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DEPARTMENT OF THE NAVY
                          OFFICE OF THE SECRETARY
                            1000 NAVY PENTAGON
                         WASHINGTON DC 2 0350-1000   SECNAVINST 8120.1A
                                                     DNS
                                                     15 February 2013

SECNAV INSTRUCTION 8120.1A

From:   Secretary of the Navy

Subj:   DEPARTMENT OF THE NAVY NUCLEAR WEAPONS RESPONSIBILITIES
        AND AUTHORITIES

Ref:    (a) 42 U.S.C. §2011 et seq
        (b) DoD Directive 3150.2 of 23 Dec 1996
        (c) DoD Manual 3150.2-M, DoD Nuclear Weapon System Safety
            Program, of 23 Dec 1996
        (d) Navy Nuclear Weapons Oversight Council Charter, of 24
            Feb 09 (NOTAL).
        (e) DoD Manual S-5210.41-M Nuclear Weapon Security
            Manual: DoD Nuclear Weapon Environment-Specific
            Requirements (U), of July 13, 2009
        (f) DoD Regulation 5210.42-R, Nuclear Weapons Personnel
            Reliability Program, Incorporating Change 1, of 10
            Nov 2009
        (g) SECNAVINST S8126.1
        (h) CJCSI 6811.01B (SECRET)
        (i) CJCSI 3263.05
        (j) DoD Instruction 3150.10 of 2 Jul 2010
        (k) DoD Manual 3150.8-M, Nuclear Weapon Accident Response
            Procedures, of 22 Feb 2005
        (l) CJCSI 3150.04 (FOUO)
        (m) DoD Directive 3150.08 of 20 Jan 2010

Encl:   (1) Summary of Nuclear Weapon Activities Functional
            Responsibilities
        (2) OPNAV Nuclear Weapons Resource Sponsorship Areas

1. Purpose. To define policy, responsibilities, and
authorities for the safe, secure, and reliable stewardship of
Department of the Navy (DON) nuclear weapons (NW) and NW
systems.

2.   Cancellation.   SECNAVINST 8120.1

3. Policy. In support of Department of Defense (DoD) policy,
DON policy requires special considerations be given to NW and NW
systems because of their political and military importance,
SECNAVINST 8120.1A
                                               15 February 2013

their destructive power, and the potential consequences of an
accident or unauthorized act.

4. Objective. A key objective of the DON is to ensure that NW
and NW systems are designed, maintained, transported, stored,
and employed to maximize safety, security, and reliability
consistent with operational requirements.

5. Application and Scope. This instruction applies to all U.S.
Navy commands, activities, units, and forces having
responsibility for custody or supporting operations, life cycle
support, development, or acquisition of NW or NW systems and to
all U.S. Marine Corps (USMC) units providing direct support and
those specific activities required for security of DON NW.
Nuclear command and control and employment planning authorities
and responsibilities remain in accordance with operational
commander requirements.

6.   Organizational and General Responsibilities

    a. Per reference (a), and as delineated in references (b)
and (c), the responsibility for ensuring the safety and security
of all NW and NW systems for which the DON has DoD life-cycle
management responsibility is assigned to the Secretary of the
Navy (SECNAV). Within the DON, the Chief of Naval Operations
(CNO) is the principal advisor to the President and to SECNAV in
all matters relating to NW and NW systems. CNO establishes the
overarching requirements for NW and NW systems. Commander, U.S.
Fleet Forces Command (USFLTFORCOM); Commander, U.S. Pacific
Fleet (COMPACFLT); and Director, Strategic Systems Programs
(DIRSSP) are responsible for the safe, secure, and reliable
technical operation and maintenance of NW and NW systems under
their cognizance.

    b. CNO staff offices will support SECNAV within their
assigned functional areas in a supported/supporting relationship
with other offices as delineated in this instruction when those
responsibilities involve NW and NW systems programs.

7.   Specific Responsibility and Authority

    a. CNO. The CNO shall oversee safety, security, and
reliability of DON NW and NW systems, and will:



                                 2
SECNAVINST 8120.1A
                                              15 February 2013

        (1) Maintain the Navy Nuclear Weapons Oversight Council
(NNWOC) to provide comprehensive oversight and coordination of
DON NW and NW systems across supporting/supported organizations
in accordance with reference (d).

        (2) Conduct comprehensive assessments, at periodicities
of at least every two years, of DON NW and NW systems programs
and activities to ensure safe, secure, and reliable stewardship.

    b. Commandant of the Marine Corps (CMC). CMC shall provide
units in direct support of NW security at strategic weapons
facilities (SWF) and as SECNAV directs, in accordance with
references (e), (f), and (g), and will:

        (1) Select and train USMC personnel for assignment to
duties which involve NW security.

        (2) Implement DON NW security policy provided in this
instruction and other NW security policy that has been issued by
higher authority.

    c. Assistant Secretary of the Navy (Manpower and Reserve
Affairs) (ASN M&RA). ASN M&RA shall exercise responsibility for
community leadership of DON government civilian personnel
supporting DON NW and NW systems.

    d. Deputy Under Secretary of the Navy for Plans, Policy,
Oversight and Integration (DUSN PPOI). DUSN PPOI is the DON
echelon 1 supported senior executive to SECNAV assigned the
responsibility for Personnel Reliability Program (PRP) policy
approval. Additionally, the DUSN PPOI will monitor DIRSSP
implementation of PRP policy, and supported by DIRSSP, will
conduct formal policy coordination external to the DON.

    e. Director, Navy Staff (DNS). DNS is the single OPNAV
flag officer responsible for coordinating OPNAV responsibilities
for NW activities as summarized in enclosure (1). DNS will
chair and be supported in these responsibilities by the NNWOC in
accordance with reference (d). The NNWOC will:

        (1) Assure Navy compliance with established DON and DoD
NW and NW systems safety, security, accident/incident (A/I)
response, reliability, and personnel policy.



                                3
SECNAVINST 8120.1A
                                              15 February 2013

        (2) Coordinate OPNAV staff responsibilities for NW and
NW systems safety, security, A/I response, and personnel
programs.

