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Not quite 20 questions
   a business continuity quiz
Q1: Business Continuity plans are needed for …

 Charities
 Commercial and industrial organizations
 Government agencies
 Non-Governmental Organizations (NGOs)
 Non-profit organizations
 Organizations which depend on IT services
 All of the above
 None of the above
A1: Business Continuity plans are needed for …

 All of the above
     Everyone needs a plan.
     The courts (notes) ruled that vendors must protect their clients and
       meet product and Service Level agreements. In the financial
       industry, OTS says that vendor clients are responsible to assure
       the vendor can meet the contract's requirements.
     Commercial and industrial organizations need Business Continuity
       to protect the bottom line.
     Government agencies, NGOs, charities, and non-profits all need
       Business Continuity to assure they meet their mandates and, in
       the case of non-profits and charities, to assure continued
       donor support.
CSO Flashpoint article by Wm. Cook, http://www.csoonline.com/read/050104/flashpoint.html
Business Week article:
    http://www.businessweek.com/magazine/content/05_30/b3944042_mz011.htm
Q2: Business Continuity is a new
name for Disaster Recovery
 Yes
 No
A2: Business Continuity is a new
name for Disaster Recovery
 No
Disaster recovery is an integral part of Business Continuity, but
   Business Continuity is much more than disaster recovery.
Q3: Business Continuity is …

 Proactive
 Reactive
A3: Business Continuity is …
Q4: Business Continuity is concerned with …

   Risks to Business Unit resources
   Risks to Business Units
   Risks to clients
   Risks to critical vendors
   Risks to IT
   All of the above
   None of the above
A4: Business Continuity is concerned with …

 All of the above
  Business Continuity is an all-inclusive process. Plans should
  consider risks to clients (income) and vendors (critical
  supplies) as well as internal risks.
Q5: Business Continuity plans are developed …

 At the function level
 At the process level
A5: Business Continuity plans are developed …

 At the process level
Business Continuity is a process-level exercise; indeed, it is
  called "process re-engineering" by some. Plans created at the
  function, or 20,000-foot level, cannot be expected to identify
  risks to processes.
Q6: Business Continuity needs support from …

   C*O-level executives
   VP-level managers
   Staff/Line managers
   Unit personnel
   Interns, new hires
   All of the above
   None of the above
A6: Business Continuity needs support from …

 All of the above
A successful Business Continuity plan is the result of input from
   everyone in the organization.
Each person has his or her own perspective; each person has his
   or her own concerns. Working together, most risks will be
   identified early in the plan's development. Senior managers
   must enthusiastically support the plan so that others
   understand Business Continuity is not just an additional
   burden on their time.
Q7: Business Continuity plans include …
 Communications
 Crisis Management
 Maintenance procedures and schedule
 Personnel Awareness and Safety
 Response plan to continue at least a "minimum level of
  service“
 Response plan to restore to "business as usual“
 Risk Assessment
 Risk Avoidance and Mitigation
 Succession planning
 Training exercise methodology
 All of the above
 None of the above
A7: Business Continuity plans include …

 All of the above
Business Continuity is all that, and more. Policies and
  Procedures, for example, are a key component of a complete
  Business Continuity plan and need to be considered at
  management level.
Q8: Business Continuity response plans need …

 One responder assigned for every response
  function
 Two responders assigned for every response
  function
 No specific responder assigned to specific
  response functions
A8: Business Continuity response plans need …

