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FACTORES ASOCIADOS A LA FALTA DE ESPERANZA
- 1. International Journal of Social
Psychiatry
http://isp.sagepub.com
Ftors Associated with Hopelessness: A Population Study
Kaisa Haatainen, Antti Tanskanen, Jari Kylmaä, Kirsi Honkalampi, Heli Koivumaa-Honkanen,
Jukka Hintikka and Heimo Viinamaki
International Journal of Social Psychiatry 2004; 50; 142
DOI: 10.1177/0020764004040961
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- 2. FACTORS ASSOCIATED WITH HOPELESSNESS:
A POPULATION STUDY
¨
KAISA HAATAINEN, ANTTI TANSKANEN, JARI KYLMA,
KIRSI HONKALAMPI, HELI KOIVUMAA-HONKANEN, JUKKA HINTIKKA
¨
& HEIMO VIINAMAKI
ABSTRACT
Background: Hopelessness is associated with depression and suicidality in
clinical as well as in non-clinical populations. However, data on the prevalence
of hopelessness and the associated factors in general population are exiguous.
Aims: To assess the prevalence and the associated factors of hopelessness in a
general population sample.
Methods: The random population sample consisted of 1722 subjects. The study
questionnaires included the Beck Hopelessness Scale (HS), Beck Depression
Inventory (BDI), Toronto Alexithymia Scale (TAS-20) and Life Satisfaction Scale
(LS).
Results: Eleven percent of the subjects reported at least moderate hopeless-
ness. A poor financial situation (OR 3.64), poor subjective health (OR 2.87) and
reduced working ability (OR 2.67) independently associated with hopelessness.
Moreover, the likelihood of moderate or severe hopelessness was significantly
increased in subjects dissatisfied with life (OR 5.99), with depression (OR
4.86), with alexithymia (OR 2.37) and with suicidal ideation (OR 1.85).
Conclusions: This study demonstrated a moderately high prevalence of hope-
lessness at the population level. Hopelessness appears to be an important indi-
cator of low subjective well-being in the general population that health care
personnel should pay attention to.
Key words: hopelessness, population, risk
INTRODUCTION
In earlier studies, hopelessness has been found to be associated with depression (Beck et al.,
1988b; Prezant & Neimeyer, 1988; Whisman et al., 1995; Nimeus et al., 1997), suicidality
(Suominen et al., 1997; Malone et al., 2000; O’Connor et al., 2000) and physical sickness
(Everson et al., 1997; Swindells et al., 1999). Furthermore, in non-clinical samples it has
been shown to be a predictor of depression (Rholes et al., 1985; Alford et al., 1995), and in
clinical populations a predictor of long-term suicidality (Beck et al., 1985, 1990; Fawcett et
al., 1987; Young et al., 1996).
International Journal of Social Psychiatry. Copyright & 2004 Sage Publications (London, Thousand Oaks and
New Delhi) www.sagepublications.com Vol 50(2): 142–152. DOI: 10.1177/0020764004040961
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- 3. HAATAINEN ET AL.: FACTORS ASSOCIATED WITH HOPELESSNESS 143
In general, baseline hopelessness, even without clinically verified depression, may predict a
future suicide attempt (Young et al., 1996). When persons prone to hopelessness become
depressed, they experience higher levels of suicidal intent than do other depressed patients
(Beck et al., 1985). There is also evidence that hopelessness might even be a more important
risk factor for suicidality than depression (Kovacs et al., 1975; Beck et al., 1985, 1990, 1993;
Salter & Platt, 1990). However, it should be noted that not all depressed patients are hopeless
(Greene, 1989; Cannon et al., 1999), and hopelessness is not always a predictor of suicidal
intent, either (Mendonca & Holden, 1996; Nimeus et al., 1997).
At the population level, data on hopelessness among adult subjects are limited. To our
knowledge, few studies have been carried out in community-based population samples
(Tanaka et al., 1996; Pillay & Sargent, 1999), and only a single study in a general population
(Greene, 1981). According to this, hopelessness was associated with low socio-economic
status and increasing age. However, this study was conducted as long as two decades ago,
and its sample size (N ¼ 400), as well as the number of risk factors studied were relatively
small.
