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HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

Contribution of self-archiving
to the implementation of open access policies:
The case of the Institutional Repository ESTIA of
Harokopio University

Ifigenia Vardakosta
Eftychia Koufakou
Marios Bekatoros

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

Session Overview
 ESTIA
 Open Access Policies
 ESTIA’S workflow 2006-2012
 Self Archiving 2012 Architecture
 Assessment
 Future Work
International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

ESTIA
• Institutional Repository of HUA (http://estia.hua.gr:8080/dspace/)
• Implemented in 2006 under 2nd European Community Framework
• Collects all undergraduate, postgraduate dissertations and PhDs
carried out at HUA (more than 2000 metadata records)
• Provides metadata record and URL connection with Greek National
Archive of PhD Theses for those PhDs from various academic
institutions holds the LIC in print format
• Dspace (DC, OAI-PMH, Unicode UTF-8)
• Harvested by various aggregators e.g. Openarchives, search engines
e.g.Google

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

OPEN ACCESS POLICIES
• Mandatory submission
(Dep. of Home Economics & Ecology and Dep. of Geography: mandatory
submission of dissertations with grade 9 and 10)

• Postgraduates and dissertations with no embargo
(only 2 PhDs are embargoed, their metadata can be found in ESTIA)

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

ESTIA SUBMISSION WORKFLOW 2006-2012
Disadvantages
•

physical presence of
the student at the
LIC was required

•

technical problems
usually occurred

•

Secretariats
misunderstandings
were frequent

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

SELF ARCHIVING
• In the framework of Digital Convergence and in co-operation with
Network Operation Centre
• In 2012 (pilot implementation into 2 Secretariats: Post Graduate
Programme of Nutrition & Dietetics and Dep. of Informatics and
Telematics)
• Priority given to:
– Policy development
– Organization of workshop for users
– Web content restructuring
(http://www.library.hua.gr/index.php/2012-01-20-07-44-52)

– Instructional flyers
(http://www.library.hua.gr/images/Odigies_ypovolis_ESTIA.pdf)

• In May 2013: full implementation into 8 secretariats

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

ESTIA’S SELF ARCHIVING WORKFLOW
Benefits
•

Remote access

• Reduce of costs
• Cooperation improvement
(Secretary-LIC)
• Metadata and vocabulary
control

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

ARCHITECTURE (1/2)

• J2EE Architecture
• Programming languages:
Java and JSP
• Object-oriented
architecture
• Open Source Platform:
Dspace
• Communication between
Repository and Selfarchiving application: Web
Service API
Web Service API can be found:
http://sourceforge.net/p/e-thesis/code/HEAD/tree/E-ThesisWS/
International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

ARCHITECTURE (2/2)

Relational database which stores:
1.
2.
3.
4.
5.

Platform users
Submissions
Collections
Errors
Secondary system data that include:
•
•

User authentication service
University's email server

Operates: Oracle Glassfish Server 3
Java code can be found:
https://github.com/bekatoros/ethesis
International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

SURVEY
• Between June - July 2013
• Secretariats of all departments
• Students who submitted their
undergraduate-postgraduate dissertation
/ PhD to the collection

Response Rates

• 2 different electronic questionnaires
(22 questions for students and 18 for
secretariats) with common sections
regarding the satisfaction of:

7 responses from Secretariats (100%)
(1 Secretary is both for under and
postgraduate students)

75 of 105 students (72%)

personnel
instructions & guidance
usage of self archiving application

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

SURVEY RESULTS (1/2)
Common Sections
Satisfaction (“very much”) of Personnel
Students

Usage of Self Archiving Application

Secretariats
57%

LIC:

NOC:

55%

NOC:

71%

71%

54%

Timeless

100%

57%

51%

43%

Easy to use

LIC:

46%

Simple

66%

Secretariats

User friendly

Secretariats:

Students

50%

71%

Satisfaction (“very much”) of Instructions & Guidance
Students

Secretariats

53%

71%

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

SURVEY RESULTS (2/2)
Student satisfaction (“very much”) of
Submission

Secretariats opinion on the
Implementation of the new workflow procedure

Simple metadata fulfillment

50%

Considered “essential”

86%

Login

62%

Reduced paper use

29%

Copyright policy

46%

Beneficial for students

57%

Improved workflow

29%

Immediate handle of work

43%

Student’s opinion regarding ESTIA
University should sustain a repository

55% (strongly agree)

Useable information source

49% (agree)

Use for information retrieval

51% (agree)

Should be an open access repository

40% (strongly agree)

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

Future Work
 Bilingual interface (for students)
 Chronological ranking (for secretariats)
 “Communication” with Greek National Archive of PhD
Theses

LIC should :
 Organize twice a year graduate students’ seminar
before the submission
 Constantly provide information regarding open access
and copyright issues to patrons

International Open Access Conference @ EKT, Oct.16-18, 2013
HAROKOPIO UNIVERSITY
LIBRARY & INFORMATION CENTRE
NETWORK OPERATION CENTRE

Contribution of self-archiving to the implementation
of open access policies:
The case of the Institutional Repository ESTIA
of Harokopio University

Thank you!
Ifigenia Vardakosta
ifigenia@hua.gr
Eftychia Koufakou
effiek@hua.gr
Marios Bekatoros
bekatoros@hua.gr

