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MANTHAN	
  
Brain	
  Gain:	
  Promoting	
  Research	
  and	
  
Innovation	
  
	
  
Yamini	
  Bansal	
  
Madalsa	
  Singh	
  
Saniya	
  Pawar	
  
Aaradhya	
  Srivastava	
  	
  
Ayush	
  Kanodia	
  
 
	
  
Lack	
  of	
  Commercially	
  viable	
  
research	
  
•  India	
  filed	
  only	
  0.3%	
  of	
  total	
  world	
  
patents	
  compared	
  to	
  China	
  which	
  filed	
  
as	
  many	
  as	
  15%.	
  
•  India’s	
  total	
  patent	
  output	
  from	
  
1981-­‐2011	
  was	
  approximately	
  37,000.	
  
•  China’s	
  patent	
  output	
  during	
  the	
  same	
  
period	
  exceeded	
  150,000.	
  
	
  
	
  
Lack	
  of	
  Innova5on-­‐driven	
  
R&D	
  from	
  the	
  Private	
  
Sector	
  
•  India	
  has	
  only	
  14	
  companies	
  in	
  the	
  
2011	
  R&D	
  rankings	
  of	
  the	
  top	
  1400	
  
world	
  companies	
  
•  The	
  highest	
  ranked	
  Indian	
  company,	
  
Tata	
  Motors	
  stands	
  at	
  264th	
  in	
  	
  
comparison	
  to	
  General	
  Motors	
  which	
  is	
  
9th	
  
Current Scenario of R&D in India
Migra5on	
  of	
  Indian	
  
Graduates	
  Abroad	
  
•  The	
  number	
  of	
  Indian	
  students	
  
studying	
  abroad	
  in	
  2010	
  was	
  2,00,621	
  
•  Several	
  IT	
  graduates	
  had	
  leR	
  India	
  and	
  
emerged	
  as	
  important	
  Entrepreneurs	
  
where	
  15%	
  of	
  the	
  start	
  ups	
  today	
  are	
  
supposed	
  to	
  by	
  people	
  of	
  Indian	
  origin	
  	
  
AMBIT	
  OF	
  THE	
  PROBLEM	
  
Low	
  research	
  &	
  Low	
  pracUcal	
  
component	
  in	
  curriculum	
  
	
  
	
  
	
  
Absence	
  of	
  high-­‐knowledge	
  jobs	
  
and	
  innovaUve	
  enterprises	
  	
  
	
  
	
  
	
  
Lower	
  competency	
  at	
  the	
  world	
  
market	
  in	
  terms	
  of	
  product	
  
innovaUon	
  and	
  technologies	
  	
  
	
  
	
  
India	
  sUll	
  relying	
  on	
  industries	
  
harnessing	
  obsolete	
  techniques	
  
	
  
	
  
	
  
StagnaUon	
  of	
  innovaUon	
  	
  at	
  
the	
  University	
  Level	
  
StagnaUon	
  of	
  skills	
  at	
  the	
  
Employability	
  Level	
  
	
  
StagnaUon	
  of	
  technology	
  at	
  
Industry	
  Level	
  
	
  
StagnaUon	
  of	
  economy	
  due	
  
to	
  non-­‐sustainability	
  	
  
*Lack	
  of	
  commercially	
  viable	
  research	
  	
  
*Lack	
  of	
  monetary	
  incenUves	
  
*Research	
  is	
  not	
  marketable	
  
*OpportuniUes	
  to	
  enter	
  industrial	
  
	
  research	
  abroad	
  
*Companies	
  are	
  not	
  focusing	
  	
  
on	
  potenUal	
  technology	
  for	
  the	
  
long	
  term	
  but	
  depending	
  on	
  
exisUng	
  technology	
  	
  
*Absence	
  of	
  a	
  government-­‐
backed	
  engagement	
  forum	
  for	
  
high	
  end	
  technology	
  
*Private	
  companies	
  driven	
  by	
  
quarterly	
  profits	
  and	
  “Returns	
  on	
  
Investment”	
  