The purpose of our study was to assess the prevalence and the mean level of hopelessness
and to identify associated factors in a random sample of the Finnish population. Sociodemo-
graphic background variables and psychiatric symptom scales were used to study these
relationships.
MATERIAL AND METHODS
Study population
The study was conducted in the district of Kuopio, which is located in the central-eastern
part of Finland. Our population sample included 2945 subjects living in that area, aged
25–64 years, randomly selected from the National Population Register. Study questionnaires
were mailed in May–June 1999. A total of 1767 questionnaires were returned. Due to incom-
plete data, 45 subjects were excluded from the analysis. Thus, the final sample (n ¼ 1722)
included 735 (43%) men and 987 (57%) women, giving a response rate of 58.5%. The mean
age of the responding subjects was 45.9 (SD ¼ 10:5) years; men were older than women
(46.7, SD ¼ 10:1 years vs. 45.3, SD ¼ 10:7 years, p ¼ 0:008). The subjects were mainly
married or cohabiting (73.0%), were living in an urban area (74.4%) and were white-collar
workers (75.4%). The complete study design has been described in detail elsewhere (Honka-
lampi et al., 2001). Approval for the study was obtained from the Ethics Committee of
Kuopio University Hospital and the University of Kuopio.
Hopelessness
The level of hopelessness was assessed by using the Beck Hopelessness Scale (HS), which is a
20-item, self-administered rating scale designed to measure an adult’s negative expectancies
concerning oneself and one’s future life. The Hopelessness Scale is based on three dimensions
of hopelessness: affective (e.g. lack of hope), motivational (giving up) and cognitive (lack of
future expectations) (Beck et al., 1974). The total score of HS ranges from 0 to 20, and the
level of hopelessness increases with increasing scores. If a response was missing for one or
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- 4. 144 INTERNATIONAL JOURNAL OF SOCIAL PSYCHIATRY 50(2)
two items, the missing item was replaced with an arithmetic mean, while in the case of more
missing items the scale was regarded as incomplete data.
Based on the original cut-off points, the subjects were classified into four groups: no hope-
lessness at all (scores 0–3), mild hopelessness (scores 4–8), moderate hopelessness (scores
9–14) and severe hopelessness (scores 15–20) (Beck & Steer, 1988). The alpha reliability coeffi-
cient (Cronbach’s alpha) for the scale was 0.87 in our study.
Depression
Depression was assessed using the 21-item Beck Depression Inventory (BDI) (Beck et al.,
1961). The items of BDI contain four statements each, and reflect the intensity of a particular
depressive symptom. If a response was missing for one or two items, the missing item was
replaced with an arithmetic mean, while in the case of more missing items the scale was
regarded as incomplete data.
BDI was used as a continuous variable or as a class variable with four groups and the fol-
lowing cut-off scores: no depression (scores <10), mild depression (scores 10–18), moderate
depression (scores 19–29) and severe depression (scores 30–63) (Beck et al., 1988a). In the
multiple logistic regression analysis the BDI scores were dichotomised (depressive: scores
5 10 vs. not depressive: scores <10). Cronbach’s alpha was 0.91.
Suicidal ideation
Suicidal ideation refers to cognitions that can vary from transient thoughts about worthless-
ness of life and death wishes to concrete plans for killing oneself and obsessive preoccupation
with self-destruction (Diekstra & Garnefski, 1995). The BDI suicidality item (item 9) can be
used in screening for suicidal ideation (Hintikka et al., 2001).
In this study, the answer alternatives (1) ‘I have thoughts of harming myself but I would
not carry them out’, (2) ‘I feel I would be better off dead’ and (3) ‘I would kill myself if I
could’ indicated the presence of suicidal ideation, and the answer alternative (0) ‘I don’t
have any thoughts of harming myself ’ the absence of it. Item 9 was not included in the
total score of BDI in the multivariate analysis to avoid overlapping of suicidality item in
BDI and suicidal ideation.
