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Kaushik Balakrishnan, PhD
Research Summary
1 kaushik.balakrishnan@gmail.com
Dimension and size control self-assembly of functional
organic building blocks: New possibilities in organic
materials and device technologies
“0 D” “1 D” “2 D” “3 D”
FROM MOLECULES TO MATERIALS
• Synthesis: π-rich molecules (PDI, and BTDs) and macrocycles
• Self-assembly: Size and Dimension control
• Applications: Sensing, Optical, Energy and Display
Kaushik Balakrishnan, PhD
Research Summary
2 kaushik.balakrishnan@gmail.com
Self-Assembly
• Spontaneous organization of a component (building blocks) into
ordered structures using interactions (non-covalent, ionic, etc.) inherent
of the component(s) in select environment (solvent, vapor, surface, etc.).
• The self-assembled structures possess unique properties (new function)
specific to the nature of organization of the building blocks and are often
distinctly different from those of the individual building blocks.
• The collective organization of the building blocks therefore allow for
realizing structures larger than themselves - bottom-up construction tool.
• Ability to control dimension (0D, 1D, 2D, and 3D) and 

size of resulting structures.
Examples of self-assembly
DNA structure, formation of crystals, etc.
100#nm#1#nm# 10#nm# 1#µm#1#Å#
Size of building blocks 

(e.g., molecules, polymers
To#exploit#this#concept#for#material#science,#it#is#important#to#
understand#the#interac5ons#between#the#building#blocks.
Different#noncovalent#interac5ons#between#the#
molecules#play#significant#roles#during#the#self@
assembly#@#enabling#size#and#shape#control.#
Principles of Self-assembly
• Like prefers like
• Governed by energetically favorable interactions
Kaushik Balakrishnan, PhD
Research Summary
3 kaushik.balakrishnan@gmail.com
Self-Assembly of Functional Organic Molecules
Importance#of#Self@Assembled#Organic#Materials#
• Broad'structural#diversity'in'terms'of'available'π@rich'molecules,'polymers,'oligomers'
• Ability'to'func9onalize'–'tailor#structural#and#electronic#characteris5cs'
• Low'manufacturing'cost;'Suitable'for'large#area#applica9ons''
• Fabrica9on'on'flexible#substrates'A'low'temperatures'of'deposi9on'A'solu5on#processing'
• Device'performance'of'organic#devices#now#compe5ng'with'exis9ng'advance'materials'
• Good'Chromophores'A''High#absorp5vi5es'–'OptoAelectronic'applica9ons'
• Fluorophores' with' high# quantum# yields' and' tunability# in# light# emission' depending' on'
func9onaliza9on'A'large'structural'diversity'to'allow'light'absorp9on'and'emission'over'broad#
range#of#wavelengths#ranging#from'UV'to'Visible'to'InfraAred'
• Aggrega5on# Induced# Emission' (AIE)' in' designed' building' blocks' leads' to' new' opportuni9es' in'
optoAelectronics,'photonics,'and'display'applica9ons'
• SelfAassembled' structures' with' varying' size’s' and' shapes' will' allow' both# fundamental#
understanding'of'proper9es'associated'with'such'structures'and'enable'new#applica5ons'in'
advance'op9cal,'and'photonics'devices
Optical
Electrical
Mechanical
Thermal
Novel&
nano)scale&
devices&
Dimension#and

Size#Control
Tailor#

Proper5es
Kaushik Balakrishnan, PhD
Research Summary
4 kaushik.balakrishnan@gmail.com
Self-Assembly of PTCDI*
PTCDI’s#exhibit#unusual#proper5es#like#
•#High'absorbi9viy'and'fluorescence'yields''
•'Thermal,'chemical'and'photochemical'stability'
•'Solvatochromism'strongly'observed'in'these'dyes''
•'Strong'tendency'to'aggregate'via'πAstacking'between'the'perylene'units'
•'nAtype'semiconductor'characteris9cs'as'compared'to'more'common'pAtype'
•'Synthe9c'advances'allow'func9onaliza9on'of'such'molecules'at'both'imide'nodes'(NAposi9ons)'and'
also'at'each'of'the'8Abay'func9onaliza9onA'leading'to'structural'diversity'A'structurally'these'dyes'
can'be'rigid#planar'to'unusually#twisted##
•'Func9onaliza9on'also'influences'the'solubility
*PTCDI = 3,4,9,10-Perylene Tetracarboxylic Diimide
N N
O O
OO
R R
Chemical Structure of PTCDI
Hadicke,)Acta)Cryst.)1986,)C42,)189;)195)
Klebe,)Acta)Cryst.)1989,)B45,)69.)
Wurthner,)Chem.)Eur.)J.)2007,)13,)450)–)465
π@stacking#distance#(d)#
0.335#(graphite)#–#0.43#(distorted)#nm#
Generally,#most#π@interac5ons#result

in#d@spacing#around#0.38#nm#
Highly efficient molecular stacking
Such ideal stacking is difficult to achieve because
of side-chains association and energy balance by
optimizing the lateral, and transverse offset
1D- assembly

