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IAU/KU International Conference 2011
Nairobi – Kenya
November 15, 2011


Higher Education in São Paulo,
Brazil – Planning and Development



Fernando Ferreira Costa
University of Campinas – Unicamp

Presented by:
Marcelo Knobel
Higher Education in Brazil
                                                            2010

•   Population: 191 million

•   GDP = U$ 2.1 trillion (U$11,000 GDP/capita)

•   Higher Education
    •   2,378 institutions (278 public)
    •   190 universities (101 public)
    •   6.3 million undergrad students enrolled
    •   5.4 million in presential programs
    •   76% of enrollments in the private system
    •   50%in for-profit institutions

•   Net enrollment ratio (18-24 cohort): 15%
    •   Gross enrollment ratio: 27%

•   Federal system
    •   58 universities, 37 Technological Institutes and 4 Colleges
    •   930,000 undergraduate students
    •   820,000 in presential programas
    •   15% of total undergraduate enrollment
Higher Education in São Paulo
                                                  2010

•   22% of the Brazilian population: 41 million

•   33% of Brazilian GDP = U$ 700 billion (U$17,000 GDP/capita)

•   Almost 50% of Brazilian Science

•   Higher Education
    •   26% of all enrollment = 1.63 million students (1.47 million in presential programs)
    •   32% of graduating class (2010): 260,000 of 830,000 total
    •   Net enrollment ratio: 18% (34% gross enrollment ratio)
    •   85% in private HEIs (3/4 of those in for-profit system)
    •   Small federal participation, only 1.5% of enrollments

•   State Public HE system
    • Best university system in Brazil
    • 3 universities, 28 campi, 120,000 undergrad students, 50,000 grad students
    • 50 Technical Colleges (FATECs), 50,000 students

•   But still, only 14% of all enrollment is in public institutions
Where are we?

• Campinas
 ▫ Metropolitan area
     19 municipalities
     2.8 million people (2009)
     HDI = 0.835
       São Paulo State: 0.833
       Brazil:           0.819
     GNP = R$ 70.7 billion (2007)
       7.8% of São Paulo State
       2.7% of Brazil
Unicamp
• Public State University
  • Budget: 2.1958% of net state VAT
  • No tuition fees

Budget (2010)

• R$ 1.545 billion
  from the State
  • 85% salaries

• R$ 542 million
  other sources, mainly research contracts
The University
• Founded in 1966

• 6 campuses
  • 3.5 million m2

• 22 Academic Units

• 3 Hospitals
  • 778 beds
Personnel (2010)

• Faculty: 1750
  • 98% PhD
  • 90% of the PhDs full time

• Staff: 7916
  • 3370 in hospitals
Students (2010)
Graduate Titles Granted
Excellence in Research: 10% of Brazil
Undergraduate Access
                                                                                                                     Applicants:
                                                                                                                     30% from public schools
                                                                                                                     70% from private schools
                                                                                                                     Admitted:
                                                                                                                     30% from public schools
70000                                                                                                                70% from private schools
60000
                                                                                                                      However, 85% of the
50000                                                                                                                students from the state are
                                                                                                                     from public schools
40000
30000                                                                                                            Applicants
                                                                                                                 Places
20000
10000
    0
        1998
               1999
                      2000
                             2001
                                    2002
                                           2003
                                                  2004
                                                         2005
                                                                2006
                                                                       2007
                                                                              2008
                                                                                     2009
                                                                                            2010
                                                                                                   2011
                                                                                                          2012
187 registered companies   21 Graduated Companies
6826 workers employed      10 Incubated Companies
+ de R$ 1 billion




                                      fibras ópticas
Brazil’s HE system - 1960-2010

• 1960: less than 200,000 students enrolled in HE
• 1960-1980: enrollment grew to 1.4 million (600%)
• 1980-1994
  • longest period of economic stagnation in Brazil’s history
  • there was little development in HE, public or private

• 1995-2010
  • Political stability and economic growth
    • Increasing demand for qualification
    • Expansion of private sector
  • New National Law of Education (1996)
    • New paths for diversification of system
    • Deregulation
  • Universalization of basic education (1st-8th grades)
  • Expansion of secondary education ---> Increasing demand for Higher Ed
Undergraduate Enrollment 1980-2010
                   (Presential Programs)

                                                              Enrollment in HE - Brazil 1980-2010
                                  6.000.000

                                                            Total
Growth    1980‐1994   1994‐2010   5.000.000                 Public
Public      40%         100%                                Private
                                  4.000.000
Private     10%         300%
                                  3.000.000
Total       21%         220%

                                  2.000.000


                                  1.000.000


                                         0
                                              1980   1982   1984      1986   1988   1990   1992   1994   1996   1998   2000   2002   2004   2006   2008   2010
Recent Trends