Life satisfaction
Life satisfaction was estimated by means of a four-item scale (Koivumaa-Honkanen et al.,
2000). The scale comprised the following questions: (1) ‘Do you feel that your life at present
is very interesting (score 1), fairly interesting (score 2), fairly boring (score 4) or very boring
(score 5)?’ (2) ‘Do you feel that your life at present is very happy (score 1), fairly happy (score
2), fairly unhappy (score 4) or very unhappy (score 5)?’ (3) ‘Do you feel that your life at
present is very easy (score 1), fairly easy (score 2), fairly hard (score 4) or very hard (score
5)?’ (4) ‘Do you feel that at the present moment you are very lonely (score 5), fairly lonely
(score 4) or not at all lonely (score 1)?’ The item responses ‘cannot say’ as well as missing
data were scored as 3 in every question. Thus, the range of the sum score for life satisfaction
was 4–20, with increasing values indicating a decrease in life satisfaction.
Total score was used to classify the subjects into the satisfied (scores 4–6), the slightly dis-
satisfied (scores 7–11) and the dissatisfied (scores 12–20) (Koivumaa-Honkanen et al., 2000).
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- 5. HAATAINEN ET AL.: FACTORS ASSOCIATED WITH HOPELESSNESS 145
In the multiple logistic regression analysis life satisfaction was categorised into two classes
(dissatisfied with life: scores 12–20 vs. others: scores 4–11). Cronbach’s alpha was 0.77.
Alexithymia
The prevalence of alexithymia was screened using the Finnish version (Joukamaa et al., 2001)
of the 20-item Toronto Alexithymia Scale (TAS-20) (Bagby et al., 1994a, 1994b). TAS-20
consists of three sub-factors: (1) difficulty in identifying feelings and distinguishing them
from bodily sensations of emotions; (2) difficulty in describing feelings to others; and (3)
an externally oriented style of thinking (Bagby et al., 1994a, 1994b). Each item was rated
on a five-point Likert scale, with total scores ranging from 20 to 100. If a response was miss-
ing for one or two items, the missing item was replaced with an arithmetic mean, while in the
case of more missing items the scale was regarded as incomplete data.
The total scores of the TAS-20 were categorised according to the recommendations of
Bagby and Taylor (1997); thus a score 5 61 indicated alexithymia, and 4 51 no alexithymia.
Subjects with a TAS-20 score between 52 and 60 were categorised into the intermediate group
(Honkalampi et al., 2001). In the multiple logistic regression analysis alexithymia was cate-
gorised into two classes (alexithymic: scores 5 61 vs. others: scores 20–60). Cronbach’s
alpha was 0.86.
Background characteristics
The subjects reported data on the following factors of their sociodemographic back-
ground (classification in parentheses): marital status (married ¼ 1; single, divorced or
widowed ¼ 0); years of education (high i.e. 5 9 ¼ 0; low i.e. <9 years ¼ 1); subjective eva-
luation of working ability (good ¼ 0; reduced or unable to work ¼ 1); place of residence
(urban ¼ 0; rural ¼ 1); subjective evaluation of financial situation (good or fairly good =
0; fairly poor or poor ¼ 1); and subjective evaluation of general health (good or fairly
good ¼ 0; fairly poor or poor ¼ 1).
Statistical analysis
Subjects with moderate or severe hopelessness (HS score of 5 9; n ¼ 193) were compared
with the others (HS score < 9; n ¼ 1529). The statistical methods used included Pearson’s
chi-squared test for categorical variables, the independent-samples t-test, Pearson’s two-
tailed correlation analysis, analysis of variance for continuous variables and multiple logistic
regression analysis (method: enter) to identify factors independently associated with hope-
lessness (HS score 5 9). Data analysis was conducted with SPSS 10.0. All statistical tests
were two-tailed.
RESULTS
A total of 149 subjects (8.7%) reported moderate and 44 subjects (2.6%) severe hopelessness.
The mean score on the Hopelessness Scale was 3.9 (SD ¼ 3:6, ranging from 0 to 20;
n ¼ 1722). The prevalence of hopelessness according to gender and age is shown in Table 1.
