, it             erating, embracing, experiencing, or making con-
is not clear that recent studies of CBT (e.g.,         tact with a source of stimulation that previously
DeRubeis et al., 2005; Dimidjian et al., 2006) for     provoked escape, avoidance, or aggression’’
depression produced larger effect sizes than           (p. 215), and also as ‘‘a change in the behavior
studies conducted two or even three decades            evoked by a stimulus from that functioning to
2 • PSYCHOLOGICAL ACCEPTANCE               7

avoid, escape, or destroy to behavior functioning     Likewise, the prohibition against experiential
to pursue or maintain contact’’ (p. 215).             avoidance in ACT is neither absolute nor
    These definitions share several common             dogmatic, but rather pragmatic. (In fact, while
themes. First, they specify that psychological        ACT practitioners are skeptical of experiential
acceptance is relevant in those situations            avoidance, including many cognitive change
that evoke escape, avoidance, or aggressive           strategies, their use is explicitly advised when
behaviors designed to modify or otherwise             they work without undue costs.) Second,
terminate contact with a stimulus. There is a         acceptance is conceptualized as an active
class of subjective experiences (thoughts, images,    process, more akin to an embracing of one’s
feelings, sensations) that are experienced as         ongoing process of experiencing, rather than as
unpleasant and distressing to the point at which      passive resignation. Finally, consistent with the
one becomes highly motivated to reduce or             historical focus in CBT on change, psychological
eliminate them through either direct mental           acceptance is generally viewed as a means to
efforts or through environmental modification          an end rather than an end in-and-of itself. In
such as escape or avoidance. Acceptance is            fact, this last point is one of the key features
generally not relevant to situations that are         that distinguishes psychological acceptance
not experienced as aversive, which are usually        in CBT from acceptance in certain spiritual
naturally embraced without difficulty. Second,         or religious contexts, and even in popular
psychological acceptance refers primarily to the      culture. Meditative practices in Eastern religious
internal experience of distress rather than to the    traditions view acceptance as part of a desired
situations evoking this distress. In the case of a    state of consciousness. Within CBT, the value of
phobia of heights, for example, acceptance refers     acceptance is as a tool to reduce overall suffering
to a willingness to experience anxiety—without        and especially to foster behavior change that
attempting to control or otherwise change it—in       will lead to better functioning.
the presence of heights, and not an acceptance
that one can never approach heights. Third,
the conceptualizations of acceptance implicitly       CLINICAL INTERVENTIONS TO PROMOTE
challenge the rule that overt behavior is a direct    PSYCHOLOGICAL ACCEPTANCE
product of cognition and affect, and that the
latter must therefore necessarily be changed in       A number of techniques have been developed
order to produce a change in behavior.                to promote psychological acceptance. Although
    In addition, several additional aspects of psy-   comprehensive review of such techniques is well
chological acceptance emerge from the literature.     beyond the scope of this chapter, we provide
On the basis of the literature on thought sup-        representative examples of such strategies below.
pression, experimental psychopathology, and               Barlow and colleagues (1989) introduced
psychotherapy outcome and process described           the technique of interoceptive exposure in the
earlier, including the preliminary effectiveness      context of their treatment of panic disorder.
of newer CBT interventions that eschew direct         Interoceptive exposure refers to the graduated,
cognitive change, many acceptance-oriented            systematic exposure to somatic sensations
psychotherapists have come to believe that            associated with panic attacks. Various exercises
direct efforts to suppress or otherwise change        are used that reliably elicit panic-like symptoms,
highly distressing internal experiences will often    including cardiovascular exercises, inhalation
prove ineffective, will result in unacceptable        of carbon dioxide, spinning in an office chair,
costs, or both (e.g., Eifert & Forsyth, 2005;         breathing through a cocktail straw, and shaking
Segal, Teasdale, & Williams, 2004). This is not       one’s head vigorously side to side. The patient
to suggest that all such efforts are doomed           is instructed to notice the sensations that arise
to failure. DBT, for example, is based on the         dispassionately. Although not specifically
careful, ongoing balance between acceptance           framed as a technique to promote psychological
and change and does not abandon the possibility       acceptance, interoceptive exposure is consistent
of direct cognitive or affective change efforts.      with an acceptance focus.
8     COGNITIVE BEHAVIOR THERAPY

    One of the most common approaches to pro-         skills, emotional regulation skills, interpersonal
moting psychological acceptance is mindfulness        effectiveness skills, and distress tolerance
meditation. The use of meditation was spear-          skills. Each module outlines specific clinical
headed by Jon Kabat-Zinn in the context of            techniques. Mindfulness skills are generally
MBSR, which was initially introduced in 1979          taught first, as they are foundational for the
as a complement to medical treatment of a vari-       other skill areas. The DBT mindfulness module
ety of chronic conditions. MBSR incorporates          emphasizes observing and labeling emotional
the practice of mindfulness meditation with cer-      states from a detached, nonjudgmental, accept-
tain core principles and ‘‘key attitudes,’’ such as   ing perspective. Patients are taught to integrate
acceptance, patience, and the ‘‘beginner’s mind,’’    the ‘‘emotional mind’’ and ‘‘reasonable mind’’
that is, viewing experiences as though for the        into the ‘‘wise mind’’ that can inform decisions
first time (Kabat-Zinn, 1990). The typical for-        from an informed, balanced, holistic perspective.
mat through which MBSR is delivered consists              A potentially unresolved issue with DBT
of eight weekly classes (often with 30 or more        concerns the reconciliation of experiential
participants), and a ‘‘Day of Mindfulness,’’ a        acceptance and change. DBT explicitly teaches
full-day retreat focusing on the practice of medi-    a number of emotion regulation strategies, such
tation and yoga. A key technique used in MBSR is      as the principle of ‘‘opposite action,’’ which
‘‘sitting meditation,’’ in which participants prac-   refers to attempting to change an emotional
tice nonjudgmental awareness and acceptance of        state by behaving in a way that is contrary to
their thoughts and other experiences. In addi-        its usual behavioral manifestation. For example,
tion to meditation and yoga, participants are         a phobic who approaches rather than avoids
taught various techniques designed to promote         a fear-inducing stimulus is displaying the
mindfulness, such as the ‘‘body scan,’’ which         principle of opposite action. The emphasis
involves gradually shifting awareness through-        on emotion regulation in DBT highlights the
out the body, taking notice of any feelings and       dialectic between acceptance and change that
sensations (Tacon, Caldera, & Ronaghan, 2004).        is characteristic of the model. However, as
Although similar to the traditional behavior ther-    discussed above, there may be situations in
apy technique of relaxation training, in the case     which attempting to change one’s experience
of mindfulness meditation relaxation is not the       only intensifies it. Thoroughgoing acceptance
goal, but rather the adoption of a nonjudgmen-        of distressing thoughts or feelings may be
tal stance with respect to one’s experience as it     precluded if one remains focused on changing
occurs in real time. Mindfulness meditation is        such experiences. An obese individual suffering
also contrasted with other meditative traditions      from episodes of binge eating, for example,
in which one attempts to narrow the focus of          may not fully accept distressing emotional
attention to a specific area (e.g., an image or        states that trigger binges, and therefore may
vocal mantra). By fostering the observation of        not completely disconnect links between such
one’s experience without reactively attempting        experiences and her behavior, if in the back
to escape from or otherwise change it, mind-          of her mind she is still struggling with trying
fulness meditation is believed to interrupt mal-      to change her experience. As described below,
adaptive behavioral habits and to set the context     ACT takes a more radical—although arguably
for more effective responding.                        more consistent—stance with respect to efforts
    Mindfulness meditation is also a key feature      to control distressing experiences.
of DBT, developed by Linehan (1993a) as a                 Working from a cognitive perspective, Wells
comprehensive treatment model for borderline          (2000) proposes that psychopathology is related
personality disorder. DBT proposes that the           to problematic self-regulation of attentional
change-oriented emphasis in traditional CBT           control, resulting in rumination, increased
can be perceived as invalidating of the expe-         threat monitoring (including self-focused
rience of patients with borderline personality        attention), and coping behaviors that fail to
disorder. Linehan (1993b) describes modules           provide corrective experiences. The roots of
for teaching four key skill areas: mindfulness        these self-regulatory attentional problems are
2 • PSYCHOLOGICAL ACCEPTANCE                  9

dysfunctional metacognitive beliefs, or beliefs        could simply observe his urge, and say to
about beliefs. For example, a person with              himself, ‘‘I’m having the thought of shouting out
generalized anxiety disorder might hold a              right now. That’s an interesting thought.’’ The
metabelief such as ‘‘if I review things over           idea is to help the patient to achieve distance
and over again it will reduce the chances of           from his experience and to accept the thought as
something bad happening.’’ Wells distinguishes         simply a mental event, rather than as necessarily
such metacognitions from the conscious,                reflecting anything whatsoever about his world.
propositional beliefs that are the typical targets         Another example derived from ACT is the
of standard cognitive therapy. He suggests inter-      ‘‘cards’’ exercise. In one variation of this exercise,
vention efforts to target such metacognitions,         the patient is instructed to carry on a con-
while simultaneously accepting the stream of           versation with the therapist. As she does so,
one’s ongoing conscious thoughts and feelings.         the therapist tosses index cards, on each of
Unlike traditional CBT approaches, such change         which is written one of the patient’s typical
is not accomplished by questioning the beliefs         distressing thoughts, one-by-one at the patient,
directly, but by encouraging greater attentional       who is then instructed either to deflect them
control while simultaneously encouraging a             away, or to gather them and stack them neatly
heightened sense of awareness of, and an               together, all while continuing the conversation.
accepting stance toward, one’s thoughts as mere        Needless-to-say, this is a difficult task, and the
mental events. As part of his metacognitive            conversation is inevitably negatively impacted.
therapy, Wells describes a procedure known as          The exercise is then repeated, this time with the
the attention training technique (ATT), in which       patient instructed simply to let the cards fall
various sounds are presented as distractions           where they may, without trying to catch or orga-
while subjects remain focused on a visual              nize them. Following the exercise, the therapist
fixation point, accept whatever thoughts enter          and patient note how much more difficult the
consciousness without struggling with them,            conversation was to maintain in the first sce-
and attempt to direct their attention in various       nario, and the effort to gather and organize the
ways as directed by the therapist. ATT has             cards is framed as analogous to the effort to con-
been shown in preliminary studies to result in         trol one’s distressing thoughts. The ACT model
changes in distressing thoughts and symptoms,          is rich with similar exercises designed to promote
despite not directly targeting them, as well as        psychological acceptance.
in increases in metacognitive awareness (for a             Roemer and Orsillo (2002) utilize the ACT
recent review, see Wells, 2007).                       framework to develop an acceptance-based
    ACT makes use of a variety of metaphors            intervention for generalized anxiety disorder.
and experiential exercises in order to promote         Their model draws on the work of Borkovec
acceptance. A great number of such exercises           (1994), who conceptualizes worry as an
have been developed, and clinical innovations          avoidance method that serves to reduce the
in this area continue apace. One technique has         perceived likelihood of feared future events, as
the patient precede discussions of distressing         well as to distract the worrier from distressing
thoughts or feelings by verbally (and subse-           internal anxiety. Worry, in turn, is negatively
quently subvocally) inserting the phrase ‘‘I’m         reinforced by the resulting decrease in distress.
having the thought [or feeling] that . . . ’’ before   According to Roemer and Orsillo, by learning
thoughts. For example, an individual who               to accept unpleasant internal events rather
imagines that he might suddenly shout out a            than struggling with them, individuals can
profanity-laced, heretical statement in church         reduce their experiential avoidance of perceived
would be highly motivated to suppress the              future threats. Roemer and Orsillo’s treatment
urge to do so as well as the linked thoughts           incorporates various techniques to promote
and images. Attempts to suppress thoughts              mindfulness, acceptance, and behavior change.
or images of such behavior would likely only           For example, the ‘‘mindfulness of sound’’
increase their salience and intensity, thereby         exercise, borrowed from Segal and colleagues
further increasing distress. Instead, this person      (2002), encourages patients to notice aspects of
10     COGNITIVE BEHAVIOR THERAPY

sound without labeling and judgment (Orsillo,         noting that acceptance is rarely appropriate for
Roemer, & Holowka, 2005).                             the former but almost always for the latter. For
   Marlatt and colleagues have incorpo-               example, an individual suffering from depres-
rated mindfulness and acceptance into their           sion can distance herself from and accept feelings
work on substance abuse treatment (Leigh,             of dysphoria and thoughts of worthlessness and
Bowen, & Marlatt, 2005; Marlatt et al., 2004;         suicide, but without accepting her behavior of
Witkiewitz, Marlatt, & Walker, 2005). Marlatt’s       staying in bed all day. Historically important
relapse-prevention model involves mindful             memories (e.g., one’s memories of a traumatic
acceptance of urges and cravings. A key               experience) are especially important to accept,
intervention of their program is known as ‘‘urge      as considerable research suggests that avoidant
surfing,’’ in which the patient is instructed to       coping strategies are problematic for such mem-
imagine a craving as an ocean wave (Larimer,          ories (Folette et al., 1998; Hayes et al., 1996).