Fast grow sectors

•Vocational/Professional HE: 3-year programs
•Distance Learning HE
       Type of program                                        2005           2010        Variation
       Vocational/Professional               Brazil           210,000      540,000                 160%
       HE
                                             São Paulo           *         240,000             ‐

       Distance Learning HE                  Brazil           114,000      930,000                 720%

                                             São Paulo           4,600     150,000            3,160%




       * Data not available, but it is fair to assume that the vocational/professional HE sector in
       SP has expanded at least at the same rate as nationwide in the 2005-2010 period
Planning HE in São Paulo (SP)

Two plans were developed during the past decade regarding the expansion and qualification of the
HE system in SP, regarding undergraduate education:

•2001: Expansion of the Public HE System in SP
    •   Developed by the Council of Rectors of the three state universities
    •   Restricted to the state public sector
    •   Main focus were the 3 state universities
    •   Main objective: to expand enrollment in the public state system by about 28%
    •   Time span: 2001-2006


•2005-2006: Director Plan for the HE System in SP
    •   Developed by a Commission designated by the State Governor
    •   All sectors, including the other public and the private system, were considered in the plan
    •   All sectors had dedicated plans designed for them, focus was on vocational/professional education, in particular the state
        system of Technological Colleges
    •   Main objective: to reach Net Enrollment Ratio of 30% by 2020
    •   Time span: 2006-2020

    R. H. L. Pedrosa, A Director Plan for the public HE system in São Paulo [In Portuguese]. Revista Ensino Superior, N.2, Unicamp, 2010.
        http://www.revistaensinosuperior.gr.unicamp.br/noticia.php?id=12
    R. H. L. Pedrosa, Master planning in Brazilian HE: expanding the 3-year public College system in the state of São Paulo. Center for Studies in
        Higher Education, Berkeley, 2010. http://cshe.berkeley.edu/publications/publications.php?id=362
Planning HE in São Paulo (SP)

The Director Plan 2006-2020, aiming at a better system which would provide access to a larger
group of the state young population, called for action by the State Administration in the following
areas:

•State universities
    •   Keep the autonomy of the universities (established in 1989)
    •   Keep their research orientation
    •   Limited enrollment growth

•State technological colleges
    •   Strong expansion of enrollment: from 25,000 in 2006 to about 200,000 in 2020
    •   Strengthen their commitment to local economy
    •   Possible integration with municipal system

•Federal system
    •   Call for more federal investment in São Paulo, which was (and still is) very low, relatively to the State’s
        role in Brazil

•Private system
    •   Call for initiatives that would qualify the system, like a scholarship system tied to academic and
        governance improvements
The State Universities in São Paulo 1989-2009


•   1989 was the year the state universities were granted full
    autonomy, including budgetary autonomy

•   The autonomy decree specified a fixed percentage of the
    state tax revenues that should be directed to the system,
    still the only system in the country with such a provision

•   As seen from the graphs, enrollment doubled in the
    period and indexed publications grew 10-fold




                                                                 •   The three SP universities are responsible for more than
                                                                     40% of all doctorates and indexed published research in
                                                                     Brazil

                                                                 •   The Director Plan called for maintenance of the autonomy
                                                                     system

                                                                 •   It also supported increased emphasis on the
                                                                     graduate/research character of the state universities

                                                                 •   Regarding undergraduate enrollments, any expansion
                                                                     should take the research mission of the universities into
                                                                     consideration
The State Technological Colleges

•   Started in 1969, but only in the last 10 years has seen relevant growth

•   Offers 3-year programs with direct links to job market (but also in some traditional
    areas, like health)

•   Spreaded across the state, each campus offers programs related to the local economy

•   State inverstment has grown 5-fold in the Fatec system from 2005-2010
    • No cuts in the state universities’ budgets

•   Employability 1 year after graduation: 92%
    • Some programs reach 96% or more: construction, information systems

•   Average monthly salary 1 year after graduation
    • $1,700 PPP (purchasing power parity)
    • About 75% of average salary in traditional academic careers (follows OECD countries’ average)
State Technological Colleges - FATECs
                       Vacancies, enrollment, units – 1990-2010

•   The FATEC system has already reached
    the number of campuses that was                                                     State Technological Colleges (FATECs) in São Paulo
                                                                                                       Spots, enrollment and campi
    proposed by the Director Plan, about 50
                                                                                                                1990-2010

•   Still, the state administration has                                 50.000                                                                                   60
    proposed the number to grow to about 60                                                        Spots
                                                                        45.000
    by the end of 2014                                                                             Enrolment                                                     50
                                                                        40.000




