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AGROFORESTRY OVERVIEW
                                                           HORTICULTURE SYSTEMS GUIDE



Abstract: Integrating trees and shrubs with the other enterprises on a farm can create additional sources of income,
spread farm labor throughout the year, and increase the productivity of the other enterprises, while protecting soil, water,
and wildlife. Agroforestry systems include alleycropping, silvopasture, windbreaks, riparian buffer strips, and forest
farming for non-timber forest products. While they clearly offer economic and ecological advantages, these systems also
involve complex interactions, which complicate their management. When designing an agroforestry enterprise, one
should research the marketing possibilities and include the agroforestry system in the complete business plan for the farm.
This publication presents the principles of agroforestry, an overview of common practices, marketing considerations,
several case studies, and an extensive list of further resources.

By Alice Beetz                                                  A traditional tree farm or nut plantation man-
NCAT Agriculture Specialist                                     aged as a single-purpose monocrop is not an
June 2002                                                       agroforestry system. Neither is a woodlot when
                                                                it’s managed for wood products only.
                                                                Agroforestry involves combining a tree planting
                                                                with another enterprise—such as grazing ani-
                                                                mals or producing mushrooms—or managing a
                                                                woodlot for a diversity of special forest products.
                                                                For example, an agroforestry system might pro-
                                                                duce firewood, biomass feedstocks, pine-straw
                                                                mulch, fodder for grazing animals, and other tra-
                                                                ditional forestry products. At the same time, the
                                                                trees are sheltering livestock from wind or sun,
                                                                providing wildlife habitat, controlling soil ero-
                                                                sion, and—in the case of most leguminous spe-
                                                                cies—fixing nitrogen to improve soil fertility.
         Trees add beauty and serve as a windbreak.

                                                                                   Table of Contents
INTRODUCTION
Agroforestry is a farming system that integrates                   Introduction ........................ 1
                                                                   Introduction
crops and/or livestock with trees and shrubs.                      Agrofor
                                                                         orestry Practices
                                                                   Agroforestry Practices ........ 2
The resulting biological interactions provide
multiple benefits, including diversified income
                                                                   The Business of
sources, increased biological production, better                       Agrofor
                                                                            orestry
                                                                       Agroforestry .................. 6
water quality, and improved habitat for both                       Where           for More
                                                                   Where to Look for More
humans and wildlife.           Farmers adopt                           Information .................. 10
                                                                       Informa
                                                                          ormation
agroforestry practices for two reasons. They
want to increase their economic stability and they
                                                                     efer
                                                                       erences
                                                                   References ....................... 10
want to improve the management of natural re-                      Further Resour
                                                                             esources
                                                                   Further Resources ............ 11
sources under their care.

ATTRA is the national sustainable agriculture information service operated by the National Center
for Appropriate Technology under a grant from the Rural Business-Cooperative Service, U.S.
Department of Agriculture. These organizations do not recommend or endorse products,
companies, or individuals. ATTRA is headquartered in Fayetteville, Arkansas (P.O. Box 3657,
Fayetteville, AR 72702), with offices in Butte, Montana and Davis, California.
Agroforestry practices in use in the United States   that sometimes necessitate trade-offs between
include alleycropping, silvopasture, windbreaks      them. The design must allow sufficient room for
and shelterbelts, riparian buffer strips, and for-   the equipment needed to service each enterprise.
est farming (special forest products). An over-      If either crop requires chemical herbicides or in-
view of each of these major systems is presented     secticides, the other must be tolerant of these
below.                                               treatments. In the case of livestock, there may
                                                     be periods during and after chemical use when
AGROFORESTRY PRACTICES                               animals must be withdrawn from the area. Live-
                                                     stock can cause damage, even when the trees are
1. Alleycropping                                     fully grown; roots injured by livestock hooves
                                                     are susceptible to disease. Soil compaction is a
Alleycropping involves growing crops (grains,        danger in wet weather. These examples indicate
forages, vegetables, etc.) between trees planted     how crucial planning is to the ultimate success
in rows. The spacing between the rows is de-         of an agroforestry system.
signed to accommodate the mature size of the
trees while leaving room for the planned alley       In most alleycropping systems, trees are planted
crops. When sun-loving plants like corn or some      in straight rows, sometimes with no regard for
herbs will be alleycropped, the alleyways need
                                                      Bob Carruthers, a crop farmer in Morrilton, Ar-
to be wide enough to let in plenty of light even
                                                      kansas, faced the choices of getting bigger, get-
                                                      ting out of commodity crop farming, or wait-
                                                      ing to be pushed out. He decided to plant pe-
                                                      cans on his laser-leveled fields and to continue
                                                      cropping in the alleys while the trees grow.
                                                      He chose several pecan varieties that are in
                                                      demand on the market and have an extended
                                                      ripening season. He planted them 35 feet apart
                                                      with 60-foot alleyways, installed micro-sprin-
                                                      klers for irrigation, and fertilized, based on soil
                                                      and leaf-tissue tests, for several years. Four
                                                      years after establishment, he is already har-
                                                      vesting a few pecans and selling them retail
                                                      for $1.50 per pound. He plans to buy a me-
                                                      chanical sheller so that he can add more value
                                                      to his product and continue to sell direct with-
       While trees mature, crops provide income.      out depending on a wholesaler.

                                                      In the 60-foot alleys, Carruthers plants no-till
when the trees have matured. Alternatively, the
                                                      wheat and soybeans, with a 17% reduction in
cropping sequence can be planned to change as
                                                      yield as compared to his former monocropped
the trees’ growth decreases the available light.
                                                      fields. He has planned for the change in light
For example, soybeans or corn could be grown
                                                      availability as the trees mature; when sunlight
when the trees are very small; then, as the tree
                                                      limits soybean production, he will grow only
canopy closes, forages could be harvested for hay;
                                                      wheat in the alleys. At year 22 or thereabouts,
finally, when the trees are fully grown and the
                                                      he will take out every other tree in the row,
ground is more shaded, grazing livestock or
                                                      leaving a 60-foot by 70-foot spacing. Having
shade-tolerant crops like mushrooms or orna-
                                                      originally estimated that he would regain the
mental ferns could occupy the alleyways.
                                                      establishment costs in 13 years, he now expects
                                                      to do so in 10 or 11 years. Meanwhile, the crop-
Like all integrated systems, alleycropping re-
                                                      ping system contributes cash flow in these
quires skillful management and careful planning.
                                                      early years when tree revenue is minimal.
Both the crop and the trees have requirements

PAGE 2                                                                   //AGROFORESTRY OVERVIEW
slope or contour. There are, however, advan-
                                                        Tom Frantzen and his family are innovative
tages to planting the trees in curves or on the
                                                       farmers in northeastern Iowa. In 1992, they be-
contour. These include the slowing of surface-
                                                       gan an intercropping experiment by planting
water movement and the reduction of soil ero-
                                                       double rows of hybrid cottonwood trees at even
sion. The trees can be planted in single rows or
                                                       spacings across one of their fields, with alter-
in blocks of multiple rows between alleys. The
                                                       nating strips of corn and oats in the alleys. The
first row in a block is planted on the contour line;
                                                       oats are underseeded with red clover, and ev-
subsequent rows are planted below the original
                                                       ery third alley strip is a second-year stand of
line according to the slope of the land. The final
                                                       red clover. From a distance the field has an
row of trees in one block is planted parallel to
                                                       attractive striped pattern. Each year the oats
the contour line on which the next block of trees
                                                       are combined and the straw is baled. The red
will begin. The width of the tree blocks varies,
                                                       clover underseeded in the oats is lightly grazed
but the cropping alleyways between them have
                                                       as a new seeding, and then used as pasture in
parallel edges. This design avoids creating point
                                                       the second year.
rows within the alleys, thus simplifying crop
equipment maneuvers. The width of the alleys
                                                       Every year, a farrowing hut is placed on each
is determined by the size of this equipment.
                                                       second-year clover strip. Bred gilts graze on
                                                       clover (or alfalfa) while the adjacent crops and
If planting on the contour is impractical, another
                                                       trees are protected from damage with two
option is to plant trees in curved zigzags so that
                                                       strands of portable electric wire. Six pounds
water running downhill is captured or at least
                                                       of ground corn and minerals per gilt supple-
slowed. Islands of trees can offer some of the
                                                       ment the pasture to ensure proper nutrition
same advantages if they don’t interfere with
                                                       prior to farrowing. In the fall, the growing pigs
cropping operations.
                                                       and lactating sows harvest the corn strips.
                                                       Grazing both the corn and the red clover keeps
In large plantings, fast-growing hardwoods or
                                                       harvest costs to a minimum. The corn and trees
pines are interplanted as trainers to ensure that
                                                       separate the groups of sows and pigs, provide
the crop trees develop upright, unbranched
                                                       a windbreak, and offer shade in the heat (1).
trunks. Alternatively, the crop trees can be
planted close together in the rows, to be thinned
and pruned several times as they grow. Al-             from the planting. Grazing generally begins af-
though these early-harvested trees may have            ter two or three years, when the trees are large
little market value, their presence during the first   enough that the livestock can’t damage them. In
years of growth has increased the main crop’s          other instances, tree tubes and electric fencing
value. The goal is to produce long, straight           protect the young trees, and grazing begins im-
sawlogs with few lower branches, for maximum           mediately.
profit at final harvest. Whatever the planting
design, trees on the outside edge of a group will      Grazing livestock on silvopasture eliminates
grow more side branches, or even a lopsided            some of the costs of tree maintenance. With good
trunk, resulting in lower-value sawlogs.               grazing management, for example, herbicides
                                                       and mowing may become unnecessary. Graz-
2. Silvopasture                                        ing also enhances nutrient cycling and reduces
                                                       commercial fertilizer costs; the animals remove
Tree and pasture combinations are called               few nutrients, and their waste is a valuable in-
silvopastoral agroforestry. Hardwoods (sometimes       put for the trees. Well-managed grazing will in-
nut trees) and/or pines are planted in single or       crease organic matter and improve soil condi-
multiple rows, and livestock graze between them.       tions. However, controlling the number of ani-
Although both the trees and the livestock must         mals per acre, limiting the number of days those
be managed for production, some systems em-            animals remain on each site, and avoiding com-
phasize one over the other. Usually, in the early      paction are critical for a successful silvopasture
years of establishment, crops or hay are harvested     system.

           //AGROFORESTRY OVERVIEW                                                            PAGE 3
Competition for water between the pasture and
the trees may be a concern. In a silvopasture with
nut trees, for example, seasonal water shortages
during late summer can negatively affect nutfill
and the production of fruit buds for next year’s
harvest. Irrigation is justified in such a situation
if the trees are being managed for nut produc-
tion. Water competition may not be as critical
for timber silvopastures.

Further information about silvopastoral systems
is available from the National Agroforestry Cen-
ter and other resources listed at the end of this
publication.




                                                                 A windbreak protects Iowa crops.


                                                        Although the trees compete for available water
                                                        along the edges between the windbreak and the
                                                        crop rows, potentially reducing crop yield near
                                                        the windbreak, the net effect on productivity is
                                                        positive. In fact, even on land that’s well suited
                                                        for high-value crops, a windbreak can increase
                                                        the crop yield of the entire downwind field by
                                                        as much as 20%, even when the windbreak area
  Grazing sheep replace the mower in Christmas trees.   is included in the acreage total (2).