*Companies	
  making	
  the	
  
maximum	
  revenues	
  like	
  Indian	
  
Oil	
  CorporaUon	
  are	
  not	
  those	
  
which	
  heavily	
  depend	
  on	
  R&D	
  
for	
  sustenance	
  
*Lack	
  of	
  incenUve	
  to	
  invest	
  
*The	
  trend	
  in	
  the	
  private	
  sector	
  
is	
  to	
  buy	
  technology	
  rather	
  than	
  
undertake	
  high-­‐risk,	
  high-­‐
investment	
  R&D	
  
AMBIT	
  OF	
  THE	
  PROBLEM	
  
PROPOSED	
  SOLUTION	
  
Market-­‐Driven	
  Industry-­‐Academia	
  Engagement	
  
Institute-­‐Industry	
  
AfKiliate	
  Programs	
  
Training	
  for	
  high-­‐
end	
  manpower	
  
development	
  
Creation	
  of	
  Kield-­‐
speciKic,	
  
collaborative	
  
Innovation	
  Clusters	
  
We	
  suggest	
  ways	
  to	
  increase	
  the	
  %	
  
contribu3on	
  of	
  the	
  Private	
  Sector	
  in	
  R&D	
  
with	
  	
  Academia	
  
Israel	
  spends	
  more	
  than	
  4%	
  of	
  GDP	
  in	
  Research	
  &	
  Development	
  
(R&D)	
  while	
  Japan,	
  South	
  Korea	
  and	
  Scandinavian	
  countries	
  spend	
  
more	
  than	
  3%.	
  US,	
  France,	
  Germany	
  spend	
  more	
  than	
  2%	
  and	
  China	
  
spends	
  more	
  than	
  1.50%.	
  But	
  the	
  most	
  important	
  point	
  is,	
  in	
  all	
  these	
  
countries,	
  Industry	
  spends	
  more	
  than	
  government	
  in	
  R&D;	
  in	
  some	
  
countries,	
  3	
  3mes	
  more	
  than	
  Government	
  spending.	
  In	
  India,	
  while	
  
total	
  spending	
  in	
  R&D	
  is	
  around	
  1%,	
  Government's	
  spending	
  is	
  2	
  to	
  3	
  
3mes	
  more	
  than	
  that	
  of	
  Industry's.	
  
The	
  Industry	
  Innova0on	
  Clusters	
  under	
  Na0onal	
  Innova0on	
  Council	
  were	
  formed	
  with	
  the	
  objec0ve	
  of	
  catering	
  to	
  mutual	
  needs	
  of	
  
industry	
  and	
  academia	
  by	
  providing	
  an	
  avenue	
  for	
  co-­‐opera0on.	
  Our	
  objec0ve	
  is	
  to	
  a@ract	
  private	
  investment	
  to	
  these	
  clusters	
  
To	
  increase	
  funds	
  and	
  expand	
  to	
  high-­‐end	
  technological	
  research,	
  we	
  propose:	
  
•  CreaUon	
  of	
  clusters	
  specific	
  to	
  a	
  prominent	
  areas	
  of	
  research	
  like	
  Renewable	
  
Energy,	
  Nanotechnology,	
  CS-­‐IT,	
  Manufacturing	
  Processes	
  	
  
•  IntroducUon	
  of	
  lab	
  faciliUes	
  with	
  mulUple	
  university	
  partnerships	
  sponsored	
  
by	
  private	
  companies	
  	
  
•  Jointly	
  owned	
  lab	
  equipment	
  for	
  common	
  use	
  
	
  
PROPOSED	
  SOLUTION:	
  INNOVATION	
  CLUSTERS	
  2.0	
  
Landscaping	
   ConceptualizaUon	
   Product	
  Design	
   Servicing	
  Product	
  TesUng	
   Sales	
  
University	
  Professors	
  and	
  Researchers	
  can	
  assist	
  the	
  companies	
  here	
  
Why	
  is	
  this	
  beJer	
  than	
  them	
  working	
  in	
  their	
  own	
  R&D	
  labs?	
  
•  Jointly	
  owned	
  expensive	
  infrastructure	
  
•  Pre-­‐compeUUve	
  knowledge	
  sharing	
  	
  
•  Opportunity	
  to	
  invest	
  in	
  high-­‐risk	
  research	
  
•  Access	
  to	
  mulUtudes	
  of	
  technology	
  on	
  the	
  same	
  ground	
  
•  High	
  concentraUon	
  of	
  experts	
  from	
  various	
  fields	
  
Implementation	
  
PROPOSED	
  SOLUTION:	
  INNOVATION	
  CLUSTERS	
  2.0	
  
	
  
• The	
  government	
  will	
  set	
  aside	
  an	
  iniUal	
  seed	
  capital	
  for	
  the	
  NaUonal	
  InnovaUon	
  Council	
  to	
  develop	
  
these	
  high-­‐end	
  technology	
  clusters	
  IniUal	
  capital	
  investment	
  
• Private	
  Companies	
  in	
  all	
  sectors	
  will	
  be	
  invited	
  	
  to	
  be	
  signatories	
  to	
  an	
  agreement	
  that	
  would	
  enable	
  
them	
  to	
  sponsor	
  the	
  sejng	
  up	
  their	
  field-­‐specific	
  faciliUes	
  and	
  secure	
  returns	
  on	
  their	
  engagement.	
  
