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1
Academic clinical trials
From idea to publication
2
The Objectives
• Health improvement
• Scientific knowledge
• Academic Education
• Mastery
• Fertilisation
• Public
3
Summary
Protocol development
Safety and Quality of data
SMI April 2013
Governing the logistics
Chronology of the steps and critical points
Protocol development
4
5
Protocol development
1. The hypothesis
2. Drafting of the project
3. Application
Feasibility
6
Protocol development – The project
• Definition of the objective(s)
• Key indicators
• Biological markers
• Inclusion / exclusion criteria: Bias / Power
• Epidemiologic model: Statistician / Literature / Simulation
• Under ethical norms
7
Protocol development – The drafting
• First drafts: submit to peers / statisticians
• Follow-up: retaining patients / bottle necks
• Final draft
• Case report form (CRF)
• Informed patient consent
8
Protocol development – The application
Regulatory applications
• Procedures based on : internal / European /national
regulations
• Competent authorities
• Ethics committee
• Insurance
• Agreements
• Application of the publication to clinicaltrial.gov
9
Protocol development
Quality of data
10
11
Quality of data
1. Process
2. Data collection & analysis
3. Quality Control & Quality Assurance
4. Publication
Questionnaire
Sampling
Medical examination
Treatment unit
Results
Exams
Reports
Medical supervision
Put files in order
He does Encoding
Transcription
In the CRF
Monitoring
He prepares
Next appointment
Interview
Care unit
Medico-technic
the next appointments
Follow up
Pharmacy
Give his Consent
Phase 1 Unit
Laboratory
Biobank
Other treatment
Screening
Datacollection&analysis
QualitycontrolandQualityAssurance
13
Quality of data– Process
• Simulation: critical points and corrective actions
• Checklist (IT)
• Chronogram: steps of the project management
14
Quality of data– DBC / DAC / DSMB
• CRF / Indicators
• Database: Encoding / Real time / Queries
• AE / Safety / DSMB
• Descriptive stat
• Biostatistics
• Regulatory: Amendment / Reports
• Closing / Archives
15
Quality of data– Supervision
• Medical
• Managerial
• Monitoring
• Audit
• DSMB
16
Quality of data– Publication
• Mentoring / Reviewers
• Publication policy
• Notoriety
• Valorisation
Organising the logistics
18
15
19
Governing the logistics – Value chain
Design
Who
What
When
Operations
How
Steps
SOP
Results
Publication
Abstract
Oral presentation
Poster
Support: Management, Finance, Com, Equipment
20
Governing the logistics
1. Value Chain
2. Management
3. Finance
4. Communication
5. Equipment
21
Governing the logistics – Management
Several targets
Professional: Ethics / Careers
Skills: Scientist, Physician and..
Human Management
Quality spirit: Rigour / Example / Culture
Continuity: Quantity / Competitive
Network: Small / Economies of scale
Evaluations: Tips / Lessons / Good SOPs / Continuum
22
Governing the logistics– Finance
• Structural and conjectural resources
• Pharmaceutical Industry: Supporter / Provider
• Records: Margins
• Accounting support: Invoices / Descriptive stat / Conventions
• Networking and mobility
23
Governing the logistics– Communication
Meetings, mails, staffs, news letters will allow to
• Federation
• Contacts: Network / Partners / GP / Internal & External
• Regular brainstorming
• Evaluations of SOP and corrective actions
IT
24
Governing the logistics – Equipment
Medical and non medical equipment
• Material purchases: Best product / Good value
• Maintenance: Depreciation / Insurance / Calibration
• Workspace: Access / Cleaning / Security
• Centralisation: Economies of scale
• IT: Check lists / SOP / Integrated DB / Export / Archives
• Bio bank
Critical points
25
26
Critical points
1. Innovative process
2. Good questions
.
