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Climate Downscaling
Tries to bridge the spatial gap between what GCMs can deliver and
  what society/business/stakeholders require for decision-making
The principle of Downscaling

"Downscaling" is based on the ansatz that local-regional climate is conditioned by
climate variability on larger (e.g. continental/planetary) scales. With an implicit
assumption these scales are well represented in GCMs.

Information is cascaded "down" from larger to smaller scales, with the regional climate
a result of an interplay of (large-scale) atmosphere/ocean circulation and regional
specifics (e.g. topography, land-sea contrasts, land-use heterogeneity or unresolved
(small scale) climate processes (e.g. mesoscale convection).

Downscaling tries to derive local-regional scale climate information from the larger
scale through inference of across-scale (generally assumed unidirectional large to
small) relationships, involving a (deterministic/stochastic) function F such that:

                                                R = F(L)

R is the predictand (a set of local climate variables), L the predictor (a set of large-
scale variables), and F a transfer function conditioned by L. F is generally unknown
and modeled dynamically (RCMs) or empirically (observation-based relationships).

How F is derived largely defines the type of downscaling used.
Empirical-Statistical downscaling methods generally fall into 3 generic
categories:

1.Weather generators: random generators of realistic looking ‘weather’
  sequences/events conditioned in their occurrence/location statistics by the GCM
  large-scale. e.g. daily weather generators: Markov chain approaches

2.Transfer functions: a (set of) predictive relationship(s) between the large-scale
  and the target (local-regional) small scale. Such relationships are generally built
  up by (lagged/non-lagged multiple regression) analysis of observed large-scale
  climate conditions and local-regional scale (near-surface) observations.

3.Weather typing: based on traditional synoptic climatology (including analogs
  and phase space partitioning) that relate a given atmosphere/ocean state to a set
  of local climate variables (e.g. Lamb weather types).

Each method assume stationarity of the large-scale to small scale transfer functions
What is derived based on analysis of observations holds for all future times/states.

 All methods assume a uni-directional large to small scale transfer of information.
Dynamical Downscaling: A Regional Climate Model (RCM) solving the same equation
set as a GCM is driven at the lateral and surface boundaries by temporally evolving
fields simulated by the GCM. The RCM tries to represent the transfer function F
through the same 1st principle (solution methods) as the GCM using higher resolution
over a limited geographical region.




 Spectral Nudging (of wave motions larger than some predefined value) within the
 RCM domain can constrain the RCM simulated large-scale to follow that of the GCM
 with only smaller scales free to evolve
Different numerical methods allow local mesh refinement
 to achieve higher
  regional resolution within a continuous Global (variable
 resolution) model




e.g. MPAS model (NCAR), also ARPEGE (France), GEM (Canada), CCAM (Australia) etc
Statistical Downscaling                         Dynamical Downscaling

Strengths                                       Strengths
Computationally Cheap                           Transformation factor (largely) based on
                                                understood numerical methods.
Can be applied to a large number of
ensemble realizations                           Full set of internally-consistent downscaled
                                                variables (multi-level & high time frequency)
Requires a limited number of input GCM fields
at relatively coarse temporal resolution        Not (directly) dependent of availability of
                                                observations (e.g. applicable anywhere).
Can downscale GCM simulated variables
directly into impacts-relevant parameters       Can encompass non-stationary relationships
                                                between large and small scales, as well as
Weaknesses                                      potential changes in regional forcing.
Assumes stationarity of large-small scale
transformation factors                          Weaknesses
                                                Computationally expensive. Therefore difficult
Transformation factors not always based on      to apply to a large ensemble of hindcasts (as
Well understood physical mechanisms             needed for bias-correction)

Does not capture systematic changes in          Requires a large amount of (multi-level, high
Regional forcing                                time frequency) driving GCM data.

Downscaled variables limited in number and      Systematic errors also exist in RCMs
not (always) internally consistent
                                                Does not (directly) produce impact-relevant
Dependent on the availability and quality of    Parameters.
(regional) observations
Forecast Calibration

Forecasts expressed in terms of deviations from the model's climate. For a given
forecast, the deviation of the model from its own climate provides a forecast of how
the real climate is expected to deviate from the real (local-regional) long-term
climate. Deviations can be categorical (terciles, quintile shifts) or PDF shifts.