Invite	
  companies	
  to	
  be	
  
voluntary	
  signatories	
  
• A	
  panel	
  consisUng	
  of	
  senior	
  research	
  scienUsts	
  and	
  industrial	
  representaUve	
  will	
  be	
  set	
  up	
  to	
  
evaluate	
  the	
  prospecUve	
  areas	
  of	
  research	
  working	
  with	
  NaUonal	
  InnovaUon	
  Council	
  
• The	
  panel	
  will	
  be	
  required	
  to	
  submit	
  detailed	
  proposals	
  on	
  the	
  resources	
  (lab	
  equipment	
  etc.)	
  
required	
  for	
  the	
  sejng	
  up	
  of	
  each	
  cluster	
  
IdenUficaUon	
  of	
  potenUal	
  
areas	
  of	
  research	
  	
  
• ConstrucUon	
  of	
  the	
  facility	
  and	
  procurement	
  of	
  required	
  lab	
  equipments	
  in	
  a	
  specified	
  Ume	
  frame	
  
• They	
  will	
  hold	
  regular	
  convenUons	
  to	
  make	
  road-­‐maps	
  for	
  development	
  and	
  idea-­‐exchange	
  Sejng	
  up	
  
• Quarterly	
  meeUngs	
  will	
  be	
  held	
  at	
  the	
  clusters	
  to	
  facilitate	
  dialogue	
  between	
  private	
  companies	
  and	
  
universiUes	
  to	
  review	
  current	
  work	
  and	
  evaluate	
  future	
  requirements	
  of	
  funding	
  
• A	
  contact	
  point	
  will	
  be	
  provided	
  to	
  both	
  universiUes	
  and	
  industries	
  to	
  facilitate	
  easy	
  communicaUon	
  
ConUnuing	
  Engagement	
  
Stake-­‐Holder	
  Analysis	
  
R&D	
  
Government	
  
of	
  India	
  
Private	
  
Players	
  
Technical	
  
Start-­‐Ups	
  
University	
  
Partners	
  
*IniUal	
  Funding	
  
for	
  basic	
  infrastructure	
  
(Upto	
  10	
  years)	
  
*Consistent	
  flow	
  of	
  
	
  funds	
  
*Technical	
  SoluUons	
  
*OpUmized	
  products	
  
*Government	
  
	
  incenUves	
  	
  
*Opportunity	
  to	
  produce	
  prototypes	
  
(linking	
  technological	
  development	
  
to	
  commercial	
  products	
  )	
  
*Infrastructure	
  
*Challenging	
  problems	
  
*New	
  Ideas/SoluUons	
  
*Consultancy	
  
*Funds	
  
*Marketable	
  ideas	
  
*Infrastructure	
  
*HR	
  
*IncubaUon	
  
*Technical	
  assistance	
  
Technical	
  research	
  of	
  
*Strategic	
  importance	
  
*Healthcare	
  
*Socio-­‐Economic	
  	
  
PROPOSED	
  SOLUTION:	
  INNOVATION	
  CLUSTERS	
  2.0	
  
	
  
University	
  of	
  Stanford	
  currently	
  has	
  more	
  40	
  academic	
  department-­‐corporate	
  affiliate	
  programs,	
  from	
  startups	
  to	
  
mature	
  corporates,	
  to	
  provide	
  educa0on,	
  research	
  partnership	
  and	
  connec0ons	
  to	
  world	
  class	
  faculty	
  and	
  students	
  	
  
PROPOSED	
  SOLUTION:	
  AFFILIATE	
  PROGRAMS	
  
FormaUon	
  of	
  inter-­‐
disciplinary	
  centers	
  
within	
  universiUes	
  
keeping	
  the	
  need	
  of	
  
the	
  industry	
  in	
  mind	
  
Industries	
  enter	
  into	
  
affiliate	
  programs	
  
with	
  these	
  centers	
  
based	
  on	
  research	
  
requirements	
  	
  
Companies	
  engage	
  for	
  
consultancy,	
  tesUng	
  
faciliUes,	
  process	
  
opUmizaUon	
  and	
  
technical	
  approvals	
  	
  	
  
Impact:	
  