                                                        Windbreaks can be designed specifically for shel-
3. Windbreaks or Shelterbelts                           tering livestock. Studies have shown the eco-
                                                        nomic advantages of providing protection from
Extensive research on windbreaks, also called           windchill, a major stress on animals that live
shelterbelts, has been carried out in the U.S. Trees    outside in the winter. Reduced feed bills, in-
are planted in single or multiple rows along the        creases in milk production, and improved calv-
edge of a field to reduce wind effects on crops or      ing success have resulted from the use of wind-
livestock. Windbreaks have been shown to re-            breaks. The National Agroforestry Center (see
duce wind impact over a horizontal distance             Further Resources) offers a series of booklets on
equalling at least ten times the height of the trees.   windbreak technology as well as a publication
Wind and water erosion are reduced, creating a          entitled Outdoor Living Barns. Another resource,
moist, more favorable microclimate for the crop.        focused specifically on incorporating trees into
In the winter the windbreak traps snow, and any         family farms, is Shelter and Shade by John and
winter crops or livestock are protected from chill-     Bunny Mortimer (3).
ing winds. Beneficial insects find permanent
habitat in windbreaks, enhancing crop protec-           Besides providing protection to crops and live-
tion.                                                   stock, windbreaks offer other advantages. They


PAGE 4                                                                     //AGROFORESTRY OVERVIEW
benefit wildlife, especially by serving as continu-
ous corridors along which animals can safely
move. Farmers can even develop windbreaks
into additional profit centers for the farm—hunt-
ing leases, selective timber harvests, firewood
sales, and special forest products are some of the
possibilities (these marketing options are dis-
cussed below).

Any tree species can be used in a windbreak.
However, deciduous species, even in multiple
rows, will lose effectiveness when they lose their
leaves. For year-round use, some of the species
selected should be evergreen. Fast-growing trees
should be included; it’s best to plant deep-rooted,
non-competitive species along the edges. Regu-
lar deep chisel-plowing along the edges will keep
roots from spreading into the crop rows. If some
of the trees are harvested periodically, replace-
ments can be planted, establishing a long-term
rotation within the windbreak.                                   Buffers protect water quality.


Farmers in the upper Midwest are investing in         stabilize streambanks. On cropland that is tiled
hybrid hazelnut or poplar plantings as part of        to improve drainage, polluted water can flow
their crop and livestock systems. They are in-        directly into streams; constructed wetlands in-
tegrating them into the farm to provide benefits      stalled in the buffers can capture and clean this
such as windbreaks, terraces, or riparian buff-       drainage water before it enters the stream.
ers. Using livestock wastes as a part of the fer-
tility program is being investigated.                 Forested areas along streams fulfill other needs
                                                      of the community at large by storing water and
The newly introduced hybrid hazelnut takes the        by helping to prevent streambank erosion,
form of a bush (most hazelnuts have been raised       which in turn decreases sedimentation down-
as small trees in the northwestern U.S.). These       stream. These areas protect and enhance the
plants are resistant or tolerant to eastern filbert   aquatic environment as well. Shading the wa-
blight, which is a serious threat to the industry     ter keeps it cooler, an essential condition for
in the Northwest. The demand for the nut is           many desirable aquatic species. Buffer strips
large and established. Midwestern farmers are         also provide wildlife habitat and can be man-
exploring cooperative marketing options. Har-         aged for special forest products.
vesting equipment appropriate for these
plantings is being developed.                         Crop and livestock farmers, as well as local
                                                      communities, have become aware of the threat
                                                      that agricultural practices can pose to pure
                                                      drinking water. Consequently, there are fed-
4. Riparian Buffer Strips                             eral, state, and local government programs to
                                                      assist in the design and planting of riparian
Trees, grasses, and/or shrubs planted in areas        buffer strips. The federal Continuous Conser-
along streams or rivers are called riparian buffers   vation Reserve Program can be used for this
or filter strips. These plantings are designed to     purpose. The local Farm Services Administra-
catch soil, excess nutrients, and chemical pesti-     tion office can advise on this program and other
cides moving over the land’s surface before they      options. Conservation organizations are an-
enter waterways. Such plantings also physically       other potential resource. Some offer conserva-

           //AGROFORESTRY OVERVIEW                                                                PAGE 5
tion easements or trusts when land is perma-
nently withdrawn from agricultural production.

5. Forest Farming and Special Forest
   Products

When a natural forested area is managed for both
wood products and an additional enterprise, it
becomes an agroforestry system. For help with
the management of timber, county Extension
agents can refer farmers to Extension forestry
specialists. These specialists are qualified to give
advice on thinning, pruning, and harvesting
practices, as well as on marketing options. They
may or may not be able to visit the farm for on-
site consultation. The Association of Consulting               Ginseng thrives under mature forest.
Foresters of America (See Further Resources be-
low) can refer you to private forestry consultants     naturally occurring patches of berries or bitter-
in your area.                                          sweet. Or they might plant understory crops
                                                       adapted to the forest type and climate. Growing
Besides producing saw timber and pulpwood,             mushrooms on logs is another, more labor-inten
woodlands can generate income from many                sive, possibility; a canopy of either hardwoods
other products. Established forests offer many         or pine will provide the shade needed to main-
non-timber ”special forest products” that contrib-     tain moisture for fruiting. See the ATTRA publi-
ute to cash flow without requiring the one-time        cation Mushroom Cultivation and Marketing for
harvest of old trees. For example, landowners          more information.
can manage established woods to encourage
                                                       Berries and vines for crafts or basketry are ex-
                                                       amples of products that can be harvested and
 The number of products that a woodland can            marketed without any costs of establishment; on
 contribute is limited only by the owners’             the production end, they may require only that
 imaginations and their ability to identify and        the canopy be managed for optimal light condi-
 exploit a profitable market. Here are a few           tions. Some other examples of non-timber forest
 examples:                                             products are listed in the box on this page. For
 • fruits, nuts, berries                               more information on special forest products, re-
 • honey and other hive products                       quest the new ATTRA publication Woodlot En-
 • mushrooms                                           terprises, and visit the Web sites listed below un-
 • herbs and medicinal plants                          der Further Resources.
 • materials for basket-making or
    chair-caning                                       THE BUSINESS OF AGROFORESTRY
 • pine straw, boughs, pinecones
 • plant materials as dried or fresh
                                                       1. Establishment Costs and Interim Income
    ornamentals
 • bamboo
                                                       Effort spent at the beginning of an agroforestry
 • aromatics
                                                       project on properly preparing the site and fol-
 • fenceposts, firewood, smokewood
                                                       lowing the recommended planting procedures
 • decorative or odd wood, e.g. burls
                                                       will pay off well later on. Depending on the type
 • dye materials
                                                       of project, establishment costs can be consider-
 • tree and shrub seeds, seedlings, and
                                                       able. For an alleycropping system—or even a
    cuttings
                                                       windbreak—destruction of existing vegetation
 • charcoal
                                                       and deep chiseling or ripping of the soil are mini-
PAGE 6                                                                     //AGROFORESTRY OVERVIEW
mal requirements. A season of growing a cover          Nut trees produce income from the nuts long
crop before planting the trees, and use of mulch       before the timber can be harvested. In fact, over
or landscape cloth to reduce early competition         the life of the planting, the value of the nut har-
for water and nutrients, will increase the chances     vest of improved varieties is liable to surpass the
of quick, healthy growth. Lending institutions         value of the wood at final harvest. Black walnut
will likely require a good business plan in order      is a valuable timber and nut tree, but it requires
to fund such a project, especially for a beginner.     a good site and takes a long time (often eighty
However, government support programs such              years) before timber harvest can begin. Early
as the continuous CRP (Conservation Reserve            training and pruning, as well as managing fer-
Program) or other program payments will help
to defray these costs in some areas of the coun-
try. Consult with your local Farm Services             Short-rotation Woody Crops
Agency about whether such programs would
apply to your acreage.                                 Several of the agroforestry practices described
                                                       here can incorporate fast-growing trees such
                                                       as poplar and willow. Called short-rotation
                                                       woody crops, they are used in riparian buff-
                                                       ers, windbreaks, or alleycrops. Harvested for
                                                       biomass, fiber, or other products, such trees can
                                                       produce a marketable crop in as few as ten
                                                       years when managed intensively. Rapid ini-
                                                       tial growth requires a prepared site, adequate
                                                       fertility and water, and competition controls
                                                       (e.g., mulch, herbicide, weed barriers).

                                                       In some systems, after a tree is cut, one of the
                                                       sprouts that grows from the stump is chosen
                                                       as the replacement stem. After it has grown
                                                       for several years, it is harvested and the pro-
                                                       cess is repeated. This practice of repeatedly
                                                       cutting and re-sprouting trees from an estab-
                                                       lished root system is called coppicing. Alter-
                                                       natively, trees are simply harvested once, and
       Raspberries between young pecan trees.          new trees planted as replacements. Since new
                                                       hybrids are continually being developed for
The delay until the income from a new planting         use as short-rotation woody crops, producers
begins to pay back these initial costs is a key con-   might choose to completely re-plant in order
sideration for most landowners. Alley crops and        to take advantage of newer genetic lines.
silvopastures provide income from the area be-
tween tree rows in this early stage. In addition,      Short-rotation woody crops are of increasing
as a stand of same-age trees matures, some trees       interest to the energy and fiber industries. For
will be harvested in order to reduce competition       example, in Minnesota, as native aspen forests
as the trees begin to require more space. Al-          are exhausted, the pulp industry has turned to
though the early thinnings are not likely to be        hybrid poplars. They are being monocropped
worth very much, the later ones may have some          in plantations or included in farm agroforestry
market value. It pays to investigate all the op-       systems. In this case, the demand is established
tions, including marketing value-added products        and so is the infrastructure to harvest and pro-
directly. Hardwood chips could be sold to a land-      cess the crop. These fast-growing trees are of-
scaping firm, for instance, or firewood may have       ten planted in rotation for regular income.
nearby customers. Consider some of the “spe-           However, an all-in, all-out system can also be
cial forest products” mentioned above.                 successful.


           //AGROFORESTRY OVERVIEW                                                             PAGE 7
tility and pests, will maximize the value of both    tree products, new markets will develop in other
crops. Pecans, either native or improved variet-     regions. It is, of course, difficult to predict where,
ies, have some of the same advantages and dis-       especially when planning for harvests twenty
advantages. However, pecan trees are seldom          years or more in the future.
harvested for timber while they are still produc-
ing because of the high value of the nut.            Careful consideration must be given not only to
                                                     the marketing plan, but to the harvest plan as
In the case of pines, boughs for the ornamental      well. The planting design must accommodate
market and pine needles for landscaping mulch        harvest equipment and leave room for mainte-
provide early income potential. Again, the total     nance operations. Young trees are easily
value of these products over the life of the stand   wounded, and these wounds provide entrance
can be more than that of the timber. The advan-      to pest organisms.
tage of providing income while trees grow to ma-
turity, however, can be critical to the cash-flow    Thinning and pruning may generate sales if
situation of the farm. In every system, the          wisely marketed. This part of the planning pro-
amount and type of management and labor re-          cess requires the advice of a forestry professional,
quired for interim and final products must be        whether a government agent or a private con-
carefully weighed during the design stage.           sultant. Remember that loggers and timber buy-
                                                     ers are likely to have their own best interests in
Larry Godsey at the University of Missouri’s         mind.
Center for Agroforestry wrote an excellent pub-
lication on developing a budget that combines        Landowners who want to add value to their for-
multiple enterprise budgets over the life of an      est products have some choices. One way is to
agroforestry planting. Economic Budgeting for        certify that the forest and its harvest have been
Agroforestry Practices is available from The Mis-    managed according to specified ecological stan-
souri Agroforestry Center (See Further Re-           dards. There are currently several “eco-label”
sources below). An on-line version can be down-      certification programs. Eco-labeling has caught
loaded from the Center’s website.                    on in Europe where consumer recognition is
                                                     high, but has not consistently earned premium
2. Marketing                                         prices in the U.S. Contact ATTRA for more in-
                                                     formation about forest certification programs.
Thorough research into the markets available for
each type of tree product is absolutely essential    In some cases, landowners can add value them-
before committing to any forestry enterprise. For    selves, for example by cutting and selling fire-
most forestry products, the buyer must be rela-      wood. Access to a portable sawmill can enable
tively close to the site. Otherwise, the transpor-   landowners to saw their own logs into lumber,
tation costs will eat up potential profits. Al-      air dry it, and sell it directly to specialty wood-
though short-rotation woody crops are a rela-        workers. Other options, like selling pine
tively new type of forestry without established      thinnings as Christmas decorations, require
markets, it is likely that regional markets will     imagination and marketing know-how. Fee
develop over time where there are customers          hunting or wildlife photography, possibly com-
such as ethanol producers, electric power pro-       bined with camping or bed-and-breakfast facili-
ducers, and the fiber industry.                      ties, might also be considered.

