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0 - SEA: methodological paths and functional efficiency for
municipality urban planning

 Summary

 1 – Characteristics and peculiarity of SEA for Municipal Urban Plans

 2 – Environmental knowledge construction, techniques and method


 3 – Environmental assessment, tools and procedures


 4 – Considerations about technical content and operative effectiveness
1 - general consideration on Urban Plan of Genova Municipality SEA
  SOMMARIO


 Few axioms founding SEA formulation
 A) About urban municipality plan
 1 – Municipal Urban Plans draw up a project of a possible world , respectful
 of public interest
 2 – The project language is hybrid, joining the land use plan with
 transformations governing norms
 3 –Environmental quality and sustainability are taken into consideration more
 frequently among public interest reasons,
 4 – SEA introduces in Municipal Urban Plans environmental quality and
 sustainability considerations, producing information about the induced effects
 of transformations
1 - general consideration on Urban Plan of Genova Municipality SEA




 B) About sustainability and environment


 5 – Sustainable development concept is not univocal because the paths for
      sustainability are different: from those based on technological tools to
      those proposing new development models



 6 – The meaning of environment is wide and diversified; the path for building
      environmental knowledge is not automatic and often is under-estimate
2 SOMMARIO
  - environmental knowledge


 The environmental knowledge building approach has been followed to
      respond two requirements:


 1 – to represent data, information and knowledge in geographical pattern, in
       order to compare them with transformations drawing for the plan’s land
       use
 2 – to build different environmental knowledge, referring to different
       ontologies and using diversified concept categories (to analyze
       geographical territorial objects) and environmental sustainability
       meanings (to evaluate territorial transformations forecasted by plan):
              a) analytical knowledge of environmental sciences, related to
              single environmental factors
              b) synthetic knowledge of geographical sciences, referring to
              different environmental regions
2 SOMMARIO
  - environmental knowledge


 In the first case, the following environmental factors have been assumed
       for:

 a)   essential components of natural environment:

      atmosphere ( air ), hydrosphere ( water ), lithosphere ( soil ), biosphere
      ( vegetation )

 b)   most important anthropic pressure actions on essential components of
      natural environment: energetic use, electro-magnetic agents, wastes,
      traffic

 Moreover areas of significant historic and cultural value have been
     considered
 Collected data have been represented on environmental factors and historic
      and cultural value charts
2 SOMMARIO
  - environmental knowledge


 In the second case, environmental contexts have been assumed as areas
 characterized by peculiar relations between natural environment and human
 interventions, describing specific territorial , environmental and landscape
 variations.
 They are:
      Coastal context
      Urban context
      Rural context
      Natural context

 The contexts a) have a specific identity (territorial, environmental and
 landscape) characterized by a peculiar diversity of the relationship between
 natural environment and anthropic interventions, b) represent geographical,
 ecological and environmental diversities inside the municipal territory.
2 - outline of relations between environmental factors, territorial
factors and environmental context

                          COMPONENTI                  AGENTI
                                                   DI PRESSIONE              VALORI
                          AMBIENTALI




                                 contesto marittimo
                                                          contesto urbano
                                      costiero


                                                         contesto naturale
                                       contesto rurale




                        DETERMINANTI               PRESSIONI                 VALORI



                           TERRITORIO URBANIZZATO
2 - environmental knowledge



 Integration is a key word for environmental knowledge building


 • integration with foundation knowledge of municipality urban plan
 • integration to confront with land use plan language
 • integration of natural sciences analytical knowledge with geographical and
 territorial sciences synthetic knowledge
 • integration to get over epistemological differences between urban planning
 and environmental sciences about:

         –    statutes
         –    paradigms
         –    parameters
         –    values
2 SOMMARIO outline between municipality plan and SEA
  - integration
                                                  R E D AZ IO NE P UC                                 P R O C E S S O DI INT E G R AZ IO NE         E L AB O R AZ IO NE VAS




                                                                                                                                                                                        C O NO S C E NZ A/ DE S C R IZ IO NE
  C O NO S C E NZ A/ DE S C R IZ IO NE

                                                   Des c rizione                                                                                F attori
                                                    F ondativa                                        Indic atori             C ritic ità      ambientali
                                                                                                                                                                       C onos c enz e
                                                                                                      ambientali            O pportunità
                                                                                                                                                                        ambientali
                                                                                                                                               C ontes ti
                                                                                                                                              Ambientali