 Two responders assigned for every response
  function
Primary and alternate responders are required for every
    response function to assure that the function is staffed even
    if one responder is absent - illness, vacation, training,
    temporary assignment elsewhere; any number of reasons.
Q9: Business Continuity plans
include personnel from …
   Area lodges, auditoriums          Profit center staff
   Electrical service providers      Receptionist
   Facilities                        Senior management
   Finance/Accounting                Staff and line management
   HR                                Telephone service providers
   Insurance company                 All of the above
   IT/MIS                            None of the above
   Junior management
   Lenders, financial backers
   Local Emergency Management
   Municipal agencies
   Mail room
A9: Business Continuity plans
include personnel from …
 All of the above
You cannot create a plan in a vacuum. No one is a Subject
  Matter Expert (SME) in every field; bring in the SMEs
  wherever they are found. Lenders to protect their investment
  may be offer advice to maintain a cash flow. Insurers, to cut
  losses, have Risk Specialists to help clients. Emergency
  Management can provide security and fire safety training;
  local government has topological maps showing flood and
  other risk areas. Area lodges and auditoriums house the
  organization if something; they are more
  easily cabled for telephones and computers than
  rented offices.
Q10: Create Business Continuity
plans because …
 Having a plan is a good marketing tool
 Insurance companies may give discounts to
  organizations with plans
 Lenders want to protect their investment(s)
 Management can be sued for lack of "due
  diligence“
 Regulatory bodies require them
 Some clients require proof of plan
 All of the above
 None of the above
A10: Create Business Continuity
plans because …
 All of the above
More and more organizations include in their literature and on
  their Web sites information about their Business Continuity
  plan. Some insurance companies may give discounts to clients
  with viable Business Continuity plans; financial backers
  normally are willing to risk a little more on organizations
  which have both a solid business plan and a viable Business
  Continuity plan. Financial, medical, and several other
  businesses are required by law to have
  plans. Even U.S. Federal agencies must have plans called
  Continuation Of OPeration plans, or COOP.
Q11: Business Continuity planners
must be experts in …
 Accounting and Finance       Production lines
   Business Continuity        Shipping and Receiving
   Call center operation      Telecommunications
   Database software          All of the above
   Email                      None of the above
   HR
   IT/MIS
   Microsoft products
   Operating systems
   Order Entry
Q11: Business Continuity planners
must be experts in …
 Business Continuity
No one should expect a Business Continuity planner to be an HR
  expert; why then is the planner supposed to be an IT/MIS
  expert? Business Continuity planners need to be Business
  Continuity experts; people with the ability to ferret out risks
  by carefully listening to each function unit and executive level
  expert.
Q12: Business Continuity plans
should be reviewed …
 Depends on the organization's dynamics
 Never
 Once-a-year
 Quarterly
 Twice-a-year
When the organization's Business Plan is
 reviewed
 Whenever a "trigger event" occurs
A12: Business Continuity plans
should be reviewed …
 Depends on the organization's dynamics
 When the organization's Business Plan is reviewed
 Whenever a "trigger event" occurs
Business Continuity plans are reviewed when the organization's
  business plan is changed; the Business Continuity plan's response
  efforts are closely tied to the business plan. Business Continuity
  plans must be reviewed whenever a trigger event occurs; such
  events include changes to personnel, place (location), policies,
  politics (regulations, codes - even municipal), procedures,
  processes (including tools to perform the process), products,
  providers (a/k/a vendors), provisions (cafeteria, "junk food"
  machines), and purchasers (major clients - new/loss of
  business).
Q13: Business Continuity plans
should be exercised …
 Continually (on-going exercises at various
  levels)
 Never
 Once-a-year