Palmer, & Marlatt, 1999). Rather than allowing        Likewise, one’s ongoing stream of thoughts, feel-
urges to overwhelm them, patients are taught          ings, and sensations also tend to be appropriate
that cravings surge to a peak relatively quickly      targets for acceptance. For example, Hayes and
and will then subside. By focusing on the             Pankey (2003) note that a pedophile’s sexual
idea that distressing emotions will eventually        behavior toward children should be directly tar-
subside, they are more readily tolerated while at     geted for change, whereas his associated feelings
their most intense. The patient is encouraged to      and urges are unlikely to be amenable to direct
observe the craving as though detached from it,       change, and should therefore be accepted. It is in
and to practice mindful acceptance of the urge        fact precisely this decoupling of subjective expe-
until it dissipates.                                  riences from overt behavior that is at the heart of
   Regardless of approach, the ultimate goal of       acceptance-based CBTs.
each of these techniques is the promotion of              It is critical to distinguish psychological
acceptance toward one’s experience on an ongo-        acceptance of a thought from belief in the
ing basis in real time.                               literal truth of that thought. Acceptance implies
                                                      the willingness to experience a thought while
                                                      simultaneously refraining from evaluating its
WHEN IS ACCEPTANCE RECOMMENDED,                       truth value. This distinction is critical when
AND WHEN IS IT LIKELY TO BE LESS EFFECTIVE?           considering the patient’s personal narrative, or
                                                      what Hayes et al. (1999) term the self-as-content.
As noted above, efforts to exert direct control       Given the powerful human drive to make
over one’s experience can be considered adaptive      sense of one’s experience, we inevitably
when they work and do not result in excessive         construct narratives that tie together important
costs. Of course, this begs the question of how       historical events, and that crystallize into broad
one might ascertain when direct control efforts       personality descriptors. The problem with such
are likely to be effective and when psychological     narratives is that once formed, they tend to
acceptance is instead indicated. Several theorists    be taken literally and strongly defended from
have addressed this question, although a clear        question, which can in turn lead to a narrowing
consensus has yet to emerge. Cordova (2001)           of one’s behavioral repertoire. For example, a
suggests that the decision is a judgment call,        college student may recall academic successes
made collaboratively by the patient and ther-         in school, attribute these to her intelligence
apist, on whether aversion behavior (escape,          and strong work ethic, and develop an identity
avoidance, or aggression toward a stimulus) is        as an ‘‘exceptionally smart, hardworking
more likely to be effective, or lead to excessive     student.’’ Imagine that she then finds herself
negative consequences, over the long term. Of         in a difficult class and not understanding the
course, this begs the question of exactly what fac-   lecture material. If she holds strongly to her
tors should determine such a judgment. Hayes          personal narrative, she may refrain from asking
(2001) distinguishes maladaptive overt behavior       a question because doing so would conflict
from acceptance of one’s subjective experiences,      with her self-identity as an exceptionally bright
2 • PSYCHOLOGICAL ACCEPTANCE                  11

student. As verbal animals, humans have                  all cognitive and affective control efforts are nec-
evolved to seek patterns in the ongoing barrage          essarily doomed to failure, which may not be the
of sensory input (Shermer, 2002), and as part of         case. Some experiences are neither fully volun-
this process, we construct stories that weave key        tary (like hand/feet movements) nor involuntary
details of our lives into a seamless narrative.          (such as heart rate). Attention is a prime example.
Once constructed, there is a natural tendency            In fact, a number of experiences (e.g., thought
to believe such narratives and to defend them            contents, muscle tension) are on a continuum of
from challenge. Psychological acceptance in              controllability. Psychological acceptance can be
this context means accepting one’s personal              understood as gentle attempts to influence such
narrative as an inevitable product of an active,         experiences where possible, while acknowledg-
pattern-seeking mind without either believing            ing without struggle the inevitable limitations of
or disbelieving it.                                      this influence.
    Farmer and Chapman (2008) propose three                  Consider the case of test anxiety. As with other
principles in deciding if psychological accep-           anxiety disorders, it is easy to appreciate how
tance is indicated. First, is acceptance ‘‘justified’’?   an accepting stance with respect to catastrophic
A justified response is one that is warranted             thoughts and anxious sensations evoked by tests
by the situation, such as a fear response in the         could be beneficial. However, to be successful it
presence of a phobic stimulus. If the response           is not enough to accept one’s subjective distress;
is justified, then acceptance is in order; if the         one must also focus one’s attention in order to
response is not justified, then one either attempts       orient toward the test itself. Approaches such
to change the response or at least to change             as Wells’ (2000) attentional training technique,
the behavior elicited by the response (consistent        in which flexible attentional control is targeted
with the DBT principle of ‘‘opposite action’’). For      without attempting to change ongoing thoughts
example, distressing thoughts about being over-          or feelings, may provide a useful approach to
weight are justified in an obese individual, but          such cases.
the same thoughts are unjustified in a woman                  Finally, consistent with Farmer and Chap-
suffering from anorexia. Of course, determina-           man’s (2008) notion of justified responses, there
tion of whether a thought is justified requires at        are situations in which the literal truth of a
least some degree of analysis of the truth value         thought or belief is, in fact, critical to evaluate. A
of the thought, which runs the risk of interfering       man with tachycardia, shortness of breath, and
with attempts to accept it. Second, is the reaction      chest pains needs to know whether he is dying
or situation changeable or unchangeable? Obvi-           of a heart attack or simply having a panic attack.
ously, acceptance is indicated for unchangeable          A woman who believes that she is being stalked
experiences. Finally, are the patient’s responses        by an ex-boyfriend must evaluate the evidence
effective or ineffective? Effective responses are        for this belief before simply accepting her feel-
conceptualized as those that are consistent with         ings dispassionately. In such cases, psychological
valued goals, whereas ineffective responses are          acceptance becomes relevant after an objective
inconsistent. When responses are ineffective in          evaluation of the relevant evidence (e.g., a med-
this sense, they call for acceptance.                    ical workup for the individual with chest pains,
    A common rule of thumb among acceptance-             consultation with appropriate law enforcement
oriented CBT clinicians is that psychological            authorities for the woman who believes she is
acceptance is indicated for any distressing per-         being stalked). In many other cases, however,
sonal experiences, such as painful memories,             one may be tempted to evaluate the truth of
disturbing thoughts, and difficult feelings or            thoughts when doing so may not be necessary.
sensations, as well as for personal narratives. By       An individual with public speaking anxiety will
contrast, direct change efforts should be reserved       almost certainly have thoughts concerning nega-
for overt behaviors, that is, things involving one’s     tive evaluation by the audience in anticipation of
hands, feet, mouth, and so on. Although superfi-          a speech. An objective evaluation of the evidence
cially appealing, such a distinction becomes more        for such beliefs would not only be difficult to
difficult upon closer examination. It assumes that        achieve, but is not necessary. The individual can
12     COGNITIVE BEHAVIOR THERAPY

learn simply to notice his catastrophic thoughts      value of cognitions is clearly necessary. Although
and associated feelings of anxiety and to give the    at first glance such efforts may appear incom-
speech anyway. The issue of determining when          patible with experiential acceptance, acceptance
to evaluate versus when to accept distressing         may actually enhance one’s efforts along these
thoughts is discussed further below.                  lines. Many existing acceptance-based innova-
                                                      tions have not attended sufficiently to the inte-
                                                      gration of change and acceptance strategies, and
UNRESOLVED ISSUES AND DIRECTIONS                      the reconciliation of these apparently inconsis-
FOR FUTURE RESEARCH                                   tent themes.
                                                          It may in fact be the case that even the most
Given the relatively recent emphasis of               staunch acceptance-oriented therapists covertly
acceptance-based therapies within CBT, there          or implicitly do evaluate the validity of their
remain a number of unresolved questions               patients’ thoughts, and then promote accep-
and directions for future research and clinical       tance only when thoughts are inaccurate. In the
innovations. First, there is a need for new           case of the man with chest pains described ear-
technologies to promote psychological accep-          lier, for example, no acceptance-based therapist
tance. Given the pervasiveness of psychological       would suggest that he simply acknowledge and
change-oriented strategies in Western culture,        accept the pain without first referring him for an
the notion of fully accepting one’s experience        appropriate medical evaluation to rule out car-
while simultaneously engaging in behavior that        diac disease. We propose that the determination
is seemingly inconsistent with that experience        of whether acceptance versus engagement with
can be counterintuitive. A range of clinical          thoughts is indicated is best made on the strength
strategies and techniques are needed to foster        of one’s knowledge that (1) one has already sys-
psychological acceptance. It is likely that there     tematically evaluated a thought before, and/or
is untapped clinical wisdom among both                (2) one’s mind routinely emits this exact thought
practicing cognitive behavior therapists and          without good cause. An example of a workable
those from other theoretical orientations that        strategy along these lines would be to reach an
would be helpful in promoting acceptance.             agreement with patients to undertake a thorough
Similarly, the best methods of training practi-       evaluation of a troubling thought once and only
tioners in acceptance-based technologies require      once, after which the thought is simply noticed
further development. Many leading innovators,         and accepted without further elaboration.
including Kabat-Zinn, Linehan, and Teasdale,              In addition to clinical developments, there
all stress the importance of therapists cultivating   remain a number of unresolved conceptual
their own mindfulness practice (Lau & McMain,         issues. For example, is acceptance best concep-
2005). Likewise, Hayes incorporates various           tualized as an overt behavior that can be directly
experiential exercises in his training workshops      assessed, as suggested by Cordova (2001), or
with the purpose of developing a deeper               as a private experience that is only indirectly
appreciation of ACT principles. Although there        reflected in overt behavior? An individual with
is clear logic to the notion that such efforts will   social anxiety disorder may attend a party
be helpful in therapists’ efforts to understand       but may engage in a variety of covert ‘‘safety
and transmit acceptance-based strategies, the         behaviors’’ that render her not fully engaged in
importance of such training strategies is not         the experience. A purely behavioral assessment
known empirically.                                    of the topography of her behavior would erro-
    Second, the development of more explicit          neously conclude that she was highly accepting
guidelines is needed in order to distinguish          of her anxiety. The quality of one’s experience
when psychological acceptance is likely to be         with respect to a distressing stimulus is also
helpful, and conversely, when direct change           unclear. Cordova (2001) argues that ‘‘genuine’’
strategies are indicated. As discussed above,         acceptance involves a ‘‘change in the stimulus
there are situations in which a certain level of      function from aversive to more attractive’’ and
attentional control and evaluation of the truth       similarly as ‘‘ . . . change in stimulus function
2 • PSYCHOLOGICAL ACCEPTANCE                    13

of a situation toward that which inclines the       and terminological confusion (Zvolensky,
person to seek or remain in contact’’ (p. 221).     Feldner, Leen-Feldner, & Yartz, 2005).