Regions where forestry is a longstanding tradi-      3. Evaluating Agroforestry Options
tion are likely to have markets for all types of
wood products (e.g., saw timber, chip and saw,       Agroforestry systems are much more complex
pulpwood). Without such a forestry infrastruc-       than single-purpose farm or forestry enterprises.
ture already in place, it is risky to commit to an   Each component of the system—the trees as well
agroforestry system. However, because private        as the crops or livestock—must undergo a series
lands are becoming a more important source of        of evaluation procedures: testing against the

PAGE 8                                                                   //AGROFORESTRY OVERVIEW
farm or family goals, evaluating resources, in-        Enterprise can be accessed on the Web at <http:/
vestigating promising options from a longer list       /www.attra.org> or obtained in print form by
of possibilities, making the choice, planning, and     calling ATTRA.
then implementing the plan and monitoring
progress.                                              Integrating several enterprises necessarily in-
                                                       volves multiple interactions. How will each com-
Evaluation of an agroforestry system requires          ponent affect the other—for better or worse?
collecting the following information (4):              How can all operations be managed without
                                                       damage to other parts of the system? Despite
•   Farm Accounts—Income and expenditures for          every effort to predict, there will be unforeseen
    existing enterprises and potential ones, in-       consequences. Advantages and disadvantages
    cluding fixed and variable costs.                  will become apparent. It is therefore more criti-
•   Planting and Felling Areas—The program of          cal than usual to continually observe what’s hap-
    harvest and planting for each year of the          pening on the site. If, during planning, certain
    project.                                           indicators can be identified as early warning
•   Labor and Materials—Includes the costs of          signs, better monitoring will result. An alert
    seedlings, fertilizer, herbicides, and insur-      manager can avoid losses by quickly noticing
    ance, as well as planting, pruning, and thin-      problems as they occur.
    ning expenses.
•   Wood Yields—Predicted wood-product values
    by log grade, including cost of harvest and
    transport.
•   Understory Profiles—Crop or livestock prod-
    ucts, including harvested tree products (nuts,
    pinestraw), and how production will change
    through the tree rotation; effects of canopy
    closure and windbreak benefits.
•   Environmental Impacts—Water yield, erosion
    reduction, carbon sequestration, wildlife.
•   Social Effects—Family and farm goals, support
    of the rural community, improved visual aes-
    thetics.

Since agroforestry systems in temperate climates
have not been studied through several complete
rotations, landowners will work with incomplete
                                                           Cattle profits offset walnut establishment costs.
data during the evaluation process. Yield data
from same-age tree plantations must be adjusted
for an agroforestry system. Understory compe-          Agroforestry systems, especially for temperate
tition for water and nutrients, as well as light ef-   climates, have not traditionally received much
fects on both understory and tree edges, should        attention from either the agricultural or the for-
be taken into account when projecting yields and       estry research communities. Nevertheless,
expected market values.                                implementing designs using trees and bushes to
                                                       enhance crop or livestock production, waste
The Missouri Agroforestry Center’s excellent           management, and natural resource protection is
publication Economic Budgeting for Agroforestry        a step toward a permanent, stable agriculture.
Practices (5) offers step-by-step guidelines for       Farmers have pioneered many of these systems.
developing multiple enterprise budgets and then        Each requires a careful initial design adapted to
combining them into a cash flow plan (see Fur-         the site and the farm operation, continuous ob-
ther Resources below). In addition, the more           servation, and a commitment to a long timeline.
generic ATTRA publication Evaluating a Rural           The resulting farmscape will be beautiful as well

           //AGROFORESTRY OVERVIEW                                                                  PAGE 9
as productive, and can be a source of pride for        can help plan and fund new agroforestry
the family and the community.                          projects. Although hard copies are no longer
                                                       available, it is posted on ATTRA’s website:
WHERE TO LOOK FOR MORE INFORMATION                     <http://www.attra.org/guide>. An update of
                                                       the electronic version is planned.
There are a growing number of information re-
sources on agroforestry in temperate climates,         Several excellent reference books—both classics
easily available to anyone who seeks them.             and recent publications—are listed below under
                                                       Further Resources, along with many electronic
The Association for Temperate Agroforestry             sources of forestry or agroforestry information.
(AFTA) (See the Further Resources section be-
low) is the professional organization devoted to       REFERENCES
agroforestry research, demonstration, and infor-
mation dissemination in North America. Its             1) Richards, Keith. 1997. Planning for a
quarterly newsletter, The Temperate Agroforester,         positive future: This family seeds enter-
is included as a benefit of paying annual mem-            prises that fit their farm vision. Plant-
bership dues. In addition, many books on tem-             ing Your Farm’s Future Series, National
perate agroforestry are available to members at           Center for Appropriate Technology,
a discount. AFTA sponsors a biennial interna-             Fayetteville, AR. 2 p.
tional conference where researchers and practi-           <http://www.attra.org/pub/leaflets/
tioners gather to learn what is happening in tem-         planningrs.html>.
perate agroforestry throughout North America.
The Proceedings from these conferences provide         2) Conservation Trees For Your Farm, Fam-
an excellent overview of the field. Proceedings           ily & Future. No date. The National Arbor
from many of the past conferences are still avail-        Day Foundation. Nebraska City, NE. 10 p.
able. (See AFTA’s website or contact AFTA about
availability for purchase.) The seventh confer-        3) Mortimer, John and Bunny Mortimer. 1996.
ence was held in Regina, Saskatchewan, Canada,            Shelter & Shade: Creating a Healthy
in August of 2001. When proceedings become                andProfitable Environment for Our Live-
available, ordering information will be posted on         stock with Trees. Green Park Press, Jack-
the AFTA website.                                         son, MS. 161 p.
Based in Lincoln, Nebraska, the National               4) Knowles, Leith and Phillip Middlemiss.
Agroforestry Center (NAC) is an interagency               1999. Evaluating Agroforestry Options.
venture of the Natural Resources Conservation             A Continuing Professional Development
Service and the USDA Forest Service. The part-            course held at Hot Springs, AR, June 12, 1999.
nership combines the resources of both agencies           June. p. 6.
to develop and apply agroforestry technologies
in appropriate conservation and/or production          5) Godsey, Larry D. 2000. Economic Bud-
systems for farms, ranches, and communities.              geting for Agroforestry Practices. Publica-
NAC publishes Inside Agroforestry, a quarterly            tion UMCA–3–2000. University of Missouri
periodical containing news from the Center as             Agroforestry, Columbia, MO. 20 p.
well as information about developments in
agroforestry in the U.S. They also offer a num-
ber of practical publications, many of which are
free. See Further Resources below.

ATTRA distributed a recent USDA publication
entitled Building Better Rural Places: Federal Pro-
grams for Sustainable Agriculture, Forestry, Conser-
vation and Community Development. It identifies
numerous agencies and programs, some of which

PAGE 10                                                                  //AGROFORESTRY OVERVIEW
FURTHER RESOURCES                                           Members receive a quarterly newsletter, National
                                                            Woodlands, with information on managing wood-
    Agroforestry-related organizations:                     land, legislative and tax issues, as well as other
                                                            intermittent publications; a complimentary visit
Association for Temperate Agroforestry (AFTA)               from a certified forester; and access to videos and
School of Natural Resources                                 other publications.
1-30 Agriculture Bldg.
University of Missouri                                                         Books:
Columbia, MO 65211
    The $25/year membership fee includes a subscrip-    Agroforestry for Soil Management, 2nd ed.
    tion to The Temperate Agroforester, a quarterly     1997. By Anthony Young. CAB International,
    newsletter, as well as discounts on association     New York, NY. 320 p.
    events and on many agroforestry books ordered          Describes benefits of trees in controlling soil ero-
    through the association.                               sion, increasing soil fertility, and maintaining soil
                                                           structure on marginal lands; offers support for
The National Agroforestry Center                           agroforestry practices that improve the soil.
Rocky Mountain Forestry and Range Extension
Station                                                 Agroforestry for Sustainable Land-Use. 1999.
Univ. of Nebraska East Campus                           Edited by Daniel Auclair and Christian Dupraz.
Lincoln, NE 68583-0822                                  Kluwer Academic Publishers. 266 p.
http://www.unl.edu/nac                                     Examines the environmental and social conditions
    Offers a free quarterly newsletter, Inside             that affect the roles and performance of trees in
    Agroforestry, to anyone who requests it, and           field- and forest-based agricultural production
    manypublications on agroforestry practices             systems.
    andproducts, all at low or no cost.
                                                        Agroforestry: Science, Policy and Practice. 1995.
Association of Consulting Foresters of America          Edited by Fergus L. Sinclair. Kluwer Academic
732 N. Washington St., Suite 4-A                        Publishers. 296 p.
Alexandria, VA 22314                                       An attempt to use the results of process-oriented
(703) 548-0990                                             research toward the goal of developing a policy
http://acf-foresters.com/                                  framework to encourage adoption of agroforestry
                                                           as a sustainable land-use practice.
Forest Landowners Assn.
P.O. Box 450209                                         Design Principles for Farm Forestry. 1997.
Atlanta, GA 31145                                       Anon. RIRDC/LWRRDC/FWPRDC Joint Ven-
(800) 325-2954                                          ture Agroforestry Program.                <http://
http://www.forestland.org/                              www.mtg.unimelb.edu.au/designbook.htm>.
    Members receive Forest Landowner Magazine bi-       Pub no 97/48. 102 p.
    monthly and a Forest Landowner Manual; an-             A guide to help farmers create their own
    nouncements of the Southern Forestry Conference        agroforestry design. Written around seven
    and other relevant seminars; discount rates on         basic reasons for planting trees, each chapter
    hunt lease liability insurance; access to student      provides basic design principles to achieve that
    scholarships; and tax and policy updates.              objective; each chapter also provides hints at how
                                                           to adapt a design to capture multiple benefits.
National Woodland Owners Assn.                             Available for downloading at the website, or in
374 Maple East, Suite 310                                  hard copy for $16 from:
Vienna, VA 22180                                           RIRDC
(800) GRO-TREE                                             Australia
e-mail: info@woodlandowners.org                            (02) 6272 4819
http://www.woodlandowners.org                              (02) 6272 5877