Pathway for rapid change movement
Kaushik Balakrishnan, PhD
Research Summary
5 kaushik.balakrishnan@gmail.com
Self-Assembly of PTCDI
Propoxyethyl-PTCDI (PE-PTCDI)
Time dependence (methanol)
Balakrishnan)et)al.,)JACS,)2005,)pp10496
A
Molecular behavior
- well defined absorption
- - Fluorescence
Aggregation behavior
- Formation of crystals phase
- Quenching of free molecule emission
High solubility in chloroform with short side-chains

for PE-PTCDI
Kaushik Balakrishnan, PhD
Research Summary
6 kaushik.balakrishnan@gmail.com
Self-Assembly of PTCDI
Balakrishnan,+et+al.+JACS,+2006,+pp7390+25 µM Ethanolic solution
Side%chain*effect*
Kaushik Balakrishnan, PhD
Research Summary
7 kaushik.balakrishnan@gmail.com
Self-assembly: Toolkits for solution processing
A- Dispersion - Rapid approach injection of components into ‘poor’ solvents
B- Phase-transfer: Slow diffusion of molecules from ‘good’ to ‘poor’ solvents
C - Phase transfer at high temperature: Controlling the rate of diffusion by improving solubility
D- Gelation: Coercing components to maximize molecular interactions (useful in non-planar systems)
E - Vapor phase treatment: Another slow diffusion process to control size, and shape of assemblies
Kaushik Balakrishnan, PhD
Research Summary
8 kaushik.balakrishnan@gmail.com
Some more examples for Self-Assembly of PTCDI
Sayyad,)Balakrishnan)et)al.)manuscript)under)preparaJon
2D-assemblies
Controlling nature, and size of functionalization (i.e., side-chain) enables influencing
solubilities and using the solution processing toolkit allows for controlling size, and
shape of resulting assemblies. In turn this allows for fine tuning optical and electrical
characteristics.
Ultralong fluorescent wires
Balakrishnan)et)al.)manuscript)under)preparaJon
Tuning light emission
Under UV-light excitation
length of wires ~5 mm
Under ambient conditions
Balakrishnan,)et)al.)JACS,)2006,)pp7390
Kaushik Balakrishnan, PhD
Research Summary
9 kaushik.balakrishnan@gmail.com
Self-Assembly of Macromolecular Building Blocks
Arylene#Ethynylene#Macrocycles#(AEMs)#
•'Shape'persistent'πAsurface;'πArich'nonAcollapsible'core'(rigid);'Planar'(near'planar);'''
•'Large'area;''Pores'filled'with'ac9ve'func9onal'material.'(Hybrid'systems:'Applica9ons)
Highly'organized'
1D'assembly'
Hoger,)Chem.)Eur.)J.)2004,)10,)1320
For 1D nanostructure – Control lateral
association
J.S.Moore,Acc.Chem.Res,1997,402O413.
Nanofibers from a
tetracyclic non-planar
building block
Balakrishnan)et)al.,)J.)Am.)Chem.)Soc.;'2006;'pp6576'
Nanofibers from a
tetracyclic planar