                                                                                                                                                                      Number of FATEC campi
                                                                                                   Number of FATEC campi
•   For the FATEC system to reach the
                                                  Spots and enrolment
                                                                        35.000
    proposed enrollment figure of 200,000                                                                                                                        40
                                                                        30.000
    students enrolled by 2020, as the Director
    Plan indicates, it needs only to expand the                         25.000                                                                                   30
    enrollment numbers to about 4,000 per                               20.000
    campus, on average                                                                                                                                           20
                                                                        15.000

•   If economic growth continues at the                                 10.000
                                                                                                                                                                 10
    present rate of 3-4%/year, it is possible                            5.000
    that the state budget will allow for the
    investments necessary to reach the                                      0                                                                                    0

    proposed goal                                                                1990    1992   1994   1996    1998   2000   2002    2004   2006   2008   2010
IAU/KU International Conference 2011
Nairobi – Kenya
November 15, 2011


Higher Education in São Paulo, Brazil –
Planning and Development



                             Thank You!

Marcelo Knobel
University of Campinas – Unicamp
knobel@reitoria.unicamp.br

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IAU_KU_2011_Costa

  • 1. IAU/KU International Conference 2011 Nairobi – Kenya November 15, 2011 Higher Education in São Paulo, Brazil – Planning and Development Fernando Ferreira Costa University of Campinas – Unicamp Presented by: Marcelo Knobel
  • 2. Higher Education in Brazil 2010 • Population: 191 million • GDP = U$ 2.1 trillion (U$11,000 GDP/capita) • Higher Education • 2,378 institutions (278 public) • 190 universities (101 public) • 6.3 million undergrad students enrolled • 5.4 million in presential programs • 76% of enrollments in the private system • 50%in for-profit institutions • Net enrollment ratio (18-24 cohort): 15% • Gross enrollment ratio: 27% • Federal system • 58 universities, 37 Technological Institutes and 4 Colleges • 930,000 undergraduate students • 820,000 in presential programas • 15% of total undergraduate enrollment
  • 3. Higher Education in São Paulo 2010 • 22% of the Brazilian population: 41 million • 33% of Brazilian GDP = U$ 700 billion (U$17,000 GDP/capita) • Almost 50% of Brazilian Science • Higher Education • 26% of all enrollment = 1.63 million students (1.47 million in presential programs) • 32% of graduating class (2010): 260,000 of 830,000 total • Net enrollment ratio: 18% (34% gross enrollment ratio) • 85% in private HEIs (3/4 of those in for-profit system) • Small federal participation, only 1.5% of enrollments • State Public HE system • Best university system in Brazil • 3 universities, 28 campi, 120,000 undergrad students, 50,000 grad students • 50 Technical Colleges (FATECs), 50,000 students • But still, only 14% of all enrollment is in public institutions
  • 4. Where are we? • Campinas ▫ Metropolitan area 19 municipalities 2.8 million people (2009) HDI = 0.835 São Paulo State: 0.833 Brazil: 0.819 GNP = R$ 70.7 billion (2007) 7.8% of São Paulo State 2.7% of Brazil
  • 5. Unicamp • Public State University • Budget: 2.1958% of net state VAT • No tuition fees Budget (2010) • R$ 1.545 billion from the State • 85% salaries • R$ 542 million other sources, mainly research contracts
  • 6. The University • Founded in 1966 • 6 campuses • 3.5 million m2 • 22 Academic Units • 3 Hospitals • 778 beds
  • 7. Personnel (2010) • Faculty: 1750 • 98% PhD • 90% of the PhDs full time • Staff: 7916 • 3370 in hospitals
  • 10. Excellence in Research: 10% of Brazil
  • 11. Undergraduate Access Applicants: 30% from public schools 70% from private schools Admitted: 30% from public schools 70000 70% from private schools 60000 However, 85% of the 50000 students from the state are from public schools 40000 30000 Applicants Places 20000 10000 0 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012
  • 12. 187 registered companies 21 Graduated Companies 6826 workers employed 10 Incubated Companies + de R$ 1 billion fibras ópticas
  • 13. Brazil’s HE system - 1960-2010 • 1960: less than 200,000 students enrolled in HE • 1960-1980: enrollment grew to 1.4 million (600%) • 1980-1994 • longest period of economic stagnation in Brazil’s history • there was little development in HE, public or private • 1995-2010 • Political stability and economic growth • Increasing demand for qualification • Expansion of private sector • New National Law of Education (1996) • New paths for diversification of system • Deregulation • Universalization of basic education (1st-8th grades) • Expansion of secondary education ---> Increasing demand for Higher Ed
