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Capability Approach in assessment of
Urban Q l of Life
  b Quality f f
by Giovanna Fancello
Phd student in Architecture and Planning
Department of Architecture Design and Planning
University of Sassari – Italy
Capability Approach in assessment of Urban Quality of Life


This is a survey paper on recent studies of application of the capability approach on
the evaluation of the quality of life related to urban and territorial environment.

The particular focus of the comparative exercise is to explore the degree and the
ways in which different methodological and operational approaches may be effective
to produce results and to reveal and shed light on eminently urban and territorial
factors of human capabilities.



1. The capability approach and the Urban Quality of life

2. The Benchmark model

3. Case studies

4. Conclusions
Capability Approach in assessment of Urban Quality of Life


The capability approach...
The Capability Approach can be provisionally defined as an approach to comparative quality-
of-life assessment and to theorizing about basic social justice. It holds that the key question to
ask, when comparing societies and assessing them for their basic decency or justice, is, “What is
each person able to do and to be?”(Nussbaum, 2011)




...and the Urban Quality of Life
The concept of Urban QoL may be intended in two different ways
      a.    mere criterion of spatial delimitation of the area of study
      b.    urban, territorial and spatial components and factors of human capabilities
Capability Approach in assessment of Urban Quality of Life


The Benchmark model
The model defines some requirements that should be present in a QoL assessment in
terms of the capability approach

(a) The list of capabilities. Explicit formulation – Methodological justification – Sensitivity to
    the context of research – Different levels - Exhaustion and not reduction

(b) The focus on individual. The Capability approach regards the individual as the
    fundamental unit of moral concern in the analysis for QoL measurement .The information
    gathered for the valuation model should be indicative of urban opportunities available to
    single individuals.

(c) The focus on spatial distribution of capabilities and context inequalities.

(d) The assessment of capabilities and not only functionings.



 Robeyns, 2003
Capability Approach in assessment of Urban Quality of Life


      Case studies
      ... that do not make explicit reference to the CA

      S24O. Italian financial newspaper “Il Sole 24 Ore” produces for over twenty years a dossier on
      the “livability” of the 107 Italian provinces.

      CI.
      CI Capacity inventory (Asset-Based Community Development Institute) is a practice adopted in
                                                               Institute)*
      deprived neighborhoods which aims to develop urban policies and activities based on the
      analysis of individual capacity and skills not develop in low-income population living in the area.
                                                                low income

      LIMMA. Liu** builds a model of QoL to assess in 83 metropolitan areas the “opportunity for
      individual h i ” d th b d th t thi l d t i
      i di id l choice” and the burden that this leads to increasing Q L
                                                                 i QoL.

      WSC. Rogers’s research*** intent to analyse urban QoL from a perspective very close to the CA
      and starting from the consideration that social capital is strictly linked to the urban structure and
      involved in improving QoL.



*McKnight, J.Kretzmann (1996);**B. Liu (1975;1977; 1978) ;***S. H. Rogers, J. M. Hastead, K. H. Gardner, C. H. Carlson (2010)
Capability Approach in assessment of Urban Quality of Life


      Case studies
      ...that intent to operationalize the CA in assessing urban QoL

      GW. The Glasgow project* seeks to develop a questionnaire to measure outcomes within the
      capabilities framework for use in the evaluation of public health and social interventions.

      WB. Wellbebe**
      WB W llb b ** research program b ild a well-being i d i B l i f the democratic
                           h         builds    ll b i index in Belgium for h d    i
      choice of policies for sustainable development of the territory.

      MI. E. Chiappero Martinetti, S. Moroni and G. Nuvolati (2011) conducted in Milan a research***
      on poverty (understood as a lack of well-being) starting from the Sen’s concept of QoL.