According to this analysis, if one remains in          A review of the outcome research on
contact with an aversive stimulus without the       acceptance-based CBTs is beyond the scope
stimulus losing its aversive properties, one is     of this chapter; several reviews of the litera-
effectively in a state of hopeless resignation      ture are now available (e.g., Brantley, 2005;
rather than true acceptance. It is noteworthy                                                  ¨
                                                    Coelho et al., 2007; Hayes et al., 2006; Ost,
that this perspective effectively requires that     2008). In general, the status of this body of
the stimulus be experienced as less aversive        evidence can be summarized as preliminary
to qualify as ‘‘genuine’’ acceptance. Yet it        but promising. Acceptance-based methods
seems entirely plausible that one could learn       tend to fare at least as well as traditional
to remain in psychological contact with an          change-oriented approaches, although only a
aversive stimulus without requiring that one’s      handful of direct head-to-head comparisons
reactions to it necessarily change. For example,    have been conducted to date (e.g., Forman,
a patient with chronic pain may learn to accept     Herbert, et al., 2007; Lappalainen et al., 2007).
rather than fight his pain. This may or may not      Clearly, more outcome research utilizing larger
result in a change in his pain perception, but it   samples and more sophisticated methodological
                                                                             ¨
                                                    controls is needed (see Ost, 2008, for a detailed
is not clear that the degree of perceived pain
should distinguish ‘‘real’’ acceptance from mere    discussion of methodological controls within
                                                    published studies on ACT and DBT). Likewise,
resignation. What seems important instead is
                                                    much more psychotherapy process research
his abandoning ineffective struggles with the
                                                    is needed to evaluate the extent to which
pain and his simultaneously pursuing other
                                                    psychological acceptance mediates changes in
activities that will enrich his life.
                                                    acceptance-based models of CBT, as well as
   There also remains confusion about how the
                                                    perhaps even in more traditional models of
construct of psychological acceptance differs
                                                    CBT. Although initial studies are encouraging
from related constructs such as mindfulness.
                                                    (Hayes, Levin, Yadavaia, & Vilardaga, 2007),
Some theorists view acceptance as a necessary
                                                    much more work remains to be done.
feature of mindfulness. Brown and Ryan (2003),
for example, propose that mindful awareness
necessarily involves a nonjudgmental, accepting     CONCLUSION
stance toward one’s experience. However, this
perspective fails to acknowledge that acceptance    The field of CBT has recently witnessed an
does not always accompany awareness, as             increased interest in theoretical and techno-
in the case of heightened awareness of one’s        logical developments related to psychological
physiological arousal in panic disorder. This       acceptance. Acceptance-based models of CBT
has led other theorists to deconstruct the          are quickly growing in popularity. Preliminary
concept of mindfulness such that acceptance         data not only support the efficacy of such
is only one aspect. For example, Herbert and        approaches, but also support the conclusion
Cardaciotto (2005) argue that mindfulness is        that changes in psychological acceptance may
best viewed bidimensionally as consisting of        mediate more general changes produced by
                                                    psychotherapy, although much more work
ongoing awareness of one’s experience and
                                                    remains to be done with respect to both outcome
nonjudgmental acceptance of that experience,
                                                    and process. In addition, a number of theoretical
and that these two components are in fact con-
                                                    and practical issues remain outstanding and
ceptually and empirically distinct (Cardaciotto,
                                                    await further development.
Herbert, Forman, Moitra, & Farrow, in press).
This conceptual and terminological confusion
                                                    References
stems in part from the fact that investigators
are approaching these questions from diverse        Abramowitz, J. S., Tolin, D. F., & Street, G. P. (2001).
theoretical perspectives, resulting in conceptual       Paradoxical effects of thought suppression:
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Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy
Cognitive behavior therapy

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Cognitive behavior therapy

  • 1.
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  • 5. COGNITIVE BEHAVIOR THERAPY Applying Empirically Supported Techniques in Your Practice Second Edition Edited by William O’Donohue Jane E. Fisher John Wiley & Sons, Inc.
  • 6. This book is printed on acid-free paper. Copyright  2008 by John Wiley & Sons, Inc. All rights reserved. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. Published simultaneously in Canada. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) 750–8400, fax (978) 676–8600, or on the web at www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748–6011, fax (201) 748–6008. Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herein may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages. This publication is designed to provide accurate and authoritative information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering professional services. If legal, accounting, medical, psychological or any other expert assistance is required, the services of a competent professional person should be sought. Designations used by companies to distinguish their products are often claimed as trademarks. In all instances where John Wiley & Sons, Inc. is aware of a claim, the product names appear in initial capital or all capital letters. Readers, however, should contact the appropriate companies for more complete information regarding trademarks and registration. For general information on our other products and services please contact our Customer Care Department within the U.S. at (800) 762–2974, outside the United States at (317) 572–3993 or fax (317) 572–4002. Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic books. For more information about Wiley products, visit our website at www.wiley.com. Library of Congress Cataloging-in-Publication Data: Cognitive behavior therapy : applying empirically supported techniques in your practice / edited by William O’Donohue, Jane E. Fisher.–2nd ed. p. ; cm. Includes bibliographical references and indexes. ISBN 978-0-470-22778-7 (cloth : alk. paper) 1. Cognitive therapy. I. O’Donohue, William T. II. Fisher, Jane E. (Jane Ellen), 1957- [DNLM: 1. Cognitive Therapy–methods. 2. Mental Disorders–therapy. WM 425.5.C6 C67677 2009] RC489.C63C6277 2009 616.89’1425–dc22 2008026325 Printed in the United States of America. 10 9 8 7 6 5 4 3 2 1
  • 7. CONTENTS Preface xiii Acknowledgments xv Contributors xvii 1 Introduction 1 William O’Donohue and Jane E. Fisher 2 Psychological Acceptance 4 James D. Herbert, Evan M. Forman, and Erica L. England 3 Anger (Negative Impulse) Control 17 Brad Donohue, Kendra Tracy, and Suzanne Gorney 4 Assertiveness Skills and the Management of Related Factors 26 Melanie P. Duckworth 5 Attribution Change 35 Rebecca S. Laird and Gerald I. Metalsky 6 Behavioral Activation for Depression 40 Christopher R. Martell 7 Response Chaining 46 W. Larry Williams and Eric Burkholder 8 Behavioral Contracting 53 Ramona Houmanfar, Kristen A. Maglieri, Horacio R. Roman, and Todd A. Ward 9 Bibliotherapy Utilizing CBT 60 Negar Nicole Jacobs v
  • 8. vi CONTENTS 10 Breathing Retraining and Diaphragmatic Breathing Techniques 68 Holly Hazlett-Stevens and Michelle G. Craske 11 Classroom Management 75 Steven G. Little and Angeleque Akin-Little 12 Cognitive Defusion 83 Jason B. Luoma and Steven C.Hayes 13 Cognitive Restructuring of the Disputing of Irrational Beliefs 91 Albert Ellis 14 Cognitive Restructuring: Behavioral Tests of Negative Cognitions 96 Keith S. Dobson and Kate E. Hamilton 15 Communication/Problem-Solving Skills Training 101 Pamella H. Oliver and Gayla Margolin 16 Compliance with Medical Regimens 109 Elaine M. Heiby and Maxwell R. Frank 17 Contingency Management Interventions 116 Claudia Drossel, Christina G. Garrison-Diehn, and Jane E. Fisher 18 Daily Behavior Report Cards: Home–School Contingency Management Procedures 123 Mary Lou Kelley and Jennette L. Palcic 19 Dialectics in Cognitive and Behavior Therapy 132 Armida Rubio Fruzzetti and Alan E. Fruzzetti 20 Differential Reinforcement of Low-Rate Behavior 142 Mark Alavosius, Joseph Dagen, and William D. Newsome 21 Differential Reinforcement of Other Behavior and Differential Reinforcement of Alternative Behavior 147 Michele D. Wallace and Adel C. Najdowski 22 Directed Masturbation: a Treatment of Female Orgasmic Disorder 158 Stephanie Both and Ellen Laan
  • 9. CONTENTS vii 23 Distress Tolerance 167 Michael P. Twohig and Katherine A. Peterson 24 Emotion Regulation 174 Alan E. Fruzzetti, Wendy Crook, Karen M. Erikson, Jung Eun Lee, and John M. Worrall 25 Encopresis: Biobehavioral Treatment 187 Patrick C. Friman, Jennifer Resetar, and Kim DeRuyk 26 Expressive Writing 197 Jenna L.Baddeley and James W. Pennebaker 27 Flooding 202 Lori A. Zoellner, Jonathan S. Abramowitz, Sally A. Moore, and David M. Slagle 28 Experimental Functional Analysis of Problem Behavior 211 James E. Carr, Linda A. LeBlanc, and Jessa R. Love 29 Functional Communication Training to Treat Challenging Behavior 222 V. Mark Durand and Eileen Merges 30 Functional Self-Instruction Training to Promote Generalized Learning 230 Frank R. Rusch and DouglasKostewicz 31 Group Interventions 236 Claudia Drossel 32 Habit Reversal Training 245 Amanda Nicolson Adams, Mark A. Adams, and Raymond G. Miltenberger 33 Harm Reduction 253 Arthur W. Blume and G. Alan Marlatt 34 Putting It on the Street: Homework in Cognitive Behavioral Therapy 260 Patricia Robinson 35 The Prolonged CS Exposure Techniques of Implosive (Flooding) Therapy 272 Donald J. Levis
  • 10. viii CONTENTS 36 Cognitive Behavioral Treatment of Insomnia 283 Wilfred R. Pigeon and Michael L. Perlis 37 Interoceptive Exposure for Panic Disorder 296 John P. Forsyth, Tiffany Fus´ , and Dean T. Acheson e 38 Live (In Vivo) Exposure 309 Holly Hazlett-Stevens and Michelle G. Craske 39 Applications of the Matching Law 317 John C. Borrero, Michelle A. Frank, and Nicole L. Hausman 40 Mindfulness Practice 327 Sona Dimidjian and Marsha M. Linehan 41 Moderate Drinking Training for Problem Drinkers 337 Frederick Rotgers 42 Multimodal Behavior Therapy 342 Arnold A. Lazarus 43 Positive Psychology: A Behavioral Conceptualization and Application to Contemporary Behavior Therapy 347 Alyssa H. Kalata and Amy E. Naugle 44 Motivational Interviewing 357 Eric R. Levensky, Brian C. Kersh, Lavina L. Cavasos, and J. Annette Brooks 45 Noncontingent Reinforcement as a Treatment for Problem Behavior 367 Timothy R. Vollmer and Carrie S. W. Borrero 46 Pain Management 375 Robert J. Gatchel and Richard C. Robinson 47 Parent Training 383 Kevin J. Moore and Gerald R. Patterson 48 Self-Efficacy Interventions: Guided Mastery Therapy 390 Walter D. Scott and Daniel Cervone
  • 11. CONTENTS ix 49 Positive Attention 396 Stephen R. Boggs and Sheila M. Eyberg 50 Problem-Solving Therapy 402 Arthur M. Nezu, Christine Maguth Nezu, and Mary McMurran 51 Punishment 408 David P. Wacker, Jay Harding, Wendy Berg, Linda J. Cooper-Brown, and Anjali Barretto 52 Rapid Smoking 415 Elizabeth V. Gifford and Deacon Shoenberger 53 Relapse Prevention 422 Kirk A. B. Newring, Tamara M. Loverich, Cathi D. Harris, and Jennifer Wheeler 54 Relaxation 434 Kyle E. Ferguson and Rachel E. Sgambati 55 Response Prevention 445 Martin E. Franklin, Deborah A. Ledley and Edna B. Foa 56 Satiation Therapy 452 CrissaDraper 57 Identifying and Modifying Maladaptive Schemas 457 Cory F. Newman 58 Self-Management 466 Lynn P. Rehm and Jennifer H. Adams 59 Safety Training/Violence Prevention Using the SafeCare Parent Training Model 473 Daniel J. Whitaker, Dan Crimmins, Anna Edwards, and John R. Lutzker 60 Self-Monitoring as a Treatment Vehicle 478 Kathryn L. Humphreys, Brian P. Marx, and Jennifer M. Lexington 61 Sensate Focus 486 Lisa Regev and Joel Schmidt
  • 12. x CONTENTS 62 Shaping 493 Kyle E. Ferguson and Kim Christiansen 63 Social Skills Training 502 Chris Segrin 64 Squeeze Technique for the Treatment of Premature Ejaculation 510 Claudia Avina 65 Stimulus Control 516 Alan Poling and Scott T. Gaynor 66 Stimulus Preference Assessment 523 Jane E. Fisher, Jeffrey A. Buchanan, and Stacey Cherup-Leslie 67 Stress Inoculation Training 529 Donald Meichenbaum 68 Stress Management Intervention 533 Victoria E. Mercer 69 Systematic Desensitization 542 Lara S. Head and Alan M. Gross 70 Think-Aloud Techniques 550 Gerald C. Davison, Jennifer L. Best, and Marat Zanov 71 Time-Out, Time-In, and Task-Based Grounding 557 Patrick C. Friman 72 Guidelines for Developing and Managing a Token Economy 565 Patrick M. Ghezzi, Ginger R. Wilson, Rachel S. F. Tarbox, and Kenneth R. MacAleese 73 Urge Surfing 571 Andy Lloyd 74 Validation Principles and Strategies 576 Kelly Koerner and Marsha M. Linehan