                                         Doc umento deg li




                                                                                                                                                                                        P O L IT IC HE / O B IE T T IVI
                                                                                                                                                                                        P O L IT IC HE / O B IE T T IVI
                                             obiettivi                        O B IE T T IV I DE L
                                                                              O B IE T T IV I DE L                                              O B IE T T IVI
                                                                                     P UC
                                                                                     P UC                            O biettivi di             AMB IE NT AL I
  P O L IT IC HE /O B IE T T IVI




                                                                                                                    s os tenibilità
                                             S MAR T C IT Y                                                          ambientale                                       S is tema di
                                                                               O B IE T T IV I DI
                                                                               O B IE T T IV I DI
                                                                             S O S T E NIB IL IT A’
                                                                                                                                                  O B IE T T IVI
                                                                                                                                                  O B IE T T IVI    pianific az ione
                                                                             S O S T E NIB IL IT A’
                                                                                                                                                 AMB IE NT A L I
                                                                                                                                                 AMB IE NT A L I
                                             P AT T O DE I
                                                                               AMB IE NT AL E
                                                                               AMB IE NT AL E
                                                                                                                                              S O VR AO R DINAT I
                                                                                                                                                                    s ovraordinata
                                                                               P er G E NO V A
                                                                               P er G E NO V A
                                               S IND AC I

                                         S T R UT T UR A DE L P IANO
                                                                                                               S c hede




                                                                                                                                                                                        S T R AT E G IE /S C E L T E
                                                  S c enario s trateg ic o                                     dis tretti
                                                     s trutturale delle
  S T R AT E G IE / S C E L T E




                                               infras trutture di tras porto
                                                                                                              S c hede
                                                   S c enario s trateg ic o                                   munic ipi
                                                      s trutturale delle
                                                 tras formazioni urbane
                                                                                                             S c hede
                                                  S c enario s trateg ic o                                   c ontes ti
                                                  s trutturale del verde




                                         P IANO S OS T E NIB IL E                                             VAL UT AZ IONE                         MONIT O R AG G IO
3 - environmental assessment



 In the SEA procedure, only documents with operative and project
 effectiveness have been considered and confronted with environmental
 knowledge:

 •normative documents
 •maps of transformations project forecasted by plan, reorganized according
 to three thematic scenarios:
          - the transport infrastructures network scenario
          - the urban transformations scenario
          - the green areas scenario
3 - transport infrastructures network scenario
3 - urban transformations scenario
3 - green areas scenario
3 - environmental assessment


 Environment has been assessed, ascribing to each phenomena analyzed
 categories and classes of values, depending on different environmental
 knowledge produced and refering to different sustainability objectives

 A) for environmental factors the objectives are:
     •energy consumption reduction
    •natural resources consumption reduction
    •pollution air, water and soil reduction
    •climatic change contrast
    •hydrogeological risk contrast
    •biodiversity protection
3 - environmental assessment




 The environmental factors charts have been processed to assign
 opportunity or criticality values to those categories and classes of elements
 positive or negative for environmental sustainability assessment

 Two maps are created:
   • opportunity map
    • criticality map
3 - criticality map
3 - opportunity map
3 - environmental assessment


   B) for environmental contexts the objectives are to propose a new
   alliance between "country" and "town" into the river basin eco-system to:
       closing vital cycles of urban metabolism
       controlling the cumulative effects of transformations projects
     forecasted by plan


   The contexts chart has been processed with the river basins and local
   municipalities maps to obtain
       the valleys sections chart
     − the civic unity chart
3 - environmental contexts and river basins
3 - environmental assessment


 For SEA procedure the GIS has been a fundamental tool:

    •to collect environmental knowledge, plan knowledge, structures and
    projects
    •to confront their geographical and spatial configuration
    •to analyze their topological relations
    •to monitor their evolution


    Using the GIS two fundamental assessment tools have been produced
    •The district card, to assess each area where the strategic
    transformations are forecasted by plan
    •The municipal card, to assess the comprehensive development project
    of each local municipality, resulting from all the transformations there
    forecasted by plan
3 - district card
3 - municipal card
4 - conclusions