            //AGROFORESTRY OVERVIEW                                                                 PAGE 11
Email: publications@rirdc.gov.au                     North American Agroforestry: An Integrated
    http://www.rirdc.gov.au                              Science and Practice. 2000. Edited by H. E.
                                                         Garrett, W. J. Rietveld, and R.F. Fisher.
Enhancing Wildlife Habitats: A Practical Guide
for Forest Landowners. 1993. By Scott S.                 Temperate Agroforestry Systems. 1997. Edited
Hobson, John S. Barclay, and Stephen H.                  by Andrew M. Gordon and Steven M. Newman.
Broderick. NRAES-64. Northeast Regional                  CAB International, New York, NY. 288 p.
Agricultural Engineering Service, Ithaca, NY.               Design and practice of agroforestry systems
172 p.                                                      based on ecological theory.
    Available for $25 plus $4 shipping from:
    Northeast Regional Agricultural Engineering          Restoration Forestry: An International Guide to
    Service                                              Sustainable Forestry Practices. 1997. Edited by
    152 Riley-Robb Hall                                  Michael Pilarski. 1994. Kivaki Press, Durango,
    Ithaca, NY 14853-5701.                               CO. 525 p.
    (607) 255-7654                                          An encyclopedia of sustainable forestry with in-
                                                            ternational scope, including temperate and tropi-
Forest Farming. 1985. By James Sholto Douglas               cal applications; an important reference book.
and Robert A. de J. Hart. 1985. Intermediate
Technology Publications, New York, NY. 207 p.            The Silvicultural Basis for Agroforestry Sys-
   Food production using tree and other forest re-       tems. 1999. Edited by Mark S. Ashton and
   sources. Out of print. See your librarian or a        Florencia Montagnini. CRC Press. 296 p.
   used bookseller.                                          This college-level textbook summarizes the state
                                                             of current knowledge in the rapidly expanding
Forest Gardening: Cultivating an Edible Land-                field of agroforestry.
scape. 1996. By Robert Hart. Chelsea Green,
White River Junction, VT. 234 p.                         The Status, Opportunities & Needs for
   Describes how to transform even a small cottage       Agroforestry in the United States: A National
   garden into a diverse hospitable habitat for song     Report. 1997. Edited by Miles L. Merwin. As-
   birds, butterflies, and other wildlife using a wide   sociation for Temperate Agroforestry.
   variety of useful plants, including fruit and nut     41 p.
   trees, perennial herbs, and vegetables.                   Available for $6 from AFTA (See contact infor-
                                                             mation listed above).
An Introduction to Agroforestry. 1993. By P.K.
Ramachandran Nair. Kluwer Academic Publish-              Temperate Agroforestry Systems. 1997. Edited
ers (in cooperation with ICRAF). 496 p.                  by Andrew M. Gordon and Steven M. Newman.
    Describes the development, ecological founda-        CAB International, New York, NY. 269 p.
    tions, and status of agroforestry today. Covers         Explores the development of temperate
    technical aspects of the five major agroforestry        agroforestry systems, concentrating on temper-
    practices and evaluates each. Socioeconomic fac-        ate-zone areas where the greatest advances, adop-
    tors and the future of agroforestry are a l s o         tions, and modifications have taken place: North
    included.                                               and South America, China, Australia, New
                                                            Zealand, the United Kingdom, and Continental
Nontimber Forest Products in the United States.             Europe.
2002. Edited by Eric Jones, Rebecca McLain, and
James Weigand.                                           Timber Management for Small Woodlands.
   Describes the range of products being produced        Katherine M. Layer. Information Bulletin 180.
   in woodlands, including traditional uses and us-      Revised edition. Cornell Cooperative Extension
   ers of the forest—both commercial and non-            Service, Ithaca, NY. 57 p.
   commercial; discussion of sustainable manage
   ment; also policy, economics, and future re-          The Theory and Practice of Agroforestry De-
   search needs.                                         sign. 1998. By Paul A. Wojtkowski. Science Pub-
                                                         lishers, Inc., Enfield, NH. 282 p.

PAGE 12                                                                      //AGROFORESTRY OVERVIEW
Focuses on the theory of agroforestry design;not                          Proceedings:
    a manual for practitioners.
                                                           Proceedings of Past North American
Tree-Crop Interactions: A Physiological Ap-                Agroforestry Conferences (AFTA)
proach. 1996. Edited by Chin K. Ong and P.A.                  The biennial North American Agroforestry Con-
Huxley. CAB International, New York, NY.                      ference series, initiated in 1989, has been a forum
416 p.                                                        for researchers, teachers, extensionists, and prac-
    Uses quantitative physiological evidence to sup-          titioners to share up-to-date information about
    port the potential role and benefits of agroforestry      temperate agroforestry. The papers and poster ab-
    in sustainable agriculture, showing how the prin-         stracts presented at the meeting are collected in a
    ciples of crop physiology can be applied to the un        printed proceedings published by the hosting in-
    derstanding of tree-crop interactions.                    stitution. These proceedings provide a wealth of
                                                              information on a wide range of topics related to
Tree Crops: A Permanent Agriculture. 1987. By                 agroforestry.
J. Russell Smith. Island Press, Covelo, CA.
408 p.                                                     •   Exploring the Opportunities for
    Visionary classic describing use of temperate-zone         Agroforestry in Changing Rural Land-
    trees to produce food for people and livestock with-       scapes. Proceedings of the Fifth North
    out the erosion associated with annual cropping            American Agroforestry Conference, August
    systems.                                                   1997, Ithaca, NY. Edited by Louise Buck and
                                                               James P. Lassoie. Published in 1997.
A Tree for All Reasons: Introduction and Evalu-                   Includes an update on institutional and
ation of Multipurpose Trees for Agroforestry.                     extension developments, the latest research
1991. By P.J. Wood and J. Burley. ICRAF,                          on temperate agroforestry practices, model-
Nairobi, Kenya. ISBN: 92 9059 075 0.                              ing efforts, and multipurpose trees. Avail-
    Includes chapters on species selection, planning              able for $20 (ppd. USA); check payable to
    and design, assessment, and areas of research                 Cornell University from:
    work.                                                         Dr. Louise Buck
                                                                  Natural Resources Dept.
The Woodland Steward, 2nd Ed. 1994. By James                      Fernow Hall
R. Fazio. The Woodland Press, Moscow, ID.                         Cornell University
211 p.                                                            Ithaca, NY 14853
    Woodland management, including inventory and
    planning; harvesting and improving the woodlot;        •   Building a Sustainable Future. Proceedings
    chapters on Christmas trees, hollies as a business,        of the 4th North American Agroforestry Con-
    and maple sugaring.                                        ference, July 1995, Boise, ID. Edited by John
                                                               H. Ehrenreich, Dixie L. Ehrenreich, and
Woodland Stewardship: A Practical Guide for                    Harry W. Lee. University of Idaho, Moscow,
Midwestern Landowners. 1993. By Melvin J.                      ID. 200 p. Published in 1996.
Baughman, Alvin A. Alm, A. Scott Reed, Tho-                        Topics covered include: agroforestry poten-
mas G. Eiber, and Charles R. Blinn. Minnesota                      tial, biology, and economics of temperate
Extension Service, University of Minnesota, St.                    agroforestry systems, and updates on research
Paul, MN. 195 p.                                                   of agroforestry practices. Available for $30
   How to take care of woodlands, including inven-                 to AFTA members; $35 for nonmembers
   tory, improvement, and protection; harvesting and               (ppd., checks payable to College of Forestry,
   marketing; managing for wildlife; and tax and                   University of Idaho) from:
   financial investment analysis; excellent support-               Dr. John Ehrenreich
   ing appendices.                                                 College of Forestry, Wildlife, and Range
                                                                   Stations



            //AGROFORESTRY OVERVIEW                                                                  PAGE 13
University of Idaho                                    (519) 824-4120, ext. 2415
        Moscow, ID 83844-1135                                  (519) 837-0442 (Fax)
        (208) 885-7600
        (208) 885-5878                                         Other Proceedings of Interest:
        e-mail: dixie@uidaho.edu
                                                       Proceedings of the North American Conference
•   Opportunities for Agroforestry in the Tem-         on Enterprise Development Through
    perate Zone Worldwide. Proceedings of the          Agroforestry: Farming the Agroforest for Spe-
    Third North American Temperate                     cialty Products. October 1998. Edited by Scott J.
    Agroforestry Conference, August 1993,              Josiah. The Center for Integrated Natural Re-
    Ames, IA. Edited by Richard C. Schultz and         sources and Agriculture Management, Univer-
    Joe P. Colletti. Published in 1994.                sity of Minnesota, St. Paul, MN. 243 p. Published
        Includes papers presented on agroforestry      in 1999.
        systems design, biology, and socio-econom-         Includes sections on marketing; medicinals and
        ics. For purchase information, contact:            botanicals; handicrafts, specialty woods, and deco-
        Richard Schultz                                    rative florals; forest-based food products; unique
        Department of Forestry                             challenges of specialty forest products; and emerg-
        249 Bessey Hall                                    ing issues in forest farming. Contact CINRAM
        Iowa State University                              for ordering information:
        Ames, IA 50011-1021                                The Center for Integrated Natural Resources
        (515) 294-7602                                     and Agricultural Management
                                                           (CINRAM)
•   Proceedings of the Second Conference on                University of Minnesota
    Agroforestry in North America. August                  115 Green Hall
    1991, Springfield, MO. Edited By H. E.                 1530 Cleveland Ave. North
    ‘Gene’ Garrett. The School of Natural Re-              Saint Paul, MN 55108
    sources, University of Missouri, Columbia,             (612) 624-4299 / 7418 / 4296
    MO. Published in 1992.                                 (612) 625-5212 FAX
       Papers on general biology, wildlife, systems        e-mail: CINRAM@umn.edu
       design, pest management, water quality, and         http://www.cnr.umn.edu/FR/CINRAM/
       social/economic aspects of agroforestry sys-        home/index.htm
       tems. OUT OF PRINT - check your nearest
       university library.                             Agroforestry and Sustainable Systems: Sympo-
                                                       sium Proceedings. Held in August 1994 in Fort
•   Agroforestry in North America. Proceedings         Collins, CO, 1995. Edited by W. J. Rietveld. Gen-
    of the First Conference on Agroforestry in         eral Technical Report RM-GTR-261. USDA-For-
    North America, August 1989, Guelph,                est Service, Rocky Mountain Forest and Range
    Ontario. Edited by Peter Williams. Depart-         Experiment Station, Fort Collins, CO. 276 p.
    ment of Environmental Biology, Ontario Ag-             Topics include: the use of dormant woody plant-
    ricultural College, University of Guelph,              ing for slope protection, living snowfences,
    Guelph, Ontario, Canada.                               agroforestry and wildlife, agroforestry-enhanced
        Covers a wide range of topics on temperate         biodiversity, conservation trees , and a report on
        agroforestry applications. Available for $25       the status of agroforestry in five agroclimatic re-
        CDN (AFTA members) and $30 CDN (non-               gions of the U.S. Organized and sponsored by
        members), checks payable to the University         the USDA. Out of print. See your librarian for
        of Guelph, from:                                   help in obtaining.
        Andrew Gordon
        Dept. Of Environmental Biology                 Agroforestry in Sustainable Agricultural Sys-
        University of Guelph                           tems. 1998. Edited by Louise E. Buck and James
        Guelph, Ontario N1G 2W1                        P. Lassoie. Lewis Publishers, Inc., Boca Ratan,
        Canada                                         FL. 400 p. ISBN: 1-56670-294-1.