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- 6. 146 INTERNATIONAL JOURNAL OF SOCIAL PSYCHIATRY 50(2)
Table 1
Prevalence (%) of hopelessness according to gender and age in a general population sample (N ¼ 1722) of
eastern Finland
Level of Mena Womenb
hopelessness Age group (years) Age group (years)
(HS scores)
25–34 35–44 45–54 55–64 Total 25–34 35–44 45–54 55–64 Total
Not at all (0–3) 76 68 60 51 62 73 64 58 41 59
Mild (4–8) 16 21 27 35 26 21 25 33 43 31
Moderate (9–14) 7 8 10 11 9 5 7 7 14 8
Severe (15–20) 1 3 3 3 3 1 5 2 2 2
(N) (106) (190) (260) (179) (735) (195) (263) (307) (222) (987)
a
Linear-by-linear association between levels of hopelessness and age groups, 2 ¼ 13:84, d:f: ¼ 1, p 0:0005
b
Linear-by-linear association between levels of hopelessness and age groups, 2 ¼ 30:97, d:f: ¼ 1, p 0:0005
There was a trend of increasing prevalence of hopelessness with age. Among women, those
who reported moderate or severe hopelessness were significantly older than the others
(48.2, SD ¼ 10:1 years vs. 45.0, SD ¼ 10:7 years, t ¼ 2:947, d:f: ¼ 985, p ¼ 0:003). In men,
the difference did not reach statistical significance (48.5, SD ¼ 9:3 years vs. 46.5, SD ¼
10.2 years, t ¼ 1:785, d:f: ¼ 733, p ¼ 0:075).
Reduced working ability (subjective evaluation), a poor financial situation (subjective
evaluation) and poor subjective health (subjective evaluation) were significantly associated
with hopelessness among all subjects. Hopelessness was significantly associated with being
single, divorced or widowed in men and with low education in women. Place of residence
did not have any association with hopelessness (Table 2).
The prevalence of hopelessness increased with increasing severity of depression. Moderate
or severe hopelessness was found in 88.0% of the subjects with severe depression. Further-
more, subjects with suicidal ideation, with dissatisfaction with life or with alexithymia had
an increased prevalence of moderate to severe hopelessness (Table 3).
All the background factors from Tables 1 and 2 that were found to be significantly asso-
ciated with hopelessness were chosen as covariates in the multiple logistic regression
model. The risk of at least moderate hopelessness was significantly increased in subjects with
a poor financial situation, with poor subjective health and with a reduced working ability
compared with the respective reference groups (Table 4, model A).
Even though intercorrelations between satisfaction with life, depression, alexithymia and
suicidality were rather high (from 0.27 to 0.69), these psychiatric factors were deliberately
forced into the same multiple logistic regression model. In this model all the factors were inde-
pendently associated with hopelessness (dissatisfaction with life OR 5.99, 95% CI 3.78–9.49;
depression OR 4.86, 95% CI 2.95–8.02; alexithymia OR 2.37, 95% CI 1.46–3.84; suicidal
ideation OR 1.85, 95% CI 1.13–3.03) after adjusting for covariates shown in Table 4,
model B. In addition, poor subjective health maintained its association with hopelessness
while the other factors did not.
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- 7. HAATAINEN ET AL.: FACTORS ASSOCIATED WITH HOPELESSNESS 147
Table 2
Prevalence (%) of hopelessness (HS-score 5 9) in relation to gender and other sociodemographic factors in a
general population sample of eastern Finland
Men Women Total
(N ¼ 735) (N ¼ 987) (N ¼ 1722)
Marital status
Married or cohabiting 9.8 9.7 9.7
Single, divorced or widowed 19.5 12.9 15.3
( p ¼ 0:001Þ ( p ¼ 0:144Þ ( p ¼ 0:002Þ
Education
5 9 years 10.8 9.2 9.8
9 years 16.7 18.6 17.6
( p ¼ 0:059Þ ( p ¼ 0:003Þ ( p 0:0005Þ
Subjective evaluation of working ability
Good 5.5 5.4 5.4
Reduced or unable to work 22.6 20.8 21.6
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
Place of residence
Urban 11.2 10.5 10.8
Rural 14.2 11.0 12.4
( p ¼ 0:252Þ ( p ¼ 0:812Þ ( p ¼ 0:337Þ
Subjective evaluation of financial situation
Good or fairly good 6.3 7.5 7.0
Fairly poor or poor 32.5 25.3 28.8
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
Subjective evaluation of general health
Good or fairly good 7.5 7.4 7.5
Fairly poor or poor 38.7 35.4 37.0
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
DISCUSSION
Our results give new information about factors associated with hopelessness in a general
population. This information may help health care personnel to recognise hopelessness
more effectively than earlier. Our study demonstrates three notable factors significantly asso-
ciated with hopelessness. We found that the likelihood of moderate to severe hopelessness
was about three-and-a-half-fold higher when the financial situation was poor, nearly three-
fold higher when subjective health was poor and about two-and-a-half-fold higher when
working ability was reduced. In contrast to the previous findings of Greene (1981), the posi-
tive relationship between hopelessness and increasing age was not observed in our study in the
multivariate model.