 Twice-a-year
 Whenever the plan changes
A13: Business Continuity plans
should be exercised …
 Continually
 Whenever the plan changes
Business Continuity response plan exercises must be on-going. They
   serve two primary purposes.
First, they uncover plan deficiencies. No plan is perfect the first time
   out, and all plans must change as the organization changes.
Second, and perhaps more importantly, exercises help develop
   responder confidence. Typically exercises start off with "desktop
   walk-throughs" and work up to "throw-the-switch" or nearly
   that level. ("Throwing the switch" is both dangerous and
    expensive, but in some organizations, it is a requirement.)
Q14: Business Continuity plans
should be created for …
 The enterprise
 Each individual functional (business and
  support) unit
 Both of the above
 Neither of the above
A14: Business Continuity plans
should be created for …
 Both of the above
Each functional unit should have a stand-alone plan, with its
  individual declaration and stand-down criteria. As long as an
  event is isolated to one functional unit, only that unit declares
  a disaster condition. If the condition will impact other
  functional units, then the event is elevated to the next higher
  plan level until the enterprise level is reached.
Q15: Business Continuity plans
should be created by …
   Anyone assigned the planning task
   Board members
   Chief Executive officers
   Functional unit managers
   Functional unit managers and staff
   The Business Continuity planner
   All of the above
   None of the above
A15: Business Continuity plans
should be created by …
 Functional unit managers and staff
The people who know the functional unit best should create the
  plan for the functional unit. At the enterprise level, C*Os are
  involved as SMEs.
The Business Continuity planner mentors and guides the SMEs
  as needed.
Q16: The Business Continuity planner's
primary function(s) is/are …
   Coordinate plans between functional units
   Create an integrated enterprise plan
   Mentor functional unit planners
   All of the above
   None of the above
Q16: The Business Continuity planner's
primary function(s) is/are …
 All of the above
The planner assures that each functional unit plan will work with
  other functional unit and enterprise plans and that all inter-
  unit risks are recognized and that appropriate avoidance or
  mitigation measures recommended. The planner, with
  executive level SME support, is responsible for the enterprise
  plan.
Q17: An organization's most
important resource is …
   Accounting department               Payroll department
   Benefits department                 People (staff, clients, visitors)
   Business Continuity department      PR/Corporate Communications
   Call center                         Production department
   Facility                            Security department
   Finance department                  Senior management
   Gym                                 Shipping & Receiving department
   HR/Personnel department             Telecommunications department
   IT/MIS department                   Training department
   Legal department                    All of the above
   Lunchroom                           None of the above
   Mail room
   Marketing
   Order entry
A17: An organization's most
important resource is …
 People (staff, clients, visitors)
The most critical resource in every organization is its people. It was a
  "trick" question in that everything included in the organization is
  important; however, people are the critical resource. Servers can
  serve up data without constant attention, but when they
  malfunction, they don't fix themselves. Facilities can be replaced, as
  can data and telecommunications centers and infrastructure. Some
  people can be replaced, but skilled personnel can be hard to find
  and expensive to replace. (Think about recruiting and training costs
  and the loss or production until the replacements are "up to
  speed.") Hardware, software, buildings - all can be replaced with
  relative ease. Not so with people.
  If you have to select one thing from the list - and that was the
  question, "most critical resource" - the only answer is people.
  Everything else is just "important."
About the author
 John Glenn is a certified (MBCI) and experienced (13 +
 years) business continuity & enterprise threat
 management practitioner