27
Critical points– Innovative process
Idea -> strategy -> action
Actors: Identifying / Assessing / Launching / Convincing /
Focus on opportunities / Pro active / Cope with the risks
Leader: look for consensus, not groupthink / welcome new
ideas, new behaviours / stretch & no stress / indicators only
for motivation
CEO: Facilitate / Approved / Fertilization
28
Critical points– Role of CEO
Idea -> strategy -> action
Strategy: Mining or Hunting / Push or Pull
Atmosphere: combine discipline and efficiency / reactivity and
agility / Values / Autonomy
Structure: big gives more legitimacy / research capacity / but
difficulties to change
29
Critical points– Integration
Open innovation: Collaboration, Clusters, Alumni, Professional
associations
Academic freedom: what to share and with whom, negotiate
ex ante and share ex post / intellectual property rights
Networking and mobility: notoriety attracts partners
Have something to be courted
30
Critical points
1. Innovative process
2. Good questions
23
31
Critical points– Improvement
What are the steps which deserve special attention ?
Which fertilizer would be useful ?
Judge each organization separately
UP TO YOU
32
Critical points– Intervention
Reading GRID of the steps potentially critical points
Review all stages, actors, goals
• Stakeholders identify critical points
• Head of unit define the main objective
• Options to reach the objective
• How to put the options in action
Support should be provided
33
Critical points– The good questions
Strengths Weakness To do
Health improvement: New findings / New treatments
Professional: Skills / Notoriety
Financial: Marginal / Indirect
Academic Education: Mentoring / Teaching
Training: Long term process to the master work
Fertilisation: nourishing the ground of research
Professional: Deontology / Ethic / Carrier / Achievement
Quality: Rigour / SOP
Quantity: Recruitment & retention / Data entry / Timetable
Atmospheres: HR / Skills / Training / Motivation / Self accomplishment / Membership
Continuity: Sustainability of the organisation / Strengths
What do I need to improve ?
Difficulties: under control / need to reach objectives
34
Critical points– Results
• Partnership: Time / Analysis / Focus on goals / Trusted
• Helicopter view: Important things / Save time
• Reframing: Change for more useful behaviours
• Making the best decision: Strengths / Weaknesses
• Resources inventory: New
• Innovation mind
Take a break questioning him or herself, and be versatile
35
From idea to publication
Conclusion
Researcher
Physician
Scientist
Manager

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Academic clinical trials

  • 1. 1 Academic clinical trials From idea to publication
  • 2. 2 The Objectives • Health improvement • Scientific knowledge • Academic Education • Mastery • Fertilisation • Public
  • 3. 3 Summary Protocol development Safety and Quality of data SMI April 2013 Governing the logistics Chronology of the steps and critical points
  • 5. 5 Protocol development 1. The hypothesis 2. Drafting of the project 3. Application Feasibility
  • 6. 6 Protocol development – The project • Definition of the objective(s) • Key indicators • Biological markers • Inclusion / exclusion criteria: Bias / Power • Epidemiologic model: Statistician / Literature / Simulation • Under ethical norms
  • 7. 7 Protocol development – The drafting • First drafts: submit to peers / statisticians • Follow-up: retaining patients / bottle necks • Final draft • Case report form (CRF) • Informed patient consent
  • 8. 8 Protocol development – The application Regulatory applications • Procedures based on : internal / European /national regulations • Competent authorities • Ethics committee • Insurance • Agreements • Application of the publication to clinicaltrial.gov
  • 11. 11 Quality of data 1. Process 2. Data collection & analysis 3. Quality Control & Quality Assurance 4. Publication
  • 12. Questionnaire Sampling Medical examination Treatment unit Results Exams Reports Medical supervision Put files in order He does Encoding Transcription In the CRF Monitoring He prepares Next appointment Interview Care unit Medico-technic the next appointments Follow up Pharmacy Give his Consent Phase 1 Unit Laboratory Biobank Other treatment Screening Datacollection&analysis QualitycontrolandQualityAssurance
  • 13. 13 Quality of data– Process • Simulation: critical points and corrective actions • Checklist (IT) • Chronogram: steps of the project management
  • 14. 14 Quality of data– DBC / DAC / DSMB • CRF / Indicators • Database: Encoding / Real time / Queries • AE / Safety / DSMB • Descriptive stat • Biostatistics • Regulatory: Amendment / Reports • Closing / Archives
  • 15. 15 Quality of data– Supervision • Medical • Managerial • Monitoring • Audit • DSMB
  • 16. 16 Quality of data– Publication • Mentoring / Reviewers • Publication policy • Notoriety • Valorisation
  • 17.