      UCC. This research**** aims to assess UQoL in developed countries starting from the analysis of
      children s
      children’s urban capabilities.
                       capabilities




*P.K. Lorgelly, et al.(2008);**L. Van Ootegem, E. Verhofstadt (2011);***E. Chiappero-Martinetti, et. al. (2011);****I. Blečić, A.Cecchini, V. Talu (2011)
Capability Approach in assessment of Urban Quality of Life

                      Case studies compared to the benchmark model
                                                (b)Focus on          (c)Spatial
   CA                   Research   (a)List                                                    (d)Functionings or Capabilities
                                                individual           distribution
                                                Only for few                                  Only some information are
                                   Not                               Not
                        S24O                    indicators but not                            representative of functionings or
                                   defined                           analysed
                                                an aim                                        capabilities
             iented




                                                Explicit             Analysed in the asset    All indicators are representatives of
                        CI         Implicit
                                                aim                  mapping                  capabilities
 mplicitly ori




                                   Not                               Not                      All are functionings, only some
                        LIMMA                   Analysed
                                   defined                           analysed                 represent capabilities
                                                Explicit
                                                E plicit             Analysed
                                                                     Anal sed at              All are functionings, only some
                                                                                                      f nctionings onl
Im




                        WSC        Implicit
                                                aim                  neighborhood scale       represent capabilities
                                                Explicitly           Implicitly and only      Analyse capabilities by asking people
                        GW         Defined
                                                analysed             partially analysed       in functionings
                                                Explicitly                                    Analyse both capabilities and
            riented




                        WB         Defined                           Not analysed
                                                analysed                                      functionings for each dimension
 xplicitly or




                                   Implicitly   Partially            Analysed but not         Assess some capabilities by analysing
                        MI
                                   Defined      analysed             always with valid data   functionings and public endowments
                                                Explicitly                                    Starting from functionings to
Ex




                        UCC        Defined                           Analysed
                                                analysed                                      understand some capabilities
Capability Approach in assessment of Urban Quality of Life

Conclusions
The CA can become a new point of view for research on urban QoL however
                                                                   QoL,
studies that aim to assess urban QoL from CA are still few due to the difficulty in
operationalise the approach and in find adequate data.

Among the studies that implicitly refer to the CA it is possible to drawn on some
methodological approachs to assess capabilities and the links between individual
            g       pp                   p
quality of life and urban structure.


Some problems persist:
(1) Difficulty in defining an explicit list in reference to the context of research

(2) Most of the researches analyse functionings and not capabilities because of the lack of data
    and the difficulty to assess their complexity

(3) The capability set is defined without consider individual preferences

(4) The lack in the analysis of the spatial distribution of individual and contextual inequalities
Capability Approach in assessment of Urban Quality of Life




        Thank you!
      Comments are welcomed

         Giovanna Fancello
 Phd student i Architecture and Planning
        d in A hi              d Pl i
Department of Architecture Design and Planning
         University of Sassari – Italy
   giannina.fancello@gmail.com