Further, life dissatisfaction, depressive symptoms, alexithymia and suicidal ideation
proved to be the most potent factors associated with moderate to severe hopelessness. All
these symptom scales measure separate aspects of one’s well-being. Moreover, as all these
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- 8. 148 INTERNATIONAL JOURNAL OF SOCIAL PSYCHIATRY 50(2)
Table 3
Prevalence (%) of hopelessness (HS-score 5 9) in relation to depression, suicidal ideation, life satisfaction and
alexithymia in a general population sample of eastern Finland
Men Women Total
(N ¼ 735) (N ¼ 987) (N ¼ 1722)
Depression (BDI scores)
None (0–9) 3.4 2.9 3.1
Mild (10–18) 38.5 24.2 30.4
Moderate (19–29) 70.4 65.1 66.7
Severe (30–63) 92.3 83.3 88.0
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
Suicidal ideation (BDI-item 9)
No 6.9 7.6 7.3
Yes 40.7 43.5 42.0
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
Life satisfaction (LS scores)
Satisfied (4–6) 1.1 0.4 0.7
Slightly dissatisfied (7–11) 4.3 6.3 5.5
Very dissatisfied (12–20) 51.9 45.0 48.2
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
Alexithymia (TAS-20 scores)
Non-alexithymic ( 4 51) 4.4 4.7 4.6
Intermediate group (52–60) 19.3 22.0 20.5
Alexithymic ( 5 61) 43.0 51.9 47.3
( p 0:0005Þ ( p 0:0005Þ ( p 0:0005Þ
psychiatric factors at the same time were significantly associated with hopelessness, hopeless-
ness could be viewed as a cluster of different clinical manifestations, and accordingly a useful
indicator of low subjective well-being. Among sociodemographic factors, poor subjective
general health only remained significantly associated with hopelessness as examining socio-
demographic and psychiatric factors concurrently. To our knowledge, none of the previous
studies has in a general population explored the relationship between hopelessness and
reports of life satisfaction, depressive symptoms, alexithymia and suicidal ideation.
This study shows reliable prevalence rates of hopelessness in a general population. In our
study, the prevalence of moderate to severe hopelessness was close to the figure of 11.5%
reported by Greene (1981). Nevertheless, due to methodological differences, caution is
needed in comparing the results of these studies. In Greene’s study, the cut-off point was
two points higher than the original one reported by Beck and Steer (1988), which was used
in our study. Thus, we can prudently assume that the prevalence of hopelessness in Ireland
in the 1980s was higher than that in Finland at the end of the 1990s. The mean score of hope-
lessness in our sample was also slightly lower than that of Irish people (3.9 vs. 4.5) (Greene,
1981). In addition to the different points in time of the two studies, the results might also
reflect cultural differences between Finland and Ireland. Moreover, the sample size in
Greene’s study was relatively small.