        (3) Direct action to resolve NW and NW systems policy
and oversight issues identified by internal and external Navy
inspections, assessments, and reports.

        (4) Coordinate to strengthen ties between SECNAV and
OPNAV (for policy/oversight functions) and fleet (for NW and NW
systems program operations/material support functions).

        (5) Coordinate with the CNO (N8) Resources and
Requirements Review Board, the CNO (N2/N6) Information
Technology Management Council, and the Program Integration
Division (OPNAV (N9I)) to resolve NW and NW systems program
requirements and resource issues.

        (6) Direct the scope and conduct of an assessment of DON
NW and NW systems compliance with NW and NW systems safety,
security, reliability, A/I response, and personnel policy at
periodicities of every two years.

        (7) Review the DON Annual NW security deviation report
prior to Vice Chief of Naval Operations’ review and approval.

    f. CNO (N1). CNO (N1) is the echelon 1 supported flag
officer for community management of personnel supporting DON NW
and NW systems and is responsible for DON NW and NW systems
related personnel policy approval (other than PRP). CNO (N1)
will execute NW and NW systems community management of personnel
through a memorandum of understanding (MOU) between CNO (N1) and
DIRSSP.

    g. CNO (N3/N5). CNO (N3/N5) is the echelon 1 supported
flag officer responsible to plan, monitor, coordinate and advise
CNO on Navy NW and NW systems global employment, operational
strategy, policy, and plans; international politico-military
matters; and the operational status of Navy NW and NW systems
forces. CNO (N3/N5) coordinates Navy NW operational policy
issues with Office of the Secretary of Defense (SECDEF), Joint
Staff, DIRSSP, as well as other DoD and government agencies.
CNO (N3/N5) will:



                                4
SECNAVINST 8120.1A
                                              15 February 2013

        (1) Provide the Navy voting representative to the Title
10 mandated NW council.

        (2) Establish operational, employment, and strategic
force structure strategy and policy. Translate strategy into
planning to reflect the CNO’s strategic priorities for the
development of resource allocation plans for fleet and Navy NW
and NW systems.

        (3) Participate in executing direction of the SECDEF,
Joint Staff, or National Military Command Center (NMCC) during
actual or exercise NW A/I events.

    h. CNO (N4). CNO (N4) is the echelon 1 supported flag
officer for validating Military Construction (MILCON);
Facilities Sustainment, Restoration and Maintenance (FSRM); and
Base Operating Services (BOS) requirements for NW and NW systems
facilities and the NW Radiological Controls Program (NW RADCON).
CNO (N4) will:

        (1) Approve NW and NW systems policy for NW RADCON in
accordance with DoD and Joint Staff direction.

        (2) Assess and resource NW and NW systems requirements
for MILCON, FSRM, BOS, and supply support as summarized in
enclosure (2).

    i. CNO (N2/N6). CNO (N2/N6) is the echelon 1 supported
flag officer responsible for validating requirements for systems
in the nuclear command, control and communications (NC3)
architecture, and is the resource sponsor, as summarized in
enclosure (2), for DON NW systems associated with NC3 in
accordance with reference (h).

    j. CNO (N8). CNO (N8) is the echelon 1 supported flag
officer for allocation of resources for DON NW and NW systems as
summarized in enclosure (2) and will ensure integration of
planning, programming, budgeting, and assessments within OPNAV
and the management echelons subordinate to CNO.

    k. CNO (N9). CNO (N9) is the echelon 1 supported flag
officer for DON NW and NW systems for safety, security,
technical inspections, and A/I response. Additionally, CNO (N9)



                                5
SECNAVINST 8120.1A
                                              15 February 2013

is the echelon 1 supported flag officer for DON NW and NW
systems for program planning, program information, and
integration of programming of warfighting requirements. CNO
(N9) will:

        (1) Approve DON NW and NW systems policy for safety,
security, and A/I response in accordance with DoD and Joint
Staff direction.

        (2) Appoint the chair for the DON Nuclear Weapons
Systems Safety Group (NWSSG) for NW and NW systems operational
safety reviews and safety studies.

        (3) Assess and resource DON NW systems and systems
requirements for safety, security, A/I response, NW systems
facilities operations, manpower, and NW platform operations as
summarized in enclosure (2).

        (4) Participate in executing direction of the SECDEF,
Joint Staff, or NMCC during actual or exercise NW A/I events.

        (5) Review and approve NW security deviations effective
for the calendar year in accordance with reference (e).

    l. Chief, Bureau of Medicine and Surgery (BUMED).   BUMED is
the echelon 2 supporting flag officer to:

       (1) DUSN PPOI for DON NW PRP policy.

        (2) DIRSSP, and will provide technical guidance and
assistance for DON Radiation Health (RADHEALTH) matters by MOU.

    m. Commander, Naval Sea Systems Command (COMNAVSEASYSCOM).
COMNAVSEASYSCOM is the echelon 2 supporting flag officer to
DIRSSP and provides technical guidance and assistance for NW
RADCON through a MOA between COMNAVSEASYSCOM and DIRSSP.

    n. Commander, Naval Supply Systems Command
(COMNAVSUPSYSCOM). COMNAVSUPSYSCOM is the echelon 2 supporting
flag officer to DIRSSP for supply support of NW and NW systems.

    o. Commander, Navy Installations Command (CNIC). CNIC is
the echelon 2 supporting flag officer to CNO (N4), CNO (N9),



                                6
SECNAVINST 8120.1A
                                              15 February 2013

USFLTFORCOM, COMPACFLT, and DIRSSP for BOS for facilities,
facility/infrastructure sustainment, and military construction
in support of DON NW and NW system operations, and NW A/I
response. CNIC is also the DON echelon 2 supporting flag
officer to USFLTFORCOM for certification of all Response Task
Forces (RTFs).

    p. USFLTFORCOM and COMPACFLT. USFLTFORCOM and COMPACFLT
are the echelon 2 supported Commanders for implementation of
fleet NW security and are responsible for command and control
for activities supporting NW security in their respective areas
of responsibility. USFLTFORCOM and COMPACFLT shall coordinate
with Commandant, U.S. Coast Guard, for support of this mission
as applicable. USFLTFORCOM and COMPACFLT are responsible for
the safe, secure, and reliable technical operation and
maintenance of fielded NW and NW systems under their cognizance.
USFLTFORCOM is the echelon 2 supported commander for NW A/I
policy implementation and oversight for Atlantic Fleet ballistic
missile submarines (SSBNs) and the RTF Commanders. COMPACFLT is
the echelon 2 Supported Commander for NW A/I policy
implementation and oversight for Pacific Fleet SSBNs.

