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1
How To Draft A Patent
brought to you by
Ogilvy Renault LLP
Introduction to Patenting
Joan M. Van Zant
August 1, 2005
Joan M. Van Zant
Patent and Trade-mark Agent
Toronto
May 7, 2009
3
Forms of IP Protection
• Patents
• Trade-marks
• Industrial Designs
• Copyrights
• Plant Breeders’ Rights
• Integrated Circuit Topographies
• Trade Secrets
4
Trade-marks
• Common law or registered
• Word, Design, Numerals, Symbols or any
combination
• Distinguishes wares and/or services
• 15 Year Renewable Term
• KLEENEX, COCA COLA, etc.
5
Copyrights
• Registration not necessary, allows owner to prevent
others from copying work
• Literary, artistic, musical & dramatic works,
performances, communication signals & sound
recordings
• Work must be original
• Either the author must have a certain nationality OR the
work must be first or simultaneously published in a treaty
country, regardless of the nationality of the author.
• Term is life of author and 50 years beyond
6
Industrial Designs
• Require Registration
• 5 year term, renewable for 5 years
• Substantially original features of shape,
configuration, pattern, or ornament or any
combination thereof
• Features must be applied to a finished article made
by hand, machine or tool
• chair, spoon, wall paper pattern
7
Plant Breeders’ Rights
• Registration required
• Protects Reproductive Materials: seeds, cuttings;
bulbs or roots
• Prevents repeat use of material to produce other
varieties by others
• Prevents use of ornamental plants or parts thereof as
propagating material by others
• Vehicle to license others to perform such acts
8
Integrated Circuit Topographies
• 3D configurations of electronic circuits embodied in
products or layout designs
• Registration requires:
• Original Design, 2 year grace period
• Applicant must be Canadian or national of eligible
country or topography first commercialized in
Canada
9
Trade Secrets
• Information not readily discernible from public
assessment of a product, e.g. chemical process
• Can last forever
• Cannot preclude others from using it, if acquired
independently
• Prior secret use does not prevent others from
patenting
• May be hard to keep secret
10
Patents
• Must be obtained
• Protects ideas reduced to practical form
• Term is 20 years from filing application
• Examination process not a registration process
• Most expensive IP right to obtain
11
What is a Patent?
• Monopoly
• Territorial
• Granted by government authority
• Limited exclusive privilege that the law allows a
patentee in his own invention
• Ownership
• Natural right arises from production
• Term
• Limited period of time, usually 20 years from filing
12
Nature Of Patent Right
• Bargain with the state
• Inventor gives full disclosure of invention in exchange
for limited period of monopoly
• Upon expiration of monopoly, the invention can be
exploited by anyone
• Before expiration others have access to information
13
Purpose Of Patents
• Patents provide library of organized technical
information that others may learn from and
improve upon
• Patent system encourages publication of new
scientific and engineering work which can be
used to inspire, educate, or inform others to
make improvements or new developments
14
• Patent excludes others from making , using or selling
your invention
• Your patent may not allow you to practice the
invention defined therein
• No guarantee of Freedom to Operate
Purpose Of Patents Cont’d
15
Form of Patent Application
A patent application comprises
• An Abstract;
• A description comprising the following elements
• Title for identification purposes
• Field of the Invention which describes the
area(s) to which the invention relates
16
Form of Patent Application Cont’d
A description comprising the following elements (cont’d)
• Background of the Invention which describes the
related prior art and the problem that is solved with
the present invention
• Summary of the Invention which comprises one or
more general statements of the invention and
usually provides the precise language for the claims
• Detailed Description of the Invention
• Specific Embodiments, Examples, and the like
17
Form of Patent Application Cont’d
• Claims which distinctly claim the part, improvement
or combination of the invention which the applicant
regards to be patentable.
• Drawings are included where the description lends
itself to them.
• A Sequence Listing is required where the invention
relates to genes or fragments thereof
• Deposit of Biological Material may be required to
satisfy description requirements
18
Filing Application
• Must be filed in timely manner
• Before publication or disclosure to the public, or
within grace periods or in keeping with
International Treaty Requirements
• Government Fees to be paid
• Application to conform to required format and content
19
Patentable Invention
• New, useful, unobvious
• First to invent / first to file
• Patentable subject matter
20
Patentability Search and Assessment
• Invaluable to avoid re-patenting the wheel
• To establish scope of invention
• Language of the patent art
• Reveal the patent landscape in a particular area
• Reveal activities of competitors
• Useful information to consider when choosing
countries or regions where protection should be
sought if at all
21
Statutory Definition of Invention
• Any new and useful art, process, machine,
manufacture or composition of matter or any new
and useful improvement in any art, process,
machine, manufacture or composition of matter.
22
Patentability - New
• Not disclosed in writing or in any other form
anywhere in the world prior to filing of application by
anyone else
• Grace period of one year in Canada for disclosures
by applicant or by someone who obtains information
directly or indirectly from the applicant
23
Disclosure of Invention
Before Filing Impact on Patentability
• U.S. one-year grace period for written disclosures
published anywhere and for prior sale, offer for sale,
prior public use or disclosure
• EP prior public disclosure that makes invention
available to the public is deadly and precludes the
grant of valid patent rights
• Confidential disclosures are not damaging, usually
24
Disclosure of Invention
After Filing Impact on Patentability
• Disclosures that take place after filing can cause
problems where an improper priority patent
application is filed and claims lose entitlement to the
priority date
• The subsequent publication can be a bar to valid
patent rights when the date is lost
• EPO Board of Appeals and US Courts have made
rulings to this effect
25
Patentability
Unobvious
• Invention cannot be apparent to a person skilled in the art
who has, not only the benefit of the common general
knowledge in the art, but also public documents and
disclosures in that art
• Most inventions are improvements
• May not be a huge advance in the art
• May be pioneer invention
• May need to prove value or significance of advance or
unexpected result
• Scientific evidence, commercial success
• Challenge of the problem,
only solution available
26
Patentability
Patentable Subject Matter
• Patenting Possibilities vary from jurisdiction to
jurisdiction
• USA is most open as to subject matter
• “Anything new under the sun that is made by man”
• Excluded are:
• Abstract ideas, physical phenomena and laws of
nature
• mental steps, abstract ideas and many business
methods
27
Excluded Subject Matter in Canada
• Does not include professional arts
• Surgery, division of land
• Methods of medical treatment
• Use claims can be obtained
• Higher life forms
• No animals or plant materials
28
United States
Examples of Patentable Subject Matter
• New chemical entities, including new intermediates
and in appropriate cases new salts, enantiomers and
polymorphs
• Methods of making new compounds
• New methods of making old compounds
29
• New compositions, possibly containing known
compounds but in different dosage amounts or forms
• New methods of treatment, diagnosis etc. using old
or new compounds
• New methods of modulating biochemical processes
which are carried out in a human, animal or plant
United States
Examples of Patentable Subject Matter
30
United States
Examples of Patentable Subject Matter
• New kits for example containing a new combination
of materials or of materials and equipment used for
diagnosis or treatment
• Newly identified DNA claimed in purified or isolated
form. Newly created DNA is treated as a new
chemical compound
• New organisms and parts of organisms such as
seeds, for example those containing modified DNA
31
• New vaccines
• New vectors, such as plasmids, new hybridomas and
new antibodies
• New research techniques and in some cases at least
the products obtained from using these techniques.