Bias-correction/Model Output Statistics (MOS)

Correct systematic errors in forecast models based on deviations from observations

Corrections applied at different temporal (monthly, daily) and spatial scales and are
generally made per individual climate variable.

New techniques aim to bias-correct the P/C-DF of a variable (e.g. quantile mapping
to correct cumulative distribution functions of simulated precipitation/temperature
towards an observed distribution)

Rescaling of grid-box mean model variables (e.g. precipitation) to incorporate model
assumptions of the subgrid scale nature of the grid-box mean variable.

Forecast Calibration and Bias-correction/MOS applicable to GCM and dynamically
downscaled data.
Some examples of where downscaling can provide added-value
Seasonal Mean precipitation over Africa: RCM forced by ERA-interim
2-6 day band-passed precipitation standard deviation over Africa:
    RCM forced by ERA-interim (African Easterly Waves)
High Resolution improves the simulation of Tropical Cyclones




   0.3° simulation is a (limited-area) dynamical downscaling
             of the Global GEM 2° run
Careful choice of the domain, considering (in this case) upstream
    Precursor dynamical systems/processes is important




Domain (c) was the only LAM domain at 0.3° resolution driven by 2° GCM
fields that Could accurately simulate Atlantic tropical cyclone statistics
Simulated (higher time frequency) precipitation is sensitive
  to model resolution: e.g. daily precipitation rates over
  Norway and Switzerland




Spatial resolution of observations used for evaluation becomes important
Application of MOS to 50km RCM simulation can also recover
      much of the observed precipitation IDF




Timestep grid box mean precipitation saved as convective and resolved components
     and normalized by (respectively) convective or resolved cloud fractions

Convective cloud fractions associated with (parameterized) convective precipitation
generally < 0.1 of model grid box: Subgrid scale nature of convective precipitation
Bias correction of daily CDFs of 50km RCM simulated precipitation
   improves Output of catchment-scale hydrological models
Ensemble initialized near-term
                predictions
                                              Forecast
                                              time 5
                                              years




       Tier 1

Core



 Nov 2000 Nov 2001   Nov 2002   Nov 2003   Nov 2004      Nov
2005 Nov 2006
Estimating the climate for each forecast lead time

                                      Common period
  Climatology of
  the first
  forecast year




 Model Bias is a Function
 of forecast Lead-time and
 therefore requires a large
 data base of hindcasts to
 derive lead-time specific
 Systematic bias corrections



              observational dataset

              } re-forecasts
                                                      Time
Reducing Model forecast drift: Full field versus anomaly initialization

    In anomaly initialization, observed anomalies (e.g ocean & sea-ice state) are added to the
    model’s climatology to create an initial state: Drift during forecast should be reduced




(Smith et al. submitted)
Full field initialized GCM hindcasts better capture seasonal timescale ENSO
teleconnections (higher correlations over S.America & E. Africa). Likely due to more
accurate atmospheric state in FF runs for teleconnective (wave) motions.


  DJF hindcast precipitation for ENSO composites 2-4 month lead-time
         Anomaly correlation: UK Met Office system




Anomaly-initialization method seems more promising for dynamical
downscaling as it reduces drift of (model level) fields used as boundary
conditions for RCMs. But seems overall less accurate on seasonal
timescales

2nd option: Full-field initialization, then bias-correct GCM hindcast/forecast
SST/SIC and repeat runs for same period with bias-corrected SST/SIC that
retain GCM forecast anomalies. Expensive but possible best combination
of full field benefits and anomaly forecasting reduction of temporal
reduction
Summarizing remarks

Statistical Downscaling is presently the method of choice for
seasonal forecasting

Likely also for inter-annual to decadal (in the near term)

Dynamical downscaling is still in the suck-it-and-see stage,
but there is potential.

Both methods fundamentally dependent on large-scale predictability
Being present and realized (forecast) for the region of interest

A flexible and intelligent/realistic approach to the use of downscaling
techniques seems advisable.