        (1) USFLTFORCOM is the NW certifying authority for all
Atlantic Fleet afloat nuclear weapons technical inspections
(NWTI). COMPACFLT is the NW certifying authority for all
Pacific Fleet afloat NWTIs. The NW certifying authority is, per
reference (i), the service authority determining that an NW unit
is capable of performing its assigned nuclear mission. This
authority may not be delegated. The NW certifying authority
will:

            (a) Designate NWTI chief inspectors from their
respective areas in accordance with reference (i).

            (b) Assign a chief inspector for each NWTI under
their cognizance.

            (c) Assign qualified technical and security
inspectors for all NWTIs under their cognizance.

            (d) Certify, recertify, or decertify NW capable
units to execute NW functions safely, securely, and reliably in
accordance with reference (i) and Navy directives.



                                7
SECNAVINST 8120.1A
                                              15 February 2013

            (e) Schedule and execute all NWTIs under their
cognizance in accordance with reference (i) and Navy directives.

            (f) Advise CNO (N9) and DIRSSP on trends and issues
of compliance with established DON and DoD NW and NW systems
safety, security, A/I response, reliability, and personnel
policy based on results of NWTIs.

        (2) USFLTFORCOM is the certifying authority for Navy RTF
Commanders within the continental United States per reference
(j). As the RTF certifying authority, USFLTFORCOM will
implement procedures to determine if RTFs are mission ready.
This authority may not be delegated.

    q. DIRSSP. DIRSSP is the program manager and technical
authority for technical operations, safety, security, and
maintenance of NW and NW systems. DIRSSP is the supporting flag
officer to CNO (N4), CNO (N9), USFLTFORCOM, and COMPACLFT for
developing and coordinating policies associated with safety,
security, supply support, NW RADCON and RADHEALTH, and A/I
response for NW and NW systems. DIRSSP is:

        (1) The technical authority and program manager for NW
and NW systems safety, and will:

            (a) Develop proposed NW safety rules for submission
to the Office of the Secretary of Defense via CNO (N9).

            (b) Provide direction and guidance on NW safety to
Navy NW capable units and verify implementation.

            (c) Serve as secretary for the DON NWSSG for
operational safety reviews and safety studies.

            (d) Serve as the Executive Secretary for the NNWOC
as defined by the NNWOC Charter.

            (e) Conduct liaison in formal coordination with CNO
(N9) and other Services and Agencies for DON NW A/I policy
development matters. Develop policy, guidance, and procedures
for Navy NW accident and incident response plans based on
technical authority, SWF and RTF operating requirements, and
guidance of CNO (N3/N5), CNO (N4), CNO (N9), USFLTFORCOM, and
COMPACFLT. As appropriate, incorporate other DON


                                8
SECNAVINST 8120.1A
                                              15 February 2013

commands/organizations with special capabilities needed to
properly respond to an NW A/I into DON NW A/I response plans.

            (f) Serve as the supporting flag officer to
USFLTFORCOM for NW A/I policy implementation and oversight at
all SWFS and as the supporting flag officer to USFLTFORCOM for
certification of all RTFs.

            (g) Nominate to CNO (N9) a qualified individual for
assignment as NWSSG chair.

            (h) Develop procedures incorporating CNIC, SWF, RTF,
and other DON commands/organizations as required with special NW
A/I response capabilities for certification of the combined
Immediate Response Force/RTF based on guidance from CNO and
USFLTFORCOM in accordance with reference (k).

        (2) The technical authority and program manager for DON
NW and NW systems security, and will:

            (a) Provide direction and guidance on NW and NW
systems security to Navy NW capable facilities and units, and
verify implementation.

            (b) Analyze vulnerabilities and security risks to
DON NW and NW systems, and assist commanders ashore and afloat
having custody of DON nuclear weapons in their Localized Threat
Capabilities Assessments and Vulnerability Assessments.

            (c) Develop and submit programmatic requirements for
NW and NW systems security to cognizant resource sponsors.

            (d) Conduct liaison in formal coordination with CNO
(N9) and other services and agencies for DON NW security policy
development matters.

            (e) Review and endorse NW security policy deviations
to CNO (N9), including the annual NW security deviation report.

        (3) The echelon 2 supported flag officer and program
manager responsible for RADCON and RADHEALTH associated with
stowage, maintenance, or handling of DON NW ashore and afloat,
and will:



                                9
SECNAVINST 8120.1A
                                              15 February 2013

            (a) Provide for control of radiation and
radioactivity associated with stowage, maintenance, or handling
of DON NW.

            (b) Establish requirements associated with NW RADCON
and RADHEALTH in coordination with BUMED and COMNAVSEASYSCOM.

            (c) Enforce standards and regulations as they affect
the environment and safety and health of workers, operators, and
the general public.

        (4) The echelon 2 supported flag officer and technical
authority for DON NW and NW systems policy development,
technical operations, maintenance, logistics, and supply
support, and is:

            (a) The DON service logistics agent (SLA) for the
DON NW stockpile to fully support maintenance and logistics
requirements in accordance with reference (l).

            (b) Responsible for establishment and oversight of
requirements associated with all supply support activities for
DON NW and NW systems.

            (c) The authority for the management and control of
all DON nuclear weapons-related material (NWRM).

