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Fisheries
Comanagement




         BY SOUMYABRATA SARKAR

         4TH SEMESTER
Why Co-management?
• Search for better management approaches
   – Ineffective centralized fisheries management is the need to change the
     structure of governance. Fishers can no longer depend on government
     to solve their problem,
   – Conventional fisheries management approach has been widely called
     part of the problem rather than of the solution of resource exploitation,
   – The crisis in fisheries and coastal community is pressuring national
     governments to look for alternative management strategies, (Many gov.
     view co-management as a way to deal with the crisis)
   – International donors and development agencies constitute another
     force driving co-management,
Quota system do not work well when the
resource is used by many coastal communities
(rather than a few large companies), when the
total allowable catch cannot be forecast, wher
e there is a mixed fishery and an incidental ca
tch problem, and when fishing units are small a
nd enforcing quotas not feasible (Wilson et al.
1994)
Why Focus on
Small-scale Coastal Fisheries Management
Why Focus on
   Small-scale Coastal Fisheries Management
• In ASEAN countries small-scale fisheries constitute the
  major part of the fishery sector
• Contributions to local food security
• Sustainable livelihoods and poverty alleviation
• Weak sub-sector in terms of financial and technical
  capabilities
• Require support from the government to maintain
  social and economic securities in the rural area.
Why Focus on
   Small-scale Coastal Fisheries Management
• Coastal waters are often considered as critical habitats
  for commercially important aquatic resources.
• High pressure of fisheries problem: open access
  condition, over fishing capacity, and declining of
  fisheries resources
• Crucial to develop appropriate fisheries management
  system and conservation mechanisms
What is
Fisheries co-Management?
What is fisheries co-management?
• Co-management is not a regulatory technique. It is a participatory and
  flexible management strategy that provides and maintains a forum or
  structure for action on participation, rule making, conflict management,
  power sharing, leadership, dialogue, decision-making, negotiation,
  knowledge generation and sharing, learning, and development among
  resource users, and government.
• More dynamic partnership using capacities and interest of local fishers
  and communities, complemented by the state’s abilities to provide
  enabling legislation, enforcement and other assistance.
• Shift away from centralized, top-down form of management to new
  strategies. Fishers jointly manage the fisheries with the government.
Government




Community
Central
 Government       Central
                Government

 Intermediate
 Government      Province



  Local
Government        Tambon


Communities
                Communities
Co-management spectrum
                        Government

                                             Instructs   Centralised
                                                         Government
                                  Consults               management


                       Advises
             Affirms               Decentralisation
  100%                                                          0%
             Inform
                       Consults

                                  Advises
Community
management                                   Listens


                       User groups
Seven steps of participation –
   level of co-management
Seven steps of participation –
                     level of co-management
1.   Informing:               Community is informed about decision that the
                              government has already made.
2.   Consultative:            Mechanism exists for government to consult
                    with fishers: gov. make decision
3.   Cooperative:             Community has input into management
4.   Communicative: Two-way information exchange: local
                    concerns are represented in management
                    plans
5.   Advisory:                User advise government of decisions to be
                    taken and government endorses these
                    decisions
6.   Partnership:             Partnership of equals with joint decision-
                              making
7.   Community Control:       Power delegated to community to make
                              decisions and inform government of these
                              decisions
Seven steps of participation –
           level of co-management
1.   Informing
                          Local resource users does not
2.   Consultative
                         have management roles to play
3.   Cooperative          Many co-management projects
4.   Communicative       are in this level cannot move forward
                         because it requires system change,
5.   Advisory            policy and legal supports.


6.   Partnership
7.   Community Control
Seven steps of participation –
            level of co-management
1.   Informing
2.   Consultative
3.   Cooperative
4.   Communicative
5.   Advisory
6.   Partnership           Co-management, might not necessary to be
7.   Community Control   shared equally.
Seven steps of participation –
            level of co-management
1.   Informing
2.   Consultative
3.   Cooperative
4.   Communicative        Local resource users has full functions on
5.   Advisory            fisheries management. Government only
                         approve what have been proposed.
6.   Partnership
                          Not sharing management functions and
7.   Community Control   responsibilities
                          Not define the co-management mechanism
                         at different level: National, regional and
                         community
•No one model, but a spectrum of management
approaches

•Consider now the roles of the community and of
the Government:

  “Particularly with respect to management functions”
Co-management spectrum
Roles/Management functions   Community   Government
Make regulations
Enforcement/patrolling
Stock Enhancement
Fish marketing
Capacity building
Conflict management