  • 13. CONTENTS xi 75 Values Clarification 583 Michael P. Twohig and Jesse M. Crosby Author Index 589 Subject Index 623
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  • 15. PREFACE Over the last three decades there has been a significant increase in interest in cognitive behavior therapy. This has occurred for several reasons: 1) Mounting experimental evidence supports the effectiveness of cognitive behavioral therapy for certain psychological problems induding high incidence problems such as depression and the anxiety disorders. The well-known Chambless report, for example, identifies many cognitive behavioral therapies as being empirically supported. In fact, cognitive behavioral techniques comprise most of the list. 2) Cognitive behavior therapy tends to be relatively brief and often can be delivered in groups. Therefore it can be more cost-effective than some alternatives and be seen to offer good value. These qualities have become particularly important in the era of managed care with its emphasis upon cost containment. 3) Cognitive behavior therapy has been applied with varying success to a wide variety of problems (see Fisher and O’Donohue, 2006 for over 70 behavioral health problems in which CBT can be considered an evidence based treatment. Thus, it has considerable scope and utility for the practitioner in general practice or the professional involved in the training of therapists. 4) Cognitive behavior therapy is a relatively straight forward and clearly operationalized approach to psychotherapy. This does not mean that case formulation or implementing these techniques is easy. However, CBT is more learnable that techniques such as psychoanalysis or Gestalt therapy. 5) Cognitive behavioral therapy is a therapy system comprised of many individual techniques, with researchers and practitioners constantly adding to this inventory. A given behavior therapist, because of his or her specialty, may know or use only a small subset of these. A clinician or clinical researcher may want to creatively combine individual techniques to treat some intransigent problem or an unfamiliar or complicated clinical presentation. This volume attempts to bring together all of the specific techniques of cognitive behavior therapy. It does this in an ecumenical fashion. Historically, and currently, there are divisions inside behavior therapy that this book attempts to ignore. For example, cognitive and more traditionally behavioral techniques are included. This offended some prospective authors who were clearly warriors in the cognitive-behavioral battle. We wanted to be inclusive, particularly because pragmatically the outcome research favors both sides of this particular battle. Our major interest in compiling this book was twofold: First we noted the lack of a volume that provides detailed descriptions of the techniques of cognitive behavioral therapy. Many books mentioned these but few described the techniques in detail. The absence of a comprehensive collection of the methods of cognitive-behavior therapy creates a gap in the training of students and in the faithful practice of cognitive behavior therapy. Second, with the increased interest in cognitive behavior therapy, particularly by the payers in managed care, there has been an increasing bastardization of behavior therapy. Some therapists are claiming they are administering some technique (e.g., relapse prevention or contingency management) when they clearly are not. This phenomenon, in our experience, rarely involves intentional deception but instead reflects an ignorance of the complexities of faith-fully implementing these techniques. This book is aimed at reducing this problem. There is an important question regarding the extent to which a clinician can faithfully implement these techniques without a deeper understanding of behavior therapy. The evidence is not clear and of course the question is actually more complicated. Perhaps a generically skilled therapist with certain kinds of clients and certain kinds of techniques can implement the techniques well. On the other hand, a less skilled therapist dealing with a complicated clinical presentation utilizing a more subtle technique might not do so well. There is certainly a Gordon Paul type ultimate question lurking here. Something like: ‘‘What kind of therapist, with what type of problem, using what kind of cognitive xiii
  • 16. xiv PREFACE behavior therapy technique, with what kind of training, can have what kinds of effects. . .’’ With the risk of being seen as self-promoting, the reader can learn about the learning and conditioning underpinnings of many of thes techniques in O’Donohue (1998); and more of the theories associated with these techniques in O’Donohue and Krasner (1995). Fisher and O’Donohue (2006) provide a description of particular problems that these techniques can be used with. References Fisher, J.E.,& O’Donohue, W.T. (2006) Practitioner’s guide to evidence based psychotherapy. New York: Springer. O’Donohue, W., & Krasner, L. (Eds.). (1995). Theories of behavior therapy. Washington: APA Books. O’Donohue, W. (Ed.). (1998). Learning and behavior therapy. Boston: Allyn & Bacon.
  • 17. ACKNOWLEDGMENTS We wish to thank all the chapter authors. They uniformly wrote excellent chapters and completed these quickly. We’d also like to thank our editor at John Wiley & Sons, Patricia Rossi. She shared our vision for this book, gave us some excellent suggestions for improvement, and has been wonderful to work with. We’d also like to thank Linda Goddard for all her secretarial skills and expert assistance in all aspects of the manuscript preparation; she was invaluable. Finally, we’d like to thank our families for their support, and especially our children, Katie and Annie, for their enthusiasm and delightfulness. xv
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  • 19. CONTRIBUTORS Jonathan S. Abramowitz Jennifer L. Best, Ph.D. University of North Carolina University of North Carolina Chapel Hill, NC Charlotte, NC Arthur W. Blume, Ph.D. Dean T. Acheson University of North Carolina University at Albany, SUNY Charlotte, NC Albany, NY Stephen R. Boggs, Ph.D. University of Florida Jennifer H. Adams Gainesville, FL University of Colorado at Denver Denver, CO John C. Borrero, Ph.D. University of Maryland Mark A. Adams, Ph.D., B.C.B.A Baltimore, MD Best Consulting, Inc. Fresno, CA Carrie S.W. Borrero, Ph.D. K. Angeleque Akin-Little Kennedy-Krieger Institute Massey University Baltimore, MD Auckland, New Zealand Stephanie Both, Ph. D. Mark Alavosius, Ph.D. Leiden University Medical Center University of Nevada, Reno Leiden, Netherlands Reno, NV J. Annette Brooks, Ph. D. Claudia Avina, Ph.D. New Mexico VA Healthcare System University of Nevada, Reno Albuquerque, NM Reno, NV Jeffery A. Buchanan Jenna L. Baddeley, M.A. Minnesota State University The University of Texas at Austin Mankato, MN Austin, TX Eric Burkholder Anjali Barretto, Ph.D. Dublin Unified School District Gonzaga University Department of Special Education Spokane, WA Dublin, CA Wendy K. Berg, M.A. James E. Carr, Ph.D. University of Iowa Western Michigan University Iowa City, IA Kalamazoo, MI xvii
  • 20. xviii CONTRIBUTORS Lavina L. Cavasos Sona Dimidjian, Ph.D. New Mexico VA Healthcare System University of Colorado Albuquerque, NM Boulder, CO Daniel Cervone, Ph.D. Keith S. Dobson, Ph.D. University of Illinois at Chicago University of Calgary Chicago, IL Calgary, Canada Stacey M. Cherup Brad Donohue, Ph.D. University of Nevada, Reno University of Nevada, Las Vegas Reno, NV Las Vegas, NV Kim Christiansen Crissa Draper Carson City, NV University of Nevada, Reno Reno, NV Linda J. Cooper-Brown, Ph.D. University of Iowa Children’s Hospital Claudia Drossel, Ph.D. Iowa City, IA University of Nevada, Reno Reno, NV Michelle G. Craske, Ph.D. UCLA Melanie P. Duckworth, Ph.D. Los Angeles, CA University of Nevada, Reno Reno, NV Dan Crimmins, Ph.D. The Marcus Institute V. Mark Durand Atlanta, GA University of South Florida St. Petersburg, FL Wendy Crook University of Nevada, Reno Anna Edwards, Ph.D. Reno, NV The Marcus Institute Atlanta, GA Jesse M. Crosby Utah State University Albert Ellis, Ph.D. Logan, UT Deceased Joseph Dagen Erica L. England University of Nevada, Reno Drexel University Reno, NV Philadelphia, PA Gerald C. Davison, Ph.D. Sheila M. Eyberg, Ph.D. UCLA University of Florida Los Angeles, CA Gainesville, FL Kim DeRuyk, Ph.D. Kyle E. Ferguson, M.A. Boys’ Town Riverview Hospital Boys’ Town, NE Coquitlam, BC, Canada
  • 21. CONTRIBUTORS xix Jane E. Fisher, Ph.D. Robert J. Gatchel, Ph.D. University of Nevada, Reno University of Texas at Arlington Reno, NV Arlington, TX Edna B. Foa, Ph.D. Scott Gaynor, Ph.D. University of Pennsylvania Western Michigan University Philadelphia, PA Kalamazoo, MI Evan M. Forman Patrick M. Ghezzi, Ph.D. Drexel University University of Nevada, Reno Philadelphia, PA Reno, NV John P. Forsyth, Ph.D. Elizabeth V. Gifford, Ph.D. University at Albany (SUNY) University of Nevada, Reno Albany, NY Reno, NV Maxwell R. Frank Alan M. Gross University of Hawaii at Manoa University of Mississippi Honolulu, HI University, MI Michelle A. Frank Kate E. Hamilton Kennedy-Krieger Institute Peter Lougheed Centre Baltimore, MD Calgary, Canada Martin E. Franklin, Ph.D. Jay Harding, Ed.S. University of Pennsylvania University of Iowa Philadelphia, PA Iowa City, IA Patrick C. Friman, Ph.D. Cathi D. Harris, M.A. Father Flanagan’s Boys’ Home Washington Special Commitment Center Boys’ Town, NE Steilacoom, WA Armida R. Fruzzetti Nicole L. Hausman University of Nevada, Reno Kennedy-Krieger Institute Reno, NV Baltimore, MD Alan E. Fruzzetti, Ph.D. Steven C. Hayes University of Nevada, Reno University of Nevada, Reno Reno, NV Reno, NV Tiffany Fuse, Ph.D. Holly Hazlett-Stevens National Center for PTSD University of Nevada, Reno Jamaica Plain, MA Reno, NV Christina G. Garrison-Diehn Lara S. Head, Ph.D. University of Nevada, Reno University of Wisconsin Reno, NV Madison, WI
  • 22. xx CONTRIBUTORS Elaine M. Heiby Linda A. LeBlanc, Ph.D. University of Hawaii at Manoa Western Michigan University Honolulu, HI Kalamazoo, MI James D. Herbert, Ph.D. Deborah A. Ledley, Ph.D. Drexel University University of Pennsylvania Philadelphia, PA Penn Valley, PA Ramona Houmanfar, Ph.D. Jung Eun Lee University of Nevada, Reno University of Nevada, Reno Reno, NV Reno, NV Eric R. Levensky, Ph.D. Kathryn L. Humphreys, Ph.D. New Mexico VA Healthcare System National Center for PTSD, Albuquerque, NM VA Boston Healthcare System Boston, MA Donald J. Levis, Ph.D. Binghamton University Nicole N. Jacobs, Ph.D. Binghamton, NY University of Nebraska Jennifer M. Lexington, Ph.D. Alyssa H. Kalata, M.A. University of Massachusetts Amherst Western Michigan University Amherst, MA Kalamazoo, MI Marsha M. Linehan, Ph.D. Mary Lou Kelley, Ph.D. University of Washington Louisiana State University Seattle, WA Baton Rouge, LA Steven G. Little, Ph.D. Brian C. Kersh, Ph.D. Massey University New Mexico VA Healthcare System Auckland, New Zealand Albuquerque, NM Andy Lloyd, Ph.D. Kelly Koerner U.S. Army EBP Jessa R. Love Seattle, WA Western Michigan University Kalamazoo, MI Douglas Kostewicz, Ph.D. University of Pittsburgh Tamara M. Loverich, Ph.D. Pittsburgh, PA Eastern Michigan University Ellen Laan, Ph.D. Jason B. Luoma, Ph.D. University of Amsterdam Portland Psychotherapy Clinic Amsterdam, Netherlands Portland, OR Arnold A. Lazarus, Ph.D. John R. Lutzker, Ph.D. Rutgers, The State University of New Jersey The Marcus Institute Piscataway, NJ Atlanta, GA
  • 23. CONTRIBUTORS xxi Kenneth R. MacAleese, M.A., B.C.B.A. Raymond G. Miltenberger, Ph.D., B.C.B.A. Reno, NV University of South Florida Tampa, FL Kristen A. Maglieri, Ph.D. Trinity College Sally A. Moore Dublin, Ireland University of Washington Seattle, WA Christine Maguth Nezu, Ph.D. Drexel University Kevin J. Moore Philadelphia, PA Oregon Social Learning Center, Community Programs Gayla Margolin, Ph.D. Eugene, OR UCLA Los Angeles, CA Karen Murphy University of Nevada, Reno G. Alan Marlatt, Ph.D. Reno, NV University of Washington Seattle, WA Adel C. Najdowski Center for Autism and Related Christopher Martell Disorders, Inc. Private Practice Tarzana, CA Seattle, WA Amy E. Naugle, Ph.D. Western Michigan University Brian P. Marx, Ph.D. Kalamazoo, MI National Center for PTSD, VA Boston Healthcare System Cory F. Newman, Ph.D. Boston, MA University of Pennsylvania Philadelphia, PA Mary McMurran University of Nottingham Kirk A.B. Newring, Ph.D. Nottingham, United Kingdom Nebraska Dept. of Correctional Services Donald Meichenbaum, Ph.D. William D. Newsome University of Waterloo University of Nevada, Reno Waterloo, Ontario, Canada Reno, NV Victoria E. Mercer Arthur M. Nezu, Ph.D. University of Nevada, Reno Drexel University Reno, NV Philadelphia, PA Eileen Merges Amanda Nicholson-Adams, Ph.D., B.C.B.A. St. John Fisher College California State University at Fresno Rochester, NY Fresno, CA Gerald I. Metalsky, Ph.D. William T. O’Donohue, Ph.D. Lawrence University University of Nevada, Reno Appleton, WI Reno, NV
  • 24. xxii CONTRIBUTORS Pamella H. Oliver, Ph.D. Richard C. Robertson, Ph.D. California State University, Fullerton Baylor University Medical Center Fullerton, CA Dallas, TX Jennette L. Palcic Frederick Rotgers, Psy.D., ABPP Louisiana State University Philadelphia College of Osteopathic Baton Rouge, LA Medicine Philadelphia, PA Gerald R. Patterson, Ph.D. Oregon Social Learning Center Frank R. Rush, Ph.D. Eugene, OR Pennsylvania State University University Park, PA James W. Pennebaker The University of Texas at Austin Joel Schmidt, Ph.D. Austin, TX VA Northern California Healthcare System Oakland, CA Michael L. Perlis, Ph.D. Walter D. Scott, Ph.D. University of Rochester University of Wyoming Rochester, NY Laramie, WY Katherine A. Peterson Christine Segrin Utah State University University of Arizona Logan, UT Tucson, AZ Wilfred R. Pigeon, Ph.D. Rachel E. Sgambati University of Rochester Medical Center Carson City, NV Rochester, NY Deacon Shoenberger Alan Poling, Ph.D. University of Nevada, Reno Western Michigan University Reno, NV Kalamazoo, MI David M. Slagle Lisa Regev, Ph.D. University of Washington University of Nevada, Reno Seattle, WA Reno, NV Rachel S.F. Tarbox Lynn P. Rehm, Ph.D. The Chicago School of Professional University of Houston Psychology at Los Angeles Houston, TX Los Angeles, CA Jennifer Resetar, Ph.D. Kendra Tracy Boys’ Town University of Nevada, Las Vegas Boys’ Town, NE Las Vegas, NV Patricia Robinson, Ph.D. Michael P. Twohig, Ph.D. Mountainview Consulting Group, Inc. Utah State University Zillah, WA Logan, UT