        (5) The echelon 2 supporting flag officer to DUSN PPOI
for DON NW PRP policy development, and is:

            (a) Responsible for oversight of DON NW PRP
execution and day-to-day policy implementation.

            (b) Provide PRP policy clarification and
interpretation to DON end users.

            (c) Directly liaise with other services and DoD
agencies on PRP policy clarification and interpretation.

            (d) Act as SECNAV’s technical advisor for NW PRP
policy development matters both within the DON and with other
services, agencies, and OSD. Formal coordination authority
external to the DON is retained by DUSN PPOI.



                               10
SECNAVINST 8120.1A
                                              15 February 2013

            (e) Responsible for formal coordination with
OPNAV (N1) and Headquarters Marine Corps (HQMC) on military
personnel action associated with DON NW PRP implementation.

        (6) The echelon 2 supporting flag officer to CNO (N1)
for program-wide management of DON NW and NW systems personnel
and will execute NW and NW systems community management of
personnel through a MOU between CNO (N1) and DIRSSP, and will:

            (a) Serve as subject matter expert for NW
subspecialty codes, additional qualification designator(s), and
Navy Enlisted Classifications (NEC).

            (b) Establish training requirements, and provide
technical oversight of training and education programs and
supporting curricula for DON NW career fields and NW system-
related duties.

        (7) Responsible for providing independent regulatory-
quality oversight of NW activities executed ashore and afloat,
and will:

            (a) Provide the technical authority for NW and NW
systems shore and fleet activities to ensure operations and
maintenance activities are conducted in accordance with approved
procedures and by qualified personnel.

            (b) Provide the technical authority for NW A/I
response to ensure that initial emergency response forces, based
on installation-specific capabilities, missions, and DON
requirements, are capable of dealing with the effects of a
radiological accident on-site and that preparations and
relationships with local civil authorities are adequate to
protect life, property, and environment during the initial
response phase of a nuclear accident in accordance with
reference (m).

            (c) Establish, supervise, and maintain field offices
at Naval Base Kitsap, Washington, and Naval Submarine Base Kings
Bay, Georgia, to conduct day-to-day monitoring and standards
enforcement of NW activities at the SWFs and aboard SSBNs in
port.




                               11
SECNAVINST 8120.1A
                                              15 February 2013

            (d) Establish and maintain inspection procedures and
criteria, review corrective actions, assess processes, and
identify and analyze trends.

        (8) The echelon 2 supporting flag officer to NW
certifying authority in the conduct of NWTIs, and will:

            (a) Develop and implement direction and guidance for
the conduct of DON NWTIs.

            (b) Set criteria and standards to which DON NW
capable units are inspected.

            (c) Provide technical assistance in operation and
inspection of DON NW capable units to fleet commanders. This
assistance shall pertain to all matters relating to safe,
secure, and reliable operation and maintenance of NW and NW
systems. Assistance will also be available across both fleets
to prepare for NWTIs as well as to correct deficiencies noted
during inspections.

            (d) Set DON NWTI inspector training, qualification,
and certification standards.

           (e) Certify DON NWTI inspectors.

        (9) The NW certifying authority for all ashore NWTIs.
The NW certifying authority is, per reference (i), the service
authority determining that a NW unit is capable of performing
its assigned mission. This authority may not be delegated. The
NW certifying authority will:

            (a) Designate the DON NWTI chief inspector from
their respective areas in accordance with reference (i).

            (b) Assign a chief inspector for each NWTI under
their cognizance.

            (c) Assign qualified technical, PRP, and security
inspectors for all DON NWTIs under their cognizance.

            (d) Certify, recertify, or decertify SWFs to execute
NW functions safely, securely, and reliably in accordance with
reference (i) and applicable Navy directives.


                               12
SECNAVINST 8120.1A
                                                15 February 2013

            (e) Schedule and execute all DON ashore NWTIs in
accordance with reference (i) and Navy directives.

        (10) The echelon 2 supporting flag officer to ASN (M&RA)
for community management of DON government civilian personnel
supporting DON NW and NW systems.

8.   Action

    a. Organizations listed in paragraph 7 will issue formal
direction to implement responsibilities assigned in this
instruction, as required. All commands who possess a NW
capability under their cognizance or who are responsible for the
acquisition and life cycle support of a NW and NW system shall
ensure the implementation of this instruction.

    b. All DON organizations with NW    or NW systems related
responsibilities and authorities will   conduct self-assessment to
ensure compliance with all applicable   guidance and direction
associated with execution of assigned   duties and missions.

9. Records Management. Records created as a result of this
instruction, regardless of media and format, shall be managed in
accordance with SECNAV Manual 5210.1.

10. Reports Control. Report requirements contained within this
instruction are exempt from Report Control per SECNAV Manual
5214.1.



                                RAY MABUS

Distribution:
Electronic only, via Department of the Navy Issuances Web site
http://doni.daps.dla.mil/




                               13
SECNAVINST 8120.1A
                                                                 15 February 2013
                SUMMARY OF NUCLEAR WEAPON ACTIVITIES FUNCTIONAL
                                RESPONSIBILITIES
            Single, Responsible Flag Officer for Coordination (DNS)

               Safety and         RADCON/
                                          Supply
               Accident/ Security   RAD           PRP Personnel NWTI SLA
                                          Support
                Incident          HEALTH
     N4                                   DPR        DPR
     N1                                                       DPIR
                          DP Navy NW operations and employment policy
    N3/N5
                   DPR validates NC3 architecture requirements and resource
    N2/N6                                  sponsor

                DR validates and assesses resourcing of NW systems programming
     N8
                                       and requirements
     N9            DPR        DPR                                      DP
  DUSN PPOI                                            DP
  ASN M&RA                                                    DP
    BUMED                              GPI             GP
 COMNAVSEA-
                                          GI
   SYSCOM
                             GI
                 GPR DI
USFLTFORCOM/              (ashore)
               (Accident/                                                   DI
  COMPACFLT                  DI
               Incident)
                          (afloat)
                                                            GP
     SSP          GP DI      GP DI        DI        GP DI           GP DI   GPI   DI
                                                            DI
  COMNAVSUP-
                                                     GI
    SYSCOM
     CNIC          GPI
Key
D: Supported              G: Supporting
R: Resources              P: Policy             I: Implementation