United States
Examples of Patentable Subject Matter
32
Value of Patent
• Commercial Tool
• To develop or insure market position
• To find an investment partner
• To license
• To gain access to other technologies
• To gain access to other applications
• To negotiate exclusive supply arrangements
Thank You
The Patent Application Process
Toronto
24-Jan-04
Jung-Kay Chiu
Lawyer and Patent Agent
Toronto
May 6, 2009
35
Patent Application Process
Overview
1. Application Process in Context
2. Deciding whether to file an application
3. Process by Practical Example
4. Costs
5. Strategies
36
Patent Application Process in Context
Cycle of Development
2. Develop
Technology
4. Exploit
IP
1. Develop
Idea
3. Protect
IP
37
Patent Application Process in Context
• Patent application process fits within a larger
cycle of events in a plan for commercializing
technology
• Intellectual assets created but how do we take
advantage of these assets?
• Formulate an IP strategy
38
Whether/How to File…
• There are many factors that may play a role
• Why? Because the costs associated with patent
protection and enforcement are significant and
patents are territorial.
39
Whether/How to File…
Factors to consider when deciding whether to file
• Potential commercial life of invention
• Time to patent may exceed commercial life of invention
• Filing only preserves your place in line
• Right to enforce only on issue of a patent which can take
many years
• Scope of likely patent protection
• What is the prior art?
40
Whether/How to File…
• Simple or complex technology – market lead time
• Simple inventions may not give innovator much market
lead time before a competitor can develop the same
technology. Patent may issue years after product
launch. Will that patent be of value?
• Ability to keep secret – free flow of technical information
• Technical personnel move among competitors, “share”
ideas
• Private vs. public exploitation (e.g. secret process)
41
Whether/How to File…
• Capability to police patent
• Litigation may be prohibitively expensive
• State of development of technology
• Patent application may be premature – for business and
legal reasons
• “sound prediction” - Apotex Inc. v. Wellcome Foundation Ltd.,
[2002] 4 S.C.R. 153, 21 C.P.R. (4th) 499.
• Further research may show initial thoughts were incorrect
42
Whether/How to File…
• Competitive posture of innovator
• How does proposed patent fit in a portfolio and strategy
• Invention modest improvement or pioneering breakthrough
• Importance of invention
• Financing/Licensing?
• A patent may be necessary to attract $
• Defensive reasons
43
Patent Application Process
Practical example
You think you have an invention…what’s next?
1. Identify invention
Discuss invention with your patent counsel
May conduct patentability search
2. Canvas factors to determine whether to file
44
Patent Application Process
Practical example
3. Prepare Application
Parts: Background; Summary; Brief Description of the
Drawing; Detailed Description; Claims; Abstract; Figures
What do these parts entail? – stay tuned!
45
Patent Application Process
Practical example
4. Identify inventor or inventors
Test for inventorship: Who made a contribution to the
inventive concept? Apotex Inc. v. Wellcome Foundation
Ltd., supra
5. Prepare papers and file application
46
Typical Timeline
Months
0
47
Typical Timeline
Months
(5k-20k)
0
Priority
Application
48
Patent Application Process
Practical example
7. Foreign Filing and the Paris Convention:
Paris Convention gives an Applicant 1 year to file one or more
corresponding applications and claim a “priority” back to the
filing date of the previous application
This relieves the applicant of filing in every country of interest in
the first instance
49
Typical Timeline
Months
(5k-20k)
0
Priority
Application
50
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
Months
(5k-20k)
(10k)
(2k-5k per)
0 12
Priority
Application
51
Patent Application Process
Practical example
7. Foreign Filing and the Patent Cooperation Treaty (PCT)
PCT, the International Application
Administered by the International Bureau at WIPO
Deemed filing in almost every country in the world
BUT: each filing is not crystallized until national phase
entry is requested within 30 months.
à really only a 30 month delay in exchange for $
Why delay? Evaluate market and patentability
52
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
Months
(5k-20k)
(10k)
(2k-5k per)
0 12
Priority
Application
53
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
30
National Entries
of PCT Filing
Months
(5k-20k)
(10k)
(2k-5k per)
(2k-5k per)
0 12
Priority
Application
54
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
30
National Entries
of PCT Filing
Months
(5k-20k)
(10k)
(2k-5k per)
(2k-5k per)
Note: Maintenance fees may be due depending on country
0 12
Priority
Application
55
Patent Application Process
Practical example
8. Publication
Applications are laid-open for public inspection after 18 months
from the priority date
9. Request Examination?
Requests for examination may be deferred up to 5 years from
filing
Currently a delay of between 2-4 years to start examination
56
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
30
National Entries
of PCT Filing
Months
(5k-20k)
(10k)
(2k-5k per)
(2k-5k per)
Note: Maintenance fees may be due depending on country
0 12
Priority
Application
57
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
3018
Publication
National Entries
of PCT Filing
Months
(5k-20k)
(10k)
(2k-5k per)
(2k-5k per)
Note: Maintenance fees may be due depending on country
0 12
Priority
Application
58
Typical Timeline
PARIS
CONVENTION
National Filings
and
PCT Filing
3018
Publication
National Entries
of PCT Filing
72
Months
Deadline to Request
Examination in Canada
(5 Years from Filing)
(5k-20k)
(10k)
(2k-5k per)
(2k-5k per) (1k)
Note: Maintenance fees may be due depending on country
0 12
Priority
Application
59
Patent Application Process
Practical example
10. Prosecution
Examiner reviews application and requisitions compliance
with the Patent Act and Patent Rules
Requisition alleging application is not allowable (e.g. not
new, not inventive, claims are unclear…etc.)
Applicant responds with arguments and/or amendments
60
Patent Application Process
Practical example
10. Prosecution
Amendment is limited: cannot introduce new subject
matter
Amendment may broaden or narrow scope of claims
61
Patent Application Process
Practical example
10. Prosecution
Patent to issue to a single invention
May be required to restrict application to single invention
and file one or more divisional applications to additional
inventions
62
Patent Application Process
Practical example
11. Allowance and Issuance
Pay the final fee and get the patent
63
Strategies
• Picking where to file:
• Your market
• Your competitor’s market
• Your competitor’s manufacturing facilities
• Enforcement potential
• Prosecution charges (Budget)
• Deciding how to first file:
• Desire for speedy issuance or indication of patentability or
just getting on file to reserve place in line
64
Thank You
Application Drafting Considerations
Christopher Hunter
Lawyer, Patent & Trade-mark Agent
Toronto
May 6, 2009
66
Section 27(3) of Patent Act Canada
The specification of an invention must
(a) correctly and fully describe the invention and its
operation or use as contemplated by the inventor;
(b) set out clearly the various steps in a process, or
the method of constructing, making, compounding or
using a machine, manufacture or composition of
matter, in such full, clear, concise and exact terms as
to enable any person skilled in the art or science to
which it pertains, or with which it is most closely
connected, to make, construct, compound or use it;
67
Section 27(3) of Patent Act Canada
Cont’d
(c) in the case of a machine, explain the principle of the
machine and the best mode in which the inventor has
contemplated the application of that principle; and
(d) in the case of a process, explain the necessary
sequence, if any, of the various steps, so as to
distinguish the invention from other inventions.
68
The Real Challenges to Obtaining Patents
Meeting the Specification Requirements
• Written Description
• Enablement
• Utility
69
United States
Written Description Requirements
• Is there an actual reduction to practice, i.e. a working
example?