Facility/equipment Dev.
Formulate fisheries
management plan
Co-management spectrum
Roles/Management functions   Community   Government
Make regulations                         
Enforcement/patrolling                   
Stock Enhancement                         
Fish marketing                 
Capacity building                          
Conflict management                       
Facility/equipment dev.                     
Formulate fisheries                       
management plan
Co-management spectrum
Roles/Management functions   Community   Government
Make regulations                         
Enforcement/patrolling                   
Stock enhancement                         
Fish marketing                 
Capacity building                          
Conflict management                     
Facility/equipment dev.                     
Formulate management plan                 
Co-management spectrum
Roles/Management functions    Community   Government
Who makes regulations?                    
Enforcement/patrolling                    
Stock enhancement                          
Fish marketing                  
Capacity building                           
Gear repair/maintenance                     
Facility/equipment dev.                      
Decision making on resource                
use
CBFM and Co-management
•   CBFM is people-central and              •   Co-management focused on people
    community-focused,                          and community including partnership
•   Having narrow scope than Co-                arrangement between government
    management                                  and the local community and
•                                               resource users
    Sometimes view gov. as an external
    player to be brought into the project   •   Co-management often addresses
    only at a late stage, or as needed.         issues beyond the community level,
                                                (regional and national level)
                                            •   Gov. has crucial and active roles in
                                                Co-management
                                            •   Developing trust between the
                                                partnerships.
CBFM and Co-management
Co-management
• Only government can legally establish and
   defend user rights and security of tenure at
   the community level
• Government serves a number of important
   functions: provision of policies and legal
   supports, fostering of participation and
   dialogue, legitimate community rights,
   initiatives and interventions, enforcement,
   address the problems beyond communities
   scope, coordinate at various levels, financial
   and technical assistances.
Categories of Co-management
1. Community-centered Co-management
•     people-centered, community-oriented, resource-based and
      partnership-based
•     Seems to be found most often in developing countries
•     More complex, costly and time consuming to implement.
2. Stakeholder-centered Co-management
•     More common in developed countries,
•     Emphasis on getting the users participating in the resource
      management process.
•     Could be characterized as government-industry partnership.
•     Little or no attention is given to community development and social
      empowerment of fishers.
Advantage of Co-management
Environmental Gains
• Sustainable utilize fisheries
  resources: Create ownership on
  the resources: a powerful
  incentive, long-term asset.
• Conservation of fishing habitat:
  coral, mangrove, sea grass..
Advantage of Co-management
Social Gains
• More open, transparent autonomous
   management process,
• Minimize social conflict and maintain
   social cohesion: compliance with rules
   and regulations
• Create ownership and allow fishers take
   responsibility for number of managerial
   functions, allowing the community to
   develop flexible and creative
   management strategies that meet
   fishers’ needs and local condition,
Advantage of Co-management
Social Gains
• Adaptive management: lesson
  learn and adjustment
• Through the process,
  communities (individual) are
  empowering: knowledge,
  cognitive and practical skill,
• Can make maximum use of
  indigenous knowledge and
  expertise,
Advantage of Co-management
Economic Gains
• More economical than
  centralized system, less spend
  on admin… and enforcement,
• Sustainable income from
  fishing occupation,
Limitations of Co-management
• May not be suitable for every fishing community,
• Require leadership and appropriate local institution which may not
  exist in some communities,
• The risk involved in changing fisheries management strategies may
  be too high for some communities and fishers.
• The cost for individuals to participate in co-management strategies
  (time, money) may outweigh the expected benefits
• Sufficient political will may not exist,
• No guarantee that a community will organize itself into an effective
  governing institution.
• Particular local resource characteristics, such as fish migratory
  patterns, may make it impossible for the community to manage the
  resource.
Conditions Affecting the Success of
          Fisheries Co-management
• Supra-community Level
  – Policy support:
    Administration Arrangement
    and facilitating co-
    management
  – Legal support: Legal right to
    organize and implement co-
    management
  – External agents:
    understanding and
    willingness
Conditions Affecting the Success of
            Fisheries Co-management
• Community Level
   –   Clear defined boundaries,
   –   Clear defined membership,
   –   Group cohesion,
   –   Participation by those effected (inclusivity)
   –   Cooperation and leadership at community
       level,
   –   Empowerment,
   –   Use rights over the resource,
   –   Partnerships and having sense of ownership
       of the co-management, and
   –   Strong co-management institution.
Conditions Affecting the Success of
         Fisheries Co-management

• Individual Level
  – Individual incentive
    structure is responded
  – Credible rules and
    effective enforcement
Conclusion
1. Supported Policy
and Legal Framework
2. Co-management Institution
• Management roles and functions: who to do
  what.
• Rules and regulations: how to do it.
• Legitimacy by law and represented
  community
3. Co-management Mechanism
• Floor to play the roles of co-managers
• Interaction between co-managers:
  partnership
• Transparence: dialogue and participatory
• Building up trust among each other
• Learning process and adaptive management
4. Co-management is a means and an end.