  • 19. 19 Governing the logistics – Value chain Design Who What When Operations How Steps SOP Results Publication Abstract Oral presentation Poster Support: Management, Finance, Com, Equipment
  • 20. 20 Governing the logistics 1. Value Chain 2. Management 3. Finance 4. Communication 5. Equipment
  • 21. 21 Governing the logistics – Management Several targets Professional: Ethics / Careers Skills: Scientist, Physician and.. Human Management Quality spirit: Rigour / Example / Culture Continuity: Quantity / Competitive Network: Small / Economies of scale Evaluations: Tips / Lessons / Good SOPs / Continuum
  • 22. 22 Governing the logistics– Finance • Structural and conjectural resources • Pharmaceutical Industry: Supporter / Provider • Records: Margins • Accounting support: Invoices / Descriptive stat / Conventions • Networking and mobility
  • 23. 23 Governing the logistics– Communication Meetings, mails, staffs, news letters will allow to • Federation • Contacts: Network / Partners / GP / Internal & External • Regular brainstorming • Evaluations of SOP and corrective actions IT
  • 24. 24 Governing the logistics – Equipment Medical and non medical equipment • Material purchases: Best product / Good value • Maintenance: Depreciation / Insurance / Calibration • Workspace: Access / Cleaning / Security • Centralisation: Economies of scale • IT: Check lists / SOP / Integrated DB / Export / Archives • Bio bank
  • 26. 26 Critical points 1. Innovative process 2. Good questions .
  • 27. 27 Critical points– Innovative process Idea -> strategy -> action Actors: Identifying / Assessing / Launching / Convincing / Focus on opportunities / Pro active / Cope with the risks Leader: look for consensus, not groupthink / welcome new ideas, new behaviours / stretch & no stress / indicators only for motivation CEO: Facilitate / Approved / Fertilization
  • 28. 28 Critical points– Role of CEO Idea -> strategy -> action Strategy: Mining or Hunting / Push or Pull Atmosphere: combine discipline and efficiency / reactivity and agility / Values / Autonomy Structure: big gives more legitimacy / research capacity / but difficulties to change
  • 29. 29 Critical points– Integration Open innovation: Collaboration, Clusters, Alumni, Professional associations Academic freedom: what to share and with whom, negotiate ex ante and share ex post / intellectual property rights Networking and mobility: notoriety attracts partners Have something to be courted
  • 30. 30 Critical points 1. Innovative process 2. Good questions 23
  • 31. 31 Critical points– Improvement What are the steps which deserve special attention ? Which fertilizer would be useful ? Judge each organization separately UP TO YOU
  • 32. 32 Critical points– Intervention Reading GRID of the steps potentially critical points Review all stages, actors, goals • Stakeholders identify critical points • Head of unit define the main objective • Options to reach the objective • How to put the options in action Support should be provided
  • 33. 33 Critical points– The good questions Strengths Weakness To do Health improvement: New findings / New treatments Professional: Skills / Notoriety Financial: Marginal / Indirect Academic Education: Mentoring / Teaching Training: Long term process to the master work Fertilisation: nourishing the ground of research Professional: Deontology / Ethic / Carrier / Achievement Quality: Rigour / SOP Quantity: Recruitment & retention / Data entry / Timetable Atmospheres: HR / Skills / Training / Motivation / Self accomplishment / Membership Continuity: Sustainability of the organisation / Strengths What do I need to improve ? Difficulties: under control / need to reach objectives
  • 34. 34 Critical points– Results • Partnership: Time / Analysis / Focus on goals / Trusted • Helicopter view: Important things / Save time • Reframing: Change for more useful behaviours • Making the best decision: Strengths / Weaknesses • Resources inventory: New • Innovation mind Take a break questioning him or herself, and be versatile
  • 35. 35 From idea to publication Conclusion Researcher Physician Scientist Manager