  • 14. Undergraduate Enrollment 1980-2010 (Presential Programs) Enrollment in HE - Brazil 1980-2010 6.000.000 Total Growth 1980‐1994 1994‐2010 5.000.000 Public Public 40% 100% Private 4.000.000 Private 10% 300% 3.000.000 Total 21% 220% 2.000.000 1.000.000 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010
  • 15. Recent Trends Fast grow sectors •Vocational/Professional HE: 3-year programs •Distance Learning HE Type of program 2005 2010 Variation Vocational/Professional  Brazil 210,000 540,000 160% HE São Paulo * 240,000 ‐ Distance Learning HE Brazil 114,000 930,000 720% São Paulo 4,600 150,000 3,160% * Data not available, but it is fair to assume that the vocational/professional HE sector in SP has expanded at least at the same rate as nationwide in the 2005-2010 period
  • 16. Planning HE in São Paulo (SP) Two plans were developed during the past decade regarding the expansion and qualification of the HE system in SP, regarding undergraduate education: •2001: Expansion of the Public HE System in SP • Developed by the Council of Rectors of the three state universities • Restricted to the state public sector • Main focus were the 3 state universities • Main objective: to expand enrollment in the public state system by about 28% • Time span: 2001-2006 •2005-2006: Director Plan for the HE System in SP • Developed by a Commission designated by the State Governor • All sectors, including the other public and the private system, were considered in the plan • All sectors had dedicated plans designed for them, focus was on vocational/professional education, in particular the state system of Technological Colleges • Main objective: to reach Net Enrollment Ratio of 30% by 2020 • Time span: 2006-2020 R. H. L. Pedrosa, A Director Plan for the public HE system in São Paulo [In Portuguese]. Revista Ensino Superior, N.2, Unicamp, 2010. http://www.revistaensinosuperior.gr.unicamp.br/noticia.php?id=12 R. H. L. Pedrosa, Master planning in Brazilian HE: expanding the 3-year public College system in the state of São Paulo. Center for Studies in Higher Education, Berkeley, 2010. http://cshe.berkeley.edu/publications/publications.php?id=362
  • 17. Planning HE in São Paulo (SP) The Director Plan 2006-2020, aiming at a better system which would provide access to a larger group of the state young population, called for action by the State Administration in the following areas: •State universities • Keep the autonomy of the universities (established in 1989) • Keep their research orientation • Limited enrollment growth •State technological colleges • Strong expansion of enrollment: from 25,000 in 2006 to about 200,000 in 2020 • Strengthen their commitment to local economy • Possible integration with municipal system •Federal system • Call for more federal investment in São Paulo, which was (and still is) very low, relatively to the State’s role in Brazil •Private system • Call for initiatives that would qualify the system, like a scholarship system tied to academic and governance improvements
  • 18. The State Universities in São Paulo 1989-2009 • 1989 was the year the state universities were granted full autonomy, including budgetary autonomy • The autonomy decree specified a fixed percentage of the state tax revenues that should be directed to the system, still the only system in the country with such a provision • As seen from the graphs, enrollment doubled in the period and indexed publications grew 10-fold • The three SP universities are responsible for more than 40% of all doctorates and indexed published research in Brazil • The Director Plan called for maintenance of the autonomy system • It also supported increased emphasis on the graduate/research character of the state universities • Regarding undergraduate enrollments, any expansion should take the research mission of the universities into consideration
  • 19. The State Technological Colleges • Started in 1969, but only in the last 10 years has seen relevant growth • Offers 3-year programs with direct links to job market (but also in some traditional areas, like health) • Spreaded across the state, each campus offers programs related to the local economy • State inverstment has grown 5-fold in the Fatec system from 2005-2010 • No cuts in the state universities’ budgets • Employability 1 year after graduation: 92% • Some programs reach 96% or more: construction, information systems • Average monthly salary 1 year after graduation • $1,700 PPP (purchasing power parity) • About 75% of average salary in traditional academic careers (follows OECD countries’ average)
  • 20. State Technological Colleges - FATECs Vacancies, enrollment, units – 1990-2010 • The FATEC system has already reached the number of campuses that was State Technological Colleges (FATECs) in São Paulo Spots, enrollment and campi proposed by the Director Plan, about 50 1990-2010 • Still, the state administration has 50.000 60 proposed the number to grow to about 60 Spots 45.000 by the end of 2014 Enrolment 50 40.000 Number of FATEC campi Number of FATEC campi • For the FATEC system to reach the Spots and enrolment 35.000 proposed enrollment figure of 200,000 40 30.000 students enrolled by 2020, as the Director Plan indicates, it needs only to expand the 25.000 30 enrollment numbers to about 4,000 per 20.000 campus, on average 20 15.000 • If economic growth continues at the 10.000 10 present rate of 3-4%/year, it is possible 5.000 that the state budget will allow for the investments necessary to reach the 0 0 proposed goal 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010
  • 21. IAU/KU International Conference 2011 Nairobi – Kenya November 15, 2011 Higher Education in São Paulo, Brazil – Planning and Development Thank You! Marcelo Knobel University of Campinas – Unicamp knobel@reitoria.unicamp.br