• Are there drawings or structural chemical formulae in
sufficient detail to show possession (knowledge) of
the claimed invention as a whole?
• Are there other identifying characteristics described
that show possession (knowledge) of the claimed
invention in sufficient detail?
70
• Complete structure of a species or embodiment
• Other relevant identifying characteristics
• Level of skill and knowledge in the art
• Determines what is required
• Partial structure
United States
Written Description Requirements
71
• Physical and/or chemical properties
• Functional characteristics alone
• Usually not acceptable
• Functional characteristics coupled with known or
disclosed correlation between structure and function
and the method of making the claimed invention
should suffice
United States
Written Description Requirements
72
• Genus – Species
• Genus claims may be supported with sufficient
description of a representative number of species
• Representative number of species means that
species described must be representative of the
entire species
• The greater the variation within the genus, then
the species description should adequately reflect
the variation in the genus
United States
Written Description Requirements
73
• Mature technologies vs. Emerging Technologies,
an inverse relationship to description requirements
• If knowledge and skill are high, method of making
invention and function may be enough
• If knowledge and skill are less established and
therefore unpredictable, more evidence is required
United States
Written Description Requirements
74
Enablement
• Ensures that public receives its “quid pro quo” for
patent grant
• Description must enable person skilled in the art to
practice the invention without undue experimentation
75
Enablement
• Factors to consider
• Quantity of experimentation necessary
• Amount of direction and guidance provided
• Presence of working examples
• Nature of invention
• State of prior art
• Relative skill of those in art
• Predictability of art
• Breadth of claims
76
Enablement
• Chemical cases historically have never been
subjected to requirement of working examples
• Generally genetic engineering cases cannot succeed
without working examples
• Prophetic examples have been sanctioned by the
courts but must not be written in past tense (Ground
for invalidation in the USA)
77
• How much disclosure is necessary to support broad
claims?
• Fact dependent
• Unpredictable factors which are often associated with
chemical reactions and physiological activity raise the
threshold compared with other arts such as electronics
and mechanics
Enablement
78
• Genentech Inc. v. Novo Nordisk A/S
• Chemical patent invalid for lack of enabling
description for starting materials and conditions to
be used
• National Recovery Technologies v. Magnetic
Separation Systems
• Invalid claim 1 included step for selecting process signals as
pass through irregularities in the bodies of said material
items
• Description did not state how to perform step
Enablement
79
• Credible
• Assertion must have unflawed logic and
consistent facts
• Specific
• Polynucleotide as gene probe without disclosure
of specific DNA target not acceptable
• Substantial
• Defines real world use
Utility
80
• Used to reject applications and to narrow claims
• Claim to piece of DNA may be narrowed to
“consisting of” language from “comprising”
• Claims to receptors will be granted only if there is
disclosure of disease or condition associated with the
receptor
• Cannot just say receptor binds compounds or
makes monoclonal antibodies, actual examples or
reference to common general knowledge with
general description
Utility
81
For Claims to methods of treating disease
• Where disease is unspecified, claims are rejected as
too much research is required to determine diseases
to be treated
• Where disease is defined by reference to underlying
mechanism, must show by literature or evidence that
mechanism is associated with disease
Utility
Thank You
Paul Field
Lawyer, Engineer
Patent & TM Agent
Toronto
February 23, 2008
Functional Approach to Claim Drafting
84
Functional Approach
• Applicable to mechanical devices
• Complex mechanisms break down into a large
number of simple components working together
• Each component performs an identifiable function
• Each component is connected or engages at least
one other component
• Capture the essence of that function in the least
possible number of words
• Try “means for function” thought process to open up
alternatives
85
Breaking Writer’s Block
• Have a Method
• Accumulate Information with an Open Mind
• Organize Thoughts Loosely on Scrap Paper
• Accept Trial & Error as a Legitimate Process
• Commit to Paper using Commonly Accepted Claim
Formats
• Test Your Assumptions – Edit on Paper – Redraft
Test – Edit – Redraft ………then stop
86
Have a Method
• Copy from others shamelessly
• Organize thought process on paper
• Use rough lists, bubble diagrams, flow charts
• Move from general concept to detailed features
87
Accumulate Information with an Open Mind
• Interview the inventors
• Become familiar with the Prior Art
• Beware of locking onto concepts too early
• Visualize the mechanism exploded, floating in space,
then examine interactions
• Review from the perspective of an infringer or a
judge
88
Organize Thoughts Loosely on Scrap Paper
• List components
• List advantages over prior art
• Bubble diagrams – Flow Chart
• Sketch draft drawings
• Decide if parts are “essential” or “optional”
• Visualize the invention with a part missing to see if it
is essential or optional
89
Accept Trial & Error as a Legitimate Thought
Process
• Misconception of inefficiency
• Process accounts for multiple priorities, conflicting
issues, opposing viewpoints, satisfies multiple
conditions and concludes with a less than perfect
solution
90
Conditions to be Satisfied By Patent Claims
• Claims supported by description
• Consistent terms used throughout
• Logical sequence (antecedents)
• All essential elements included (operative)
• Claims are not greater than the invention made and
described
91
Conditions to be Satisfied By Patent Claims
• Includes all known equivalents
• Includes all embodiments with broad language
• Not too limiting (less than the invention)
• Not overly verbose (less is more)
• Addressed to one skilled in the art
• Addressed to a judge (not technical)
92
Use Commonly Accepted Patent Claim Format
1. A (name), for (optional preamble describing background),
comprising:
element A, where A has sub-elements and/or limitations;
element B, connected to A, where B has sub-elements
and/or limitations; and
element C, connected to A and/or B, where C has sub-
elements and/or limitations.
2. A (name) according to claim 1 wherein:
element C has more sub-elements or limitations
93
Functional Terms
• Function is often inherent in the words chosen ( a
blade, a valve, a fastener, a conveyor, a frame)
• Function may be specifically recited to cover many
equivalent elements (biasing means, extending frombiasing means, extending from
the jam to the door, for urging the door to a closedthe jam to the door, for urging the door to a closed
position)position)
94
Clarity
• Format, punctuation, commas divide the claim into
digestible pieces
• Say one thing at a time, fully complete
• Repeat for clarity (ex: therein vs. in the A;
therebetween vs. between A and B)
• Use “the” not “said”
www.zamboni.com
Zamboni™ Ice Resurfacing Machine
Claim Drafting Example
96
97
98
VEHICLE
ICE
SCRAPER
ICE CHIP
COLLECTOR
WASH +
VACUUM
WIPE /
FINISH
99
VEHICLE
ICE
SCRAPER
ICE CHIP
COLLECTOR
WASH +
VACUUM
WIPE /
FINISH
WIDTH
HEIGHT
ANGLE
STORAGE
+ DUMP
VERTICAL
HORZ.