1.  Removes	
  the	
  hassles	
  involved	
  for	
  companies	
  
requiring	
  soluUons	
  to	
  mulU-­‐disciplinary	
  
problems	
  	
  
2.  Students	
  working	
  in	
  the	
  department/research	
  
lab	
  get	
  hands-­‐on	
  experience	
  of	
  industry	
  
problem	
  statements	
  
3.  Introduces	
  the	
  relevance	
  of	
  applied	
  research	
  in	
  
the	
  university	
  
4.  Involves	
  the	
  pumping	
  of	
  money	
  in	
  the	
  
department/research	
  facility	
  as	
  opposed	
  to	
  
the	
  money	
  earned	
  by	
  professors	
  through	
  
individual	
  consultancy	
  as	
  in	
  status	
  quo	
  
5.  Opportunity	
  for	
  Industries	
  to	
  work	
  with	
  the	
  
pool	
  of	
  scienUfic	
  experUse	
  from	
  abroad	
  
through	
  the	
  network	
  of	
  the	
  exisUng	
  professors	
  
ImplementaUon:	
  
1.  IdenUficaUon	
  of	
  prospecUve	
  problems	
  areas	
  
in	
  industries	
  involving	
  mulUdisciplinary	
  
research	
  
2.  Designing	
  a	
  legal	
  framework	
  for	
  the	
  affiliate	
  
program	
  (resources	
  to	
  be	
  shared,	
  funds	
  to	
  
be	
  provided)	
  	
  
3.  Holding	
  annual	
  meeUngs	
  to	
  review	
  progress	
  
of	
  the	
  program	
  and	
  anUcipate	
  future	
  
requirements	
  
4.  Giving	
  enough	
  flexibility	
  to	
  exercise	
  IPR	
  to	
  
both	
  the	
  industry	
  and	
  university	
  
Descrip5on	
   Implementa5on	
   Impact	
  
Fellowships	
  &	
  
Exchange	
  
Programs	
  
Private	
  companies	
  will	
  consUtute	
  
fellowship	
  programs/	
  exchange	
  
programs	
  to	
  enable	
  university	
  
students	
  to	
  work	
  with	
  industrial	
  
research	
  groups	
  within	
  their	
  
faciliUes	
  for	
  product	
  innovaUon	
  
and	
  opUmizaUon	
  	
  
	
  
-­‐Provision	
  of	
  salary,	
  awards,	
  
fringe	
  benefits	
  and	
  project	
  costs	
  
	
  
-­‐PotenUal	
  of	
  becoming	
  a	
  
permanent	
  employee	
  of	
  the	
  
company	
  
	
  
-­‐A	
  review	
  team	
  of	
  the	
  private	
  
company	
  to	
  execute	
  selecUon	
  
procedure,	
  performance	
  based	
  
review	
  of	
  the	
  fellow	
  
	
  
University:	
  	
  
•  Increasing	
  employability	
  of	
  
the	
  students	
  of	
  the	
  
university	
  
•  Making	
  higher	
  educaUon	
  
cost	
  effecUve	
  
Industry:	
  
•  Employment	
  of	
  newly	
  
acquired	
  technical	
  experUse	
  
•  PotenUal	
  long	
  term	
  
employability	
  with	
  reduced	
  
risk	
  
	
  
Short	
  Term	
  
Courses	
  at	
  
University	
  for	
  
Industry	
  
employees	
  
-­‐Specific	
  courses	
  designed	
  to	
  keep	
  
industries	
  up	
  to	
  date	
  with	
  current	
  
technology	
  with	
  a	
  special	
  
emphasis	
  on	
  small	
  scale	
  
industries	
  
	
  
-­‐	
  Hands	
  on	
  training	
  about	
  latest	
  
lab	
  equipment	
  and	
  technology	
  
development	
  
	
  
-­‐1-­‐2	
  week	
  courses/seminars	
  
	
  
-­‐Publicity	
  for	
  available	
  courses	
  
through	
  the	
  university	
  webpage	
  
and	
  industry	
  convenUons	
  
	
  
	
  
	
  
	
  
University:	
  	
  
•  Funding	
  and	
  remunera5on	
  
in	
  lieu	
  of	
  the	
  knowledge	
  
•  Use	
  of	
  academic	
  concepts	
  in	
  
prac5cal	
  industrial	
  projects	
  
Industry:	
  	
  
•  Up-­‐to	
  date	
  manpower	
  
•  Technology	
  up-­‐gradaUon	
  	
  
•  InteracUon	
  with	
  Professors	
  
through	
  on	
  the	
  spot	
  problem	
  
solving	
  
PROPOSED	
  SOLUTIONS:	
  HIGH-­‐END	
  MANPOWER	
  DEVELOPMENT	
  
CHALLENGES	
  AND	
  MITIGATION	
  
• Private	
  companies	
  may	
  not	
  find	
  it	
  lucraUve	
  to	
  invest	
  in	
  research	
  owing	
  to	
  their	
  immediate	
  
goals	
  of	
  quarterly	
  profits	
  
• PotenUal	
  offering	
  of	
  fiscal	
  grants	
  &	
  other	
  incenUves	
  to	
  companies	
  to	
  reduce	
  risk	
  