                                                                       Enclosure (1)
SECNAVINST 8120.1A
                                                 15 February 2013

        OPNAV NUCLEAR WEAPONS RESOURCE SPONSORSHIP AREAS

Resource Sponsorship Areas
Sponsor
N1           Navy military personnel
N4            NW facilities procurement
              NW facilities maintenance



N2/N6         NC3
N8            NW and NW systems resource programming integration

N9            NW   security ashore
              NW   security afloat
              NW   A/I response
              NW   platform operations
              NW   systems facilities operations
              NW   systems resource programming integration
              NW   and NW systems assessments
              NW   systems




                                                      Enclosure (2)

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US Navy Instruction Confirms Retirement of Nuclear Tomahawk Cruise Missile

  • 1. DEPARTMENT OF THE NAVY OFFICE OF THE SECRETARY 1000 NAVY PENTAGON WASHINGTON DC 2 0350-1000 SECNAVINST 8120.1A DNS 15 February 2013 SECNAV INSTRUCTION 8120.1A From: Secretary of the Navy Subj: DEPARTMENT OF THE NAVY NUCLEAR WEAPONS RESPONSIBILITIES AND AUTHORITIES Ref: (a) 42 U.S.C. §2011 et seq (b) DoD Directive 3150.2 of 23 Dec 1996 (c) DoD Manual 3150.2-M, DoD Nuclear Weapon System Safety Program, of 23 Dec 1996 (d) Navy Nuclear Weapons Oversight Council Charter, of 24 Feb 09 (NOTAL). (e) DoD Manual S-5210.41-M Nuclear Weapon Security Manual: DoD Nuclear Weapon Environment-Specific Requirements (U), of July 13, 2009 (f) DoD Regulation 5210.42-R, Nuclear Weapons Personnel Reliability Program, Incorporating Change 1, of 10 Nov 2009 (g) SECNAVINST S8126.1 (h) CJCSI 6811.01B (SECRET) (i) CJCSI 3263.05 (j) DoD Instruction 3150.10 of 2 Jul 2010 (k) DoD Manual 3150.8-M, Nuclear Weapon Accident Response Procedures, of 22 Feb 2005 (l) CJCSI 3150.04 (FOUO) (m) DoD Directive 3150.08 of 20 Jan 2010 Encl: (1) Summary of Nuclear Weapon Activities Functional Responsibilities (2) OPNAV Nuclear Weapons Resource Sponsorship Areas 1. Purpose. To define policy, responsibilities, and authorities for the safe, secure, and reliable stewardship of Department of the Navy (DON) nuclear weapons (NW) and NW systems. 2. Cancellation. SECNAVINST 8120.1 3. Policy. In support of Department of Defense (DoD) policy, DON policy requires special considerations be given to NW and NW systems because of their political and military importance,
  • 2. SECNAVINST 8120.1A 15 February 2013 their destructive power, and the potential consequences of an accident or unauthorized act. 4. Objective. A key objective of the DON is to ensure that NW and NW systems are designed, maintained, transported, stored, and employed to maximize safety, security, and reliability consistent with operational requirements. 5. Application and Scope. This instruction applies to all U.S. Navy commands, activities, units, and forces having responsibility for custody or supporting operations, life cycle support, development, or acquisition of NW or NW systems and to all U.S. Marine Corps (USMC) units providing direct support and those specific activities required for security of DON NW. Nuclear command and control and employment planning authorities and responsibilities remain in accordance with operational commander requirements. 6. Organizational and General Responsibilities a. Per reference (a), and as delineated in references (b) and (c), the responsibility for ensuring the safety and security of all NW and NW systems for which the DON has DoD life-cycle management responsibility is assigned to the Secretary of the Navy (SECNAV). Within the DON, the Chief of Naval Operations (CNO) is the principal advisor to the President and to SECNAV in all matters relating to NW and NW systems. CNO establishes the overarching requirements for NW and NW systems. Commander, U.S. Fleet Forces Command (USFLTFORCOM); Commander, U.S. Pacific Fleet (COMPACFLT); and Director, Strategic Systems Programs (DIRSSP) are responsible for the safe, secure, and reliable technical operation and maintenance of NW and NW systems under their cognizance. b. CNO staff offices will support SECNAV within their assigned functional areas in a supported/supporting relationship with other offices as delineated in this instruction when those responsibilities involve NW and NW systems programs. 7. Specific Responsibility and Authority a. CNO. The CNO shall oversee safety, security, and reliability of DON NW and NW systems, and will: 2
  • 3. SECNAVINST 8120.1A 15 February 2013 (1) Maintain the Navy Nuclear Weapons Oversight Council (NNWOC) to provide comprehensive oversight and coordination of DON NW and NW systems across supporting/supported organizations in accordance with reference (d). (2) Conduct comprehensive assessments, at periodicities of at least every two years, of DON NW and NW systems programs and activities to ensure safe, secure, and reliable stewardship. b. Commandant of the Marine Corps (CMC). CMC shall provide units in direct support of NW security at strategic weapons facilities (SWF) and as SECNAV directs, in accordance with references (e), (f), and (g), and will: (1) Select and train USMC personnel for assignment to duties which involve NW security. (2) Implement DON NW security policy provided in this instruction and other NW security policy that has been issued by higher authority. c. Assistant Secretary of the Navy (Manpower and Reserve Affairs) (ASN M&RA). ASN M&RA shall exercise responsibility for community leadership of DON government civilian personnel supporting DON NW and NW systems. d. Deputy Under Secretary of the Navy for Plans, Policy, Oversight and Integration (DUSN PPOI). DUSN PPOI is the DON echelon 1 supported senior executive to SECNAV assigned the responsibility for Personnel Reliability Program (PRP) policy approval. Additionally, the DUSN PPOI will monitor DIRSSP implementation of PRP policy, and supported by DIRSSP, will conduct formal policy coordination external to the DON. e. Director, Navy Staff (DNS). DNS is the single OPNAV flag officer responsible for coordinating OPNAV responsibilities for NW activities as summarized in enclosure (1). DNS will chair and be supported in these responsibilities by the NNWOC in accordance with reference (d). The NNWOC will: (1) Assure Navy compliance with established DON and DoD NW and NW systems safety, security, accident/incident (A/I) response, reliability, and personnel policy. 3