building block
Such structures open new possibilities in
sensing applications (see slides on Applications of self-
assembles structures )
Kaushik Balakrishnan, PhD
Research Summary
10 kaushik.balakrishnan@gmail.com
Self-Assembly of Benzothiadiazole (BTD) Building Blocks
Balakrishnan)et)al.)Chem.)Commun.)2012,)pp11668
Ultra-long fluorescent micro-tube assembly
Planar yet flexible - how does this influence morphology?
Kaushik Balakrishnan, PhD
Research Summary
kaushik.balakrishnan@gmail.com
Applications: π-rich self-assembled structures
J.Am.Chem.Soc. 2007, pp7234
Influence of molecular ordering: Enhanced Electrical Properties
3-5x current flow upon doping
Doping of molecular wires
Influence of molecular ordering: Enhanced Sensing of Explosives
J.Am.Chem.Soc. 2007, pp6978
11
Kaushik Balakrishnan, PhD
Research Summary
kaushik.balakrishnan@gmail.com
Applications of π-rich self-assembled structures
Optical Waveguides Tunable Light Emission
HC
60
HC
60
UV-Photodetection System
OrganicSolarCells
Polarized Light Emission
Chem. Commun., 2012, pp11668
Chem. Commun., 2014, pp5600Chem. Commun., 2012, pp11668
J. Phys. Chem. B,, 2006, pp12327
Chem. Mater., 2009, pp2930
12
Kaushik Balakrishnan, PhD
Research Summary
kaushik.balakrishnan@gmail.com
Self-assembly: Dimension and size control from π-rich molecules
Solution Processing Toolkits
2D 3D micro-G
F
H I
Functional structures:
J.Am.Chem.Soc., 2005, pp10496
J.Am.Chem.Soc. 2006, pp7390
J.Am.Chem.Soc. 2006, pp6576
J.Am.Chem.Soc. 2007, pp6978
J.Am.Chem.Soc. 2007, pp7234
J. Phys. Chem. B,, 2006, pp12327
Nanoscale, 2011, pp3605
Chem. Commun., 2012, pp11668
Chem. Commun., 2014, pp5600
Chem. Commun., 2012, pp8904
Chem. Commun., 2013, pp684
Chem. Mater., 2009, pp2930
Unpublished results
13
✓Applica5ons#
✓'Op9cal'Sensing'
✓'Electrical'Response'
✓'OptoAelectronic'response'
✓'Tuning'absorp9on'
✓'Tuning'light'emission'and'bandAgap'
✓'Polarized'light'absorp9on'

and'emission'
✓'Molecular'materials'for'Display''
✓'Exploring'new'chemical'pathways'
from'selfAassembled'structures
Conclusions
• Morphology control via self-assembly can be an effective
approach to achieve new functional properties
• The advances in toolkits and synthetic advances to tailor make
desired structures are furthering the scope of applications
• Recent advances with co-assembled structures and post
chemical control over self-assembled structures are paving
new frontiers in materials science
• The chemical, physical, and structural diversity enable
addressing new challenges (see applications)