  • 25. CONTRIBUTORS xxiii Timothy R. Vollmer, Ph.D. Larry W. Williams, Ph.D. University of Florida University of Nevada, Reno Gainesville, FL Reno, NV David P. Wacker, Ph.D. Ginger R. Wilson, Ph.D. University of Iowa Children’s Hospital The ABRITE Organization Iowa City, IA Santa Cruz, CA Michelle D. Wallace, Ph.D. J. M. Worrall California State University, Los Angeles University of Nevada, Reno Los Angeles, CA Reno, NV Todd A. Ward Marat Zanov University of Wellington University of Southern California Wellington, New Zealand Los Angeles, CA Jennifer Wheeler, Ph.D. Lori A. Zoellner, Ph.D. Private Practice University of Washington Seattle, WA Seattle, WA Daniel J. Whitaker, Ph.D. The Marcus Institute Atlanta, GA
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  • 30. 1 INTRODUCTION William O’Donohue and Jane E. Fisher Cognitive behavior therapy (CBT) is an approach recent decades there has been an unfortunate to human problems that can be viewed from sev- trend away from a philosophical understanding eral interrelated perspectives: philosophical, the- of behavior therapy to a more technique-oriented oretical, methodological, assessment oriented, understanding. and technological. This book focuses on the last The second aspect of behavior therapy is its aspect, so crucial to clinical practice, but sit- theoretical structure. Here the issues are less uated in the other four, much as any one of philosophical—less about general epistemic a cube’s six sides is situated among all of the issues—and more about substantive assertions others. regarding more specific problems as well as Philosophically, CBT can be viewed as being the principles appealed to in making these associated (or, according to some who put it more assertions. What is panic? What are its causes? strongly, derived) with one or another variety What is the role of operant conditioning in of behaviorism (O’Donohue & Kitchener, 1999). children’s oppositional behavior? How does one The behaviorisms are generally philosophies of prevent relapse? Should cognitions be modified science and philosophies of mind—that is, ways or accepted? of defining and approaching the understand- There are also a wide variety of theories ing of the problems traditionally associated with associated with behavior therapy (O’Donohue psychology. & Krasner, 1995), including: There are at least two broad issues at the philosophical level: (1) What particular form of • Reciprocal inhibition behaviorism is being embraced (O’Donohue & • Response deprivation Kitchener, 1999, have identified at least 14), and • Molar regulatory theory (2) what is the nature of the relationship or associ- • Two-factor fear theory ation between this philosophy and the practice of • Implosion theory CBT? Some have argued that behaviorism is irrel- • Learned alarms evant to behavior therapy—that one can practice • Bioinformational theory behavior therapy and either reject behaviorism • Self-control theory or be agnostic with regard to all forms of it. • Developmental theories While an individual practitioner can behave in • Coercion theory this way, some of the deeper structure that can • Self-efficacy theory be generative and guiding is lost. One can drive • Attribution theory a car without an understanding of its workings, • Information processing theory but one probably can’t design a better car or • Relational frame theory modify an existing car without such an under- • Relapse prevention standing. Similarly, a knowledge of behaviorism • Evolutionary theory allows greater understanding of the choice points • Marxist theory implicit in any technology. For example, why not • Feminist theory view the client’s problem as a neurological dif- • Dialectical theory ficulty and intervene at this level? Behaviorism • Acceptance theory often provides possible answers to this kind of • Functional analytic theory general challenge. However, we suggest that in • Interbehavioral theory 1
  • 31. 2 COGNITIVE BEHAVIOR THERAPY Theories can provide answers or at least & Jarrett, 1987). Some of the chapters in this testable hypotheses for questions regarding more volume deal with assessment techniques either specific problems, such as these: What is the basic because they are central to therapy or because nature of this kind of clinical problem? How assessment methods themselves are so reactive does this problem develop? What maintains this that they may be seen, in part, as treatment. problem? What are its associated features and However, in the main, this book does not focus why? How is this problem possibly modified? on the measurement aspect, leaving that task to What makes this technique work? What are con- other fine anthologies (e.g., Haynes & Heiby , in traindications? What are boundary conditions? press). The third aspect of CBT is its program for The final aspect of CBT is techne—skilled knowledge generation. In the main, CBT is exper- practice. No amount of philosophy or theory imental and relies on a mixture of group experi- will relieve clinicians from this level of analy- mental designs (e.g., the randomized controlled sis. A surgeon may be a biological determinist trial) and single-subject experimental designs philosophically and may hold to certain the- (although in the largest perspective it can be ories of cancer and cancer treatment, but to seen to include correlational designs and even help patients the surgeon still needs to imple- case studies). Methodologically, CBT generally ment surgical technique in a skilled manner. embraces constructs such as social validity, clin- Similarly, cognitive behavior therapists need to ical significance, follow-up measurements, man- be skilled in the execution of their techniques. ualized treatment, adherence and competence In fact, an interesting set of research questions checks, the measurement of process variables, involves the relationship between the degree of independent replications, and real-world effec- skill (e.g., poor, novice, experienced, master) and tiveness research. This toolbox is complex, but therapy outcome. This may also be a function one can discern a few distinct styles—such as of specific technique (e.g., progressive muscle that of the applied behavior analyst and that relaxation may have different relationship with of the cognitive therapist (O’Donohue & Houts, skill level than emotional regulation training). 1985). Other styles can be seen when the nature For example, if a clinician arranges potential of the question differs—for example, when the positive reinforcers that are too distal in contin- interest is in measurement development and gency manager it will be less effective. Similarly, validation or in the questions typically associ- if a clinician conducts systematic desensitiza- ated with experimental psychopathology. CBT tion with only a few steps in a fear hierarchy, is solidly in the stream of ‘‘clinical science’’ with weakly trained progressive muscle relax- and as part of this general approach views an ation skills, and pairings that are few and of very experimental approach as key (see Lilienfeld short duration, it is unlikely to be as effective as and O’Donohue, 2007, for a fuller exposition it could otherwise be. of clinical science). We’ve identified approximately 80 distinct The fourth aspect of CBT is its approach to techniques in CBT, covering both standard measurement. Here, a key issue is how to accu- behavior therapy and cognitive therapy rately detect and quantify variables of interest. techniques, and relatively recently developed Cognitive behavior therapy is associated with procedures such as acceptance strategies and both a distinctive delineation of the domain of mindfulness. This number has to qualify CBT as interest and distinct methods for measuring this. one of the most variegated therapy systems. This In general, behavioral assessment can be dis- diversity no doubt derives from an interplay of tinguished from more traditional measurement complex factors: approaches by its focus on sampling of behavior rather than looking for signs of more abstract • The multiple learning theories upon which constructs. There are diverse streams of thought traditional behavior therapy is based within the CBT tradition, however, from the (O’Donohue, 1998). embrace of traditional psychometric standards • The multielemental nature of each of these to the radically functional (e.g., Hayes, Nelson, theories (e.g., setting events, discrimination
  • 32. 1 • INTRODUCTION 3 training, schedules of reinforcement, general- (i.e., what process or pathway it may be asso- ization processes, fading, etc.). ciated with), and some of the evidence for its • The influence of other elements of experimen- effectiveness. The major section of the chapter is tal psychology such as experimental cognitive a step-by-step guide that explains exactly how science. to implement the technique. Finally, we asked • The influence of other branches of psychology authors to include a brief table outlining the such as social psychology. major elements of the technique. • The influences of other intellectual domains The very number and diversity of CBT tech- (dialectics) or other fields of inquiry (mind- niques place a significant burden on any practi- fulness). tioner of CBT and, even more so, on the student. • The interface of these with a particular kind of It is our hope that this volume, by clearly and clinical problem (e.g., borderline personality concisely describing these techniques, will ease disorder). this burden. We also hope that precision about • The creativity and ambitions of the devel- techniques can help the field continue to keep opers. its eye on Gordon Paul’s (1969) classic ques- tion: What techniques, delivered by what type But whatever the source of this tremendous of therapist, for what kind of client, with what variety, the presence of such a large number kind of clinical problem, in what kind of setting, of major distinctive techniques leaves no doubt produces what kind of result, by what kind of as to the multifactorial nature of contemporary process? CBT. It leaves an interesting question regarding how broad competence ought to be across these References techniques in order for one to be considered a well-trained cognitive behavior therapist. One Haynes, S., & Heiby, E. (in press). The encyclopedia of of the key variables emerging in the medical behavioral assessment. Hayes, S. C., Nelson, R. O., & Jarrett, R. (1987). Treat- literature regarding quality is number of times ment utility of assessment: A functional approach the physician has implemented the particular to evaluating the quality of assessment. American technique. One generally finds that hundreds Psychologist, 42, 963–974. or thousands of times produces outcomes better Lilienfeld, S., & O’Donohue, W. (Eds.). (2007). The great than those in the dozens. Thus, there can be a ideas of clinical science. New York: Routledge. bandwith/fidelity trade-off in behavior therapy O’Donohue, W. (Ed.). (1998). Learning and behavior ther- that can have interesting associations with qual- apy. Boston: Allyn and Bacon. O’Donohue, W., & Houts, A. C. (1985). The two dis- ity. Those that know more techniques may be ciplines of behavior therapy. Psychological Record, less skilled at implementing any particular one. 35(2), 155–163. We’ve asked each of the chapter authors to fol- O’Donohue, W., & Kitchener, R. (1999). Handbook of low a standard format, because we thought these behaviorism. San Diego: Academic Press. main topics would delineate a bit of the context O’Donohue, W., & Kramer, L. (Eds.). (1995). Theories of and all of the essential features needed to com- behavior therapy. Washington, DC: APA Books. petently execute these techniques. We wanted Paul, G. L. (1969). Behavior modification research: Design and tactics. In C. M. Franks (Ed.), them to describe who might benefit from this Behavior therapy: Appraisal and status (pp. 29–62). technique, contraindications, other factors rele- New York: McGraw-Hill. vant to making the decision to use or not to use the technique, how the technique might work