 A) considerations on technical contents

   •geographical and procedural tools have been produced to know and
   assess the environmental effects of transformations forecasted by plan
   •complex knowledge has been produced and represented in a synthetic
   way, using a lot of data arising from different sources
   •cognitive and assessment models have been utilized, referring to formal
   ontologies that facilitate the transparency of evaluation process
   •many actors having environmental roles and competence have been
   involved
   •models and procedures, implemented on the GIS, can be used
   independently from actual municipality plan structure and can be used for
   monitoring its changing
4 - conclusions


 B) considerations on effectiveness and utility

    •The SEA procedure, without normative measures, risks to become a
    rhetoric exercise
    •The environmental improvement, started with the SEA procedure, should
    truly involve citizens, not only formally
    •Political engagement cannot be disregarded, if the SEA necessity and
    utility are not recognized, its effectiveness is null and void

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Besio - Input2012

  • 1.
  • 2. 0 - SEA: methodological paths and functional efficiency for municipality urban planning Summary 1 – Characteristics and peculiarity of SEA for Municipal Urban Plans 2 – Environmental knowledge construction, techniques and method 3 – Environmental assessment, tools and procedures 4 – Considerations about technical content and operative effectiveness
  • 3. 1 - general consideration on Urban Plan of Genova Municipality SEA SOMMARIO Few axioms founding SEA formulation A) About urban municipality plan 1 – Municipal Urban Plans draw up a project of a possible world , respectful of public interest 2 – The project language is hybrid, joining the land use plan with transformations governing norms 3 –Environmental quality and sustainability are taken into consideration more frequently among public interest reasons, 4 – SEA introduces in Municipal Urban Plans environmental quality and sustainability considerations, producing information about the induced effects of transformations
  • 4. 1 - general consideration on Urban Plan of Genova Municipality SEA B) About sustainability and environment 5 – Sustainable development concept is not univocal because the paths for sustainability are different: from those based on technological tools to those proposing new development models 6 – The meaning of environment is wide and diversified; the path for building environmental knowledge is not automatic and often is under-estimate
  • 5. 2 SOMMARIO - environmental knowledge The environmental knowledge building approach has been followed to respond two requirements: 1 – to represent data, information and knowledge in geographical pattern, in order to compare them with transformations drawing for the plan’s land use 2 – to build different environmental knowledge, referring to different ontologies and using diversified concept categories (to analyze geographical territorial objects) and environmental sustainability meanings (to evaluate territorial transformations forecasted by plan): a) analytical knowledge of environmental sciences, related to single environmental factors b) synthetic knowledge of geographical sciences, referring to different environmental regions
  • 6. 2 SOMMARIO - environmental knowledge In the first case, the following environmental factors have been assumed for: a) essential components of natural environment: atmosphere ( air ), hydrosphere ( water ), lithosphere ( soil ), biosphere ( vegetation ) b) most important anthropic pressure actions on essential components of natural environment: energetic use, electro-magnetic agents, wastes, traffic Moreover areas of significant historic and cultural value have been considered Collected data have been represented on environmental factors and historic and cultural value charts
  • 7. 2 SOMMARIO - environmental knowledge In the second case, environmental contexts have been assumed as areas characterized by peculiar relations between natural environment and human interventions, describing specific territorial , environmental and landscape variations. They are: Coastal context Urban context Rural context Natural context The contexts a) have a specific identity (territorial, environmental and landscape) characterized by a peculiar diversity of the relationship between natural environment and anthropic interventions, b) represent geographical, ecological and environmental diversities inside the municipal territory.
  • 8. 2 - outline of relations between environmental factors, territorial factors and environmental context COMPONENTI AGENTI DI PRESSIONE VALORI AMBIENTALI contesto marittimo contesto urbano costiero contesto naturale contesto rurale DETERMINANTI PRESSIONI VALORI TERRITORIO URBANIZZATO