International Open Access Conference @ EKT, Oct.16-18, 2013

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Estia hua 16.10_final

  • 1. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE Contribution of self-archiving to the implementation of open access policies: The case of the Institutional Repository ESTIA of Harokopio University Ifigenia Vardakosta Eftychia Koufakou Marios Bekatoros International Open Access Conference @ EKT, Oct.16-18, 2013
  • 2. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE Session Overview  ESTIA  Open Access Policies  ESTIA’S workflow 2006-2012  Self Archiving 2012 Architecture  Assessment  Future Work International Open Access Conference @ EKT, Oct.16-18, 2013
  • 3. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE ESTIA • Institutional Repository of HUA (http://estia.hua.gr:8080/dspace/) • Implemented in 2006 under 2nd European Community Framework • Collects all undergraduate, postgraduate dissertations and PhDs carried out at HUA (more than 2000 metadata records) • Provides metadata record and URL connection with Greek National Archive of PhD Theses for those PhDs from various academic institutions holds the LIC in print format • Dspace (DC, OAI-PMH, Unicode UTF-8) • Harvested by various aggregators e.g. Openarchives, search engines e.g.Google International Open Access Conference @ EKT, Oct.16-18, 2013
  • 4. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE OPEN ACCESS POLICIES • Mandatory submission (Dep. of Home Economics & Ecology and Dep. of Geography: mandatory submission of dissertations with grade 9 and 10) • Postgraduates and dissertations with no embargo (only 2 PhDs are embargoed, their metadata can be found in ESTIA) International Open Access Conference @ EKT, Oct.16-18, 2013
  • 5. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE ESTIA SUBMISSION WORKFLOW 2006-2012 Disadvantages • physical presence of the student at the LIC was required • technical problems usually occurred • Secretariats misunderstandings were frequent International Open Access Conference @ EKT, Oct.16-18, 2013
  • 6. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE SELF ARCHIVING • In the framework of Digital Convergence and in co-operation with Network Operation Centre • In 2012 (pilot implementation into 2 Secretariats: Post Graduate Programme of Nutrition & Dietetics and Dep. of Informatics and Telematics) • Priority given to: – Policy development – Organization of workshop for users – Web content restructuring (http://www.library.hua.gr/index.php/2012-01-20-07-44-52) – Instructional flyers (http://www.library.hua.gr/images/Odigies_ypovolis_ESTIA.pdf) • In May 2013: full implementation into 8 secretariats International Open Access Conference @ EKT, Oct.16-18, 2013
  • 7. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE ESTIA’S SELF ARCHIVING WORKFLOW Benefits • Remote access • Reduce of costs • Cooperation improvement (Secretary-LIC) • Metadata and vocabulary control International Open Access Conference @ EKT, Oct.16-18, 2013
  • 8. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE International Open Access Conference @ EKT, Oct.16-18, 2013
  • 9. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE ARCHITECTURE (1/2) • J2EE Architecture • Programming languages: Java and JSP • Object-oriented architecture • Open Source Platform: Dspace • Communication between Repository and Selfarchiving application: Web Service API Web Service API can be found: http://sourceforge.net/p/e-thesis/code/HEAD/tree/E-ThesisWS/ International Open Access Conference @ EKT, Oct.16-18, 2013
  • 10. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE ARCHITECTURE (2/2) Relational database which stores: 1. 2. 3. 4. 5. Platform users Submissions Collections Errors Secondary system data that include: • • User authentication service University's email server Operates: Oracle Glassfish Server 3 Java code can be found: https://github.com/bekatoros/ethesis International Open Access Conference @ EKT, Oct.16-18, 2013
  • 11. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE SURVEY • Between June - July 2013 • Secretariats of all departments • Students who submitted their undergraduate-postgraduate dissertation / PhD to the collection Response Rates • 2 different electronic questionnaires (22 questions for students and 18 for secretariats) with common sections regarding the satisfaction of: 7 responses from Secretariats (100%) (1 Secretary is both for under and postgraduate students) 75 of 105 students (72%) personnel instructions & guidance usage of self archiving application International Open Access Conference @ EKT, Oct.16-18, 2013
  • 12. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE SURVEY RESULTS (1/2) Common Sections Satisfaction (“very much”) of Personnel Students Usage of Self Archiving Application Secretariats 57% LIC: NOC: 55% NOC: 71% 71% 54% Timeless 100% 57% 51% 43% Easy to use LIC: 46% Simple 66% Secretariats User friendly Secretariats: Students 50% 71% Satisfaction (“very much”) of Instructions & Guidance Students Secretariats 53% 71% International Open Access Conference @ EKT, Oct.16-18, 2013
  • 13. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE SURVEY RESULTS (2/2) Student satisfaction (“very much”) of Submission Secretariats opinion on the Implementation of the new workflow procedure Simple metadata fulfillment 50% Considered “essential” 86% Login 62% Reduced paper use 29% Copyright policy 46% Beneficial for students 57% Improved workflow 29% Immediate handle of work 43% Student’s opinion regarding ESTIA University should sustain a repository 55% (strongly agree) Useable information source 49% (agree) Use for information retrieval 51% (agree) Should be an open access repository 40% (strongly agree) International Open Access Conference @ EKT, Oct.16-18, 2013
  • 14. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE Future Work  Bilingual interface (for students)  Chronological ranking (for secretariats)  “Communication” with Greek National Archive of PhD Theses LIC should :  Organize twice a year graduate students’ seminar before the submission  Constantly provide information regarding open access and copyright issues to patrons International Open Access Conference @ EKT, Oct.16-18, 2013
  • 15. HAROKOPIO UNIVERSITY LIBRARY & INFORMATION CENTRE NETWORK OPERATION CENTRE Contribution of self-archiving to the implementation of open access policies: The case of the Institutional Repository ESTIA of Harokopio University Thank you! Ifigenia Vardakosta ifigenia@hua.gr Eftychia Koufakou effiek@hua.gr Marios Bekatoros bekatoros@hua.gr International Open Access Conference @ EKT, Oct.16-18, 2013