  • 33. 2 PSYCHOLOGICAL ACCEPTANCE James D. Herbert, Evan M. Forman, and Erica L. England In one form or another, all psychotherapies conceived to include distressing thoughts and seek to produce change. Individuals seek con- feelings in addition to overt behavior. Although sultation from psychotherapists when they are one might need to accept temporary, short-term experiencing emotional pain, struggling with life distress associated with certain interventions, problems, or when they are not functioning well the overall focus was on changing the form or in school, work, or relationships. The explicit goal frequency of distressing behaviors rather than is to achieve changes that will reduce pain or suf- accepting them. This approach was dramatically fering, resolve outstanding problems, or enhance successful. Effective technologies were devel- functioning. There has also been a longstand- oped to increase social skills, desensitize fears, ing recognition that such change requires some and manage disruptive behavior among chil- sense of self-acceptance, understood as the ability dren, as well as to address many other problems to respond less self-critically and judgmentally, (Bongar & Beutler, 1995; Goldfried & Davison, thereby establishing the context for more effec- 1994). As behavior therapy matured through tive functioning. Prior to the advent of behavior the last decades of the twentieth century, there therapy, psychotherapists traditionally focused evolved an increased focus on changing thoughts less on changing distressing symptoms them- and beliefs, and the field itself came to be known selves, concentrating instead on modifying other by the term cognitive behavior therapy (CBT). The processes on the assumption that changes in various clinical strategies and techniques falling such processes would result in more fundamen- under the rubric of CBT all shared a focus on tal, profound, and permanent improvements in directly targeting problems using instrumental distress (Sulloway, 1983). Psychoanalysts sought change strategies. Although acceptance of one’s to increase insight into the developmental ori- distressing experiences was indirectly targeted gins of unconscious conflicts. By rendering the in some cases (e.g., acceptance of anxious sen- unconscious conscious, unacceptable drives and sations during exposure-based therapies), even fantasies become acceptable to the ego. Humanis- then the ultimate goal was change (e.g., anxiety tic therapists likewise sought to increase congru- reduction), and the overall focus of clinical inter- ence between different facets of the self, thereby ventions remained squarely on direct change. promoting a sense of self-acceptance. Although the ultimate goal was change, the prevailing clinical wisdom was that targeting distressing THE GROWTH OF PSYCHOLOGICAL thoughts, feelings, or behavior directly would be ACCEPTANCE IN CBT ineffective at best, and possibly even counter- productive. It is perhaps ironic, then, that the field of CBT Early behavior therapists rejected the idea that currently finds itself at the forefront of a move- change required interventions focusing on pro- ment that questions the utility of such direct cesses not directly related to actual presenting change strategies under certain circumstances problems. Instead, they directly targeted their and promotes instead the rather paradoxical patients’ difficulties. Behavior therapists focused idea that more pervasive and enduring improve- on modifying environmental factors thought to ments in suffering and quality of life may be responsible for problematic behavior, broadly result from accepting, rather than attempting to 4
  • 34. 2 • PSYCHOLOGICAL ACCEPTANCE 5 40 35 30 25 20 15 10 5 0 2000 2001 2002 2003 2004 2005 2006 2007 Publication Year FIGURE 2.1 PsychInfo Citations for Keywords ‘‘Experiential Acceptance,’’ ‘‘Psychological Acceptance,’’ or ‘‘Experiential Avoidance.’’ change, one’s distressing subjective experience. The recent growth of interest in these ap- This distinction between direct change efforts proaches is undeniable. For example, as illus- and psychological acceptance as a vehicle for trated in Figure 2.1, the PsychInfo database change has been described in various ways, reveals a steady growth in the hits of the including first-order versus second-order keywords experiential acceptance, its synonym change, change in content versus context, and psychological acceptance, and experiential avoidance change in form versus function (Hayes, 2001). (which is an antonym for the first two) from 2 Regardless of terminology, a number of CBT in 2000 to 35 in 2007. Parallel increases can be models have emerged over the past decade that found in related databases (e.g., Medline), and highlight efforts to accept, rather than directly in the titles of conference proceedings (e.g., the annual meeting of the Association for Behavioral change, distressing experiences, including and Cognitive Therapies). thoughts, beliefs, feelings, memories, and sen- This increased emphasis on psychological sations. These approaches have not abandoned acceptance is the result of several factors (Hayes, all direct change strategies. Rather, as described 2004; Longmore & Worrell, 2007). First, an later, they suggest that changes in some areas accumulating body of experimental research are best facilitated by acceptance in others. It demonstrates that efforts to suppress thoughts is worth noting that there is no hard-and-fast generally result in rebound effects in which the distinction between traditional change-oriented frequency and intensity of thoughts increase and acceptance-oriented models of CBT (Orsillo, upon termination of active suppression efforts Roemer, Lerner, & Tull, 2004). A key ultimate (Abramowitz, Tolin, & Street, 2001; Wenzlaff goal of both approaches is behavior change & Wegner, 2000). Such findings suggest that (broadly writ), and both draw on technologies CBT interventions such as thought stopping, that either implicitly or explicitly seek to increase in which distressing thoughts are deliberately psychological acceptance. Rather, the models suppressed, might be seriously misguided. differ in the relative degree of emphasis on In fact, most CBT scholars now disavow this acceptance versus change processes. technique (Marks, 1987). Thought suppression
  • 35. 6 COGNITIVE BEHAVIOR THERAPY studies (in which individuals who deliberately ago (see Dobson, 1989, for a review of these suppress thoughts demonstrate increased older studies). Finally, preliminary component rebound of these thoughts relative to those control studies, in which direct cognitive who do not engage in suppression strategies) change interventions were extracted from have been cited as evidence to suspect the larger CBT protocols, have generally failed to advisability of cognitive restructuring, one support the incremental effects of such cognitive of the most commonly used CBT techniques interventions (e.g., Dimidjian et al., 2006; Hope, (Hayes, in press). The concern is that attempting Heimberg, & Bruch, 1995; Jacobson et al., 1996). to restructure distressing thoughts may lead These observations led several psychotherapy patients to suppress them, resulting in inten- innovators to develop approaches that highlight sification and elaboration. However, it is not acceptance of distressing experiences. Such clear that cognitive restructuring is analogous to innovations include comprehensive psycho- thought suppression (Arch & Craske, in press; therapy models such as acceptance and Hofmann & Admundson, 2008). Second, some commitment therapy (ACT; Hayes, Strosahl, cognitive therapists have recently challenged & Wilson, 1999), dialectical behavior therapy on theoretical grounds the idea that directly (DBT; Linehan, 1993a), mindfulness-based stress targeting thoughts can produce cognitive reduction (MBSR; 1990) and functional analytic or affective changes (Teasdale, 1997). Third, psychotherapy (FAP; Kohlenberg & Tsai, 1991), experimental psychopathology studies have as well as models focused on a particular clinical found that instructions to accept experimentally domain, such as integrative couples therapy induced distress resulted in better outcomes (ICT; Jacobson et al., 2000), mindfulnesss-based than instructions to control such distress. cognitive therapy (MBCT; Coelho, Canter, & For example, acceptance-oriented instructions, Ernst, 2007; Segal, Williams, & Teasdale, 2002) relative to distraction or control-oriented instruc- for recurrent depression, and the work of leading tions, have been shown to result in greater pain CBT theorists such as Borkovec (1994), Wells tolerance in cold pressor tasks (Hayes et al., (2000), Marlatt and colleagues (2004), and others. 1999), in lower behavioral avoidance and fear response following exposure to CO2 enriched air among high anxiety–sensitivity women (Eifert CONCEPTUALIZATIONS OF ACCEPTANCE & Heffner, 2003) and panic disorder patients (Levitt, Brown, Orsillo, & Barlow, 2004), and in No consensus definition of psychological reducing chocolate cravings in food-responsive acceptance has yet emerged, although existing individuals (Forman, Hoffman, et al., 2007). definitions share several common themes. Butler Fourth, psychotherapy process studies often and Ciarrochi (2007) define acceptance as ‘‘a have failed to support the theorized mechanism willingness to experience psychological events of cognitive mediation, raising questions about (thoughts, feelings, memories) without having the centrality of cognitive change as a prereq- to avoid them or let them unduly influence uisite for changes in other areas (Longmore & behavior’’ (p. 608). These authors also note that Worrell). Fifth, although standard CBT strategies acceptance is the mirror image of Hayes and col- have been applied to an increasing number of leagues’ (1999) concept of experiential avoidance, problems and psychological disorders over the which is defined as maladaptive attempts to alter past 30 years, outside of a few specific areas (e.g., the form or frequency of internal experiences panic disorder, Craske & Barlow, 2008; social even when doing so causes behavioral harm. anxiety disorder, Clark et al., 2006, Herbert Cordova (2001), writing from a behavior analytic et al., 2005) progress has slowed or even perspective, defines acceptance as ‘‘allowing, tol- stalled in many key areas. For example, it erating, embracing, experiencing, or making con- is not clear that recent studies of CBT (e.g., tact with a source of stimulation that previously DeRubeis et al., 2005; Dimidjian et al., 2006) for provoked escape, avoidance, or aggression’’ depression produced larger effect sizes than (p. 215), and also as ‘‘a change in the behavior studies conducted two or even three decades evoked by a stimulus from that functioning to
  • 36. 2 • PSYCHOLOGICAL ACCEPTANCE 7 avoid, escape, or destroy to behavior functioning Likewise, the prohibition against experiential to pursue or maintain contact’’ (p. 215). avoidance in ACT is neither absolute nor These definitions share several common dogmatic, but rather pragmatic. (In fact, while themes. First, they specify that psychological ACT practitioners are skeptical of experiential acceptance is relevant in those situations avoidance, including many cognitive change that evoke escape, avoidance, or aggressive strategies, their use is explicitly advised when behaviors designed to modify or otherwise they work without undue costs.) Second, terminate contact with a stimulus. There is a acceptance is conceptualized as an active class of subjective experiences (thoughts, images, process, more akin to an embracing of one’s feelings, sensations) that are experienced as ongoing process of experiencing, rather than as unpleasant and distressing to the point at which passive resignation. Finally, consistent with the one becomes highly motivated to reduce or historical focus in CBT on change, psychological eliminate them through either direct mental acceptance is generally viewed as a means to efforts or through environmental modification an end rather than an end in-and-of itself. In such as escape or avoidance. Acceptance is fact, this last point is one of the key features generally not relevant to situations that are that distinguishes psychological acceptance not experienced as aversive, which are usually in CBT from acceptance in certain spiritual naturally embraced without difficulty. Second, or religious contexts, and even in popular psychological acceptance refers primarily to the culture. Meditative practices in Eastern religious internal experience of distress rather than to the traditions view acceptance as part of a desired situations evoking this distress. In the case of a state of consciousness. Within CBT, the value of phobia of heights, for example, acceptance refers acceptance is as a tool to reduce overall suffering to a willingness to experience anxiety—without and especially to foster behavior change that attempting to control or otherwise change it—in will lead to better functioning. the presence of heights, and not an acceptance that one can never approach heights. Third, the conceptualizations of acceptance implicitly CLINICAL INTERVENTIONS TO PROMOTE challenge the rule that overt behavior is a direct PSYCHOLOGICAL ACCEPTANCE product of cognition and affect, and that the latter must therefore necessarily be changed in A number of techniques have been developed order to produce a change in behavior. to promote psychological acceptance. Although In addition, several additional aspects of psy- comprehensive review of such techniques is well chological acceptance emerge from the literature. beyond the scope of this chapter, we provide On the basis of the literature on thought sup- representative examples of such strategies below. pression, experimental psychopathology, and Barlow and colleagues (1989) introduced psychotherapy outcome and process described the technique of interoceptive exposure in the earlier, including the preliminary effectiveness context of their treatment of panic disorder. of newer CBT interventions that eschew direct Interoceptive exposure refers to the graduated, cognitive change, many acceptance-oriented systematic exposure to somatic sensations psychotherapists have come to believe that associated with panic attacks. Various exercises direct efforts to suppress or otherwise change are used that reliably elicit panic-like symptoms, highly distressing internal experiences will often including cardiovascular exercises, inhalation prove ineffective, will result in unacceptable of carbon dioxide, spinning in an office chair, costs, or both (e.g., Eifert & Forsyth, 2005; breathing through a cocktail straw, and shaking Segal, Teasdale, & Williams, 2004). This is not one’s head vigorously side to side. The patient to suggest that all such efforts are doomed is instructed to notice the sensations that arise to failure. DBT, for example, is based on the dispassionately. Although not specifically careful, ongoing balance between acceptance framed as a technique to promote psychological and change and does not abandon the possibility acceptance, interoceptive exposure is consistent of direct cognitive or affective change efforts. with an acceptance focus.