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Self-assembly-sides 1_RFS

  • 1. Kaushik Balakrishnan, PhD Research Summary 1 kaushik.balakrishnan@gmail.com Dimension and size control self-assembly of functional organic building blocks: New possibilities in organic materials and device technologies “0 D” “1 D” “2 D” “3 D” FROM MOLECULES TO MATERIALS • Synthesis: π-rich molecules (PDI, and BTDs) and macrocycles • Self-assembly: Size and Dimension control • Applications: Sensing, Optical, Energy and Display
  • 2. Kaushik Balakrishnan, PhD Research Summary 2 kaushik.balakrishnan@gmail.com Self-Assembly • Spontaneous organization of a component (building blocks) into ordered structures using interactions (non-covalent, ionic, etc.) inherent of the component(s) in select environment (solvent, vapor, surface, etc.). • The self-assembled structures possess unique properties (new function) specific to the nature of organization of the building blocks and are often distinctly different from those of the individual building blocks. • The collective organization of the building blocks therefore allow for realizing structures larger than themselves - bottom-up construction tool. • Ability to control dimension (0D, 1D, 2D, and 3D) and 
 size of resulting structures. Examples of self-assembly DNA structure, formation of crystals, etc. 100#nm#1#nm# 10#nm# 1#µm#1#Å# Size of building blocks 
 (e.g., molecules, polymers To#exploit#this#concept#for#material#science,#it#is#important#to# understand#the#interac5ons#between#the#building#blocks. Different#noncovalent#interac5ons#between#the# molecules#play#significant#roles#during#the#self@ assembly#@#enabling#size#and#shape#control.# Principles of Self-assembly • Like prefers like • Governed by energetically favorable interactions
  • 3. Kaushik Balakrishnan, PhD Research Summary 3 kaushik.balakrishnan@gmail.com Self-Assembly of Functional Organic Molecules Importance#of#Self@Assembled#Organic#Materials# • Broad'structural#diversity'in'terms'of'available'π@rich'molecules,'polymers,'oligomers' • Ability'to'func9onalize'–'tailor#structural#and#electronic#characteris5cs' • Low'manufacturing'cost;'Suitable'for'large#area#applica9ons'' • Fabrica9on'on'flexible#substrates'A'low'temperatures'of'deposi9on'A'solu5on#processing' • Device'performance'of'organic#devices#now#compe5ng'with'exis9ng'advance'materials' • Good'Chromophores'A''High#absorp5vi5es'–'OptoAelectronic'applica9ons' • Fluorophores' with' high# quantum# yields' and' tunability# in# light# emission' depending' on' func9onaliza9on'A'large'structural'diversity'to'allow'light'absorp9on'and'emission'over'broad# range#of#wavelengths#ranging#from'UV'to'Visible'to'InfraAred' • Aggrega5on# Induced# Emission' (AIE)' in' designed' building' blocks' leads' to' new' opportuni9es' in' optoAelectronics,'photonics,'and'display'applica9ons' • SelfAassembled' structures' with' varying' size’s' and' shapes' will' allow' both# fundamental# understanding'of'proper9es'associated'with'such'structures'and'enable'new#applica5ons'in' advance'op9cal,'and'photonics'devices Optical Electrical Mechanical Thermal Novel& nano)scale& devices& Dimension#and
 Size#Control Tailor#
 Proper5es
  • 4. Kaushik Balakrishnan, PhD Research Summary 4 kaushik.balakrishnan@gmail.com Self-Assembly of PTCDI* PTCDI’s#exhibit#unusual#proper5es#like# •#High'absorbi9viy'and'fluorescence'yields'' •'Thermal,'chemical'and'photochemical'stability' •'Solvatochromism'strongly'observed'in'these'dyes'' •'Strong'tendency'to'aggregate'via'πAstacking'between'the'perylene'units' •'nAtype'semiconductor'characteris9cs'as'compared'to'more'common'pAtype' •'Synthe9c'advances'allow'func9onaliza9on'of'such'molecules'at'both'imide'nodes'(NAposi9ons)'and' also'at'each'of'the'8Abay'func9onaliza9onA'leading'to'structural'diversity'A'structurally'these'dyes' can'be'rigid#planar'to'unusually#twisted## •'Func9onaliza9on'also'influences'the'solubility *PTCDI = 3,4,9,10-Perylene Tetracarboxylic Diimide N N O O OO R R Chemical Structure of PTCDI Hadicke,)Acta)Cryst.)1986,)C42,)189;)195) Klebe,)Acta)Cryst.)1989,)B45,)69.) Wurthner,)Chem.)Eur.)J.)2007,)13,)450)–)465 π@stacking#distance#(d)# 0.335#(graphite)#–#0.43#(distorted)#nm# Generally,#most#π@interac5ons#result
 in#d@spacing#around#0.38#nm# Highly efficient molecular stacking Such ideal stacking is difficult to achieve because of side-chains association and energy balance by optimizing the lateral, and transverse offset 1D- assembly
 Pathway for rapid change movement
  • 5. Kaushik Balakrishnan, PhD Research Summary 5 kaushik.balakrishnan@gmail.com Self-Assembly of PTCDI Propoxyethyl-PTCDI (PE-PTCDI) Time dependence (methanol) Balakrishnan)et)al.,)JACS,)2005,)pp10496 A Molecular behavior - well defined absorption - - Fluorescence Aggregation behavior - Formation of crystals phase - Quenching of free molecule emission High solubility in chloroform with short side-chains