PAGE 14                                                                     //AGROFORESTRY OVERVIEW
A selection of papers from a June 1997 workshop           riparian buffers and windbreaks, forest tour-
    in Montpelier, France, including what is under-           ism, and much more; includes direct on-line
    stood about underlying processes in agroforestry,         links.
    an exploration of relevant modeling approaches,
    and descriptions of temperate and Mediterranean       The Australia Master Tree Grower Program
    systems—both traditional and innovative.              http://www.mtg.unimelb.edu.au
                                                              Resources for practitioners including an on-
              Journals/Periodicals:                           line publication for farmers, Design Principles
                                                              for Farm Forestry; spreadsheets and links to
Agroforestry Abstracts                                        other sites.
Available on the Internet with a fully-searchable 13-
year archive of worldwide agroforestry information        Farm, Community, and Tree Network
with weekly updates. Subscription: $150 regular;          (FACT Net)
$80 for AFTA members. Free 30-day trial of the on-        http://www.winrock.org/forestry/
line version is available.                                factnet.htm
                                                              Fact sheets on many nitrogen-fixing trees—
Agroforestry Systems                                          many of them tropical. Research reports and
International scientific journal that publishes results       past publications are also available.
of original research, critical reviews and short com-
                                                          Forestry and Agroforestry in NRCS
munications on any aspect of agroforestry, including
                                                          (Natural Resources Conservation Service)
biophysical and socioeconomic aspects. Subscription:
                                                          http://www.nhq.nrcs.usda.gov/BCS/forest/
$427 regular; $60 for AFTA members.
                                                          agforest.html
      Websites related to agroforestry:                       Directory of state and national agroforestry pro-
                                                              fessionals in NRCS; links to other related gov-
                                                              ernment agencies and resources; links to forestry
These websites are continually in flux. If                    professionals; access to videos and slide shows
they can’t be found at the addresses listed,                  on various woodland management issues.
a Web search will assist you in finding their
current locations.                                        Resources for Tropical Forestry and
                                                          Agroforestry
                                                          http://www.agroforester.com/index.html
National Agroforestry Center’s home page
                                                              Source of The Overstory, a free e-mail jour-
http://www.unl.edu/nac/
                                                              nal; although the focus is on tropical regions,
    NAC homepage with links to publications and
                                                              there is considerable information relevant to
    other excellent materials, including a Specialty
                                                              temperate zone agroforestry.
    Forest Products series.
                                                          Poplar and Willow home page
University of Missouri Center for Agroforestry
                                                          http://poplar2.cfr.washington.edu
http://agebb.missouri.edu/umca/
    General agroforestry information, publication on          Covers topics related to newly developing short–
    budgeting agroforestry practices, and videos on           rotation woody production for energy and other
    various practices; describes the Center and its           uses.
    staff, provides abstracts of research; excellent
    links to many related sites.                          Websites related to special forest products:

                                                          USDA Forest Service—Special Forest Products
Forest Landowners Guide to Internet Resources
                                                          http://www.srs4702.forprod.vt.edu/pubsubj/
http://www.na.fs.fed.us/pubs/misc/ir/
                                                          sfp.htm
index.htm
    Index of on-line publications covering a wide             Contains several articles about non-timber for-
    range of topics related to owning and managing            est products.
    woodlands, pubs on special forest products,

            //AGROFORESTRY OVERVIEW                                                                PAGE 15
University of Minnesota site
http://www.cnr.umn.edu/FR/CINRAM/home/
Site to order the Proceedings from the 1998 Spe-
cialty Forest Products/Forest Farming Conference
     and a publication on marketing Special Forest


Forestry with Steve Nix
http://forestry.miningco.com/cs/alternativeforest
    Several articles about forest products, including
    charcoal, tree seeds, botanicals, and pine straw.

Institute for Culture and Ecology’s
U.S. Non-timber Forest Product Database
http://ifcae.org/ntfp/
    Database lists commercial and non-commercial
    NTFP species—for identification, development
    and conservation; can be searched by scientific
    or common name, product use, parts used,
    state range, and distribution; also has a search-
    able bibliographic and Internet links database.

WoodWeb
http://www.woodweb.com/Home.html
    Woodworking industry homepage with informa-
    tion on lumber sales, funiture and cabinet-mak-
    ing, business, and many other topics related to
    this industry.

By Alice Beetz
NCAT Agriculture Specialist

Edited by Richard Earles
Formatted by Cynthia Arnold

June 2002


 The electronic version of Agroforestry Overview is
 located at:
 HTML
 http://www.attra.ncat.org/attra-pub/agroforestry.html
 PDF
 http://www.attra.ncat.org/attra-pub/PDF/agrofor.pdf