  • 37. 8 COGNITIVE BEHAVIOR THERAPY One of the most common approaches to pro- skills, emotional regulation skills, interpersonal moting psychological acceptance is mindfulness effectiveness skills, and distress tolerance meditation. The use of meditation was spear- skills. Each module outlines specific clinical headed by Jon Kabat-Zinn in the context of techniques. Mindfulness skills are generally MBSR, which was initially introduced in 1979 taught first, as they are foundational for the as a complement to medical treatment of a vari- other skill areas. The DBT mindfulness module ety of chronic conditions. MBSR incorporates emphasizes observing and labeling emotional the practice of mindfulness meditation with cer- states from a detached, nonjudgmental, accept- tain core principles and ‘‘key attitudes,’’ such as ing perspective. Patients are taught to integrate acceptance, patience, and the ‘‘beginner’s mind,’’ the ‘‘emotional mind’’ and ‘‘reasonable mind’’ that is, viewing experiences as though for the into the ‘‘wise mind’’ that can inform decisions first time (Kabat-Zinn, 1990). The typical for- from an informed, balanced, holistic perspective. mat through which MBSR is delivered consists A potentially unresolved issue with DBT of eight weekly classes (often with 30 or more concerns the reconciliation of experiential participants), and a ‘‘Day of Mindfulness,’’ a acceptance and change. DBT explicitly teaches full-day retreat focusing on the practice of medi- a number of emotion regulation strategies, such tation and yoga. A key technique used in MBSR is as the principle of ‘‘opposite action,’’ which ‘‘sitting meditation,’’ in which participants prac- refers to attempting to change an emotional tice nonjudgmental awareness and acceptance of state by behaving in a way that is contrary to their thoughts and other experiences. In addi- its usual behavioral manifestation. For example, tion to meditation and yoga, participants are a phobic who approaches rather than avoids taught various techniques designed to promote a fear-inducing stimulus is displaying the mindfulness, such as the ‘‘body scan,’’ which principle of opposite action. The emphasis involves gradually shifting awareness through- on emotion regulation in DBT highlights the out the body, taking notice of any feelings and dialectic between acceptance and change that sensations (Tacon, Caldera, & Ronaghan, 2004). is characteristic of the model. However, as Although similar to the traditional behavior ther- discussed above, there may be situations in apy technique of relaxation training, in the case which attempting to change one’s experience of mindfulness meditation relaxation is not the only intensifies it. Thoroughgoing acceptance goal, but rather the adoption of a nonjudgmen- of distressing thoughts or feelings may be tal stance with respect to one’s experience as it precluded if one remains focused on changing occurs in real time. Mindfulness meditation is such experiences. An obese individual suffering also contrasted with other meditative traditions from episodes of binge eating, for example, in which one attempts to narrow the focus of may not fully accept distressing emotional attention to a specific area (e.g., an image or states that trigger binges, and therefore may vocal mantra). By fostering the observation of not completely disconnect links between such one’s experience without reactively attempting experiences and her behavior, if in the back to escape from or otherwise change it, mind- of her mind she is still struggling with trying fulness meditation is believed to interrupt mal- to change her experience. As described below, adaptive behavioral habits and to set the context ACT takes a more radical—although arguably for more effective responding. more consistent—stance with respect to efforts Mindfulness meditation is also a key feature to control distressing experiences. of DBT, developed by Linehan (1993a) as a Working from a cognitive perspective, Wells comprehensive treatment model for borderline (2000) proposes that psychopathology is related personality disorder. DBT proposes that the to problematic self-regulation of attentional change-oriented emphasis in traditional CBT control, resulting in rumination, increased can be perceived as invalidating of the expe- threat monitoring (including self-focused rience of patients with borderline personality attention), and coping behaviors that fail to disorder. Linehan (1993b) describes modules provide corrective experiences. The roots of for teaching four key skill areas: mindfulness these self-regulatory attentional problems are
  • 38. 2 • PSYCHOLOGICAL ACCEPTANCE 9 dysfunctional metacognitive beliefs, or beliefs could simply observe his urge, and say to about beliefs. For example, a person with himself, ‘‘I’m having the thought of shouting out generalized anxiety disorder might hold a right now. That’s an interesting thought.’’ The metabelief such as ‘‘if I review things over idea is to help the patient to achieve distance and over again it will reduce the chances of from his experience and to accept the thought as something bad happening.’’ Wells distinguishes simply a mental event, rather than as necessarily such metacognitions from the conscious, reflecting anything whatsoever about his world. propositional beliefs that are the typical targets Another example derived from ACT is the of standard cognitive therapy. He suggests inter- ‘‘cards’’ exercise. In one variation of this exercise, vention efforts to target such metacognitions, the patient is instructed to carry on a con- while simultaneously accepting the stream of versation with the therapist. As she does so, one’s ongoing conscious thoughts and feelings. the therapist tosses index cards, on each of Unlike traditional CBT approaches, such change which is written one of the patient’s typical is not accomplished by questioning the beliefs distressing thoughts, one-by-one at the patient, directly, but by encouraging greater attentional who is then instructed either to deflect them control while simultaneously encouraging a away, or to gather them and stack them neatly heightened sense of awareness of, and an together, all while continuing the conversation. accepting stance toward, one’s thoughts as mere Needless-to-say, this is a difficult task, and the mental events. As part of his metacognitive conversation is inevitably negatively impacted. therapy, Wells describes a procedure known as The exercise is then repeated, this time with the the attention training technique (ATT), in which patient instructed simply to let the cards fall various sounds are presented as distractions where they may, without trying to catch or orga- while subjects remain focused on a visual nize them. Following the exercise, the therapist fixation point, accept whatever thoughts enter and patient note how much more difficult the consciousness without struggling with them, conversation was to maintain in the first sce- and attempt to direct their attention in various nario, and the effort to gather and organize the ways as directed by the therapist. ATT has cards is framed as analogous to the effort to con- been shown in preliminary studies to result in trol one’s distressing thoughts. The ACT model changes in distressing thoughts and symptoms, is rich with similar exercises designed to promote despite not directly targeting them, as well as psychological acceptance. in increases in metacognitive awareness (for a Roemer and Orsillo (2002) utilize the ACT recent review, see Wells, 2007). framework to develop an acceptance-based ACT makes use of a variety of metaphors intervention for generalized anxiety disorder. and experiential exercises in order to promote Their model draws on the work of Borkovec acceptance. A great number of such exercises (1994), who conceptualizes worry as an have been developed, and clinical innovations avoidance method that serves to reduce the in this area continue apace. One technique has perceived likelihood of feared future events, as the patient precede discussions of distressing well as to distract the worrier from distressing thoughts or feelings by verbally (and subse- internal anxiety. Worry, in turn, is negatively quently subvocally) inserting the phrase ‘‘I’m reinforced by the resulting decrease in distress. having the thought [or feeling] that . . . ’’ before According to Roemer and Orsillo, by learning thoughts. For example, an individual who to accept unpleasant internal events rather imagines that he might suddenly shout out a than struggling with them, individuals can profanity-laced, heretical statement in church reduce their experiential avoidance of perceived would be highly motivated to suppress the future threats. Roemer and Orsillo’s treatment urge to do so as well as the linked thoughts incorporates various techniques to promote and images. Attempts to suppress thoughts mindfulness, acceptance, and behavior change. or images of such behavior would likely only For example, the ‘‘mindfulness of sound’’ increase their salience and intensity, thereby exercise, borrowed from Segal and colleagues further increasing distress. Instead, this person (2002), encourages patients to notice aspects of
  • 39. 10 COGNITIVE BEHAVIOR THERAPY sound without labeling and judgment (Orsillo, noting that acceptance is rarely appropriate for Roemer, & Holowka, 2005). the former but almost always for the latter. For Marlatt and colleagues have incorpo- example, an individual suffering from depres- rated mindfulness and acceptance into their sion can distance herself from and accept feelings work on substance abuse treatment (Leigh, of dysphoria and thoughts of worthlessness and Bowen, & Marlatt, 2005; Marlatt et al., 2004; suicide, but without accepting her behavior of Witkiewitz, Marlatt, & Walker, 2005). Marlatt’s staying in bed all day. Historically important relapse-prevention model involves mindful memories (e.g., one’s memories of a traumatic acceptance of urges and cravings. A key experience) are especially important to accept, intervention of their program is known as ‘‘urge as considerable research suggests that avoidant surfing,’’ in which the patient is instructed to coping strategies are problematic for such mem- imagine a craving as an ocean wave (Larimer, ories (Folette et al., 1998; Hayes et al., 1996). Palmer, & Marlatt, 1999). Rather than allowing Likewise, one’s ongoing stream of thoughts, feel- urges to overwhelm them, patients are taught ings, and sensations also tend to be appropriate that cravings surge to a peak relatively quickly targets for acceptance. For example, Hayes and and will then subside. By focusing on the Pankey (2003) note that a pedophile’s sexual idea that distressing emotions will eventually behavior toward children should be directly tar- subside, they are more readily tolerated while at geted for change, whereas his associated feelings their most intense. The patient is encouraged to and urges are unlikely to be amenable to direct observe the craving as though detached from it, change, and should therefore be accepted. It is in and to practice mindful acceptance of the urge fact precisely this decoupling of subjective expe- until it dissipates. riences from overt behavior that is at the heart of Regardless of approach, the ultimate goal of acceptance-based CBTs. each of these techniques is the promotion of It is critical to distinguish psychological acceptance toward one’s experience on an ongo- acceptance of a thought from belief in the ing basis in real time. literal truth of that thought. Acceptance implies the willingness to experience a thought while simultaneously refraining from evaluating its WHEN IS ACCEPTANCE RECOMMENDED, truth value. This distinction is critical when AND WHEN IS IT LIKELY TO BE LESS EFFECTIVE? considering the patient’s personal narrative, or what Hayes et al. (1999) term the self-as-content. As noted above, efforts to exert direct control Given the powerful human drive to make over one’s experience can be considered adaptive sense of one’s experience, we inevitably when they work and do not result in excessive construct narratives that tie together important costs. Of course, this begs the question of how historical events, and that crystallize into broad one might ascertain when direct control efforts personality descriptors. The problem with such are likely to be effective and when psychological narratives is that once formed, they tend to acceptance is instead indicated. Several theorists be taken literally and strongly defended from have addressed this question, although a clear question, which can in turn lead to a narrowing consensus has yet to emerge. Cordova (2001) of one’s behavioral repertoire. For example, a suggests that the decision is a judgment call, college student may recall academic successes made collaboratively by the patient and ther- in school, attribute these to her intelligence apist, on whether aversion behavior (escape, and strong work ethic, and develop an identity avoidance, or aggression toward a stimulus) is as an ‘‘exceptionally smart, hardworking more likely to be effective, or lead to excessive student.’’ Imagine that she then finds herself negative consequences, over the long term. Of in a difficult class and not understanding the course, this begs the question of exactly what fac- lecture material. If she holds strongly to her tors should determine such a judgment. Hayes personal narrative, she may refrain from asking (2001) distinguishes maladaptive overt behavior a question because doing so would conflict from acceptance of one’s subjective experiences, with her self-identity as an exceptionally bright