 for PE-PTCDI
  • 6. Kaushik Balakrishnan, PhD Research Summary 6 kaushik.balakrishnan@gmail.com Self-Assembly of PTCDI Balakrishnan,+et+al.+JACS,+2006,+pp7390+25 µM Ethanolic solution Side%chain*effect*
  • 7. Kaushik Balakrishnan, PhD Research Summary 7 kaushik.balakrishnan@gmail.com Self-assembly: Toolkits for solution processing A- Dispersion - Rapid approach injection of components into ‘poor’ solvents B- Phase-transfer: Slow diffusion of molecules from ‘good’ to ‘poor’ solvents C - Phase transfer at high temperature: Controlling the rate of diffusion by improving solubility D- Gelation: Coercing components to maximize molecular interactions (useful in non-planar systems) E - Vapor phase treatment: Another slow diffusion process to control size, and shape of assemblies
  • 8. Kaushik Balakrishnan, PhD Research Summary 8 kaushik.balakrishnan@gmail.com Some more examples for Self-Assembly of PTCDI Sayyad,)Balakrishnan)et)al.)manuscript)under)preparaJon 2D-assemblies Controlling nature, and size of functionalization (i.e., side-chain) enables influencing solubilities and using the solution processing toolkit allows for controlling size, and shape of resulting assemblies. In turn this allows for fine tuning optical and electrical characteristics. Ultralong fluorescent wires Balakrishnan)et)al.)manuscript)under)preparaJon Tuning light emission Under UV-light excitation length of wires ~5 mm Under ambient conditions Balakrishnan,)et)al.)JACS,)2006,)pp7390
  • 9. Kaushik Balakrishnan, PhD Research Summary 9 kaushik.balakrishnan@gmail.com Self-Assembly of Macromolecular Building Blocks Arylene#Ethynylene#Macrocycles#(AEMs)# •'Shape'persistent'πAsurface;'πArich'nonAcollapsible'core'(rigid);'Planar'(near'planar);''' •'Large'area;''Pores'filled'with'ac9ve'func9onal'material.'(Hybrid'systems:'Applica9ons) Highly'organized' 1D'assembly' Hoger,)Chem.)Eur.)J.)2004,)10,)1320 For 1D nanostructure – Control lateral association J.S.Moore,Acc.Chem.Res,1997,402O413. Nanofibers from a tetracyclic non-planar building block Balakrishnan)et)al.,)J.)Am.)Chem.)Soc.;'2006;'pp6576' Nanofibers from a tetracyclic planar
 building block Such structures open new possibilities in sensing applications (see slides on Applications of self- assembles structures )
  • 10. Kaushik Balakrishnan, PhD Research Summary 10 kaushik.balakrishnan@gmail.com Self-Assembly of Benzothiadiazole (BTD) Building Blocks Balakrishnan)et)al.)Chem.)Commun.)2012,)pp11668 Ultra-long fluorescent micro-tube assembly Planar yet flexible - how does this influence morphology?
  • 11. Kaushik Balakrishnan, PhD Research Summary kaushik.balakrishnan@gmail.com Applications: π-rich self-assembled structures J.Am.Chem.Soc. 2007, pp7234 Influence of molecular ordering: Enhanced Electrical Properties 3-5x current flow upon doping Doping of molecular wires Influence of molecular ordering: Enhanced Sensing of Explosives J.Am.Chem.Soc. 2007, pp6978 11
  • 12. Kaushik Balakrishnan, PhD Research Summary kaushik.balakrishnan@gmail.com Applications of π-rich self-assembled structures Optical Waveguides Tunable Light Emission HC 60 HC 60 UV-Photodetection System OrganicSolarCells Polarized Light Emission Chem. Commun., 2012, pp11668 Chem. Commun., 2014, pp5600Chem. Commun., 2012, pp11668 J. Phys. Chem. B,, 2006, pp12327 Chem. Mater., 2009, pp2930 12
  • 13. Kaushik Balakrishnan, PhD Research Summary kaushik.balakrishnan@gmail.com Self-assembly: Dimension and size control from π-rich molecules Solution Processing Toolkits 2D 3D micro-G F H I Functional structures: J.Am.Chem.Soc., 2005, pp10496 J.Am.Chem.Soc. 2006, pp7390 J.Am.Chem.Soc. 2006, pp6576 J.Am.Chem.Soc. 2007, pp6978 J.Am.Chem.Soc. 2007, pp7234 J. Phys. Chem. B,, 2006, pp12327 Nanoscale, 2011, pp3605 Chem. Commun., 2012, pp11668 Chem. Commun., 2014, pp5600 Chem. Commun., 2012, pp8904 Chem. Commun., 2013, pp684 Chem. Mater., 2009, pp2930 Unpublished results 13 ✓Applica5ons# ✓'Op9cal'Sensing' ✓'Electrical'Response' ✓'OptoAelectronic'response' ✓'Tuning'absorp9on' ✓'Tuning'light'emission'and'bandAgap' ✓'Polarized'light'absorp9on'
 and'emission' ✓'Molecular'materials'for'Display'' ✓'Exploring'new'chemical'pathways' from'selfAassembled'structures Conclusions • Morphology control via self-assembly can be an effective approach to achieve new functional properties • The advances in toolkits and synthetic advances to tailor make desired structures are furthering the scope of applications • Recent advances with co-assembled structures and post chemical control over self-assembled structures are paving new frontiers in materials science • The chemical, physical, and structural diversity enable addressing new challenges (see applications)