Industries	
  driven	
  by	
  
‘Return	
  on	
  Investment’	
  
• 	
  Academia	
  and	
  industries	
  might	
  not	
  appreciate	
  the	
  mutual	
  benefits	
  of	
  the	
  symbiosis	
  
• Successful	
  implementaUon	
  on	
  forums	
  like	
  idea-­‐exchange	
  &	
  convenUons	
  to	
  bring	
  about	
  
direct	
  interacUon	
  	
  
Unawareness	
  about	
  
mutual	
  benefits	
  
• Industry	
  and	
  academia	
  may	
  not	
  come	
  on	
  agreeable	
  terms	
  over	
  the	
  possession	
  of	
  IPR	
  	
  
concerning	
  	
  	
  the	
  newly	
  developed	
  technologies	
  
• Strengthening	
  the	
  naUonal	
  IPR	
  and	
  patent	
  laws	
  to	
  safeguard	
  research	
  and	
  innovaUon	
  
• Revising	
  IPR	
  policies	
  at	
  the	
  University	
  level	
  to	
  facilitate	
  commercializaUon	
  of	
  a	
  student’s	
  
research	
  and	
  thesis	
  
Intellectual	
  Property	
  
Conflict	
  
• Challenge	
  of	
  striking	
  a	
  balance	
  between	
  the	
  flexibility	
  of	
  academic	
  research	
  and	
  market-­‐
driven	
  industrial	
  research	
  
• Earmark	
  a	
  certain	
  amount	
  of	
  	
  Government	
  fund	
  to	
  be	
  invested	
  in	
  fundamental	
  research	
  
Applied	
  vs.	
  Pure	
  
research	
  
• PotenUal	
  misuse	
  of	
  funds,	
  red	
  tape	
  for	
  approvals,	
  corrupUon	
  on	
  a	
  government	
  level	
  
• Lobbying	
  by	
  industries	
  to	
  further	
  their	
  self-­‐interests	
  based	
  on	
  profitability	
  instead	
  of	
  
promoUng	
  innovaUve	
  technologies	
  
• Robust	
  overseeing	
  of	
  implementaUon	
  through	
  periodic	
  reviews	
  &	
  centralized	
  audiUng	
  
facility	
  (website)	
  by	
  commiqee,	
  academia	
  and	
  industry	
  alike	
  
Bureaucracy	
  
&	
  Lobbying	
  
SOURCES
•  White	
  Paper	
  on	
  R&D	
  :	
  Department	
  of	
  Science	
  &	
  Technology,	
  Government	
  of	
  India	
  
•  InnovaUon	
  and	
  Growth	
  :	
  RaUonale	
  for	
  an	
  InnovaUve	
  Strategy,	
  OrganizaUon	
  for	
  
Economic	
  CooperaUon	
  and	
  Development	
  
•  Japanese	
  Research	
  and	
  InnovaUon	
  Policy,	
  published	
  by	
  VINNOVA	
  
•  Challenges	
  in	
  Industry-­‐Academia	
  CollaboraUon	
  by	
  Pankaj	
  Jalote,	
  Dept	
  of	
  CSE,	
  IIT	
  
Kanpur	
  	
  
•  www.bricdata.com	
  
•  Building	
  Bricks	
  :	
  Exploring	
  Global	
  Research	
  and	
  InnovaUon	
  impact	
  of	
  Brazil,	
  Russia,	
  
India,	
  China,	
  South	
  Korea	
  by	
  Thomson	
  Reuters	
  
•  hqp://corporate.stanford.edu/affiliate_programs.html	
  
•  Science	
  and	
  Technology	
  InnovaUon	
  Policy	
  2013,	
  Government	
  of	
  India	
  
•  NaUonal	
  InnovaUon	
  Council,	
  Government	
  of	
  India	
  
•  Project	
  Atlas	
  :	
  India,	
  InsUtute	
  for	
  InternaUonal	
  EducaUon	
  
•  Special	
  Thanks	
  to	
  Prof.	
  Udayan	
  Ganguly,	
  Dept.	
  of	
  Electrical	
  Engineering	
  and	
  Prof.	
  