IP155




PAGE 16                                                  //AGROFORESTRY OVERVIEW

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Agroforestry Overview

  • 1. AGROFORESTRY OVERVIEW HORTICULTURE SYSTEMS GUIDE Abstract: Integrating trees and shrubs with the other enterprises on a farm can create additional sources of income, spread farm labor throughout the year, and increase the productivity of the other enterprises, while protecting soil, water, and wildlife. Agroforestry systems include alleycropping, silvopasture, windbreaks, riparian buffer strips, and forest farming for non-timber forest products. While they clearly offer economic and ecological advantages, these systems also involve complex interactions, which complicate their management. When designing an agroforestry enterprise, one should research the marketing possibilities and include the agroforestry system in the complete business plan for the farm. This publication presents the principles of agroforestry, an overview of common practices, marketing considerations, several case studies, and an extensive list of further resources. By Alice Beetz A traditional tree farm or nut plantation man- NCAT Agriculture Specialist aged as a single-purpose monocrop is not an June 2002 agroforestry system. Neither is a woodlot when it’s managed for wood products only. Agroforestry involves combining a tree planting with another enterprise—such as grazing ani- mals or producing mushrooms—or managing a woodlot for a diversity of special forest products. For example, an agroforestry system might pro- duce firewood, biomass feedstocks, pine-straw mulch, fodder for grazing animals, and other tra- ditional forestry products. At the same time, the trees are sheltering livestock from wind or sun, providing wildlife habitat, controlling soil ero- sion, and—in the case of most leguminous spe- cies—fixing nitrogen to improve soil fertility. Trees add beauty and serve as a windbreak. Table of Contents INTRODUCTION Agroforestry is a farming system that integrates Introduction ........................ 1 Introduction crops and/or livestock with trees and shrubs. Agrofor orestry Practices Agroforestry Practices ........ 2 The resulting biological interactions provide multiple benefits, including diversified income The Business of sources, increased biological production, better Agrofor orestry Agroforestry .................. 6 water quality, and improved habitat for both Where for More Where to Look for More humans and wildlife. Farmers adopt Information .................. 10 Informa ormation agroforestry practices for two reasons. They want to increase their economic stability and they efer erences References ....................... 10 want to improve the management of natural re- Further Resour esources Further Resources ............ 11 sources under their care. ATTRA is the national sustainable agriculture information service operated by the National Center for Appropriate Technology under a grant from the Rural Business-Cooperative Service, U.S. Department of Agriculture. These organizations do not recommend or endorse products, companies, or individuals. ATTRA is headquartered in Fayetteville, Arkansas (P.O. Box 3657, Fayetteville, AR 72702), with offices in Butte, Montana and Davis, California.
  • 2. Agroforestry practices in use in the United States that sometimes necessitate trade-offs between include alleycropping, silvopasture, windbreaks them. The design must allow sufficient room for and shelterbelts, riparian buffer strips, and for- the equipment needed to service each enterprise. est farming (special forest products). An over- If either crop requires chemical herbicides or in- view of each of these major systems is presented secticides, the other must be tolerant of these below. treatments. In the case of livestock, there may be periods during and after chemical use when AGROFORESTRY PRACTICES animals must be withdrawn from the area. Live- stock can cause damage, even when the trees are 1. Alleycropping fully grown; roots injured by livestock hooves are susceptible to disease. Soil compaction is a Alleycropping involves growing crops (grains, danger in wet weather. These examples indicate forages, vegetables, etc.) between trees planted how crucial planning is to the ultimate success in rows. The spacing between the rows is de- of an agroforestry system. signed to accommodate the mature size of the trees while leaving room for the planned alley In most alleycropping systems, trees are planted crops. When sun-loving plants like corn or some in straight rows, sometimes with no regard for herbs will be alleycropped, the alleyways need Bob Carruthers, a crop farmer in Morrilton, Ar- to be wide enough to let in plenty of light even kansas, faced the choices of getting bigger, get- ting out of commodity crop farming, or wait- ing to be pushed out. He decided to plant pe- cans on his laser-leveled fields and to continue cropping in the alleys while the trees grow. He chose several pecan varieties that are in demand on the market and have an extended ripening season. He planted them 35 feet apart with 60-foot alleyways, installed micro-sprin- klers for irrigation, and fertilized, based on soil and leaf-tissue tests, for several years. Four years after establishment, he is already har- vesting a few pecans and selling them retail for $1.50 per pound. He plans to buy a me- chanical sheller so that he can add more value to his product and continue to sell direct with- While trees mature, crops provide income. out depending on a wholesaler. In the 60-foot alleys, Carruthers plants no-till when the trees have matured. Alternatively, the wheat and soybeans, with a 17% reduction in cropping sequence can be planned to change as yield as compared to his former monocropped the trees’ growth decreases the available light. fields. He has planned for the change in light For example, soybeans or corn could be grown availability as the trees mature; when sunlight when the trees are very small; then, as the tree limits soybean production, he will grow only canopy closes, forages could be harvested for hay; wheat in the alleys. At year 22 or thereabouts, finally, when the trees are fully grown and the he will take out every other tree in the row, ground is more shaded, grazing livestock or leaving a 60-foot by 70-foot spacing. Having shade-tolerant crops like mushrooms or orna- originally estimated that he would regain the mental ferns could occupy the alleyways. establishment costs in 13 years, he now expects to do so in 10 or 11 years. Meanwhile, the crop- Like all integrated systems, alleycropping re- ping system contributes cash flow in these quires skillful management and careful planning. early years when tree revenue is minimal. Both the crop and the trees have requirements PAGE 2 //AGROFORESTRY OVERVIEW
  • 3. slope or contour. There are, however, advan- Tom Frantzen and his family are innovative tages to planting the trees in curves or on the farmers in northeastern Iowa. In 1992, they be- contour. These include the slowing of surface- gan an intercropping experiment by planting water movement and the reduction of soil ero- double rows of hybrid cottonwood trees at even sion. The trees can be planted in single rows or spacings across one of their fields, with alter- in blocks of multiple rows between alleys. The nating strips of corn and oats in the alleys. The first row in a block is planted on the contour line; oats are underseeded with red clover, and ev- subsequent rows are planted below the original ery third alley strip is a second-year stand of line according to the slope of the land. The final red clover. From a distance the field has an row of trees in one block is planted parallel to attractive striped pattern. Each year the oats the contour line on which the next block of trees are combined and the straw is baled. The red will begin. The width of the tree blocks varies, clover underseeded in the oats is lightly grazed but the cropping alleyways between them have as a new seeding, and then used as pasture in parallel edges. This design avoids creating point the second year. rows within the alleys, thus simplifying crop equipment maneuvers. The width of the alleys Every year, a farrowing hut is placed on each is determined by the size of this equipment. second-year clover strip. Bred gilts graze on clover (or alfalfa) while the adjacent crops and If planting on the contour is impractical, another trees are protected from damage with two option is to plant trees in curved zigzags so that strands of portable electric wire. Six pounds water running downhill is captured or at least of ground corn and minerals per gilt supple- slowed. Islands of trees can offer some of the ment the pasture to ensure proper nutrition same advantages if they don’t interfere with prior to farrowing. In the fall, the growing pigs cropping operations. and lactating sows harvest the corn strips. Grazing both the corn and the red clover keeps In large plantings, fast-growing hardwoods or harvest costs to a minimum. The corn and trees pines are interplanted as trainers to ensure that separate the groups of sows and pigs, provide the crop trees develop upright, unbranched a windbreak, and offer shade in the heat (1). trunks. Alternatively, the crop trees can be planted close together in the rows, to be thinned and pruned several times as they grow. Al- from the planting. Grazing generally begins af- though these early-harvested trees may have ter two or three years, when the trees are large little market value, their presence during the first enough that the livestock can’t damage them. In years of growth has increased the main crop’s other instances, tree tubes and electric fencing value. The goal is to produce long, straight protect the young trees, and grazing begins im- sawlogs with few lower branches, for maximum mediately. profit at final harvest. Whatever the planting design, trees on the outside edge of a group will Grazing livestock on silvopasture eliminates grow more side branches, or even a lopsided some of the costs of tree maintenance. With good trunk, resulting in lower-value sawlogs. grazing management, for example, herbicides and mowing may become unnecessary. Graz- 2. Silvopasture ing also enhances nutrient cycling and reduces commercial fertilizer costs; the animals remove Tree and pasture combinations are called few nutrients, and their waste is a valuable in- silvopastoral agroforestry. Hardwoods (sometimes put for the trees. Well-managed grazing will in- nut trees) and/or pines are planted in single or crease organic matter and improve soil condi- multiple rows, and livestock graze between them. tions. However, controlling the number of ani- Although both the trees and the livestock must mals per acre, limiting the number of days those be managed for production, some systems em- animals remain on each site, and avoiding com- phasize one over the other. Usually, in the early paction are critical for a successful silvopasture years of establishment, crops or hay are harvested system. //AGROFORESTRY OVERVIEW PAGE 3
  • 4. Competition for water between the pasture and the trees may be a concern. In a silvopasture with nut trees, for example, seasonal water shortages during late summer can negatively affect nutfill and the production of fruit buds for next year’s harvest. Irrigation is justified in such a situation if the trees are being managed for nut produc- tion. Water competition may not be as critical for timber silvopastures. Further information about silvopastoral systems is available from the National Agroforestry Cen- ter and other resources listed at the end of this publication. A windbreak protects Iowa crops. Although the trees compete for available water along the edges between the windbreak and the crop rows, potentially reducing crop yield near the windbreak, the net effect on productivity is positive. In fact, even on land that’s well suited for high-value crops, a windbreak can increase the crop yield of the entire downwind field by as much as 20%, even when the windbreak area Grazing sheep replace the mower in Christmas trees. is included in the acreage total (2). Windbreaks can be designed specifically for shel- 3. Windbreaks or Shelterbelts tering livestock. Studies have shown the eco- nomic advantages of providing protection from Extensive research on windbreaks, also called windchill, a major stress on animals that live shelterbelts, has been carried out in the U.S. Trees outside in the winter. Reduced feed bills, in- are planted in single or multiple rows along the creases in milk production, and improved calv- edge of a field to reduce wind effects on crops or ing success have resulted from the use of wind- livestock. Windbreaks have been shown to re- breaks. The National Agroforestry Center (see duce wind impact over a horizontal distance Further Resources) offers a series of booklets on equalling at least ten times the height of the trees. windbreak technology as well as a publication Wind and water erosion are reduced, creating a entitled Outdoor Living Barns. Another resource, moist, more favorable microclimate for the crop. focused specifically on incorporating trees into In the winter the windbreak traps snow, and any family farms, is Shelter and Shade by John and winter crops or livestock are protected from chill- Bunny Mortimer (3). ing winds. Beneficial insects find permanent habitat in windbreaks, enhancing crop protec- Besides providing protection to crops and live- tion. stock, windbreaks offer other advantages. They PAGE 4 //AGROFORESTRY OVERVIEW
  • 5. benefit wildlife, especially by serving as continu- ous corridors along which animals can safely move. Farmers can even develop windbreaks into additional profit centers for the farm—hunt- ing leases, selective timber harvests, firewood sales, and special forest products are some of the possibilities (these marketing options are dis- cussed below). Any tree species can be used in a windbreak. However, deciduous species, even in multiple rows, will lose effectiveness when they lose their leaves. For year-round use, some of the species selected should be evergreen. Fast-growing trees should be included; it’s best to plant deep-rooted, non-competitive species along the edges. Regu- lar deep chisel-plowing along the edges will keep roots from spreading into the crop rows. If some of the trees are harvested periodically, replace- ments can be planted, establishing a long-term rotation within the windbreak. Buffers protect water quality. Farmers in the upper Midwest are investing in stabilize streambanks. On cropland that is tiled hybrid hazelnut or poplar plantings as part of to improve drainage, polluted water can flow their crop and livestock systems. They are in- directly into streams; constructed wetlands in- tegrating them into the farm to provide benefits stalled in the buffers can capture and clean this such as windbreaks, terraces, or riparian buff- drainage water before it enters the stream. ers. Using livestock wastes as a part of the fer- tility program is being investigated. Forested areas along streams fulfill other needs of the community at large by storing water and The newly introduced hybrid hazelnut takes the by helping to prevent streambank erosion, form of a bush (most hazelnuts have been raised which in turn decreases sedimentation down- as small trees in the northwestern U.S.). These stream. These areas protect and enhance the plants are resistant or tolerant to eastern filbert aquatic environment as well. Shading the wa- blight, which is a serious threat to the industry ter keeps it cooler, an essential condition for in the Northwest. The demand for the nut is many desirable aquatic species. Buffer strips large and established. Midwestern farmers are also provide wildlife habitat and can be man- exploring cooperative marketing options. Har- aged for special forest products. vesting equipment appropriate for these plantings is being developed. Crop and livestock farmers, as well as local communities, have become aware of the threat that agricultural practices can pose to pure drinking water. Consequently, there are fed- 4. Riparian Buffer Strips eral, state, and local government programs to assist in the design and planting of riparian Trees, grasses, and/or shrubs planted in areas buffer strips. The federal Continuous Conser- along streams or rivers are called riparian buffers vation Reserve Program can be used for this or filter strips. These plantings are designed to purpose. The local Farm Services Administra- catch soil, excess nutrients, and chemical pesti- tion office can advise on this program and other cides moving over the land’s surface before they options. Conservation organizations are an- enter waterways. Such plantings also physically other potential resource. Some offer conserva- //AGROFORESTRY OVERVIEW PAGE 5