• Co-management is a process/ approach to
  achieve something.
• Co-management is an end product of doing
  something.
How to balance roles of government and resource users?




 How to balance sharing benefits among stakeholders?

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CO MANAGEMENT IN FISHERIES

  • 1. Fisheries Comanagement BY SOUMYABRATA SARKAR 4TH SEMESTER
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  • 8. Why Co-management? • Search for better management approaches – Ineffective centralized fisheries management is the need to change the structure of governance. Fishers can no longer depend on government to solve their problem, – Conventional fisheries management approach has been widely called part of the problem rather than of the solution of resource exploitation, – The crisis in fisheries and coastal community is pressuring national governments to look for alternative management strategies, (Many gov. view co-management as a way to deal with the crisis) – International donors and development agencies constitute another force driving co-management,
  • 9. Quota system do not work well when the resource is used by many coastal communities (rather than a few large companies), when the total allowable catch cannot be forecast, wher e there is a mixed fishery and an incidental ca tch problem, and when fishing units are small a nd enforcing quotas not feasible (Wilson et al. 1994)
  • 10. Why Focus on Small-scale Coastal Fisheries Management
  • 11. Why Focus on Small-scale Coastal Fisheries Management • In ASEAN countries small-scale fisheries constitute the major part of the fishery sector • Contributions to local food security • Sustainable livelihoods and poverty alleviation • Weak sub-sector in terms of financial and technical capabilities • Require support from the government to maintain social and economic securities in the rural area.
  • 12. Why Focus on Small-scale Coastal Fisheries Management • Coastal waters are often considered as critical habitats for commercially important aquatic resources. • High pressure of fisheries problem: open access condition, over fishing capacity, and declining of fisheries resources • Crucial to develop appropriate fisheries management system and conservation mechanisms
  • 14. What is fisheries co-management? • Co-management is not a regulatory technique. It is a participatory and flexible management strategy that provides and maintains a forum or structure for action on participation, rule making, conflict management, power sharing, leadership, dialogue, decision-making, negotiation, knowledge generation and sharing, learning, and development among resource users, and government. • More dynamic partnership using capacities and interest of local fishers and communities, complemented by the state’s abilities to provide enabling legislation, enforcement and other assistance. • Shift away from centralized, top-down form of management to new strategies. Fishers jointly manage the fisheries with the government.
  • 16. Central Government Central Government Intermediate Government Province Local Government Tambon Communities Communities
  • 17. Co-management spectrum Government Instructs Centralised Government Consults management Advises Affirms Decentralisation 100% 0% Inform Consults Advises Community management Listens User groups
  • 18. Seven steps of participation – level of co-management
  • 19. Seven steps of participation – level of co-management 1. Informing: Community is informed about decision that the government has already made. 2. Consultative: Mechanism exists for government to consult with fishers: gov. make decision 3. Cooperative: Community has input into management 4. Communicative: Two-way information exchange: local concerns are represented in management plans 5. Advisory: User advise government of decisions to be taken and government endorses these decisions 6. Partnership: Partnership of equals with joint decision- making 7. Community Control: Power delegated to community to make decisions and inform government of these decisions
  • 20. Seven steps of participation – level of co-management 1. Informing  Local resource users does not 2. Consultative have management roles to play 3. Cooperative  Many co-management projects 4. Communicative are in this level cannot move forward because it requires system change, 5. Advisory policy and legal supports. 6. Partnership 7. Community Control
  • 21. Seven steps of participation – level of co-management 1. Informing 2. Consultative 3. Cooperative 4. Communicative 5. Advisory 6. Partnership  Co-management, might not necessary to be 7. Community Control shared equally.
  • 22. Seven steps of participation – level of co-management 1. Informing 2. Consultative 3. Cooperative 4. Communicative  Local resource users has full functions on 5. Advisory fisheries management. Government only approve what have been proposed. 6. Partnership  Not sharing management functions and 7. Community Control responsibilities  Not define the co-management mechanism at different level: National, regional and community
  • 23. •No one model, but a spectrum of management approaches •Consider now the roles of the community and of the Government: “Particularly with respect to management functions”
  • 24. Co-management spectrum Roles/Management functions Community Government Make regulations Enforcement/patrolling Stock Enhancement Fish marketing Capacity building Conflict management Facility/equipment Dev. Formulate fisheries management plan
