This document discusses various aspects of intellectual property protection for research institutions. It addresses choosing the appropriate protection strategy, such as patents, trademarks, or copyright. It also discusses why inventions should be protected, including preserving inventor rights and supporting partnerships. The document provides examples of protection practices for research institutions, such as using a charter for intellectual property and technology transfer, issues around software patents, using a laboratory notebook, and choosing an appropriate license for technology transfer.
1. Protection
FITT
– Fostering Interregional Exchange in ICT Technology Transfer –
www.FITT-for-Innovation.eu
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2. Process “Protection” in general
Each University or Research Centre is confronted with a choice when
considering the research results and its valorisation: do we have to publish,
keep the secret or protect it with a patent, a drawing or a model, a mark, a
copyright?
In a fast moving sector as ICT, it is not always easy to define the best
protection strategy: patenting is a strong protection mean, but is costs and
time consuming. Besides secrecy, many other types of protection (mark,
copyright…) are also existing and offer a wide range of possibilities.
Awareness creation of the researchers about protection is also a key issue
(non disclosure)
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3. Process “Protection” in general
In the activity of IP Management,
besides the processes of Valuation
and Exploitation, the process of
Business
Protection of the IP is an essential
stake.
(see activity “IP Management”
for more details about this VALUATION EXPLOITATION
triangulation)
IP Management
PROTECTION
Technology Legal
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4. Process “Protection” in practice
What is IP?, and means of protection:
• Intellectual property (IP) refers to creations of the mind: inventions, literary
and artistic works, and symbols, names, images, and designs used in
commerce.
• Intellectual property is divided into two categories:
- Industrial property, which includes inventions (patents), trademarks, industrial designs,
and geographic indications of source;
- and Copyright, which includes literary and artistic works such as novels, poems and
plays, films, musical works, artistic works such as drawings, paintings, photographs and
sculptures, and architectural designs. Rights related to copyright include those of
performing artists in their performances, producers of phonograms in their recordings,
and those of broadcasters in their radio and television programs.
Source: World Intellectual Property Organization (www.wipo.int)
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5. Process “Protection” in practice
Why protect an invention?
• Preserve the rights of the inventors
• Prevent the competitors to exploit the invention without precondition
• Increase the economic development via the technology transfer to
companies
• Support the partnerships with companies
• Possible action leverage for obtaining research contracts
• Possible financial return
• Allow the creation of spin-off.
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6. Process “Protection” in practice
Protection of the IP is not only a matter of TTO. Protection is an essential stake
and must form an integral part of the researcher steps. It concern both applied or
fundamental research. And awareness of researcher is an important issue.
(For more information about awareness creation of researchers, see process “creation of
transfer awareness” of the FITT toolbox)
Protection is to be taken into account throughout the value chain, from the very
early development stage, inside the labs, to the commercialisation.
IP in the university
Start and
Call for Project
project
projects mounting management
Invention Patenting Commercial
Technological
R&D scouting Disclosure
and portfolio
exploitation
management
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7. Parts of the process
The object is not here to cover and expose the whole range of practices
commonly in use in the field of IP Protection. See chapter “further
readings” to find more detailed information.
A focus on ICT particular issues in the FITT project propose the
following practices or cases:
• Charter for IP and technology transfer
• Software patents
• Laboratory Notebook
• Preconstitute the Proof of your ownership rights on a software
• Choosing the right license: elements to guide technology transfer officers
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8. Practice “Charter for IP and TT”
Charter adopted in 2008 by the Carnot Institutes
Carnot Institutes : French label and network of 33 research laboratories/
organizations active in partnership research (i.e. research lead by public
laboratories in partnership with companies)
Harmonised set of principles for Intellectual Property and Knowledge
Transfer, bringing a global and clear framework for cooperation between
private stakeholders and public research organizations (PRO).
Close links with a similar initiative at EU level
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9. Practice “Software Patenting”
Computer programs as such are still expressly excluded from patent
protection
In practice, however, the approach has changed in recent years.
This practice will give
• A reminder of the necessary definitions
• A status on the european law
• Examples of “software patent” filed an delivered in Europe
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10. Practice “Laboratory notebook”
The laboratory notebook is an essential working tool for the researcher. It is used for
documenting and dating any experiments, work, research results and original ideas.
In general, it is an important source for:
• understanding how the experiments were conducted
• understanding how the conclusions were formed
• understanding how the results were deduced
The laboratory notebook establishes the precedence of results or inventions from an
intellectual property standpoint. It therefore constitutes evidence in the event of disputes
relating to scientific publications or patent applications in the United States.
It was adopted simultaneously by all the French speaking universities in Belgium. It
represents now a standard to be respected by all researchers.
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11. Practice “choosing the right license: elements
to guide technology transfer officers”
A license is a contract between a software publisher (licensor) & an
end user (licensee) governing the usage and redistribution of a
software.
Software licenses can generally be fit into two categories : proprietary
& open source licenses.
The practice provides :
• definitions of proprietary and open-source licenses
• a case study detailing the necessary steps to pick up the right license
• a compatibility table for licenses (Cecill, GPL, LGPL, BSD)
• practical recommendations
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12. Case “Proof for software copyright”
The protection by copyright is automatic and requires no formality. However, in
order to claim protection by copyright for a given software, a person must prove
that he is truly the creator of this software.
This case gives information on the way(s) to provide such evidence.
It focuses on :
• processes for establishing the proof of authorship of an invention
• processes custom-made for establishing proof of authorship of a software
(IDDN, Logitas, APP)
• benefits of software registration
• practical information on the software registration process at APP (most
commonly used in French organisations)
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13. Suggested Readings
Link to relevant websites:
• http://www.epo.org
• http://www.uspto.gov
• http://www.wipo.int
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