  • 6. tion easements or trusts when land is perma- nently withdrawn from agricultural production. 5. Forest Farming and Special Forest Products When a natural forested area is managed for both wood products and an additional enterprise, it becomes an agroforestry system. For help with the management of timber, county Extension agents can refer farmers to Extension forestry specialists. These specialists are qualified to give advice on thinning, pruning, and harvesting practices, as well as on marketing options. They may or may not be able to visit the farm for on- site consultation. The Association of Consulting Ginseng thrives under mature forest. Foresters of America (See Further Resources be- low) can refer you to private forestry consultants naturally occurring patches of berries or bitter- in your area. sweet. Or they might plant understory crops adapted to the forest type and climate. Growing Besides producing saw timber and pulpwood, mushrooms on logs is another, more labor-inten woodlands can generate income from many sive, possibility; a canopy of either hardwoods other products. Established forests offer many or pine will provide the shade needed to main- non-timber ”special forest products” that contrib- tain moisture for fruiting. See the ATTRA publi- ute to cash flow without requiring the one-time cation Mushroom Cultivation and Marketing for harvest of old trees. For example, landowners more information. can manage established woods to encourage Berries and vines for crafts or basketry are ex- amples of products that can be harvested and The number of products that a woodland can marketed without any costs of establishment; on contribute is limited only by the owners’ the production end, they may require only that imaginations and their ability to identify and the canopy be managed for optimal light condi- exploit a profitable market. Here are a few tions. Some other examples of non-timber forest examples: products are listed in the box on this page. For • fruits, nuts, berries more information on special forest products, re- • honey and other hive products quest the new ATTRA publication Woodlot En- • mushrooms terprises, and visit the Web sites listed below un- • herbs and medicinal plants der Further Resources. • materials for basket-making or chair-caning THE BUSINESS OF AGROFORESTRY • pine straw, boughs, pinecones • plant materials as dried or fresh 1. Establishment Costs and Interim Income ornamentals • bamboo Effort spent at the beginning of an agroforestry • aromatics project on properly preparing the site and fol- • fenceposts, firewood, smokewood lowing the recommended planting procedures • decorative or odd wood, e.g. burls will pay off well later on. Depending on the type • dye materials of project, establishment costs can be consider- • tree and shrub seeds, seedlings, and able. For an alleycropping system—or even a cuttings windbreak—destruction of existing vegetation • charcoal and deep chiseling or ripping of the soil are mini- PAGE 6 //AGROFORESTRY OVERVIEW
  • 7. mal requirements. A season of growing a cover Nut trees produce income from the nuts long crop before planting the trees, and use of mulch before the timber can be harvested. In fact, over or landscape cloth to reduce early competition the life of the planting, the value of the nut har- for water and nutrients, will increase the chances vest of improved varieties is liable to surpass the of quick, healthy growth. Lending institutions value of the wood at final harvest. Black walnut will likely require a good business plan in order is a valuable timber and nut tree, but it requires to fund such a project, especially for a beginner. a good site and takes a long time (often eighty However, government support programs such years) before timber harvest can begin. Early as the continuous CRP (Conservation Reserve training and pruning, as well as managing fer- Program) or other program payments will help to defray these costs in some areas of the coun- try. Consult with your local Farm Services Short-rotation Woody Crops Agency about whether such programs would apply to your acreage. Several of the agroforestry practices described here can incorporate fast-growing trees such as poplar and willow. Called short-rotation woody crops, they are used in riparian buff- ers, windbreaks, or alleycrops. Harvested for biomass, fiber, or other products, such trees can produce a marketable crop in as few as ten years when managed intensively. Rapid ini- tial growth requires a prepared site, adequate fertility and water, and competition controls (e.g., mulch, herbicide, weed barriers). In some systems, after a tree is cut, one of the sprouts that grows from the stump is chosen as the replacement stem. After it has grown for several years, it is harvested and the pro- cess is repeated. This practice of repeatedly cutting and re-sprouting trees from an estab- lished root system is called coppicing. Alter- natively, trees are simply harvested once, and Raspberries between young pecan trees. new trees planted as replacements. Since new hybrids are continually being developed for The delay until the income from a new planting use as short-rotation woody crops, producers begins to pay back these initial costs is a key con- might choose to completely re-plant in order sideration for most landowners. Alley crops and to take advantage of newer genetic lines. silvopastures provide income from the area be- tween tree rows in this early stage. In addition, Short-rotation woody crops are of increasing as a stand of same-age trees matures, some trees interest to the energy and fiber industries. For will be harvested in order to reduce competition example, in Minnesota, as native aspen forests as the trees begin to require more space. Al- are exhausted, the pulp industry has turned to though the early thinnings are not likely to be hybrid poplars. They are being monocropped worth very much, the later ones may have some in plantations or included in farm agroforestry market value. It pays to investigate all the op- systems. In this case, the demand is established tions, including marketing value-added products and so is the infrastructure to harvest and pro- directly. Hardwood chips could be sold to a land- cess the crop. These fast-growing trees are of- scaping firm, for instance, or firewood may have ten planted in rotation for regular income. nearby customers. Consider some of the “spe- However, an all-in, all-out system can also be cial forest products” mentioned above. successful. //AGROFORESTRY OVERVIEW PAGE 7
  • 8. tility and pests, will maximize the value of both tree products, new markets will develop in other crops. Pecans, either native or improved variet- regions. It is, of course, difficult to predict where, ies, have some of the same advantages and dis- especially when planning for harvests twenty advantages. However, pecan trees are seldom years or more in the future. harvested for timber while they are still produc- ing because of the high value of the nut. Careful consideration must be given not only to the marketing plan, but to the harvest plan as In the case of pines, boughs for the ornamental well. The planting design must accommodate market and pine needles for landscaping mulch harvest equipment and leave room for mainte- provide early income potential. Again, the total nance operations. Young trees are easily value of these products over the life of the stand wounded, and these wounds provide entrance can be more than that of the timber. The advan- to pest organisms. tage of providing income while trees grow to ma- turity, however, can be critical to the cash-flow Thinning and pruning may generate sales if situation of the farm. In every system, the wisely marketed. This part of the planning pro- amount and type of management and labor re- cess requires the advice of a forestry professional, quired for interim and final products must be whether a government agent or a private con- carefully weighed during the design stage. sultant. Remember that loggers and timber buy- ers are likely to have their own best interests in Larry Godsey at the University of Missouri’s mind. Center for Agroforestry wrote an excellent pub- lication on developing a budget that combines Landowners who want to add value to their for- multiple enterprise budgets over the life of an est products have some choices. One way is to agroforestry planting. Economic Budgeting for certify that the forest and its harvest have been Agroforestry Practices is available from The Mis- managed according to specified ecological stan- souri Agroforestry Center (See Further Re- dards. There are currently several “eco-label” sources below). An on-line version can be down- certification programs. Eco-labeling has caught loaded from the Center’s website. on in Europe where consumer recognition is high, but has not consistently earned premium 2. Marketing prices in the U.S. Contact ATTRA for more in- formation about forest certification programs. Thorough research into the markets available for each type of tree product is absolutely essential In some cases, landowners can add value them- before committing to any forestry enterprise. For selves, for example by cutting and selling fire- most forestry products, the buyer must be rela- wood. Access to a portable sawmill can enable tively close to the site. Otherwise, the transpor- landowners to saw their own logs into lumber, tation costs will eat up potential profits. Al- air dry it, and sell it directly to specialty wood- though short-rotation woody crops are a rela- workers. Other options, like selling pine tively new type of forestry without established thinnings as Christmas decorations, require markets, it is likely that regional markets will imagination and marketing know-how. Fee develop over time where there are customers hunting or wildlife photography, possibly com- such as ethanol producers, electric power pro- bined with camping or bed-and-breakfast facili- ducers, and the fiber industry. ties, might also be considered. Regions where forestry is a longstanding tradi- 3. Evaluating Agroforestry Options tion are likely to have markets for all types of wood products (e.g., saw timber, chip and saw, Agroforestry systems are much more complex pulpwood). Without such a forestry infrastruc- than single-purpose farm or forestry enterprises. ture already in place, it is risky to commit to an Each component of the system—the trees as well agroforestry system. However, because private as the crops or livestock—must undergo a series lands are becoming a more important source of of evaluation procedures: testing against the PAGE 8 //AGROFORESTRY OVERVIEW
  • 9. farm or family goals, evaluating resources, in- Enterprise can be accessed on the Web at <http:/ vestigating promising options from a longer list /www.attra.org> or obtained in print form by of possibilities, making the choice, planning, and calling ATTRA. then implementing the plan and monitoring progress. Integrating several enterprises necessarily in- volves multiple interactions. How will each com- Evaluation of an agroforestry system requires ponent affect the other—for better or worse? collecting the following information (4): How can all operations be managed without damage to other parts of the system? Despite • Farm Accounts—Income and expenditures for every effort to predict, there will be unforeseen existing enterprises and potential ones, in- consequences. Advantages and disadvantages cluding fixed and variable costs. will become apparent. It is therefore more criti- • Planting and Felling Areas—The program of cal than usual to continually observe what’s hap- harvest and planting for each year of the pening on the site. If, during planning, certain project. indicators can be identified as early warning • Labor and Materials—Includes the costs of signs, better monitoring will result. An alert seedlings, fertilizer, herbicides, and insur- manager can avoid losses by quickly noticing ance, as well as planting, pruning, and thin- problems as they occur. ning expenses. • Wood Yields—Predicted wood-product values by log grade, including cost of harvest and transport. • Understory Profiles—Crop or livestock prod- ucts, including harvested tree products (nuts, pinestraw), and how production will change through the tree rotation; effects of canopy closure and windbreak benefits. • Environmental Impacts—Water yield, erosion reduction, carbon sequestration, wildlife. • Social Effects—Family and farm goals, support of the rural community, improved visual aes- thetics. Since agroforestry systems in temperate climates have not been studied through several complete rotations, landowners will work with incomplete Cattle profits offset walnut establishment costs. data during the evaluation process. Yield data from same-age tree plantations must be adjusted for an agroforestry system. Understory compe- Agroforestry systems, especially for temperate tition for water and nutrients, as well as light ef- climates, have not traditionally received much fects on both understory and tree edges, should attention from either the agricultural or the for- be taken into account when projecting yields and estry research communities. Nevertheless, expected market values. implementing designs using trees and bushes to enhance crop or livestock production, waste The Missouri Agroforestry Center’s excellent management, and natural resource protection is publication Economic Budgeting for Agroforestry a step toward a permanent, stable agriculture. Practices (5) offers step-by-step guidelines for Farmers have pioneered many of these systems. developing multiple enterprise budgets and then Each requires a careful initial design adapted to combining them into a cash flow plan (see Fur- the site and the farm operation, continuous ob- ther Resources below). In addition, the more servation, and a commitment to a long timeline. generic ATTRA publication Evaluating a Rural The resulting farmscape will be beautiful as well //AGROFORESTRY OVERVIEW PAGE 9
  • 10. as productive, and can be a source of pride for can help plan and fund new agroforestry the family and the community. projects. Although hard copies are no longer available, it is posted on ATTRA’s website: WHERE TO LOOK FOR MORE INFORMATION <http://www.attra.org/guide>. An update of the electronic version is planned. There are a growing number of information re- sources on agroforestry in temperate climates, Several excellent reference books—both classics easily available to anyone who seeks them. and recent publications—are listed below under Further Resources, along with many electronic The Association for Temperate Agroforestry sources of forestry or agroforestry information. (AFTA) (See the Further Resources section be- low) is the professional organization devoted to REFERENCES agroforestry research, demonstration, and infor- mation dissemination in North America. Its 1) Richards, Keith. 1997. Planning for a quarterly newsletter, The Temperate Agroforester, positive future: This family seeds enter- is included as a benefit of paying annual mem- prises that fit their farm vision. Plant- bership dues. In addition, many books on tem- ing Your Farm’s Future Series, National perate agroforestry are available to members at Center for Appropriate Technology, a discount. AFTA sponsors a biennial interna- Fayetteville, AR. 2 p. tional conference where researchers and practi- <http://www.attra.org/pub/leaflets/ tioners gather to learn what is happening in tem- planningrs.html>. perate agroforestry throughout North America. The Proceedings from these conferences provide 2) Conservation Trees For Your Farm, Fam- an excellent overview of the field. Proceedings ily & Future. No date. The National Arbor from many of the past conferences are still avail- Day Foundation. Nebraska City, NE. 10 p. able. (See AFTA’s website or contact AFTA about availability for purchase.) The seventh confer- 3) Mortimer, John and Bunny Mortimer. 1996. ence was held in Regina, Saskatchewan, Canada, Shelter & Shade: Creating a Healthy in August of 2001. When proceedings become andProfitable Environment for Our Live- available, ordering information will be posted on stock with Trees. Green Park Press, Jack- the AFTA website. son, MS. 161 p. Based in Lincoln, Nebraska, the National 4) Knowles, Leith and Phillip Middlemiss. Agroforestry Center (NAC) is an interagency 1999. Evaluating Agroforestry Options. venture of the Natural Resources Conservation A Continuing Professional Development Service and the USDA Forest Service. The part- course held at Hot Springs, AR, June 12, 1999. nership combines the resources of both agencies June. p. 6. to develop and apply agroforestry technologies in appropriate conservation and/or production 5) Godsey, Larry D. 2000. Economic Bud- systems for farms, ranches, and communities. geting for Agroforestry Practices. Publica- NAC publishes Inside Agroforestry, a quarterly tion UMCA–3–2000. University of Missouri periodical containing news from the Center as Agroforestry, Columbia, MO. 20 p. well as information about developments in agroforestry in the U.S. They also offer a num- ber of practical publications, many of which are free. See Further Resources below. ATTRA distributed a recent USDA publication entitled Building Better Rural Places: Federal Pro- grams for Sustainable Agriculture, Forestry, Conser- vation and Community Development. It identifies numerous agencies and programs, some of which PAGE 10 //AGROFORESTRY OVERVIEW