S.D.Jog,	
  Dept.	
  of	
  Mechanical	
  Engineering	
  at	
  IIT	
  Bombay	
  
	
  
	
  

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IITbSymbiosis

  • 1. MANTHAN   Brain  Gain:  Promoting  Research  and   Innovation     Yamini  Bansal   Madalsa  Singh   Saniya  Pawar   Aaradhya  Srivastava     Ayush  Kanodia  
  • 2.     Lack  of  Commercially  viable   research   •  India  filed  only  0.3%  of  total  world   patents  compared  to  China  which  filed   as  many  as  15%.   •  India’s  total  patent  output  from   1981-­‐2011  was  approximately  37,000.   •  China’s  patent  output  during  the  same   period  exceeded  150,000.       Lack  of  Innova5on-­‐driven   R&D  from  the  Private   Sector   •  India  has  only  14  companies  in  the   2011  R&D  rankings  of  the  top  1400   world  companies   •  The  highest  ranked  Indian  company,   Tata  Motors  stands  at  264th  in     comparison  to  General  Motors  which  is   9th   Current Scenario of R&D in India Migra5on  of  Indian   Graduates  Abroad   •  The  number  of  Indian  students   studying  abroad  in  2010  was  2,00,621   •  Several  IT  graduates  had  leR  India  and   emerged  as  important  Entrepreneurs   where  15%  of  the  start  ups  today  are   supposed  to  by  people  of  Indian  origin     AMBIT  OF  THE  PROBLEM  
  • 3. Low  research  &  Low  pracUcal   component  in  curriculum         Absence  of  high-­‐knowledge  jobs   and  innovaUve  enterprises           Lower  competency  at  the  world   market  in  terms  of  product   innovaUon  and  technologies         India  sUll  relying  on  industries   harnessing  obsolete  techniques         StagnaUon  of  innovaUon    at   the  University  Level   StagnaUon  of  skills  at  the   Employability  Level     StagnaUon  of  technology  at   Industry  Level     StagnaUon  of  economy  due   to  non-­‐sustainability     *Lack  of  commercially  viable  research     *Lack  of  monetary  incenUves   *Research  is  not  marketable   *OpportuniUes  to  enter  industrial    research  abroad   *Companies  are  not  focusing     on  potenUal  technology  for  the   long  term  but  depending  on   exisUng  technology     *Absence  of  a  government-­‐ backed  engagement  forum  for   high  end  technology   *Private  companies  driven  by   quarterly  profits  and  “Returns  on   Investment”   *Companies  making  the   maximum  revenues  like  Indian   Oil  CorporaUon  are  not  those   which  heavily  depend  on  R&D   for  sustenance   *Lack  of  incenUve  to  invest   *The  trend  in  the  private  sector   is  to  buy  technology  rather  than   undertake  high-­‐risk,  high-­‐ investment  R&D   AMBIT  OF  THE  PROBLEM  
  • 4. PROPOSED  SOLUTION   Market-­‐Driven  Industry-­‐Academia  Engagement   Institute-­‐Industry   AfKiliate  Programs   Training  for  high-­‐ end  manpower   development   Creation  of  Kield-­‐ speciKic,   collaborative   Innovation  Clusters   We  suggest  ways  to  increase  the  %   contribu3on  of  the  Private  Sector  in  R&D   with    Academia   Israel  spends  more  than  4%  of  GDP  in  Research  &  Development   (R&D)  while  Japan,  South  Korea  and  Scandinavian  countries  spend   more  than  3%.  US,  France,  Germany  spend  more  than  2%  and  China   spends  more  than  1.50%.  But  the  most  important  point  is,  in  all  these   countries,  Industry  spends  more  than  government  in  R&D;  in  some   countries,  3  3mes  more  than  Government  spending.  In  India,  while   total  spending  in  R&D  is  around  1%,  Government's  spending  is  2  to  3   3mes  more  than  that  of  Industry's.  
  • 5. The  Industry  Innova0on  Clusters  under  Na0onal  Innova0on  Council  were  formed  with  the  objec0ve  of  catering  to  mutual  needs  of   industry  and  academia  by  providing  an  avenue  for  co-­‐opera0on.  Our  objec0ve  is  to  a@ract  private  investment  to  these  clusters   To  increase  funds  and  expand  to  high-­‐end  technological  research,  we  propose:   •  CreaUon  of  clusters  specific  to  a  prominent  areas  of  research  like  Renewable   Energy,  Nanotechnology,  CS-­‐IT,  Manufacturing  Processes     •  IntroducUon  of  lab  faciliUes  with  mulUple  university  partnerships  sponsored   by  private  companies     •  Jointly  owned  lab  equipment  for  common  use     PROPOSED  SOLUTION:  INNOVATION  CLUSTERS  2.0   Landscaping   ConceptualizaUon   Product  Design   Servicing  Product  TesUng   Sales   University  Professors  and  Researchers  can  assist  the  companies  here   Why  is  this  beJer  than  them  working  in  their  own  R&D  labs?   •  Jointly  owned  expensive  infrastructure   •  Pre-­‐compeUUve  knowledge  sharing     •  Opportunity  to  invest  in  high-­‐risk  research   •  Access  to  mulUtudes  of  technology  on  the  same  ground   •  High  concentraUon  of  experts  from  various  fields  