Given the small amount of work done and the clear stakeholder
Needs for spatially relevant information there is plenty of scope
for collaboration, learning and improvement.

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Climate downscaling

  • 1. Climate Downscaling Tries to bridge the spatial gap between what GCMs can deliver and what society/business/stakeholders require for decision-making
  • 2. The principle of Downscaling "Downscaling" is based on the ansatz that local-regional climate is conditioned by climate variability on larger (e.g. continental/planetary) scales. With an implicit assumption these scales are well represented in GCMs. Information is cascaded "down" from larger to smaller scales, with the regional climate a result of an interplay of (large-scale) atmosphere/ocean circulation and regional specifics (e.g. topography, land-sea contrasts, land-use heterogeneity or unresolved (small scale) climate processes (e.g. mesoscale convection). Downscaling tries to derive local-regional scale climate information from the larger scale through inference of across-scale (generally assumed unidirectional large to small) relationships, involving a (deterministic/stochastic) function F such that: R = F(L) R is the predictand (a set of local climate variables), L the predictor (a set of large- scale variables), and F a transfer function conditioned by L. F is generally unknown and modeled dynamically (RCMs) or empirically (observation-based relationships). How F is derived largely defines the type of downscaling used.
  • 3. Empirical-Statistical downscaling methods generally fall into 3 generic categories: 1.Weather generators: random generators of realistic looking ‘weather’ sequences/events conditioned in their occurrence/location statistics by the GCM large-scale. e.g. daily weather generators: Markov chain approaches 2.Transfer functions: a (set of) predictive relationship(s) between the large-scale and the target (local-regional) small scale. Such relationships are generally built up by (lagged/non-lagged multiple regression) analysis of observed large-scale climate conditions and local-regional scale (near-surface) observations. 3.Weather typing: based on traditional synoptic climatology (including analogs and phase space partitioning) that relate a given atmosphere/ocean state to a set of local climate variables (e.g. Lamb weather types). Each method assume stationarity of the large-scale to small scale transfer functions What is derived based on analysis of observations holds for all future times/states. All methods assume a uni-directional large to small scale transfer of information.
  • 4. Dynamical Downscaling: A Regional Climate Model (RCM) solving the same equation set as a GCM is driven at the lateral and surface boundaries by temporally evolving fields simulated by the GCM. The RCM tries to represent the transfer function F through the same 1st principle (solution methods) as the GCM using higher resolution over a limited geographical region. Spectral Nudging (of wave motions larger than some predefined value) within the RCM domain can constrain the RCM simulated large-scale to follow that of the GCM with only smaller scales free to evolve
  • 5. Different numerical methods allow local mesh refinement to achieve higher regional resolution within a continuous Global (variable resolution) model e.g. MPAS model (NCAR), also ARPEGE (France), GEM (Canada), CCAM (Australia) etc
  • 6. Statistical Downscaling Dynamical Downscaling Strengths Strengths Computationally Cheap Transformation factor (largely) based on understood numerical methods. Can be applied to a large number of ensemble realizations Full set of internally-consistent downscaled variables (multi-level & high time frequency) Requires a limited number of input GCM fields at relatively coarse temporal resolution Not (directly) dependent of availability of observations (e.g. applicable anywhere). Can downscale GCM simulated variables directly into impacts-relevant parameters Can encompass non-stationary relationships between large and small scales, as well as Weaknesses potential changes in regional forcing. Assumes stationarity of large-small scale transformation factors Weaknesses Computationally expensive. Therefore difficult Transformation factors not always based on to apply to a large ensemble of hindcasts (as Well understood physical mechanisms needed for bias-correction) Does not capture systematic changes in Requires a large amount of (multi-level, high Regional forcing time frequency) driving GCM data. Downscaled variables limited in number and Systematic errors also exist in RCMs not (always) internally consistent Does not (directly) produce impact-relevant Dependent on the availability and quality of Parameters. (regional) observations