SPRAY
CLEAN
VACUUM
DIRTY
STORE
DIRTY
STORE
CLEAN
HOT
TOWEL
SQUEEGEE
BEVEL
SPRAY
100
Wiper or Squeegee
Wash and Vacuum Water
Vertical Conveyor
Horizontal Conveyor
Ice Scraper / Shaver
Vehicle
FEATURESELEMENT
101
üself propelled
ü4 wheel drive
üSteer from back
üDriver and controls at the back
üHolds ice chip container
üWater containers
üCould sell without vehicle
Vehicle
FEATURESELEMENT
102
üFull width of vehicle
üHeight and angle adjustable
üBevelled cutting edge
üLeading edge vs, trailing edge
üIce chips collect at leading
edge
Ice Scraper / Shaver
FEATURESELEMENT
103
üCollect ice chips from blade
üForward of scraper
üHelical screw
üFeeds from edges to center
outlet
Horizontal Conveyor
FEATURESELEMENT
104
üInlet from horizontal conveyor
üOutlet to ice chip container
üHelical screw or auger in
modern version
üChain with paddles in old
version
Vertical Conveyor
FEATURESELEMENT
105
üWater source storage
üPump
üWashes ice surface after
scraper
üVolume + height adjust
üVacuums dirty water
üStorage recycle filter
Wash and Vacuum Water
FEATURESELEMENT
106
üTrailing towel with hot water
üTrailing squeegee
üContains water pool
üWipes away excess
Wiper or Squeegee
FEATURESELEMENT
107
1. An ice surface conditioning device comprising:
a scraper blade; and an ice shaving collector.
108
1. An ice surface conditioning device comprising:
a scraper blade, having a cutting edge for
engagement with an ice surface; and
an ice shaving collector in communication with an
ice shaving container.
109
1. An ice surface conditioning device comprising:
a scraper blade, disposed transverse to a machine
direction, having a cutting edge for engagement
with an ice surface; and
an ice shaving collector having an inlet adjacent
the blade and an outlet in communication with an
ice shaving container.
110
2. An ice surface conditioning device according to
claim 1 wherein the ice shaving collector
comprises a horizontal conveyor.
3. An ice surface conditioning device according to
claim 2 wherein the horizontal conveyor is a helical
screw.
4. An ice surface conditioning device according to
claim 3 wherein the horizontal conveyor has two
opposing helical screws and a central outlet.
111
5. An ice surface conditioning device according to
claim wherein the ice shaving collector comprises
a vertical conveyor with an inlet in communication
with an outlet of the horizontal conveyor.
6. An ice surface conditioning device according to
claim 5 wherein the vertical conveyor is a helical
screw.
7. An ice surface conditioning device according to
claim 6 wherein the vertical conveyor is a band
with a plurality of paddles.
112
8. An ice surface conditioning device according to
claim 1 comprising:
a water coating distributor rearward of the blade.
9. An ice surface conditioning device according to
claim 8 wherein the water coating distributor
comprises a water sprayer in communication with
a clean water supply tank.
113
10. An ice surface conditioning device according to
claim 8 comprising:
an excess water removal device.
11. An ice surface conditioning device according to
claim 10 wherein the excess water removal device
comprises a water vacuum inlet in communication
with a dirty water tank.
114
12. An ice surface conditioning device according to
claim 1 comprising: an ice surface wiping device.
13. An ice surface conditioning device according to
claim 12 wherein the ice surface wiping device is
selected from the group consisting of: a squeegee;
and a towel.
14. An ice surface conditioning device according to
claim 13 wherein the towel communicates with a
hot water supply.
115
Thank You
116
Drafting Exercise
The Answer is…
118
Claim 1
A waste receptacle comprising:
a. a sweeping ramp including a
lower ramp end and an upper
ramp end, the sweeping ramp
bearing teeth protruding
therefrom at a non-zero angle
between the lower and upper
ramp ends;
b. a waste bin having a bin
floor defined beneath the upper
ramp end.
119
Claim 2
The waste receptacle of
claim 1 wherein the
teeth protrude from the
sweeping ramp to extend
generally toward the upper
ramp end.
120
Claim 3
The waste receptacle of claim 1:
wherein the sweeping ramp
includes opposing ramp sides
extending between the lower and
upper ramp ends,
further comprising upwardly-
extending walls surrounding
at least a portion of the upper
ramp end and the ramp sides,
wherein the waste bin is defined
between the upper ramp end and
the upwardly-extending walls.
121
Claim 4
The waste receptacle of
claim 3 further comprising
a tubular chute having a
chute passage defined
therein, the chute
passage being directed
onto the waste bin.
122
Claim 5
The waste receptacle of
claim 4 further comprising
a broom handle notch
defined upon the tubular
chute at an area of the
tubular chute situated
generally above the
sweeping ramp.
123
Claim 6
The waste receptacle of
claim 4 further comprising
a flap hingedly affixed
within the chute passage
of the tubular chute.
124
Claim 7
The waste receptacle
of claim 6 wherein the
flap is foraminated.
125
Claim 8
The waste
receptacle of claim
6 wherein the flap
is rotatable into
the chute passage
to engage the
tubular chute.
126
Claim 9
The waste receptacle
of claim 8 wherein
the flap, when
engaging the tubular
chute, slopes
downwardly in a
direction away from
the sweeping ramp.
127
Claim 10
The waste receptacle
of claim 3, further
comprising a bin
ramp descending
from the upper ramp
end into the waste
bin.
128
Claim 11
The waste receptacle of claim 1:
Wherein the sweeping ramp
includes opposing ramp sides
extending between the lower
and upper ramp ends,
further comprising sidewalls
extending upwardly from the
ramp sides, and an upwardly
extending end wall between
the sidewalls.
129
Claim 12
The waste receptacle of claim
11 wherein the waste bin is
defined between the upper
ramp end and the end wall,
the waste receptacle further
comprising a tubular chute
having a chute passage
defined therein, the chute
passage being directed onto
the waste bin.
130
Claim 13
The waste receptacle of claim
12 further comprising a broom
handle notch defined upon
the tubular chute at an area of
the tubular chute situated
generally above the sweeping
ramp.
131
Claim 14
The waste receptacle of
claim 12 further comprising
a flap hingedly affixed
within the chute passage of
the tubular chute.
132
Claim 15
The waste receptacle of
claim 11 further comprising
a bin ramp descending
from the upper ramp end,
wherein the waste bin is
depressed between the
upper ramp end and the
end wall.
133
Claim 16
The waste receptacle of claim 1:
wherein the sweeping ramp
includes opposing ramp sides
extending between the lower
and upper ramp ends,
the waste receptacle further
comprising a waste bin situated
beneath the upper ramp end,
and a tubular chute having a
chute passage defined therein,
the chute passage being
directed onto the waste bin.
134
Claim 17
The waste receptacle of claim
16 wherein the tubular chute
includes an end wall situated
generally opposite the upper
ramp end and extending
upwardly from the waste bin,
and wherein the end wall is
tilted inwardly so as to rest
generally over the waste bin.
135
Claim 18
A waste receptacle comprising:
a. a sweeping ramp including a
lower ramp end, an upper ramp
end, and opposing ramp sides
extending there between, wherein
teeth extend from the sweeping
ramp between its lower and upper
ramp ends,
b. a waste bin situated beneath the
upper ramp end, and
c. a tubular chute having a chute
passage defined therein, the chute
passage being directed onto the
waste bin.
136
Claim 19
The waste receptacle of
claim 18 wherein the teeth
are inclined toward the
upper ramp end.
137
Claim 20
A waste receptacle comprising:
a. a sweeping ramp including a
lower ramp end, an upper ramp
end, and opposing ramp sides
extending therebetween, with teeth
extending from the sweeping ramp
between the upper and lower ramp
ends at a non-zero angle,
b. a waste bin situated beneath the
upper ramp end, and
c. a tubular chute having a chute
passage defined therein, the chute
passage being directed onto the
waste bin.
138
Thank You

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How to Draft a Patent

  • 1. 1 How To Draft A Patent brought to you by Ogilvy Renault LLP
  • 2. Introduction to Patenting Joan M. Van Zant August 1, 2005 Joan M. Van Zant Patent and Trade-mark Agent Toronto May 7, 2009
  • 3. 3 Forms of IP Protection • Patents • Trade-marks • Industrial Designs • Copyrights • Plant Breeders’ Rights • Integrated Circuit Topographies • Trade Secrets
  • 4. 4 Trade-marks • Common law or registered • Word, Design, Numerals, Symbols or any combination • Distinguishes wares and/or services • 15 Year Renewable Term • KLEENEX, COCA COLA, etc.
  • 5. 5 Copyrights • Registration not necessary, allows owner to prevent others from copying work • Literary, artistic, musical & dramatic works, performances, communication signals & sound recordings • Work must be original • Either the author must have a certain nationality OR the work must be first or simultaneously published in a treaty country, regardless of the nationality of the author. • Term is life of author and 50 years beyond
  • 6. 6 Industrial Designs • Require Registration • 5 year term, renewable for 5 years • Substantially original features of shape, configuration, pattern, or ornament or any combination thereof • Features must be applied to a finished article made by hand, machine or tool • chair, spoon, wall paper pattern
  • 7. 7 Plant Breeders’ Rights • Registration required • Protects Reproductive Materials: seeds, cuttings; bulbs or roots • Prevents repeat use of material to produce other varieties by others • Prevents use of ornamental plants or parts thereof as propagating material by others • Vehicle to license others to perform such acts
  • 8. 8 Integrated Circuit Topographies • 3D configurations of electronic circuits embodied in products or layout designs • Registration requires: • Original Design, 2 year grace period • Applicant must be Canadian or national of eligible country or topography first commercialized in Canada
  • 9. 9 Trade Secrets • Information not readily discernible from public assessment of a product, e.g. chemical process • Can last forever • Cannot preclude others from using it, if acquired independently • Prior secret use does not prevent others from patenting • May be hard to keep secret
  • 10. 10 Patents • Must be obtained • Protects ideas reduced to practical form • Term is 20 years from filing application • Examination process not a registration process • Most expensive IP right to obtain
  • 11. 11 What is a Patent? • Monopoly • Territorial • Granted by government authority • Limited exclusive privilege that the law allows a patentee in his own invention • Ownership • Natural right arises from production • Term • Limited period of time, usually 20 years from filing
  • 12. 12 Nature Of Patent Right • Bargain with the state • Inventor gives full disclosure of invention in exchange for limited period of monopoly • Upon expiration of monopoly, the invention can be exploited by anyone • Before expiration others have access to information
  • 13. 13 Purpose Of Patents • Patents provide library of organized technical information that others may learn from and improve upon • Patent system encourages publication of new scientific and engineering work which can be used to inspire, educate, or inform others to make improvements or new developments
  • 14. 14 • Patent excludes others from making , using or selling your invention • Your patent may not allow you to practice the invention defined therein • No guarantee of Freedom to Operate Purpose Of Patents Cont’d
  • 15. 15 Form of Patent Application A patent application comprises • An Abstract; • A description comprising the following elements • Title for identification purposes • Field of the Invention which describes the area(s) to which the invention relates
  • 16. 16 Form of Patent Application Cont’d A description comprising the following elements (cont’d) • Background of the Invention which describes the related prior art and the problem that is solved with the present invention • Summary of the Invention which comprises one or more general statements of the invention and usually provides the precise language for the claims • Detailed Description of the Invention • Specific Embodiments, Examples, and the like
  • 17. 17 Form of Patent Application Cont’d • Claims which distinctly claim the part, improvement or combination of the invention which the applicant regards to be patentable. • Drawings are included where the description lends itself to them. • A Sequence Listing is required where the invention relates to genes or fragments thereof • Deposit of Biological Material may be required to satisfy description requirements
  • 18. 18 Filing Application • Must be filed in timely manner • Before publication or disclosure to the public, or within grace periods or in keeping with International Treaty Requirements • Government Fees to be paid • Application to conform to required format and content
  • 19. 19 Patentable Invention • New, useful, unobvious • First to invent / first to file • Patentable subject matter
  • 20. 20 Patentability Search and Assessment • Invaluable to avoid re-patenting the wheel • To establish scope of invention • Language of the patent art • Reveal the patent landscape in a particular area • Reveal activities of competitors • Useful information to consider when choosing countries or regions where protection should be sought if at all
  • 21. 21 Statutory Definition of Invention • Any new and useful art, process, machine, manufacture or composition of matter or any new and useful improvement in any art, process, machine, manufacture or composition of matter.
  • 22. 22 Patentability - New • Not disclosed in writing or in any other form anywhere in the world prior to filing of application by anyone else • Grace period of one year in Canada for disclosures by applicant or by someone who obtains information directly or indirectly from the applicant
  • 23. 23 Disclosure of Invention Before Filing Impact on Patentability • U.S. one-year grace period for written disclosures published anywhere and for prior sale, offer for sale, prior public use or disclosure • EP prior public disclosure that makes invention available to the public is deadly and precludes the grant of valid patent rights • Confidential disclosures are not damaging, usually
  • 24. 24 Disclosure of Invention After Filing Impact on Patentability • Disclosures that take place after filing can cause problems where an improper priority patent application is filed and claims lose entitlement to the priority date • The subsequent publication can be a bar to valid patent rights when the date is lost • EPO Board of Appeals and US Courts have made rulings to this effect
  • 25. 25 Patentability Unobvious • Invention cannot be apparent to a person skilled in the art who has, not only the benefit of the common general knowledge in the art, but also public documents and disclosures in that art • Most inventions are improvements • May not be a huge advance in the art • May be pioneer invention • May need to prove value or significance of advance or unexpected result • Scientific evidence, commercial success • Challenge of the problem, only solution available
  • 26. 26 Patentability Patentable Subject Matter • Patenting Possibilities vary from jurisdiction to jurisdiction • USA is most open as to subject matter • “Anything new under the sun that is made by man” • Excluded are: • Abstract ideas, physical phenomena and laws of nature • mental steps, abstract ideas and many business methods
  • 27. 27 Excluded Subject Matter in Canada • Does not include professional arts • Surgery, division of land • Methods of medical treatment • Use claims can be obtained • Higher life forms • No animals or plant materials
  • 28. 28 United States Examples of Patentable Subject Matter • New chemical entities, including new intermediates and in appropriate cases new salts, enantiomers and polymorphs • Methods of making new compounds • New methods of making old compounds
  • 29. 29 • New compositions, possibly containing known compounds but in different dosage amounts or forms • New methods of treatment, diagnosis etc. using old or new compounds • New methods of modulating biochemical processes which are carried out in a human, animal or plant United States Examples of Patentable Subject Matter
  • 30. 30 United States Examples of Patentable Subject Matter • New kits for example containing a new combination of materials or of materials and equipment used for diagnosis or treatment • Newly identified DNA claimed in purified or isolated form. Newly created DNA is treated as a new chemical compound • New organisms and parts of organisms such as seeds, for example those containing modified DNA
  • 31. 31 • New vaccines • New vectors, such as plasmids, new hybridomas and new antibodies • New research techniques and in some cases at least the products obtained from using these techniques. United States Examples of Patentable Subject Matter
  • 32. 32 Value of Patent • Commercial Tool • To develop or insure market position • To find an investment partner • To license • To gain access to other technologies • To gain access to other applications • To negotiate exclusive supply arrangements
  • 34. The Patent Application Process Toronto 24-Jan-04 Jung-Kay Chiu Lawyer and Patent Agent Toronto May 6, 2009
  • 35. 35 Patent Application Process Overview 1. Application Process in Context 2. Deciding whether to file an application 3. Process by Practical Example 4. Costs 5. Strategies
  • 36. 36 Patent Application Process in Context Cycle of Development 2. Develop Technology 4. Exploit IP 1. Develop Idea 3. Protect IP
  • 37. 37 Patent Application Process in Context • Patent application process fits within a larger cycle of events in a plan for commercializing technology • Intellectual assets created but how do we take advantage of these assets? • Formulate an IP strategy
  • 38. 38 Whether/How to File… • There are many factors that may play a role • Why? Because the costs associated with patent protection and enforcement are significant and patents are territorial.
  • 39. 39 Whether/How to File… Factors to consider when deciding whether to file • Potential commercial life of invention • Time to patent may exceed commercial life of invention • Filing only preserves your place in line • Right to enforce only on issue of a patent which can take many years • Scope of likely patent protection • What is the prior art?
  • 40. 40 Whether/How to File… • Simple or complex technology – market lead time • Simple inventions may not give innovator much market lead time before a competitor can develop the same technology. Patent may issue years after product launch. Will that patent be of value? • Ability to keep secret – free flow of technical information • Technical personnel move among competitors, “share” ideas • Private vs. public exploitation (e.g. secret process)
  • 41. 41 Whether/How to File… • Capability to police patent • Litigation may be prohibitively expensive • State of development of technology • Patent application may be premature – for business and legal reasons • “sound prediction” - Apotex Inc. v. Wellcome Foundation Ltd., [2002] 4 S.C.R. 153, 21 C.P.R. (4th) 499. • Further research may show initial thoughts were incorrect
  • 42. 42 Whether/How to File… • Competitive posture of innovator • How does proposed patent fit in a portfolio and strategy • Invention modest improvement or pioneering breakthrough • Importance of invention • Financing/Licensing? • A patent may be necessary to attract $ • Defensive reasons
  • 43. 43 Patent Application Process Practical example You think you have an invention…what’s next? 1. Identify invention Discuss invention with your patent counsel May conduct patentability search 2. Canvas factors to determine whether to file
  • 44. 44 Patent Application Process Practical example 3. Prepare Application Parts: Background; Summary; Brief Description of the Drawing; Detailed Description; Claims; Abstract; Figures What do these parts entail? – stay tuned!
  • 45. 45 Patent Application Process Practical example 4. Identify inventor or inventors Test for inventorship: Who made a contribution to the inventive concept? Apotex Inc. v. Wellcome Foundation Ltd., supra 5. Prepare papers and file application
  • 48. 48 Patent Application Process Practical example 7. Foreign Filing and the Paris Convention: Paris Convention gives an Applicant 1 year to file one or more corresponding applications and claim a “priority” back to the filing date of the previous application This relieves the applicant of filing in every country of interest in the first instance
  • 50. 50 Typical Timeline PARIS CONVENTION National Filings and PCT Filing Months (5k-20k) (10k) (2k-5k per) 0 12 Priority Application
  • 51. 51 Patent Application Process Practical example 7. Foreign Filing and the Patent Cooperation Treaty (PCT) PCT, the International Application Administered by the International Bureau at WIPO Deemed filing in almost every country in the world BUT: each filing is not crystallized until national phase entry is requested within 30 months. à really only a 30 month delay in exchange for $ Why delay? Evaluate market and patentability
  • 52. 52 Typical Timeline PARIS CONVENTION National Filings and PCT Filing Months (5k-20k) (10k) (2k-5k per) 0 12 Priority Application
  • 53. 53 Typical Timeline PARIS CONVENTION National Filings and PCT Filing 30 National Entries of PCT Filing Months (5k-20k) (10k) (2k-5k per) (2k-5k per) 0 12 Priority Application
  • 54. 54 Typical Timeline PARIS CONVENTION National Filings and PCT Filing 30 National Entries of PCT Filing Months (5k-20k) (10k) (2k-5k per) (2k-5k per) Note: Maintenance fees may be due depending on country 0 12 Priority Application
  • 55. 55 Patent Application Process Practical example 8. Publication Applications are laid-open for public inspection after 18 months from the priority date 9. Request Examination? Requests for examination may be deferred up to 5 years from filing Currently a delay of between 2-4 years to start examination
  • 56. 56 Typical Timeline PARIS CONVENTION National Filings and PCT Filing 30 National Entries of PCT Filing Months (5k-20k) (10k) (2k-5k per) (2k-5k per) Note: Maintenance fees may be due depending on country 0 12 Priority Application
  • 57. 57 Typical Timeline PARIS CONVENTION National Filings and PCT Filing 3018 Publication National Entries of PCT Filing Months (5k-20k) (10k) (2k-5k per) (2k-5k per) Note: Maintenance fees may be due depending on country 0 12 Priority Application
  • 58. 58 Typical Timeline PARIS CONVENTION National Filings and PCT Filing 3018 Publication National Entries of PCT Filing 72 Months Deadline to Request Examination in Canada (5 Years from Filing) (5k-20k) (10k) (2k-5k per) (2k-5k per) (1k) Note: Maintenance fees may be due depending on country 0 12 Priority Application
  • 59. 59 Patent Application Process Practical example 10. Prosecution Examiner reviews application and requisitions compliance with the Patent Act and Patent Rules Requisition alleging application is not allowable (e.g. not new, not inventive, claims are unclear…etc.) Applicant responds with arguments and/or amendments
  • 60. 60 Patent Application Process Practical example 10. Prosecution Amendment is limited: cannot introduce new subject matter Amendment may broaden or narrow scope of claims
  • 61. 61 Patent Application Process Practical example 10. Prosecution Patent to issue to a single invention May be required to restrict application to single invention and file one or more divisional applications to additional inventions
  • 62. 62 Patent Application Process Practical example 11. Allowance and Issuance Pay the final fee and get the patent
  • 63. 63 Strategies • Picking where to file: • Your market • Your competitor’s market • Your competitor’s manufacturing facilities • Enforcement potential • Prosecution charges (Budget) • Deciding how to first file: • Desire for speedy issuance or indication of patentability or just getting on file to reserve place in line
  • 65. Application Drafting Considerations Christopher Hunter Lawyer, Patent & Trade-mark Agent Toronto May 6, 2009
  • 66. 66 Section 27(3) of Patent Act Canada The specification of an invention must (a) correctly and fully describe the invention and its operation or use as contemplated by the inventor; (b) set out clearly the various steps in a process, or the method of constructing, making, compounding or using a machine, manufacture or composition of matter, in such full, clear, concise and exact terms as to enable any person skilled in the art or science to which it pertains, or with which it is most closely connected, to make, construct, compound or use it;
  • 67. 67 Section 27(3) of Patent Act Canada Cont’d (c) in the case of a machine, explain the principle of the machine and the best mode in which the inventor has contemplated the application of that principle; and (d) in the case of a process, explain the necessary sequence, if any, of the various steps, so as to distinguish the invention from other inventions.
  • 68. 68 The Real Challenges to Obtaining Patents Meeting the Specification Requirements • Written Description • Enablement • Utility
  • 69. 69 United States Written Description Requirements • Is there an actual reduction to practice, i.e. a working example? • Are there drawings or structural chemical formulae in sufficient detail to show possession (knowledge) of the claimed invention as a whole? • Are there other identifying characteristics described that show possession (knowledge) of the claimed invention in sufficient detail?
  • 70. 70 • Complete structure of a species or embodiment • Other relevant identifying characteristics • Level of skill and knowledge in the art • Determines what is required • Partial structure United States Written Description Requirements
  • 71. 71 • Physical and/or chemical properties • Functional characteristics alone • Usually not acceptable • Functional characteristics coupled with known or disclosed correlation between structure and function and the method of making the claimed invention should suffice United States Written Description Requirements
  • 72. 72 • Genus – Species • Genus claims may be supported with sufficient description of a representative number of species • Representative number of species means that species described must be representative of the entire species • The greater the variation within the genus, then the species description should adequately reflect the variation in the genus United States Written Description Requirements
  • 73. 73 • Mature technologies vs. Emerging Technologies, an inverse relationship to description requirements • If knowledge and skill are high, method of making invention and function may be enough • If knowledge and skill are less established and therefore unpredictable, more evidence is required United States Written Description Requirements
  • 74. 74 Enablement • Ensures that public receives its “quid pro quo” for patent grant • Description must enable person skilled in the art to practice the invention without undue experimentation
  • 75. 75 Enablement • Factors to consider • Quantity of experimentation necessary • Amount of direction and guidance provided • Presence of working examples • Nature of invention • State of prior art • Relative skill of those in art • Predictability of art • Breadth of claims
  • 76. 76 Enablement • Chemical cases historically have never been subjected to requirement of working examples • Generally genetic engineering cases cannot succeed without working examples • Prophetic examples have been sanctioned by the courts but must not be written in past tense (Ground for invalidation in the USA)
  • 77. 77 • How much disclosure is necessary to support broad claims? • Fact dependent • Unpredictable factors which are often associated with chemical reactions and physiological activity raise the threshold compared with other arts such as electronics and mechanics Enablement
  • 78. 78 • Genentech Inc. v. Novo Nordisk A/S • Chemical patent invalid for lack of enabling description for starting materials and conditions to be used • National Recovery Technologies v. Magnetic Separation Systems • Invalid claim 1 included step for selecting process signals as pass through irregularities in the bodies of said material items • Description did not state how to perform step Enablement
  • 79. 79 • Credible • Assertion must have unflawed logic and consistent facts • Specific • Polynucleotide as gene probe without disclosure of specific DNA target not acceptable • Substantial • Defines real world use Utility
  • 80. 80 • Used to reject applications and to narrow claims • Claim to piece of DNA may be narrowed to “consisting of” language from “comprising” • Claims to receptors will be granted only if there is disclosure of disease or condition associated with the receptor • Cannot just say receptor binds compounds or makes monoclonal antibodies, actual examples or reference to common general knowledge with general description Utility
  • 81. 81 For Claims to methods of treating disease • Where disease is unspecified, claims are rejected as too much research is required to determine diseases to be treated • Where disease is defined by reference to underlying mechanism, must show by literature or evidence that mechanism is associated with disease Utility
  • 83. Paul Field Lawyer, Engineer Patent & TM Agent Toronto February 23, 2008 Functional Approach to Claim Drafting
  • 84. 84 Functional Approach • Applicable to mechanical devices • Complex mechanisms break down into a large number of simple components working together • Each component performs an identifiable function • Each component is connected or engages at least one other component • Capture the essence of that function in the least possible number of words • Try “means for function” thought process to open up alternatives
  • 85. 85 Breaking Writer’s Block • Have a Method • Accumulate Information with an Open Mind • Organize Thoughts Loosely on Scrap Paper • Accept Trial & Error as a Legitimate Process • Commit to Paper using Commonly Accepted Claim Formats • Test Your Assumptions – Edit on Paper – Redraft Test – Edit – Redraft ………then stop
  • 86. 86 Have a Method • Copy from others shamelessly • Organize thought process on paper • Use rough lists, bubble diagrams, flow charts • Move from general concept to detailed features
  • 87. 87 Accumulate Information with an Open Mind • Interview the inventors • Become familiar with the Prior Art • Beware of locking onto concepts too early • Visualize the mechanism exploded, floating in space, then examine interactions • Review from the perspective of an infringer or a judge
  • 88. 88 Organize Thoughts Loosely on Scrap Paper • List components • List advantages over prior art • Bubble diagrams – Flow Chart • Sketch draft drawings • Decide if parts are “essential” or “optional” • Visualize the invention with a part missing to see if it is essential or optional
  • 89. 89 Accept Trial & Error as a Legitimate Thought Process • Misconception of inefficiency • Process accounts for multiple priorities, conflicting issues, opposing viewpoints, satisfies multiple conditions and concludes with a less than perfect solution
  • 90. 90 Conditions to be Satisfied By Patent Claims • Claims supported by description • Consistent terms used throughout • Logical sequence (antecedents) • All essential elements included (operative) • Claims are not greater than the invention made and described
  • 91. 91 Conditions to be Satisfied By Patent Claims • Includes all known equivalents • Includes all embodiments with broad language • Not too limiting (less than the invention) • Not overly verbose (less is more) • Addressed to one skilled in the art • Addressed to a judge (not technical)
  • 92. 92 Use Commonly Accepted Patent Claim Format 1. A (name), for (optional preamble describing background), comprising: element A, where A has sub-elements and/or limitations; element B, connected to A, where B has sub-elements and/or limitations; and element C, connected to A and/or B, where C has sub- elements and/or limitations. 2. A (name) according to claim 1 wherein: element C has more sub-elements or limitations
  • 93. 93 Functional Terms • Function is often inherent in the words chosen ( a blade, a valve, a fastener, a conveyor, a frame) • Function may be specifically recited to cover many equivalent elements (biasing means, extending frombiasing means, extending from the jam to the door, for urging the door to a closedthe jam to the door, for urging the door to a closed position)position)
  • 94. 94 Clarity • Format, punctuation, commas divide the claim into digestible pieces • Say one thing at a time, fully complete • Repeat for clarity (ex: therein vs. in the A; therebetween vs. between A and B) • Use “the” not “said”
  • 95. www.zamboni.com Zamboni™ Ice Resurfacing Machine Claim Drafting Example
  • 96. 96
  • 97. 97
  • 99. 99 VEHICLE ICE SCRAPER ICE CHIP COLLECTOR WASH + VACUUM WIPE / FINISH WIDTH HEIGHT ANGLE STORAGE + DUMP VERTICAL HORZ. SPRAY CLEAN VACUUM DIRTY STORE DIRTY STORE CLEAN HOT TOWEL SQUEEGEE BEVEL SPRAY
  • 100. 100 Wiper or Squeegee Wash and Vacuum Water Vertical Conveyor Horizontal Conveyor Ice Scraper / Shaver Vehicle FEATURESELEMENT
  • 101. 101 üself propelled ü4 wheel drive üSteer from back üDriver and controls at the back üHolds ice chip container üWater containers üCould sell without vehicle Vehicle FEATURESELEMENT
  • 102. 102 üFull width of vehicle üHeight and angle adjustable üBevelled cutting edge üLeading edge vs, trailing edge üIce chips collect at leading edge Ice Scraper / Shaver FEATURESELEMENT
  • 103. 103 üCollect ice chips from blade üForward of scraper üHelical screw üFeeds from edges to center outlet Horizontal Conveyor FEATURESELEMENT
  • 104. 104 üInlet from horizontal conveyor üOutlet to ice chip container üHelical screw or auger in modern version üChain with paddles in old version Vertical Conveyor FEATURESELEMENT
  • 105. 105 üWater source storage üPump üWashes ice surface after scraper üVolume + height adjust üVacuums dirty water üStorage recycle filter Wash and Vacuum Water FEATURESELEMENT
  • 106. 106 üTrailing towel with hot water üTrailing squeegee üContains water pool üWipes away excess Wiper or Squeegee FEATURESELEMENT
  • 107. 107 1. An ice surface conditioning device comprising: a scraper blade; and an ice shaving collector.
  • 108. 108 1. An ice surface conditioning device comprising: a scraper blade, having a cutting edge for engagement with an ice surface; and an ice shaving collector in communication with an ice shaving container.
  • 109. 109 1. An ice surface conditioning device comprising: a scraper blade, disposed transverse to a machine direction, having a cutting edge for engagement with an ice surface; and an ice shaving collector having an inlet adjacent the blade and an outlet in communication with an ice shaving container.
  • 110. 110 2. An ice surface conditioning device according to claim 1 wherein the ice shaving collector comprises a horizontal conveyor. 3. An ice surface conditioning device according to claim 2 wherein the horizontal conveyor is a helical screw. 4. An ice surface conditioning device according to claim 3 wherein the horizontal conveyor has two opposing helical screws and a central outlet.
  • 111. 111 5. An ice surface conditioning device according to claim wherein the ice shaving collector comprises a vertical conveyor with an inlet in communication with an outlet of the horizontal conveyor. 6. An ice surface conditioning device according to claim 5 wherein the vertical conveyor is a helical screw. 7. An ice surface conditioning device according to claim 6 wherein the vertical conveyor is a band with a plurality of paddles.
  • 112. 112 8. An ice surface conditioning device according to claim 1 comprising: a water coating distributor rearward of the blade. 9. An ice surface conditioning device according to claim 8 wherein the water coating distributor comprises a water sprayer in communication with a clean water supply tank.
  • 113. 113 10. An ice surface conditioning device according to claim 8 comprising: an excess water removal device. 11. An ice surface conditioning device according to claim 10 wherein the excess water removal device comprises a water vacuum inlet in communication with a dirty water tank.
  • 114. 114 12. An ice surface conditioning device according to claim 1 comprising: an ice surface wiping device. 13. An ice surface conditioning device according to claim 12 wherein the ice surface wiping device is selected from the group consisting of: a squeegee; and a towel. 14. An ice surface conditioning device according to claim 13 wherein the towel communicates with a hot water supply.
  • 118. 118 Claim 1 A waste receptacle comprising: a. a sweeping ramp including a lower ramp end and an upper ramp end, the sweeping ramp bearing teeth protruding therefrom at a non-zero angle between the lower and upper ramp ends; b. a waste bin having a bin floor defined beneath the upper ramp end.
  • 119. 119 Claim 2 The waste receptacle of claim 1 wherein the teeth protrude from the sweeping ramp to extend generally toward the upper ramp end.
  • 120. 120 Claim 3 The waste receptacle of claim 1: wherein the sweeping ramp includes opposing ramp sides extending between the lower and upper ramp ends, further comprising upwardly- extending walls surrounding at least a portion of the upper ramp end and the ramp sides, wherein the waste bin is defined between the upper ramp end and the upwardly-extending walls.
  • 121. 121 Claim 4 The waste receptacle of claim 3 further comprising a tubular chute having a chute passage defined therein, the chute passage being directed onto the waste bin.
  • 122. 122 Claim 5 The waste receptacle of claim 4 further comprising a broom handle notch defined upon the tubular chute at an area of the tubular chute situated generally above the sweeping ramp.
  • 123. 123 Claim 6 The waste receptacle of claim 4 further comprising a flap hingedly affixed within the chute passage of the tubular chute.
  • 124. 124 Claim 7 The waste receptacle of claim 6 wherein the flap is foraminated.
  • 125. 125 Claim 8 The waste receptacle of claim 6 wherein the flap is rotatable into the chute passage to engage the tubular chute.
  • 126. 126 Claim 9 The waste receptacle of claim 8 wherein the flap, when engaging the tubular chute, slopes downwardly in a direction away from the sweeping ramp.
  • 127. 127 Claim 10 The waste receptacle of claim 3, further comprising a bin ramp descending from the upper ramp end into the waste bin.
  • 128. 128 Claim 11 The waste receptacle of claim 1: Wherein the sweeping ramp includes opposing ramp sides extending between the lower and upper ramp ends, further comprising sidewalls extending upwardly from the ramp sides, and an upwardly extending end wall between the sidewalls.
  • 129. 129 Claim 12 The waste receptacle of claim 11 wherein the waste bin is defined between the upper ramp end and the end wall, the waste receptacle further comprising a tubular chute having a chute passage defined therein, the chute passage being directed onto the waste bin.
  • 130. 130 Claim 13 The waste receptacle of claim 12 further comprising a broom handle notch defined upon the tubular chute at an area of the tubular chute situated generally above the sweeping ramp.
  • 131. 131 Claim 14 The waste receptacle of claim 12 further comprising a flap hingedly affixed within the chute passage of the tubular chute.
  • 132. 132 Claim 15 The waste receptacle of claim 11 further comprising a bin ramp descending from the upper ramp end, wherein the waste bin is depressed between the upper ramp end and the end wall.
  • 133. 133 Claim 16 The waste receptacle of claim 1: wherein the sweeping ramp includes opposing ramp sides extending between the lower and upper ramp ends, the waste receptacle further comprising a waste bin situated beneath the upper ramp end, and a tubular chute having a chute passage defined therein, the chute passage being directed onto the waste bin.
  • 134. 134 Claim 17 The waste receptacle of claim 16 wherein the tubular chute includes an end wall situated generally opposite the upper ramp end and extending upwardly from the waste bin, and wherein the end wall is tilted inwardly so as to rest generally over the waste bin.
  • 135. 135 Claim 18 A waste receptacle comprising: a. a sweeping ramp including a lower ramp end, an upper ramp end, and opposing ramp sides extending there between, wherein teeth extend from the sweeping ramp between its lower and upper ramp ends, b. a waste bin situated beneath the upper ramp end, and c. a tubular chute having a chute passage defined therein, the chute passage being directed onto the waste bin.
  • 136. 136 Claim 19 The waste receptacle of claim 18 wherein the teeth are inclined toward the upper ramp end.
  • 137. 137 Claim 20 A waste receptacle comprising: a. a sweeping ramp including a lower ramp end, an upper ramp end, and opposing ramp sides extending therebetween, with teeth extending from the sweeping ramp between the upper and lower ramp ends at a non-zero angle, b. a waste bin situated beneath the upper ramp end, and c. a tubular chute having a chute passage defined therein, the chute passage being directed onto the waste bin.