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Developing the
      theoretical and
conceptual framework
           Heddy Hidalgo Rivero
           Adapted from (Khan, 1999)
           Zorn and Campbell (2006
Theory
Theories are constructed in order to explain, predict
and master phenomena (e.g. relationships, events, or
the behavior). In many instances theories are models of
reality.
A theory makes generalizations about observations and
consists of an interrelated, coherent set of ideas and
models.
Theories not only imply the answer of some hypothesis,
but also, lead to the formulation of some others
Formulating the Theoretical
Framework

The theoretical framework of the study is a structure
   that can hold or support a theory of a research work.
   It presents the theory which explains why the
   problem under study exists.
Thus, the theoretical framework is but a theory that
   serves as a basis for conducting research.
Theories used to explain the research object represent
   the vision under which we approach such an object
   and somehow the ways we should take in doing so
Formulating the Theoretical Framework
Purpose:

• It helps the researcher know his/her research object
• It helps the researcher see clearly the variables of
  the study;
• It can provide him with a general framework for data
  analysis;
• It is essential in preparing a research proposal using
  descriptive and experimental methods.
How should the theoretical framework be formulated?
1. The author should specify the theory used as basis
   for the study
2. The author should mention the proponents of the
   theory
3. The author should cite the main points emphasized
   in the theory
4. The author should support the exposition of the
   theory by ideas from other experts;
5. The author should relate his theoretical proposition
   with his own study.
How should the theoretical framework be formulated?

1. It is the author’s job to synthesize or make sense of
the literature. Simply describing or quoting the
literature may be adequate, but in doing so the writer
loses the argument as well as his or her own voice
2. The author has to relate the theories and the
concepts included among themselves. He also has to
convey the relationship among the sources he is
considering (Zorn and Campbell, 2006)
3. The author has to relate his/her research object to
the main proposals oh the theories he/she is exposing
How should the theoretical framework be written?

1. An introduction that provides an overview of the focus and
 objectives of the review, along with a thesis statement

2. A set of themes that categorize and make sense of the
sources reviewed and develop the thesis (e.g., sources that
support a particular position, those opposed, and those offering
alternative views)

3. Explanation and evaluation of conclusions reached by key
sources, and explanation of how they converge and diverge
from the conclusions reached by other source

4. Conclusions, reasonable speculations, and gaps that emerge
after considering the sources as a whole

                                    Zorn and Campbell (2006)
Concept
After formulating the theoretical framework, the
researcher has to develop the conceptual framework of
the study.
A concept is an image or symbolic representation of an
abstract idea. Chinn and Kramer (1999) define a concept
as a “complex mental formulation of experience”.
While the theoretical framework is the theory on which
the study is based, the conceptual framework is the
operationalization of the theory.
Conceptual framework
It represents the researcher’s own position on the
problem. It gives direction to the study.
It may be an adaptation of a model used in a previous
study, with modifications to suit the specific inquiry.
Besides showing the direction of the study, through the
conceptual framework, the researcher can be able to
show the relationships of the different constructs that
he wants to investigate.
It allows the researcher to construct his/her own terms
and to clarify those being used in the study
How should the conceptual framework be formulated?




1. cite your conceptual framework or paradigm;
2. Identify your variables;
3. Point out the dependent and intervening variables;
4. Show the direction of the study.

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Láminas desarrollo theoretical framework[1]

  • 1. Developing the theoretical and conceptual framework Heddy Hidalgo Rivero Adapted from (Khan, 1999) Zorn and Campbell (2006
  • 2. Theory Theories are constructed in order to explain, predict and master phenomena (e.g. relationships, events, or the behavior). In many instances theories are models of reality. A theory makes generalizations about observations and consists of an interrelated, coherent set of ideas and models. Theories not only imply the answer of some hypothesis, but also, lead to the formulation of some others
  • 3. Formulating the Theoretical Framework The theoretical framework of the study is a structure that can hold or support a theory of a research work. It presents the theory which explains why the problem under study exists. Thus, the theoretical framework is but a theory that serves as a basis for conducting research. Theories used to explain the research object represent the vision under which we approach such an object and somehow the ways we should take in doing so
  • 4. Formulating the Theoretical Framework Purpose: • It helps the researcher know his/her research object • It helps the researcher see clearly the variables of the study; • It can provide him with a general framework for data analysis; • It is essential in preparing a research proposal using descriptive and experimental methods.
  • 5. How should the theoretical framework be formulated? 1. The author should specify the theory used as basis for the study 2. The author should mention the proponents of the theory 3. The author should cite the main points emphasized in the theory 4. The author should support the exposition of the theory by ideas from other experts; 5. The author should relate his theoretical proposition with his own study.
  • 6. How should the theoretical framework be formulated? 1. It is the author’s job to synthesize or make sense of the literature. Simply describing or quoting the literature may be adequate, but in doing so the writer loses the argument as well as his or her own voice 2. The author has to relate the theories and the concepts included among themselves. He also has to convey the relationship among the sources he is considering (Zorn and Campbell, 2006) 3. The author has to relate his/her research object to the main proposals oh the theories he/she is exposing
  • 7. How should the theoretical framework be written? 1. An introduction that provides an overview of the focus and objectives of the review, along with a thesis statement 2. A set of themes that categorize and make sense of the sources reviewed and develop the thesis (e.g., sources that support a particular position, those opposed, and those offering alternative views) 3. Explanation and evaluation of conclusions reached by key sources, and explanation of how they converge and diverge from the conclusions reached by other source 4. Conclusions, reasonable speculations, and gaps that emerge after considering the sources as a whole Zorn and Campbell (2006)
  • 8. Concept After formulating the theoretical framework, the researcher has to develop the conceptual framework of the study. A concept is an image or symbolic representation of an abstract idea. Chinn and Kramer (1999) define a concept as a “complex mental formulation of experience”. While the theoretical framework is the theory on which the study is based, the conceptual framework is the operationalization of the theory.
  • 9. Conceptual framework It represents the researcher’s own position on the problem. It gives direction to the study. It may be an adaptation of a model used in a previous study, with modifications to suit the specific inquiry. Besides showing the direction of the study, through the conceptual framework, the researcher can be able to show the relationships of the different constructs that he wants to investigate. It allows the researcher to construct his/her own terms and to clarify those being used in the study
  • 10. How should the conceptual framework be formulated? 1. cite your conceptual framework or paradigm; 2. Identify your variables; 3. Point out the dependent and intervening variables; 4. Show the direction of the study.

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