  • 11. FURTHER RESOURCES Members receive a quarterly newsletter, National Woodlands, with information on managing wood- Agroforestry-related organizations: land, legislative and tax issues, as well as other intermittent publications; a complimentary visit Association for Temperate Agroforestry (AFTA) from a certified forester; and access to videos and School of Natural Resources other publications. 1-30 Agriculture Bldg. University of Missouri Books: Columbia, MO 65211 The $25/year membership fee includes a subscrip- Agroforestry for Soil Management, 2nd ed. tion to The Temperate Agroforester, a quarterly 1997. By Anthony Young. CAB International, newsletter, as well as discounts on association New York, NY. 320 p. events and on many agroforestry books ordered Describes benefits of trees in controlling soil ero- through the association. sion, increasing soil fertility, and maintaining soil structure on marginal lands; offers support for The National Agroforestry Center agroforestry practices that improve the soil. Rocky Mountain Forestry and Range Extension Station Agroforestry for Sustainable Land-Use. 1999. Univ. of Nebraska East Campus Edited by Daniel Auclair and Christian Dupraz. Lincoln, NE 68583-0822 Kluwer Academic Publishers. 266 p. http://www.unl.edu/nac Examines the environmental and social conditions Offers a free quarterly newsletter, Inside that affect the roles and performance of trees in Agroforestry, to anyone who requests it, and field- and forest-based agricultural production manypublications on agroforestry practices systems. andproducts, all at low or no cost. Agroforestry: Science, Policy and Practice. 1995. Association of Consulting Foresters of America Edited by Fergus L. Sinclair. Kluwer Academic 732 N. Washington St., Suite 4-A Publishers. 296 p. Alexandria, VA 22314 An attempt to use the results of process-oriented (703) 548-0990 research toward the goal of developing a policy http://acf-foresters.com/ framework to encourage adoption of agroforestry as a sustainable land-use practice. Forest Landowners Assn. P.O. Box 450209 Design Principles for Farm Forestry. 1997. Atlanta, GA 31145 Anon. RIRDC/LWRRDC/FWPRDC Joint Ven- (800) 325-2954 ture Agroforestry Program. <http:// http://www.forestland.org/ www.mtg.unimelb.edu.au/designbook.htm>. Members receive Forest Landowner Magazine bi- Pub no 97/48. 102 p. monthly and a Forest Landowner Manual; an- A guide to help farmers create their own nouncements of the Southern Forestry Conference agroforestry design. Written around seven and other relevant seminars; discount rates on basic reasons for planting trees, each chapter hunt lease liability insurance; access to student provides basic design principles to achieve that scholarships; and tax and policy updates. objective; each chapter also provides hints at how to adapt a design to capture multiple benefits. National Woodland Owners Assn. Available for downloading at the website, or in 374 Maple East, Suite 310 hard copy for $16 from: Vienna, VA 22180 RIRDC (800) GRO-TREE Australia e-mail: info@woodlandowners.org (02) 6272 4819 http://www.woodlandowners.org (02) 6272 5877 //AGROFORESTRY OVERVIEW PAGE 11
  • 12. Email: publications@rirdc.gov.au North American Agroforestry: An Integrated http://www.rirdc.gov.au Science and Practice. 2000. Edited by H. E. Garrett, W. J. Rietveld, and R.F. Fisher. Enhancing Wildlife Habitats: A Practical Guide for Forest Landowners. 1993. By Scott S. Temperate Agroforestry Systems. 1997. Edited Hobson, John S. Barclay, and Stephen H. by Andrew M. Gordon and Steven M. Newman. Broderick. NRAES-64. Northeast Regional CAB International, New York, NY. 288 p. Agricultural Engineering Service, Ithaca, NY. Design and practice of agroforestry systems 172 p. based on ecological theory. Available for $25 plus $4 shipping from: Northeast Regional Agricultural Engineering Restoration Forestry: An International Guide to Service Sustainable Forestry Practices. 1997. Edited by 152 Riley-Robb Hall Michael Pilarski. 1994. Kivaki Press, Durango, Ithaca, NY 14853-5701. CO. 525 p. (607) 255-7654 An encyclopedia of sustainable forestry with in- ternational scope, including temperate and tropi- Forest Farming. 1985. By James Sholto Douglas cal applications; an important reference book. and Robert A. de J. Hart. 1985. Intermediate Technology Publications, New York, NY. 207 p. The Silvicultural Basis for Agroforestry Sys- Food production using tree and other forest re- tems. 1999. Edited by Mark S. Ashton and sources. Out of print. See your librarian or a Florencia Montagnini. CRC Press. 296 p. used bookseller. This college-level textbook summarizes the state of current knowledge in the rapidly expanding Forest Gardening: Cultivating an Edible Land- field of agroforestry. scape. 1996. By Robert Hart. Chelsea Green, White River Junction, VT. 234 p. The Status, Opportunities & Needs for Describes how to transform even a small cottage Agroforestry in the United States: A National garden into a diverse hospitable habitat for song Report. 1997. Edited by Miles L. Merwin. As- birds, butterflies, and other wildlife using a wide sociation for Temperate Agroforestry. variety of useful plants, including fruit and nut 41 p. trees, perennial herbs, and vegetables. Available for $6 from AFTA (See contact infor- mation listed above). An Introduction to Agroforestry. 1993. By P.K. Ramachandran Nair. Kluwer Academic Publish- Temperate Agroforestry Systems. 1997. Edited ers (in cooperation with ICRAF). 496 p. by Andrew M. Gordon and Steven M. Newman. Describes the development, ecological founda- CAB International, New York, NY. 269 p. tions, and status of agroforestry today. Covers Explores the development of temperate technical aspects of the five major agroforestry agroforestry systems, concentrating on temper- practices and evaluates each. Socioeconomic fac- ate-zone areas where the greatest advances, adop- tors and the future of agroforestry are a l s o tions, and modifications have taken place: North included. and South America, China, Australia, New Zealand, the United Kingdom, and Continental Nontimber Forest Products in the United States. Europe. 2002. Edited by Eric Jones, Rebecca McLain, and James Weigand. Timber Management for Small Woodlands. Describes the range of products being produced Katherine M. Layer. Information Bulletin 180. in woodlands, including traditional uses and us- Revised edition. Cornell Cooperative Extension ers of the forest—both commercial and non- Service, Ithaca, NY. 57 p. commercial; discussion of sustainable manage ment; also policy, economics, and future re- The Theory and Practice of Agroforestry De- search needs. sign. 1998. By Paul A. Wojtkowski. Science Pub- lishers, Inc., Enfield, NH. 282 p. PAGE 12 //AGROFORESTRY OVERVIEW
  • 13. Focuses on the theory of agroforestry design;not Proceedings: a manual for practitioners. Proceedings of Past North American Tree-Crop Interactions: A Physiological Ap- Agroforestry Conferences (AFTA) proach. 1996. Edited by Chin K. Ong and P.A. The biennial North American Agroforestry Con- Huxley. CAB International, New York, NY. ference series, initiated in 1989, has been a forum 416 p. for researchers, teachers, extensionists, and prac- Uses quantitative physiological evidence to sup- titioners to share up-to-date information about port the potential role and benefits of agroforestry temperate agroforestry. The papers and poster ab- in sustainable agriculture, showing how the prin- stracts presented at the meeting are collected in a ciples of crop physiology can be applied to the un printed proceedings published by the hosting in- derstanding of tree-crop interactions. stitution. These proceedings provide a wealth of information on a wide range of topics related to Tree Crops: A Permanent Agriculture. 1987. By agroforestry. J. Russell Smith. Island Press, Covelo, CA. 408 p. • Exploring the Opportunities for Visionary classic describing use of temperate-zone Agroforestry in Changing Rural Land- trees to produce food for people and livestock with- scapes. Proceedings of the Fifth North out the erosion associated with annual cropping American Agroforestry Conference, August systems. 1997, Ithaca, NY. Edited by Louise Buck and James P. Lassoie. Published in 1997. A Tree for All Reasons: Introduction and Evalu- Includes an update on institutional and ation of Multipurpose Trees for Agroforestry. extension developments, the latest research 1991. By P.J. Wood and J. Burley. ICRAF, on temperate agroforestry practices, model- Nairobi, Kenya. ISBN: 92 9059 075 0. ing efforts, and multipurpose trees. Avail- Includes chapters on species selection, planning able for $20 (ppd. USA); check payable to and design, assessment, and areas of research Cornell University from: work. Dr. Louise Buck Natural Resources Dept. The Woodland Steward, 2nd Ed. 1994. By James Fernow Hall R. Fazio. The Woodland Press, Moscow, ID. Cornell University 211 p. Ithaca, NY 14853 Woodland management, including inventory and planning; harvesting and improving the woodlot; • Building a Sustainable Future. Proceedings chapters on Christmas trees, hollies as a business, of the 4th North American Agroforestry Con- and maple sugaring. ference, July 1995, Boise, ID. Edited by John H. Ehrenreich, Dixie L. Ehrenreich, and Woodland Stewardship: A Practical Guide for Harry W. Lee. University of Idaho, Moscow, Midwestern Landowners. 1993. By Melvin J. ID. 200 p. Published in 1996. Baughman, Alvin A. Alm, A. Scott Reed, Tho- Topics covered include: agroforestry poten- mas G. Eiber, and Charles R. Blinn. Minnesota tial, biology, and economics of temperate Extension Service, University of Minnesota, St. agroforestry systems, and updates on research Paul, MN. 195 p. of agroforestry practices. Available for $30 How to take care of woodlands, including inven- to AFTA members; $35 for nonmembers tory, improvement, and protection; harvesting and (ppd., checks payable to College of Forestry, marketing; managing for wildlife; and tax and University of Idaho) from: financial investment analysis; excellent support- Dr. John Ehrenreich ing appendices. College of Forestry, Wildlife, and Range Stations //AGROFORESTRY OVERVIEW PAGE 13
  • 14. University of Idaho (519) 824-4120, ext. 2415 Moscow, ID 83844-1135 (519) 837-0442 (Fax) (208) 885-7600 (208) 885-5878 Other Proceedings of Interest: e-mail: dixie@uidaho.edu Proceedings of the North American Conference • Opportunities for Agroforestry in the Tem- on Enterprise Development Through perate Zone Worldwide. Proceedings of the Agroforestry: Farming the Agroforest for Spe- Third North American Temperate cialty Products. October 1998. Edited by Scott J. Agroforestry Conference, August 1993, Josiah. The Center for Integrated Natural Re- Ames, IA. Edited by Richard C. Schultz and sources and Agriculture Management, Univer- Joe P. Colletti. Published in 1994. sity of Minnesota, St. Paul, MN. 243 p. Published Includes papers presented on agroforestry in 1999. systems design, biology, and socio-econom- Includes sections on marketing; medicinals and ics. For purchase information, contact: botanicals; handicrafts, specialty woods, and deco- Richard Schultz rative florals; forest-based food products; unique Department of Forestry challenges of specialty forest products; and emerg- 249 Bessey Hall ing issues in forest farming. Contact CINRAM Iowa State University for ordering information: Ames, IA 50011-1021 The Center for Integrated Natural Resources (515) 294-7602 and Agricultural Management (CINRAM) • Proceedings of the Second Conference on University of Minnesota Agroforestry in North America. August 115 Green Hall 1991, Springfield, MO. Edited By H. E. 1530 Cleveland Ave. North ‘Gene’ Garrett. The School of Natural Re- Saint Paul, MN 55108 sources, University of Missouri, Columbia, (612) 624-4299 / 7418 / 4296 MO. Published in 1992. (612) 625-5212 FAX Papers on general biology, wildlife, systems e-mail: CINRAM@umn.edu design, pest management, water quality, and http://www.cnr.umn.edu/FR/CINRAM/ social/economic aspects of agroforestry sys- home/index.htm tems. OUT OF PRINT - check your nearest university library. Agroforestry and Sustainable Systems: Sympo- sium Proceedings. Held in August 1994 in Fort • Agroforestry in North America. Proceedings Collins, CO, 1995. Edited by W. J. Rietveld. Gen- of the First Conference on Agroforestry in eral Technical Report RM-GTR-261. USDA-For- North America, August 1989, Guelph, est Service, Rocky Mountain Forest and Range Ontario. Edited by Peter Williams. Depart- Experiment Station, Fort Collins, CO. 276 p. ment of Environmental Biology, Ontario Ag- Topics include: the use of dormant woody plant- ricultural College, University of Guelph, ing for slope protection, living snowfences, Guelph, Ontario, Canada. agroforestry and wildlife, agroforestry-enhanced Covers a wide range of topics on temperate biodiversity, conservation trees , and a report on agroforestry applications. Available for $25 the status of agroforestry in five agroclimatic re- CDN (AFTA members) and $30 CDN (non- gions of the U.S. Organized and sponsored by members), checks payable to the University the USDA. Out of print. See your librarian for of Guelph, from: help in obtaining. Andrew Gordon Dept. Of Environmental Biology Agroforestry in Sustainable Agricultural Sys- University of Guelph tems. 1998. Edited by Louise E. Buck and James Guelph, Ontario N1G 2W1 P. Lassoie. Lewis Publishers, Inc., Boca Ratan, Canada FL. 400 p. ISBN: 1-56670-294-1. PAGE 14 //AGROFORESTRY OVERVIEW
  • 15. A selection of papers from a June 1997 workshop riparian buffers and windbreaks, forest tour- in Montpelier, France, including what is under- ism, and much more; includes direct on-line stood about underlying processes in agroforestry, links. an exploration of relevant modeling approaches, and descriptions of temperate and Mediterranean The Australia Master Tree Grower Program systems—both traditional and innovative. http://www.mtg.unimelb.edu.au Resources for practitioners including an on- Journals/Periodicals: line publication for farmers, Design Principles for Farm Forestry; spreadsheets and links to Agroforestry Abstracts other sites. Available on the Internet with a fully-searchable 13- year archive of worldwide agroforestry information Farm, Community, and Tree Network with weekly updates. Subscription: $150 regular; (FACT Net) $80 for AFTA members. Free 30-day trial of the on- http://www.winrock.org/forestry/ line version is available. factnet.htm Fact sheets on many nitrogen-fixing trees— Agroforestry Systems many of them tropical. Research reports and International scientific journal that publishes results past publications are also available. of original research, critical reviews and short com- Forestry and Agroforestry in NRCS munications on any aspect of agroforestry, including (Natural Resources Conservation Service) biophysical and socioeconomic aspects. Subscription: http://www.nhq.nrcs.usda.gov/BCS/forest/ $427 regular; $60 for AFTA members. agforest.html Websites related to agroforestry: Directory of state and national agroforestry pro- fessionals in NRCS; links to other related gov- ernment agencies and resources; links to forestry These websites are continually in flux. If professionals; access to videos and slide shows they can’t be found at the addresses listed, on various woodland management issues. a Web search will assist you in finding their current locations. Resources for Tropical Forestry and Agroforestry http://www.agroforester.com/index.html National Agroforestry Center’s home page Source of The Overstory, a free e-mail jour- http://www.unl.edu/nac/ nal; although the focus is on tropical regions, NAC homepage with links to publications and there is considerable information relevant to other excellent materials, including a Specialty temperate zone agroforestry. Forest Products series. Poplar and Willow home page University of Missouri Center for Agroforestry http://poplar2.cfr.washington.edu http://agebb.missouri.edu/umca/ General agroforestry information, publication on Covers topics related to newly developing short– budgeting agroforestry practices, and videos on rotation woody production for energy and other various practices; describes the Center and its uses. staff, provides abstracts of research; excellent links to many related sites. Websites related to special forest products: USDA Forest Service—Special Forest Products Forest Landowners Guide to Internet Resources http://www.srs4702.forprod.vt.edu/pubsubj/ http://www.na.fs.fed.us/pubs/misc/ir/ sfp.htm index.htm Index of on-line publications covering a wide Contains several articles about non-timber for- range of topics related to owning and managing est products. woodlands, pubs on special forest products, //AGROFORESTRY OVERVIEW PAGE 15
  • 16. University of Minnesota site http://www.cnr.umn.edu/FR/CINRAM/home/ Site to order the Proceedings from the 1998 Spe- cialty Forest Products/Forest Farming Conference and a publication on marketing Special Forest Forestry with Steve Nix http://forestry.miningco.com/cs/alternativeforest Several articles about forest products, including charcoal, tree seeds, botanicals, and pine straw. Institute for Culture and Ecology’s U.S. Non-timber Forest Product Database http://ifcae.org/ntfp/ Database lists commercial and non-commercial NTFP species—for identification, development and conservation; can be searched by scientific or common name, product use, parts used, state range, and distribution; also has a search- able bibliographic and Internet links database. WoodWeb http://www.woodweb.com/Home.html Woodworking industry homepage with informa- tion on lumber sales, funiture and cabinet-mak- ing, business, and many other topics related to this industry. By Alice Beetz NCAT Agriculture Specialist Edited by Richard Earles Formatted by Cynthia Arnold June 2002 The electronic version of Agroforestry Overview is located at: HTML http://www.attra.ncat.org/attra-pub/agroforestry.html PDF http://www.attra.ncat.org/attra-pub/PDF/agrofor.pdf IP155 PAGE 16 //AGROFORESTRY OVERVIEW