  • 4. SECNAVINST 8120.1A 15 February 2013 (2) Coordinate OPNAV staff responsibilities for NW and NW systems safety, security, A/I response, and personnel programs. (3) Direct action to resolve NW and NW systems policy and oversight issues identified by internal and external Navy inspections, assessments, and reports. (4) Coordinate to strengthen ties between SECNAV and OPNAV (for policy/oversight functions) and fleet (for NW and NW systems program operations/material support functions). (5) Coordinate with the CNO (N8) Resources and Requirements Review Board, the CNO (N2/N6) Information Technology Management Council, and the Program Integration Division (OPNAV (N9I)) to resolve NW and NW systems program requirements and resource issues. (6) Direct the scope and conduct of an assessment of DON NW and NW systems compliance with NW and NW systems safety, security, reliability, A/I response, and personnel policy at periodicities of every two years. (7) Review the DON Annual NW security deviation report prior to Vice Chief of Naval Operations’ review and approval. f. CNO (N1). CNO (N1) is the echelon 1 supported flag officer for community management of personnel supporting DON NW and NW systems and is responsible for DON NW and NW systems related personnel policy approval (other than PRP). CNO (N1) will execute NW and NW systems community management of personnel through a memorandum of understanding (MOU) between CNO (N1) and DIRSSP. g. CNO (N3/N5). CNO (N3/N5) is the echelon 1 supported flag officer responsible to plan, monitor, coordinate and advise CNO on Navy NW and NW systems global employment, operational strategy, policy, and plans; international politico-military matters; and the operational status of Navy NW and NW systems forces. CNO (N3/N5) coordinates Navy NW operational policy issues with Office of the Secretary of Defense (SECDEF), Joint Staff, DIRSSP, as well as other DoD and government agencies. CNO (N3/N5) will: 4
  • 5. SECNAVINST 8120.1A 15 February 2013 (1) Provide the Navy voting representative to the Title 10 mandated NW council. (2) Establish operational, employment, and strategic force structure strategy and policy. Translate strategy into planning to reflect the CNO’s strategic priorities for the development of resource allocation plans for fleet and Navy NW and NW systems. (3) Participate in executing direction of the SECDEF, Joint Staff, or National Military Command Center (NMCC) during actual or exercise NW A/I events. h. CNO (N4). CNO (N4) is the echelon 1 supported flag officer for validating Military Construction (MILCON); Facilities Sustainment, Restoration and Maintenance (FSRM); and Base Operating Services (BOS) requirements for NW and NW systems facilities and the NW Radiological Controls Program (NW RADCON). CNO (N4) will: (1) Approve NW and NW systems policy for NW RADCON in accordance with DoD and Joint Staff direction. (2) Assess and resource NW and NW systems requirements for MILCON, FSRM, BOS, and supply support as summarized in enclosure (2). i. CNO (N2/N6). CNO (N2/N6) is the echelon 1 supported flag officer responsible for validating requirements for systems in the nuclear command, control and communications (NC3) architecture, and is the resource sponsor, as summarized in enclosure (2), for DON NW systems associated with NC3 in accordance with reference (h). j. CNO (N8). CNO (N8) is the echelon 1 supported flag officer for allocation of resources for DON NW and NW systems as summarized in enclosure (2) and will ensure integration of planning, programming, budgeting, and assessments within OPNAV and the management echelons subordinate to CNO. k. CNO (N9). CNO (N9) is the echelon 1 supported flag officer for DON NW and NW systems for safety, security, technical inspections, and A/I response. Additionally, CNO (N9) 5
  • 6. SECNAVINST 8120.1A 15 February 2013 is the echelon 1 supported flag officer for DON NW and NW systems for program planning, program information, and integration of programming of warfighting requirements. CNO (N9) will: (1) Approve DON NW and NW systems policy for safety, security, and A/I response in accordance with DoD and Joint Staff direction. (2) Appoint the chair for the DON Nuclear Weapons Systems Safety Group (NWSSG) for NW and NW systems operational safety reviews and safety studies. (3) Assess and resource DON NW systems and systems requirements for safety, security, A/I response, NW systems facilities operations, manpower, and NW platform operations as summarized in enclosure (2). (4) Participate in executing direction of the SECDEF, Joint Staff, or NMCC during actual or exercise NW A/I events. (5) Review and approve NW security deviations effective for the calendar year in accordance with reference (e). l. Chief, Bureau of Medicine and Surgery (BUMED). BUMED is the echelon 2 supporting flag officer to: (1) DUSN PPOI for DON NW PRP policy. (2) DIRSSP, and will provide technical guidance and assistance for DON Radiation Health (RADHEALTH) matters by MOU. m. Commander, Naval Sea Systems Command (COMNAVSEASYSCOM). COMNAVSEASYSCOM is the echelon 2 supporting flag officer to DIRSSP and provides technical guidance and assistance for NW RADCON through a MOA between COMNAVSEASYSCOM and DIRSSP. n. Commander, Naval Supply Systems Command (COMNAVSUPSYSCOM). COMNAVSUPSYSCOM is the echelon 2 supporting flag officer to DIRSSP for supply support of NW and NW systems. o. Commander, Navy Installations Command (CNIC). CNIC is the echelon 2 supporting flag officer to CNO (N4), CNO (N9), 6