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Fancello input2012

  • 1. Capability Approach in assessment of Urban Q l of Life b Quality f f by Giovanna Fancello Phd student in Architecture and Planning Department of Architecture Design and Planning University of Sassari – Italy
  • 2. Capability Approach in assessment of Urban Quality of Life This is a survey paper on recent studies of application of the capability approach on the evaluation of the quality of life related to urban and territorial environment. The particular focus of the comparative exercise is to explore the degree and the ways in which different methodological and operational approaches may be effective to produce results and to reveal and shed light on eminently urban and territorial factors of human capabilities. 1. The capability approach and the Urban Quality of life 2. The Benchmark model 3. Case studies 4. Conclusions
  • 3. Capability Approach in assessment of Urban Quality of Life The capability approach... The Capability Approach can be provisionally defined as an approach to comparative quality- of-life assessment and to theorizing about basic social justice. It holds that the key question to ask, when comparing societies and assessing them for their basic decency or justice, is, “What is each person able to do and to be?”(Nussbaum, 2011) ...and the Urban Quality of Life The concept of Urban QoL may be intended in two different ways a. mere criterion of spatial delimitation of the area of study b. urban, territorial and spatial components and factors of human capabilities
  • 4. Capability Approach in assessment of Urban Quality of Life The Benchmark model The model defines some requirements that should be present in a QoL assessment in terms of the capability approach (a) The list of capabilities. Explicit formulation – Methodological justification – Sensitivity to the context of research – Different levels - Exhaustion and not reduction (b) The focus on individual. The Capability approach regards the individual as the fundamental unit of moral concern in the analysis for QoL measurement .The information gathered for the valuation model should be indicative of urban opportunities available to single individuals. (c) The focus on spatial distribution of capabilities and context inequalities. (d) The assessment of capabilities and not only functionings. Robeyns, 2003
  • 5. Capability Approach in assessment of Urban Quality of Life Case studies ... that do not make explicit reference to the CA S24O. Italian financial newspaper “Il Sole 24 Ore” produces for over twenty years a dossier on the “livability” of the 107 Italian provinces. CI. CI Capacity inventory (Asset-Based Community Development Institute) is a practice adopted in Institute)* deprived neighborhoods which aims to develop urban policies and activities based on the analysis of individual capacity and skills not develop in low-income population living in the area. low income LIMMA. Liu** builds a model of QoL to assess in 83 metropolitan areas the “opportunity for individual h i ” d th b d th t thi l d t i i di id l choice” and the burden that this leads to increasing Q L i QoL. WSC. Rogers’s research*** intent to analyse urban QoL from a perspective very close to the CA and starting from the consideration that social capital is strictly linked to the urban structure and involved in improving QoL. *McKnight, J.Kretzmann (1996);**B. Liu (1975;1977; 1978) ;***S. H. Rogers, J. M. Hastead, K. H. Gardner, C. H. Carlson (2010)
  • 6. Capability Approach in assessment of Urban Quality of Life Case studies ...that intent to operationalize the CA in assessing urban QoL GW. The Glasgow project* seeks to develop a questionnaire to measure outcomes within the capabilities framework for use in the evaluation of public health and social interventions. WB. Wellbebe** WB W llb b ** research program b ild a well-being i d i B l i f the democratic h builds ll b i index in Belgium for h d i choice of policies for sustainable development of the territory. MI. E. Chiappero Martinetti, S. Moroni and G. Nuvolati (2011) conducted in Milan a research*** on poverty (understood as a lack of well-being) starting from the Sen’s concept of QoL. UCC. This research**** aims to assess UQoL in developed countries starting from the analysis of children s children’s urban capabilities. capabilities *P.K. Lorgelly, et al.(2008);**L. Van Ootegem, E. Verhofstadt (2011);***E. Chiappero-Martinetti, et. al. (2011);****I. Blečić, A.Cecchini, V. Talu (2011)
  • 7. Capability Approach in assessment of Urban Quality of Life Case studies compared to the benchmark model (b)Focus on (c)Spatial CA Research (a)List (d)Functionings or Capabilities individual distribution Only for few Only some information are Not Not S24O indicators but not representative of functionings or defined analysed an aim capabilities iented Explicit Analysed in the asset All indicators are representatives of CI Implicit aim mapping capabilities mplicitly ori Not Not All are functionings, only some LIMMA Analysed defined analysed represent capabilities Explicit E plicit Analysed Anal sed at All are functionings, only some f nctionings onl Im WSC Implicit aim neighborhood scale represent capabilities Explicitly Implicitly and only Analyse capabilities by asking people GW Defined analysed partially analysed in functionings Explicitly Analyse both capabilities and riented WB Defined Not analysed analysed functionings for each dimension xplicitly or Implicitly Partially Analysed but not Assess some capabilities by analysing MI Defined analysed always with valid data functionings and public endowments Explicitly Starting from functionings to Ex UCC Defined Analysed analysed understand some capabilities
  • 8. Capability Approach in assessment of Urban Quality of Life Conclusions The CA can become a new point of view for research on urban QoL however QoL, studies that aim to assess urban QoL from CA are still few due to the difficulty in operationalise the approach and in find adequate data. Among the studies that implicitly refer to the CA it is possible to drawn on some methodological approachs to assess capabilities and the links between individual g pp p quality of life and urban structure. Some problems persist: (1) Difficulty in defining an explicit list in reference to the context of research (2) Most of the researches analyse functionings and not capabilities because of the lack of data and the difficulty to assess their complexity (3) The capability set is defined without consider individual preferences (4) The lack in the analysis of the spatial distribution of individual and contextual inequalities
  • 9. Capability Approach in assessment of Urban Quality of Life Thank you! Comments are welcomed Giovanna Fancello Phd student i Architecture and Planning d in A hi d Pl i Department of Architecture Design and Planning University of Sassari – Italy giannina.fancello@gmail.com