  • 25. Co-management spectrum Roles/Management functions Community Government Make regulations   Enforcement/patrolling   Stock Enhancement   Fish marketing  Capacity building  Conflict management   Facility/equipment dev.   Formulate fisheries   management plan
  • 26. Co-management spectrum Roles/Management functions Community Government Make regulations   Enforcement/patrolling   Stock enhancement   Fish marketing  Capacity building  Conflict management   Facility/equipment dev.   Formulate management plan  
  • 27. Co-management spectrum Roles/Management functions Community Government Who makes regulations?   Enforcement/patrolling   Stock enhancement   Fish marketing  Capacity building  Gear repair/maintenance   Facility/equipment dev.   Decision making on resource   use
  • 28. CBFM and Co-management • CBFM is people-central and • Co-management focused on people community-focused, and community including partnership • Having narrow scope than Co- arrangement between government management and the local community and • resource users Sometimes view gov. as an external player to be brought into the project • Co-management often addresses only at a late stage, or as needed. issues beyond the community level, (regional and national level) • Gov. has crucial and active roles in Co-management • Developing trust between the partnerships.
  • 29. CBFM and Co-management Co-management • Only government can legally establish and defend user rights and security of tenure at the community level • Government serves a number of important functions: provision of policies and legal supports, fostering of participation and dialogue, legitimate community rights, initiatives and interventions, enforcement, address the problems beyond communities scope, coordinate at various levels, financial and technical assistances.
  • 30. Categories of Co-management 1. Community-centered Co-management • people-centered, community-oriented, resource-based and partnership-based • Seems to be found most often in developing countries • More complex, costly and time consuming to implement. 2. Stakeholder-centered Co-management • More common in developed countries, • Emphasis on getting the users participating in the resource management process. • Could be characterized as government-industry partnership. • Little or no attention is given to community development and social empowerment of fishers.
  • 31. Advantage of Co-management Environmental Gains • Sustainable utilize fisheries resources: Create ownership on the resources: a powerful incentive, long-term asset. • Conservation of fishing habitat: coral, mangrove, sea grass..
  • 32. Advantage of Co-management Social Gains • More open, transparent autonomous management process, • Minimize social conflict and maintain social cohesion: compliance with rules and regulations • Create ownership and allow fishers take responsibility for number of managerial functions, allowing the community to develop flexible and creative management strategies that meet fishers’ needs and local condition,
  • 33. Advantage of Co-management Social Gains • Adaptive management: lesson learn and adjustment • Through the process, communities (individual) are empowering: knowledge, cognitive and practical skill, • Can make maximum use of indigenous knowledge and expertise,
  • 34. Advantage of Co-management Economic Gains • More economical than centralized system, less spend on admin… and enforcement, • Sustainable income from fishing occupation,
  • 35. Limitations of Co-management • May not be suitable for every fishing community, • Require leadership and appropriate local institution which may not exist in some communities, • The risk involved in changing fisheries management strategies may be too high for some communities and fishers. • The cost for individuals to participate in co-management strategies (time, money) may outweigh the expected benefits • Sufficient political will may not exist, • No guarantee that a community will organize itself into an effective governing institution. • Particular local resource characteristics, such as fish migratory patterns, may make it impossible for the community to manage the resource.
  • 36. Conditions Affecting the Success of Fisheries Co-management • Supra-community Level – Policy support: Administration Arrangement and facilitating co- management – Legal support: Legal right to organize and implement co- management – External agents: understanding and willingness
  • 37. Conditions Affecting the Success of Fisheries Co-management • Community Level – Clear defined boundaries, – Clear defined membership, – Group cohesion, – Participation by those effected (inclusivity) – Cooperation and leadership at community level, – Empowerment, – Use rights over the resource, – Partnerships and having sense of ownership of the co-management, and – Strong co-management institution.
  • 38. Conditions Affecting the Success of Fisheries Co-management • Individual Level – Individual incentive structure is responded – Credible rules and effective enforcement
  • 40. 2. Co-management Institution • Management roles and functions: who to do what. • Rules and regulations: how to do it. • Legitimacy by law and represented community
  • 41. 3. Co-management Mechanism • Floor to play the roles of co-managers • Interaction between co-managers: partnership • Transparence: dialogue and participatory • Building up trust among each other • Learning process and adaptive management
  • 42. 4. Co-management is a means and an end. • Co-management is a process/ approach to achieve something. • Co-management is an end product of doing something.
  • 43. How to balance roles of government and resource users? How to balance sharing benefits among stakeholders?