  • 7. SECNAVINST 8120.1A 15 February 2013 USFLTFORCOM, COMPACFLT, and DIRSSP for BOS for facilities, facility/infrastructure sustainment, and military construction in support of DON NW and NW system operations, and NW A/I response. CNIC is also the DON echelon 2 supporting flag officer to USFLTFORCOM for certification of all Response Task Forces (RTFs). p. USFLTFORCOM and COMPACFLT. USFLTFORCOM and COMPACFLT are the echelon 2 supported Commanders for implementation of fleet NW security and are responsible for command and control for activities supporting NW security in their respective areas of responsibility. USFLTFORCOM and COMPACFLT shall coordinate with Commandant, U.S. Coast Guard, for support of this mission as applicable. USFLTFORCOM and COMPACFLT are responsible for the safe, secure, and reliable technical operation and maintenance of fielded NW and NW systems under their cognizance. USFLTFORCOM is the echelon 2 supported commander for NW A/I policy implementation and oversight for Atlantic Fleet ballistic missile submarines (SSBNs) and the RTF Commanders. COMPACFLT is the echelon 2 Supported Commander for NW A/I policy implementation and oversight for Pacific Fleet SSBNs. (1) USFLTFORCOM is the NW certifying authority for all Atlantic Fleet afloat nuclear weapons technical inspections (NWTI). COMPACFLT is the NW certifying authority for all Pacific Fleet afloat NWTIs. The NW certifying authority is, per reference (i), the service authority determining that an NW unit is capable of performing its assigned nuclear mission. This authority may not be delegated. The NW certifying authority will: (a) Designate NWTI chief inspectors from their respective areas in accordance with reference (i). (b) Assign a chief inspector for each NWTI under their cognizance. (c) Assign qualified technical and security inspectors for all NWTIs under their cognizance. (d) Certify, recertify, or decertify NW capable units to execute NW functions safely, securely, and reliably in accordance with reference (i) and Navy directives. 7
  • 8. SECNAVINST 8120.1A 15 February 2013 (e) Schedule and execute all NWTIs under their cognizance in accordance with reference (i) and Navy directives. (f) Advise CNO (N9) and DIRSSP on trends and issues of compliance with established DON and DoD NW and NW systems safety, security, A/I response, reliability, and personnel policy based on results of NWTIs. (2) USFLTFORCOM is the certifying authority for Navy RTF Commanders within the continental United States per reference (j). As the RTF certifying authority, USFLTFORCOM will implement procedures to determine if RTFs are mission ready. This authority may not be delegated. q. DIRSSP. DIRSSP is the program manager and technical authority for technical operations, safety, security, and maintenance of NW and NW systems. DIRSSP is the supporting flag officer to CNO (N4), CNO (N9), USFLTFORCOM, and COMPACLFT for developing and coordinating policies associated with safety, security, supply support, NW RADCON and RADHEALTH, and A/I response for NW and NW systems. DIRSSP is: (1) The technical authority and program manager for NW and NW systems safety, and will: (a) Develop proposed NW safety rules for submission to the Office of the Secretary of Defense via CNO (N9). (b) Provide direction and guidance on NW safety to Navy NW capable units and verify implementation. (c) Serve as secretary for the DON NWSSG for operational safety reviews and safety studies. (d) Serve as the Executive Secretary for the NNWOC as defined by the NNWOC Charter. (e) Conduct liaison in formal coordination with CNO (N9) and other Services and Agencies for DON NW A/I policy development matters. Develop policy, guidance, and procedures for Navy NW accident and incident response plans based on technical authority, SWF and RTF operating requirements, and guidance of CNO (N3/N5), CNO (N4), CNO (N9), USFLTFORCOM, and COMPACFLT. As appropriate, incorporate other DON 8
  • 9. SECNAVINST 8120.1A 15 February 2013 commands/organizations with special capabilities needed to properly respond to an NW A/I into DON NW A/I response plans. (f) Serve as the supporting flag officer to USFLTFORCOM for NW A/I policy implementation and oversight at all SWFS and as the supporting flag officer to USFLTFORCOM for certification of all RTFs. (g) Nominate to CNO (N9) a qualified individual for assignment as NWSSG chair. (h) Develop procedures incorporating CNIC, SWF, RTF, and other DON commands/organizations as required with special NW A/I response capabilities for certification of the combined Immediate Response Force/RTF based on guidance from CNO and USFLTFORCOM in accordance with reference (k). (2) The technical authority and program manager for DON NW and NW systems security, and will: (a) Provide direction and guidance on NW and NW systems security to Navy NW capable facilities and units, and verify implementation. (b) Analyze vulnerabilities and security risks to DON NW and NW systems, and assist commanders ashore and afloat having custody of DON nuclear weapons in their Localized Threat Capabilities Assessments and Vulnerability Assessments. (c) Develop and submit programmatic requirements for NW and NW systems security to cognizant resource sponsors. (d) Conduct liaison in formal coordination with CNO (N9) and other services and agencies for DON NW security policy development matters. (e) Review and endorse NW security policy deviations to CNO (N9), including the annual NW security deviation report. (3) The echelon 2 supported flag officer and program manager responsible for RADCON and RADHEALTH associated with stowage, maintenance, or handling of DON NW ashore and afloat, and will: 9
  • 10. SECNAVINST 8120.1A 15 February 2013 (a) Provide for control of radiation and radioactivity associated with stowage, maintenance, or handling of DON NW. (b) Establish requirements associated with NW RADCON and RADHEALTH in coordination with BUMED and COMNAVSEASYSCOM. (c) Enforce standards and regulations as they affect the environment and safety and health of workers, operators, and the general public. (4) The echelon 2 supported flag officer and technical authority for DON NW and NW systems policy development, technical operations, maintenance, logistics, and supply support, and is: (a) The DON service logistics agent (SLA) for the DON NW stockpile to fully support maintenance and logistics requirements in accordance with reference (l). (b) Responsible for establishment and oversight of requirements associated with all supply support activities for DON NW and NW systems. (c) The authority for the management and control of all DON nuclear weapons-related material (NWRM). (5) The echelon 2 supporting flag officer to DUSN PPOI for DON NW PRP policy development, and is: (a) Responsible for oversight of DON NW PRP execution and day-to-day policy implementation. (b) Provide PRP policy clarification and interpretation to DON end users. (c) Directly liaise with other services and DoD agencies on PRP policy clarification and interpretation. (d) Act as SECNAV’s technical advisor for NW PRP policy development matters both within the DON and with other services, agencies, and OSD. Formal coordination authority external to the DON is retained by DUSN PPOI. 10