 Glenn can be contacted at
    JohnGlennMBCI@gmail.com
    727-542-7843



                                        © 2009, John Glenn, MBCI

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Not Quite 20 Questions

  • 1. Not quite 20 questions a business continuity quiz
  • 2. Q1: Business Continuity plans are needed for …  Charities  Commercial and industrial organizations  Government agencies  Non-Governmental Organizations (NGOs)  Non-profit organizations  Organizations which depend on IT services  All of the above  None of the above
  • 3. A1: Business Continuity plans are needed for …  All of the above Everyone needs a plan. The courts (notes) ruled that vendors must protect their clients and meet product and Service Level agreements. In the financial industry, OTS says that vendor clients are responsible to assure the vendor can meet the contract's requirements. Commercial and industrial organizations need Business Continuity to protect the bottom line. Government agencies, NGOs, charities, and non-profits all need Business Continuity to assure they meet their mandates and, in the case of non-profits and charities, to assure continued donor support. CSO Flashpoint article by Wm. Cook, http://www.csoonline.com/read/050104/flashpoint.html Business Week article: http://www.businessweek.com/magazine/content/05_30/b3944042_mz011.htm
  • 4. Q2: Business Continuity is a new name for Disaster Recovery  Yes  No
  • 5. A2: Business Continuity is a new name for Disaster Recovery  No Disaster recovery is an integral part of Business Continuity, but Business Continuity is much more than disaster recovery.
  • 6. Q3: Business Continuity is …  Proactive  Reactive
  • 8. Q4: Business Continuity is concerned with …  Risks to Business Unit resources  Risks to Business Units  Risks to clients  Risks to critical vendors  Risks to IT  All of the above  None of the above
  • 9. A4: Business Continuity is concerned with …  All of the above Business Continuity is an all-inclusive process. Plans should consider risks to clients (income) and vendors (critical supplies) as well as internal risks.
  • 10. Q5: Business Continuity plans are developed …  At the function level  At the process level
  • 11. A5: Business Continuity plans are developed …  At the process level Business Continuity is a process-level exercise; indeed, it is called "process re-engineering" by some. Plans created at the function, or 20,000-foot level, cannot be expected to identify risks to processes.
  • 12. Q6: Business Continuity needs support from …  C*O-level executives  VP-level managers  Staff/Line managers  Unit personnel  Interns, new hires  All of the above  None of the above
  • 13. A6: Business Continuity needs support from …  All of the above A successful Business Continuity plan is the result of input from everyone in the organization. Each person has his or her own perspective; each person has his or her own concerns. Working together, most risks will be identified early in the plan's development. Senior managers must enthusiastically support the plan so that others understand Business Continuity is not just an additional burden on their time.
  • 14. Q7: Business Continuity plans include …  Communications  Crisis Management  Maintenance procedures and schedule  Personnel Awareness and Safety  Response plan to continue at least a "minimum level of service“  Response plan to restore to "business as usual“  Risk Assessment  Risk Avoidance and Mitigation  Succession planning  Training exercise methodology  All of the above  None of the above
  • 15. A7: Business Continuity plans include …  All of the above Business Continuity is all that, and more. Policies and Procedures, for example, are a key component of a complete Business Continuity plan and need to be considered at management level.
  • 16. Q8: Business Continuity response plans need …  One responder assigned for every response function  Two responders assigned for every response function  No specific responder assigned to specific response functions
  • 17. A8: Business Continuity response plans need …  Two responders assigned for every response function Primary and alternate responders are required for every response function to assure that the function is staffed even if one responder is absent - illness, vacation, training, temporary assignment elsewhere; any number of reasons.
  • 18. Q9: Business Continuity plans include personnel from …  Area lodges, auditoriums  Profit center staff  Electrical service providers  Receptionist  Facilities  Senior management  Finance/Accounting  Staff and line management  HR  Telephone service providers  Insurance company  All of the above  IT/MIS  None of the above  Junior management  Lenders, financial backers  Local Emergency Management  Municipal agencies  Mail room
  • 19. A9: Business Continuity plans include personnel from …  All of the above You cannot create a plan in a vacuum. No one is a Subject Matter Expert (SME) in every field; bring in the SMEs wherever they are found. Lenders to protect their investment may be offer advice to maintain a cash flow. Insurers, to cut losses, have Risk Specialists to help clients. Emergency Management can provide security and fire safety training; local government has topological maps showing flood and other risk areas. Area lodges and auditoriums house the organization if something; they are more easily cabled for telephones and computers than rented offices.
  • 20. Q10: Create Business Continuity plans because …  Having a plan is a good marketing tool  Insurance companies may give discounts to organizations with plans  Lenders want to protect their investment(s)  Management can be sued for lack of "due diligence“  Regulatory bodies require them  Some clients require proof of plan  All of the above  None of the above
  • 21. A10: Create Business Continuity plans because …  All of the above More and more organizations include in their literature and on their Web sites information about their Business Continuity plan. Some insurance companies may give discounts to clients with viable Business Continuity plans; financial backers normally are willing to risk a little more on organizations which have both a solid business plan and a viable Business Continuity plan. Financial, medical, and several other businesses are required by law to have plans. Even U.S. Federal agencies must have plans called Continuation Of OPeration plans, or COOP.