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- 9. HAATAINEN ET AL.: FACTORS ASSOCIATED WITH HOPELESSNESS
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Table 4
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Risk factors for hopelessness ( 5 9 scores) in multiple logistic regression models of a general population sample of eastern Finland
Model A Model B
Variables Wald Odds 95% CI a p-value Wald Odds 95% CI a p-value
ratio ratio
Poor financial situation (subjective) 51.21 3.64 2.56–5.19 0.0005 2.04 1.39 0.89–2.17 ÀNS
Poor general health (subjective) 23.52 2.87 1.88–4.40 0.0005 4.38 1.76 1.04–2.97 À0.036
Reduced working ability (subjective) 18.81 2.67 1.71–4.17 0.0005 1.57 1.41 0.83–2.40 ÀNS
Single, divorced or widowed 2.87 1.36 0.95–1.93 0.090 0.00 1.00 0.65–1.54 ÀNS
Age (years) 0.34 0.99 0.98–1.01 0.562 0.16 1.00 0.97–1.02 ÀNS
Low education 0.12 1.08 0.69–1.69 0.728 2.36 1.52 0.89–2.58 ÀNS
Male gender 0.00 1.01 0.72–1.40 0.970 0.01 0.98 0.65–1.49 ÀNS
Life dissatisfaction (LS scores 12–20) 58.21 5.99 3.78–9.49 0.0005
Depression (BDI scores 5 10) 38.37 4.86 2.95–8.02 0.0005
Alexithymia (TAS scores 5 61) 12.32 2.37 1.46–3.84 0.0005
Suicidal ideation (BDI item 9) 6.04 1.85 1.13–3.03 À0.014
a
CI ¼ Confidence interval
149
- 10. 150 INTERNATIONAL JOURNAL OF SOCIAL PSYCHIATRY 50(2)
The Beck Hopelessness Scale is occasionally considered to be less reliable for samples in
which the level of hopelessness is expected to be low than it is for psychiatric patients
(Durham, 1982; Young et al., 1992). We have explicit arguments to oppose this view. The
alpha reliability coefficient in our study was high, our sample size was the largest of its
kind and the age range of the random population sample covered the entire period of adult-
hood. The response rate in our study was satisfactory as we are dealing with a postal survey,
and we suggest that our results give a reasonable estimate of the level of hopelessness and the
factors associated with it in an adult population.
We did not conduct any interviews, which can be conceived as a limitation. However, as we
were particularly interested in subjective approximations, we used self-report methods (HS,
BDI, LS and TAS-20) and subjective assessments of health, working ability and financial
situation. On the other hand, as the subjects responded anonymously, we have no reason
to doubt that self-report assessments have been confounded by social desirability that has
widely been debated in several studies (Linehan Nielsen, 1981, 1983; Holden et al., 1989;
Ivanoff Jang, 1991).
The information a cross-sectional study gives may be limited, since hopelessness may be
dynamic, not static (Abramson et al., 1989; Beck et al., 1990; Young et al., 1996). Whether
hopelessness is more temporary than stable when a general population is under examination
should be studied further. In conclusion, the present study broadens the picture of hopeless-
ness and the factors associated with it. Hopelessness can be profiled as an important indicator
of low subjective well-being in the general population that should be recognised in everyday
mental health work. Thus, as we will be facing subjects with a poor financial situation, poor
subjective health or reduced working ability, we are due to be aware of the possibility of
hopelessness.
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Kaisa Haatainen, MHSc, researcher, Department of Psychiatry, Kuopio University Hospital, Kuopio, Finland.
Antti Tanskanen, MD, senior lecturer, Department of Psychiatry, Kuopio University Hospital, Kuopio, Finland.
Jari Kylma, PhD, senior lecturer, Department of Nursing Science, University of Kuopio, Kuopio, Finland.
¨
Kirsi Honkalampi, PhD, senior researcher, Department of Psychiatry, Kuopio University Hospital, Kuopio, Finland.
Heli Koivumaa-Honkanen, MD, senior lecturer, Department of Psychiatry, Kuopio University Hospital, Kuopio,
Finland.
Jukka Hintikka, MD, senior lecturer, Department of Psychiatry, Kuopio University Hospital, Kuopio, Finland.
Heimo Viinamaki, MD, professor, Department of Psychiatry, Kuopio University Hospital, Kuopio, Finland.
¨
Correspondence to Kaisa Haatainen, MHSc, Research and Development Unit 4977, Department of Psychiatry,
Kuopio University Hospital, PO Box 1777, FIN-70211 Kuopio, Finland.
Email: kaisa.haatainen@kuh.fi
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