  • 7. Forecast Calibration Forecasts expressed in terms of deviations from the model's climate. For a given forecast, the deviation of the model from its own climate provides a forecast of how the real climate is expected to deviate from the real (local-regional) long-term climate. Deviations can be categorical (terciles, quintile shifts) or PDF shifts. Bias-correction/Model Output Statistics (MOS) Correct systematic errors in forecast models based on deviations from observations Corrections applied at different temporal (monthly, daily) and spatial scales and are generally made per individual climate variable. New techniques aim to bias-correct the P/C-DF of a variable (e.g. quantile mapping to correct cumulative distribution functions of simulated precipitation/temperature towards an observed distribution) Rescaling of grid-box mean model variables (e.g. precipitation) to incorporate model assumptions of the subgrid scale nature of the grid-box mean variable. Forecast Calibration and Bias-correction/MOS applicable to GCM and dynamically downscaled data.
  • 8. Some examples of where downscaling can provide added-value
  • 9. Seasonal Mean precipitation over Africa: RCM forced by ERA-interim
  • 10. 2-6 day band-passed precipitation standard deviation over Africa: RCM forced by ERA-interim (African Easterly Waves)
  • 11. High Resolution improves the simulation of Tropical Cyclones 0.3° simulation is a (limited-area) dynamical downscaling of the Global GEM 2° run
  • 12. Careful choice of the domain, considering (in this case) upstream Precursor dynamical systems/processes is important Domain (c) was the only LAM domain at 0.3° resolution driven by 2° GCM fields that Could accurately simulate Atlantic tropical cyclone statistics
  • 13. Simulated (higher time frequency) precipitation is sensitive to model resolution: e.g. daily precipitation rates over Norway and Switzerland Spatial resolution of observations used for evaluation becomes important
  • 14. Application of MOS to 50km RCM simulation can also recover much of the observed precipitation IDF Timestep grid box mean precipitation saved as convective and resolved components and normalized by (respectively) convective or resolved cloud fractions Convective cloud fractions associated with (parameterized) convective precipitation generally < 0.1 of model grid box: Subgrid scale nature of convective precipitation
  • 15. Bias correction of daily CDFs of 50km RCM simulated precipitation improves Output of catchment-scale hydrological models
  • 16. Ensemble initialized near-term predictions Forecast time 5 years Tier 1 Core Nov 2000 Nov 2001 Nov 2002 Nov 2003 Nov 2004 Nov 2005 Nov 2006
  • 17. Estimating the climate for each forecast lead time Common period Climatology of the first forecast year Model Bias is a Function of forecast Lead-time and therefore requires a large data base of hindcasts to derive lead-time specific Systematic bias corrections observational dataset } re-forecasts Time
  • 18. Reducing Model forecast drift: Full field versus anomaly initialization In anomaly initialization, observed anomalies (e.g ocean & sea-ice state) are added to the model’s climatology to create an initial state: Drift during forecast should be reduced (Smith et al. submitted)
  • 19. Full field initialized GCM hindcasts better capture seasonal timescale ENSO teleconnections (higher correlations over S.America & E. Africa). Likely due to more accurate atmospheric state in FF runs for teleconnective (wave) motions. DJF hindcast precipitation for ENSO composites 2-4 month lead-time Anomaly correlation: UK Met Office system Anomaly-initialization method seems more promising for dynamical downscaling as it reduces drift of (model level) fields used as boundary conditions for RCMs. But seems overall less accurate on seasonal timescales 2nd option: Full-field initialization, then bias-correct GCM hindcast/forecast SST/SIC and repeat runs for same period with bias-corrected SST/SIC that retain GCM forecast anomalies. Expensive but possible best combination of full field benefits and anomaly forecasting reduction of temporal reduction
  • 20. Summarizing remarks Statistical Downscaling is presently the method of choice for seasonal forecasting Likely also for inter-annual to decadal (in the near term) Dynamical downscaling is still in the suck-it-and-see stage, but there is potential. Both methods fundamentally dependent on large-scale predictability Being present and realized (forecast) for the region of interest A flexible and intelligent/realistic approach to the use of downscaling techniques seems advisable. Given the small amount of work done and the clear stakeholder Needs for spatially relevant information there is plenty of scope for collaboration, learning and improvement.