  • 40. 2 • PSYCHOLOGICAL ACCEPTANCE 11 student. As verbal animals, humans have all cognitive and affective control efforts are nec- evolved to seek patterns in the ongoing barrage essarily doomed to failure, which may not be the of sensory input (Shermer, 2002), and as part of case. Some experiences are neither fully volun- this process, we construct stories that weave key tary (like hand/feet movements) nor involuntary details of our lives into a seamless narrative. (such as heart rate). Attention is a prime example. Once constructed, there is a natural tendency In fact, a number of experiences (e.g., thought to believe such narratives and to defend them contents, muscle tension) are on a continuum of from challenge. Psychological acceptance in controllability. Psychological acceptance can be this context means accepting one’s personal understood as gentle attempts to influence such narrative as an inevitable product of an active, experiences where possible, while acknowledg- pattern-seeking mind without either believing ing without struggle the inevitable limitations of or disbelieving it. this influence. Farmer and Chapman (2008) propose three Consider the case of test anxiety. As with other principles in deciding if psychological accep- anxiety disorders, it is easy to appreciate how tance is indicated. First, is acceptance ‘‘justified’’? an accepting stance with respect to catastrophic A justified response is one that is warranted thoughts and anxious sensations evoked by tests by the situation, such as a fear response in the could be beneficial. However, to be successful it presence of a phobic stimulus. If the response is not enough to accept one’s subjective distress; is justified, then acceptance is in order; if the one must also focus one’s attention in order to response is not justified, then one either attempts orient toward the test itself. Approaches such to change the response or at least to change as Wells’ (2000) attentional training technique, the behavior elicited by the response (consistent in which flexible attentional control is targeted with the DBT principle of ‘‘opposite action’’). For without attempting to change ongoing thoughts example, distressing thoughts about being over- or feelings, may provide a useful approach to weight are justified in an obese individual, but such cases. the same thoughts are unjustified in a woman Finally, consistent with Farmer and Chap- suffering from anorexia. Of course, determina- man’s (2008) notion of justified responses, there tion of whether a thought is justified requires at are situations in which the literal truth of a least some degree of analysis of the truth value thought or belief is, in fact, critical to evaluate. A of the thought, which runs the risk of interfering man with tachycardia, shortness of breath, and with attempts to accept it. Second, is the reaction chest pains needs to know whether he is dying or situation changeable or unchangeable? Obvi- of a heart attack or simply having a panic attack. ously, acceptance is indicated for unchangeable A woman who believes that she is being stalked experiences. Finally, are the patient’s responses by an ex-boyfriend must evaluate the evidence effective or ineffective? Effective responses are for this belief before simply accepting her feel- conceptualized as those that are consistent with ings dispassionately. In such cases, psychological valued goals, whereas ineffective responses are acceptance becomes relevant after an objective inconsistent. When responses are ineffective in evaluation of the relevant evidence (e.g., a med- this sense, they call for acceptance. ical workup for the individual with chest pains, A common rule of thumb among acceptance- consultation with appropriate law enforcement oriented CBT clinicians is that psychological authorities for the woman who believes she is acceptance is indicated for any distressing per- being stalked). In many other cases, however, sonal experiences, such as painful memories, one may be tempted to evaluate the truth of disturbing thoughts, and difficult feelings or thoughts when doing so may not be necessary. sensations, as well as for personal narratives. By An individual with public speaking anxiety will contrast, direct change efforts should be reserved almost certainly have thoughts concerning nega- for overt behaviors, that is, things involving one’s tive evaluation by the audience in anticipation of hands, feet, mouth, and so on. Although superfi- a speech. An objective evaluation of the evidence cially appealing, such a distinction becomes more for such beliefs would not only be difficult to difficult upon closer examination. It assumes that achieve, but is not necessary. The individual can
  • 41. 12 COGNITIVE BEHAVIOR THERAPY learn simply to notice his catastrophic thoughts value of cognitions is clearly necessary. Although and associated feelings of anxiety and to give the at first glance such efforts may appear incom- speech anyway. The issue of determining when patible with experiential acceptance, acceptance to evaluate versus when to accept distressing may actually enhance one’s efforts along these thoughts is discussed further below. lines. Many existing acceptance-based innova- tions have not attended sufficiently to the inte- gration of change and acceptance strategies, and UNRESOLVED ISSUES AND DIRECTIONS the reconciliation of these apparently inconsis- FOR FUTURE RESEARCH tent themes. It may in fact be the case that even the most Given the relatively recent emphasis of staunch acceptance-oriented therapists covertly acceptance-based therapies within CBT, there or implicitly do evaluate the validity of their remain a number of unresolved questions patients’ thoughts, and then promote accep- and directions for future research and clinical tance only when thoughts are inaccurate. In the innovations. First, there is a need for new case of the man with chest pains described ear- technologies to promote psychological accep- lier, for example, no acceptance-based therapist tance. Given the pervasiveness of psychological would suggest that he simply acknowledge and change-oriented strategies in Western culture, accept the pain without first referring him for an the notion of fully accepting one’s experience appropriate medical evaluation to rule out car- while simultaneously engaging in behavior that diac disease. We propose that the determination is seemingly inconsistent with that experience of whether acceptance versus engagement with can be counterintuitive. A range of clinical thoughts is indicated is best made on the strength strategies and techniques are needed to foster of one’s knowledge that (1) one has already sys- psychological acceptance. It is likely that there tematically evaluated a thought before, and/or is untapped clinical wisdom among both (2) one’s mind routinely emits this exact thought practicing cognitive behavior therapists and without good cause. An example of a workable those from other theoretical orientations that strategy along these lines would be to reach an would be helpful in promoting acceptance. agreement with patients to undertake a thorough Similarly, the best methods of training practi- evaluation of a troubling thought once and only tioners in acceptance-based technologies require once, after which the thought is simply noticed further development. Many leading innovators, and accepted without further elaboration. including Kabat-Zinn, Linehan, and Teasdale, In addition to clinical developments, there all stress the importance of therapists cultivating remain a number of unresolved conceptual their own mindfulness practice (Lau & McMain, issues. For example, is acceptance best concep- 2005). Likewise, Hayes incorporates various tualized as an overt behavior that can be directly experiential exercises in his training workshops assessed, as suggested by Cordova (2001), or with the purpose of developing a deeper as a private experience that is only indirectly appreciation of ACT principles. Although there reflected in overt behavior? An individual with is clear logic to the notion that such efforts will social anxiety disorder may attend a party be helpful in therapists’ efforts to understand but may engage in a variety of covert ‘‘safety and transmit acceptance-based strategies, the behaviors’’ that render her not fully engaged in importance of such training strategies is not the experience. A purely behavioral assessment known empirically. of the topography of her behavior would erro- Second, the development of more explicit neously conclude that she was highly accepting guidelines is needed in order to distinguish of her anxiety. The quality of one’s experience when psychological acceptance is likely to be with respect to a distressing stimulus is also helpful, and conversely, when direct change unclear. Cordova (2001) argues that ‘‘genuine’’ strategies are indicated. As discussed above, acceptance involves a ‘‘change in the stimulus there are situations in which a certain level of function from aversive to more attractive’’ and attentional control and evaluation of the truth similarly as ‘‘ . . . change in stimulus function
  • 42. 2 • PSYCHOLOGICAL ACCEPTANCE 13 of a situation toward that which inclines the and terminological confusion (Zvolensky, person to seek or remain in contact’’ (p. 221). Feldner, Leen-Feldner, & Yartz, 2005). According to this analysis, if one remains in A review of the outcome research on contact with an aversive stimulus without the acceptance-based CBTs is beyond the scope stimulus losing its aversive properties, one is of this chapter; several reviews of the litera- effectively in a state of hopeless resignation ture are now available (e.g., Brantley, 2005; rather than true acceptance. It is noteworthy ¨ Coelho et al., 2007; Hayes et al., 2006; Ost, that this perspective effectively requires that 2008). In general, the status of this body of the stimulus be experienced as less aversive evidence can be summarized as preliminary to qualify as ‘‘genuine’’ acceptance. Yet it but promising. Acceptance-based methods seems entirely plausible that one could learn tend to fare at least as well as traditional to remain in psychological contact with an change-oriented approaches, although only a aversive stimulus without requiring that one’s handful of direct head-to-head comparisons reactions to it necessarily change. For example, have been conducted to date (e.g., Forman, a patient with chronic pain may learn to accept Herbert, et al., 2007; Lappalainen et al., 2007). rather than fight his pain. This may or may not Clearly, more outcome research utilizing larger result in a change in his pain perception, but it samples and more sophisticated methodological ¨ controls is needed (see Ost, 2008, for a detailed is not clear that the degree of perceived pain should distinguish ‘‘real’’ acceptance from mere discussion of methodological controls within published studies on ACT and DBT). Likewise, resignation. What seems important instead is much more psychotherapy process research his abandoning ineffective struggles with the is needed to evaluate the extent to which pain and his simultaneously pursuing other psychological acceptance mediates changes in activities that will enrich his life. acceptance-based models of CBT, as well as There also remains confusion about how the perhaps even in more traditional models of construct of psychological acceptance differs CBT. Although initial studies are encouraging from related constructs such as mindfulness. (Hayes, Levin, Yadavaia, & Vilardaga, 2007), Some theorists view acceptance as a necessary much more work remains to be done. feature of mindfulness. Brown and Ryan (2003), for example, propose that mindful awareness necessarily involves a nonjudgmental, accepting CONCLUSION stance toward one’s experience. However, this perspective fails to acknowledge that acceptance The field of CBT has recently witnessed an does not always accompany awareness, as increased interest in theoretical and techno- in the case of heightened awareness of one’s logical developments related to psychological physiological arousal in panic disorder. This acceptance. Acceptance-based models of CBT has led other theorists to deconstruct the are quickly growing in popularity. Preliminary concept of mindfulness such that acceptance data not only support the efficacy of such is only one aspect. For example, Herbert and approaches, but also support the conclusion Cardaciotto (2005) argue that mindfulness is that changes in psychological acceptance may best viewed bidimensionally as consisting of mediate more general changes produced by psychotherapy, although much more work ongoing awareness of one’s experience and remains to be done with respect to both outcome nonjudgmental acceptance of that experience, and process. In addition, a number of theoretical and that these two components are in fact con- and practical issues remain outstanding and ceptually and empirically distinct (Cardaciotto, await further development. Herbert, Forman, Moitra, & Farrow, in press). This conceptual and terminological confusion References stems in part from the fact that investigators are approaching these questions from diverse Abramowitz, J. S., Tolin, D. F., & Street, G. P. (2001). theoretical perspectives, resulting in conceptual Paradoxical effects of thought suppression: