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Statutory Interpretation
How to judges read and interpret Acts of
Parliament?
Overview
Separation of powers – Parliament
makes the laws; judges apply them.
 But words can be blunt – more than
one meaning, old fashioned
language, absurd results.
 By what method(s) do the judges
interpret the meaning of an Act of
Parliament?
 Do they make law or just apply it?

Objectives
By the end of the session, all learners
will:
1. Be able to explain the main
approaches to interpretation, from
literal to purposive.
2. Be able to apply these approaches
to an Act of Parliament.

The nature of language


Dr. Richard Carrier (philosopher):
◦ Words are code signals that humans use
to share experiences with other humans.
◦ “As long as our codebook is the
same...we will be successful in our
communications. Of course, this is an
ideal dream. In reality, no two
codebooks are the same, and most
code-words are ambiguous...and most
have many different meanings which can
only be determined from context.”
The nature of language


“The proper definition of a word, as
opposed to its lexical definition found
in dictionaries...is fixed by how that
word is actually used in practice.”
Example


Serious Organised Crime and Police
Act 2005, section 132:
◦ It is an offence to hold an unauthorised
demonstration in the vicinity of
Parliament.
The need for statutory
interpretation
Broad terms.
 Ambiguity (more than one meaning).
 A drafting error.
 Changes in the use of language.
 http://www.youtube.com/watch?v=3LLj
ERL0uKo

Literal Approach
Interpreting the literal meaning of the
words in the Act.
 R v Judge of the City of London Court
(1892)


◦ Lord Esher: “If the words of the Act are
clear then you must follow them even
though they lead to a manifest absurdity.
The court has nothing to do with the
question whether the legislature has
committed an absurdity.”
Literal Approach


London & North Eastern Railway Co v
Berriman (1946)
◦ Widow tries to claim compensation after
husband killed while oiling railway tracks.
◦ Fatal Accidents Act gave compensation to
those killed while „relaying‟ or „repairing‟
the track.
◦ Her husband was actually „maintaining‟
it.
◦ So she got nothing.
Literal Approach


Magor and St Mellons v Newport
Corporation (1950)
◦ Lord Scarman: “We are to be governed
not by Parliament‟s intentions, but by
Parliament‟s enactments.”
Literal Approach


Cheeseman v DPP (1990)
◦ Police officers witnessed a man
masturbating in a public toilet.
◦ Town Police Clauses Act 1847 made it an
offence to do so in front of “passengers”
on the street (the Act defined “street” as
any public place.)
Literal Approach


Cheeseman v DPP (1990)
◦ Lord Bingham: referred to an 1847
dictionary and decided that “passengers”
meant “anyone using the street for
ordinary purposes”.
◦ The police were using it for a special
purpose and thus were not passengers.
Golden Rule


Two forms: narrow and broad.



Narrow golden rule:
◦ Jones v DPP (1962) per Lord Reid: “If
[words] are capable of more than one
meaning, then you can choose between
those meanings, but beyond this you
cannot go.”
Broad Golden Rule
Where words have a clear
meaning, but following them would
lead to a repugnant situation.
 The court will modify the words of the
statute to avoid this horrible situation.
 Judicial law making?

Broad Golden Rule


Re Sigsworth (1935)
◦ Administration of Estates Act 1925 entitled
the son to inherit the benefit of his
deceased mother‟s estate.
◦ Son murdered his mother and wanted the
money.
◦ So the court altered the law to prevent
him from inheriting.
◦ J. Martin: “Where there is a problem with
using the literal rule, the golden rule
provides an escape route.”
Broad Golden Rule


Re Sigsworth (1935)
◦ Lord Denning: If Parliament overlooks a
possibility like this, “we fill in the gaps”.
Mischief Rule


Heydon’s Case (1584)
1. What was the common law before the
making of the Act?
2. What was the mischief (problem) for
which the common law did not provide?
3. What was the remedy for this problem
proposed by Parliament?



Essentially, what was the original
problem and how was Parliament
trying to plug it?
Mischief Rule


Smith v Hughes (1960)
◦ Street Offences Act 1959, section 1(1): “It
shall be an offence for a common
prostitute to loiter or solicit in a street or
public place for the purpose of
prostitution.”
◦ House of Lords heard appeals from six
women who has been on private
balconies and behind private windows
touting for business.
Mischief Rule


Smith v Hughes (1960)
◦ Lord Parker: “What is the mischief aimed
at by this Act? Everybody knows that this
was an Act to clean up the streets, to
enable people to walk along the streets
without being molested...by common
prostitutes. Viewed in this way it can
matter little whether the prostitute is
soliciting while in the street or is standing
in the doorway or on a balcony, or at a
window.”
Mischief Rule


Royal College of Nursing v DHSS
◦ Abortion Act 1967 – pregnancy must be
terminated by a “registered medical
practitioner”.
◦ Could a nurse carry out the procedure?
◦ Three judges said yes, two said no.
Mischief Rule


Majority view:
◦ The mischief Parliament had been trying
to remedy was the practice of dangerous
abortions.
◦ New techniques meant it was now safe
for a nurse to carry out the procedure.
◦ So even though the Act limits it to
Drs, they created a new permission for
nurses to do it too.
Mischief Rule


Minority view:
◦ The words of the Act are clear: abortions
are limited to trained Drs.
◦ The other three judges are not
interpreting the Act but “redrafting it with
a vengeance”.
Purposive Approach
What is the purpose of the Act? What
was Parliament hoping to achieve?
 Magor and St Mellons v Newport
Corporation (1950)


◦ Lord Denning: “We sit here to find out the
intention of Parliament and carry it
out, and we do this better by filling in the
gaps and making sense of the
enactment than by opening it up to
destructive analysis.”
Purposive Approach


Magor and St Mellons v Newport
Corporation (1950)
◦ Lord Scarman: “If Parliament says one
thing but means another, it is not...for the
courts to correct it. We are to be
governed not by Parliament‟s intentions
but by Parliament‟s enactments.”
Human Rights Act 1998


Section 3: “So far as it is possible to
do so, primary legislation and
subordinate legislation must be read
and given effect in a way which is
compatible with the Convention
rights.”
Human Rights Act 1998


Mendoza v Ghaidan (2004)
◦ Gay partners were living together.
◦ Rent Act 1977 only allowed one partner to
inherit the other‟s tenancy if they were
“living together as man and wife”.
◦ He was going to be kicked out after his
partner‟s death simply because he was
gay.
Human Rights Act 1998


Mendoza v Ghaidan (2004)
◦ The words “living together as man and
wife” were re-read as if they said “living
together as if they were man or wife”.
◦ To make the Rent Act compatible with
human rights.
◦ He got to inherent the tenancy.
Human Rights Act 1998


Bellinger v Bellinger (2003)
◦ Matrimonial Clauses Act 1971 limited
marriage to a “man and a woman”.
◦ House of Lords said it was not possible
to read this so as to include those who
have undergone gender reassignment.
Relevance to the Constitution
Debate
If we had a written constitution, the
judges would have to interpret it.
 What happens in 300 years when the
constitution is aged and worn?
 Judges will have to fit the modern world
around it by using their own
interpretations.
 But judges are not elected or
accountable to the people.
 http://www.youtube.com/watch?v=uMuq
UhMDShs

Summary
Aids to Interpretation
Intrinsic: Long title, short
title, schedules, individual sections.
 Extrinsic:
Dictionary, Hansard, international
treaties.

Rules of Language


Ejusdem generis:
◦ Latin for “of the same kind”.
◦ Where a list of words is followed by
general words, the general words are
limited by the specific words in the list.
Rules of Language


Powell v Kempton Park Racecourse
(1899)
◦ D charged with keeping a
“house, office, room or other place for
betting”.
◦ He had been operating an outdoor
betting stall.
◦ HELD: Since the list is restricted to
indoor places, so was the general phrase
“other places”.
Rules of Language


Expressio unius exclusio alterius:
◦ Latin: “The expression of one thing is the
exclusion of another.”
◦ Where there is a list of words not followed
by general words, the Act only applies to
the items in the list.
Rules of Language


Tempest v Kilner (1846)
◦ Statute of Frauds 1677 required a
contract for the sale of goods, wares and
merchandise of more than £10 to be
evidenced in writing.
◦ Court held that this did not apply to a
contract for the sale of stocks and
shares.
Rules of Language


Noscitur a sociis:
◦ Latin for “A word is known by the
company it keeps.”
◦ The word must be looked at in context.
◦ Look at other words in the section and
other sections in the Act.
Rules of Language


Inland Revenue Commissioners v
Frere (1965)
◦ Section set out rules for
“interest, annuities, or other annual
interest”.
◦ Because of the words “other annual
interest”, the court decided that “interest”
only meant annual interest.
Finding Parliament‟s Intention
The historical setting.
 Earlier case law.
 Dictionaries of the time.
 Previous Acts on the same topic.
 International treaties.
 Law reform reports (identifying the
“mischief” to be remedied).
 Hansard.

Finding Parliament‟s Intention
Until 1992 there was a firm rule that
Hansard could not be used.
 Davis v Johnson (1979)


◦ Lord Denning: “Some may say...that
judges should not pay any attention to
what was said in Parliament. They should
grope about in the dark for the meaning
of an Act without switching on the light. I
do not accede to this view.
Finding Parliament‟s Intention


Same case reached the House of
Lords
◦ Lord Scarman: “Such material is an
unreliable guide to the meaning of what
is enacted. It promotes confusion not
clarity. The cut and thrust of debate and
the pressures of executive
responsibility...are not always conducive
to a clear and unbiased explanation of the
meaning of statutory language.”
Finding Parliament‟s Intention


Pepper v Hart (1993)

◦ Lord Browne-Wilkinson: “The exclusionary
rule should be relaxed so as to permit
reference to parliamentary materials where a)
legislation is ambiguous or obscure, or
leads to absurdity; b) the material relied on
consists of one or more statements by a
minister or other promoter of the Bill
together if necessary with such other
parliamentary material as is necessary to
understand such statements and their effect;
c) the statements relied on are clear. Further
than this I would not at present go.
Summary









There is a variety of approaches judges use
when interpreting an Act of Parliament.
The method chosen often depends on
individual preference and the type of law
being interpreted.
There is a balance to be struck between the
separation of powers and the need to
promote fairness.
The Human Rights Act gives judges authority
to stretch Parliament‟s words.
http://www.bbc.co.uk/iplayer/episode/b03h7fw
7/Prime_Ministers_Questions_06_11_2013/

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Statutory interpretation

  • 1. Statutory Interpretation How to judges read and interpret Acts of Parliament?
  • 2. Overview Separation of powers – Parliament makes the laws; judges apply them.  But words can be blunt – more than one meaning, old fashioned language, absurd results.  By what method(s) do the judges interpret the meaning of an Act of Parliament?  Do they make law or just apply it? 
  • 3. Objectives By the end of the session, all learners will: 1. Be able to explain the main approaches to interpretation, from literal to purposive. 2. Be able to apply these approaches to an Act of Parliament. 
  • 4. The nature of language  Dr. Richard Carrier (philosopher): ◦ Words are code signals that humans use to share experiences with other humans. ◦ “As long as our codebook is the same...we will be successful in our communications. Of course, this is an ideal dream. In reality, no two codebooks are the same, and most code-words are ambiguous...and most have many different meanings which can only be determined from context.”
  • 5. The nature of language  “The proper definition of a word, as opposed to its lexical definition found in dictionaries...is fixed by how that word is actually used in practice.”
  • 6. Example  Serious Organised Crime and Police Act 2005, section 132: ◦ It is an offence to hold an unauthorised demonstration in the vicinity of Parliament.
  • 7. The need for statutory interpretation Broad terms.  Ambiguity (more than one meaning).  A drafting error.  Changes in the use of language.  http://www.youtube.com/watch?v=3LLj ERL0uKo 
  • 8. Literal Approach Interpreting the literal meaning of the words in the Act.  R v Judge of the City of London Court (1892)  ◦ Lord Esher: “If the words of the Act are clear then you must follow them even though they lead to a manifest absurdity. The court has nothing to do with the question whether the legislature has committed an absurdity.”
  • 9. Literal Approach  London & North Eastern Railway Co v Berriman (1946) ◦ Widow tries to claim compensation after husband killed while oiling railway tracks. ◦ Fatal Accidents Act gave compensation to those killed while „relaying‟ or „repairing‟ the track. ◦ Her husband was actually „maintaining‟ it. ◦ So she got nothing.
  • 10. Literal Approach  Magor and St Mellons v Newport Corporation (1950) ◦ Lord Scarman: “We are to be governed not by Parliament‟s intentions, but by Parliament‟s enactments.”
  • 11. Literal Approach  Cheeseman v DPP (1990) ◦ Police officers witnessed a man masturbating in a public toilet. ◦ Town Police Clauses Act 1847 made it an offence to do so in front of “passengers” on the street (the Act defined “street” as any public place.)
  • 12. Literal Approach  Cheeseman v DPP (1990) ◦ Lord Bingham: referred to an 1847 dictionary and decided that “passengers” meant “anyone using the street for ordinary purposes”. ◦ The police were using it for a special purpose and thus were not passengers.
  • 13. Golden Rule  Two forms: narrow and broad.  Narrow golden rule: ◦ Jones v DPP (1962) per Lord Reid: “If [words] are capable of more than one meaning, then you can choose between those meanings, but beyond this you cannot go.”
  • 14. Broad Golden Rule Where words have a clear meaning, but following them would lead to a repugnant situation.  The court will modify the words of the statute to avoid this horrible situation.  Judicial law making? 
  • 15. Broad Golden Rule  Re Sigsworth (1935) ◦ Administration of Estates Act 1925 entitled the son to inherit the benefit of his deceased mother‟s estate. ◦ Son murdered his mother and wanted the money. ◦ So the court altered the law to prevent him from inheriting. ◦ J. Martin: “Where there is a problem with using the literal rule, the golden rule provides an escape route.”
  • 16. Broad Golden Rule  Re Sigsworth (1935) ◦ Lord Denning: If Parliament overlooks a possibility like this, “we fill in the gaps”.
  • 17. Mischief Rule  Heydon’s Case (1584) 1. What was the common law before the making of the Act? 2. What was the mischief (problem) for which the common law did not provide? 3. What was the remedy for this problem proposed by Parliament?  Essentially, what was the original problem and how was Parliament trying to plug it?
  • 18. Mischief Rule  Smith v Hughes (1960) ◦ Street Offences Act 1959, section 1(1): “It shall be an offence for a common prostitute to loiter or solicit in a street or public place for the purpose of prostitution.” ◦ House of Lords heard appeals from six women who has been on private balconies and behind private windows touting for business.
  • 19. Mischief Rule  Smith v Hughes (1960) ◦ Lord Parker: “What is the mischief aimed at by this Act? Everybody knows that this was an Act to clean up the streets, to enable people to walk along the streets without being molested...by common prostitutes. Viewed in this way it can matter little whether the prostitute is soliciting while in the street or is standing in the doorway or on a balcony, or at a window.”
  • 20. Mischief Rule  Royal College of Nursing v DHSS ◦ Abortion Act 1967 – pregnancy must be terminated by a “registered medical practitioner”. ◦ Could a nurse carry out the procedure? ◦ Three judges said yes, two said no.
  • 21. Mischief Rule  Majority view: ◦ The mischief Parliament had been trying to remedy was the practice of dangerous abortions. ◦ New techniques meant it was now safe for a nurse to carry out the procedure. ◦ So even though the Act limits it to Drs, they created a new permission for nurses to do it too.
  • 22. Mischief Rule  Minority view: ◦ The words of the Act are clear: abortions are limited to trained Drs. ◦ The other three judges are not interpreting the Act but “redrafting it with a vengeance”.
  • 23. Purposive Approach What is the purpose of the Act? What was Parliament hoping to achieve?  Magor and St Mellons v Newport Corporation (1950)  ◦ Lord Denning: “We sit here to find out the intention of Parliament and carry it out, and we do this better by filling in the gaps and making sense of the enactment than by opening it up to destructive analysis.”
  • 24. Purposive Approach  Magor and St Mellons v Newport Corporation (1950) ◦ Lord Scarman: “If Parliament says one thing but means another, it is not...for the courts to correct it. We are to be governed not by Parliament‟s intentions but by Parliament‟s enactments.”
  • 25. Human Rights Act 1998  Section 3: “So far as it is possible to do so, primary legislation and subordinate legislation must be read and given effect in a way which is compatible with the Convention rights.”
  • 26. Human Rights Act 1998  Mendoza v Ghaidan (2004) ◦ Gay partners were living together. ◦ Rent Act 1977 only allowed one partner to inherit the other‟s tenancy if they were “living together as man and wife”. ◦ He was going to be kicked out after his partner‟s death simply because he was gay.
  • 27. Human Rights Act 1998  Mendoza v Ghaidan (2004) ◦ The words “living together as man and wife” were re-read as if they said “living together as if they were man or wife”. ◦ To make the Rent Act compatible with human rights. ◦ He got to inherent the tenancy.
  • 28. Human Rights Act 1998  Bellinger v Bellinger (2003) ◦ Matrimonial Clauses Act 1971 limited marriage to a “man and a woman”. ◦ House of Lords said it was not possible to read this so as to include those who have undergone gender reassignment.
  • 29. Relevance to the Constitution Debate If we had a written constitution, the judges would have to interpret it.  What happens in 300 years when the constitution is aged and worn?  Judges will have to fit the modern world around it by using their own interpretations.  But judges are not elected or accountable to the people.  http://www.youtube.com/watch?v=uMuq UhMDShs 
  • 31. Aids to Interpretation Intrinsic: Long title, short title, schedules, individual sections.  Extrinsic: Dictionary, Hansard, international treaties. 
  • 32. Rules of Language  Ejusdem generis: ◦ Latin for “of the same kind”. ◦ Where a list of words is followed by general words, the general words are limited by the specific words in the list.
  • 33. Rules of Language  Powell v Kempton Park Racecourse (1899) ◦ D charged with keeping a “house, office, room or other place for betting”. ◦ He had been operating an outdoor betting stall. ◦ HELD: Since the list is restricted to indoor places, so was the general phrase “other places”.
  • 34. Rules of Language  Expressio unius exclusio alterius: ◦ Latin: “The expression of one thing is the exclusion of another.” ◦ Where there is a list of words not followed by general words, the Act only applies to the items in the list.
  • 35. Rules of Language  Tempest v Kilner (1846) ◦ Statute of Frauds 1677 required a contract for the sale of goods, wares and merchandise of more than £10 to be evidenced in writing. ◦ Court held that this did not apply to a contract for the sale of stocks and shares.
  • 36. Rules of Language  Noscitur a sociis: ◦ Latin for “A word is known by the company it keeps.” ◦ The word must be looked at in context. ◦ Look at other words in the section and other sections in the Act.
  • 37. Rules of Language  Inland Revenue Commissioners v Frere (1965) ◦ Section set out rules for “interest, annuities, or other annual interest”. ◦ Because of the words “other annual interest”, the court decided that “interest” only meant annual interest.
  • 38. Finding Parliament‟s Intention The historical setting.  Earlier case law.  Dictionaries of the time.  Previous Acts on the same topic.  International treaties.  Law reform reports (identifying the “mischief” to be remedied).  Hansard. 
  • 39. Finding Parliament‟s Intention Until 1992 there was a firm rule that Hansard could not be used.  Davis v Johnson (1979)  ◦ Lord Denning: “Some may say...that judges should not pay any attention to what was said in Parliament. They should grope about in the dark for the meaning of an Act without switching on the light. I do not accede to this view.
  • 40. Finding Parliament‟s Intention  Same case reached the House of Lords ◦ Lord Scarman: “Such material is an unreliable guide to the meaning of what is enacted. It promotes confusion not clarity. The cut and thrust of debate and the pressures of executive responsibility...are not always conducive to a clear and unbiased explanation of the meaning of statutory language.”
  • 41. Finding Parliament‟s Intention  Pepper v Hart (1993) ◦ Lord Browne-Wilkinson: “The exclusionary rule should be relaxed so as to permit reference to parliamentary materials where a) legislation is ambiguous or obscure, or leads to absurdity; b) the material relied on consists of one or more statements by a minister or other promoter of the Bill together if necessary with such other parliamentary material as is necessary to understand such statements and their effect; c) the statements relied on are clear. Further than this I would not at present go.
  • 42. Summary      There is a variety of approaches judges use when interpreting an Act of Parliament. The method chosen often depends on individual preference and the type of law being interpreted. There is a balance to be struck between the separation of powers and the need to promote fairness. The Human Rights Act gives judges authority to stretch Parliament‟s words. http://www.bbc.co.uk/iplayer/episode/b03h7fw 7/Prime_Ministers_Questions_06_11_2013/