  • 6. Implementation   PROPOSED  SOLUTION:  INNOVATION  CLUSTERS  2.0     • The  government  will  set  aside  an  iniUal  seed  capital  for  the  NaUonal  InnovaUon  Council  to  develop   these  high-­‐end  technology  clusters  IniUal  capital  investment   • Private  Companies  in  all  sectors  will  be  invited    to  be  signatories  to  an  agreement  that  would  enable   them  to  sponsor  the  sejng  up  their  field-­‐specific  faciliUes  and  secure  returns  on  their  engagement.   Invite  companies  to  be   voluntary  signatories   • A  panel  consisUng  of  senior  research  scienUsts  and  industrial  representaUve  will  be  set  up  to   evaluate  the  prospecUve  areas  of  research  working  with  NaUonal  InnovaUon  Council   • The  panel  will  be  required  to  submit  detailed  proposals  on  the  resources  (lab  equipment  etc.)   required  for  the  sejng  up  of  each  cluster   IdenUficaUon  of  potenUal   areas  of  research     • ConstrucUon  of  the  facility  and  procurement  of  required  lab  equipments  in  a  specified  Ume  frame   • They  will  hold  regular  convenUons  to  make  road-­‐maps  for  development  and  idea-­‐exchange  Sejng  up   • Quarterly  meeUngs  will  be  held  at  the  clusters  to  facilitate  dialogue  between  private  companies  and   universiUes  to  review  current  work  and  evaluate  future  requirements  of  funding   • A  contact  point  will  be  provided  to  both  universiUes  and  industries  to  facilitate  easy  communicaUon   ConUnuing  Engagement  
  • 7. Stake-­‐Holder  Analysis   R&D   Government   of  India   Private   Players   Technical   Start-­‐Ups   University   Partners   *IniUal  Funding   for  basic  infrastructure   (Upto  10  years)   *Consistent  flow  of    funds   *Technical  SoluUons   *OpUmized  products   *Government    incenUves     *Opportunity  to  produce  prototypes   (linking  technological  development   to  commercial  products  )   *Infrastructure   *Challenging  problems   *New  Ideas/SoluUons   *Consultancy   *Funds   *Marketable  ideas   *Infrastructure   *HR   *IncubaUon   *Technical  assistance   Technical  research  of   *Strategic  importance   *Healthcare   *Socio-­‐Economic     PROPOSED  SOLUTION:  INNOVATION  CLUSTERS  2.0    
  • 8. University  of  Stanford  currently  has  more  40  academic  department-­‐corporate  affiliate  programs,  from  startups  to   mature  corporates,  to  provide  educa0on,  research  partnership  and  connec0ons  to  world  class  faculty  and  students     PROPOSED  SOLUTION:  AFFILIATE  PROGRAMS   FormaUon  of  inter-­‐ disciplinary  centers   within  universiUes   keeping  the  need  of   the  industry  in  mind   Industries  enter  into   affiliate  programs   with  these  centers   based  on  research   requirements     Companies  engage  for   consultancy,  tesUng   faciliUes,  process   opUmizaUon  and   technical  approvals       Impact:   1.  Removes  the  hassles  involved  for  companies   requiring  soluUons  to  mulU-­‐disciplinary   problems     2.  Students  working  in  the  department/research   lab  get  hands-­‐on  experience  of  industry   problem  statements   3.  Introduces  the  relevance  of  applied  research  in   the  university   4.  Involves  the  pumping  of  money  in  the   department/research  facility  as  opposed  to   the  money  earned  by  professors  through   individual  consultancy  as  in  status  quo   5.  Opportunity  for  Industries  to  work  with  the   pool  of  scienUfic  experUse  from  abroad   through  the  network  of  the  exisUng  professors   ImplementaUon:   1.  IdenUficaUon  of  prospecUve  problems  areas   in  industries  involving  mulUdisciplinary   research   2.  Designing  a  legal  framework  for  the  affiliate   program  (resources  to  be  shared,  funds  to   be  provided)     3.  Holding  annual  meeUngs  to  review  progress   of  the  program  and  anUcipate  future   requirements   4.  Giving  enough  flexibility  to  exercise  IPR  to   both  the  industry  and  university  