  • 22. Q11: Business Continuity planners must be experts in …  Accounting and Finance  Production lines  Business Continuity  Shipping and Receiving  Call center operation  Telecommunications  Database software  All of the above  Email  None of the above  HR  IT/MIS  Microsoft products  Operating systems  Order Entry
  • 23. Q11: Business Continuity planners must be experts in …  Business Continuity No one should expect a Business Continuity planner to be an HR expert; why then is the planner supposed to be an IT/MIS expert? Business Continuity planners need to be Business Continuity experts; people with the ability to ferret out risks by carefully listening to each function unit and executive level expert.
  • 24. Q12: Business Continuity plans should be reviewed …  Depends on the organization's dynamics  Never  Once-a-year  Quarterly  Twice-a-year When the organization's Business Plan is reviewed  Whenever a "trigger event" occurs
  • 25. A12: Business Continuity plans should be reviewed …  Depends on the organization's dynamics  When the organization's Business Plan is reviewed  Whenever a "trigger event" occurs Business Continuity plans are reviewed when the organization's business plan is changed; the Business Continuity plan's response efforts are closely tied to the business plan. Business Continuity plans must be reviewed whenever a trigger event occurs; such events include changes to personnel, place (location), policies, politics (regulations, codes - even municipal), procedures, processes (including tools to perform the process), products, providers (a/k/a vendors), provisions (cafeteria, "junk food" machines), and purchasers (major clients - new/loss of business).
  • 26. Q13: Business Continuity plans should be exercised …  Continually (on-going exercises at various levels)  Never  Once-a-year  Twice-a-year  Whenever the plan changes
  • 27. A13: Business Continuity plans should be exercised …  Continually  Whenever the plan changes Business Continuity response plan exercises must be on-going. They serve two primary purposes. First, they uncover plan deficiencies. No plan is perfect the first time out, and all plans must change as the organization changes. Second, and perhaps more importantly, exercises help develop responder confidence. Typically exercises start off with "desktop walk-throughs" and work up to "throw-the-switch" or nearly that level. ("Throwing the switch" is both dangerous and expensive, but in some organizations, it is a requirement.)
  • 28. Q14: Business Continuity plans should be created for …  The enterprise  Each individual functional (business and support) unit  Both of the above  Neither of the above
  • 29. A14: Business Continuity plans should be created for …  Both of the above Each functional unit should have a stand-alone plan, with its individual declaration and stand-down criteria. As long as an event is isolated to one functional unit, only that unit declares a disaster condition. If the condition will impact other functional units, then the event is elevated to the next higher plan level until the enterprise level is reached.
  • 30. Q15: Business Continuity plans should be created by …  Anyone assigned the planning task  Board members  Chief Executive officers  Functional unit managers  Functional unit managers and staff  The Business Continuity planner  All of the above  None of the above
  • 31. A15: Business Continuity plans should be created by …  Functional unit managers and staff The people who know the functional unit best should create the plan for the functional unit. At the enterprise level, C*Os are involved as SMEs. The Business Continuity planner mentors and guides the SMEs as needed.
  • 32. Q16: The Business Continuity planner's primary function(s) is/are …  Coordinate plans between functional units  Create an integrated enterprise plan  Mentor functional unit planners  All of the above  None of the above
  • 33. Q16: The Business Continuity planner's primary function(s) is/are …  All of the above The planner assures that each functional unit plan will work with other functional unit and enterprise plans and that all inter- unit risks are recognized and that appropriate avoidance or mitigation measures recommended. The planner, with executive level SME support, is responsible for the enterprise plan.
  • 34. Q17: An organization's most important resource is …  Accounting department  Payroll department  Benefits department  People (staff, clients, visitors)  Business Continuity department  PR/Corporate Communications  Call center  Production department  Facility  Security department  Finance department  Senior management  Gym  Shipping & Receiving department  HR/Personnel department  Telecommunications department  IT/MIS department  Training department  Legal department  All of the above  Lunchroom  None of the above  Mail room  Marketing  Order entry
  • 35. A17: An organization's most important resource is …  People (staff, clients, visitors) The most critical resource in every organization is its people. It was a "trick" question in that everything included in the organization is important; however, people are the critical resource. Servers can serve up data without constant attention, but when they malfunction, they don't fix themselves. Facilities can be replaced, as can data and telecommunications centers and infrastructure. Some people can be replaced, but skilled personnel can be hard to find and expensive to replace. (Think about recruiting and training costs and the loss or production until the replacements are "up to speed.") Hardware, software, buildings - all can be replaced with relative ease. Not so with people. If you have to select one thing from the list - and that was the question, "most critical resource" - the only answer is people. Everything else is just "important."
  • 36. About the author John Glenn is a certified (MBCI) and experienced (13 + years) business continuity & enterprise threat management practitioner Glenn can be contacted at JohnGlennMBCI@gmail.com 727-542-7843 © 2009, John Glenn, MBCI