  • 11. SECNAVINST 8120.1A 15 February 2013 (e) Responsible for formal coordination with OPNAV (N1) and Headquarters Marine Corps (HQMC) on military personnel action associated with DON NW PRP implementation. (6) The echelon 2 supporting flag officer to CNO (N1) for program-wide management of DON NW and NW systems personnel and will execute NW and NW systems community management of personnel through a MOU between CNO (N1) and DIRSSP, and will: (a) Serve as subject matter expert for NW subspecialty codes, additional qualification designator(s), and Navy Enlisted Classifications (NEC). (b) Establish training requirements, and provide technical oversight of training and education programs and supporting curricula for DON NW career fields and NW system- related duties. (7) Responsible for providing independent regulatory- quality oversight of NW activities executed ashore and afloat, and will: (a) Provide the technical authority for NW and NW systems shore and fleet activities to ensure operations and maintenance activities are conducted in accordance with approved procedures and by qualified personnel. (b) Provide the technical authority for NW A/I response to ensure that initial emergency response forces, based on installation-specific capabilities, missions, and DON requirements, are capable of dealing with the effects of a radiological accident on-site and that preparations and relationships with local civil authorities are adequate to protect life, property, and environment during the initial response phase of a nuclear accident in accordance with reference (m). (c) Establish, supervise, and maintain field offices at Naval Base Kitsap, Washington, and Naval Submarine Base Kings Bay, Georgia, to conduct day-to-day monitoring and standards enforcement of NW activities at the SWFs and aboard SSBNs in port. 11
  • 12. SECNAVINST 8120.1A 15 February 2013 (d) Establish and maintain inspection procedures and criteria, review corrective actions, assess processes, and identify and analyze trends. (8) The echelon 2 supporting flag officer to NW certifying authority in the conduct of NWTIs, and will: (a) Develop and implement direction and guidance for the conduct of DON NWTIs. (b) Set criteria and standards to which DON NW capable units are inspected. (c) Provide technical assistance in operation and inspection of DON NW capable units to fleet commanders. This assistance shall pertain to all matters relating to safe, secure, and reliable operation and maintenance of NW and NW systems. Assistance will also be available across both fleets to prepare for NWTIs as well as to correct deficiencies noted during inspections. (d) Set DON NWTI inspector training, qualification, and certification standards. (e) Certify DON NWTI inspectors. (9) The NW certifying authority for all ashore NWTIs. The NW certifying authority is, per reference (i), the service authority determining that a NW unit is capable of performing its assigned mission. This authority may not be delegated. The NW certifying authority will: (a) Designate the DON NWTI chief inspector from their respective areas in accordance with reference (i). (b) Assign a chief inspector for each NWTI under their cognizance. (c) Assign qualified technical, PRP, and security inspectors for all DON NWTIs under their cognizance. (d) Certify, recertify, or decertify SWFs to execute NW functions safely, securely, and reliably in accordance with reference (i) and applicable Navy directives. 12
  • 13. SECNAVINST 8120.1A 15 February 2013 (e) Schedule and execute all DON ashore NWTIs in accordance with reference (i) and Navy directives. (10) The echelon 2 supporting flag officer to ASN (M&RA) for community management of DON government civilian personnel supporting DON NW and NW systems. 8. Action a. Organizations listed in paragraph 7 will issue formal direction to implement responsibilities assigned in this instruction, as required. All commands who possess a NW capability under their cognizance or who are responsible for the acquisition and life cycle support of a NW and NW system shall ensure the implementation of this instruction. b. All DON organizations with NW or NW systems related responsibilities and authorities will conduct self-assessment to ensure compliance with all applicable guidance and direction associated with execution of assigned duties and missions. 9. Records Management. Records created as a result of this instruction, regardless of media and format, shall be managed in accordance with SECNAV Manual 5210.1. 10. Reports Control. Report requirements contained within this instruction are exempt from Report Control per SECNAV Manual 5214.1. RAY MABUS Distribution: Electronic only, via Department of the Navy Issuances Web site http://doni.daps.dla.mil/ 13
  • 14. SECNAVINST 8120.1A 15 February 2013 SUMMARY OF NUCLEAR WEAPON ACTIVITIES FUNCTIONAL RESPONSIBILITIES Single, Responsible Flag Officer for Coordination (DNS) Safety and RADCON/ Supply Accident/ Security RAD PRP Personnel NWTI SLA Support Incident HEALTH N4 DPR DPR N1 DPIR DP Navy NW operations and employment policy N3/N5 DPR validates NC3 architecture requirements and resource N2/N6 sponsor DR validates and assesses resourcing of NW systems programming N8 and requirements N9 DPR DPR DP DUSN PPOI DP ASN M&RA DP BUMED GPI GP COMNAVSEA- GI SYSCOM GI GPR DI USFLTFORCOM/ (ashore) (Accident/ DI COMPACFLT DI Incident) (afloat) GP SSP GP DI GP DI DI GP DI GP DI GPI DI DI COMNAVSUP- GI SYSCOM CNIC GPI Key D: Supported G: Supporting R: Resources P: Policy I: Implementation Enclosure (1)
  • 15. SECNAVINST 8120.1A 15 February 2013 OPNAV NUCLEAR WEAPONS RESOURCE SPONSORSHIP AREAS Resource Sponsorship Areas Sponsor N1  Navy military personnel N4  NW facilities procurement  NW facilities maintenance N2/N6  NC3 N8  NW and NW systems resource programming integration N9  NW security ashore  NW security afloat  NW A/I response  NW platform operations  NW systems facilities operations  NW systems resource programming integration  NW and NW systems assessments  NW systems Enclosure (2)