  • 9. Descrip5on   Implementa5on   Impact   Fellowships  &   Exchange   Programs   Private  companies  will  consUtute   fellowship  programs/  exchange   programs  to  enable  university   students  to  work  with  industrial   research  groups  within  their   faciliUes  for  product  innovaUon   and  opUmizaUon       -­‐Provision  of  salary,  awards,   fringe  benefits  and  project  costs     -­‐PotenUal  of  becoming  a   permanent  employee  of  the   company     -­‐A  review  team  of  the  private   company  to  execute  selecUon   procedure,  performance  based   review  of  the  fellow     University:     •  Increasing  employability  of   the  students  of  the   university   •  Making  higher  educaUon   cost  effecUve   Industry:   •  Employment  of  newly   acquired  technical  experUse   •  PotenUal  long  term   employability  with  reduced   risk     Short  Term   Courses  at   University  for   Industry   employees   -­‐Specific  courses  designed  to  keep   industries  up  to  date  with  current   technology  with  a  special   emphasis  on  small  scale   industries     -­‐  Hands  on  training  about  latest   lab  equipment  and  technology   development     -­‐1-­‐2  week  courses/seminars     -­‐Publicity  for  available  courses   through  the  university  webpage   and  industry  convenUons           University:     •  Funding  and  remunera5on   in  lieu  of  the  knowledge   •  Use  of  academic  concepts  in   prac5cal  industrial  projects   Industry:     •  Up-­‐to  date  manpower   •  Technology  up-­‐gradaUon     •  InteracUon  with  Professors   through  on  the  spot  problem   solving   PROPOSED  SOLUTIONS:  HIGH-­‐END  MANPOWER  DEVELOPMENT  
  • 10. CHALLENGES  AND  MITIGATION   • Private  companies  may  not  find  it  lucraUve  to  invest  in  research  owing  to  their  immediate   goals  of  quarterly  profits   • PotenUal  offering  of  fiscal  grants  &  other  incenUves  to  companies  to  reduce  risk   Industries  driven  by   ‘Return  on  Investment’   •   Academia  and  industries  might  not  appreciate  the  mutual  benefits  of  the  symbiosis   • Successful  implementaUon  on  forums  like  idea-­‐exchange  &  convenUons  to  bring  about   direct  interacUon     Unawareness  about   mutual  benefits   • Industry  and  academia  may  not  come  on  agreeable  terms  over  the  possession  of  IPR     concerning      the  newly  developed  technologies   • Strengthening  the  naUonal  IPR  and  patent  laws  to  safeguard  research  and  innovaUon   • Revising  IPR  policies  at  the  University  level  to  facilitate  commercializaUon  of  a  student’s   research  and  thesis   Intellectual  Property   Conflict   • Challenge  of  striking  a  balance  between  the  flexibility  of  academic  research  and  market-­‐ driven  industrial  research   • Earmark  a  certain  amount  of    Government  fund  to  be  invested  in  fundamental  research   Applied  vs.  Pure   research   • PotenUal  misuse  of  funds,  red  tape  for  approvals,  corrupUon  on  a  government  level   • Lobbying  by  industries  to  further  their  self-­‐interests  based  on  profitability  instead  of   promoUng  innovaUve  technologies   • Robust  overseeing  of  implementaUon  through  periodic  reviews  &  centralized  audiUng   facility  (website)  by  commiqee,  academia  and  industry  alike   Bureaucracy   &  Lobbying  
  • 11. SOURCES •  White  Paper  on  R&D  :  Department  of  Science  &  Technology,  Government  of  India   •  InnovaUon  and  Growth  :  RaUonale  for  an  InnovaUve  Strategy,  OrganizaUon  for   Economic  CooperaUon  and  Development   •  Japanese  Research  and  InnovaUon  Policy,  published  by  VINNOVA   •  Challenges  in  Industry-­‐Academia  CollaboraUon  by  Pankaj  Jalote,  Dept  of  CSE,  IIT   Kanpur     •  www.bricdata.com   •  Building  Bricks  :  Exploring  Global  Research  and  InnovaUon  impact  of  Brazil,  Russia,   India,  China,  South  Korea  by  Thomson  Reuters   •  hqp://corporate.stanford.edu/affiliate_programs.html   •  Science  and  Technology  InnovaUon  Policy  2013,  Government  of  India   •  NaUonal  InnovaUon  Council,  Government  of  India   •  Project  Atlas  :  India,  InsUtute  for  InternaUonal  EducaUon   •  Special  Thanks  to  Prof.  Udayan  Ganguly,  Dept.  of  Electrical  Engineering  and  Prof.   S.D.Jog,  Dept.  of  Mechanical  Engineering  at  IIT  Bombay