  • 9. 2 - environmental knowledge Integration is a key word for environmental knowledge building • integration with foundation knowledge of municipality urban plan • integration to confront with land use plan language • integration of natural sciences analytical knowledge with geographical and territorial sciences synthetic knowledge • integration to get over epistemological differences between urban planning and environmental sciences about: – statutes – paradigms – parameters – values
  • 10. 2 SOMMARIO outline between municipality plan and SEA - integration R E D AZ IO NE P UC P R O C E S S O DI INT E G R AZ IO NE E L AB O R AZ IO NE VAS C O NO S C E NZ A/ DE S C R IZ IO NE C O NO S C E NZ A/ DE S C R IZ IO NE Des c rizione F attori F ondativa Indic atori C ritic ità ambientali C onos c enz e ambientali O pportunità ambientali C ontes ti Ambientali Doc umento deg li P O L IT IC HE / O B IE T T IVI P O L IT IC HE / O B IE T T IVI obiettivi O B IE T T IV I DE L O B IE T T IV I DE L O B IE T T IVI P UC P UC O biettivi di AMB IE NT AL I P O L IT IC HE /O B IE T T IVI s os tenibilità S MAR T C IT Y ambientale S is tema di O B IE T T IV I DI O B IE T T IV I DI S O S T E NIB IL IT A’ O B IE T T IVI O B IE T T IVI pianific az ione S O S T E NIB IL IT A’ AMB IE NT A L I AMB IE NT A L I P AT T O DE I AMB IE NT AL E AMB IE NT AL E S O VR AO R DINAT I s ovraordinata P er G E NO V A P er G E NO V A S IND AC I S T R UT T UR A DE L P IANO S c hede S T R AT E G IE /S C E L T E S c enario s trateg ic o dis tretti s trutturale delle S T R AT E G IE / S C E L T E infras trutture di tras porto S c hede S c enario s trateg ic o munic ipi s trutturale delle tras formazioni urbane S c hede S c enario s trateg ic o c ontes ti s trutturale del verde P IANO S OS T E NIB IL E VAL UT AZ IONE MONIT O R AG G IO
  • 11. 3 - environmental assessment In the SEA procedure, only documents with operative and project effectiveness have been considered and confronted with environmental knowledge: •normative documents •maps of transformations project forecasted by plan, reorganized according to three thematic scenarios: - the transport infrastructures network scenario - the urban transformations scenario - the green areas scenario
  • 12. 3 - transport infrastructures network scenario
  • 13. 3 - urban transformations scenario
  • 14. 3 - green areas scenario
  • 15. 3 - environmental assessment Environment has been assessed, ascribing to each phenomena analyzed categories and classes of values, depending on different environmental knowledge produced and refering to different sustainability objectives A) for environmental factors the objectives are: •energy consumption reduction •natural resources consumption reduction •pollution air, water and soil reduction •climatic change contrast •hydrogeological risk contrast •biodiversity protection
  • 16. 3 - environmental assessment The environmental factors charts have been processed to assign opportunity or criticality values to those categories and classes of elements positive or negative for environmental sustainability assessment Two maps are created: • opportunity map • criticality map
  • 19. 3 - environmental assessment B) for environmental contexts the objectives are to propose a new alliance between "country" and "town" into the river basin eco-system to: closing vital cycles of urban metabolism controlling the cumulative effects of transformations projects forecasted by plan The contexts chart has been processed with the river basins and local municipalities maps to obtain the valleys sections chart − the civic unity chart
  • 20. 3 - environmental contexts and river basins
  • 21. 3 - environmental assessment For SEA procedure the GIS has been a fundamental tool: •to collect environmental knowledge, plan knowledge, structures and projects •to confront their geographical and spatial configuration •to analyze their topological relations •to monitor their evolution Using the GIS two fundamental assessment tools have been produced •The district card, to assess each area where the strategic transformations are forecasted by plan •The municipal card, to assess the comprehensive development project of each local municipality, resulting from all the transformations there forecasted by plan
  • 22. 3 - district card
  • 24. 4 - conclusions A) considerations on technical contents •geographical and procedural tools have been produced to know and assess the environmental effects of transformations forecasted by plan •complex knowledge has been produced and represented in a synthetic way, using a lot of data arising from different sources •cognitive and assessment models have been utilized, referring to formal ontologies that facilitate the transparency of evaluation process •many actors having environmental roles and competence have been involved •models and procedures, implemented on the GIS, can be used independently from actual municipality plan structure and can be used for monitoring its changing
  • 25. 4 - conclusions B) considerations on effectiveness and utility •The SEA procedure, without normative measures, risks to become a rhetoric exercise •The environmental improvement, started with the SEA procedure, should truly involve citizens, not only formally •Political engagement cannot be disregarded, if the SEA necessity and utility are not recognized, its effectiveness is null and void